ADP DataPhile®

Corporate History

Founded in Vancouver in 1991 Year over year growth & profitability since 1995 Toronto office opened in 1998 Over 40 customer firms across Canada Solutions for both IDA and MFDA environments Solution for both self clearing brokers and introducers 100% conversion success 100% customer retention Recognized industry leading service provider Acquired by ADP Canada in June of 2003

Products

ADP DataPhile® Desktop• ExeClear® – Back Office Engine

• Real Time transaction processing

• Unlimited transaction history and online reports

• Correspondent services

• ProPhile™ – Front Office Wealth Management • Real Time integration with Back Office

• Account inquiry/management functionality

• Robust full colour portfolio reporting

• RapidPhire™ – Dataphile Trade Engine• Real Time contracting with

• Firm configurable order management

ExeNet™ - Internet Client Access & Trading

Products Integration

Operations Advisors ClientsMarkets

ProPhile™ ExeNet™ExeClear®RapidPhire™

• Cdn Markets

• US Markets

• FundSERV

Product Architecture

dB

API Appserver

AIA

RC

FCN-PNG

FCN-PNG

Application DMZ Comm

Company WAN

Secure Appserver

AIAS

WWWWWW

InternetDatabase

Dataphile solutions received the highest ratings in the annual Brokerage Report Card published in the Investment Executive based on surveys with advisors across Canada.

Product Leadership

Investment Executive 2003

Dataphile Customers

ATB Financial * Berkshire Brawley Cathers * Caldwell Securities > Canaccord Capital Cayman Island * Dominick & Dominick * E*Trade Canada * Global Securities > Golden Securities Haywood Securities > KingsGate Financial * Leede Financial *

MacDougall, MacDougall, & MacTier*

MCA Securities * Octagon Securities * Odlum Brown > Pacific International Peters & Co. Penson Financial * Raymond James * Salman Partners Temple Securities * Union Securities > Wolverton Securities

Requirements - Project CASPER Correspondant ASP ExeCleaR®

Canadian Correspondent Clearing Services. Product ADP DataPhile® Desktop. Domestic and International Delivery.

WAN – WWW. Thin Client. 24x7 Controlled Operating Environment. Business Continuance and Redundancy. Power, Cooling, Fire prevention and suppression. Secure – Physical and Enterprise Network. Scalable supporting infrastructure Data Back-up, Storage and Handling.

Brokerage Accounting IDA & MFDA Compliant Enhanced correspondent

services support Real-time integration with

Front Office, OMS, and Internet products

Real-time online reporting

Unlimited online history Multi-currency support of

equities, mutual funds, and fixed income products in all account types

ExeClear® – Brokerage Accounting

Why Telus

Other Hosting Facilities? Class ‘A’ Hosting Facilities National Data Network FCN-PNG Any Data Network WWW – Internet Secure but accessible location Geographic Location Cost – ROI against cost of Failure.

Account Inquiry Real-time integration with

order management and back-office

Full account transaction history

IA configurable views Outlook interface Excel Interface One touch access to

order management/trade execution

Real-time IA reporting Client management Account Holdings Account Activity

ProPhile® – Wealth Management

Business Continuance – The Blackout!

What Blackout? Bulls Eye! I Got it Right I’m the Man…

ADP DataphileProduct Screenshots

Portfolio Reporting Real-time integration with

order management and back-office

Detailed and summary holdings views

Un-official and Off Book holdings

Multiple portfolio reporting styles

• Performance Summary

• Asset Allocation• Income Yield

Consolidated and Household reporting

ProPhile® – Wealth Management

Related Accounts Configurable account

hierarchy – household, client, account

Guarantee/or relationships

Manual consolidation for corporate or trust accounts

Account summary by account type – plan, non-plan – and currency

Quick navigation between related accounts

ProPhile® – Client Householding

General Inquiry Real-time integrated

reporting One click access to

detailed account information

Investment Advisor and Operations reports

• Credit & Debit balances

• Transactions• Stock/Holdings

Record Excel interface

ProPhile® – Advisor Reporting

Order Management Integrated trade entry

and order execution Configurable trade

edits and order routing Real-time access to

financial markets• TSX• TSX Venture• ME• FundSERV• US executing

brokers

RapidPhire® – Order Management

Online Account Opening Firm configurable account opening

process steps Hard and soft edits to ensure complete

and accurate data capture

ProPhile® – Online Account Opening

Online Account Opening Pre-populated account forms based

on type of account and advisor inputs Workflow enabled approvals and

online account opening status

ProPhile® – Online Account Opening