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    20 China Communications   • April 2013

    used direct-detection on/off keying (OOK) to

    transmit the first single-carrier, electronically

    multiplexed 100G signals [3]. In order to

    compress the fairly wide-band spectrum of

    these optical OOK signals, both in-phase and

    quadrature components of the optical fieldwere subsequently exploited by implementing

    100G Differential Quadrature Phase Shift

    Keying (DQPSK) with delay demodulation.

    In 2007, this technology culminated in the

    industry’s first field trial of live video trans-

    mission using single-carrier 100G on a

    504-km network route between Tampa and

    Miami, Florida, United States as part of Ver-

    izon’s® in-service production network [4].

    Realizing that one further multiplexing step

    would be necessary to enable operation on a

    50-GHz Wavelength-Division Multiplexing

    (WDM) grid, the above efforts were followed

     by introducing Polarization Division Multi-

     plexing (PDM) at around 25 Gbaud, which in

    a commercial context can be most efficiently

    done through coherent detection [5-7] and at

    100G was first demonstrated in research in

    2008 [8].

    Soon after, in November 2009, Alcatel-

    Lucent performed the first 100G field trial based on state-of-the-art Polarization-Division

    Multiplexed Quadrature Phase Shift Keying

    (PDM-QPSK) with coherent detection, trans-

    mitting with commercial margins a 112-Gb/s

    channel together with 40-Gb/s and 10-Gb/s

    channels on a 1088-km link between Madrid

    and Merida via Sevilla, in Telefónica’s net-

    work. Less than a year later, in June 2010,

    Fig.1 The key benefits of the PSE chipset 

    Alcatel-Lucent launched its first-to-market

    single-carrier 100G PDM-QPSK coherent

    solution, leveraging highly integrated sili-

    con-based ultra-fast monolithic signal digiti-

    zation and Digital Signal Processing (DSP),

    unique algorithms, and high coding-gain For-ward Error Correction (FEC) techniques.

    Availability of 40-Gb/s Polarization-Division

    Multiplexed Binary Phase Shift Keyed

    (PDM-BPSK) single-carrier interfaces fol-

    lowed shortly, completing the portfolio of co-

    herent solutions. All above solutions were

    in-house developments, from the choice of

     best-in-class DSP algorithms provided by Bell

    Labs to the design of ultra-high speed digital

    circuits that make coherent detection a com-

    mercial reality. The resulting 100G trans-

     ponder comprised a board that featured a high

    level of integration, both electronic and

     photonic, and a best in class density. Owing to

    its early adoption of single-carrier 100G tech-

    nologies also allowed gathering significant

    experience in the fabrication, testing and de-

     ployment of such transponders across various

    deployed optical networks.

    In Dec 2011, an enhanced 100G solution

    was introduced to improve the 100G trans-

     ponder’s reach from 1 500 km to 2 000 km. In

    March 2012, the reach was further extended to

    3 000 km using the Photonic Service Engine

    (PSE), which scales to enable future 400G

     per-channel interface rates. Key features of

    this PSE monolithic chip include (see also in

    Figure 1):

    1) High resolution 4 channels ADC-DSP

    and support 400G dual-carrier solution

    2) DSP algorithms for robust plug and play

    fiber operation3) Advanced optical monitoring and FEC

    4) Ultra-fast signal adaptation/synchroniza-

    tion

    5) Advanced design for ultra-long-haul sys-

    tems without optical compensation

    6) 70M+ gates

    Many other 100G coherent DSP solutions

    have been announced by various vendors.

    Concrete deployments from system integrators

    are documented for dual-carrier 100G solu-

    100G coherent techn-

    ology is introduced by

    the explosively band-

    width demand, and

    PDM-QPSK is the only

    mature approach in

    the industry. With

    WDM technology, the

    capacity of each fiber

    can be up to 10Tb/s.

    With Bell-labs’ contin-

    uous innovation, Alca-

    tel Lucent is the first

    vendor to introduce

    single-carrier 100G

    solution and leading

    the commercial evolu-

    tion to 400G. Thispaper introduces the

    key benefits of Alcatel-

    Lucent 100G and

    bench mark testing in

    China market segment,

    and also discusses the

    enabling technologies

    for Terabits/s era.

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    China Communications   • April 2013 23

    Fig.4 OSNR measurement in ROADM-based WDM systems

    the crosstalk.

    Polarization-Dependent Loss (PDL) can

    lead to a significant OSNR measurement error

    since the noise with the same polarization as

    the signal can have a different power com- pared to the noise in the orthogonal polariza-

    tion.

    For a polarization multiplexed signal, there

    is a separate signal on each of the two or-

    thogonal polarizations so it is not possible to

    extinguish the signal using a polarization

     beam splitter. Hence, it is not possible to use

    this method of OSNR measurement for these

    signals.

    For 100G PDM-QPSK signals, which in-

    herently contain signal in both polarizations,the polarization extinction method fails to

    measure the OSNR accurately. The industry

    sometimes uses temporary laser shutdown to

    measure OSNR, but this is an off-line method,

    and has poor repeatability and low accuracy,

    which cannot be used for in-service mainte-

    nance.

    So far Alcatel-Lucent has developed the

    first commercial solution of in-band OSNR

    measurement applicable to all data-rates of

    relevance (10G, 40G, 100G, 400G, etc.) based

    on its Wavelength Tracker technology and

    advanced DSP algorithms. Figure 5 shows the

    working diagram of the novel OSNR meas-

    urement technique: A narrow-band tunableoptical filter dynamically selects a WDM

    channel to be measured by a specific algo-

    rithm. The output of the tunable optical filter

    contains the signal and ASE noise within the

     band. As the optical signal carries wavelength

    tracker and ASE information, we can accu-

    rately evaluate the in-band ASE noise and

    signal by using DSP. Through lab trials and

    field trials with two China operators, China

    Mobile Communications Corporation (CMCC)

    and China Unicom (CU), OSNR measure-ments have been shown to work for 10G, 40G,

    and 100G signals with high precision

    (±1.5 dB). Table I summarizes the results of

    an OSNR online measurement campaign.

    To the best of our knowledge, the above

    described technique is the only commercially

    implemented method to measure OSNR online

    for dual-polarization signals. It has the capa-

     bility to detect at all points within the network

    in the pure optical domain without any (Optical-

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    24 China Communications   • April 2013

    Fig.5 OSNR online measurement working diagram

    Table I Online OSNR measurement results

    ALU 100G PDM-QPSK OSNR measurement demo results

    OSA instrument MS9710C_off-line ALU WT solution_on-line OSNR Delta

    Test A

    Signal Power:-20.7 dBm

    ASE noise power:-36.3 dBmOSNR=15.6 dB

    OSNR=16.1 dB 0.5 dB

    Test B

    Signal Power:-18.2 dBm

    ASE noise power:-36.3 dBmOSNR=18.1 dB

    OSNR=18.8 dB 0.7 dB

    Test C

    Signal Power:-16.9 dBm

    ASE noise power:-36.3 dBm

    OSNR=19.4 dB

    OSNR=20.3 dB 0.9 dB

    Table II  Alcatel-Lucent’s 100G test results inCMCC lab trial and field trial 

    Key factor Test Result Standard

    B2B OSNR(dB) 13.3(HD) 15.0(HD)

    SPAN 16(HD) 12(HD)

    OSNR margin(dB) 5.7~6.6 5

    Q margin(dB) 4.04~5.09 3

    Protection

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    China Communications   • April 2013 25

    Fig.6 Alcatel-Lucent’s 100G test configuration in CMCC field trial

    covers equipment to network, from manage-

    ment to multi-vendor interconnection.

    The test configuration was large-scale, us-

    ing 40 single-carrier wavelengths at 100G, and

    transmitting them over up to 1 600 km of fiber

    for lab trials and over more than 1 000 km in

    field trials. Figure 6 shows the field trial con-

    figuration.

    During these 100G BMT activities in 2012,

    Alcatel-Lucent’s 100G WDM/OTN system

    showed superior transmission performance,

    and is capable of supporting ODU0/1/2/2e/3/4

    switching with less than 50ms protection

    switching. The 100G solution is mature, which

    is also proven by the massive global deploy-

    ment; and it is time to launch large-volume

    commercial deployments in China.

    V. R ESEARCH BEYOND 100G

    WDM transmission systems with per-channel

    data rates of up to 1 Tb/s are being actively

    researched worldwide to meet the ever in-

    creasing capacity demands [10-11]. In order to

    achieve net information rates in the 400-Gb/s

    to 1-Tb/s range, novel signal synthesis and

    detection approaches are being pursued. Su-

     perchannel transmission [12-13] has recently

    attracted much attention in this context. Using

    this approach, multiple optical carriers are

    modulated individually at moderate symbol

    rates, and are then combined to form a super-

    channel that delivers the desired high data

    rates at high spectral efficiency. This scheme

    exploits the benefits of mature electronic and

    optoelectronic components at moderate speeds

    and uses optical parallelization in the fre-

    quency domain to achieve high aggregate data

    rates beyond the limits of the electronics and

    optoelectronics. Large-scale photonic integra-

    tion is essential to reduce the cost per bit for

    superchannel implementations that require a

    large number of transmitter and receiver fron-

    tends. Aggregate information rates per channel

    at or beyond 1 Tb/s have been demonstrated

    using different implementation choices [13-

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    26 China Communications   • April 2013

    16]. With the advances in high-speed elec-

    tronics and optoelectronics, Bell Labs has re-

    cently increased the coherent modulation and

    detection speed that can be achieved by a sin-

    gle pair of transmitter and receiver frontends

    to 80 Gbaud for 16-QAM [16] and 107 Gbaudfor QPSK [17]. Based on this 16-QAM inter-

    face, a dual-carrier 1-Tb/s superchannel was

    formed with the use of only two pairs of

    transmitter/receiver frontends [16].

    Figure 7 summarizes measured optical

    spectra and signal constellations of recent

    Tb/s-class transmission demonstrations by

    Bell Labs [13-16]. Chandrasekhar et al. dem-

    onstrated the transmission of a 1.2-Tb/s super-

    Fig.7 Recent demonstrations of Tb/s-class transmiss-

    ion by Bell Labs researchers using   (a)  24-carrier

     PDM-QPSK   [13]; (b)  8-carrier PDM-OFDM-

    16QAM   [14]; (c) 4-carrier PDM-16QAM  [15]; and 

    (d) 2-carrier PDM -16QAM  [16]

    channel, consisting of 24 PDM-QPSK signals,

    seamlessly multiplexed at the Orthogonal

    Frequency-Division Multiplexing (OFDM)

    condition, over 7 200 km of ultra-large area

    fiber (ULAF) [13]. Liu et al. demonstrated

    the transmission of a 1.5-Tb/s superchannel,consisting of 8 PDM-OFDM-16QAM signals,

    over 5 600 km of ULAF, achieving a record

    Spectral-Efficiency-Distance-Product (SEDP)

    of over 32 000 km⋅ b/s/Hz for Tb/s-class su-

     perchannel transmission with >5 b/s/Hz net

    spectral efficiency [14]. Renaudier et al. dem-

    onstrated high-SE long-haul transmission of

    22-Tb/s using 1-Tb/s superchannels over

    2 400 km [15]. Each of the 1-Tb/s superchan-

    nels consisted of four 40-Gbaud PDM-

    16QAM signals, multiplexed under the quasi-

     Nyquist-WDM condition [18-19]. Finally,

    Raybon et al. showed dual-carrier Terabit

    transmission over 3 200 km of fiber [16]. This

    Tb/s transceiver implementation requires the

    minimum optical hardware, as compared to

    other implementations demonstrated so far.

    Figure 8 shows the schematic of the trans-

    mitter setup used for the 1.5-Tb/s superchan-

    nel generation reported in Ref. [14]. Eight

    32.8-GHz spaced external cavity lasers wereseparated into odd and even signal groups,

    which were modulated by two I/Q modulators.

    The two drive signals for the first I/Q modu-

    lator were provided by two 50-GSamples/s

    DACs. The two drive signals for the second

    modulator were the complementary outputs

    from the same two DACs. The inputs to the

    DACs were provided by a Field-Programma-

     ble Gate Array (FPGA) based real-time logic

    circuit with stored OFDM-16QAM wave-

    forms.

    The drive waveforms were pre-equalized to

    compensate for frequency roll-off of the DAC.

    The guard band between two adjacent

    30-Gbaud signals was 2.8 GHz, which limits

    the coherent crosstalk between the signals and

    readily allows for efficient sub-band signal

     processing. A Low-Density Parity Check

    (LDPC) code with a rate of 0.864 was imple-

    mented for the inner SD-FEC, and a typical

    7%-overhead HD-FEC code was assumed as

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    China Communications   • April 2013 27

    Fig.8 Schematic of the transmistter setup for generating a 1.5-Tb/s superchannel (upper ) and the measured

     spectra of the generated superchannel (lower )

    the outer code [14]. The overall FEC overhead

    was 23.46%. The net superchannel data rate

    was 1.51 Tb/s and the channel spectral effi-

    ciency was 5.75 b/s/Hz. This channel used anoptical spectral bandwidth of 262.5 GHz,

    which is compatible with the new ITU stan-

    dard on flexible grid WDM with 12.5-GHz

    granularity (ITU-T G.694.1).

    The superchannel was launched into a

    re-circulating loop consisting of four 100-km

    ULAF spans with 19.7-ps/nm/km dispersion.

    Each span was amplified by a hybrid Ra-

    man/Erbium-Doped Fiber Amplifier (EDFA).

    The average span loss was ~19 dB, and the

    Raman gain per span was ~8 dB. After trans-mission, each of the signals was sent to a

    digital coherent receiver with offline DSP. The

    sampling rate of the ADCs was 50 GS/s, the

    same as that of the DAC. The offline DSP

    includes a dispersion-optimized 1-step-per-

    span Non-Linearity Compensation (NLC) in

    which a pre-dispersion compensation of 1 780

     ps/nm was applied so that the NLC was ap-

     plied to the beginning portion of each of span

    where the signal power was high. Deci-

    sion-directed phase compensation, initiated by

    training symbols, was used to realize pilot-free

     phase estimation. The SD-FEC decoding was

     performed using the same methodology re- ported in [20]. Figure 9 shows the measured

    BER of all eight 30-Gbaud PDM-OFDM-

    16QAM signals that made up the 1.5-Tb/s

    superchannel after 5 600-km transmission at

    Fig.9  Measured BER of all the signals inside a  1.5-Tb/s superchannel after 

    5 600-km transmission at the optimal signal launch power  [14]

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    28  China Communications • April 2013 

    the optimal signal launch power. The output

    BER values from the SD-FEC are all below

    the outer HD-FEC threshold. The superchan-

    nel spectrum after 5 600 km transmission is

    also shown. This demonstration indicates the

     promising potential of Tb/s-class superchanneltransmission in future long-haul optical trans-

     port systems. As IEEE is defining 400GbE as the next bit

    rate for high speed Ethernet interface, there is

    a call for interesting session for 400GE in the

    coming IEEE meeting in March. Before this

    meeting, most of the members vote for 400GE

    to be the candidate. Together with the 400GbE

    interface definition, and the 400GE transmis-

    sion solution will be defined by ITU-T corre-

    spondingly. Actually all vendors are working

    actively for beyond 100G solution. For exam-

     ple, France Telecom-Orange and Alcatel-

    Lucent announced the deployment of the

    world’s first optical link offering a capacity of

    400 Gigabits per second (Gb/s) per wave-

    length in a live network recently. In China,

    from 2010, a few beyond 100G research pro-

     jects are supported by national projects such

    as 973, 863 and NSFC (National Natural Sci-

    ence Foundation of China). CCSA (ChinaCommunications Standard Association) also

    starts the research project about beyond 100G

    technology. Local vendors also announced

    several lab experiment result for beyond 100G

     publicly.

    VI. SUMMARY 

    As the demand for network traffic grows con-

    tinuously and exponentially, scaling line

    speeds from 10 Gb/s and 40 Gb/s to 100 Gb/sand beyond is becoming necessary, while

    transmission performance should not be sub-

    stantially degraded and the overall economics

    must prove in.

    We described Alcatel-Lucent’s single-car-

    rier 100G transmission system utilizing an

    advanced electro-optics engine that leverages

    the concepts of optimized signal modulation

    coupled with coherent detection as one of the

    leading 100G solutions in the industry. The

    underlying ASICs comprise ultra-fast Ana-

    log-to-Digital Converters (ADCs) and Digi-

    tal-to-Analog Converters (DACs) and feature

    advanced DSP, monolithically integrated in

    CMOS in a very compact, space and power

    efficient design. The outstanding transmission performance and the total cost of ownership

     benefits provided by this innovative elec-

    tro-optics engine made 100-Gb/s single-carrier

    transmission commercially viable, as evi-

    denced by its abundant deployment in many

    different networks today, spanning both re-

    gional and long haul reaches over several dif-

    ferent fiber types, and operating with 10G,

    40G and 100G mixed signals. Regarding the

    evolution to 400G, Alcatel-Lucent has recently

    field-deployed the first such high-speed inter-

    face, and Bell Labs is intensely working on

    ways to reach Terabit/s interface rates in a

    commercially attractive way.

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    Biographies

     ZHANG Xiaohong, is currently a Senior Product

    Manager for WDM product in Optics China. He

    works for the OTN product management and fo-

    cuses on product strategy definition and product

    evolution.

    YI Xiaobo, is a Senior System Consultant Engineer

    and DMTS in Optics China. He works for the system

    and technology team and focuses on high speed

    optical transmission, packet transmission network

    and related transmission architecture design for wire

    line and wireless network backhauling.

    LIU Xiang, is  a Distinguished Member of TechnicalStaff at Bell Labs, Alcatel-Lucent, USA. He received his

    Ph.D. degree in applied physics from Cornell Univer-

    sity, USA. Since joining Bell Labs in 2000, LIU has been

    primarily working on high-speed optical communica-

    tion technologies including advanced modulation

    formats, coherent detection schemes and fiber non-

    linear impairment mitigation. Recently he was

    recognized as a core member of the “100Gb/s Co-

    herent (Long Haul–High Capacity WDM Interface)

    Team” and was awarded the 2010 Bell Labs Presi-

    dent’s Award. Dr. LIU has authored/coauthored more

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    30  China Communications • April 2013 

    than 250 journals and conference papers. He holds

    over 45 US patents. Dr. LIU is a Fellow of the OSA and

    an Associated Editor of Optics Express. He has served

    in technical committees of various conferences such

    as OFC, ACP, FiO, OSA and IEEE Summer Topical

    Meetings.

    Peter J. Winzer, received his Ph.D. in electrical engi-

    neering from the Vienna University of Technology,

    Austria in 1998. Supported by the European Space

    Agency, he investigated space-borne Doppler lidar

    and laser communications using high-sensitivity

    digital modulation and detection. In 2000, he joined

    Bell Labs, USA, focusing on many aspects of fiber

    optic networks, including Raman amplification, opti-

    cal modulation formats, advanced optical receiver

    concepts, digital signal processing and coding, as

    well as on robust network architectures for dynamic

    data services. He demonstrated several high-speed

    and high-capacity optical transmission records from

    10 to 100 Gb/s and beyond, including the first 100G

    and the first 400G electronically multiplexed optical

    transmission systems and the first field trial of live100G video traffic over an existing carrier network.

    He has widely published and patented and is actively

    involved in technical and organizational tasks with

    the IEEE Photonics Society and the OSA. He was

    promoted Distinguished Member of Technical Staff at

    Bell Labs in 2007 and since 2010 he has headed the

    Optical Transmission Systems and Networks Research

    Department. He is a Fellow of the IEEE and a Fellow of

    the Optical Society of America (OSA).