© professor rifat atun. imperial college london 2012 professor rifat atun mbbs mba frcgp ffph frcp...
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© Professor Rifat Atun. Imperial College London 2012
Professor Rifat Atun MBBS MBA FRCGP FFPH FRCP
Professor of International Health Management
Imperial College Business School and Faculty of Medicine
Imperial College London
Innovation in Health Systems
Workshop to Improve the Design of the
Laboratory of Innovation in Health Systems and Services
Brazilian Ministry of Health
Strategic and Participatory Management Secretariat
Brasilia
15-16 August 2012
© Professor Rifat Atun. Imperial College London. 2012
Innovation is critical to improved health outcomes
© Professor Rifat Atun. Imperial College London. 2012
Innovation and innovation adoption is critical to sustained health system improvements
World Health Report 1999
© Professor Rifat Atun. Imperial College London 2012
Innovation is key for addressing health inequities and health system challenges
© Professor Rifat Atun. Imperial College London. 2012
Challenge 1: Rising health expenditures as a % of GDP
Source: OECD health data 2010
© Professor Rifat Atun. Imperial College London. 2012
Health care expenditure is likely to continue to rise
A desire to take medicine is perhaps the greatest feature which distinguishes man from other animals
Sir William Osler
© Professor Rifat Atun. Imperial College London. 2012
Challenge 2: Health Sector productivity (Real Sector Growth -Compound Annual Growth Rate-, Broken into Labour Productivity Growth and Employment Growth in Various Sectors of the U.S. Economy, 1990–2010)
Kocher R. Sahni NR. Rethinking Health Care Labor. N Engl J Med 2011; 365:1370-1372
© Professor Rifat Atun. Imperial College London. 2012
Challenge 2: Health systems-productivity Perceptions on inefficiencies
“ I once asked a worker at a crematorium who had a curiously contented look on his face, what he found so satisfying about his work. He replied that what fascinated him was the way in which so much went in and so little came out.
I thought of advising him to get a job in the [health system]...”
Modified after late Archie Cochrane
© Professor Rifat Atun. Imperial College London. 2012
Challenge 2: Health systems-productivity Inefficient hospitals
“Over the last ten years, there has been significant real growth in the resources going into the NHS…. The evidence shows that productivity in the same period has gone down, particularly in hospitals.”
Amyas Morse, head of the National Audit Office, 17 December 2010
© Professor Rifat Atun. Imperial College London. 2012
Challenge 3: Slow Adoption of health innovations
© Professor Rifat Atun. Imperial College London. 2012
© Professor Rifat Atun. Imperial College London. 2012
Health innovations diffuse slowly
• 1601: James Lancaster demonstrates that lemon juice cures scurvy
• 1749: Experiment repeated by Lind – 1753 “A treatise of the scurvy”
• 1795: Royal Navy acts on evidence
• 1865: Merchant Navy acts on evidence 254 years later!
© Professor Rifat Atun. Imperial College London. 2012
Coverage for interventions across the care continuum: 68 priority countries (2000‐06)
© Professor Rifat Atun. Imperial College London. 2012
Nandakumar A et al. Health Aff 2009;28:986-995
©2009 by Project HOPE - The People-to-People Health Foundation, Inc.
© Professor Rifat Atun. Imperial College London 2012
Poor uptake of innovations mean missed opportunities for reducing mortality as well as morbidity and creating health and wealth
© Professor Rifat Atun. Imperial College London. 2012
Key barrier 1: linear view of innovation adoption
Input Output Outcome
© Professor Rifat Atun. Imperial College London. 2012
Key barrier 2: limited evidence
Methodological challenges in generating evidence
What works in practice and what has worked less well
Scale and learning effects?
1
2
3
Suboptimal
innovation
solutions
implemented
Sources of resistance to innovation adoption
© Professor Rifat Atun. Imperial College London. 2012
Key barrier 3: asymmetric industrial and health policies
Industrial policies encourage technology push, but health systems constrain innovation:
– Not enough emphasis on demand side factors– Inadequate incentives and downstream rewards
for adoption– Inefficiency/ineffectiveness tolerated– No incentives for innovation
Atun RA, Gurol-Urganci I, Sheridan D. Uptake and diffusion of pharmaceutical innovations in health systems.
International Journal of Innovation Management 2007; 11 (2): 299-321
© Professor Rifat Atun. Imperial College London. 2012
Medical Research Council Investment by research stage (% of total)
© Professor Rifat Atun. Imperial College London. 2012
UK Department of Health Investment by research stage (percent of total)
© Professor Rifat Atun. Imperial College London. 2012
The translation gaps
Cooksey Report 2006
© Professor Rifat Atun. Imperial College London. 2012
Key barrier 4: institutional logic
• Resistance to innovation
© Professor Rifat Atun. Imperial College London. 2012
Key barrier 5: Wrong kind of innovation
© Professor Rifat Atun. Imperial College London. 2012
© Professor Rifat Atun. Imperial College London. 2012
Need a holistic and systems approach to innovation
© Professor Rifat Atun. Imperial College London. 2012
Framework for analysing adoption and diffusion of innovations in health systems
InnovationAdoption
System
Broad Context
Broad Context
Health System
Problem
Institutions
Atun R. Health Systems, Systems Thinking and Innovation, Health Policy and Planning 2012
© Professor Rifat Atun. Imperial College London. 2012
A systems approach to innovation
1. Problem perception
1. Innovation
2. Adoption System
3. Health System
4. Context
• Burden• Necessity and urgency
• Complexity• Scalability
• Receptivity• Opportunity
• Feasibility
• Desirability• Logic
Atun et al. Health Policy and Planning 2010
© Professor Rifat Atun. Imperial College London. 2012
The Problem
• Necessity and Urgency• Burden
– Economic and social consequences
• Perceived and real• Social Narrative
• Transmission dynamics
© Professor Rifat Atun. Imperial College London. 2012
The Intervention
• Complexity
• Scalability
• Simpler to more complex*
• Replicability
• Standardisability
* See next slide
© Professor Rifat Atun. Imperial College London. 2012
Intervention: simple versus complex
Single episode
Multiple episodes
Few elements
Multipleelements
Less complex
More complex
Atun R, de Jongh T, Secci F, et al, Integration of targeted health interventions into health systems: a conceptual framework for analysis., Health Policy Plan, 2010; 25:104-111
© Professor Rifat Atun. Imperial College London. 2012
Intervention: simple versus complex
Few stakeholders
Multiple stakeholders
Few levels
Multiplelevels
Less complex
More complex
Atun R, de Jongh T, Secci F, et al, Integration of targeted health interventions into health systems: a conceptual framework for analysis., Health Policy Plan, 2010; 25:104-111
© Professor Rifat Atun. Imperial College London. 2012
Intervention: simple versus complex
User engagement lower
User engagement higher
Technologydominates
Less complex
More complex
Behaviourdominates
Atun R, de Jongh T, Secci F, et al, Integration of targeted health interventions into health systems: a conceptual framework for analysis., Health Policy Plan, 2010; 25:104-111
© Professor Rifat Atun. Imperial College London. 2012
The Adoption System
• Receptivity
• Individual & team and institutional
• Political economy• Incentives
– agency/provider/user incentive alignment
• Legitimacy– Cognitive
– Technical
– Normative
– Economic
© Professor Rifat Atun. Imperial College London. 2012
Health System Characteristics
• Feasibility
• Governance– Regulatory environment– Structure and organization
• Financing– Provider payment methods– Resource availability
• Service delivery
• M&E systems– Ability to monitor results
© Professor Rifat Atun. Imperial College London. 2012
The Context
• Sustainability
• Attributability
• Fiscal space– Overall and health sector
specific
• Reporting need to link cause and effect
© Professor Rifat Atun. Imperial College London. 2012
The Context
• Opportunity
• Desirability
• Critical events– Visibility
• Synergy
• Technology availability
• Political economy
• Socio-cultural factors
© Professor Rifat Atun. Imperial College London. 2012
Innovation needs a balance of push and pull incentives with enabling platforms
Push strategies Pull strategies
Enabling platforms
Adoption
system
Institutions
© Professor Rifat Atun. Imperial College London. 2012
Innovation needs a balance of push and pull incentives with enabling platforms
Push strategies Pull strategies
Enabling platforms
Adoption
system
Institutions
Supply side incentivesDemand creation
Signalling
Empowerment
Institutionalisation
© Professor Rifat Atun. Imperial College London. 2012
Commissioning for Quality and Innovation (CQUIN) payment framework
Bring clarity to quality – standards
Measure quality
Publish quality performance
Recognise and reward quality
Clinical leadership
Safeguard quality
Stay ahead
•Expanded role for NICE
•NHS Evidence
•Metrics – local, national, international
•Clinical dashboards
•Quality accounts
• International measures
•CQUIN
•Normative tariffs
•Clinical Excellence Awards
•QOF
•PBC, Service line reporting, Social Enterprise
•Medical Directors; clinical advisory groups
•National Quality Board
•Care Quality Commission
•Professional Regulation
•Duty to innovate
• Innovation funds and prizes
•Academic Health Science Centres
•Health Innovation and Education Clusters
© Professor Rifat Atun. Imperial College London. 2012© Imperial College Business School