' - .

----------- ------- -------- ------ -------------

1, , - .

Cc::1 v.r1 Ai.

c;e.;

a.

___ _ Report

p ng opfnion, wltti applkable

> • �i�:.<�,��1¥:£:· . .

POsmoN NAME OF ORGAN!ZADON/ENTITY

I

l

3

2

,.

PAR.TIES AND��;:::

SOJ.JRCB AND mB

2

,

GROSS INCOME .

.;

3; ti11?1'.t. (Jrca f!e.l-,t;�E;e;; fd. }

-

(../i\ J IC( F\. L ·· /i,0-lO(WP) . FINANCIAL REPORT Rqort Required by the Ethia DIS OSURE

in Government .4r:t of 1918, . Rev. 112004 FOR CALEN!)AR YEAR 2003 (5 U.S.C. App. §§101-1 JI)

1. Person Reporting (Lat llf1JM.flnl, middle initial)· 2. Court or Organizatioa 3. Date of Report

r/ e f-t:. er , &+f y ;s. Co.,, r-.; t:' /ArF "/s l'l,"'rl; f Y J :z.. ¥-jo

4. Title (ArticleOJjudges imliaJJ.e adive 0r sllllm; s. Report Type (check appropriate type) 6. lteporting Periodmagislmte }udgf!3 indir:alefull-orpart-time)

_Nomination. Date,..S.t::-h ( 1>·,,. C,,. ; v/f -;:r;,t.!:Je _Initial _K - Annual Final -

7. Chmben or Office Addnss On tile hasfs of the Information contained ID this aiid (), :, llbt1s=cr- / i:f I &>e>cs aay medilleations thereCD. It Is, In

/c 10 F. .q ""' , - . la compliance lam aad regulations. · 'ft 4 'Tfft! Ii.I A. �Ii I lJ 'I

, _

. . L POSIDONS. -{Repart111gindMiblldonJy; pp.9-isuJ ou.)

-[] NONE. (NoJ:ePOtlablepositions.) · _ -

Mm

r--.. .,IL AGREEMENTS. (Reponillgilt4Mtlaaloniy,·a.pp. u-160/Instnlt:liOMJ . 0::-:;

1 ,,,.·.,,,· .·- w . . - . • f"i::"] _ NONE (Noreportableagre=ments.) - C'"; :--. :;1 ·-

.;

ID. NON-INVESTMENT INCOME. (Report111gindl:Nluat tmd:rptnat:; lfRpp.11·24 u/In:stnctions.) . JMIE. A... FU.er's Non-Investment Income

NONE (No reportable DDn-investmentincom=.)

1 s " s

3 '. s

B. Spouse's Non-Investment Income- Ifyou were married. during any portion of the r.eporting year, please.eitmpl te-this._· · · section. (dollar amount not required except for h.otioraria)

D NONE (Noreportablenon;,.in · .) ·- -: . : ·;: ·= : : . . : -·· - -- ·· "······' · -1

(,r_2

.. -1

SOlJRCE

Date of Rqiort

l

(;J,. r, l ';'J,; den A 5::;: ll'c; • 'f(q -·l'3 0lt...lj(·«.:{ 1'!.:V<>i Cc>.,;j "--Fae" t &' _;fr 1j S-(5- r"t"l.eet Ci)CbMoJ ..-Ca�. C!J. . -l-t-.:110e..,

S·

6

�l URGE DESCJUPDON

1.

.3

CREPITOR DESCRIPTION YALUECQDE*

2

3 _

·

FINANCIAL DISCLOSURE REPORT Nm& of Person Rt:poniag ' '

__ ... -tt t:... F(\"'{i \r..:· · 't/:.:-r /a f IV. REIMBURSEMENTS -transportation, lodging, food. entertainment

(Includes ·those to spouse and dependent children.. See pp. 25-27 of Instructions.)

D - DESCRlPTION

NONE (No such reportable reimbmsements.)

- 1

2

•

4

· 1

V. GIFTS. (includes those!!' spouse o:zd dependent children. See pp. 28-31 ofInstruct'.ons.)· SO · · .VAI..UB

NONE (No suchreportable gifts;)

s -2 s

s 4 .·.. $

.·VL LIABILITIES. (Includes those of spouse and dependent children See pp. J2-33 oflnstructio111J.)

NONE (No iep011ablc liabilities.)

;

4

s

s

'

7

\.lJJ

1sG

J.

.1:.tl.

D T

-r

t-t1 ..

·-

--

12 t'\vvi;, d,:r.

' "

Nam! of Person RqiatlinJ Date ofReport' · '. FINANCIAL DISCLOSURE REPORT 13=:-+fy fa, f"'/..._..f..ct:,el"'" Lf /i'f {t>l-f.

VIl. Page 1 INVESTMENTS and TRUSTS - income, value, transactions (Includes those of. · spouse and dependent children. See pp. 34-57 of Instructions.)

A .

, t; M T

Mt..

A d \". J,·..,.,

J. 11.

.. T

r

"'1" 10.., 1tft,3

10

11 ' . P, ...... ,. s-+.c.k lu Fd C.£. J:o

,-

T .. .. ·- -

I.! I

.f"»ttd \( p T M

13 Muvii.14-tJ." :::tl'ls, f'vw6 T ;,,c • J v. I . .14G'e"'. €.t ,1-. co.., ;r. .,.

,s 1-lo.r b. ... CJy.... ?ut:> bi-id T.

16 C...:.Jc G> s.D a.,d B 1:.,,1. I

11 Vc;.vv�.ovver WA VI > )o,01Ael ; ... J. I{ \

Page..I .1NVESTMENTS

.3

7

8

a. f'\e+c. e.r . •. FINANCIAL DISCLOSURE REPORT Name nfPmsim RcportiDg

}:le:\=\y .

VII. and TRUSTS - income, value, transactions (Includes those of spouseand dependent ch ldren. See pp. 34-S7 of InstroctionsJ

s

6

10

11

12

13

14

IS

16

17 ... -

...... ..

Name of Pemnl Rcpoding CIAL DISCLOSURE REPORT B.;\iy e.. Y:-\ l.i r

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS (Indicate part oCReport.)

IX. CERTIFICATION.

I certify that all information given_above (including information pertaining to my: spouse and minor or dependent children, if' any) is accmate,tme.andcompletetothebestofmyknowledgeandbclie(andtbatanyinfonmtionnotrcportedwaswithheldbecause itmctapplicable statutory provisions permitting non--disclosure.

·

·1 fbrtber certify that eamed income from outside employment and honoraiia and the acceptance of gifts which have been reported are in · ·

compliance with the provisions of 5 U.S.C. app"' § 501 et. seq., S U.S.C. § 7353 and Iudicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND Wll..FULLY FALSIFIES OR FAILS TO FILE THIS.REPORT MAY BB SUBJBCT TO ClVll.. AND CRIMINAL SANCllONS {S U.S.C. App.. § 104.)

___________ _ Date. __ _

+; :bidi�ctuid. y.

POSmON ...

QF QRGANIZATIONIENTITY

PARTIES AND TERMS

0

-.::

· y ("")

:::u

.

r··;1

e 1jtred by the Ethics · ove ment Aet ofl978

Reviewing Officer

(5 U.S. pp. §§_101-111)

FINANCIAL DISCLOSURE REPORT

Calendar Year 2003

I. Person Repmting (Lastname, First name, Middle initial) Fletcher, William A

4. Title (Article IllJudges indicate active or senior status; magistratejudges indicate full- or part-time}

U.S. Circuit Judge (Active)

7. Chilmbe:ra or Office Address 95 Seventh Street

2. Coun or Organization 3. Date ofReport

US Court of Appeals 9th Circui 5nt2004

5. Report Type (check appropriate type) 6. Rc:pnrtiug Period

' ' Nomination. Date l/1!200J

' • I Initial . · •• Ann11al Finni Jf> 12/3112003

8. On the basis ofthe infonnation contained in this Report and any modifications pertaining thereto, it is. in my opinion, in compliance

with applicable laws and regulations.

San Francisco, CA 94103

IMPORTANT NOTES: The:/ instllletions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no repOTtable on. Sign on last page.

I. POSffiONS see pp. 9-13 of filing instructions)

0 NONE - (No n:: 1 - i�.); .:-_"'; . • ' ,. • !', .

NAME

l. Adjunct Professor University ofCalifornia, Berkeley, California

2. Trustee -Trust.

3. Custodian ..Account

4. Custodian ..Account

!.fl C':)r-"-t'l n1 c-- ., ..... ';,.... .• .......... ;:') c ::i"':I--· : •-rp r11... ... -·-IL AGREE:MENTS. (Reporting individual only, see pp. 14-16 offiling instructio!IS) r.·1 ("")

e· o·l?> -

-- u0 NONE - (Noreportabteagreements.) . . ,"1

:::;; rn ..r=

1. 01/07n7 University of California Pension (vemed; no control)

2. 04/05195 U.C. Berkeley Law School; Agreement to teach one course.per academic year; salary within 15% guideline.

SOURCE AND TYPE GROSS INCOME

SOURCE AND mE

SOURCE DESCRIP110N

Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT

Fletcher, William A sn12004

ill. NON-lNVESTMENT INCOME. (Reporting individual and spouse; see pp. 11-24 offiling instructions)

A. Filer's Nan-Investment Income

0 NONE • (No reportable non-investment income.)

L 2003 University of C alifornia Berkeley, Compensation for teaching

(yooB. not Spouse's)

19,999.98

2. 2003 Harcourt Professional Group; Royalties 223.00

B. Spouse's Non-Investment Income - (If you were married during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria)

NONE (No reportable non-investment income.) ·

1.

N. RElMBURSEMENTS - transportation, lo_dging. food, entertainment

(Includes those to spouse and dependent children. See pp. 25-27 ofinsttuctions.)

0 NONE (No such reportable reimbursements.) -

I. American Bar Association 1115103 • 1119/03 ·Seminar/panelist {Aspen, CO)- Transportation for myself, meals and room for myself and

2. Duke University School of Law 4/10/03 • 4112/03 • Moot Court (Raleigh, NC) - Transportation and meals for m:yse1£

3. American Constitution Society 7/31/03 • 8/2/03 ·Convention/panelist (Washington, D.C.)- Transportation, meals and room

for myself and

4. Aspen Institute l l/13/03 - 11116/03 -lnt'l Human Rights Seminar (Wye Center, MD)- Transportation, meals and mom for myself.

5.

SQURCE DESCRIPTION

CREPITOR DESCRIPTION VALUE CODE

Name of Person Reporting FINANCIAL DISCLOSURE REP.ORT Date ofReport

Fletcher, William A 5nt2D04

.V. GJFTS. (Jncluaes those to spouse and dependent children. See pp. 28-31 of instructions.)

NONE J, (.No such reportable gifts.)

1.

-·

VI. LIABILITIES. (Includes those of spouse and dependent children. See pp. ?2-34 of instructions.}

NONE (No reportable liabilities.) -

1.

A.

--

Interest

.

L

(2) (3) (4} Gain

- --·

-- --·· -

(I)

(e.g.

FINANCIAL DISCLOSURE REPORT Dai..: or Report. Name of Person Reporting

Fletcher, William A Page'1 oft 51712004

- income, value, transcntions (includes those ofthe spouse lllld dependent children. See pp. 34-57 of filing inStruc1ions.l VII. INVESTMENTS and TRUSTS

B. c. D. Income during Grossv.:ilue at cod of Transactions during reporting period

.. Description of Assets reporting period reporting period (inoluaing trust assets)

-

lf not exempt from disclosure (2) (I) (2) ti) i51

Place "(X)" after each asset c:Xl'!lllpt Value Value Typo (e.g. Date: ValueTypeAmount Identilyof · buyarlseller

-

from prior disclosure Code2 Method buy, sell. Month- Code2 Code I Code 1- div. rent. or Code3 merger, Dayint.) (J·P)(A·H) (if private

transactioo) (J-P) (A-fl)rod emption) (QoWl

DNONE (No reportable income, llSSCts, ot ttnnsacrlons)

1. Dreyfus Money Market B Interest M T

. . 2. Dreyfus Keogh Account;·Dreyfus Liquid Assets B Interest T

-

Interest J T3. Wells Fargo Keogh Account; CD k

4. Wells Fargo Keogh Account; CD A Interest J T

5. Dreyfus Money Marlcet A Interest J T

6. Dreyfus Money Market A Interest J T

7. Franklin Templeton Money Market A Interest J T

8. Safeco Insurance Annuity A K T

9. Fannly Trost E CntrctPmt K T

=I. Income/Gain Codes:.- A = Sl ,000 or less B S!,OOM.2,500 c $2,SOl-SS,000 D S5.00l·S15.000 E =.SI 5,001·$50,000

(See Columns Bl and D4) F = SSO,Oot-SI00,000 G = SIOO,OOl-Sl,000,000 HI = SL000,001-SS.000,000 H2 =More than $5,000,000

=2. Value Codes: = $15,000 or less K S15.00l-S50.000 L = $50.00l-$JOO,OOO M $ l00,00 l-$250,000

(See Columns CI and D3) N = S250,00G-S500.000 0 n $500,001-Sl,OOO.OOO Pl = $1.000,001·$5.000,00{l P2 $5,00(1,00!-$25,000,000

P3 =• $25,VOO,OOl·SS:0.000,000 P4 SMore thnn $50,000.000

3. Value Method Codes Q =Appraisal R CilS! (Real Estate Only) s Asscssmenl T Cash/Market= =

[See Column C2: u =Book Value v =Oilier w =Estimated · ··- · · -- - - .

Name of Person Reporting Date of Rep rtFINANCIAL DISCLOSURE REPORT

Fletcher, William A sn12004

-· -

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS (Indicate part ofReport.)

.·

Signature. __ _ 0'-:/

--- -- ------

FINANCIAL DISCLOSURE REPORT NameofPersonReporting Date of Report

Fletcher, William A 5/'7/2004

IX. CERTIFICATION.

I certify that all infonnation given above {including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions pennitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Date ff 2..t.J>e> )'

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY F ALSIFIBS ORF Ail..s TO FILE TIITS REPORT MAy

BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Co ttee on Financial Disclosure Administrative Office of the United States Courts Suite2-301 One Columbus Circle, N.E. Washington. D.C. 20544

'