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Research Signpost 37/661 (2), Fort P.O. Trivandrum-695 023 Kerala, India Function of Translesion DNA polymerases in Genome Stability, 2015: 73-90 ISBN: 978-81-308-0538-2 Editors: Domenico Maiorano & Jean-Sébastien Hoffmann 5. DNA polymerase eta Chikahide Masutani 1 , Rie Kanao 1 and Fumio Hanaoka 2 1 Department of Genome Dynamics, Research Institute of Environmental Medicine, Nagoya University, Furo-cho, Chikusa-ku, Nagoya, Aichi 464-8601, Japan; 2 Faculty of Science, Gakushuin University, 1-5-1 Mejiro, Toshima-ku, Tokyo 171-8588, Japan Abstract. DNA polymerase (Pol ) is the only one of the fifteen human DNA-dependent DNA polymerases for which a natural occurring deficiency is known to predispose humans to cancer. Xeroderma pigmentosum (XP) is an autosomal recessive genetic disorder, associated with a greatly increased risk of sunlight- induced skin tumors, and individuals with the variant type of this syndrome, XP-V, have defects in Pol . Pol has a DNA polymerase activity capable of catalyzing translesion DNA synthesis past the most prominent UV-induced lesion, a cis-syn TT-cyclobutane pyrimidine dimer (CPD), with high efficiency and fidelity. Crystal structure of human Pol complexed with CPD- containing template-primer DNA reveals that Pol is the DNA polymerase for bypassing CPD lesion. In addition, mammalian Pol has other physiological functions including somatic hypermutation, homologous recombination and replication of common fragile sites. Pol recruitment is regulated by mono- ubiquitination and de-ubiquitination of PCNA at least in part. Correspondence/Reprint request: Dr. Fumio Hanaoka, Faculty of Science, Gakushuin University, 1-5-1 Mejiro, Toshima-ku, Tokyo 171-8588, Japan. E-mail: [email protected]

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Page 1: 5. DNA polymerase eta · DNA polymerase eta 75 However, unlike the case of POLH, no mutation in POLI has been identified in XP-V patients. Xeroderma pigmentosum (XP) is an autosomal

Research Signpost

37/661 (2), Fort P.O.

Trivandrum-695 023

Kerala, India

Function of Translesion DNA polymerases in Genome Stability, 2015: 73-90

ISBN: 978-81-308-0538-2 Editors: Domenico Maiorano & Jean-Sébastien Hoffmann

5. DNA polymerase eta

Chikahide Masutani1, Rie Kanao1 and Fumio Hanaoka2

1Department of Genome Dynamics, Research Institute of Environmental Medicine, Nagoya University, Furo-cho, Chikusa-ku, Nagoya, Aichi 464-8601, Japan; 2Faculty of Science, Gakushuin

University, 1-5-1 Mejiro, Toshima-ku, Tokyo 171-8588, Japan

Abstract. DNA polymerase (Pol ) is the only one of the fifteen

human DNA-dependent DNA polymerases for which a natural

occurring deficiency is known to predispose humans to cancer.

Xeroderma pigmentosum (XP) is an autosomal recessive genetic

disorder, associated with a greatly increased risk of sunlight-

induced skin tumors, and individuals with the variant type of this

syndrome, XP-V, have defects in Pol . Pol has a DNA

polymerase activity capable of catalyzing translesion DNA

synthesis past the most prominent UV-induced lesion, a cis-syn

TT-cyclobutane pyrimidine dimer (CPD), with high efficiency and

fidelity. Crystal structure of human Pol complexed with CPD-

containing template-primer DNA reveals that Pol is the DNA

polymerase for bypassing CPD lesion. In addition, mammalian

Pol has other physiological functions including somatic

hypermutation, homologous recombination and replication of

common fragile sites. Pol recruitment is regulated by mono-

ubiquitination and de-ubiquitination of PCNA at least in part.

Correspondence/Reprint request: Dr. Fumio Hanaoka, Faculty of Science, Gakushuin University, 1-5-1 Mejiro,

Toshima-ku, Tokyo 171-8588, Japan. E-mail: [email protected]

Page 2: 5. DNA polymerase eta · DNA polymerase eta 75 However, unlike the case of POLH, no mutation in POLI has been identified in XP-V patients. Xeroderma pigmentosum (XP) is an autosomal

Chikahide Masutani et al. 74

Introduction

In 1999, the protein encoded by the RAD30 gene of Saccharomyces

cerevisiae was shown to have an intrinsic DNA polymerase activity capable

of catalyzing translesion DNA synthesis (TLS) past the most prominent type

of UV-induced lesion, the cyclobutane pyrimidine dimer (CPD) [1]. Rad30

was the seventh DNA template–dependent DNA polymerase identified in

eukaryotes, and it was named DNA polymerase (Pol ). In the same year,

using an in vitro DNA replication system with a CPD-containing DNA

template, we identified a human protein that corrects the defect of cell-free

extracts from cells of xeroderma pigmentosum variant (XP-V) and has a

DNA polymerase activity capable of bypassing CPD lesions [2]. The gene

that encodes the latter protein turned out to be a human homologue of yeast

RAD30 [3]; it was initially named XPV/RAD30A, and is now called POLH

following unification of the nomenclature. Independently, the same gene was

isolated by homology to yeast RAD30 [4]. Mutations in the POLH gene have

been identified in XP-V patients [3,4,5,6], and the wild-type gene has the

ability to correct the UV sensitivity of XP-V cells [7,8]. At roughly the same

time, another translesion DNA polymerase, Pol was also identified as a

mammalian homologue of the yeast Rad30 protein [9]. The mammalian gene

was originally named RAD30B, but following unification it is now called POLI.

Figure 1. Prominent contributions of nucleotide excision repair and TLS to

UV-induced DNA lesions. 6-4PP: 6-4 pyrimidine-pyrimidone photoproduct.

CPD: cyclobutane pyrimidine dimer.

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DNA polymerase eta 75

However, unlike the case of POLH, no mutation in POLI has been identified

in XP-V patients.

Xeroderma pigmentosum (XP) is an autosomal recessive genetic

disorder characterized by sunlight sensitivity, cutaneous and ocular

deterioration, premature malignant skin neoplasms, and an increased

incidence of skin cancer after sunlight exposure. XP has been classified into

eight complementation groups: XP-A to XP-G and XP-V. The proteins

deficient in XP-A to XP-G play crucial roles in removal of DNA lesions by

nucleotide excision repair (NER) and maintenance of genome integrity. The

protein that is defective in XP-V, Pol , also plays an important role in

maintaining genome integrity, but in this case by catalyzing translesion

synthesis (TLS) of damaged DNA (Figure 1).

In vivo functions

As in human patients, Pol -deficient mice are viable, fertile, and do not

exhibit any apparent spontaneous physiological defects under normal

conditions. Also similar to humans, fibroblasts from these mice exhibit

enhanced sensitivity to UV, and all Pol -deficient mice developed skin

tumors following UV irradiation. These results are consistent with the

observation that Pol prevents UV-induced cell death and skin cancer by

catalyzing the accurate bypass of CPDs in vivo [10,11]. In addition to UV

irradiation, XP-V cells also exhibit sensitivity to cisplatin [12].

In addition to its role in the tolerance of environmentally induced DNA

lesions, human Pol is also required for common fragile-site stability during

unperturbed DNA replication [13,14]. Because rearrangements of common

fragile sites are a driving force of oncogenesis, this activity of Pol likely

makes a major contribution to the maintenance of genome integrity. On the

other hand, Pol also has mutagenic functions. In peripheral blood

lymphocytes from XP-V patients, the rate of A:T mutation in the

immunoglobulin variable gene is reduced, although the overall mutation

frequency is normal [15,16,17,18]. Consistent results have been observed in

Pol -deficient mice [19,20]. It has been proposed that multiple DNA

polymerases, including Pol , Pol , and REV1, participate in somatic

hypermutation, and that Pol is the main mutator at A and T residues [21].

Furthermore, human Pol has the potential to contribute to mutagenesis at

sites of oxidative DNA damage induced by azathioprine and UV-A light

[22].

In chicken DT40 cells, disruption of Pol causes a decrease in the

frequency of immunoglobulin gene conversion and double-strand

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Chikahide Masutani et al. 76

break–induced homologous recombination [23]. Furthermore, human Pol

has the ability to synthesize DNA from D-loop recombination intermediates

in vitro, and this activity is stimulated by interaction with the recombination

protein Rad51 [24]. Together, these data suggest that Pol may also play an

important role in homologous recombination.

Enzymatic properties

Pol is a member of the Y-family of DNA polymerases, which includes

the human enzymes Pol , Pol , and REV1 [25]. Y-family DNA polymerases

are characterized by low processivity and a lack of exonucleolytic

proofreading activity, which makes them error-prone but also able to

catalyze TLS past certain DNA lesions. In fact, in both humans and yeast,

Pol generate base substitutions with error rates of 10-2

to 10-3

when

replicating undamaged DNA. The most striking feature of Pol is its ability

to catalyze TLS past CPD lesions as efficiently as replication of undamaged

DNA [26,27,28,29,30,31]. Importantly, Pol has the ability to preferentially

incorporate adenines opposite damaged thymines of cis-syn TT-CPDs,

although misincorporations may sometimes take place [27,28]. Intriguingly,

Pol preferentially binds to template-primer DNAs consisting of TT-CPD

templates and primers whose 3’ ends are the correctly paired nucleotides

situated opposite the TT of the CPD and the immediately following

nucleotide. This allows Pol to replicate past TT-CPDs without dissociating

from the template primer when the correct nucleotides are incorporated. On

the other hand, if the incorrect nucleotides are incorporated, Pol readily

dissociates from the template primer. As a result, the replicated DNA

contains the correct nucleotides opposite the lesion; thus, Pol bypasses

CPDs with biased fidelity (Figure 2) [32,33]. On the other hand, Pol cannot

bypass another major UV-induced lesion, the 6-4 photoproduct, without

assistance from other enzymes. Conversely, NER, which is missing in cells

from XP-A to XP-G patients, removes 6-4 photoproducts efficiently and

prevents skin cancer, but removes CPDs inefficiently throughout the genome

[34]. Thus, TLS and NER represent complementary systems, both of which

are important for UV damage tolerance in humans (Figure 1).

Consistent with the cisplatin sensitivity of XP-V cells [12], Pol can

bypass cisplatin adducts in vitro [35] and, together with Pol , catalyze TLS

past cisplatin adducts both in human cells [36] and in vitro [37]. Pol also

contributes to TLS across lesions, such as 8-oxoguanine, thymine glycols,

acetylaminofluorene adducts, and BPDE adducts [28,31,36,38,39]. However,

in contrast to bypass of CPDs, in which Pol acts as the main polymerase,

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DNA polymerase eta 77

Figure 2. A model for DNA polymerase switching during TLS, reproduced from

Kusumoto et al. 2004 [32]. A replicative DNA polymerase stalls at a TT dimer. (1)

Pol binds the template/primer at the site of the TT dimer and (2) preferentially

incorporates dAMP opposite the 3’ T of the TT dimer. (3) The association of Pol

with the template/primer DNA becomes more stable. Consequently, Pol is able to

incorporate a nucleotide opposite the 5’ T of the TT dimer. (4) After Pol

incorporates two more nucleotides beyond the TT dimer, the association of Pol with

the DNA becomes unstable, and Pol dissociates. (5) The replication polymerase can

resume DNA synthesis. (6) If Pol incorporates dCMP, dGMP, or dTMP opposite

the 3’ T of the TT dimer (7), it’s binding to the template/primer DNA is not

stabilized. (8) Exonuclease activity excises the incorrect nucleotide opposite the 3’ T

of the TT dimer, allowing Pol to attack the template/primer substrate again.

Pol may contribute to bypass of non-CPD lesions as just one of several enzymes, and it may cause errors in this context [40]. Thus, depending on the lesion, cells may use a variety of mechanisms to select the appropriate polymerase.

Molecular structure

Although sequences conserved among replicative DNA polymerases are

not present in Y-family polymerases, structural analyses revealed that the

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Chikahide Masutani et al. 78

overall topologies of the Y-family catalytic domains are similar to those of

replicative polymerases. This topology can be likened to a right hand with

palm, finger, and thumb domains (Figure 3). However, members of the Y

family have several unique characteristics [41,42,43]. First, Y-family

polymerases have spacious active sites that can facilitate lesion bypass to

compensate for their low fidelity. The structure of the palm domain is highly

conserved between Y-family and replicative DNA polymerases, although the

finger and thumb domains of Y-family polymerases are smaller and stubbier.

Second, Y-family polymerases have a unique domain called the ‘little finger’

or polymerase-associated domain (PAD). These structures weaken the

interactions between polymerases, DNA, and incoming nucleotides,

contributing to the relatively lower processivity and poorer fidelity of

Y-family polymerases. Importantly, however, human Pol has a specialized

structure for CPD bypass that acts as a ‘molecular splint’ to stabilize

damaged DNA in a normal conformation during DNA synthesis through the

CPD [44]. Yeast Pol also has a catalytic domain capable of catalyzing

efficient and accurate bypass of CPD lesions [45]. The crystal structures of

Figure 3. Schematic representation of domain structure of human Pol . A.

Secondary structure. B. Steric structure of the ternary complex with DNA,

reproduced from Biertümpfel et al. 2010 [44]. The catalytic domain consists of palm,

thumb, finger, and little finger/PAD domains. The C-terminal region contains

regulatory elements. PIP: PCNA-interacting protein box. RIR: REV1-interacting

region. UBZ: ubiquitin-binding zinc finger. NLS: nuclear localization signal.

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DNA polymerase eta 79

human Pol bypassing a cisplatin-induced intrastrand crosslink [46,47] and

yeast Pol bypassing an 8-oxoG lesion [48] have been also solved.

Intriguingly, catalysis of the formation of the phosphodiester bond by human

Pol has been visualized by time-resolved X-ray crystallography [49],

making it possible to reveal more detailed reaction mechanisms in the future.

Regulation by mono-ubiquitinated PCNA

The N-terminal half of Pol contains residues conserved among Y-

family DNA polymerases. Human Pol consists of 713 amino acids, but the

originally identified protein that corrected replication defects of XP-V cell-

free extracts contained only the N-terminal 511 amino acids, but still had

DNA polymerase activity [2,3]. Consistent with this, the N-terminal 432

residues of Pol exhibit basal DNA polymerase activity, but cannot correct

the UV sensitivity of XP-V cells [50]. Together, these observations indicate

that the C-terminal residues are dispensable for DNA polymerase activity,

but necessary for the protein’s proper function in cells (Figure 3A).

Overproduction of Pol does not raise the rate of spontaneous mutation in

human cells despite its intrinsically mutagenic properties, suggesting that its

mutagenic activity is subject to tight regulation [51].

The nuclear localization signal and PCNA interaction peptide (PIP)

sequences, located close to the C-terminus, are important for the cellular

localization of Pol and the formation of nuclear foci with PCNA after UV

irradiation, respectively [8]. Although foci formation by Pol is almost

completely abolished by mutations in the PIP sequences, the ability of such

Pol mutants to rescue the UV sensitivity of XP-V cells is only partially

compromised. Thus, nuclear foci formation is not always required for TLS

by Pol . An ubiquitin-binding zinc finger (UBZ) domain is required for the

interaction of Pol with monoubiquitinated PCNA, as well as for its

relocalization to damaged chromatin [52,53]. Several point mutations in the

UBZ domain severely affect the ability of XP-V cells to cope with

UV-induced DNA damage. Another PIP-like domain is located upstream of

the UBZ domain [54], and an allele of Pol lacking the C-terminus

(including this UBZ sequence) but retaining an intact PIP-like motif can

promote cellular survival in response to UV [50]. Thus, the roles played by

each of these regions in the functions of Pol remain somewhat unclear. In

addition, cells are able to activate and relocate Pol independently of PCNA

monoubiquitination [55,56,57,58]. Other Y-family polymerases also contain

domains that interact with PCNA and/or ubiquitin; however, among all the

TLS polymerases, only Pol interacts with RAD18, which is the primary

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Chikahide Masutani et al. 80

ubiquitin ligase responsible for PCNA monoubiquitination; the

RAD18-Pol interaction is crucial for guiding Pol to arrested replication

forks after UV irradiation [59]. Conversely, Pol enhances recruitment of

RAD18 and mono-ubiquitination of PCNA at stalled replication forks [60].

Thus, there may be positive feedback between PCNA ubiquitination and the

recruitment of Pol and RAD18 proteins. Several other proteins also

influence the ubiquitination of PCNA, including Spartan/C1orf124/DVC1,

NBS1, PTIP/Swift, CHK1-Claspin, and ELG1 [61].

Regulation by posttranslational modifications

Pol undergoes several types of posttranslational modifications. ATR-

or PKC-mediated phosphorylation of Pol at C-terminal residues activates

Pol [62,63]. Phosphorylation of RAD18 by the protein kinase Cdc7 also

regulates the Pol -Rad18 interaction and Pol activation [64]. These

observations suggest an interaction between the DNA damage response and

TLS pathways. Lysines close to the C-terminus of Pol undergo

monoubiquitination, which prevents the interaction between Pol and PCNA

[65]. An E3 ubiquitin ligase, Pirh2, binds to Pol , catalyzes its

monoubiquitination, and suppresses TLS [66]. Thus, monoubiquitination at

the C-terminus may be involved in negative regulation of Pol , e.g., in the

inactivation of Pol after TLS is completed. On the contrary, ubiquitination

of Pol promotes its interaction with Pol [67], suggesting that

ubiquitination is involved in the activation of TLS polymerase switching.

The E3 ubiquitin ligase Mdm2 interacts with Pol and promotes both

polyubiquitination and proteasomal degradation of the polymerase [68]. In

C. elegans, degradation of Pol is mediated by the Cul4-Ddb1-Cdt2

pathway, whereas SUMOylation of Pol counteracts this proteolysis [69].

Thus, proteolytic degradation of Pol and its regulation can control TLS.

The molecular chaperone HSP90 also regulates the stability of Pol in

human cells [70].

Non-canonical roles in TLS regulation

Human Pol interacts with REV1 through two domains located in the

C-terminus (Figure 3A) [71,72]. Mutations in these domains disrupt the

Pol -REV1 interaction, but do not affect the ability of Pol itself to catalyze

TLS past CPDs and promote the survival of XP-V cells following UV

damage [73]. Like Pol , REV1 is a member of the Y-family of DNA

polymerases; in addition, and in conjunction with Pol , it plays a crucial role

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DNA polymerase eta 81

in UV-induced mutagenesis. An allele of Pol defective in the ability to

interact with REV1 only partially suppresses spontaneous mutations in XP-V

cells, but suppresses UV-induced mutations completely. REV1 is thought to

play a central role in TLS polymerase switching because it interacts with the

Y-family polymerases Pol and Pol , as well as Pol and Pol through its

C-terminus [71,72,74,75]. The Pol -REV1 interaction stimulates the

accumulation of endogenous REV1 to UV-damaged DNA sites [73], and

Pol promotes Pol foci formation [76], suggesting that cells may initially

preferentially recruit Pol to lesions, but then subsequently switch to other

TLS polymerases. The UV sensitivity of Pol -deficient mouse cells can be

moderately rescued by expression of catalytically inactive Pol but not by

Pol with additional mutations in REV1-interacting motifs [77]. Expression

of the inactive Pol cannot suppress UV-induced mutations in Pol -

deficient cells, but such mutations are ultimately suppressed in Pol -, Pol -,

and Pol -deficient cells; however, Pol has not been demonstrated to

contribute to mutagenesis. Together, these observations suggest that the

Pol -REV1 interaction promotes an alternative TLS pathway in which Pol

plays a mutagenic role (Figure 4). However, because REV1 forms foci in

response to UV irradiation independently of Pol [73,78], and REV1 and

other TLS polymerases interact with monoubiquitinated PCNA directly,

each polymerase could be recruited to arrested replication forks

independently of the others. It is likely that cells have multiple TLS

pathways to choose from, and that they preferentially promote each pathway

under different circumstance.

Figure 4. Model of TLS polymerase selection during TLS in the presence or absence

of Pol . Reproduced and modified from Ito et al. 2012 [77].

Page 10: 5. DNA polymerase eta · DNA polymerase eta 75 However, unlike the case of POLH, no mutation in POLI has been identified in XP-V patients. Xeroderma pigmentosum (XP) is an autosomal

Chikahide Masutani et al. 82

Pol also interacts with, and is stimulated by, a PCNA loader complex,

Ctf18-RFC [79]. A Pol -interacting protein, PDIP38, also interacts with

Pol , Rev1, and Pol [80]. Thus, it is likely that the replication and

translesion machinery are connected in various ways to allow cells to

tolerate DNA lesions.

Interaction with other repair proteins

Several DNA repair-related proteins interact with and/or regulate Pol .

Hereditary nonpolyposis colon cancer (HNPCC) is associated with

mutations in mismatch-repair genes, including MLH1, MSH2, and MSH6

[81]. Human Pol interacts with MLH1 and MSH2/MSH6 [82,83]. In

addition to correcting errors during DNA replication, mismatch-repair

proteins also contribute to other mechanisms, including somatic

hypermutation of immunoglobulin genes [84]. These functions are to some

extent separable: for example, MSH2 and MSH6, but not MLH1, participate

in somatic hypermutation [85]. The mutation spectrum of somatic

hypermutation in MSH2- or MSH6-deficient mice, in which mutations at

A:T base pairs in immunoglobulin genes are drastically reduced, is similar to

that of Pol -deficient mice. A:T somatic hypermutation also requires

RAD18 [86] and PCNA monoubiquitination [87], although PCNA

ubiquitination-independent mechanisms have also been considered [58].

MSH2/MSH6 stimulates Pol activity in vitro [82], suggesting that the

interaction between Pol and MSH2/MSH6 may be involved in somatic

hypermutation of immunoglobulin genes. However, MSH2/MSH6, Pol ,

and monoubiquitinated PCNA are also involved in the oxidative stress

response [88]. Thus, the interaction between Pol and mismatch-repair

proteins may be involved in the repair of oxidative stress-induced DNA

lesions.

Fanconi anemia (FA) is characterized by hypopigmentation, bone

marrow failure, developmental defects, and cancer predisposition. At least

15 FANC gene mutations have been identified. Defects in the FANC

pathway result in hypersensitivity to interstrand crosslink (ICL) agents, such

as mitomycin C (MMC). The FANC pathway is involved not only in ICL

repair, but also in several other biological processes. Recently, FANCD2,

one of the proteins responsible for FA, was shown to interact with Pol and

contribute to the recruitment of Pol to sites of damage [89].

Werner syndrome (WRN) is characterized by premature aging and

cancer predisposition [90]. The WRN protein is a RecQ-family DNA

helicase with exonuclease activity. WRN interacts with and stimulates the

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DNA polymerase eta 83

polymerase activities of TLS polymerases Pol , Pol , and Pol [91]. WRN

also regulates TLS by regulating RAD18-mediated PCNA ubiquitination via

the WRN-NBS1 interaction [92,93].

Nijmegen breakage syndrome (NBS) is characterized by high sensitivity to ionizing radiation and predisposition to malignancies. Cells from NBS patients exhibit defects in double-stranded DNA break repair and checkpoint controls [94]. Reduction in the level of NBS1 protein sensitizes human cells to UV, indicating that NBS1 is likely to also be involved in the UV damage response [95,96]. Consistent with this idea, NBS1 interacts with and recruits RAD18 to damaged chromatin and regulates Pol -catalyzed TLS past UV-induced lesions [97].

Conclusion and perspectives

Pol plays a crucial role in preventing UV-induced skin cancers, and

deficiency of Pol causes a cancer-prone syndrome. Pol is also involved in

somatic hypermutation of immunoglobulin genes and recombination-related

mechanisms. Considering that Pol is ubiquitously expressed throughout the

body, it may have multiple functions that have not yet been identified.

Posttranslational modifications and protein-protein interactions between TLS

polymerases and other proteins, as well as their regulatory mechanisms, have

been identified. A greater understanding of the physiological relevance and

regulatory mechanisms of Pol in DNA damage tolerance could lead to the

development of new ways to treat cancers and other diseases.

Acknowledgements

This work was supported by Grants-in-Aid from the Ministry of Education, Culture, Sports, Science, and Technology of Japan; by the Mitsubishi Foundation; and by Takeda Science Foundation.

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