04. principals, structure properties and prepration methods of ointments

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Institute of

Pharmaceutical

Technology

and

Biopharmacy

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The usage of ointment has a long history. Notes on the Eberspapyrus were found about ointments.

1828.: - White vaseline was synthetized from the evaporationleftover of crude oil in Cheseborough

1858. - Production of glycerol gelled by starch

1885.: - Production of purified wool grease (Liebrlich).

1936.: - Quantitative determination of water number in case of W\O

emulsion-based ointments1941.: - Thixotropic nature of methyl-cellulose → Gel can be

manufactured with methyl-cellulose, which has a thixotropicproperty.

1949.: - Introduction of polyethylene-glycol as a basic ointment

material→Unguentum macrogoli.

1953.: - The ointments are gels → coherent frame, which fixesliquid

http

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1962.: Mathematic model of liberation → With it, ointmentscan be classified, compared to each other

1963.: Rheological examinations

1965.: Description of penetration accelerator excipient andmajority of excipients used in ointments

(consistency providing, manufacture promoting etc.)

1969.: Microscopic examination of ointments, theory of

complex emulgents of creams and liquid crystal theory.1974.: Process sections of created dermal effect

1975.: Introduction of transdermal delivery systems (TDS)Liquid crystal ointment basic materials → not only API is

got into skin, but the liquid crystals too.

http

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The definition of ointments is a generic term,because different structure having semisolid

systems are involved.

(pl.: Hydrocarbon structures,

lipogel structures,

emulsion-based structures,macromolecular structures)

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The ointment has got well-defined colloidal

structures.

Their deformation behaviors can be described

exactly, and specified by concrete number data

(plastic, pseudoplastic,thixotropic yield, yield point).

http

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Definition, Nomenclature

Definition of ointments (Ph.Hg.VII.):

The ointments are plastic gels used for treatment of skin or mucosa, in which the components are

dispersed even in solution, emulsion or suspension

 form.

http

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Semi-solid preparation for cutanaous application(PRAEPARATIONES MOLLES AD USUM DERMICUM ) (Ph.Eur. IV.)

„Semi-solid preparations for cutaneous application are

intended for local or transdermal delivery of active substance

or for their emollient or protective action. They are of

homogeneous appearance.

Semi-solid preparations of cutaneous application consist of a

simple or compound basis in which usually 1 or more activesubstance are dissolved or dispersed. According to its

composition, the basis may influence the activity of

preparation.”

FOGALMAK, NEVEZÉKTAN

http

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CLASSIFICATION OF SEMI-SOLID PREPARATION FOR CUTANAOUS

APPLICATION:

Ointments• Creams

• Gels

• Pastes

• Poultices

• Medicated plasters

DEFINITION, NOMENCLATUREhttp

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I. OINTMENTS (Ph.Eur.IV.)

An ointment consists of a single-phase basis in which solid or liquid

may be dispersed.

1., Hydrophobic ointments can absorb only small amount of water.

Typical material used for their formulation are:

hard solid and light liquid paraffins,

vegetable oils,

animal fats,

synthetic glycerides,

waxes,

liquid polyalkylsiloxanes.

http

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I. OINTMENTS (Ph.Eur.IV.)

2., Ointments emulsifying water :

can absorb larger amounts of water and thereby produce water-in-oil or oil-in-water emulsions after homogenization, dependingon the nature of the emulsifiers:

w/o emulsifying agents: wool alcohols, sorbitan esters,

monoglycerides, fatty alcohols

o/w emulsifying agents : sulphated fatty alcohols, polysorbates,

macrogol cetostearyl ether or esters of fattyacids with macrogols

Bancroft-rule!

http

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I. OINTMENTS (Ph.Eur.IV.)

3., Hydrophilic ointments:

are preparations having bases that are miscible with

water.

The bases usually consist of mixture of liquid and solid

macrogols (polyethylene glycols).

They may contain appropriate amounts of water.

http

h

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II. Creams

Creams (cremor or cremum) are called particular soft consistencyhaving or ointments with higher water content.

O\W or W\O type emulsion-based ointments

Ph. Eur. IV.

Multiphase preparations / Lipophilic + aqueous phase

….

Ph. Hg.VII.

http

htt

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II. Creams (Ph. Eur. IV.)

Creams are multiphase preparations consisting of alipophilic phase and an aqueous phase.

Lipophilic creams: have as the continuous phase the lipophilicphase. They usually contain water-in-oil emulsifying agents as

:wool alcohols, sorbitan esters and monoglycerides.(Occlusive barrier)

Hydrophilic creams : have as the continuous phase the

aqueous phase. They contain oil-in-water emulsifying agentssuch as:sodium or trolamine soaps, sulphated fatty alcohols, polysorbates and polyoxyl fatty acid and fatty alcohol esterscombined, if necessary with water-in-oil emulsifying agents.

http

( )

htt

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III. Gels (Ph.Eur.IV.)

liquid paraffin with

polyethylene

or fatty oils

Colloidal silica

or aluminium salts

or zinc soaps

Water,

glycerol

vagy propylene glycols

Poloxamers,

starch, cellulose derivatives,

carbomers,

and magnesium-aluminium silicates

Gels consist of liquid gelled by suitable gelling agents.

Lipophilic gels ( oleogels ):

Hydrophilic gels ( hydrogels ):

+

+

http

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The gels are colloidal coherent structures consisted ofcolloidal sized high liquid content and inorganic particles or

organic macromolecules.

Gels can be:

- transparent gels („monophase” or „iso”-gels)

- „two-phase” suspensoid gels.

http

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IV. PASTES / Ph.Hg. VII.:

The paste (pasta) is those ointment with highconsistency, which consists of (40% or more) powdered

medicine materials as a solid disperse phase in it.

Ph.Eur. IV.:

Pastes are semi-solid preparations for cutaneous

application containing high proportion of solids finely

dispersed in the basis.

http

http

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V. POULTICES /Ph.Eur.IV.:

Poultices consist of hydrophilic heat-retentive basis in which solid

or liquid active substance are dispersed. They are usually spreadthickly on a suitable dressing and heated before application to theskin.

VI. MEDICATED PLASTERS/Ph.Eur.IV. :

Medicated plaster are flexible preparations containing 1 or moreactive substances. They are intended to be applied to the skin. Theyare designed to maintain the active substance(s) in close contact

with skin such that theses may be absorbed slowly, or actprotective or keratolytic agent.

http

http

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THREE AIM OF APPLICATION OF OINTMENTS :

1. To protect the damaged skin surface

2. To get the skin to be hydrated or its nutrition

3. To achieve a therapeutic treatment at the skin, as

local or systemic effect.

http

http

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CLASSIFICATION OF MEDICAL OINTMENTS

The medical ointments can be classified accordingto many aspect.

 According to the nature of effect:

- covering or protective ointments,

- wound ointments,

- ointments capable for penetration,- ointments capable for resorption.

Is penetration needed, or not?

http

http

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Principals of absorption through skin

The absorption is carried out by passive diffusion.The percutaneous absorption can be divided into 4 steps:

1. liberation: API diffusion onto skin surface,

2. penetration: API diffusion into epidermis,3. permeation: The API diffuses from a layer of skin into

another structurally and functionally different layer

4. resorption: The approach of systemic circulation by the

API.

http

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Ointments

Medical Ointments

Active substance Basis (Basic ointment)

in -dissolved (more components)

- suspended

- emulsified.

Basic materials Excipients

http

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Basic materials: component of basic ointment largest amount init. (e.g. white vaseline)

Excipients: components of basic ointment in less amount in it

(e.g. fatty alcohols, waxes, surfactants)

Basic ointment = Basis

The basic ointments have a complex composition.

p

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Therapeutic effect of ointments

1.Basic material: chemical composition,

colloidal status,

stability of the structure,

rate of penetration,

own effect.

2. API: concentration,solubility,

capability for penetration and diffusion

3. skin: physiological condition

anatomical, biochemical relationshippre-treatment

The basic ointment can have own therapeutic effect.

The therapeutic effect of ointments result form the

interaction of basic materials and skin.

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SPECIFICATIONS OF OINTMENT STRUCTURE

GENERAL CLASSIFICATION OF GEL STRUCTURE

„The ointments are plastic gels.”

(Münzel)

http

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SPECIFICATIONS OF OINTMENT STRUCTURE

GENERAL CLASSIFICATION OF GEL STRUCTURE

Specifications of coherent structures:

- minimum two components,

- connected structure of the dispersed particles are filled withdispersion medium

- not fluid, rigid, but can be formed,

- the creation comes with increase of entropy,

- volume proportion: 1 < V2/ V1 < ∞,V2 volume of unit of frame creating component

V1 volume of one molecule of dispersion medium

http

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SPECIFICATIONS OF OINTMENT STRUCTURE

GENERAL CLASSIFICATION OF GEL STRUCTURE

Specification of coherent structure:

a., heterogeneous coherent structure (particles are stiff discontinuesparts)

b., colloidal coherent structure (gels) (colloid sized particles)

According to formation, gels can be :

- desolution (from homogeneous disperse structure by decrease ofsolubility)

- coagulation type (from well solvated colloidal disperse structures

by desolvatation)

- swollen type (macromolecules)

- chemogels (by chemical interaction)

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SPECIFICATIONS OF OINTMENT STRUCTURE

GENERAL CLASSIFICATION OF GEL STRUCTURE

Models of gel structure

a: structure frame built with orb shape colloid particlessuch as: gel of colloidal silica in aqueous area

b: frame consisted of anisodimensional particles (bentonite gel)

c: frame built with fiber, yarn shape particles (soap gel)

d: gel structure of macromolecules contained crystal or amorphous shape particles

such as micelle

http

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SPECIFICATIONS OF OINTMENT STRUCTURE

GENERAL CLASSIFICATION OF GEL STRUCTURE

Energy of gel structure depends on:

- magnitude and nature of cohesion forces ( secondary chemical

and physical-chemical forces)

- the way of connection of liquid to gel structure (70-95%) /nature,

energy

- liquid bounded by solvation- capillary forces,

- mechanically enclosed liquid – steric bounded liquid 

http

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SPECIFICATIONS OF OINTMENT STRUCTURE

GENERAL CLASSIFICATION OF GEL STRUCTURE

Pharmacopoeia:

The ointments, creams, gels generally behave according to their

structure as viscous-elastic material and have the properties specific for

non-newtonian fluid, such as the plastic, pseudoplastic or

thixotropic yield/flow occurring after the high shear stress.

The most frequently experienced phenomenon specific for pastes is

dilatation.

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Institute of Pharmaceutical Technology and Biopharmacy

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BASIC OINTMENTS (BASIS)

The basis may have own therapeuticl effect.

Complex structures consist of several component.

Role of components:

- structure (frame) creating

- consistency solidifier

- consistency softener

- liquid components- emulsifying : (o/w-, w/o, complex ~)

- wetting agents

- excipients stabilize the bounding of liquid

- humectant

- film-forming

- foam-forming, foam-stabilizer

- macroscopic appearance corrective.

Excipients of ointments

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Excipients of ointments

1. Basic components:

- hydrophilic and lipophilic gel-forming

- o/w, w/o emulsifying agent

- complex emulsifying agent

- components of liquid phase.

2. Agents influencing consistency :

- viscosity increasing excipients

- humectant materials.

3. Stability providing agents:

- antioxidants

- microbiological preservatives.

4. Excipients applied with a biopharmaceutical purpose:

- Liberation assisting agents

- Penetration assisting agents

- Penetration increasing agents.

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ASPECT OF CHOICE OF BASIC MATERIALS:

• Properties of active substance (solubility, dispersion

property)

• Syndrome (acute, chronic pathology)

• Desired effect (local, or systemic)

• Nature of basic ointments.

• Bioavailability of active substance

• Stability of basic materials.

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Indication

• Short-term application creams,

Long-term application ointments

Effect development time:hydrogel < o/w emulsion-based < w/o emulsion-based basic

ointment

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ASPECT OF CHOICE OF BASIC MATERIALS:

Hydrocarbon bases are used (vaseline), when:- active substance has an irritative effect on

skin- aim is to achieve surface effect.

Lipogel bases are used (Ung. oleosum), when:- active ingredient is soluble in this lipoid media,

- aim is to achieve effect deeper.

Polyethylene-glycol bases are used (e.g. Ung.

macrogoli), when- patient is sensitive to lipoid materials,

- active substance is rather soluble inhydrophilic area.

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W/o emulsion-type bases are used (e.g. Ung.hydrosum, Ung.emolliens), when

- active substance is well soluble both in aqueousand lipoid

- slow, prolonged effect is needed.O/w emulsion-type bases are used (e.g. Ung.

hydrophilicum non- and anionicum) when:

- active substance is soluble in aqueous area.

Hydrogel bases are used (e.g. Hydrogelummethylcellulosi) when:

- patient is sensitive to lipoid

- active substance is soluble in aqueous area.

ASPECT OF CHOICE OF BASIC MATERIALS:

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Preparation requirements:

The preparation method of ointments is determined

by:

active substances and

ointment materials.

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Multicomponent water-free ointment materials can be

generally melted together during the preparation process.

In case of need it has to be filtered.

The molten materials have to mix until it totally cools down,

and if it is possible, have to be homogenized on the otherday.

(in case of larger quantity prepared in pharmacy)

Preparation requirements:

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If the active substance does not degrade on the meltingtemperature of ointment materials, and it does not separate fromointment in case of appropriately long storage, then with activesubstance and ointment materials solution-based ointment willbe prepared.

• In the case of the active substance is not soluble in the ointmentmaterial, but in purified water or other inert solvent can bedissolved, and solution can be prepared, which has to be asstabile not to separate from the ointment during storage time. In

this cases the solution form of active substance can be emulsified- in a quantity of at most 5% of total mass-into ointmentmaterials.

• The used solvent must not been evaporated, and the quantity has

to be subtracted from total mass!!!

Preparation requirements:

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W/o type of emulsion-based ointments is preparedwith softening (melting is not needed), or currently

melting the fatty phase, then in this status the

aqueous phase is being emulsified on the same

temperature as the just molten/ softened fatty

phase. The preparation is mixed until total cooling

down.

When if it is possible the preparation should be

homogenized on the other day. (in case of larger

quantity prepared in pharmacy)

Preparation requirements:

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At the preparation of O\W type emulsion-based ointmentsthe aqueous phase is emulsified in small parts onappropriately same temperature (rather warmer) as themolten fatty phase

The ointment has to mixed until cooling down.

The evaporated water has to be made up for after

preparation procedure!!!

The O/W type emulsion-based ointments can only filledinto plastic container, when it is totally cooled.

Preparation requirements:

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In case of „ex tempore” prepared emulsion-based

ointment, the active substance can be dissolved in

the suitable phase of ointment materials.

O/w type emulsion-based ointments and hydrogels

have to be preserved by 1% or in particular cases

2% of Solutio conservans mixed into aqueousphase.

Preparation requirements:

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If solution of active substance can not be prepared,

then as a fine powder (160 μm) with a geometric

dilution is suspended with the particle part of the

ointment material, with inert liquid properly to theconsistency for ointment.

The suspension-based ointment must always be

prepared in mortar.If a wet grinding agent is needed, it can be used but

the quantity of excipients has to subtract form the

ointment material.

Preparation requirements:

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• If the ointment become uneven, lumpy duringthe preparation method, this mistake can be

corrected by softening or melting that.(Naturally if it does not contains any volatilecomponents and the evaporated water has tobe made up for)

Preparation requirements:

PREPARATION OF OINTMENTS

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PREPARATION OF OINTMENTS

• In case of semi-solid preparation for cutanaous

application the powder form („pulvis”- 160-63 μm shievefine) is used for the preparation method. (not the

crystallisatum form)

• At the preparation of water containing (mostly the o\w

type emulsion-based ointments) after the total cooling,the evaporated water must be replaced, just after this can

be filled into plastic container.

In case of o\w type ointments the fatty phase have to bemelted, which can be carried out by using infralamp or

water-bath without exceeding 70-80 ºC.

• The heating is performed in the most careful , and the

shortest time which is enough.

PREPARATION OF OINTMENTS

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• The components of the particular phase should be puttogether to heat, or to melt.

• Emulsion-based ointments should be mixed carefully,because foam can be created.

• Geometric dilution

• Volatile solvent never be used, because after evaporationthe active ingredient is going to crystallize

• Before adding volatile oil, the ointment has to be cooled

down.• Humectant excipients should be added to the drying

quickly o\w emulsion-based basic ointment (approx. 2-5%).

(glycerol, propylene glycol,70% sorbitol, PEG 400).

PREPARATION OF OINTMENTS

PREPARATION OF OINTMENTS

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• In case of preparation method of o\w emulsion-basedointments both phases has to heated to sametemperature (the aqueous phase should be warmer thanfatty phase)

• At the preparation of w\o emulsion-based ointments thefatty phase is enough to be softened.

• The cooling must not be made it rush.

• The solution-based and emulsion-based ointments inpatendula,

• The suspension-based ointments must be prepared in

mortar.

PREPARATION OF OINTMENTS

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ERWEKA ointment mixer

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Planetary mixer, mixer topping

COLD EMULSIFICATION (Kriomixer)

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COLD EMULSIFICATION (Kriomixer)

Rolling

stand

Duplicator kettle

Lifting arm

Vacuum connection

Mixer (high

RPM)

Engine

Device for cold emulsification

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TRIPLE ROLL MILL

Ointment or pasta

Dosage controlling plates

Porcelain cylinders

Structure of triple roll mill

Removingplate

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Unguatortype: 2100

• Automated control with lifting arm

• For compounding preparation at the amount of15ml - 1000ml .

• Pre-programmed, but manually the RPM can be

also adjusted till 3000 U/min.

• Besides the ointment, it is suitable for gels and

supporsitories too.• The preparation method of compoundingpreparation occurring in pharmacy are almost

100% programmed.

• 3 bottom push to start mixing.

• The quality of product is always the samebecause of the integrity of microprocessor .

• It can be controlled and remoted by the an

optional UNGUATOR Assist-Software

Basic ointments of Ph. Hg.VII./ GALENICALS:

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Basic ointments of Ph. Hg.VII./ GALENICALS:

• Unguentum aluminii acetici tartarici

• Unguentum argenti nitrici

• Unguentum emolliens• Unguentum emulsificans anionicum

• Unguentum emulsificans nonionicum

• Unguentum glycerini

Unguentum hydrophylicum anionicum• Unguentum hydrophylicum nonionicum

• Unguentum hydrosum

• Unguentum macrogoli

• Unguentum oleosum

• Unguentum paraffini

• Unguentum simplex

• Unguentum stearini

• Unguentum zinci oxydati

•Vaselinum acidi borici

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Thank you for your

attention!