9780230101661
DESCRIPTION
tolkienTRANSCRIPT
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
The Power of Tolkien’s Prose
9780230619920ts01.indd i9780230619920ts01.indd i 9/17/2009 10:32:00 AM9/17/2009 10:32:00 AM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
This page intentionally left blank
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
The Power of Tolkien’s Prose
Middle-Earth’s Magical Style
Steve Walker
9780230619920ts01.indd iii9780230619920ts01.indd iii 9/17/2009 10:32:01 AM9/17/2009 10:32:01 AM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
THE POWER OF TOLKIEN’S PROSE
Copyright © Steve Walker, 2009.
All rights reserved.
First published in 2009 byPALGRAVE MACMILLAN®in the United States—a division of St. Martin’s Press LLC,175 Fifth Avenue, New York, NY 10010.
Where this book is distributed in the UK, Europe and the rest of the world, this is by Palgrave Macmillan, a division of Macmillan Publishers Limited, registered in England, company number 785998, of Houndmills, Basingstoke, Hampshire RG21 6XS.
Palgrave Macmillan is the global academic imprint of the above companies and has companies and representatives throughout the world.
Palgrave® and Macmillan® are registered trademarks in the United States, the United Kingdom, Europe and other countries.
ISBN: 978–0–230–61992–0
Library of Congress Cataloging-in-Publication Data
Walker, Steve, 1941– The power of Tolkien’s prose : Middle-Earth’s magical style / Steve
Walker. p. cm. Includes index. ISBN 978–0–230–61992–0 (alk. paper) 1. Tolkien, J. R. R. (John Ronald Reuel), 1892–1973—Criticism and
interpretation. 2. Tolkien, J. R. R. (John Ronald Reuel), 1892–1973—Literary style. 3. Fantasy fiction, English—History and criticism. I. Title.
PR6039.O32Z8917 2009823’.912—dc22 2009011164
Design by Newgen Imaging Systems (P) Ltd., Chennai, India.
First edition: December 2009
10 9 8 7 6 5 4 3 2 1
Printed in the United States of America.
9780230619920ts01.indd iv9780230619920ts01.indd iv 9/17/2009 10:32:01 AM9/17/2009 10:32:01 AM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
Contents
Acknowledgments vii
Introduction: Things Deeper and Higher 1
1 Ordinary Everyday Magic 7
2 Blade and Leaf Listening 41
3 The Road Goes On for Ever 71
4 Always On and On 93
5 The Potency of the Words 115
6 Just a Bit of Nonsense 147
Conclusion: What You Will See, If You Leave
the Mirror Free to Work 167
Notes 175
Sources 191
Index 201
9780230619920ts01.indd v9780230619920ts01.indd v 9/17/2009 10:32:02 AM9/17/2009 10:32:02 AM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
This page intentionally left blank
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
Acknowledgments
Thanks to Brigham Young University for the many years of research
and writing time invested in me and in this project. Thanks to my
students who thoughtfully argued aspects of the manuscript, espe-
cially Jonathan Langford, Andy Schultz, and the inimitable and
invaluable Jeff Swift. Thanks to my wife, Mary Walker, without whose
careful and encouraging reading I could not have entrusted this work
to public scrutiny. Thanks to Brigitte Shull and her assistant
Lee Norton, whose warm competence provided the most helpful
editing in my four decades of publishing.
9780230619920ts01.indd vii9780230619920ts01.indd vii 9/17/2009 10:32:02 AM9/17/2009 10:32:02 AM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
This page intentionally left blank
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
I N T R O D U C T I O N
Things Deeper and Higher
Seldom has a literary work stirred such a maelstrom of critical contro-
versy as swirled around The Lord of the Rings at its publication. Half
a century later, this strange reincarnation of a form long relegated to
ugliest stepsister status among the genres of the novel, warm and
fuzzy fantasy adrift in the great ice age of sophisticated realism, still
roils readers. The critical furor reached a pitch recently that provoked
Joseph Pearce from his British reserve to marvel at the animosity of
the quarrels over the quality of Tolkien’s fiction: “Rarely has a book
caused such controversy and rarely has the vitriol of the critics
highlighted to such an extent the cultural schism between the literary
illuminati and the views of the reading public.”1
Pearce does not overstate. The highbrow London Guardian
assigned The Rings to the lowest level of literary hell, calling it “by
any reckoning one of the worst books ever written.”2 Yet in the same
year of that unmitigated negation, a poll of no less than 25,000
English readers by the BBC and Waterstone booksellers declared
Tolkien’s epic the best book of the century—fully a fifth of respon-
dents thought it number one, eclipsing second-place 1984 by an
astonishing 24 percent. That fulsome praise in its turn so incensed
anti-Tolkien readers that the “Greatest Book of the Century” poll got
repeated—and confirmed, and confirmed, and again confirmed, and
yet again confirmed—by a Daily Telegraph poll, a Bookseller analysis
of the most-borrowed books at British libraries, a poll of 50,000
people for the Bookworm television program, and a Folio Society poll.
The Shakespeare group went so far as to rank Tolkien’s epic Britain’s
favorite book of any century.3
And that’s not the half of it. The precipitous divide separating
anti- and pro-Tolkien factions extends beyond the disagreements
between experts and common readers. In fact, Tolkien quarrels
may be most fractious and fracturing among people who should
9780230619920ts02.indd 19780230619920ts02.indd 1 9/17/2009 6:09:38 PM9/17/2009 6:09:38 PM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
2 THE POWER OF TOLKIEN’S PROSE
know better—professional readers, academic critics. Nor are these
conflicts mere theoretical quibbles. Opinions about the quality of
Tolkien’s fiction are about as viscerally felt and passionately argued
as criticism gets.
Probably no fiction writer of the twentieth century has been so
extravagantly lauded by critics as John Ronald Reuel Tolkien.
Certainly to no other have serious readers assigned such auspicious
literary bedfellows. The Lord of the Rings has been compared with the
Prose Edda, Genesis, Ariosto, Malory, and Spenser.4 Some think
“its congeners are rather . . . Gilgamesh . . . the Aeneid . . . Chanson de
Roland . . . Beowulf.” Others see it “closer to the Odyssey, Divine
Comedy, Paradise Lost, or Faust.”5 Modernists have found Tolkien “as
good as War and Peace,” “Spenglerian,” “in the ranks with Eliot,”
located in superlative literary prominence “somewhere between
Dickens and Wordsworth”6—a position variously pinpointed as
artistic intimacy with Blake, Coleridge, Keats, Shelley, Browning,
Tennyson, and Arnold.7 Tolkien’s fiction has been compared to
Chaucer and Shakespeare, Verdi and Wagner, Wilde and Pound,
Proust and Melville, Cervantes, Faulkner, Marlowe, Henry James,
Defoe,Whitman, Augustine, D. H. Lawrence, Franz Kafka, and
James Joyce—it “may surpass Joyce’s more radical work.”8
Others compare it to James Bond, Buck Rogers, Peter Rabbit, and
“the excruciating cutenesses of Walt Disney.”9 Tolkien’s fiction excites
passionately divergent reactions. Critics disagree about the literary
stature of The Lord of the Rings: it is to some a preeminent expression
of “the great modes and methods of English literature,” to others
“just a good yarn on the level of Tom Swift and His Magic Runabout.”10
Critics disagree about the quality of its narrative: the book is found to
manifest “little skill at narrative and no instinct for literary form” and
simultaneously to exhibit “all the virtues of the great storytellers.”11
Critics disagree about its very genre: it is variously viewed as “genuine
epic,” “British melodrama,” “romance,” “parable,” “prose poem,”
“whimsy,” “quest-in-reverse,” “patent and systematic allegory,”
“a comic strip for grownups,” “morality play,” “Nordic myth,” “fable,”
“super science fiction,” “overgrown fairy tale,” “revelation,” “a new
genre” with “no true literary counterpart”—its stance has been
described as everything from “heroic-elegiac” through “symbolist” to
“post-realistic.”12
Critics disagree violently about virtually every aspect of Tolkien’s
fiction, content not excepted. According to its readers, The Lord of the
Rings at one and the same time “rejects the minutia of everyday life”
and “joins the high art of the world in revealing the significance, even
9780230619920ts02.indd 29780230619920ts02.indd 2 9/17/2009 6:09:39 PM9/17/2009 6:09:39 PM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
INTRODUCTION: THINGS DEEPER AND HIGHER 3
the glory, of the ordinary.”13 It is “astonishingly underivative” and
“a tissue of ill-digested borrowings.”14 To some it “externalizes . . . con-
flicts are rarely within,” and yet to others it is “carefully internalized.
The authentic acts . . . all take place in the mind.”15 “Too long, too clut-
tered, too much,” it has at the same time “not a word or an incident
too many.”16 It is “a book to be read for sound prose” whose “prose
and verse are on the same level of professorial amateurishness.”17 It is
“a profoundly Christian work” and “by no means a Christian work,”18
in “accord with the contemporary visions of youth” and filled with
“all kinds of archaic awfulness,”19 a “Tory daydream” and “radical,”20
“an astonishing feat of the imagination” beset by “pathetic imagina-
tive impotence,”21 “over-complicated” and “terribly simplistic,”22 “a
classic” and “mishmash,”23 “unreadable” and “a work of genius.”24
“No one seems unmoved by the work,” reports one reader: “it
provokes either awe or anger.”25 Tolkien’s fiction has “aroused the
most surprising passions in his audience. There are intelligent people
who cannot read more than a few pages without disgust, and there
are equally intelligent people who are addicts.”26 W. H. Auden, who
knows something of literary argument, contends in a New York Times
Book Review that “I rarely remember a book about which I have had
such violent arguments.”27
Tom Shippey, probably our most astute and certainly our most
comprehensive and balanced reader of Tolkien, considers that contra-
dictory criticism a symptom of our failure to read Tolkien well. He
worries about the superficiality of the critical reaction from both pro
and con camps, worries about “the quantity of shallow and silly
commentary, both hostile and laudatory.”28 Tolkien has attracted
“such a poor secondary literature,” Shippey thinks, because “it is dif-
ficult to write well about Tolkien because of the distinctive nature of
his merits, not because he has no merits.” Enthusiastically as I share
Shippey’s diagnosis that we have failed to appreciate the implications
of the dramatically divided views of Tolkien readers, I cannot concur
with his curative prescription, finding as I do in Shippey’s thoughtful
analysis yet another Tolkien reading to disagree with. I think he, like
the rest of us, has overlooked the deeper concern—seen the symptoms,
missed the diagnosis.
What if the variety of reaction to Tolkien’s prose were indication of
the richness of his art? If varied response is any kind of key to
complexity, Tolkien’s art is kaleidoscopic. The reaction of readers is
more complicated even than the critical quarrels would suggest.
Tolkien’s creation can inspire contradiction not only among different
critics but within the same critic. William Ready discovers “a tendency
9780230619920ts02.indd 39780230619920ts02.indd 3 9/17/2009 6:09:39 PM9/17/2009 6:09:39 PM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
4 THE POWER OF TOLKIEN’S PROSE
to ramble and be finicky” in this “spare, taut, ironic tale.”29 Tom
Shippey himself—for whom, as for most of us moderns, irony is a
kind of talisman of authorial competence—views “Tolkien’s whole
developed narrative method [as] ironic, as also anti-ironic.”30 Burton
Raffel begins his discussion of style insisting “it would be foolish to
say Tolkien does not write well” and concludes declaring that Tolkien’s
writing is “not literature.”31 Douglass Parker finds in it both “Batman”
and “recreated Beowulf.”32
Critics see Tolkien as a writer whose “compelling power” somehow
transcends his “linguistic limitations,” an awkward artist undercutting
his natural force with language “impoverished or pretentious. Yet the
power of the fable remains.”33 He is solemnly declared a “brilliantly
adequate” stylist, “a born storyteller and a bad writer.”34 It is not sur-
prising, given these professional opinions, that mere common readers
should judge The Lord of the Rings “among the most glorious, scary,
fantastic, happy, poignant, etc., etc. books ever to have been written
and I hope nobody has been scared away by the flowery, sentimental,
contrived writing.”35
If critical contradiction provides a key to Tolkien’s art, it is clearly
a key itself difficult to decipher. The deep disagreement surrounding
the significance of Tolkien’s fiction may, as some have suggested,
result from a disappointing tendency among the approving half of the
literate populace toward “a lifelong appetite for juvenile trash,” from
a profusion of escapists who crave the panderings of “a never-never
world that satisfies the 20th-Century mind,” from “a general lack of
spiritual funds, which has thrown up Gurus stranger than Tolkien.”36
Catherine Stimpson considers the disagreement a product of the
irresponsible application of “taste, not criticism”37—other people’s
tastes being inevitably inferior to one’s own criticism.
The controversial quality of this much-lauded and much-lamented
writing may result from the sheer scope of Tolkien’s fiction, from the
vastness and intricacy of a creation incorporating so much weakness
with so much strength that it provides infinitely variable material
for a host of fragmentary viewpoints. But it is intriguing that most
readers admit the power of Tolkien’s fiction, sometimes in the same
breath with which they deny its artistic dynamics—his “flat, rather
Pre-Raphaelite style” may be “stultifying . . . yet shudders run down the
back on reading him, and the hair lifts on one’s head.”38 I suspect
the strabismic critical reaction reflects penetrating artistry beneath
the deceptively simple surface of his narrative.
Tolkien’s mode is vivid ambiguity. His profoundly paradoxical
technique attains artistic integrity from a collision of disparate tensions,
9780230619920ts02.indd 49780230619920ts02.indd 4 9/17/2009 6:09:40 PM9/17/2009 6:09:40 PM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
INTRODUCTION: THINGS DEEPER AND HIGHER 5
generating literary power from emotive polarities. With a subtlety
camouflaged by narrative directness, an understated vigor of craftsman-
ship, Tolkien maintains compelling artistic balance on a tightrope of
ambiguity where fantasy verges on deepest reality, tall tale approaches
archetype, and magic merges with the mundane, where metaphor
assumes actuality and flexibility finds lasting form, where semantic
magic comes perilously and provocatively close to life.
9780230619920ts02.indd 59780230619920ts02.indd 5 9/17/2009 6:09:40 PM9/17/2009 6:09:40 PM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
This page intentionally left blank
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
C H A P T E R 1
Ordinary Everyday Magic
J. R. R. Tolkien’s creation of an incredibly credible imaginative world
in the Middle-earth of The Hobbit and The Lord of the Rings is a
considerable artistic achievement. But that fantastic realism reflects a
more fundamental literary accomplishment. Tolkien not only creates
realistic fantasy, he stimulates us to create our own: he encourages us
to participate in his subcreation. He schools readers, through the
insight of his narrative, in the art of imaginative perception, training
us to see everywhere implicit meaning, inner life. He invites us so
deeply into his fictive world that it becomes our world, multiplied by
his. Tolkien creates a secondary world vital enough to move beyond
metaphor of the world as we know it into an artistic mirror that can
make our individual worlds metaphors for “things deeper and higher.”
To those who have ventured there with Tolkien, Middle-earth,
through its introspective realism, is more than an intriguing artistic
location, more than a unique narrative experience: Middle-earth
verges on a new dimension of perception.
Tolkien’s fiction focuses its penetrating vision by intricate applica-
tion of a simple rhetorical process: reader participation. Readers are
invited to familiarize themselves into this fantastic sphere, then to
reach through its naturalness to the preternatural. This invitational
prose is so carefully etched it can disclose not only the actuality of
the transcendent, but also that deeper miracle: the numinousness of
the commonplace. To reveal to the reader the faërie implicit in the
universe, Middle-earth transfigures normality and elucidates the inef-
fable in a reciprocal re-creation that imbues common occurrence with
mythic significance, realizing “ordinary everyday sort of magic.”1
Tom Shippey, so much the best recent reader of Tolkien he has
become the critical standard-bearer, stresses how popular Tolkien
has proved over the last half of the twentieth century, popularity
thoroughly certified by turn-of-the-century British polls. His
9780230619920ts03.indd 79780230619920ts03.indd 7 9/16/2009 5:41:29 PM9/16/2009 5:41:29 PM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
8 THE POWER OF TOLKIEN’S PROSE
diagnosis of the cause of that effect is significant: he sees Tolkien’s
fiction as “more than realistic, and more than romantic.”2 Perceptive
as Shippey is about the paradox, he appears to miss the point of it. In
a literary era driven by cultural concerns, a critical dispensation dom-
inated by the social criticism of cultural studies and Marxism and
feminism and new historicism, it is not surprising that Shippey should
see the source of that literary appeal as cultural rather than stylistic.
“The power” of Tolkien’s writing lies for him, as for most Tolkien
critics, “not in mots justes but in the evocation of ideas at once old
and new.”3
Readers more wary of the transience of literary fashions, especially
recent fashions, might question any dilemma that pits stylistic against
cultural concerns. Could it be that Tolkien’s style contributes more to
his literary appeal than we, with our focus on social considerations,
are disposed to notice? Could it be that The Lord of the Rings has
established itself as an instant literary classic not so much because it
evokes new historicist “ideas at once old and new” as because it is
unusually well written? Could we have undervalued Tolkien’s master-
piece because his narrative is effective in a way transparent to our au
courant literary dispositions: stylistically effective? Tolkien’s style is
worth a closer look, particularly because, in the half-century since
publication of The Lord of the Rings, few have looked at its prose style
at all, and no one has looked at it as closely as it deserves.
What becomes evident when we zero in on Tolkien style is how
strikingly invitational this prose is, how it stakes so much of its success
on reader response. Its open-endedness, the carefully orchestrated
ambiguity that is its essential fictional technique, is dramatized by the
most emphatic fact about this fiction: diverse reader reaction to
Tolkien’s creation. Middle-earth provokes fantastically fervent
response, “fulsome and flatulent adulation” frothing into “Frodo
Lives” sweatshirts, Tolkien Societies, mushrooming Middle-earth
newsletters and, in a deeper dimension, the sort of disciple’s awe for
this manifest fantasy one expects from dedicated readers of the
Gospels or Henry James.4
Serious critics dramatize even more emphatically the contradiction
of fantasy taken seriously, declaring this “incredible sphere,”
this “never-never world,” “notwithstanding the frame of fantasy—
profoundly realistic”: “It is the real world.”5 Middle-earth is for its
readers a superlative paradox, a world “at once human and supernat-
ural,” “strange and . . . familiar,” “magical . . . and also simply histori-
cal,” a world in which “ ‘unreality’ becomes the best road to realism”:
“The more real it seems, the more fictional he is.”6
9780230619920ts03.indd 89780230619920ts03.indd 8 9/16/2009 5:41:29 PM9/16/2009 5:41:29 PM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
ORDINARY EVERYDAY MAGIC 9
The paradoxical nature of Tolkien’s artistic creation may be seen
in microcosm in the focused ambiguity of its locale. “Everyone who
reads these works feels the presence of a possible culture”;7 indeed,
individual readers are so sold on the precise nature of that culture
they fail to notice the general disagreement about just what it is.
One critic assures us, “Middle-earth is surprisingly fixed . . . the
Shire, the rich English Midlands near Birmingham,” whereas
another insists with equal certainty that the tale “does not take place
in England.”8 Other readers find in Tolkien’s creation “exactly
the same geographical relationship” as “the area of the epics in
middle western Europe, perhaps in France,” “considerable rugged
Scandinavian terrain,” a “real” similarity to “the Colorado moun-
tains where I live.”9
Nor have we begun to exhaust the possibilities of where Middle-
earth resides: Peter Jackson’s Academy-Award-winning films relocated
wholesale the locale of Middle-earth to New Zealand for a generation
of viewers. The most impressive thing about the verisimilitude of
Tolkien’s world may be not that “the terrain and families of Middle-
earth are as clear to us as those of London or Boston or Yoknapatawpha
County,”10 striking as that artistic feat is in fantasy. Tolkien’s ultimate
accomplishment is that Middle-earth stimulates among its readers not
just vivid responses, but individual responses. Tolkien’s creation
engages his readers in subcreation.
The key to that individuated involvement, that participatory
process, is the provision of a milieu that draws its magic sustenance
from roots deep in the familiar. Middle-earth’s “local terrain, climate,
and dominant flora and fauna are much as we know them today. We
feel at ease with them at once.”11 And it’s not just that we’re in familiar
general territory; the precision of Middle-earth’s detail, as Brian
Rosebury’s careful assessment attests, is even more compelling: “No
writer was ever more constantly aware than Tolkien of all the details
of mountain, grassland, wood, and swamp, of variations in
temperature, wind or calm, rain or cloud, the quality of sunlight and
starlight, the hues of each particular sunset.”12 So precise is that
authorial competence that one reader thinks “no attentive reader can
deny Tolkien’s skill and breadth of imagination in creating a Secondary
World where Secondary Belief is possible.”13
Many, however, do. On the one hand, doubters accuse that “all
too often, Tolkien asserts rather than demonstrates.” On the equally
skeptical other hand, there are those who think “Tolkien tends rather
to over-complicate—not in purpose, but in detail,” causing the reader
to lose himself in “a mass of detail which is itself vibrant with
9780230619920ts03.indd 99780230619920ts03.indd 9 9/16/2009 5:41:30 PM9/16/2009 5:41:30 PM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
10 THE POWER OF TOLKIEN’S PROSE
imaginative energy.”14 That striking critical dissonance, that
contradictory reaction to both an apparent absence of detail and at
the same time the presence of particularized detail so profuse it
swamps the creation, provides paradoxical proof of the careful craft-
ing of Tolkien’s ambiguity.
There is more to his verisimilitude than the superficial fact that
“seldom since Defoe has there been such a multitude of concatenating
details.”15 The technique by which Tolkien has created, peopled,
languaged, cultured, and made consistent within itself his vital and
credible imaginative world is essentially one of suggestion. This
narrator “makes sure we know that he knows more than he chooses
to tell.”16 His “art of fantasy flourishes on reticence”—“the data are
not there, and Tolkien has no intention whatever of supplying them.”17
His footnotes, his interjected explanations, even his “interminable
appendices that litter the flow of the tale,”18 involved as they are, tend
always toward expansion of the possibilities of his world rather than
toward reduction, raising more questions than they resolve. His
detail, however extensive and rigorously observed, is the tip of an
iceberg of implications.
The simile detailing Théoden on horseback “like a god of old,
even as Orome the Great in the battle of the Valar when the world
was young,”19 seems almost epic in its amplitude. Theoden’s magnif-
icence is magnified in the godlikeness of a cultural hero so renowned
his name needs no gloss, glorious in a battle so significant it needs no
explanation. Yet for all that obviousness, the appeal of the allusion is
to unseen complexity, to the convolutions of an underlying Middle-
earth mythology. For all its vividness, the allusion tells us nothing of
Orome except his generic greatness, so little of Middle-earth religion
we’re not certain it rises above superstition, nothing of the battle of
the Valar save its ancientness—not the enemy fought, not the signifi-
cance of the conflict, not even whether the battle was won.
That open invitation to imagination fosters realism on two fron-
tiers of the fiction. In the Middle-earth world itself, these missing
legendary details cannot be plausibly spelled out for natives who
naturally absorb such lore from the cultural atmosphere. And from
the reader’s perspective, visitors to Middle-earth must sketch the
specifics in from context, as newcomers to actual cultures do. With
but a handful of such casual references in 600,000 words, there is
established among Middle-earth peoples a sense of widespread mythic
communion so deep as to elude explicit discussion.20 Tolkien’s detail
works like that everywhere, typically reflecting rather than resolving
density. His world picture owes its credibility not so much to
9780230619920ts03.indd 109780230619920ts03.indd 10 9/16/2009 5:41:30 PM9/16/2009 5:41:30 PM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
ORDINARY EVERYDAY MAGIC 11
elaborateness of development as to the vivid suggestiveness, the
imaginative energy, the do-it-yourself appeal, of the carefully selected
brushstrokes that do appear.
The richness of that suggestion, although generated in ambiguity,
is not allowed to dissipate unfocused. Middle-earth’s every aspect—
its idiosyncratic topography and weather; its alien peoples and
institutions; its innovative number systems, calendars, alphabets, and
languages; and its fantastic fauna and flora—is grounded in the
familiar. Weather results invariably from unobtrusive but discernible
meteorological cause.21 Tolkien never goes out of his narrative way to
tell the time of his tale, yet seasonal sequences of diurnal light patterns
and even lunar cycles can be traced from incidental hints in the story.22
Third Age languages are so practically down-to-earth that modern
mortals write letters in them.23 There is throughout Tolkien’s fic-
tional universe “always a feeling of Present-earth.”24
The personal applicability of the fiction accounts for much of its
appeal, as wryly attested by my students’ “Top Ten Justifications for
Not Being Married from The Lord of the Rings”:
10. It’s the Arwen worry: a girl who married me might die.
9. If Frodo’s 60, still unmarried, yet saving the world, do I really
need to get married?
8. Tom Bombadil’s cohabited happily for epochs without marriage.
7. The only time I gave a girl a ring she started talking about being
a dark queen “beautiful as the morning and the night and all
shall love her and despair” and I got nervous.
6. I’m 4’2”, kind of fat, and my feet are hairy.
5. Is anyone in this book married?
4. The only guy who has any lady luck at all swears it’s the yellow
boots, and I’m not that desperate yet.
3. I have the “Black Breath.”
2. Whenever I thought about marriage a shadow fell on my heart
though I did not know yet what I feared.
1. Think it’s hard getting an elf to let his daughter marry a mortal?
Try talking somebody into letting his daughter marry an English
major.25
Middle-earth, its “fantasy based on hard fact,”26 proves reliable
with an earthiness that constantly stimulates readers to cross-reference
to their own versions of reality. A creature as extraordinary as that
stunningly innovative tree-being Fangorn is perceived at first sight by
sharp-eyed Merry and Pippin as commonplace, an “old stump of a
9780230619920ts03.indd 119780230619920ts03.indd 11 9/16/2009 5:41:30 PM9/16/2009 5:41:30 PM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
12 THE POWER OF TOLKIEN’S PROSE
tree with only two bent branches left: it looked almost like the figure
of some gnarled old man, standing.”27
A typical touch of that deft earthing of Middle-earth underlies the
climactic Mt. Doom episode. Although the narrative makes no more
of it than latent steamings of assonance, the mountain is clearly a
dormant volcano: “a huge mass of ash and slag and burned stone, out
of which a sheersided cone was raised into the clouds” (919). As
we approach with Frodo and Sam and the ring, submerged and
incidental geological intimations of volcanic activation growl out of
the mountain in onomatopoeic rumblings of prose—“a deep remote
rumble as of thunder imprisoned under the earth” (918). There is a
“brief red flame that flickered under the clouds and died away” (918),
then we see the mountain “smoking” (924). We feel the pressure
cooker buildup of a preparatory “roar and a great confusion of noise”
in which “fires leaped up and licked the roof” and “the throbbing
grew to a great tumult, and the Mountain shook” (925).
Then Mt. Doom erupts:
Then all passed. Towers fell and mountains slid; walls crumbled and
melted, crashing down; vast spires of smoke and spouting steams went
billowing up, up, until they toppled like an overwhelming wave and its
wild crest curled and came foaming down upon the land. Then at last
over the miles between there came a rumble, rising to a deafening
crash and roar; the earth shook, the plain heaved and cracked, and
Orodruin reeled. Fire belched from its riven summit. The skies burst
into thunder seared with lightning. Down like lashing whips fell a tor-
rent of black rain. (925–26)
Vivid as that description is, we get no explicit indication the scene
is volcanic until that “Orodruin reeled” sentence, and even then the
mountain seems more personified than geologic. A few pages later, “a
huge fiery vomit” rolls in “slow thunderous cascade down the eastern
mountain-side,” and later still, in precise geological sequence, falls “a
rain of hot ash” (929). Despite that journalistic reportage, we come
away from the chapter having witnessed not the eruption of a volcano
as detailed on the National Geographic channel, but rather the cha-
otic End of the Third Age triggered by Gollum’s fall into the Cracks
of Doom with the One Ring. The volcano is incidental, so submerged
in the narrative most readers are not consciously aware it is there.28
Developed unobtrusively throughout an entire chapter, that tangible
volcanic eruption grounds an ostensibly supernatural incident in
down-to-earth imagery. Middle-earth resonates with reality in part
because its felt points of reference are earthy.
9780230619920ts03.indd 129780230619920ts03.indd 12 9/16/2009 5:41:31 PM9/16/2009 5:41:31 PM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
ORDINARY EVERYDAY MAGIC 13
That credibility confirms in the internal consistency of Tolkien’s
creation. However dubious critics may be about its suggestive power
or its foundation in the familiar, they find Middle-earth a “totally
coherent world-scape,” “a structure that is so self-consistent and varied
it will withstand any amount of probing.”29 “The internal coherence of
its history, geography, philology” tends to reinforce “the impression of
a world which has the interior consistency of the real world.”30
The aura of internal consistency is in part the product of Tolkien’s
penetrating vision of his world, in part a dividend of its detailed
development, and in part the result of such deliberate technical
buttresses to coherence as his stylistic system of internal allusion, of
cross-referencing to his world as if it were reality. Hobbits consistently
think in Middle-earth terms; they compare aspects of their world as
familiarly as we. They talk of riding “elf-fashion” (582), of being
“more cruel than any Orc” (870); they make such distinctively
Middle-earthy remarks as “You’re three inches taller than you ought
to be, or I’m a dwarf” (934).
Such internal confirmation has convinced some readers that the
Middle-earth realism is entirely autonomous, that Tolkien’s creation
has “no literal ties to actuality” but is independently “true to its own
inner laws. It is simply ‘there.’ ”31 But as can be seen in Treebeard’s
entish comparisons, this rhetorical process, like Tolkien’s art gener-
ally, proves Middle-earth through a syllogism whose premises are
earthy: “Ents are more like Elves: less interested in themselves than
Men are, and better at getting inside other things. And yet again Ents
are more like Men, more changeable than Elves are, and quicker at
taking the colour of the outside, you might say. Or better than both:
for they are steadier and keep their minds on things longer” (457).
That terrestrializing helps explain the apparent sleight of hand by
which the fantastic beings of Middle-earth come to seem as real as
next-door neighbors. The most far-out creatures appear as logical
extensions of the familiar, likely links in a contiguous chain of being
whose unearthliest extremity draws distant sustenance from roots in
our world. “The reader walks through any Middle-earth landscape
with a security of recognition that woos him on to believe in
everything that happens.”32 Hobbits have much that is human about
them, elves much that is hobbitish; in a world where barrow-wights
have become by association believable, it is a small step to balrogs.
Thus the cornucopial innovativeness of this fantastic world proves
paradoxically self-authenticating: such new plants as simbelmyne
flowers and mallorn trees, such new insects as neekerbreekers, such
new bird species as the crebain, such drastically reshaped monsters as
9780230619920ts03.indd 139780230619920ts03.indd 13 9/16/2009 5:41:31 PM9/16/2009 5:41:31 PM
10.1057/9780230101661preview - The Power of Tolkien's Prose, Steve Walker
Co
pyr
igh
t m
ater
ial f
rom
ww
w.p
alg
rave
con
nec
t.co
m -
lice
nse
d t
o n
pg
- P
alg
rave
Co
nn
ect
- 20
14-1
2-09
This is a preview which allows selected pages of this ebook to be viewed without
a current Palgrave Connect subscription. If you would like access the full ebook
for your institution please contact your librarian or use our Library
Recommendation Form
(www.palgraveconnect.com/pc/connect/info/recommend.html), or you can use the
'Purchase Copy' button to buy a print copy of the title.
If you believe you should have subscriber access to the full ebook please check
you are accessing Palgrave Connect from within your institution's network or you
may need to login via our Institution / Athens Login page
(www.palgraveconnect.com/pc/nams/svc/institutelogin?target=/index.html).
The Power of Tolkien's Prose
Middle Earth's Magical Style
Steve Walker
ISBN: 9780230101661
DOI: 10.1057/9780230101661preview
Palgrave Macmillan
Please respect intellectual property rights
This material is copyright and its use is restricted by our standard site license
terms and conditions (see
palgraveconnect.com/pc/connect/info/terms_conditions.html). If you plan to copy,
distribute or share in any format including, for the avoidance of doubt, posting on
websites, you need the express prior permission of Palgrave Macmillan. To
request permission please contact [email protected].