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  • UA06 R99 Radio Principles - Page 1All Rights Reserved Alcatel-Lucent @@YEAR

    All Rights Reserved Alcatel-Lucent @@YEAR

    9300 W-CDMAUA06 R99 Radio Principles

    STUDENT GUIDE

    TMO18042 D0 SG DENI1.0Issue 1

    All rights reserved Alcatel-Lucent @@YEAR Passing on and copying of this document, use and communication of its

    contents not permitted without written authorization from Alcatel-Lucent

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    UA06 R99 Radio Principles9300 W-CDMA

    2

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    UA06 R99 Radio Principles9300 W-CDMA

    3

    Terms of Use and Legal Notices

    Switch to notes view!1. Safety WarningBoth lethal and dangerous voltages may be present within the products used herein. The user is strongly advised not to

    wear conductive jewelry while working on the products. Always observe all safety precautions and do not work on the

    equipment alone.

    The equipment used during this course may be electrostatic sensitive. Please observe correct anti-static precautions.

    2. Trade Marks

    Alcatel-Lucent and MainStreet are trademarks of Alcatel-Lucent.

    All other trademarks, service marks and logos (Marks) are the property of their respective holders, including Alcatel-

    Lucent. Users are not permitted to use these Marks without the prior consent of Alcatel-Lucent or such third party owning

    the Mark. The absence of a Mark identifier is not a representation that a particular product or service name is not a Mark.

    Alcatel-Lucent assumes no responsibility for the accuracy of the information presented herein, which may be subject to

    change without notice.

    3. Copyright

    This document contains information that is proprietary to Alcatel-Lucent and may be used for training purposes only. No

    other use or transmission of all or any part of this document is permitted without Alcatel-Lucents written permission, and

    must include all copyright and other proprietary notices. No other use or transmission of all or any part of its contents may

    be used, copied, disclosed or conveyed to any party in any manner whatsoever without prior written permission from

    Alcatel-Lucent.

    Use or transmission of all or any part of this document in violation of any applicable legislation is hereby expressly

    prohibited.

    User obtains no rights in the information or in any product, process, technology or trademark which it includes or

    describes, and is expressly prohibited from modifying the information or creating derivative works without the express

    written consent of Alcatel-Lucent.

    All rights reserved Alcatel-Lucent @@YEAR

    4. Disclaimer

    In no event will Alcatel-Lucent be liable for any direct, indirect, special, incidental or consequential damages, including

    lost profits, lost business or lost data, resulting from the use of or reliance upon the information, whether or not Alcatel-

    Lucent has been advised of the possibility of such damages.

    Mention of non-Alcatel-Lucent products or services is for information purposes only and constitutes neither an

    endorsement, nor a recommendation.

    This course is intended to train the student about the overall look, feel, and use of Alcatel-Lucent products. The

    information contained herein is representational only. In the interest of file size, simplicity, and compatibility and, in some

    cases, due to contractual limitations, certain compromises have been made and therefore some features are not entirely

    accurate.

    Please refer to technical practices supplied by Alcatel-Lucent for current information concerning Alcatel-Lucent equipment

    and its operation, or contact your nearest Alcatel-Lucent representative for more information.

    The Alcatel-Lucent products described or used herein are presented for demonstration and training purposes only. Alcatel-

    Lucent disclaims any warranties in connection with the products as used and described in the courses or the related

    documentation, whether express, implied, or statutory. Alcatel-Lucent specifically disclaims all implied warranties,

    including warranties of merchantability, non-infringement and fitness for a particular purpose, or arising from a course of

    dealing, usage or trade practice.

    Alcatel-Lucent is not responsible for any failures caused by: server errors, misdirected or redirected transmissions, failed

    internet connections, interruptions, any computer virus or any other technical defect, whether human or technical in

    nature

    5. Governing Law

    The products, documentation and information contained herein, as well as these Terms of Use and Legal Notices are

    governed by the laws of France, excluding its conflict of law rules. If any provision of these Terms of Use and Legal

    Notices, or the application thereof to any person or circumstances, is held invalid for any reason, unenforceable including,

    but not limited to, the warranty disclaimers and liability limitations, then such provision shall be deemed superseded by a

    valid, enforceable provision that matches, as closely as possible, the original provision, and the other provisions of these

    Terms of Use and Legal Notices shall remain in full force and effect.

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    5

    Course Outline

    About This CourseCourse outline

    Technical support

    Course objectives

    1. Topic/Section is Positioned HereXxx

    Xxx

    Xxx

    2. Topic/Section is Positioned Here

    3. Topic/Section is Positioned Here

    4. Topic/Section is Positioned Here

    5. Topic/Section is Positioned Here

    6. Topic/Section is Positioned Here

    7. Topic/Section is Positioned Here

    1. UTRAN System Description

    1. UTRAN System Description

    2. WCDMA for UMTS

    1. WCDMA for UMTS

    3. UTRAN_scenario

    1. UTRAN_scenario

    4. Glossary

    1. Glossary

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    6

    Course Outline [cont.]

    Switch to notes view!

    This page is left blank intentionally

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    7

    Course Objectives

    Switch to notes view!

    Welcome to UA06 R99 Radio Principles

    Upon completion of this course, you should be able to:

    describe WCDMA principles for UMTS

    describe mobile system standards evolution

    describe UMTS services , new capacity figures and service architecture

    draw the UTRAN architecture with the protocol stack

    define a Radio Resource in 3G and describe WCDMA principles for UMTS

    describe how the user can access to the network and asks for a 3G service

    describe UTRAN functions and state protocols.

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    Course Objectives [cont.]

    Switch to notes view!

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    9

    About this Student Guide

    Switch to notes view!Conventions used in this guide

    Where you can get further information

    If you want further information you can refer to the following:

    Technical Practices for the specific product

    Technical support page on the Alcatel website: http://www.alcatel-lucent.com

    Note

    Provides you with additional information about the topic being discussed.

    Although this information is not required knowledge, you might find it useful

    or interesting.

    Technical Reference (1) 24.348.98 Points you to the exact section of Alcatel-Lucent Technical

    Practices where you can find more information on the topic being discussed.

    WarningAlerts you to instances where non-compliance could result in equipment

    damage or personal injury.

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    About this Student Guide [cont.]

    Switch to notes view!

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    11

    Self-assessment of Objectives

    At the end of each section you will be asked to fill this questionnaire

    Please, return this sheet to the trainer at the end of the training

    Switch to notes view!

    Instructional objectives Yes (or globally yes)

    No (or globally no)

    Comments

    1 To be able to XXX

    2

    Contract number :

    Course title :

    Client (Company, Center) :

    Language : Dates from : to :

    Number of trainees : Location :

    Surname, First name :

    Did you meet the following objectives ?

    Tick the corresponding box

    Please, return this sheet to the trainer at the end of the training

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    Self-assessment of Objectives [cont.]

    Switch to notes view!

    Instructional objectives Yes (or Globally yes)

    No (or globally no)

    Comments

    Thank you for your answers to this questionnaire

    Other comments

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    1All Rights Reserved Alcatel-Lucent @@YEAR

    UTRAN System Description9300 W-CDMA

    UA06 R99 Radio PrinciplesTMO18042 D0 SG DENI1.0

    Edition 1

    Section 1UTRAN System Description

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    Conversion into Alcatel-Lucent templateScholle, Martin2007-06-2103

    RemarksAuthorDateEdition

    Document History

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    Objectives

    To be able to draw the UTRAN architecture with the protocol stack (radio and Iu) of each network element and to define the channels generated by these protocols.

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    Objectives [cont.]

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    9300 W-CDMA UA06 R99 Radio PrinciplesUTRAN System Description

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    Table of Contents

    Logical Architecture UTRAN Situation & Core Network in 3GPP R4

    UTRAN Logical Architecture Interfaces Network Element Function

    Network Protocols Protocols in UTRAN Protocol Stack on the Interfaces General model Iub protocols Iur Protocols

    Radio Channels Global Situation RAB Presentation Radio Channels, Protocols & Network Elements

    Radio Bearers Logical Channels Why Transport Channels? Structure of a Transport Channel Transport Channels: Example Transport Channels

    Common Transport Channels Dedicated Transport Channels Mapping Logical / Transport Channels Physical Channels Physical Channel List Downlink Uplink Physical Channels: Structure

    UTRAN Radio Protocols Radio protocol stack Radio Resource Control (RRC) PDCP and BMC Protocols Radio Link Control (RLC) Medium Access Control (MAC) The Physical Layer

    Exercises MAC protocol

    Page

    1 Logical Architecture 71.1 UTRAN Situation & Core Network in 3GPP R4 81.2 UTRAN Logical Architecture 91.3 Interfaces 101.4 Network Element Function 11

    2 Network Protocols 132.1 Protocols in UTRAN 142.2 Protocol Stack on the Interfaces 152.3 General model 162.4 Iub protocols 172.5 Iur Protocols 18

    3 Radio Channels 203.1 Global Situation 213.2 RAB Presentation 223.3 Radio Channels, Protocols & Network Elements 233.4 Radio Bearers 243.5 Logical Channels 253.6 Why Transport Channels? 273.7 Structure of a Transport Channel 283.8 Transport Channels: Example 303.9 Transport Channels 313.10 Common Transport Channels 323.11 Dedicated Transport Channels 353.12 Mapping Logical / Transport Channels 363.13 Physical Channels 383.14 Physical Channel List 393.15 Downlink 403.16 Uplink 413.17 Physical Channels: Structure 42

    4 UTRAN Radio Protocols 434.1 Radio protocol stack 444.2 Radio Resource Control (RRC) 454.3 PDCP and BMC Protocols 464.4 Radio Link Control (RLC) 474.5 Medium Access Control (MAC) 484.6 The Physical Layer 49

    5 Exercises 505.1 MAC protocol 51

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    Table of Contents [cont.]

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    1 Logical Architecture

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    1 Logical Architecture

    1.1 UTRAN Situation & Core Network in 3GPP R4

    Core Network

    PS-CN

    Access Network

    Iu-PS

    External Networks

    HLR

    PSTN

    IN network

    UTRAN

    RNCRNC

    Node B

    PDN

    CS Links

    PS Links

    Gb

    Backbone

    iGGSiGGSNN

    SGSNGSM

    BSS

    BSC

    BTSPCU

    CS-CN

    MSC Server

    MGW GMSC

    Iu-CS

    A Public Land Mobile Network (PLMN) is composed of 2 main parts:

    The Access Network (AN) provides the radio interface and radio resource management for mobile

    communications toward the Core Network (CN).

    The Core network is in charge of User Equipment (UE) Mobility (MM) and Session (SM) management. It

    also deals with the external networks for voice call establishment or data session establishment.

    The UMTS Terrestrial Radio Access Network (UTRAN) is the UMTS Access Network; its composed of

    Node Bs and Radio Network Controllers (RNCs).

    An ATM switch interfaces the UTRAN and the CN:

    Iu-CS interface for the Circuit Switched Core Network (CSCN).

    Iu-PS interface for the Packet Switched Core Network (PSCN).

    The PLMN connects specifically to the Public Switched Telephone Network (PSTN) for voice or to the

    Packet Data Network (PDN) for data.

    The CN includes the Intelligent Network (IN) for value-added services.

    Example of services:

    For voice:

    Voice Call Prepaid Service

    SMS service

    Call Waiting

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    1 Logical Architecture

    1.2 UTRAN Logical Architecture

    Core Network

    UTRAN

    UE

    Iub Iub

    Iu-CS Iu-PS

    Iur

    Uu Interface

    RNS

    CS-CN PS-CN

    RNC RNC

    Node B Node B

    UEs

    CN

    2 separated domains: Circuit Switched (CS) and Packet Switched (PS) which reuse the

    infrastructure of GSM and GPRS respectively.

    UTRAN

    new radio interface: CDMA

    new transmission technology: ATM

    CN independent of AN

    The specificity of the access network due to mobile system should be transparent to the core

    network, which may potentially use any access technique.

    Radio specificity of the access network is hidden to the core network.

    UE radio mobility is fully controlled by UTRAN.

    Some correspondences with GSM:

    CN NSS Uu Um

    UTRAN BSS Iub A-bis

    RNC BSC Iur no equivalent

    Node-B BTS Iu-CS A

    UE MS Iu-PS Gb

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    1 Logical Architecture

    1.3 Interfaces

    Open Interfaces:

    The function of the Network Elements have been clearly specified by the 3GPP. Their internal implementation issues are open for the manufacturer All the interfaces have been defined in such a detailed level that the equipment at the endpoints can be from different manufacturers.

    Open Interfaces aim at motivating competition between manufacturers.

    Physical implementation of Iu interfaces

    Each Iu Interface may be implemented on any physical connection using any transport technology, mainly on E1 (cable), STM1 (Optic fiber) and micro-waves.ATM will be provided in the 3GPP R4 release and IP is for the 3GPP R6

    A manufacturer can produce only the Node-B (and not the RNC). This is not possible in GSM (A-bis is a

    proprietary interface)

    The Iur physical connection can go through the CN using common physical links with Iu-CS and Iu-PS.

    However there is a direct logical connection between the 2 RNCs: the Iur information is not handled by

    the CN.

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    1 Logical Architecture

    1.4 Network Element Function

    RNC: Radio Network Controller

    It is the intelligent part of the UTRAN:

    - Radio resource management (code allocation, Power Control, congestion control, admission control)- Call management for the users- Connection to CS and PS Core Network- Radio mobility management

    Iub IubIur

    RNS

    Node B Node B

    RNC RNC

    An RNS (Radio Network Subsystem) contains one RNC (Radio Network Controller) and at least one Node-B.

    The RNC takes a more important place in UTRAN than the BSC in the GSM BSS. Indeed RNC can perform soft HO, while in GSM there is no connection between BSCs and only hard HO can be applied.

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    1 Logical Architecture

    1.4 Network Element Function [cont.]

    Node-B

    A Node-B can be considered, as first approximation, like a transcoderbetween the data received by antennas and the data in the ATM cell on the Iub.

    - Radio transmission and reception handling- Involved in the mobility management- Involved in the power control

    Iub

    RNC

    Node B

    ATM Transport Technology

    An RNS (Radio Network Subsystem) contains one RNC (Radio Network Controller) and at least one Node-B.

    A Node-B is also more complex than the GSM BTS, because it handles softer HO.

    Controlling RNC (CRNC): a role an RNC can take with respect to a specific set of Node-Bs (ie those Node-Bs belonging to the same RNS). There is only one CRNC for any Node-B. The CRNC has the overall control

    of the logical resources of its Node-Bs

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    2 Network Protocols

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    2 Network Protocols

    2.1 Protocols in UTRAN

    Uu Interface

    Core Network

    RNC RNC

    Node B

    Iub

    Iu

    Iur

    Iu Protocols

    The Iu protocols Used to exchange data (traffic

    and signaling) between RNCs, Node Bs and the Core Network.

    Radio Protocols

    The Radio protocols Used to process the data sent on

    the air and for the signaling between UTRAN and the UEs

    NAS Signaling Signaling between a UE and

    the Core Network.

    Typically, the Authentificationand the Location

    NAS Signaling

    Iu Protocols :

    RANAP: Radio Access Network Application Protocol,

    RNSAP: Radio Network Sub-system Application Protocol,

    NBAP: Node B Application Protocol,

    ALCAP is a generic name for the signalling protocols of the Transport Network Control

    Plane used to establish/release Data Bearers.

    It makes establishment/release of Data Bearers on request of the Application Protocol.

    Radio Protocols :

    RRC: Radio Resource Control

    RLC: Radio Link Control

    MAC: Medium Access Control

    NAS refers to higher layers (3 to 7). Entities of this part will exchange tele-services and bearer

    services

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    2 Network Protocols

    2.2 Protocol Stack on the Interfaces based on ATM

    Iub

    Iub

    Iur

    Iu- PS

    Iu- CS

    Node B

    RNC

    RNC

    RNSAP

    RANAP

    RANAP

    Iu UP

    Voice

    Iur FP

    Iu UP

    Data

    Control plane User plane

    Iub

    Node B

    CS-CN

    PS-CN

    RadioSig Voice

    NBAPIub FP

    RadioSig Voice Data

    AAL5 AAL2

    ATM

    AAL5 AAL2

    ATM

    AAL5 AAL2

    ATM

    AAL5 AAL5

    ATM

    Data

    Node B

    AAL5 has been designed to adapt non real time, connectionless oriented data at variable bit rate (eg,

    web browsing) to ATM.

    AAL2 has been designed to adapt real time, connection oriented data at variable bit rate (eg, voice in

    AMR) to ATM.

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    The same general protocol model is applied for all Iu interfaces:

    Application Protocols:

    Radio

    Network

    Layer

    Transport

    Network

    Layer

    Physical Layer

    SignalingBearer(s)

    SignalingBearer(s)

    DataBearer(s)

    ALCAP

    ApplicationProtocol

    DataStream(s)

    Transport Network Control Plane

    Transport Network User Plane

    Transport Network User Plane

    Control Plane

    User Plane

    - NBAP for Iub interface- RNSAP for Iur interface- RANAP for Iu-CS and Iu-PS interfaces

    1. What is the purpose of the separation between the Radio Network Layer and the Transport Network Layer?

    2. Why is ALCAP protocol necessary?

    2.2 Protocol Stack on the Interfaces based on ATM

    2.2.1 General model

    The Iu protocols are responsible for exchanges of signalling and user data between two endpoints of an Iu interface (e.g. Node-B and RNC over the Iub interface) .

    The ALCAP protocol is used to establish the AAL2 connections for the the data stream (user data & user signaling) of the Radio Network Layer.

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    ATM

    Radio

    Network

    Layer

    Transport

    Network

    Layer

    Physical Layer

    AAL5 AAL2

    ALCAP

    NBAPFrame Protocols(IubFP)

    Control Plane User Plane

    AAL5

    RRC Connection Establishment*

    Radio Link Establishment RABs*

    NAS signalling*

    Transport Network Control Plane

    Transport Network User Plane

    Transport Network User Plane

    2.2 Protocol Stack on the Interfaces based on ATM

    2.2.2 Iub protocols

    Note: AAL2 and AAL5 are sub-layers of ATM which provide some adaptation between the application

    (voice, data, signalling) and the ATM layer.

    NBAP

    is used to carry signalling (e.g Radio Link Establishment)

    Examples of actions of NBAP during Radio Link Establishment:

    signalling exchanges over Iub, which permits the RNC to reserve radio resources of Node-B

    for the Radio Link

    signalling transaction with ALCAP, which will setup a Iub data bearer (on AAL2) to carry the

    Radio Link

    Frame Protocols

    At this stage Data Streams (carrying RABs, NAS signalling, SMS Cell Broadcast service, RRC

    connection establishment) have been mapped on transport channels

    The Frame Protocols (FP) define the structures of the frame and the basic in-band control

    procedures for every type of transport channels.

    ALCAP

    is used to set up AAL2 connections for Data Streams.

    Bearers

    Data Streams are carried on AAL2, which enables better bandwidth efficiency for user packets but

    requires its own signalling (ALCAP signalling is used to set up AAL2 connections for Data Streams).

    NBAP and ALCAP messages are carried on AAL5.

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    ATM

    Radio

    Network

    Layer

    Transport

    Network

    Layer

    Physical Layer

    ...

    AAL5 AAL2

    ALCAP

    RNSAPFrame

    Protocols (Iur FP)

    Control Plane User Plane

    AAL5

    RRC Connection Establishment*

    Establishment of an additional radio link

    to an UE (for soft HO)

    RABs*NAS signalling*

    Transport Network Control Plane

    Transport Network User Plane

    Transport Network User Plane

    2.2 Protocol Stack on the Interfaces based on ATM

    2.2.3 Iur Protocols

    Note: AAL2 and AAL5 are sub-layers of ATM which provide some adaptation between the application

    (voice, data, signalling) and the ATM layer.

    RNSAP

    It is used to carry signalling (e.g Radio Link Establishment)

    e.g. actions of RNSAP during Radio Link Establishment:

    signalling exchanges over Iur: the SRNC request the DRNC to reserve radio resources for the

    Radio Link (the DRNC will afterwards reserve these radio resources in the suitable Node-B)

    signalling transaction with ALCAP, which will setup a Iur data bearer to carry the Radio Link

    Frame Protocols

    At this stage Data Streams (carrying RABs, NAS signalling, SMS Cell Broadcast service, RRC

    connection establishment) have been mapped on transport channels

    The Frame Protocols (FP) define the structures of the frame and the basic in-band control

    procedures for every type of transport channels.

    ALCAP

    It is used to set up AAL2 connections for Data Streams.

    Bearers

    Data Streams are carried on AAL2, which enables better bandwidth efficiency for user packets but

    requires its own signalling (ALCAP signalling is used to set up AAL2 connections for Data Streams).

    RNSAP and ALCAP messages are carried on AAL5.

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    2 Network Protocols

    2.3 Protocol Stack on the Interfaces based on IP

    Characteristics

    Optimized HSPA Offload

    Hybrid Iub

    RNC

    Node B

    R99 over ATM

    E1 Leased Lines

    Ethernet

    HSPA over IP

    Low Cost Backhaul

    GigE

    STM

    E1/T1 and Eth

    SGSN

    MSC Server

    CS over ATM

    PS over Eth

    IP Evolution in UA06

    As you can see, HYBRID IUB introduces a hybrid transport (ATM & IP) on the Iub interface on the RNC & Node B. This functionality enables the operator to split delay sensitive traffic from non delay sensitive

    traffic. R99 traffic is carried over E1 to secure voice transportation as well as all delay sensitive traffic,

    whereas non-delay sensitive traffic is carried over IP, over a private IP network.

    In the hybrid Iub interface, the R99, signaling and OAM traffic remains on the ATM/PCM and the HSPA

    (HSDPA and E-DCH) is supported on IP/Ethernet. Hybrid Iub requires a 100Base-T Ethernet port in the Node

    B and a Gigabit Ethernet board on the RNC side.

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    2.3 Protocol Stack on the Interfaces based on ATM

    UTRAN Interfaces Based on IP (User Plane)

    Voice

    AAL2

    ATM

    Physical

    Data

    UDP / IP

    ETH

    Physical

    GTP-uVoice

    AAL2

    ATM

    Physical

    Data

    UDP / IP

    ETH

    Physical

    IP Evolution in UA06

    The evolution of the Tranport network towards IP is applicable on 2 interfaces in UA06. The first possible IP

    evolution is the introduction of the Hybrid Iub Interface, combining both traffic such as voice over ATM and

    traffic such as data on IP over Ethernet. The second possible IP evolution consists in the Iu-PS interface

    towards the SGSN This interface will carry the Internet packet on a IP backbone over Ethernet instead of

    AAL5 over ATM

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    2.3 Protocol Stack on the Interfaces based on ATM

    UTRAN Interfaces Based on IP (Control Plane)

    RANAP

    IP

    ETH

    Physical

    M3UA

    SCTP

    SCCP

    NBAP

    AAL5

    ATM

    Physical

    ALCAP

    AAL5

    IP Evolution in UA06

    The Iu-PS interface is an open interface between the RNC and the SGSN for the packet domain.

    ATM and IP stacks for Iu-PS are supported.

    On this interface, the SCCP supports transport of RANAP messages used by the Control Plane.

    The ATM stack is like the Iu-CS interface.

    The AAL5/ATM stack is used to transport IP packets across the Iu interface towards the packet-switched

    domain.

    The IP stack uses the MTP-3 User Adaptation Layer (or M3UA) and the Stream Control Transmission Protocol

    (SCTP) to transport signaling over the IP network.

    UDP/IP is used for the User Plane.

    Dynamic management of GTP tunnel is ensured by the user plane towards the PS domain.

    The physical layer is supported by OC-3/STM-1 and IP over Gigabit Ethernet.

    The Transport Network Control plane is not necessary on the Iu-PS interface.

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    QUIZ!

    A. Put the correct words in the spaces on the figure below

    ... ... ...

    ...

    ...

    ... ... ... ...

    ......

    ...

    ... ...

    CS networks (PSTN, ISDN)

    PS networks (internet)

    ...

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    3 Radio Channels

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    UTRAN SGSN GGSN PDN

    Internet

    UMTS Bearer Service External BearerService

    UMTS Bearer Service

    Radio Access Bearer Service

    (RAB)CN BearerService

    BackboneBearer Service

    Iu BearerService

    Radio BearerService

    Uu Iu

    Teleservice

    UE

    LogicalChannel

    Transport Channel

    PhysicalChannel

    3 Radio Channels

    3.1 Global Situation

    A Radio Bearer is the service provided by a protocol entity (i.e. RLC protocol) for transfer of data between UE and UTRAN.

    Radio bearers are the highest level of bearer services exchanged between UTRAN and UE.

    Radio bearers are mapped successively on logical channels, transport channels and physical channels (Radio Physical Bearer Service on the figure)

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    The RAB provides confidential transport of signaling and user data between UE and CN with the appropriate QoS.

    UTRAN

    UE UMTS Bearer

    UMTS Bearers

    RABs (mapped on Radio & Iu Bearers)

    CN-CS

    CN-PS

    Radio Bearers Iu Bearers

    RAB

    RAB

    RABRAB

    UMTS Bearer

    UMTS bearer services

    3 Radio Channels

    3.2 RAB Presentation

    AMR 12.2/12.2, 64/64Conversational

    (CS)

    R2: 64/128, 64/384 64/144, 128/384, 144/384, 32/32, 64/64, 128/128, 144/144Background

    (PS)

    14.4/14.4Streaming (CS)

    Example of available RAB in R4

    R2: 64/128, 64/384 64/144, 128/384, 144/384, 32/32, 64/64, 128/128, 144/144Interactive (PS)

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    RRC

    RLC

    MAC

    BMCPDCP

    Physical Layer Physical Layer

    NAS Signaling

    RRC Sig.

    Voice Web Browsing

    SMS Cell Broadcast

    Radio Bearers

    Traffic Logical Ch.

    Transport Channels

    Uu Interface

    RNC Node B UE

    Physical Channels

    MAC

    Transport Channels

    3 Radio Channels

    3.3 Radio Channels, Protocols & Network Elements

    Control Logical Ch.

    The radio protocols are responsible for exchanges of signalling and user data between the UE and the

    UTRAN over the Uu interface:

    User plane protocols

    These are the protocols implementing the actual Radio Access Bearer (RAB) service,

    i.e. carrying user data through the access stratum (EXAMPLES 1,2 and 4).

    Control plane protocols

    These are the protocols for controlling the radio access bearers and the connection

    between the UE and the network from different aspects including requesting the service

    EXAMPLE 5), controlling different transmission resources, handover & streamlining etc...

    Also a mechanism for transparent transfer of Non Access Stratum (NAS) messages is included).

    Some principles:

    The Radio Protocols are independent of the applied transport layer technology

    (ATM in R99): that may be changed in the future while the Radio Protocols remain intact.

    The main part of radio protocols are located in the RNC (and in the UE).

    The Node-B is mainly a relay between UE and RNC.

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    Signaling Radio Bearers (SRB)

    SRBs can carry:- layer 3 signaling (e.g. RRC connection establishment)- NAS signaling (e.g location update)

    There can be up to 4 SRBs per RRC connection (one UE has one RRC connection when connected to the UTRAN).

    User Plane Radio Bearers

    RABs are mapped on user plane RBs.

    One RAB can be divided on RAB sub-flows and each sub-flow is mapped on one user plane RB.

    e.g the AMR codec encodes/decodes speech into/from three sub-flows; each sub-flow can have its own channel coding.

    3 Radio Channels

    3.4 Radio Bearers

    Please note that RAB (Radio Access Bearer) are only provided in the user plane.

    What is a RRC connection?

    When the UE needs to exchange any information with the network, it must first establish a

    signalling link with the UTRAN: it is made through a procedure with the RRC protocol and it is

    called RRC connection establishment.

    During this procedure the UE will send an initial access request on CCCH to establish a signalling

    link which will be carried on a DCCH.

    A given UE can have either zero or one RRC connection.

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    Control Channels (CCH)

    Broadcast Control Channel (BCCH)

    Traffic Channels (TCH)

    Paging Control Channel (PCCH)

    Dedicated Control Channel (DCCH)

    Common Control Channel (CCCH)

    Dedicated Traffic Channel (DTCH)

    Common Traffic Channel (CTCH)

    UTRAN UELogical Channels

    3 Radio Channels

    3.5 Logical Channels

    The logical channels are divided into:

    Control channels for the transfer of control plane information

    Traffic channels for the transfer of user plane information

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    UL ( )/

    DL ( )What type of information?

    BCCH System control informatione.g cell identity, uplink interference level

    PCCH Paging informatione.g CN originated call when the network does not know thelocation cell of the UE

    CCCH Control informatione.g initial access (RRC connection request), cell update

    DCCH Control information (but the UE must have a RRC connection)e.g radio bearer setup, measurement reports, HO

    DTCH Traffic information dedicated to one UEe.g speech, fax, web browsing

    CTCH Traffic information to all or a group of UEse.g SMS-Cell Broadcast

    3 Radio Channels

    3.5 Logical Channels [cont.]

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    3 Radio Channels

    3.6 Why Transport Channels?

    A transport channel offers a flexible pattern to arrange information on any service-specific rate, delay or coding before mapping it on a physical channel:

    it provides flexibility in traffic variation

    it enables multiplexing of transport channels on the same physical channel

    Transport channels provide an efficient and fast flexibility in radio resource management.

    Time

    Traffic

    Time Interval

    Transport Channel

    The transport channels provides a flexible pattern to exchange data between UTRAN and the UE at a

    variable bit rate for the multimedia services.

    The logical channels are mapped on the transport channels by the MAC protocols.

    By this way the data are processed according to the QoS required before sending them to the Node B by

    the Iub.

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    3 Radio Channels

    3.7 Structure of a Transport Channel

    168

    168

    168

    168

    168

    168

    168 bits

    20 ms

    Time Transmission Interval (TTI): periodicity at which a Transport Block Set is transferred by the physical layer on the radio interface

    20 ms

    Transport Block: basic unit exchanged over transport channels.

    Transport Format (TF): it may be changed every TTI. Each TF must belong to the Transport Format Set (TFS) of the transport channel

    168

    168

    >> The system delivers one Transport Block Set to the >> The system delivers one Transport Block Set to the

    physical layer every TTIphysical layer every TTI: what is the delivery bit rate of the : what is the delivery bit rate of the

    transport blocks to the physical layer during the first TTI?transport blocks to the physical layer during the first TTI?

    20 ms 20 ms

    A transport channel is defined by a Transport Format (TF) which may change every Time Transmission Interval (TTI).

    The TF is made of a Transport Block Set. The Transport Block size and the number of Transport Block inside the set are dynamical parameters.

    The TTI is a static parameter and is set typically at 10, 20 or 40 ms.

    For example,

    For a video-call (CS service at 64 kbps)

    TTI = 20 ms

    TFS = (640* 0,2)

    Turbo coding (coding rate=1/3)

    16 CRC bits

    For a PS 64 kbps service

    TTI=20 ms

    TFS = (336* 0,1,2,3,4)

    Turbo coding (coding rate=1/3)

    16 CRC bits

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    3 Radio Channels

    3.7 Structure of a Transport Channel [cont.]

    Transport Format (TF)

    Semi-static part (can be changed, but long process) Transmission Time Interval (TTI),Coding scheme...

    Dynamic part (may be changed easily) Size of transport block, Number of transport blocks per TTI

    Transport Format Set (TFS)

    It is the set of allowed Transport Formats for a transport channel, which is assigned by RRC protocol entity to MAC protocol entity.

    MAC chooses TF among TFS.

    MAC may choose another TF every TTI without interchanging with RRC protocol (fast radio resource control).

    What is TTI (Transmission Time Interval)?

    it is equal to the periodicity at which a Transport Block Set is transferred by the physical layer on

    the radio interface

    it is always a multiple of the minimum interleaving period (e.g. 10ms, the length of one Radio

    Frame)

    MAC delivers one Transport Block Set to the physical layer every TTI.

    What does the TFS provide ?

    The selection at each TTI of a number of transport block among the allowed list provides the

    required flexibility for the variable traffic and allows to manages the priority.

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    3 Radio Channels

    3.8 Transport Channels: Example

    576

    576

    576

    576

    576

    576

    576 bits

    576

    576

    40 ms

    3. How many Transport 3. How many Transport Format(sFormat(s) may be chosen for this transport channel?) may be chosen for this transport channel?

    4. Can you imagine why the transfer has been interrupted during 4. Can you imagine why the transfer has been interrupted during the third TTI? the third TTI?

    Static PartTTI ?Coding scheme Turbo coding, coding rate=1/3

    CRC 16 bits

    Dynamic PartTransport Block Size ?

    Transport Block Size Set 576*B (B=0,1,2,3,4)

    1. Complete the table1. Complete the table

    2.2. What is the delivery What is the delivery

    bit rate of the transport bit rate of the transport blocks to the physical blocks to the physical

    layer during the first TTI?layer during the first TTI?

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    3 Radio Channels

    3.9 Transport Channels

    Common Channels

    Broadcast Channel (BCH)

    Dedicated Channels

    Paging Channel (PCH)

    Random Access Channel (RACH)

    Forward Access Channel (FACH)

    Dedicated Channel (DCH)

    Common Packet Channel (CPCH)

    Downlink Shared Channel (DSCH)

    UTRAN Transport Channels UE

    The transport channels are divided into:

    Common channels: they are divided between all or a group of UEs in a cell. They require in-band

    identification of the UEs when addressing particular UEs.

    Dedicated channels: it is reserved for a single UE only. In-band identification is not necessary, a given UE

    is identified by the physical channel (code and frequency in FDD mode)

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    3 Radio Channels

    3.10 Common Transport Channels

    BCH: Broadcast Channel

    A downlink transport channel that is used to carry BCCH. The BCH is always transmitted with high power over the entire cell with a low fixed bit rate.

    >> The BCH is the only transport channel with a single transport>> The BCH is the only transport channel with a single transport format (no format (no

    flexibility). Can you explain why?flexibility). Can you explain why?

    PCH: Paging Channel

    A downlink transport channel that is used to carry PCCH. It is always transmitted over the entire cell.

    >> Is it possible to carry all types of information on the PCH?>> Is it possible to carry all types of information on the PCH?

    BCH

    high power to reach all the user and low fixed bit rate so that all terminals can decode the data

    rate whatever its ability: only one Transport Format because there is no need for flexibility (fixed

    bit rate)

    PCH

    only two transport channels can NOT carry user information: BCH and PCH.

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    3 Radio Channels

    3.10 Common Transport Channels [cont.]

    FACH: Forward Access Channel

    A downlink transport channel that is used to carry control information. It may also carry short users packets. The FACH is transmitted over the entire cell or over only a part of the cell using beam-forming antennas. The FACH uses open loop power control (slow power control).

    >> In which case is it interesting to use beam>> In which case is it interesting to use beam--forming antennas? would it also be forming antennas? would it also be

    relevant to implement this feature for PCH?relevant to implement this feature for PCH?

    RACH: Random Access Channel

    An uplink transport channel that is used to carry control information from the mobile especially at the initial access. It may also carry short user packets. The RACH is always received from the entire cell and is characterized by a limited size data field, a collision risk and by the use of open loop power control (slow power control).

    >> Why is it interesting to carry short user packets on RACH in >> Why is it interesting to carry short user packets on RACH in spite of limited data spite of limited data

    field and collision risk (instead of using a dedicated channel)?field and collision risk (instead of using a dedicated channel)?

    Note: Beam-forming is also called Inherent addressing of users: it is the possibility of transmission to a

    certain part of the cell.

    RACH and FACH are mainly used to carry signalling (e.g at the initial access), but they can also carry

    small amounts of data.

    When a UE sends information on the RACH, it will receive information on FACH.

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    3 Radio Channels

    3.10 Common Transport Channels [cont.]

    DSCH: Downlink Shared Channel

    A downlink transport channel shared by several UEs to carry dedicated control or user information. When a UE is using the DSCH, it always has an associated DCH, which provides power control.

    CPCH: Common Packet Channel

    An uplink transport channel that is used to carry long user data packets and control packets. It is a contention based random access channel. It is always associated with a dedicated channel on the downlink, which provides power control.

    Transfer of signalling and traffic on a shared basis

    DSCH and CCPH seem to be symmetrical, but:

    DSCH is on the DL, so that different user data are synchronised with each other (the information

    on whether the UE should receive the DSCH or not is conveyed on the associated DCH)

    CPCH is on the UL, so that different user data can NOT be synchronised (the mobile phones are not

    synchronised). It may cause big problem of collisions!

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    3 Radio Channels

    3.11 Dedicated Transport Channels

    DCH: Dedicated Channel

    A downlink or uplink transport channel that is used to carry user or control information. It is characterized by features such as fast rate change (on a frame-by-frame basis), fast power control, use of beam-forming and support of soft HO.

    DCH

    It is different from GSM where TCH carries user data (e.g speech frames) and ACCH carries higher

    layer signalling (e.g HO commands)

    User data and signalling are therefore treated in the same way from the physical layer (although set of

    parameters may be different between data and signalling)

    wide range of Transport Format Set permits to be very flexible concerning the bit rate, the

    interleaving...

    Fast Power Control and soft HO are only applied on this transport channel.

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    Control Logical Channels

    BCCH PCCH CCCH DCCH

    Traffic Logical Channels

    DTCH CTCH

    BCH PCH RACH FACH DSCH CPCH DCH

    Common Transport Channels Dedicated Transport Channels

    3 Radio Channels

    3.12 Mapping Logical / Transport Channels

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    3 Radio Channels

    3.12 Mapping Logical / Transport Channels [cont.]

    Control Logical Channels

    BCCH PCCH CCCH DCCH

    Traffic Logical Channels

    DTCH CTCH

    BCH PCH RACH FACH DSCH CPCH DCH

    Common Transport Channels Dedicated Transport Channels

    According to the slide above and the previous one, we can say state that :

    Except BCH and PCH, each type of transport channel can be used for the transfer of either control or

    traffic logical channels.

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    3 Radio Channels

    3.13 Physical Channels

    RNC

    Node B

    IubTransport Channels

    For the UE point of view, the network is just the physical channels.

    There are several kinds of physical channels.

    Channel associated with transport channel

    UTRAN Signaling (mobility management)

    Core Network Signaling (authentication)

    User Traffic (voice)

    There are common and dedicated channels

    Channels not associated with transport channel, the physical signaling.

    Cell Search Selection

    System Information Collection

    Connection Request and Paging Surveillance

    These channels and resources allowing the UE to share these channels with other users are the radio resources

    We will see later how data from transport channel are processed to be mapped on the physical channels and how a UE uses these channels.

    On a cell, all the physical channels are send on the same frequency and on the same time.

    It is due to the radio technology, the WCDMA, really different than the one used with the GSM.

    Here the physical channels are separated by codes. We will see this point on the next chapter.

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    3 Radio Channels

    3.14 Physical Channel List

    Not associated with transport channels

    CPICH: Common Pilot Channel

    PICH: Page Indicator Channel

    P-SCH & S-SCH: Primary & Secondary Synchronization Channel

    AICH: Acquisition Indicator Channel

    Common Physical Channels, associated with transport channels

    P-CCPCH & S-CCPCH: Primary & Secondary Common Control Channel

    PRACH: Physical Random Access Channel

    PDSCH: Physical Downlink Shared Channel

    PCPCH: Physical Common Packet Channel

    Dedicated Physical Channels, associated with transport channels

    DPDCH: Dedicated Physical Data Channel

    DPCCH: Dedicated Physical Control Channel

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    3 Radio Channels

    3.15 Downlink

    Logical Ch

    Transport Ch

    Physical Ch

    AICHNot associated withtransport channels PICH CPICH P-SCH

    S-SCH

    PDSCH S-CCPCH P-CCPCHDPDCH +

    DPCCH

    DTCH, DCCH CCCH, CTCH

    DCH BCHPCHFACHDSCH

    Not implemented

    yet in Alactel-Lucent

    Solution

    PCCH BCCH

    DPDCH and DPCCH

    multiplexed by time

    Common Physical ChDedicatedPhysical Ch

    Some common transport channels are multiplexed on the same physical channels. Like the FACH and the

    PCH on the S-CCPCH.

    The FACH is a downlink common channel to carry the traffic and the control data.

    The PCH is the Paging channel.

    By the same principles, several DCH (Dedicated channel) belonging by the same user are mapped

    on one physical channel, the DPDCH. The DPCCH is its control channel at the physical level.

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    3 Radio Channels

    3.16 Uplink

    Logical Ch

    Transport Ch

    Physical Ch

    PRACH PCPCHDPDCH +

    DPCCH

    DTCH, DCCH CCCH

    DCH1 RACHDCH2

    CCTrCH

    CPCH

    DPDCH and DPCCH

    multiplexed by

    modulation

    Dedicated Physical Ch Common Physical Ch

    There are less channels in uplink. For the physical channels, there are the dedicated channels (DPDCH)

    and the common channels (PRACH).

    The PCPCH is not implemented in the Alactel-Lucent Solution.

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    A physical channel is defined by:

    A carrier Some codes (see 4.3 and 4.4 part) A start and stop instant

    Physical channels are sent continuously on the air interface between start and stop instants.

    3 Radio Channels

    3.17 Physical Channels: Structure

    15 Time Slots

    Radio Frame = 10 ms

    N bits (according to the bit rate)

    .

    1 Time slot = 0.666 ms

    After channel coding each transport block is split into radio frames of 10 ms.

    The bit rate may be changed for each frame.

    Each radio frame is also split into 15 time slots.

    But all time slots belong to the same user (this slot structure has nothing to do with the TDMA structure

    in GSM).

    All time slots of a same TDMA frame have the same bit rate.

    Fast power control may be performed for each time slot (1500 Hz).

    The number of chips for one bit M is equivalent to the spreading factor. It can easily be computed with

    knowledge of N:

    In fact the spreading factor must be equal to 4, 8, 16256.

    Consequently it may be necessary to add some padding bits to match the adequate value of spreading

    factor (rate matching).

    ehab.samehHighlight

    ehab.samehHighlight

    ehab.samehHighlight

    ehab.samehHighlight

    ehab.samehAccepted

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    4 UTRAN Radio Protocols

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    4 UTRAN Radio Protocols

    4.1 Radio protocol stack

    Layer 3

    Control plane User plane

    Layer 2/MAC

    Layer 1

    Transport Channels

    Bearers (called RAB in user plane)Access Stratum

    SAP

    Non Access Stratum

    control

    control control

    PHY

    MAC

    RRC

    Logical Channels

    Layer 2/RLC

    Radio Bearers

    RLC RLCRLC

    RLCRLC

    RLCRLCRLC

    PDCPPDCP

    BMCcontrol

    control

    Layer 2/PDCPLayer 2/BMC

    Physical Channels

    The radio protocols are responsible for exchanges of signalling and user data between the UE and the UTRAN over the Uu interface

    The radio protocols are layered into:

    the RRC protocol located in RNC* and UE

    the RLC protocol located in RNC* and UE

    the MAC protocol located in RNC* and UE

    the physical layer (on the air interface) located in Node-B and UE

    Two additional service-dependent protocols exists in the user plane in the layer 2: PDCP and BMC.

    Each layer provides services to upper layers at Service Access Points (SAP) on a peer-to-peer

    communication basis. The SAP are marked with circles. A service is defined by a set of service primitives.

    Radio Interface Protocol Architecture is described in 3GPP 25.301.

    (*except a part of protocol used for BCH which is terminated in Node-B)

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    4 UTRAN Radio Protocols

    4.2 Radio Resource Control (RRC)

    control

    control

    control

    PHY

    MAC

    RRC

    RLC

    BearersCall management

    Radio mobility management

    Measurement control and reporting

    Outer loop power controlRadio Bearers(control plane)

    RRC is the brain of the radio interface protocol stack.

    Layer 3

    control

    control

    PDCP

    BMC

    RRC is a protocol which belongs to control plane.

    The RRC functions are:

    Call management

    RRC connection establishment/release (initial access)

    Radio Bearer establishment/release/reconfiguration (in the control plane and in the user plane)

    Transport and Physical Channels reconfiguration

    Radio mobility management

    Handover (soft and hard)

    Cell and URA update (see 5.UTRAN/ Mobility Management)

    Paging procedure

    Measurements control (UTRAN side) and reporting (UE side)

    Outer Loop Power Control

    Control of radio channel ciphering and deciphering

    RRC can control locally the configuration of the lower layers (RLC, MAC...) through Control SAP. These Control services are not requiring peer-to-peer communication, one or more sub-layers can be bypassed.

    See 3GPP 25.331 RRC protocol (over 500 pages!)

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    4 UTRAN Radio Protocols

    4.3 PDCP and BMC Protocols

    PDCP (Packet Data Convergence Protocol)

    - in the user plane, only for services from the PS domain

    - it contains compression methods

    In R99 only a header compression method is mentioned (RFC2507).

    Why is header compression valuable?

    e.g a combined RTP/UDP/IP headers is at least 60 bytes for IPv6, when IP voice service header can be about 20 bytes or less.

    BMC (Broadcast/Multicast Services)

    - in the user plane

    - to adapt broadcast and multicast services from NAS on the radio interface

    In R99 the only service using this protocol is SMS Cell Broadcast Service (directly taken from GSM).

    See 3 GPP 25.323 (PDCP protocol) and 25.324 (BMC protocol)

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    4 UTRAN Radio Protocols

    4.4 Radio Link Control (RLC)

    TrafficLogical

    Channels

    Radio Bearers(user plane)

    Radio Bearers(control plane)

    RLC RLCRLC

    RLCRLC

    RLCRLCRLC

    ControlLogical

    Channels

    Segmentation

    Buffering

    Data transfer with 3 configuration modes:

    - Transparent (TM)

    - Unacknowledged (UM)

    - Acknowledged (AM)

    Ciphering

    RLC provides segmentation and (in AM mode) reliable data transfer.

    Layer 2/upper part

    There is no difference between RLC instances in Control and User planes. There is a single RLC

    connection per Radio Bearer.

    RLC main functions:

    RLC Connection Establishment/Release in 3 configuration modes:

    - transparent data transfer (TM): without adding any protocol information

    - unacknowledged data transfer (UM): without guaranteeing delivery to the peer entity (but can

    detect transmission errors)

    acknowledged data transfer (AM): with guaranteeing delivery to the peer entity. The AM mode

    provides reliable link (error detection and recovery, in-sequence delivery, duplicate detection,

    flow Control, ARQ mechanisms)

    ARQ=Automatic Repeat Request (it manages retransmissions)

    Transmission/Reception buffer

    Segmentation and reassembly (to adjust the radio bearer size to the actual set of transport formats)

    Mapping between Radio Bearers and Logical Channels (one to one)

    Ciphering for non-transparent RLC data (if not performed in MAC), using the UEA1, Kasumi algorithm

    specified in R99

    Encryption is performed in accordance with TS 33.102 (radio interface), 25.413, 25.331(RRC signaling

    messages) and supports the settings of integrity with CN (CS-domain/PS-domain)

    3GPP 25.322 RLC protocol

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    4 UTRAN Radio Protocols

    4.5 Medium Access Control (MAC)

    Transport Channels

    (common and dedicated)

    Basic data transfer

    Multiplexing of logical channels

    Priority handling/Scheduling (TFC selection)

    Reporting of measurements

    Ciphering

    MAC can switch a common channel into a dedicated channel if higher bit rate is required (on request of L3-level).

    MAC can change dynamically Transport Format (bit rate) of each transport channel on a frame basis (each 10 ms) without interchanging with L3-level.

    MAC provides flexible data transfer.

    TrafficLogical

    Channels

    ControlLogical

    Channels

    MACLayer 2/lower part

    MAC belongs to control plane and to user plane.

    MAC main functions:

    Data transfer: MAC provides unacknowledged data transfer without segmentation

    Multiplexing of logical channels (possible only if they require the same QoS)

    Mapping between Logical Channels and Transport Channels

    Selection of appropriate Transport Format for each Transport Channel depending on instantaneous

    source rate.

    Priority handling/Scheduling according to priorities given by upper layers:

    - between data flows of one UE

    - between different UEs

    Priority handling/Scheduling is done through Transport Format Combination (TFC) selection

    Reporting of monitoring to RRC

    Ciphering for RLC transparent data (if not performed in RLC)

    3GPP 25.321 MAC protocol

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    4 UTRAN Radio Protocols

    4.6 The Physical Layer

    DedicatedPhysical Channels

    Multiplexing of transport ch.

    Spreading/modulation

    RF processing

    Power control

    Measurements

    Physical layer

    DedicatedTransport Channels

    The physical layer provides multiplexing and radio frequency processing with a CDMA method.

    Air Interface

    CommonTransport Channels

    CommonPhysical Channels

    Layer 1

    The physical layer belongs to control plane and to user plane.

    Physical layer main functions:

    Multiplexing/de-multiplexing of transport channels on CCTrCH (Coded Composite Transport

    Channel) even if the transport channels require different QoS.

    Mapping of CCTrCH on physical channels

    Spreading/de-spreading and modulation/demodulation of physical channels

    RF processing (3 GPP 25.10x)

    Frequency and time (chip, bit, slot, frame) synchronization

    Measurements and indication to higher layers (e.g. FER, SIR, interference power, transmit power,

    etc.)

    Open loop and Inner loop power control

    Macro-diversity distribution/combining and soft handover execution

    3GPP 25.2xx

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    5 Exercises

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    5 Exercises

    5.1 MAC protocol

    CCCHPCCH BCCH CTCH DTCHDCCH DTCHBCCH

    FACH RACH DSCH

    Iur or local

    DCH DCH

    MAC-d

    MAC-c/sh

    CPCHFACHPCH

    MAC Control

    DSCH

    Look at this figure and answer the questions on the following paLook at this figure and answer the questions on the following pages.ges.

    MAC-b

    BCH

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    5 Exercises

    5.1 MAC protocol [cont.]

    1. On which logical/transport channels will be mapped: system information broadcasting paging telephony speech internet browsing at a high bit rate internet browsing at a low bit rate

    Can you imagine a situation where the UE will use 2 DTCHs (or more) at the same time?

    2. Guess the meaning of MAC-b MAC-c/sh and MAC-d.

    3. Why is there one MAC-d entity on the UE side and several MAC-d entities on the UTRAN side?

    4. What is the link between MAC-c/sh and MAC-d for?

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    5 Exercises

    5.1 MAC protocol [cont.]

    5. What are the 4 main functions of MAC protocol?

    6. MAC can multiplex logical channels only if they require the same QoS: true or false?

    7. Which entity is responsible for TFS selection? TF allocation?

    8. Will the physical channel configuration be changed(e.g modification of spreading factor) when MAC selects a new TF inside TFS?

    9. MAC makes measurement reports to RRC: why is it necessary?

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    Evaluation

    Thank you for answeringthe objectives sheet

    Objective: To be able to draw the UTRAN architecture with the protocol stack(radio and Iu) of each network element and to define the channels generated by these protocols.

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    End of ModuleUTRAN System Description

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    2All Rights Reserved Alcatel-Lucent @@YEAR

    WCDMA for UMTS9300 W-CDMA

    UA06 R99 Radio PrinciplesTMO18042 D0 SG DENI1.0

    Edition 1

    Section 2WCDMA for UMTS

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    Blank Page

    This page is left blank intentionally

    Conversion into Alcatel-Lucent templateScholle, Martin2007-06-2003

    RemarksAuthorDateEdition

    Document History

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    Objectives

    To be able to define a Radio Resource in 3G

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    Objectives [cont.]

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    Table of Contents

    Context Historical

    Advantages & Disadvantages

    3GPP

    Analogy WCDMA and Restaurant

    Spread Spectrum Modulation A Code as a Shell against Noise

    Spectrum spreading

    Transmission Chain

    Code & Spreading factor

    Spreading factor & Data Rate

    Spreading factor & Error at reception

    Exercise: Orthogonal Code

    WCDMA, Power Density & Processing Gain

    Code Division Multiple Access One-cell reuse

    Multiple access

    Spreading: Channelization and Scrambling

    Channelization Codes (Spreading Codes)

    Scrambling codes

    Soft Handover Introduction

    Scenarios: Softer Handover

    Scenarios: Soft Handover

    Scenarios: Soft Handover inter RNC

    Scenarios: SRNC Relocation

    Soft Handover & Code Management

    Cost & Benefit

    Rake Receiver Rake Receiver principle

    Rake Receiver and Multi-Service

    Rake Receiver and soft handover

    Rake Receiver and Path Diversity

    Power Control Why ?

    Different kinds of Power Control

    Open Loop Power Control

    Closed Loop Power Control: Principle

    Closed Loop Power Control: Power Density

    UL Closed Loop PC, in case of Soft Handover

    DL Closed Loop PC, in case of Soft Handover

    Capacity, Coverage & Quality Links between Coverage, Capacity and Quality

    Improvement Ways

    Typical Values

    Page

    1 Context 71.1 Historical 81.2 Advantages & Disadvantages 91.3 3GPP 10

    2 Analogy 112.1 WCDMA and Restaurant 12

    3 Spread Spectrum Modulation 153.1 A Code as a Shell against Noise 163.2 Spectrum spreading 173.3 Transmission Chain 183.4 Code & Spreading factor 193.5 Spreading factor & Data Rate 203.6 Spreading factor & Error at reception 213.7 Exercise: Orthogonal Code 233.7 WCDMA, Power Density & Processing Gain 24

    4 Code Division Multiple Access 264.1 One-cell reuse 274.2 Multiple access 284.3 Spreading: Channelization and Scrambling 304.4 Channelization Codes (Spreading Codes) 314.5 Scrambling codes 32

    5 Soft Handover 335.1 Introduction 345.2 Scenarios: Softer Handover 355.3 Scenarios: Soft Handover 365.4 Scenarios: Soft Handover inter RNC 375.5 Scenarios: SRNC Relocation 385.6 Soft Handover & Code Management 395.7 Cost & Benefit 40

    6 Rake Receiver 426.1 Rake Receiver principle 436.2 Rake Receiver and Multi-Service 456.3 Rake Receiver and soft handover 466.4 Rake Receiver and Path Diversity 47

    7 Power Control 497.1 Why ? 507.2 Different kinds of Power Control 517.3 Open Loop Power Control 527.4 Closed Loop Power Control: Principle 537.4 Closed Loop Power Control: Power Density 547.5 UL Closed Loop PC, in case of Soft Handover 557.5 DL Closed Loop PC, in case of Soft Handover 56

    8 Capacity, Coverage & Quality 578.1 Links between Coverage, Capacity and Quality 588.2 Improvement Ways 598.3 Typical Values 60

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    Table of Contents [cont.]

    Switch to notes view!

    This page is left blank intentionally

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    1 Context

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    1 Context

    1.1 Historical

    Early 70sCDMA developed for military field for its great qualities of privacy (low

    probability interception, interference rejection)

    1996CDMA commercial launch in the US

    This system called IS-95 or cdmaOne was developed by Qualcomm and has

    reached 50 million subscribers worldwide

    2000IMT-2000 has selected three CDMA radio interfaces:

    - WCDMA (UTRA FDD)

    - TD-CDMA (UTRA TDD)

    - CDMA 2000

    In the following material we will only refer to WCDMA (UTRA FDD)

    See http://www.cdg.org for IS-95

    In CDMA field, we have experience of IS-95

    IS-95 vocabulary:

    forward channel=downlink

    reverse channel=uplink

    handoff=handover

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    1 Context

    1.2 Advantages & Disadvantages

    CDMA is very attractive:

    Better spectrum efficiency than 2G systems

    Suitable for all type of services (circuit, packet) and for multi-services

    Enhanced privacy

    Evolutionary (linked with progress in signal processing field)

    BUT:

    Complex system: not easy to configure and to manage

    Unstable in case of congestion

    Spectrum efficiency : transmission capacity per spectrum unit (bandwidth), i.e kbit/MHz.

    This must not be confused with the traffic capacity.

    The spectrum efficiency in UMTS is higher than in GSM (25x200kHz carriers in GSM offering 335 kbps**

    while a 5 MHz UMTS carrier offers 400 kbps).

    If we factor in densification (frequency reuse pattern), the UMTS traffic capacity is dramatically

    increased. According to CDMA Development Group:

    Capacity increases by a factor of between 8 to 10 compared to an AMPS

    analog system and between 4 to 5 times compared to a GSM system

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    1 Context

    1.3 3GPP

    The 3GPP is the organization in charge of the standardization of the UMTS.

    It is made of standardization organization (ETSI in Europe, T1 in USA, ARIB in Japan or CTWS in China ), member of manufacturers and operators.

    The UMTS frequency allocations are :

    TDD FDD MSS TDD

    1900 1980 2010 20251920

    MSSFDD

    2110 2170 2200

    FDD: Frequency Division Duplex

    TDD: Time Division Duplex

    MSS: Mobile Satellite SystemUplink Downlink

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    2 Analogy

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    Cell

    Restaurant room

    2 Analogy

    2.1 WCDMA and Restaurant

    WCDMA Restaurant Room

    UE

    People at table

    Code

    Language

    Enjoy yourmeal !

    Code 1

    Code 2

    Gutenappetite !

    Bon appetit !

    Bomapetite !

    Ues, like people, sendand receive on the same time and the same frequency. Theyare separeted by:

    For a table, the conversations of the neighbours

    are noise, for a UE it is the same principle:

    neighbour conversations are interference

    The equivalence are:

    Restaurant room -> Cell

    Table -> UE

    Language -> Code

    Here the important point is all the UEs send and receive on the same time and on the same frequency.

    The WCDMA is really different because with the GSM, the UEs are separated by the time (TS of TDMA)

    and the frequency. Here the UEs are separated with codes applied on the signals.

    Another important point is for someone the conversation on a neighbour table is considered like noise. It

    is the same principle with the WCDMA, for a user the other UEs generates some noises.

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    2 Analogy

    2.1 WCDMA and Restaurant [cont.]

    WCDMA Restaurant Room

    Node B

    Steward

    Downlink

    Who have order this cake

    ?

    ????

    ???Impacts:

    Power Control in DL

    Control Admission

    Very important !

    Interference level in DL

    problem:

    If some UE use too much power

    If there are too many users in the cell

    Enjoy your meal !

    COMO ESTAS ?

    In downlink,

    In the restaurant, the steward want to ask to every table who have order a cake. If some people

    speak to loud, the table at the back of the room cant hear the question. It is the same case, if

    there are too many users in the room.

    In the cell, it is the same principle. If there are too many Ues on the cell or if some Ues use too

    much power, the interference level for a UE far from the Node B is too high to allow the UE

    decoding the message.

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    2 Analogy

    2.1 WCDMA and Restaurant [cont.]

    WCDMA Restaurant Room

    It is for me !

    Who have order this cake

    ?

    QUIERO LA TARTA!!

    Es istmeine

    Uplink

    Cest la pomme ?

    ????

    At the Node B level:

    If a UE, close to the NB, speak too loud

    If there are too many users

    Problem of interference level too high.

    The NB cant decode any

    users anymore.

    Impacts:

    Power Control in UL

    Admission Control

    Very important

    In Uplink,

    In the restaurant, a steward can understand all the conversation if he knows all the languages.

    But if on a table, close to him, some one speak to loud the steward cant understand people on

    the other tables. It is the same problem if there are too many people it is too noisy to able to

    understand a conversation far from him.

    With the WCDMA, there is the same problem. That means if the cell is too load,

    the interference level at the Node B is too high to be able to decode the weakest signal.

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    3 Spread Spectrum Modulation

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    3 Spread Spectrum Modulation

    3.1 A Code as a Shell against Noise

    The letter A represents the signal to transmit over the radio interface.

    At the transmitter the height (ie the power) of A is spread, while a color

    (i.e a code) is added to A to identify the message .

    At the receiver A can be retrieved with knowledge of the code, even if

    the power of the received signal is below the power of noise due to the radio channel.

    ReceiverTransmitter

    Spreading

    Noise

    DespreadingRadio Channel

  • Section 2 Pager 17

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    All Rights Reserved Alcatel-Lucent @@YEAR

    9300 W-CDMA UA06 R99 Radio PrinciplesWCDMA for UMTS

    2 17

    3 Spread Spectrum Modulation

    3.2 Spectrum spreading

    At the transmitter the signal is multiplied by a code which spreads the signal over a wide bandwidth while decreasing the power (per unit of

    spectrum).

    At the receiver it is possible to retrieve the wanted signal by multiplying

    the received signal by the same code: you get a peak of correlation, while the noise level due to the radio channel remains the same, because

    this is not correlated with the code.

    But the interference level is too high, it is not possible to decode any

    message.

    ???

    f

    P

    Spreading

    Radio channel

    Despreading

    Interference Level

    f

    P

    f

    P

    f

    P

    What is the interference level ?

    The interference level is the power received on the UMTS bandwidth used. These interferences are made

    of:

    the background noise,

    the messages of the other users,

    the traffic on the neighbouring cells.

    Because all the users on a cells use the same bandwidth on the same time, and the users on the other

    cells too, the decoding and so the error ratio d