60-76-cioaba, aristide- democratic consolidation in romania: uncertainties and perspectives

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electoral democracy, liberal democracy, democratic consolidation, democracy in Romania.

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Page 1: 60-76-Cioaba, Aristide- Democratic consolidation in Romania: uncertainties and perspectives

DEMOCRATIC CONSOLIDATION IN ROMANIA:UNCERTAINTIES AND PERSPECTIVES

ARISTIDE CIOABÃ*

Abstract. The paper examines the processes of structural and functionalconsolidation of the current political regime in Romania in terms ofparadigm of democratization in post-totalitarian/autoritarian transitionalregimes. After the outlining of the conceptual and analytical frameworkfollowed in argumentation, the paper presents the manifold uncertaintiesraised in relation to the degree of institutionalization of the main subsystemsof the new post-communist regime. It analyzes a number of features ofcomplete democracy (liberal) which are still poorly and incompletelyassimilated in Romania, especially the effective warranties and functionalityof the “horizontal accountability” (G. O’Donnell) in the exercise of power,the independence of judiciary and rule of law.

Keywords: electoral democracy, liberal democracy, democraticconsolidation, democracy in Romania.

In the present paper I will deal with a problemwith which were actually faced thecountries which went through changes of political regime, i.e. the consolidationof the new democratic regime established after a process of transition. It is wellknown that, 20 years ago, over 100 countries almost all over the continents engagedin post-authoritarian/totalitarian transition. In the euphoric atmosphere generatedby the vast proportions of this phenomenon, many expected the destination ofthe respective transitions to be one form or another of democracy. That is whyboth in political media and in the studies of comparative politics they spoke oftransition to democracy (and subsidiarily to market economy). This optimismseemed justified if we have in view the first actions that consisted in organizingfree elections and the competition of several political forces in order to get thepower, as well as the proclamation of respect for fundamental political rights andliberties.Nevertheless, only about 20 of the new post-transition regimes can qualify

today as consolidated, secure democracies. Almost all the others are facing

Pol. Sc. Int. Rel., XI, 2, p. 60–76, Bucharest, 2014.

————————* Scientific Researcher I PhD, Institute of Political Sciences and International Relations of the Romanian

Academy; [email protected].

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uncertain perspectives that question not only their democratic nature, but alsothe stability of the elementary institution of free and pluralist elections. Post-communist Romania is considered, grosso modo, beyond any threat of returningto authoritarianism in spite of the fact that the survival of the new democraticregime depends on very few certain, functional institutional accumulations – asI will further demonstrate. The degradation (erosion) of the poor progress achievedprior to the EU adhesion is therefore not excluded owing, in the first place, toconstant multiplication of certain undemocratic, regressive inclination on behalfof the political actors who held the power or still hold part of it in a quasi-arbitrary style.

Theoretical Landmarks

In order to evaluate the degree of democratic consolidation of the presentregime in Romania and to identify the problems it has to face (thepoliticians’temptations and actions undermining its institutional structuresleading to the citizens’ poor confidence in the legitimacy of the democraticregime as such) I will first outline the main theoretical landmarks on which thepresent evaluation is based.We will start by delimiting the acceptance of the concept of democratic

consolidation as it has been crystallized in specialized literature.According to the influential definition proposed by Juan Jose Linz from a

theoretical perspective that has become prevailing today in the studies ondemocratization, and which is focused on the political actors’ behaviour androle, democratic consolidation essentially designates a state of affairs in whichall significant political actors (parties, groups of interest, forces and even publicinstitutions organized within the political system) consider the democratic processes(election) leading to power as the only acceptable political way when governmentalpower is exercised effectively by the freely elected decision makers and the vetoclaim is excluded for other actors whose legitimacy was not validated bydemocratic elections1. More briefly, democratic consolidation is possible onlywhen democracy has become “the only game in town” for the political competitors.This is equivalent to the relative guarantee of the continuity and stability of thedemocratic regime, and correlatively to excluding the probability of returning toany form of authoritarian regime.In order to define democratic consolidation more clearly and adequately to

the above mentioned purpose, and in order to comparatively examine the degreeof institutionalization and effective functionality of democracy in its practical,empirical manifestations in Romania, I will decompose or specify to expandupon the criterion of the political actors’ consent to the rules (institutions) of thedemocratic game into two defining and complementary dimensions, i.e. effectiveinstitutionalization, not only formal, declarative of the rules of the democratic

2 DEMOCRATIC CONSOLIDATION IN ROMANIA 61

———————1 Juan J. Linz, “Transitions to Democracy”, Washington Quarterly, 13 (1990), p. 156.

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game on the one hand, and regime legitimation. The latter means ensuring thecitizens’support or general consensus as to the democratic values andinstitutions. In other words, it means social and civic anchoring of faith in thelegitimacy of one’s own regime, not only in an abstract notion of democracy. Inthis case, legitimacy2 implies the faith in the compatibility between the regimeand the requirements, will and cultural values prevailing in a society, which,fully aware of the facts, makes an option for a democratic form of its political regime.Institutionalization implies transformation of rules and formal principles of

political democracy, usually encoded in the Constitution (starting with freeelections, pluralist competition among the actors or autonomous political parties,mode of organizing, dividing, controlling and exercising state power, protectionof citizens’ rights and liberties, etc.) into constant practices and shared values3for the political class and citizens. We can expect therefore their benevolent,effective application and use in the development of political interactions andsolving the problems of society governing4.Successful democratic institutionalization depends, on the other hand, on the

political actors’ option for regime formulae which satisfactorily combine realstimulating capacities with effective restraints capable to ensure the modellingof democratic behaviour and of citizens’ cultural propensities, and , implicitly,political system functionality and efficiency.Roughly it is considered that the formulae of parliamentary regime have

more flexibility and adaptability than the presidential ones.Effective institutionalization of the democratic decision making rules and

mechanisms is a component of and a relevant indicator for democracy consolidation.It differentiates adequate, uncorrupted functioning of the formal institutions ofdemocracy from frequent phenomena in countries with incipient or poor democraciesin which formal institutions act as a screen for practices of informal institutions– such as clientelism, nepotism, favoritism, neopatrimonialism, populism, corruption– or even systematic violation of electoral mechanisms, incompatible with thespirit of democratic norms. In case formal institutions are weak and inefficient,there is a great and inevitable temptation of informal institutions and practices tocompete with them. These informal practices and institutions are preserved inparticular cultural predispositions owing to long time usage in previous non-democratic regimes. In such cases there is no real democratic consolidation, evenif the formal democratic institutions are apparently maintained.

62 ARISTIDE CIOABÃ 3

———————2 In a definition proposed half a century ago, political scientist Seymour Martin Lipset considers that

“Legitimacy involves the capacity of a political system to engender and maintain the belief that existingpolitical institutions are the most appropriate or proper ones for the society” (See S.M. Lipset, “Some SocialRequisites of Democracy: Economic Development and Political Legitimacy”, American Political ScienceReview, vol. 53, no. 1, 1959, p. 86).

3 Samuel Huntington defines institutionalization as “the process by which organizations and proceduresacquire value and stability”. See S.Huntington,Ordinea politicã a societãþilor în schimbare (1968), Jassy, Polirom,1999, p. 20.

4 Institutionalization implies “the idea that such rules are widely understood and accepted, and that actorspattern their behavior accordingly, see Scott Mainwaring, Transition to Democracy and Democratic Consolidation:Theoretical and Comparative Issues, working paper 130, Nov. 1989, p. 4.

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Among the democratic institutions whose sucessful institutionalization dependson the democratic consolidation of the political regime we mention, in the firstplace, political parties, which ensure the actual functioning of parliaments, and,in the second place, the building of an independent and unbiased judicial systemfor law administration, which guarantees the rule of law.A political party is normally institutionalized if it manages to combine, in a

satisfactory way, within the organization and in relation with other organizations,certain structural and attitudinal attributes5: a solid and coherent structure atcentral and local level, doubled by precise and operating rules for interaction anddecision making, and the members’ and sympathisers’emotional adhesion to thedoctrine. In case these conditions are met, they amplify the chances to implantor anchor in the civil society. In this way the party may become an influentialfactor which counts in relationship with the citizens or with political opponentsbecause it may be perceived as an authentic representative of the common interestsof important groups of electors.In an opposite situation, poor institutionalization (sub-institutionalization) of

the parties is characterized by organizational fluidity, members and electors’reduced loialty to the party (high electoral volatility), representatives’poor disciplinein legislative meetings, instrumental valorization of the organization by leadersand conjunctural supporters as a means to attain personal goals or interests of theclan, coterie, clique, gang, etc.According to the same criteria, the institutionalization of the party system is

materialized in stability and continuity at intrasystem level, reciprocal acceptanceof component parties and decisional autonomy in relation with other competitors,with public authorities or major groups of interest. Certain authors6 also add social“rootedness” and consistency of ideological positions as an attribute of politicalidentity and distinctive sign in attracting other people’s confidence and recognition.Unlike the unstructured party system, an institutionalized system contributes

to democratic consolidation not only in its own sphere of action, but also in thepolitical regime itself in point of certainmajor aspects: 1) legitimation of institutionalrelations between the majority and the opposition as an effect of mutualacceptance of the competing parties, with their own legitimacy; 2) stability ofthe electoral support granted to the party system favours electoral options forclearly defined alternatives and therefore favours predictible and real representationof the party preference, assuming the responsibility for the results of politicalaction and governing; 3) hindering the ascension of antisystem actors by ademocratic party system institutionalized enough, and, in the long run, wideningof the regime supporting basis by socializing and integrating in the system thehalf faithful or even hostile actors to democracy; 4) finally, reducing the chancesof the populist leaders to manipulate the electors’ options and manifesting anauthoritarian style when exercising power7.

4 DEMOCRATIC CONSOLIDATION IN ROMANIA 63

————————5 See Vicky Randall and Lars Svasand, “Party Institutionalization and the New Democracies”, Party

Politics, vol. 8, no. 1, 2002, p. 10-16.6 Scott Mainwaring and Timothy R. Scully (eds.), Building Democratic Institutions: Party Systems in

Latin America, Stanford University Press, 1999, p. 26.7 Ibidem.

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The second theoretical landmark for the analysis of democratic consolidationconsists in delimiting the conceptual content of democracy in order to mark thedifference versus non-democracies on the one hand, and in specifying the rangeof the process of democracy on the other hand. More precisely, it highlights theconditions in which consolidation may start and the level of democratic attributesaccumulation guaranteeing or characterizing a consolidated democracy.It is therefore justified to associate the beginning of the consolidation process

with the setting up of a democratic regime, even in the minimal acceptation theconcept of democracy may admit. In other words, if the regime includes in itsstructures and principles a participating dimension (right of inclusive vote, eligibilityof public functions, free and correct elections) and a competitive dimension(which subsumes the right to associate in parties, freedom of speech, alternativeand autonomous information sources)8. The experience of the third wave ofdemocratization adds to all this actual exercising of governing by electedofficials (lack of tutelary forces not legitimated by elections) and state territorynot contested by secessionist groups9 which defines citizenship. If, after anauthoritarian regime collapses, the new regime initiates and maintains at leastthese traits, it may be qualified as democracy in the minimal sense or as electoraldemocracy.10 In order to distinguish it from electoral authoritarianism11, whichformally accepts regular competitive elections and political pluralism, one shouldunderline that in a minimal (electoral) democracy electoral participation, competitionas well as the citizens’ individual liberties are, to a significant extent, observed;the result of elections is an uncertitude for all competitors, the governing grouporganizing them included. This does not happen in an electoral authoritarian regime,where systematic manipulation, fraude, forging of election results, opponets’harassment, etc exclude free expression of the vote as well as governing alternation.Post-authoritarian/totalitarian transition may lead, therefore, to minimal

democracy, or to other forms of authoritarianism, inluding the electoral one. Theprocess of democratic consolidation begins by preserving, stabilizing andimproving the functioning of electoral democracy institutions in order to avoidits collapse or failure in a masked form of authoritarianism. The dynamics of thisprocess, i.e. its progressive development, necessarily includes integration ofother viable characteristics or institutions, complementary to and specific of theadvanced level, qualified as complete liberal democracy. It means adaptingpower exercising by the government and political oppsition to the mechanismsof organization, power division, mutual control and limitation of decisionmaking functions (“horizontal accountability” – G. O’Donnell), strengthening ofthe independence of justice for the actual guarantee of rights and liberties and

64 ARISTIDE CIOABÃ 5

————————8Also see Robert A. Dahl, Poliarhiile. Participare ºi opoziþie (1971), translation by Mihaela Sadovschi,

Jassy, European Institute, 2000, p. 29.9 Guillermo O’Donnell, Iluzii despre consolidarea democraþiei, in Larry Diamond, Yun-han Chu, Marc

F. Plattner, Hung-mao Tien (eds), Cum se consolideazã democraþia (Consolidating the Third WaveDemocracies), translated in Roumanian by Magda Muntean andAurelian Muntean, Jassy, Polirom, 2004, p. 75.

10 Larry Diamond, “Is theThird Wave Over?”, Journal of Democracy, vol. 7, no. 3, July 1996, p. 20.11 For defining electoral authoritarianism see Andreas Schedler (editor), Electoral Authoritarianism. The

Dynamics of Unfree Competition, Boulder and London, Lynne Reinner Publishers, 2006, chap. 1.

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setting of the rule of law. The accumulation and incorporation of these traits,which conceptually define complete liberal democracy, is equivalent to achievingthe minimal level of consolidated democracy.It follows that democratic consolidation implies, in the beginning, effective

institutionalization of the minimal set of democratic institutions required bysetting up electoral democracy and is fully achieved when acquiring the additionalset of traits and institutions which define complete liberal democracy12.The dynamics of the democratic consolidation process is neither linear, nor

uniform or indifferent to the social and cultural context. It may confront a lot ofchallenges, stagnation moments or even degenerating, reversible phenomena orerosion and undermining of regime durability, even after the access threshold inthe category of consolidated liberal democracies has been reached. The politicalclass and the elites in all the fields play a decisive part in democracy consolidation.Democratic consolidation is also facilitated when the regime gains legitimacy

in case the government shares its fundamental values and by means of thefunctional capacities of the regime proved by efficient solving of the problemsof society.Making a synthesiying and adding a structural dimension to that referring to

the political actors’behaviour, i.e. the societal context in which the elites and maseesact, we can make a few presuppositions that offer a wider explanation to theconditions and success probability for democratic consolidation:1. A higher level of democracy runs fewer risks to pervert and undermine

democratic stability and legitimacy. Viceversa, the longer democracy stays at theminimun level of electoral democracy, the higher the challenges and risksfunctionality and consolidation chances have to face in order to avoid ending upin a certain species of authoritarianism.2. The democratic nature of the relevant actors’ behaviour and engagement in

the political system is decisive for moulding the rules of the democratic game,of the institutional and attitudinal conditions on which structural consolidationand democratic regime legitimacy at mass level depend.3. The configuration of the forces and political actors, their democratic

behaviour included, are ultimately dependent on the structural and cultural contextof society and on the characteristics of the replaced non-democratic regime. Lesssevere autocratic regimes, which allow a higher degree of social differentiation,of organization and autonomous actions of the component groups, ensurepossibilities of adapting distinct interests, of their manifestation within thepolitical system, including structuring and efficiency of the civil society. Thisdetermines and stimulates the behaviour of the elites along the direction requiredby democratic consolidation and development.4. When the civil society leaves the responsibility for regime consolidation

and unaltered maintenance to the elites exclusively, the solution is not safe forthe survival of this type of political regime.

6 DEMOCRATIC CONSOLIDATION IN ROMANIA 65

————————12 See A. Schedler, “What Is Democratic Consolidation?”, Journal of Democracy, vol. 9, no 2, 1998,

p. 94-98.

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Uncertain Democratic Consolidation

The theoretical landmarks above are the framework for analysis I will furtheruse to evaluate consolidation of democracy in Romania. Overlapping this frameworkwith the empirical evidences in our country, both at institutional level and at thelevel of attitude and behaviour on behalf of the political class and citizens,creates rather uncertainties regarding the accumulation and turning into routineof the mechanisms of democratic governing exertion or setting up the rule of lawin point of reaching the minimal consolidation threshold, assimilation of definingtraits of liberal democracy, respectively. Moreover, not only does the democraticconsolidation process stagnate; in the last few years it is more and morethreatened by ever greater authoritarian temptations manifested by actors in keypositions who are inclined to return to authoritarian, non-democratic practices.

In Romania, the objecting democrats at the stage in which communism wasdeclining and falling were few and incapable to determine shifting social discontenttowards a firm transition to a democratic regime. Post-totalitarian transition firstgot clogged in a buffer stage in which a more adaptable form of electoralauthoritarianism was required. The regime was dominated by forces and actorsrecovered from the former structures of the party, state and economic andcultural-ideological systems of the old regime.The ones from the newly formed,dominating party, FSN and its satellites, prolonged the actual transition to electoraldemocracy another 7 years, until 1996.The attributes of political democracy, of liberal vision, formally adopted by

the new constitutional structure of the post-December regime, were practicallycorrupted and inefficient in the absence of certain important functional mechanismssuch as the organization of a competition, the right to participate in the electionsfor occupying political functions by the democratic parties, access to alternativeand autonomous sources of information, separation of state power, the rule oflaw, integrity and autonomy of public administration versus political forces,independence and impartiality of justice, etc.A real transition to electoral democracy took place only in 1996, when the

dominating party, emerging from the forces of the previous communist regime,lost for the first time, the parliamentary and presidential elections they organizedthemselves. Governing was taken over by a large coalition of democratic forcesand by elements of the old regime that, in the meantime, had been attractedtowards a moderate reformism (in principle the party detached from FSN, renamedPD-FSN, which followed the leader Petre Roman). They had contributed to EmilConstantinescu’s victory during the presidential elections against the ex-presidentIon Iliescu. This internal change, as well as the pressure or attraction at internationallevel regarding meeting the conditions for Romania’s adherence to the EuropeanUnion,13 have seriously inclined the balance towards observing and applying the

66 ARISTIDE CIOABÃ 7

————————13 See Milada Anna Vachedova, Democratization in Postcommunist Europe. Illiberal Regimes and the

Leverage of International Actors, in Valerie Bunce, Michael McFaul and Kathryn Stoner-Weiss (eds.),Democracy and Authoritarianism in the Post-Communist World, Cambridge, New York, Melbourne, Madrid),Cambridge University Press, 2010, p. 82-104.

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rules of the democratic, competitive and correctly played political game. Theother attributes of full democracy are to be attained in the consolidation processof the new regime, by continuing the political, administrative, and economicreforms and by granting actual, functional virtues to the institutions. On themdepend both the democratic exertion of power and the actual guarantee of thecitizens’ rights and liberties or the functional market economy.The perspective (and promise) of adherence to NATO determined, on the

other hand, the repositioning of all parties and the changing of their politicalagenda when they returned to governing in order to meet the democratic criteriain the internal political game and to peacefully solve the disputes with theneighbours – compulsory conditions for being admitted to NATO. A significantpart of these criteria were successively met by the governments after 1966 until2004, when a PSD government, under the presidency of Ion Iliescu (back topower after the second alternance, in 2000) concluded the negociations for EUadherence (in the same year 8 other countries in Central and Eastern Europe hadalready joined EU).The interval 1996-2004 marks, therefore, a limited progress in point of

redifining certain rules and procedures of the democratic game materialized inrevizing the FSN-ist Constitution of 1991 (2003). The main initiatives meant toharmonise the organization of the political game with the profile of the liberaldemocratic regime were: additional guarantees for the citizens’ rights and liberties,reassertion of the principle of the independence of justice and consolidation ofits own governing organism and of the rule of law, delimitation of attibuteswithin the executive and between the parliament chambers, strengthening of theConstitutional Court competences to guarantee observance of the Constitutionand to solve the juridical conflicts of constitutional nature between public authorities.In 2003, when the Constitution was revised, only PRM (of nationalist-communistorientation), having 20-25%, rejected constitutional reform. Yet, the amount ofconvinced democrats out of the total population entitled to vote was relativelylow in comparison with other Central and Eastern European countries: around21%; about 43% of those who expressed their opinions on political identity declaredthemseles, in 1999, less convinced democrats14. About 26% declared themselveseither undecided or convinced autocrats, and 26% of the sample avoided to answer.As main actors of the electoral and parliamentary game, the parties and the

party system in Romania generate and reflec the structural and functionalweakness of the process of democracy consolidation. These weaknesses areembedded in the traits, institutionalization level and unequal degree of loyalty orengagement versus the principles and decisional mechanisms of politicaldemocracy. Better institutionalized are the parties derived from FSN-PSD andPDL – but only from the structural-organizational point of view; from theattitude and doctrine point of view, especially the last one has great difficulties

8 DEMOCRATIC CONSOLIDATION IN ROMANIA 67

————————14 Data supplied by 1999 Europe Values Survey, in Hans-Dieter Klingemann et al., Democracy and

Political Culture in Eastern Europe, London and New York, Routledge Research in Comparative Politics,2008 (first publ. in 2006), p. 5.

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in identifying itself with a genuine and coherent democratic doctrine. The Hungarian(Magyar) ethnic group, very influential at regional level is also substantiallyinstitutionalized. It is self-called “democratic union” but its political goals andvalues are rather narrow, focused on autonomy, ethnicity and separatism, whichplaces it outside the main framework of liberal democracy. Its systematic actionsundermine the consolidation of the democratic regime in which it held positionsin the government alomst uninterruptedly after 1996. The only party of authenticliberal orientation – PNL – is under the standard of a well structured party atterritorial level, while from the doctrine point of view, it is, like the other parties,poorly crystallized and the members show weak adhesion to the ideological values.“Infusion of values” bymeans of specific doctrines and ideologies, is a vulnerable

point affecting confidence in parties and internal structural cohesion, the attractingcapacity and reflection of the citizens’ options, citizens’ identification with thepresent political parties (except the Hungarian ethnic group). In order to attactvotes and political influence in society, the promotion of a coherent and distinctset of values, congruent with well defined segments or structures of society is farfrom being dominant. What takes the upper hand is the capacity to raise financialand relational resources that should weave networks of clients and attract thevotes of vulnerable social groups by demagogical promises, manipulation or evenelectoral fraude, quite spread but officialy hidden by the authorities meant towach the organization and validation of the elections.Autonomy of decision – another side of the actual institutionalization of the

parties – is only apparent. Our parties depend excessively and exclusively on intra,inter or extra party groups or on the leader’s will. He monopolizes the decisionand takes hold of the public resources to the detriment of the public interestwhen the parties have the central or local power. Adhesion (quite weak) to partiesis mainly motivated by satisfying personal and clan interests and is generallylimited to the present or presumptive beneficiaries having a part in the administrationand the representative central and local structures. The perception of the identityof a party is generally reduced to actual identification with the leader or leadinggroup. Identification with the ideology or promoted policies for the general interestis only accidental and secondary.The representation of general interests is replaced by demagogical rhetoric

and actual representation of the group interests of the political class and clients(especially businessmenwho finance electoral campaigns or belong to the respectiveparties). Party responsibility versus electors does not work effectively via electoralmechanisms. Manipulation and buying of votes, on the one hand, high electoralabsenteeism, on the other, as well as a wide range of means causing electoral fraude,especially in the country, practically annihilates the efficiency of the legalmechanisms of vertical (electoral) responsibility held by the main parliamentaryparties. Political alternation (relatively regular after 1996) gave birth to a viciouscircle. Periodical return of parties to power, after a cycle spent in opposition,was, to a great extent, due to the negative vote against the parties having thepower and not to the electors’ positive evaluation of the public policies andprogrammes promoted by the parties in opposition. In this way a vicious cycle

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was formed and repeated every 4 years when the negative vote and electoralfrauds alternatively brought to power one of the two coalitions made up ofparliamentary parties.In the chain of institutional connections, the first and most affected by these

uncertainties is the Romanian Parliament, the holder of legislative power. Itsconstitutional duties are powerful enough to play a major part in consolidatingthe democratic regime. Carrying out this role depends on the structural qualityand responsibility of the political class, prevailingly recruted by the party system.The uncertainties regarding institutionalization and consolidation of the party

system, including the representation of the general interests, and the functionalityof the Romanian Parliament are surpassed by the ambiguities that envelop thepresent degree of independence and fairness of the judiciary system, on the onehand, and depoliticising and professionalization of public administration on theother. They are two pillars of institutional resistance that condition the achievementsor, on the contrary, the failure of the modern democratic regime. Both knowlimited progress, with weak impact on democratic practice and on limiting powerabuse, which has a negative influence on setting up the rule of law – a fundamentaldimension of the regimes with consolidated democracy.Only after Romania’s negotiations of adherence to EU started (after 1999),

and after certain political criteria were imposed in connection with the field ofcivil rights and liberties, justice, rule of law (the Copenhagen Criteria), at the timethe Constitution was revised (2003) did the Superior Council of Magistrature getthe role of guarantor of the independence of justice. Laws no. 304/2004 of judiciaryorganization and 317/2004 regarding the Superior Council of Magistrature settledthe practical modalities in which this role was ensured, starting with recrutingthe SCMmembers by direct elections by judges and prosecutors, and ending withproposals for the nomination in leading positions at instances and prosecutors’offices, nomination proposals for judges, magistrates’ promotion, transfer anddisciplinary sanctions. All this became the mission of SCM in its quality ofguarantor of the independence of justice. After the alternance caused by thepresidential and parliamentary elections in 2004 “the reform of justice” practicallyplaced components of the system under the governing political control byreturning to nomination of the heads of the Public Prosecutor’s Office and presidentsof the High Court of Cassation and Justice by actors outside the justice self-governing organism, i.e. the Superior Council of Magistrature, which only givesan advisory approval.The political motivations when institutional factors (the Parliament, the

Government) appoint chiefs in the judiciary system obviously play a crucial part.Justification of these appointments cannot be dissociated from the faith ortemptation to maintain political control over judiciary authoriry on behalf ofthose implied in this kind of institutional relations. In the period of transition,politial control over justice prolonged the reflexes acquired during the communistregime. It directly served the politicians’ interests. They benefited from personaladvantages such as the use or ownership of properties confiscated under communism,ensurance of impunity in state property privatization, the use of public functions

10 DEMOCRATIC CONSOLIDATION IN ROMANIA 69

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in one’s own interest (corruption) and administration of public funds even as apressure instrument in relation with the opposition. Undermining the independenceof justice compromises the very efforts of honest judges to justly, equally andimpartially apply justice, i.e. setting up the rule of law.In the last few years the process of democratic consolidation has faced problems

that seemed to belong to the past. Unfortunately president Traian Bãsescu broughtthem up by his personal way to interpret his role and attibutions in the constitutionalsystem and the functioning of the institutions in the democratic regime. One canundoubtedly detect regressive temptations, invariably resuscitated by the president’sauthoritarian-populist propensity, which erodes democratic consolidation inRomania. The symptomatology of stagnation and/or of reversing the course ofdemocratic consolidation is reflected in the offensive of the president of Romania,launched in 2004, when he obtained the first mandate. He craved for concentrationof formal and informal power, obiously disproportionate in comparison with thelimits of his attributions settled by the present democratic constitutional framework.The temptation to restore a personal and uncontrollable executive power byembezzling andmanipulating the mechanisms of electoral responsibility or invokinghis own legitimacy in a country still affected by totalitarian dictatorship syndromeequals in fact gradual return to an authritarian regime. Yet, this is cynically maskedby the formal façade of electoral competition and by ostentatious invocation ofdelegative populism made official by president Bãsescu by means of manipulatedreferendums, opposing the representative or executive institutions which are noteasy to subdue.The main direction of the authoritarian offensive is given by the systematic

attempts of the executive to transgress the authority of the other democraticinstitutions. The executive has two branches, the president of Romania and thegovernment which he controlled not long before. In this sense there are many wellknown juridical conflicts of constitutional nature caused either by the presidentor by the government, which were taken to the Constitutional Court. Althoughthe institutional conflicts, mainly generated by president Bãsescu, were confirmed,he never hesitated to repeat themistake as long as the resolutions of the ConstitutionalCourt do not bring about any sanctions. The following established objective isrevising the Constitution in order to constitutionalize the power positions thepresident has arrogated in the last few years by obviously forcing the presentconstitutional attributes. For that he was suspended by the parliament with aview to being demitted by referendum in 2007.

Contradictory Perspectives

The political crisis in this spring and summer (2012), which culminated withthe second suspension of the president of Romania by the parliament in 5 years,put through an ordeal the democratic system and the relations with certan authoritiesof the European Community in Brussels.Poor democratic consolidation, i.e. fragility of interinstitutional relations is

mirrored, on the one hand, by the incapacity of the elected democratic organisms

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(the Parliament) or democratically controlled by them (government) to imposerespect for the will of the majority of the electoral body expressed in thereferendum of 29 July, 2012 whose object was to demit the president for seriousinfringing of the Constitution. On the other hand, the fact that the presidentrefused to take into account the decisive will of the majority of electors expressed inthe above mentioned referendum, reflects the authoritarian deviation of thepolitical regime, after 7 years of the presidents’s interference in the normal democraticmechanisms, supported by the forces on his side.Although almost 90% (7.4 million) of the approximately 8.5 million electors

present at the referendum voted in favour of the president’s dismissal, at a realsteady population of ~15 million electors, external manipulations – from certaincountries or on behalf of high European bureaucrats –, combined with technicalcontrivances of arbitrary and biased interpretation of the law of referendum andelectoral law by the Constitutional Court, highly politicised and serving thepresident, flagrantly ignored the people’s decision, and the president was maintainedin function, totally delegitimate politically and from the democratic procedurespoint of view.On the same occasion another uncertain side of the bureaucratic system was

highlighted: the “repressive” means of the state and Bãsescu’s politicised controlof the judiciary power drifted away from their apparent neutrality and openlyasserted their loyalty to him even during the period his official competenceswere suspended; the same happened with secret services and other institutionsnot controlled by the Parliament as well as with the public mass media survivingthanks to advertisements paid with public money.Maintaining the president in function with the open support of the state

repressive institutions indicates a de facto deviation of the regime towards anundisguised electoral authoritarianism and an attempt to strip the electedinstitutions of content and constitutional authority, undermining their capacity toexercise the legislative and executive power.Consequently the prespectives of Romanian democracy in the short andmedium

run are very critical. Democracy is still in a deadlock after the USL majority inparliament tried to stop its decline by placing the president at the disposal of thereferendum to be dismissed for constitution infringement.At present a delegitimate president, actually devoid of the quality of

democratically elected institution as long as the recent dismissal referendumstripped him of this democratic-constitutional quality, still has extended power.The president has the capacity to hinder the activity of the parliament and of thegovernment using his power of veto and the Constitutional Court which heturned into a real “legislative decisional chamber” after the events occurred thissummer.Opposing him, there is a USL majority in Parliament and a government

whose decisions are systematically censured with the formal and informal meansof the presidential power. They are permanently discredited in the country andat the level of European and North-Atlantic decisional institutions or become atarget for the secret services loyal to the president (as demonstrated during the

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referendum, his opponents were spied and their telephone converstions wererecorded in order to be later incriminated, the pretext being mainly political).In old, consolidated democracies in deadlock periods or after prolonged

confrontations the belligerent sides of the political class were capable, owing totheir real attachment to the democratic rules, to set up solid memorandums ofunderstanding and agreements of cooperation, or at least to engage in a processof convergence and mutual recognition in order to maintain and consolidate thedemocratic governing framework. The antagonistic relations of the state groupsand institutions backing the president, on the one hand, and the Social LiberalUnion bringing together several parties meant to commonly put an end to theauthoritarian degradations manifest in Basescu’s last years of presidency, on theother, are far from justifying the expectations or rhetorical declarations regardingcooperation, coexistence and mutual respect. On the contrary, instead of resigningin order to solve the legitimacy crisis he himself caused, the president is preparingto transfer from the government additional power under the authority of thepresidential administration or the Supreme Council of National Defense whichhe controls with the help of the secret services.The strategy preferred by the president could continue the campaign of internal

and external discrediting of the government and the Parliament, of delegitimatingthe ministries and parliamentary majority in order to jeopardise the USL chancesto win the majority in the coming legislative elections and to make, like in theprevious years, a majority and a government enslaved to his interests.In addition, the tendency to take over attributes belonging to the government

by organisms informally created around the president and that of stressing therepressive-authoritarian character could continue, its effect being weakening orliquidation of real democracy.In case the mandate of USLmajority is renewed at the elections of December

2012 and the president refuses to appoint a prime-minister from this group, or incase he refuses to collaborate with its government, supending the president fordismissal might be resumed with fairly good chances to elect a new president.In addition, according to the amount of the USL majority, the problem of

amending the Constitution will be resumed in order to strengthen the democraticboundaries and discourage the authoritarian deviations, to democratically control thesecret and repressive institutions, and depoliticise justice and public administration.Any other arrangements or barter with president Bãsescu could mean no

contribution to democracy consolidation; on the contrary it would lead tocompromising his present enemies.

Conclusions

From the perspective of the defined conceptual framework applied to thepresent analysis, democratic consolidation in Romania reflects a lot of uncertaintiesregarding effective institutionalization of the structural sub-systems of the regime– parties, parliament, administration, judiciary power – and in point of assimilatingthe characteristic traits of a complete (liberal) democracy. Within the context, the

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effective guarantees and functionality of this regime, i.e. “horizontal responsibility”in power exercising, independence of justice and the rule of law have not yetreached the minimum level of efficiency of a liberal democracy. Hence theuncertainties persisting in connectionwith durability and legitimacy of the democraticregime in Romania and, at the same time, and multiplication of prominent politicalactors’ temptation to direct in a negative, authoritarian and non-democratic sensethe process of democratic consolidation until 2005.The comparative analysis of democratic consolidation in Romania and in the

Central and Eastern European countries integratd in EU, based on evaluations andcertain indices measuring democracy used by specialized international organizations(Freedom House, Polity IV Project, Bertelsmann Stiftung, Economist IntelligenceUnit,World Bank etc.), confirms the low level of democratic consolidation, placedat the lower limit of the criteria granting access to the category of new liberaldemocracies. The annual aggregated index (political rights and civil liberties) offoundation Freedom House,15 which actually evaluates the functionality degreeof democracy as governing regime, was established in the last 15 years for Romaniaclose to the lowest limit of the free regimes, i.e. at 2 in comparison with rating1 obtained by the other post-communist countries members of EU, the maximumlevel for liberal democracies.In another evaluation, the German foundation Bertelsmann16 calculates an

index of political transformations of 8.55 points for Romania in 2006 (out ofmaximum 10 points). In front of Romania were the following countries: Sloveniawith 9.70; the Czech Republic and Estonia with 9.55; Lithuania and Hungarywith 9.35; Slovakia with 9.20; Poland with 8.80; Latvia and Bulgaria with 8.70.The criteria that caused this low position for Romania are the institutional levelof the rule of law – 7.3 points and the party system, the civil society, and thegroups of interest – 7 points.According to the Index of democracy computed in 2008 by Economist

Intelligence Unit17 (Great Britain) Romania is also behind the countries mentionedabove: 7.6 is the general, 6.07 for government activity, 6.11 for political participation,and only 5.00 for political culture. In 2010 the general score dropped to 6.60,political participation to 5.00 and political culture to 3.75Finally World Bank establishes negative indices, below the world average

considered level 0 (zero) for the perception of the rule of law functioning (minus0.26 in 2002 and minus 0.05 in 2008) and corruption control in Romania (minus0.25 in 2004 and minus 0.06 in 2008)18. The post-communist countries inCentral Europe mentioned before had indices between 0.58 and 1.00 to the samecriteria, i.e.over the world average and much closer to the functional level of therule of law, or to the low level of corruption in old Western democracies, withindices between 1.5 and 2.5 (maximum level of corruption control, equivalent tothe hypothetical absence of this phenomenon). The support level for the democratic

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————————15 See www.feedomhouse.org, Country reports.16 See www.bertelsmann-transformation-index.de, Country reports.17 The Economist Intelligence Unit’s Index of Democracy 2008, 2010. www.economistintelligence.unitindex18 See WGI. 1996-2008. Appendix C. Governance Indicators over times, www.worldbank. Home.

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regime decreased from 89% in 1999 to 60% in 2001, and satisfaction withdemocracy functioning in Romania19 decreased from 50% in 2001 to only 21.5%in 2008. We can therefore suspect that the regime had a poor popular support.The preliminary data of the investigations carried out by European Value Survey2008 point out that 87% of the respondents in Romania consider that democracyis conceptually better than other forms of political regime, but, at the same time,without being a contradiction, 73% give credit to the authoritarian leader or to thegovernments made up of specialists that should rule without parliament andelections.20Unlike the regimes in the other countries we have in view in this paper, the

present regime in Romania may be qualified as minimal liberal democracy, verypoorly or apparently consolidated, in which the attitudes and dispositions of themajority of citizens contain persistent cultural-political incoherences, and the levelof democratic support for the way the regime functions is fluctuant and low.

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