acip ssp m04 %e2%80%93 acceptable level of safety 2008-0 (e)

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  • 8/4/2019 ACIP SSP M04 %E2%80%93 Acceptable level of safety 2008-0 (E)

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    ICAO State Safety Programme (SSP) Implementation Workshop

    Module N 4 Acceptable level of safety (ALS)

    AFI Comprehensive implementation programme

    Original ICAO State Safety Programme (SSP) Implementation Workshop 01/07/08

    ICAO Regional Workshop on State Safety

    Programme (SSP) Implementation

    Module 4 Acceptable level of

    safety (ALS)

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 2

    SSP A structured approach

    Module 1

    Introduction to the

    SSP Workshop

    Module 2

    ICAO SARPs

    related to the SSP

    Module 3

    ICAO SSP

    framework

    Module 4

    Acceptable level

    of safety

    Module 5

    Performance

    based regulations

    Module 6

    SSP training

    programme

    Module 7

    SSP implementation plan

    Module 4

    Acceptable level

    of safety (ALS)

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    ICAO State Safety Programme (SSP) Implementation Workshop

    Module N 4 Acceptable level of safety (ALS)

    AFI Comprehensive implementation programme

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 3

    Objective

    Describe the concepts and metrics underlying the

    acceptable levels of safety (ALS) of an SSP or an SMS.

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 4

    Contents

    Performance-based regulatory environment

    Safety performance measurement

    Acceptable levels of safety (ALS)

    Definitions

    Regulatory compliance

    Legal considerations

    Summary

    Points to remember

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    ICAO State Safety Programme (SSP) Implementation Workshop

    Module N 4 Acceptable level of safety (ALS)

    AFI Comprehensive implementation programme

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 5

    As of 23 November 2006

    States shall establish a safety programme (SSP), in order

    to achieve an acceptable level of safety (ALS) in:

    The operation of aircraft

    The maintenance of aircraft

    The provision of air traffic services

    Aerodrome operations

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 6

    Two different concepts

    Safety measurement

    Addresses high-level outcomes:

    Ex. fatal accident rate per million departures

    Safety performance measurement

    Addresses lower level outcomes and most frequently

    processes:

    One bird strike/1000 aircraft movements for the

    current year with a 20% reduction in two years.The establishment of acceptable levels of safety is

    exclusively concerned with safety performance

    measurement.

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    ICAO State Safety Programme (SSP) Implementation Workshop

    Module N 4 Acceptable level of safety (ALS)

    AFI Comprehensive implementation programme

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 7

    Performance-based regulatory environment

    The notion of acceptable levels of safety is an essential

    ingredient of the effective operation of both SSP and SMS.

    ALS support a performance-based regulatory

    environment, through the monitoring of the actual

    performance of an SSP or SMS (prescriptive versus

    performance regulations are discussed in Module 5).

    Basic management axiom

    One cannot manage what one cannot measure.

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 8

    Safety performance measurement

    A set ofmeasurable performance outcomes is necessary

    to determine whether an SSP or an SMS is operating in

    accordance with implementation expectations.

    Measurable performance outcomes permit to assess the

    actual performance of activities critical to safety against

    existing organizational controls so that:

    safety risks can be maintained under control; and

    necessary corrective or preventive action can be taken.

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    ICAO State Safety Programme (SSP) Implementation Workshop

    Module N 4 Acceptable level of safety (ALS)

    AFI Comprehensive implementation programme

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 9

    Safety performance measurement

    Only throughassurance of effective safety operational

    performance of the SSP or the SMS through the

    establishment and measurement of specific safety

    performance outcomes can the objective ofcontinuous

    improvement of safety underlying safety management be

    achieved.

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 10

    Acceptable levels of safety (ALS)

    ALS expresses thesafety goals (or expectations) of a

    State.

    Provides objective evidence for measuring safety

    performance of an SSP or an SMS while the organization

    conducts its core business functions.

    It is a reference against which the State can measure

    safety performance.

    When establishing ALS, consideration must be given to thelevel of safety risk that applies, the cost/benefits of

    improvements to the system, and thepublic expectations

    on safety of air travel.

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    ICAO State Safety Programme (SSP) Implementation Workshop

    Module N 4 Acceptable level of safety (ALS)

    AFI Comprehensive implementation programme

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 11

    Acceptable level of safety (ALS)

    The ALS to be achieved shall be established by the State

    and it is expressed in practical terms by two measures or

    metrics:

    Safety performance indicators

    Safety performance targets

    It is delivered through various tools and means:

    Safety requirements.

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 12

    Definitions

    Safety performance indicators

    Safety performance indicators are the short term,

    objectives of an SSP or an SMS. They must be

    expressed in numerical terms, so that they can be

    measured.

    Safety performance targets

    Safety performance targets are medium and long termobjectives of an SSP or an SMS. They must be

    expressed in numerical terms, so that they can be

    measured.

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    ICAO State Safety Programme (SSP) Implementation Workshop

    Module N 4 Acceptable level of safety (ALS)

    AFI Comprehensive implementation programme

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 13

    Definitions

    Safety requi rements

    Safety requirements are operational procedures,

    technology and systems, programmes, contingency

    arrangements and so forth necessary to achieve the

    safety performance indicators and targets of the

    acceptable level of safety of an SMS. Measures of

    reliability, availability and/or accuracy may be added.

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 14

    Acceptable levels of safety SMS

    Safety

    requirements

    1. Training course for drivers / installation of specific signage

    2. Thrice-daily walk-in ramp inspection programme

    3.

    Safety

    performance

    targets

    1. Maintain no more than 20 events of unauthorized vehicles on thetaxiways per 10,000 operations

    2. By January 2009 reduce to 8 FOD events on the apron per 10,000operations

    3.

    Safety

    performance

    indicators

    1. 20 events of unauthorized vehicles on the taxiways per 10,000operations

    2. 15 FOD events on the apron per 10,000 operations

    3.

    Service

    providerWill comply all applicable national and international standards

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    ICAO State Safety Programme (SSP) Implementation Workshop

    Module N 4 Acceptable level of safety (ALS)

    AFI Comprehensive implementation programme

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 15

    Acceptable levels of safety SSP

    Safety

    requirements

    1. Installation of ASDE/X in 5 international airports2. Video on ground de-icing / revision of the circular on in-flight icing /

    briefings on pit ot tube ice formation and use of de-icing boots3.

    Safety

    performance

    targets

    1. By 2010 reduce runway incursions to 0.5 per 100.000 operations2. By 2009 reduce in-flight loss of control events due to ice

    accumulation to 2 per 1.000 operations3.

    Safety

    performance

    indicators

    1. 0.8 runway incursions per 100.000 operations2. 4 in-flight loss of control events due to ice accumulation per 1.000

    operations3.

    State Will comply all applicable international standards

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 16

    Acceptable levels of safety (ALS)

    There will never be a single ornational ALS.

    Within each State, different ALS will be separately

    agreed between the oversight authority and individual

    operators/services providers.

    Each agreed ALS should be commensurate to the:

    complexity of individual services provider specific

    operational context availability of services providerresources to address

    them.

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    ICAO State Safety Programme (SSP) Implementation Workshop

    Module N 4 Acceptable level of safety (ALS)

    AFI Comprehensive implementation programme

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 17

    Regulatory compliance

    The safety performance indicators and safety performance

    targets of an ALS provide a measurable way of ensuring

    and demonstrating the effectiveness of an SSP or an

    SMS, beyond regulatory compliance.

    Regulatory compliance still remains at the foundations of

    safety management.

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 18

    Legal considerations

    Establishing ALS does not replace legal, regulatory, or

    other already established requirements, but it must

    support compliance with them.

    Establishing ALS under the State SSP leaves unaffected

    the obligations of States, and does not relieve States

    from compliance with international SARPs.

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    ICAO State Safety Programme (SSP) Implementation Workshop

    Module N 4 Acceptable level of safety (ALS)

    AFI Comprehensive implementation programme

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 19

    Summary

    ATS Serviceprovider

    Aerodromeoperator

    AMO Aircraftoperator N2Aircraft

    operator N1

    SMS SMS SMS SMSMS

    SSP

    ATS Serviceprovider

    Aerodromeoperator AMO

    Aircraftoperator N4

    Aircraftoperator N3

    SMSMS SMSMS SMS

    CAA accepts, certifies and supervises service providers SMS

    Acceptable levelof safety

    Acceptable levelof safety

    Acceptable levelof safety

    Acceptable levelof safety

    Acceptable levelof safety

    Acceptable levelof safety

    Acceptable levelof safety

    Acceptable levelof safety

    Acceptable levelof safety

    Acceptable levelof safety

    CAA accepts, certifies and supervises service providers SMS

    State defines, agrees and supervises SMSs indi vidual acceptable level of safety

    Setofactivities

    Setofactivities

    Module N4 ICAO State Safety Programme (SSP) Implementation Workshop 20

    Points to remember

    Performance-based regulatory environment

    SSP and SMS performance measurement

    Acceptable level of safety (ALS)

    Establishing ALS does not replace legal, regulatory, or

    other already established requirements

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    ICAO State Safety Programme (SSP) Implementation Workshop

    Module N 4 Acceptable level of safety (ALS)

    AFI Comprehensive implementation programme

    Original ICAO State Safety Programme (SSP) Implementation Workshop 01/07/08

    ICAO Regional Workshop on State Safety

    Programme (SSP) Implementation

    Module 4 Acceptable level of

    safety (ALS)