6. reporting }'criod o oj 10112009 u.s. di5tric1 judge ... · a b !c-·-----1descrition of...

------ ________ Oate. _______ _

POSITION :"JAME ORGA:\!ZATION/ENTITY

;!f { ,·d ------·------------------------------------------------� ------

171,

0 U)

...,, 0

.....,

i5

AO JO Rev. l/2010

Repor1 Req1<ired by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act ofI 978

FOR CALENDAR YEAR 2009 (5 USC app. §§JO!-!!!)

1. Person Reporting (last name. fi:-st, middle initial)

tvlot2, Jolin f.

4. Tilfe {Article ltf jt1dgcs iadicate ac:ivc \)f senior status; magistrate ;udges indic;,ue fuil- or pan· time)

U.S. Di5tric1 Judge - Active

7. Ch<\mbers or Office- Address

2. Court or Organjiation 3. Date or R<port

US. Distnct Court-Maryland 05/14!2010

Sa. Report Type (check approp,iate type) 6. Reporting }'criod

O Nomina!iun, Date

D Initial [ZJ Annual

Sb. O Amended Reron

D Final

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is. io my opinion, in compliance with applicable laws and regulations.

OJ 10112009 to

J 213 L'2009

U.S Cot1rthouse - RPom 5 I 0 IOI West Lombard Street l3altim0re, Maryland 2120 I

H.e\'iewing omcer ____

f;'rf PORTA.NT NOTES: The inslrnctions accompanying this form must hefollowed. Complete all parts, checking the :YO'\'E box for each pan where you hm•e no repor1able information. Sign 011 last pai:e.

I. P()SlTl 0 NS. (lleporting individual only; see pp. 9-11 offiling instru<'lions.)

[] NO'.'JE (No reportable positions.)

OF

Trnstee

'l Tn1.stee

Sheppard & Enoch Pratt Health System

Gcncrat.ion Skipping Trust: , <

Custodian

s.

J I. AG R£El\1 EN TS. (Reporting indi1•idual only; see pp. 14-16 of!i/ing instructions.i

ONE (1Vo reportable agreements)

3.

PARTIES AND TER1'v1S

CJ ;-- ""11 o-U>:Z:

>-:-U:zrrt o.l> .,, ,

r"1

;n= ::;- n1-.

(")N 0 i'Ti

J> < rn

0 .r= w

Motz, John F.

SOURCE

instrr ..

INCOME

----------------.. ·-----------------

-------------------------------------------·--·--------------

2.

Nf1me of Person lleporting Date or Report ' FINANCIAL DISCLOSURE REPORT of10 Motz, John F, 05/14.2010

IJJ. N 0 N-INVESTJ\'fE T IN CO J\'1£. (Reporting individual and spouse; see pp. 11-U ujjiling instructions.)

A. Filer's Non-Investment Income

[{J NONE (lvo reportable non-investment income)

AND TYPE (yours, not spouse's l

L

3.

4,

B. Spouse's Non-lnvestn1ent lncon1e - lfyou Wt!rt• married during any portion flfthe rt'lU)rting year, complete this St:dion.

(Do/for amou>ll not required except for honoraria.)

[2J NONE (No reportable no11-inves1ment income.)

I.

2.

}.

4.

SOURCE AND TYPE

JV. RE I J\'JB URSE ME NT S -- trunsportation, lodging, f1wd, entertainment,

(!nclud.::s those to sprmsc and depen.dC'r1r children: \'fe pp .Z5·2 7 ojjiimg cnons.)

D NONE (;\'o reportable reimbursements.)

SOURCE

1. University of Virginia

2 American Bar Association

()2i20i09-0212 I i09

11,20;09

LOCATION

Charlottesville, VA

Wa;hington. DC

PURPOSE

Moot Court

National fnstitute on Class

Actions

ITEMS PAID OR PROVIDED

Lodging, transportation, and food

Lodging, tran:;pnrtar1on, and food

3.

·I.

5.

DESCRIPTION

3

FINANCIAL DISCLOSURE REPORT

Page3ofl0

:r-iame of Person Reporting

i\fotz, John F.

Dale Qf Heport

05.' l 4.'2010

\/,. GIFTS. (Includes those lo .spouse and dependent children; see pp. 28 31 of filing in.strucrion.-..)

[2J NO;--JE (No reportable gifts)

SOURCE VALUE

2.

4.

5

\' [. L (A.BILI TIES. (Includes those of>pouse and dep ndent children; .iee pp. 32-33 of Jilin. imtru«tions.)

[2J NONE (Vo reportabfe liabilities)

DESCRIPTION VALCE CODECREDITOR

2.

3.

4.

ll

I .----- -e-. -r:�;ic _;;: ----

13

i8

17

(I) (2)

K

L

T

T

T

1.,nd 1J I

I

I

I

�fame of Person Reporting Daie of ReportFINANCIAL DISCLOSURE REPORT

of 10 lotz, John F. 05.'J 4:20 I 0

VII. INVESTMENTS and TRUSTS .. income, va111e, rran actions ouc:1udes r1rose of spouse anJ t1ependenl childri?n; see pp. 34·6o of Jiting insrruc:1iuns.)

D NONE (No reportable income, assets, or tra11sac1ions)

-------------· -·-------------·· ·

------

A. De'.\l.ription of Assets

(includmg tmst af>sers) b.come during

rcp0ning penoJ

c. Gross value ar e;1d

ofrcpt1rting pcnmi Transactions during reporting peril1d

D.

· ---------

T:-p

?< £

. lde1; :y of--

I.

2.

4.

5.

6.

9.

10.

II

i2.

13.

14.

15.

16.

Place "(X)" after each asse1 exempt fiom prior disclosure

ExxonMobil

IBM

TRP - Tax Ex mrt

T. Ruw Pri1.;c

Sara Lee

Nicholas Fund

TRP Equity [ncome fund

Ch('vron/Tc.x 1i..:o

Campbell Soup

MD. Bond

AlM-Weingartcn (IRA)

Gen'! Elec

DuPont DcNemour & Co.

Exxon!\kbil Corp. (IRA)

:\ pple Computer

TRP- New ERA

TRP- Value

incr.rnc G.i.n Code-.;. A =$1,000 vr ks!> (Sec Column:> BJ .mJ [H) F =$50,00 l - iOl)JjCjQ

J =.t:),1j(J•.) ur k sl. V,ilt1cC.od('s

rS<:{· (o:titM\S Cl JOl1 D.3! )'.; =-S:50.00I i51)1},11t)(J

Amount Cchlc !

D

c

A

c

A

i\

A

A

A

A

A

A

A

_'\

A

r\

A

J \'..due M.:::hvcl CoJc-.; {Sec Cubmr. (2)

P3 =S:S.001),001 -150,IJOtJ.(•00 0 =Appr.1is,1 U' l" nr.k V.iluc

(!'; Typc(cg., V.1lue:

div, rent, Ccidc

(JP)

-·'·

Dividend N

Dividend

Int

Di;ickml N

Div

Div

Div L

Dividend K

Div idend

Ince.rest K

Div

Div K

Div

D:v K

Div· L

Dividend L

Dividend L

U:.$ .001-$:!,SUOG •$100.00 l - I I ,OO!i,000 K =$ l ).001 · .\So.),00\/0 "'"S 00.001 · "lii,PUO.L!Ll(.l

R "Cost {R:::d fat:ilc (>nl .i V -'\)tht:r

(2) Value

ivle1hod

Co.ii; 3

(Q-W)

T

T

T

T

T

T

T

T

T

buy. >ell, mmidd'yy' Code 2 buyer/seller

redemption) (J-P) (A-fl) i (if private

: transacuon)

T

T

T

T

T

C -S .501 - SS,OUO H! · .}l,000,COI - SS,D00,000l. "$50,00l -.$100,000 P 1 "'s 1,000.001 • s /100.000 P4 '"'More lh.rn ) 0.000,000 s =AS!>('S!>tncr:t \V ·.of;:;::(irnl<cd

sec note 1

- ---- ... -------·

D.:'J5,00l-$15,000 E,,,,$15/>01-$)0.01)1.) I

H2 =More th:m S5,000,000 rvt ..,.$10-0.001 • $i50,t>OO

P2 ·"$5,l!00.01)! - S25,000,000

T =Cash Market

__'._e_P 1ng pe;�;

c:_

��J-

e�=-L_

h I

I i

L

:

I

i l

r Dc,c11pt100 o! Asset> j Income dunng l Uross value at end I ransactions dmmg reporting period I ·-··--· ··-·-----

A ·--------

C --- __l___ -- ---------- 0 - ---- ---- -------- -·

1 (including tnist a>Sets) fii period

__ __ reponmg ______(0__ T(2)T(3)-- _1 (:!)-- _1 ________('l____ _JPlace '(X)" after each asset n nl 11 yp:2;ej, I v 11 e \'alue ' I ype(c g, I Date

I \•alue ! Gain lden11ty of

exempt from prior disclosure ode I

L d1v rent Code 2 r-..tethod I buy, sell , I mm/dd yy lode 2 ! lode l huya seller

----- - ------·-··- - ---- -------- : - :: , ' - -( - ___ __J_:J_ l : ) _ _ L __ ;: :: ) 18. TRP - Capital Opp. (IRA)

19. TRP - Health Sciences (IRA)

20. TRP - New Asia (IRA)

21. TRP - Small - Cap Value (IRA)

22. TRP - Value Fund (IRA)

23. TRP - Prime Reserve (IRA)

24. Merck

25. CVS

26. Pepsico

r-'· U.S. Treasury Bonds (IRA)

I

28. Baltimore County Bond

29. Montgomery County Bond

30. Charles County Bond

31. Altna

32. Kraft

I J Yum Brands

34 AfG

I !nwrnc Gain Codes

(Sec ColunUl.s 0 I and 04) 1 2. V i1h.c Cod.:

(Sec Columns (I and 03)

3 V:1luc clhod Code (Sec Colu:nn C2)

A ""$ ! ,000 or Jes f •$50.00 I · $I 00,000

J · -S 15,000 m less I' •$250.00 t . $500.000

PJ "$25.0IJO.OOl - 150.000.000

Q =Appnm.a! L Book Val11c

A

A

A

A

A

A

B

A

B

A

A

A

A

A

A

A

A

Dividend K

Dividend

Dividend K

Dividend K

Dividend K

Dividend K

Dividend K

Oividend K

Oividend L

Interest K

Interest J

Interest K

Dividend J

D iv idend J

Oividend J

Dividend K

Dividend J

B ""$ l ,00 I • $2,500

G =$t00,001 · Sl,000.000

K •$15.001 • $50,000

0 =$500.00t · Sl.000,000

R =Cost (Real bl<itc Onl>) V ...;Other

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

c =$2.501 - $5.000

HI 0$t,OOO.OOI -$5,000.000

L =$50.001 - $ l00,000

Pt =$1.000 OOl - $5.000.UOO

P4 =More 1hon $50.000.000

S =Assessment W =Est;matcd

D =15.00l -$l5.000

H2 =More thiln $5,000.000

M "ll00.001 · $250,000

P2 =$5.000.001 . 525.000.000

T Ca;h Market

E =$t5.00I - S50.00G

Name of Person ReportingFINANCIAL DISCLOSURE REPORT of IO

Date of Report

Motz, John F. 05/l-1i2010

VII. INVESTMENTS and TRUSTS -- income, •·a1ue, transactions r1nc1u.1es 11iose of spouse ant1 t1epe11t1e11t children; see pp. 34-60 of filinc instructions.)

D NONE (./\fa reportable income, assets, or transactions.) - i---u:---- --

·--r o-';"'.8-pcno.'1_

I9 :. '·-

r =mprion) _L ___ --��,:;2

40

l

i

I i

' '

:

:

l\ame of Person Reporting Date of Report FINAKCIAL DISCLOSURE REPORT of10 Motz, John F. 05i14/2010

VII. INVEST!\'1ENTS and TRUSTS -- income, value. rramac1ions r1nc1udcs those of srousc and dcpendcnr children; sec pp. J4-6o offiting ins1ruc1ions.J

D NONE (No reportable income, assets, or transactions.) ------·---·-------r----- -·------------ --6:-·---· - . --- ---- - ---1 ·-··--·----· - A

B ! C- · - -----1---- -· .

Descri tion of Assels Jncnr:ie during I Gross va . lue a! :id Transactions during reporting period j(including trust assets) I __ __.'.'!.

re o.rt1 g period [(!) ! (2) ' (I) (2) (!) (2) (3) I

(4) .. (5) I . Place "(X)" after each asset ...\mount I Type (e.g., j VJ.lue Value Type (e.g., Date Value Gain Identity of : ! exempt from prior disclosure Code I I div ., rent, i Code Melhod buy, se!l, mmtdd/yy Code 2 lCode I buyer,'seller 1,I

! _ _____________ _ ___ _ _ (A·H) L : - _1 __(J: ___ (J-P)-

-(A-H)

___J 35. Black & Decker

36. Constellation Energy

p- /. PNC

38. TRP New Horizons Fund

39. TRP Md. Tax-Free Bond Fund

TRP Blue Chip Growth (GST)

41. TRP lnternaiional Bond (GST)

42. TRP International Stock (GST)

4}. TRP Prime Reserve (GST)

44. TRP Equity Income (GST)

45. TRP Growth Stock (GST)

46. TRP Specirum Growth (GST)

47. TRP Equily Income (IRA)

48. TRP Growth Stock (IR:\)

49. TRP Spectrum Growth (IRA)

so. TRP Prime Reserve (IRA)

SI. Exxon Mobil (IRA)

I lnconu: G.1in Codes: A =$1,000 or lcs

(Sec Column BI Jilt.I 04) 2. Value Cude::;

(Sec Columns CI ,me\ 03)

J. Value Method Code::.

(Sec Column C2}

F =SS0,00 l - $I 00,000

J 0$'. 5,000 or less

N =$250.001 -$500.000

PJ =$25,000,001 -S50,000,000

Q =AppraisalU =Book Value

A

B

A

A

D

A

A

A

A

B

B

B

A

A

A

A

A

Dividend L

Dividend L

Dividend M

Dividend K

Dividend M

Dtvidend M

Dividend K

Dividend K

Dividend M

Dividend L

D iv idend L

Dividend L

Dividend K

Dividend K

Dividend K

Dividend L

Dividend K

ll =$1,001·12,500

G ·!100,001 · $1,000,000

K =$15,00 I · 150,000

0 =$500,001 -Si,000,0UO

R =Cost (Rc;i.I bta1.::: On:y}

v =Other

T

T

T

T

T

T

T

T

T

T Buy

T

T Buy

T

T

T

T

T

C -$c,50 I - $5,000HI "$1,000,001 · $5,000,000

L=$50,001 ·SI00,000

Pl =$1,000.001-$5,000.000

P4 '-"/\fore thar. .$50.000,000

S "°A scssment W =-=Estimat d

03104109 J

01/07/09 J

D=$5,001-515,000

H2 =More lhan $5.000,000 M =s :oo.oo1 -szso.ooo P2 =$5,000.001 - $25,000,000

T -'C..1 h Market

Ii

i

I I I I

I I

I II

see note 3

E =$15,001 - $50.000

' pc1i1..'u

i-(:;P '.r- e�:d o'.i ' 1mg pe;�d--

A

T

K

j

I

I

Name of Person Reporting Dale of Report FINANCIAL DISCLOSURE REPORT of IO Motz, John F. os.·1-1:2010

VI I. JNVES T l\'IENTS and TRUSTS - ;,,came, •·atue, 1runs.:ic1ions r1m:tudes 11ivse 0rspuuse an11 depem1m1 children:,,, PP· 14-60 otfitini: ;,,,rrucrions.1

LJ NOJ\'E (Vo reportable income, assets, or iransactions.)

A. 11 '

B. c. I .D. .

(iuchJding trust assets)

Di:: ;t:ripti011 of A">se1s t lnt.:01 1e dun 1g Gros) va!ue at end ! Trans11cti ws: dunng n;p•Jrting

.!- (1;·------l:!J {J';--.--(4).. ---(5)-.

Place "(Xf after each asset · .mo.unr I Type {t .g, Vaiu , VJlue: Type (cg, Date Value : Gai:l ldentity of •1. : Codt: 1 lexempt from pri..,)r d1sclo::;ure div., rcnl, Code 2 ! r .... kthod buy. sell, mrn/dd'y-y CoJc 2 CoJc ! buyc:-':;eller

(A-H) ! or int.) I

{J-P) (\ide] I redenpncnj (J-P) (A-H) (1frrivarc

(Q-W) f tr.rnsactaon)I .

' ..,, ____ , _ ___ ,,, , , , ' ,._ -- _,_,,,, ..... _ ·- · _l___ __ ,, .. . _ _ _ _, ,

52. TRP Growth Stock A DiviJ"nJ T

53. TRP Spe trum Growth A Dtvidend L T

54. Summit Cash Reserw ' A Interest L T

55. AES C0rp

56. Direct TV

Duke Realty

58 Macy"s

59. Praxair

60. linion Pacitlc

61. Wash Real Estate Inv. Tnist

62 Standard & Poors Depo,ito1y Receipts

A

A

;\

A

B

8

D

fl

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

K

K

K

M

L

L

L

T

T

T

T

T

T

T

63 Alleghany Cty. Bond

64. Fla. Housing Bond

6.1 L.:niv. of !'vld. Rood

, 66. TRP Prime Rc;crvc

67. TRI' Giobal

68. TRP Olobal ([R.\,i

A

A

c

A

A

Interest

In wrest

Imerest

interest

Dividend

Dividend

Pl

L

K

T

T

T

Rcckcmed

Kcdeemed

Redeemed

Redeemed (part)

os:o I i09

()7i()];(J'i

()4 0601)9

09/09/09

K

L

L

J. Jncume Guin Cod..:) (Sr.c Cohimr.. Bi and 04)

A· $1.000cr le.ss F :.::$ 0.00J - SI00.000

B ""'$1,001 - b2.'.:GiJ G .:SJUO.fH1l • Sl.000,fJOO

C =ll;UJ - ll,00\iHl "-'51.t!OO.OOJ -$5.000,00D

0 "'i>5,00J . $i Jl{i() Ml More :hi!r: $5,001)/l(i(t

F -J; l.\Pi)/ - 'S SIJ.VOi)

2 V ,Jluc Codes (See Columns CI .me'! D1)

J "".i 1 ),000 1r lc s N =$250,001 - 500.000

K '"'-51 00 - $50,0D!l0 =}5l)0,01JJ - s; ,01)(}.l.)()I)

L =).'itl.001 - $100,000Pl =S; .000,00 t - $\01)0.000

f>.·1-=\!00,001-$:50.000(>2 S5.00QOO! - )25.'J.'rCl:_IOtl

} 'Value Mclhod Codc:s (.S¢1.· Colum11 C2)

PJ =$2 .000.0Vl - .f.50,000.000

() "" . .<\ppro1sal l: cin0 1k Vuluc

R -"CO l lRt·,il ESlillC 0!1:1;V 00thcr

P4 -= 1me !han S O.OoO.iJOO S ""Asscs:i:mcr. \V Esti1:mt::d

fl c

I ii)

I

I \m.

70 T

i (2) i (4)

!

1

-·- ·- ---·-----··-

ame of Person Reporting Oare or Report FINANCIAL DISCLOSURE REPORT of IO '.\lotz, John F. 05/14'20 I 0

\'II. IN\'ESTMENTS and TRUSTS - in co mt, l:alue, :run:wctfons r1nduJe.-. rhose of.r;pause and d pendenr children; see pp. 3-1-60 of filing ins1ruaions.)

D ONE (No reportable income, asse1s, or transactions.)

A. D. De.script ion of Assets lncon1 during Gross valu at end Tr;.msac ions during reporling period

of reporting pe:-K•<l

(1) I m (!) (2) (3) (5) Atn•)Unt : Type- (e.g .. \/.:i.lue \'alue Type( g., Dart \'<1lue Gam ldr.:.nrny of Code I

Place ··cxr after each a_.;sei. Jiv., rent, Code 2 .fethod huy, sell, imm/ddiyy Cide 2 Code I buytr.'selter

(A-!-!) or int.) (J-P) Code 3 1cdemptiun.t {J·I' ! (A·H) (:f private (Q-Wi trans.action)

exempt from prior disc k"isurc

L------··

reporting: pe iod (including trust as-<>cts) ·1·---··· ·····--···----

TRP Global (GST) A Dividend L T

TRP New Era (GST) A Dividend K

Pothash Corp A Dividend L T

; 72. Philip Moms Jnt'I, fnc B Di,id·.,nd K T see note 2

73. TRP :-.<cw Asia A Dividend K T sec note 4

74. TRPGlobal A Div!Lknd L T see note 4

75. CSP (Custvdian) A Dividend K Buy 12i24!09 see note 5

76. CSP (Cu:;todiu.n) A Dividend K T Buy 12/24/09 see note 5

1 · ;;:: :1 :::,r; ::.d 04 -A SJ,00001 lc-.:. t ""f50.Ll01 - $100,000

B,·$!.001-$2,500 G .,.. H00.001 - S!,()(;0,000

c =P. o . s.s,uoo Hi =-=$1,0f;OJJIH - $5,000,000

D"'SS.OOi -:Sl5.006 H2 =More th.rn £5,000,000

E ::::$ ! 5,00i - $50,0UP

1!

:. Value Cod.:$ (Sc.:: Coh:mn:> Ci .inti D3j

J=-$15.000or!ess N -'£2.so.001 . svo.000

K =Sl5,00l -$50,00\} o -ssoo.001 - s 1,1w0.rno

L :o:.$50,0C;J - 5100.000 Pl "'"$ l ,OIJ0,00 i - )5 ,GOn,ODO

M -$100.001 -$250,000 P2 =$5,0C10.IJOl - S:!S,000/)00

f'J =S25,000.0tJI • S50.00fl,l)(i(; f> = lore ih.-:.n $50,000,000

J. V;1luc Method Codc:s Q =Apprn:s:il R ..Ct-ist (fkal r: 1.i1:.: Only· ; S ·0.-\;.:; .:; men! T "'"Cash f\,farkct (S1.:c Coltmu1 C2) lJ --Oook Vali..c V ""'Qd\CI \V --Fshn :ill":d

·:-:;;:; \,:j

Name of Person Reporting Date of Report FI.NANCIAL DISCLOSURE REPORT

of 10 Motz, John F. OSil 4i20 I 0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. {/ndicateparto/Report.)

l\ote I - Last year [erroneously understated the value.

l\ote 2 - Last year I erroneously omitted this stock (that w s spun off from Altria in 2008)

l\ote 3 - Double counted; see 14

Note 4 - Last year I erroneously omitted this mutual fund.

Note S - Custodian for College Savings Plar I erroneously omitted this item in previous years.

----

,

Name of Person Reporth1g Date of Report FINANCIAL DISCLOSURE REPORT

of10 Motz, John F. osnno10

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and mh101· or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that a11y information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned inrnme from outside employment and honornria and the acceptance of gifts which have been reported arc in c1Jrnpliance '-'ith the provisions of 5 C.S.C. app. § 501 ct. seq., 5 lJ.S.C. § 7'.153. and Judicial Conference regulations.

--···---- - .

NOH'.: A!'IY li\OIVJDlJAL WHO KNOWINGLY AND \VILFlJLl.Y A'.\D CRDlJNAL SANCTIONS (5 l!.S.C. app. § 104)

FILING lNSTRUCTIO:--JS

Mail signed original nnd 3 additional copies to:

Committee on Financial Disclosure Administrntivc Office of the United States Courts Suite 2-301

One Columbus Circle, N .E. Washington. D.C. 20544

6. reporting }'criod o oj 10112009 u.s. di5tric1 judge ... · a b !c-·-----1descrition of...

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