a platform for change quick start guide

8/6/2019 A Platform for Change Quick Start Guide

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A step-by-step guide.

A platform for change.


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When designing our Investment Platorm we had various aims in mind; we wantedto create something simple yet powerul; we wanted to give you an eective

investment oering; and we wanted to oer you unique planning tools.

Our process is seamlessly linked, so with single data input you can analyse, plan,

transact and monitor business. Using unique research and planning tools, matched

with a wide and diverse range o investment unds, managers and strategies you can

more eectively and eciently advise your clients. And our systems use those same

data inputs to automatically produce all the reports needed to show the logic o

your process or client and compliance purposes.

This guide introduces you to these processes and shows you how to begin using

them either in a specially designed demo environment or within your own system

once we make the Investment Platorm live.

A platform for change.


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You are now logged in.

2.Open up your web browser.

Go to: https://v5.tpinside.com

Login with your normal details or to access the demo use:

Start.

1.

Access Id: 6160Username: AdviserPassword: WRAP

Passphrase: aaaaaaaaaaaa


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Click the tab called Research to get there.

Navigate to research.

4.

Either select an existing client or add a new prospect.

I using the demo, click Start > Client Files > Add a new client.

Create a new dummy client.

Choose your client.

3.


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Re-enter your passphrase.

Conrm your details.

6.

Click the + icon.

Choose Wealth management then Investment Platorm.

Add a new piece of research.

5.


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Intelligent graphs map your questions

and client objectives.

Set investment objectives.


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Use the slider to plot your clients expected rateo infation. Click the purple i icon to display theinfation table.

What Rate Of Ination Do You Expect?

0% 2.50% 5.00% 7.50% 10.00%

I applicable your clients investment attitude ispulled rom their actnd. Click the assess attitudebox to open the investment attitude questions.Use the slider to quickly see how dierent attitudeseect outputs. Click the purple i icon to displaydescriptions o each risk attitude.

Once happy click proceed to begin

constructing the clients portolio.

Click this box to display the

investment amounts.


chart ull screen.


investment amounts in tabular ormat.

Type in the amount o money your client w ants to invest.

What Amount Do You Have To Star t With?

100000

50,000

0

0 2 3 4 5 6 71

100,000

150,000

200,000

250,000

The Investment Objectives chart intelligently plots the ouputs rom

your questions as soon as you answer them. The red line indicates

where you client wants to be. T he blue line indicates a projection based

upon your clients attitude to risk, with the grey shaded area showing

any risk fuctuation. Hover your mouse cursor over the dierent points

to see their numerical value.

R is k R an ge I nv es tm en t T ar ge t I nv es tm en t P ro je ct io n

Investment Duration (yr)

What Is Your Investment Attitude?

Defensive Cautious Balanced

AssessAttitude

AggressiveCapitalGrowth

show monetary points

larger view

switch view

proceed

Use the slider to plot your clients desired

investment term.

How Long Do You Want To Save Or Invest For?

1yrs 4yrs 7yrs 10yrs 13yrs 16yrs 20yrs

Select your clients investment objective between acapital sum or an average rate o growth. Type in theamount o money your client wants to accumulate.

Please Set Your Investment Objective

Capital Sum Average Rate of Growth

How much money do you want by this time?

200000


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Categorise dierent products based upon

dierent needs and investment objectives.

Construct the portfolio.

8.

Click the und to choose an investment strategy, select unds using asset

allocation or choose unds without guidance. Step 9 explains how this works.

Click to reset clients objectives and return to the Investment

Objectives or the overall wrap.

Once happy click Conrm client details to proceed to the

next step.

Click the delete button to remove this product. You can add new

products by selecting the Add new product option.

Click the edit button next to each product to treat each product

individually including naming, changing attitude to risk and

adjusting term.

Click the ees button to set individual ees per product.

You can add an overall ee or the whole wrapper by selecting theSet ees option.

Click the Investment Objectives button to set individual objectives

or this product as seen in s tep 7.

Conrm Client Details

Investment Objectives

Click to view important inormation and les.Document Library

Click to set ees or all products across the entire

Investment Platorm.Set Fees

Click to to add new products to the amount.Add New Product


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Click the name o any strategy to select this or your client.

Click the strategy to select it or your clients product.

Select the investment strategy.

9.Select an exclusive SEI Investment Strategy based

upon your clients attitude to risk.

Click the blue I icon to learn more about the

strategy itsel.

Available investment strategies will vary based upon your clients attitude

to risk and what is currently on oer. Below are some possible choices:

Use the asset allocation engine to create a portolio

o unds or your client based upon Morningstar

Ibbotson models.

Use Financial Express und eeds to create a

portolio or your client without using the risk tools.


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Client records are pulled rom your actnd.

Update your records where needed.

Mandatory details not entered will prompt you or input.

Conrm client details.

10.

Proceed Application to veriy details

and view the client application.

Proceed to application.

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Read and understand the ull summary o your clients order.

Ensure client reads and understands important inormation.

Verify the order.

12.

Choose the option to suit your client.

Follow onscreen instructions.

Your clients account and order will now be actioned.

Complete the payment.

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View Submission

Wait or the system to automatically generate your submission.

Documents are automatically generated and appended

to the client le.

Produce business submission.

14.Progress: Wait or the system to automatically create

the submission and generate documents.

Documents: Choose to publish documents directly

to your clients site.

Click to view the business submission.

Message ClientChoose to send a secure message to inorm

them o progress.

Progress


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Ensure details are correct.

Generate suitability letter.

Select Submit business when ready.

Give client their login details.

Let them access their inormation on the

web, smartphones or iPad.

Review your submission. Let your clients view their performance.

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Head Ofce: True Potential, Waterront 4, Newburn Riverside,

Newcastle upon Tyne, NE15 8NY

London Ofce: True Potential, 42-44 Grosvenor Gardens,

Victoria, London, SW1 0EB

T: 0871 700 0007 E: [email protected] www.tpllp.com