100g transport systems
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20 China Communications • April 2013
used direct-detection on/off keying (OOK) to
transmit the first single-carrier, electronically
multiplexed 100G signals [3]. In order to
compress the fairly wide-band spectrum of
these optical OOK signals, both in-phase and
quadrature components of the optical fieldwere subsequently exploited by implementing
100G Differential Quadrature Phase Shift
Keying (DQPSK) with delay demodulation.
In 2007, this technology culminated in the
industry’s first field trial of live video trans-
mission using single-carrier 100G on a
504-km network route between Tampa and
Miami, Florida, United States as part of Ver-
izon’s® in-service production network [4].
Realizing that one further multiplexing step
would be necessary to enable operation on a
50-GHz Wavelength-Division Multiplexing
(WDM) grid, the above efforts were followed
by introducing Polarization Division Multi-
plexing (PDM) at around 25 Gbaud, which in
a commercial context can be most efficiently
done through coherent detection [5-7] and at
100G was first demonstrated in research in
2008 [8].
Soon after, in November 2009, Alcatel-
Lucent performed the first 100G field trial based on state-of-the-art Polarization-Division
Multiplexed Quadrature Phase Shift Keying
(PDM-QPSK) with coherent detection, trans-
mitting with commercial margins a 112-Gb/s
channel together with 40-Gb/s and 10-Gb/s
channels on a 1088-km link between Madrid
and Merida via Sevilla, in Telefónica’s net-
work. Less than a year later, in June 2010,
Fig.1 The key benefits of the PSE chipset
Alcatel-Lucent launched its first-to-market
single-carrier 100G PDM-QPSK coherent
solution, leveraging highly integrated sili-
con-based ultra-fast monolithic signal digiti-
zation and Digital Signal Processing (DSP),
unique algorithms, and high coding-gain For-ward Error Correction (FEC) techniques.
Availability of 40-Gb/s Polarization-Division
Multiplexed Binary Phase Shift Keyed
(PDM-BPSK) single-carrier interfaces fol-
lowed shortly, completing the portfolio of co-
herent solutions. All above solutions were
in-house developments, from the choice of
best-in-class DSP algorithms provided by Bell
Labs to the design of ultra-high speed digital
circuits that make coherent detection a com-
mercial reality. The resulting 100G trans-
ponder comprised a board that featured a high
level of integration, both electronic and
photonic, and a best in class density. Owing to
its early adoption of single-carrier 100G tech-
nologies also allowed gathering significant
experience in the fabrication, testing and de-
ployment of such transponders across various
deployed optical networks.
In Dec 2011, an enhanced 100G solution
was introduced to improve the 100G trans-
ponder’s reach from 1 500 km to 2 000 km. In
March 2012, the reach was further extended to
3 000 km using the Photonic Service Engine
(PSE), which scales to enable future 400G
per-channel interface rates. Key features of
this PSE monolithic chip include (see also in
Figure 1):
1) High resolution 4 channels ADC-DSP
and support 400G dual-carrier solution
2) DSP algorithms for robust plug and play
fiber operation3) Advanced optical monitoring and FEC
4) Ultra-fast signal adaptation/synchroniza-
tion
5) Advanced design for ultra-long-haul sys-
tems without optical compensation
6) 70M+ gates
Many other 100G coherent DSP solutions
have been announced by various vendors.
Concrete deployments from system integrators
are documented for dual-carrier 100G solu-
100G coherent techn-
ology is introduced by
the explosively band-
width demand, and
PDM-QPSK is the only
mature approach in
the industry. With
WDM technology, the
capacity of each fiber
can be up to 10Tb/s.
With Bell-labs’ contin-
uous innovation, Alca-
tel Lucent is the first
vendor to introduce
single-carrier 100G
solution and leading
the commercial evolu-
tion to 400G. Thispaper introduces the
key benefits of Alcatel-
Lucent 100G and
bench mark testing in
China market segment,
and also discusses the
enabling technologies
for Terabits/s era.
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China Communications • April 2013 23
Fig.4 OSNR measurement in ROADM-based WDM systems
the crosstalk.
Polarization-Dependent Loss (PDL) can
lead to a significant OSNR measurement error
since the noise with the same polarization as
the signal can have a different power com- pared to the noise in the orthogonal polariza-
tion.
For a polarization multiplexed signal, there
is a separate signal on each of the two or-
thogonal polarizations so it is not possible to
extinguish the signal using a polarization
beam splitter. Hence, it is not possible to use
this method of OSNR measurement for these
signals.
For 100G PDM-QPSK signals, which in-
herently contain signal in both polarizations,the polarization extinction method fails to
measure the OSNR accurately. The industry
sometimes uses temporary laser shutdown to
measure OSNR, but this is an off-line method,
and has poor repeatability and low accuracy,
which cannot be used for in-service mainte-
nance.
So far Alcatel-Lucent has developed the
first commercial solution of in-band OSNR
measurement applicable to all data-rates of
relevance (10G, 40G, 100G, 400G, etc.) based
on its Wavelength Tracker technology and
advanced DSP algorithms. Figure 5 shows the
working diagram of the novel OSNR meas-
urement technique: A narrow-band tunableoptical filter dynamically selects a WDM
channel to be measured by a specific algo-
rithm. The output of the tunable optical filter
contains the signal and ASE noise within the
band. As the optical signal carries wavelength
tracker and ASE information, we can accu-
rately evaluate the in-band ASE noise and
signal by using DSP. Through lab trials and
field trials with two China operators, China
Mobile Communications Corporation (CMCC)
and China Unicom (CU), OSNR measure-ments have been shown to work for 10G, 40G,
and 100G signals with high precision
(±1.5 dB). Table I summarizes the results of
an OSNR online measurement campaign.
To the best of our knowledge, the above
described technique is the only commercially
implemented method to measure OSNR online
for dual-polarization signals. It has the capa-
bility to detect at all points within the network
in the pure optical domain without any (Optical-
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24 China Communications • April 2013
Fig.5 OSNR online measurement working diagram
Table I Online OSNR measurement results
ALU 100G PDM-QPSK OSNR measurement demo results
OSA instrument MS9710C_off-line ALU WT solution_on-line OSNR Delta
Test A
Signal Power:-20.7 dBm
ASE noise power:-36.3 dBmOSNR=15.6 dB
OSNR=16.1 dB 0.5 dB
Test B
Signal Power:-18.2 dBm
ASE noise power:-36.3 dBmOSNR=18.1 dB
OSNR=18.8 dB 0.7 dB
Test C
Signal Power:-16.9 dBm
ASE noise power:-36.3 dBm
OSNR=19.4 dB
OSNR=20.3 dB 0.9 dB
Table II Alcatel-Lucent’s 100G test results inCMCC lab trial and field trial
Key factor Test Result Standard
B2B OSNR(dB) 13.3(HD) 15.0(HD)
SPAN 16(HD) 12(HD)
OSNR margin(dB) 5.7~6.6 5
Q margin(dB) 4.04~5.09 3
Protection
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China Communications • April 2013 25
Fig.6 Alcatel-Lucent’s 100G test configuration in CMCC field trial
covers equipment to network, from manage-
ment to multi-vendor interconnection.
The test configuration was large-scale, us-
ing 40 single-carrier wavelengths at 100G, and
transmitting them over up to 1 600 km of fiber
for lab trials and over more than 1 000 km in
field trials. Figure 6 shows the field trial con-
figuration.
During these 100G BMT activities in 2012,
Alcatel-Lucent’s 100G WDM/OTN system
showed superior transmission performance,
and is capable of supporting ODU0/1/2/2e/3/4
switching with less than 50ms protection
switching. The 100G solution is mature, which
is also proven by the massive global deploy-
ment; and it is time to launch large-volume
commercial deployments in China.
V. R ESEARCH BEYOND 100G
WDM transmission systems with per-channel
data rates of up to 1 Tb/s are being actively
researched worldwide to meet the ever in-
creasing capacity demands [10-11]. In order to
achieve net information rates in the 400-Gb/s
to 1-Tb/s range, novel signal synthesis and
detection approaches are being pursued. Su-
perchannel transmission [12-13] has recently
attracted much attention in this context. Using
this approach, multiple optical carriers are
modulated individually at moderate symbol
rates, and are then combined to form a super-
channel that delivers the desired high data
rates at high spectral efficiency. This scheme
exploits the benefits of mature electronic and
optoelectronic components at moderate speeds
and uses optical parallelization in the fre-
quency domain to achieve high aggregate data
rates beyond the limits of the electronics and
optoelectronics. Large-scale photonic integra-
tion is essential to reduce the cost per bit for
superchannel implementations that require a
large number of transmitter and receiver fron-
tends. Aggregate information rates per channel
at or beyond 1 Tb/s have been demonstrated
using different implementation choices [13-
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26 China Communications • April 2013
16]. With the advances in high-speed elec-
tronics and optoelectronics, Bell Labs has re-
cently increased the coherent modulation and
detection speed that can be achieved by a sin-
gle pair of transmitter and receiver frontends
to 80 Gbaud for 16-QAM [16] and 107 Gbaudfor QPSK [17]. Based on this 16-QAM inter-
face, a dual-carrier 1-Tb/s superchannel was
formed with the use of only two pairs of
transmitter/receiver frontends [16].
Figure 7 summarizes measured optical
spectra and signal constellations of recent
Tb/s-class transmission demonstrations by
Bell Labs [13-16]. Chandrasekhar et al. dem-
onstrated the transmission of a 1.2-Tb/s super-
Fig.7 Recent demonstrations of Tb/s-class transmiss-
ion by Bell Labs researchers using (a) 24-carrier
PDM-QPSK [13]; (b) 8-carrier PDM-OFDM-
16QAM [14]; (c) 4-carrier PDM-16QAM [15]; and
(d) 2-carrier PDM -16QAM [16]
channel, consisting of 24 PDM-QPSK signals,
seamlessly multiplexed at the Orthogonal
Frequency-Division Multiplexing (OFDM)
condition, over 7 200 km of ultra-large area
fiber (ULAF) [13]. Liu et al. demonstrated
the transmission of a 1.5-Tb/s superchannel,consisting of 8 PDM-OFDM-16QAM signals,
over 5 600 km of ULAF, achieving a record
Spectral-Efficiency-Distance-Product (SEDP)
of over 32 000 km⋅ b/s/Hz for Tb/s-class su-
perchannel transmission with >5 b/s/Hz net
spectral efficiency [14]. Renaudier et al. dem-
onstrated high-SE long-haul transmission of
22-Tb/s using 1-Tb/s superchannels over
2 400 km [15]. Each of the 1-Tb/s superchan-
nels consisted of four 40-Gbaud PDM-
16QAM signals, multiplexed under the quasi-
Nyquist-WDM condition [18-19]. Finally,
Raybon et al. showed dual-carrier Terabit
transmission over 3 200 km of fiber [16]. This
Tb/s transceiver implementation requires the
minimum optical hardware, as compared to
other implementations demonstrated so far.
Figure 8 shows the schematic of the trans-
mitter setup used for the 1.5-Tb/s superchan-
nel generation reported in Ref. [14]. Eight
32.8-GHz spaced external cavity lasers wereseparated into odd and even signal groups,
which were modulated by two I/Q modulators.
The two drive signals for the first I/Q modu-
lator were provided by two 50-GSamples/s
DACs. The two drive signals for the second
modulator were the complementary outputs
from the same two DACs. The inputs to the
DACs were provided by a Field-Programma-
ble Gate Array (FPGA) based real-time logic
circuit with stored OFDM-16QAM wave-
forms.
The drive waveforms were pre-equalized to
compensate for frequency roll-off of the DAC.
The guard band between two adjacent
30-Gbaud signals was 2.8 GHz, which limits
the coherent crosstalk between the signals and
readily allows for efficient sub-band signal
processing. A Low-Density Parity Check
(LDPC) code with a rate of 0.864 was imple-
mented for the inner SD-FEC, and a typical
7%-overhead HD-FEC code was assumed as
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China Communications • April 2013 27
Fig.8 Schematic of the transmistter setup for generating a 1.5-Tb/s superchannel (upper ) and the measured
spectra of the generated superchannel (lower )
the outer code [14]. The overall FEC overhead
was 23.46%. The net superchannel data rate
was 1.51 Tb/s and the channel spectral effi-
ciency was 5.75 b/s/Hz. This channel used anoptical spectral bandwidth of 262.5 GHz,
which is compatible with the new ITU stan-
dard on flexible grid WDM with 12.5-GHz
granularity (ITU-T G.694.1).
The superchannel was launched into a
re-circulating loop consisting of four 100-km
ULAF spans with 19.7-ps/nm/km dispersion.
Each span was amplified by a hybrid Ra-
man/Erbium-Doped Fiber Amplifier (EDFA).
The average span loss was ~19 dB, and the
Raman gain per span was ~8 dB. After trans-mission, each of the signals was sent to a
digital coherent receiver with offline DSP. The
sampling rate of the ADCs was 50 GS/s, the
same as that of the DAC. The offline DSP
includes a dispersion-optimized 1-step-per-
span Non-Linearity Compensation (NLC) in
which a pre-dispersion compensation of 1 780
ps/nm was applied so that the NLC was ap-
plied to the beginning portion of each of span
where the signal power was high. Deci-
sion-directed phase compensation, initiated by
training symbols, was used to realize pilot-free
phase estimation. The SD-FEC decoding was
performed using the same methodology re- ported in [20]. Figure 9 shows the measured
BER of all eight 30-Gbaud PDM-OFDM-
16QAM signals that made up the 1.5-Tb/s
superchannel after 5 600-km transmission at
Fig.9 Measured BER of all the signals inside a 1.5-Tb/s superchannel after
5 600-km transmission at the optimal signal launch power [14]
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28 China Communications • April 2013
the optimal signal launch power. The output
BER values from the SD-FEC are all below
the outer HD-FEC threshold. The superchan-
nel spectrum after 5 600 km transmission is
also shown. This demonstration indicates the
promising potential of Tb/s-class superchanneltransmission in future long-haul optical trans-
port systems. As IEEE is defining 400GbE as the next bit
rate for high speed Ethernet interface, there is
a call for interesting session for 400GE in the
coming IEEE meeting in March. Before this
meeting, most of the members vote for 400GE
to be the candidate. Together with the 400GbE
interface definition, and the 400GE transmis-
sion solution will be defined by ITU-T corre-
spondingly. Actually all vendors are working
actively for beyond 100G solution. For exam-
ple, France Telecom-Orange and Alcatel-
Lucent announced the deployment of the
world’s first optical link offering a capacity of
400 Gigabits per second (Gb/s) per wave-
length in a live network recently. In China,
from 2010, a few beyond 100G research pro-
jects are supported by national projects such
as 973, 863 and NSFC (National Natural Sci-
ence Foundation of China). CCSA (ChinaCommunications Standard Association) also
starts the research project about beyond 100G
technology. Local vendors also announced
several lab experiment result for beyond 100G
publicly.
VI. SUMMARY
As the demand for network traffic grows con-
tinuously and exponentially, scaling line
speeds from 10 Gb/s and 40 Gb/s to 100 Gb/sand beyond is becoming necessary, while
transmission performance should not be sub-
stantially degraded and the overall economics
must prove in.
We described Alcatel-Lucent’s single-car-
rier 100G transmission system utilizing an
advanced electro-optics engine that leverages
the concepts of optimized signal modulation
coupled with coherent detection as one of the
leading 100G solutions in the industry. The
underlying ASICs comprise ultra-fast Ana-
log-to-Digital Converters (ADCs) and Digi-
tal-to-Analog Converters (DACs) and feature
advanced DSP, monolithically integrated in
CMOS in a very compact, space and power
efficient design. The outstanding transmission performance and the total cost of ownership
benefits provided by this innovative elec-
tro-optics engine made 100-Gb/s single-carrier
transmission commercially viable, as evi-
denced by its abundant deployment in many
different networks today, spanning both re-
gional and long haul reaches over several dif-
ferent fiber types, and operating with 10G,
40G and 100G mixed signals. Regarding the
evolution to 400G, Alcatel-Lucent has recently
field-deployed the first such high-speed inter-
face, and Bell Labs is intensely working on
ways to reach Terabit/s interface rates in a
commercially attractive way.
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Biographies
ZHANG Xiaohong, is currently a Senior Product
Manager for WDM product in Optics China. He
works for the OTN product management and fo-
cuses on product strategy definition and product
evolution.
YI Xiaobo, is a Senior System Consultant Engineer
and DMTS in Optics China. He works for the system
and technology team and focuses on high speed
optical transmission, packet transmission network
and related transmission architecture design for wire
line and wireless network backhauling.
LIU Xiang, is a Distinguished Member of TechnicalStaff at Bell Labs, Alcatel-Lucent, USA. He received his
Ph.D. degree in applied physics from Cornell Univer-
sity, USA. Since joining Bell Labs in 2000, LIU has been
primarily working on high-speed optical communica-
tion technologies including advanced modulation
formats, coherent detection schemes and fiber non-
linear impairment mitigation. Recently he was
recognized as a core member of the “100Gb/s Co-
herent (Long Haul–High Capacity WDM Interface)
Team” and was awarded the 2010 Bell Labs Presi-
dent’s Award. Dr. LIU has authored/coauthored more
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30 China Communications • April 2013
than 250 journals and conference papers. He holds
over 45 US patents. Dr. LIU is a Fellow of the OSA and
an Associated Editor of Optics Express. He has served
in technical committees of various conferences such
as OFC, ACP, FiO, OSA and IEEE Summer Topical
Meetings.
Peter J. Winzer, received his Ph.D. in electrical engi-
neering from the Vienna University of Technology,
Austria in 1998. Supported by the European Space
Agency, he investigated space-borne Doppler lidar
and laser communications using high-sensitivity
digital modulation and detection. In 2000, he joined
Bell Labs, USA, focusing on many aspects of fiber
optic networks, including Raman amplification, opti-
cal modulation formats, advanced optical receiver
concepts, digital signal processing and coding, as
well as on robust network architectures for dynamic
data services. He demonstrated several high-speed
and high-capacity optical transmission records from
10 to 100 Gb/s and beyond, including the first 100G
and the first 400G electronically multiplexed optical
transmission systems and the first field trial of live100G video traffic over an existing carrier network.
He has widely published and patented and is actively
involved in technical and organizational tasks with
the IEEE Photonics Society and the OSA. He was
promoted Distinguished Member of Technical Staff at
Bell Labs in 2007 and since 2010 he has headed the
Optical Transmission Systems and Networks Research
Department. He is a Fellow of the IEEE and a Fellow of
the Optical Society of America (OSA).