alchemy and chemical theories -...
TRANSCRIPT
Chapter – 2
ALCHEMY AND CHEMICAL THEORIES
(A) ALCHEMY IN CHAINA, ARABIA (ISLAMIC) AND INDIA
(B) THEORIES ON MATTER
(C) CLASSIFICATION OF MINERALS
Chapter – 2
ALCHEMY AND CHEMICAL THEORIES
Alchemy flourished chiefly in the medieval period, although how old it
might be difficult to say. It paved the way for modern chemistry just as
astronomy began with astrology. Though the word chemistry was used for the
first time by Suidas a lexicographer of the 10th century and that time meant an
alloy of gold and silver.1 A considerable number of men who carried out this
chemical operations with the ostensible purpose of changing base metals into
gold these men we call the alchemists, rasavadins2 in Sanskrit and ahle san’a3
in Persian.
The word ‘alchemy’ as the article Al indicate, is Arabic (Al-Kimiya) is
generally believed to have been derived from the Egyptian kemi (the black) or
the Greek word chyma (black molten metal).4
(A) ALCHEMY IN CHINA, ARABIA AND INDIA
The origin of alchemy is indeed obscure. However, Alchemy we have
said flourished in the chief centres of civilization and it followed the main
stream of learning. It existed in China, Egypt, Greece, Arabia, India and
Western Europe. P.C. Ray accepted the period of its maximum activity might
lie between A.D. 800 and the middle of the seventeenth century.5
1 . Thompson, C.J., Alchemy, Source of Chemistry and Medicine, p. 47. 2 . Subbarayappa, B.V., “Chemical Practices and Alchemy”, in Bose et al. A Concise History of
Science in India, INSA, New Delhi, 1971, p. 313. 3 . Ain-i Akbari, Naval Kishore, I, p. 39. 4 . Encycopedia of the History of Arabic Science, Vol. 3 (ed.) Roshdi Rasheed, Routledge, London
and New York, 1996, p. 854. 5 . Priyadarrajan, Ray; “Origin and Tradition of Alchemy”, IJHS, Vol. 2, No. 1, p. 2.
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Very diverse views have been expressed by some scientists, historian of
science and some historians of culture on the basis of what they understood
about alchemy.
Al-Biruni who stayed in India for thirteen years and wrote on almost
every aspect of Indian culture stated: Rasayana consisting of alchemistic tricks
with various drugs, intended to realize things which by nature are impossible.6
One of the species of witch craft is alchemy, though it is generally called by
this name.7
He further remarks about alchemical practices: ‘I only heard them
speaking of the processes of sublimation, if calcinations, of analysis, and of
waxing of talc so guess they incline towards the mineralogical method of
alchemy’.
They (Hindu) have a science similar to alchemy which is quite peculiar
to them. They call it Rasayana, a word composed with rasa, i.e. gold. It means
an art which is restricted to certain operations, drugs, and compound medicines,
most of which are taken from plants. Its principles restore the health of those
who were ill beyond hope, and give back youth to fading old age, so that
people become again what they were in the age near puberty; white hair
becomes black again, the keenness of the senses is restored as well as the
capacity for juvenile agility, and even for cohabitation, and the life of people in
this world is even extended to a long period’.8
6 . Al-Beruni’s India; (tr.) Sachau, E.C., S. Chand & Co. 1964, p. 80. 7 . Ibid., p. 187. 8 . Ibid., p. 188.
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According to Needham, alchemy had a wrong hypothesis but it
accumulated valuable knowledge through experimentation, laboratory
techniques and products.9 According to Hossein Nasr10, the study of alchemy is
a science of the cosmos and of the soul, related at once to cosmology, the
process of spiritual realization and hence traditional psychology, medicine,
metallurgy, chemistry and also art. That means the alchemical perspective have
been directly concerned on the one hand with minerals, metals and aurification,
with all that the element gold symbolizes in the natural domain. On the other
hand it has also been closely associated with the question “immortality”
longevity and ultimately with the acquiring of the “body of gold” or “diamond”
which is also the goal of initiative techniques.
Dr. S. Mahdihassan beautifully sums the knowledge of Alchemy as “By
its claims alchemy tried to make everything, everlasting man immortal, a base
metal to gold. By its practical achieve it made colloidal metals as drugs of
longevity.11
Chinese Alchemy
Alchemy in China is associated with Taoism. Its basic foundation is the
belief in physical immortality and the possibility of attaining it through the
elixir. Historical and literary sources provide many important details, but the
majority of Chinese alchemical sources is found in the Daozang (Taoist canon),
9 . Needham, Joseph, Science and Civilization in China, CUP, (1974), Vol. V, p. 14. 10 . Syed Hossein Nasar, Forward to Indian Alchemy by S. Mahdi Hassan, Motilal Banarsidas, Delhi,
1991 edition. 11 . Mahdihassan, S.A., “Critical appreciation of the Exposition of Alchemy by Ibn Khaldun”, Bull.
Ind. Inst. His. Med. XV.
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the largest collection of Taoist texts. One fifth of its about 1,500 texts are
closely related to the various alchemical traditions that developed until the
fifteenth century, when the extant canon was compiled and printed.
Modern study of the Chinese alchemical literature began in the twentieth
century, after the canon was reprinted and made widely available in several
reprints. Among the most important contributions in western languages are
those of Joseph Needham12, Nathan Sivin13, Ho Peng Yoke14 and Isbell
Robinet15
Chinese alchemy went through a complex and not yet entirely
understood development along its twenty centuries of documented history. The
two main traditions are conventionally known as waitan16 or “external
alchemy” and neitan17 or “inner alchemy”. The former, which arose earlier, is
based on the compounding of elixirs through the manipulation of natural
substances. Its texts consist of recipes, along with descriptions of ingredients,
ritual rules, and passages concerned with the cosmological associations of
minerals and metals, instruments, and operations. Inner alchemy – which is
often referred to as the “Way of the Golden Elixit” (jindan zhi dao) –
12 , Needham, Joseph, et al., Science and Civilization in China, vol. V, Parts 2-5, Cambridge
University Press, 1964. 13 . Sivin, Nathan, Chinese Alchemy : Preliminary Studies, Cambridge (Mass.) Harvard University
Press, 1968. 14 . Ho Peng Yoke, Li, Qi and Shu : An Introduction to Science and Civilization in China, Hong Kong:
Hong Kong university Press, 1985, Sec the Chapter entitled “Chinese Alchemy”, 15 . Robinet, Isabelle, “Original contributions of Neidan to Taoist Meditation and Longevity
Techniques. Ed. Livia Kohn in Cooperation with Yoshinoku Sakade Ann Arbor: Centre for Chinese Studies, The University Michigan, 1989, pp. 297-330.
16 . Needham, J., op.cit., pp. 6-7. 17 . Ibid., pp. 4,7, 83-84.
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developed as an independent discipline around the end of the Six Dynasties
(third-sixth centuries). It borrows part of its vocabulary from its earlier
counterpart, but aims to produce an elixir – equated with transcendental
knowledge – within the alchemist’s person.
Chinese alchemy has always been closely related to the teachings that
find their main expression in the early doctrinal texts of Taoism, especially the
Laozi and the Zhuangzi. The cosmos as we know it is conceived of as the final
stage in a series of spontaneous transmutations stemming from original Non-
being. This process entails the apparent separation of primeval unity into the
two complementary principles, Yin and Yang. Their reunion gives birth to the
cosmos. When the process is completed, the cosmos is subject to the laws of
cosmology. The adept’s task is to retrace this process backwards. Alchemy,
whether “external” or “inner”, provides a support to do this, leading one to the
point when, as some texts put it, “heaven spontaneously reveals its secrets”. Its
practice must be performed under the close supervision of a master, who
provides the “oral instructions” (koujue) necessary to an understanding of the
processes that the adept performs with minerals and metals undergoes within
himself.
In order to transcend space and time – the two main features of the
cosmos – the alchemist must take extreme care of their correspondences to the
work he performs. Space is delimited and protected by talismans (fu), and the
laboratory (danwu, lit. “chamber of the elixirs”) and instruments are properly
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oriented. According to some texts, the heating of the elixir must conform to
minutely defined time cycles. This system, known as “fire times” (huohou),
allows an adept to perform in a relatively short time the same work that Nature
would achieve in thousands of years – in other words, to accelerate the rhythms
of Nature, Bringing time to its end, or tracing it back to its beginning, is
equivalent. In either case time is transcended, and the alchemist gains access to
timeless. The same is with space: its centre, where the alchemist places himself
and his work, is a point devoid of dimension. From this spaceless and timeless
point he is able to move along the axis that connects the higher and lower
levels of being.
Among a variety of procedures that the sources describe in an often
allusive way, and in a language rich in metaphors and secret names, two stand
out for their recurrence and importance. The first is based on lead (Yin) and
mercury (Yang).18 In external alchemy, these two substances are refined and
joined in a compound whose properties are compared to the condition of
regional Oneness. In inner alchemy, lead is a cover name for the knowledge of
the Dao (Pure Yang, chunyang) with which each being is fundamentally
endowed, but is obscured (i.e., transmuted into Yin) in the conditioned state.
Mercury, on the other hand, represents the individual mind.
The second most important method, which is proper to external
alchemy, is centered on cinnabar (Yang). The mercury contained within
cinnabar (representing the Yin principle contained within Yang) is extracted 18 . Mahdihassan, S., The Base of Alchemy, S.H.M.I. (No.1), March 1977, p. 58.
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and newly added to sulphur (Yang). This process, typically performed nine
times, finally yields an elixir embodying the luminous qualities of Pure Yang.
This Yang is not the complementary opposite of Yin, but, again, represents the
One before its separation into the two complementary principles.
The final object of external and inner alchemy is represented as the
preparation of an elixir usually defined as huandan (lit., “Reverted Elixir”).
This expression, recurring in the whole literature, originally denotes an elixir
obtained by bringing the ingredients back to their original condition through
repeated cyclical operations – an operation comparable to the process that the
adept performs within himself with the support of the alchemical practice. The
word dan (“elixir”) also denotes cinnabar, suggesting that the process beings
and ends on two corresponding points along an ascensional spiral. This
synonymy also shows the role of cinnabar as a central symbol in external
alchemy.
In inner alchemy, the central role of cinnabar is taken up by lead, which
represents original Oneness and is a synonym of “gold” ( jin).
Islamic Alchemy (Arabia)
After Mohammad (S.A.W) had established his religion, Arabs rapidly
over the near East, North Africa and Spain. They became interested in Greek
Science and the translated the Syriac manuscripts including those on alchemy
into Arabic. According to Ibn al Nadim, Islamic alchemy began with the
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Umayyad Prince Khalid ibn Yazid.19 Khalid learned alchemy in Alexandria
under the supervision of a certain Marianos or Morienos, who had been a
student of Stephen.20 But the greatest alchemist before the rise of modern
chemistry was Jabir ibn-Hayyan (also known as Geber in the west) an eight
century Baghdad alchemist who was the pupil of sixth shites Imam, Jafar al-
Sadiq.21 Jabir’s central concerns were said to be the principle of the “balance”22
(Mizan) system of numerical relationships between elements in substances, as
well as the four elemental natures of things; heat and cold dryness and
humidity.23 He stressed the importance of experiment and made notable
advances in the theory and practice of chemistry. Jabir adopted the sulphur and
mercury in the formation of metals.24 He was well acquainted with the usual
chemical operations. He established his own laboratory and described a great
number of experiments which resulted in the discovery of spirit of wines,
mercuric chloride, nitric acid and other mineral acids. It is narrated that Jabir
served the life of a slave girl of Yahya bin Khalid Barmaki by means of an
elixir.25 Jabir books are full of technological innovations, such as the 19 . Encyclopaedia of Religion and Ethics (ed.) James Hastings, Edinburgh, T & T. Clark, Charles
Scribner’s Sons, Vol. I, 1908; Latest impression 1974, p. 289. 20 . Encyclopaedia of the History of Arabic Science, Vol. 3 (ed.) Roshdi Rashed, Routledge, London &
New York, 1996. 21 . Jafar al Sadiq is the son of Imam Muhammad al-Baqir, who was born around 80/700 and died
around 148/765. He lived in Medina and was recognized as an authority on the hadith. According to Arabic sources, he was the teacher of Jabir. An abundant pseudo-epigraphic literature has been attributed to him, including Wasaya (Parenetic advices) and books on the Quran verses used as amulets and in geomancy. Jaladaki points out an alchemic attributed to him. Encyclopedia of the History of Arabic Science, op.cit., p. 864.
22 . Howard R. Turner, Science in Medieval Islam, OUP, 1999, p. 191. 23 . See infra, p. 24 . Syed Hossein Nasr, Science and Civilization in Islam, Suhail Academy Lahore, Pakistan, 1968, pp.
266-267. 25 . A substance that is supposed to have the power to change base metals into gold or to bring about
this agent was named aliksir (Elixir) by the Arabian alchemists and tincture or philosopher’s stone by the European alchemists. Cf. Aftab Saeed, Study of Muslim Alchemy in the Medieval Ages and some valuable chemicals transmitted to modern chemistry” IJHS, 27(3), 1992, p. 263.
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production of cast iron, steel, dyeing, leather and fabrics. The works attributed
to Jabir are very large in number but most important are Kitab al-Mulk, Kitab
al-Mawazin, Kitab al-Riyadhat, Kitab al-Zibaq al-Sherqi and Kitab al-
Rahmat.26 These works exhibit a fairly advanced stages of chemical sciences.
The next most important figure in Islamic alchemy was Abu Bakr
Mohammad ibn Zakariyya al-Razi (Rhazes). The great ninth century physician
al-Razi involved himself deeply in alchemy, with Jabir, he was responsible for
initiating the transmutation of alchemy into chemistry. His most important
worse are The Book of Secrets (Kitab al Asrar), The Book of the Secret of
Secrets and Liber de Aluminibus et Salibus which is available only in Lain.27
The interest of al-Razi lies particularly in his practical chemistry. His Sir al-
asrar gives for the first time a clear division of chemical substances used
different tools which serve for melting substances (li-tadhwid): hearth (kur),
bellows (minfakh awziqq), crucible (bawtaqa), etc. and also tools for the
preparation of drugs (li-tadbir al-aqaqir). The cucurbite and the still with an
evaculation tube (qar aw-anbiq dhu-khatm), goblets (qadah) flasks (qarura),
rose water flasks (ma wardiyya) cauldron (marjal aw tanjir), earthen ware pots
varnished on the inside with their lids (qudur wa makabbat), waterbath or sand-
bath (qadr), oven (al tannur) etc.28 His detailed description of chemical
laboratory equipment flasks, funnels, and furnaces began to resemble those of
26 . Ibid. 27 . Al-Bakhit, M.A. et al., History of Humanity from 7th to 16th century, UNESCO, 2000, p. 107. 28 . Kitab al Asrar, partially translated by Stapleton et al. in “Chemistry in Iran and Persia in the Tenth
century A.D.” Memoirs A.S.B., VIII, No. 6, p. 370. See also in Encyclopedia of the History of Arabic Science, op.cit., p. 868.
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modern time. Al-Razi’s chemical knowledge was applied by him to medicine,
and thus he might be considered the ancestor of iatrochemistry.29 Ibn Sina,
commonly called Avicenna (A.D. 980-1037) was not a chemist this most
extraordinary and versatile scholar of acute mind did not believe in alchemical
transmutations.30
In the fourteenth century, the historian, sociologist and philosopher Ibn
Khaldum took a long look at alchemy and delivered a firmly negative verdict,
demonstrating that alchemy is harmful to people and that its efficacy has never
been proved.31
The science of chemistry as practiced in the west after medieval times
owes more to Muslim alchemy.
Indian Alchemy
Alchemy made its appearance in the fifth or sixth century A.D. under
twin aspects. Pursuit of the elixir of life and attempts to transmute base metals
into gold.32 In the next seven or eight centuries, Indian alchemy attracted a
large following due to its association with Tantrism.33 According to the
Tantras, the body can be made undecaying and immortal by the use of mercury
(rasa) and its preparation by yogic breathing and exercises, as well as by use of
gold prepared by the transmutation of base metals. Tantric treatises, therefore, 29 . History of Humanity, op.cit., p. 107. 30 . Elspeth Whitney, Medieval Science and Technology, Greenwood Press, 2004, pp. 152-53, 160-61,
also See in History of Humanity, op.cit., p. 107. and Encyclopedia of the History of Arabic Science, vol. 3, pp. 875-79.
31 . Turner, op.cit., p. 191. 32 . Al-Bakhit, M.A. et al., History of Humanity from 7th to 10th century, UNESCO, 2000, p. 106. 33 . Ray, P., “Origin and Tradition of Alchemy”, IJHS, 1967, Vol. 2, No. 1, p.
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abound in alchemical recipes and medicaments for longevity. The Tantric cult
is thus characterized by a curious admixture of alchemy, spells incantations,
magic, superstitious beliefs, grotesque and revolting rites on the one hand and
by speculative, metaphysical and esoteric phases of spiritual aspirations on the
other. The philosophy of the Tantric cult may be compared to that of Chinese
Taoism.34 It seems likely that the male-female concept in Indian alchemy came
from China, where alchemy was based on the Yin and Yang and where cinnabar
was considered the main ingredient of the elixir of immortality.
P.C. Ray in his History of Hindu Chemistry has given a list of some 32
Tantric alchemical treatises with the names of their author.35 We merely notice
that Alberuni speaks of Nagarjuna who lived about 800 A.D. and occupies a
position in Indian mercurial alchemy36 comparable to that of Jabir ib Hayyan in
that of Islam. His book Rasaratnakara gives a number of receipes for
transmutation of base metals into silver and gold.37 It describes many chemical
processes like extraction of zinc, mercury and copper, preparation of crystalline
red sulphide of mercury. Rasahridaya (11th century A.D.) Rasendrachudamani
by Somadeva (12th/13th century A.D.), Rasaprakasasudhakara by Yasodhara
(13th century A.D.) and Rasakalpa (13th century A.D.) are other important
tantric treatises of the period, which deal largely with chemistry and alchemy.
But after the end of Tantra period which is also called the period of “mercury”
34 . Needham, Joseph, op.cit., pp. 9-11. 35 . Ray, P., op.cit., p. 16 36 . Al-Beruni’s India, op.cit., p. 189. 37 . Ibid.
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immediately succeeding the Iatrochemical period of India (1300 A.D. to circa
1550 A.D.).38 This period is something more practical and tangible. During the
iatrochemical period a number of Rasayans were made using metals, non-
metals and plant products. The aim of this period was not to get elixirs for
longevity and immortality rather devoted their chemical pursuits to the
alleviation of disease.39 The transmutation of metals are totally absent in this
period.40 The word purification, fixation and incineration of mercury and other
metals were started from this period. The important sources of this period are
Rasa Ratna Samuccaya (14th century A.D.), Rasamanjari of Satinatha,
Rasapradipa etc. Different Persian sources of Medieval time of India also gives
information regarding Alchemy.
Haft Ahabab41 is a treatise on Alchemy. The narrative in the preface
shows that the work was written by seven friends: Hamiduddin Nagauri, Kiyan
Nath Jogi (title Saadatmand), Shaikh Sulaiman Mandari, Mir Sayyid Hashim
Bukhari, Miran Syed Talib Awadhi, Shaikh Nasiruddin Tastuni, Maulana Sadiq
Muhammad Multani. These were perhaps the great alchemist of his time, and
wrote much on mercury different metals.
Tarikh-i Firozshahi state about a sufi politician of the 13th century,
named Sidi Maulana, developed lot of political clout in the time of Sultan
38 . Ray, P., History of Chemistry in Ancient and Medieval India, Calcutta, 1956, p. 158. 39 . Deshpande, V.J., “History of Chemistry and Alchemy in India from Pre-historic to Pre-modern
Times”, in History of Indian Science, Technology and Culture, AD 1000-1800 (ed.) A. Rahman, OUP, 1999, p. 160.
40 . Ibid. 41 . Haft Ahabab, MSS 77, CAS, Department of History, A.M.U. Aligarh, folio 3-4.
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Jalauddin Khalji. He built a large khanqah where hundreds of people were fed
by him everyday. The tankas found in his house looked so bright as if they had
been brought from the mint that very moment.42 He did not accepted anything
from the people but spent so lavishly that they suspected him of possessing the
knowledge of kimiya va simiya (alchemy and natural magic).43
Shaikh Abdul Haqq Mahaddith Dehlavi in his Akhbar ul Akhyar writes
during the description of Shaikh Bahauddin Jaunpuri (ob. 947 A.H./1540 A.D.)
that there came a sufi to Jaunpur in those days whose name was Shaikh
Hussain. He had the knowledge of kimiya and used to prepare gold.44
Abul Fazl’s acceptance of alchemical principles is evident from the tone
of his opening remark in his description of “curing” the base metals into gold
and silver. He writes “some practical craftsman (or alchemists) are of the
opinion that the metal called tin (risas) is silver in the state of leprosy, and
mercury is a paralytic (form of silver, that lead is burnt and paralytic gold,
while bronze is crude gold (They say that alchemist), like the doctor can by the
use of elixirs, restore the diseased metals (to gold and silver) in accordance
with the principles of similarity and opposition”.45 Similar doubt is evident in
Abdul Qadir Badauni’s Muntakhab-ut Tawarikh where in the author enquire
into and their rendered dubious the popular belief that one Shaikh Nasiruddin
of Hindaun46 had the power to turn copper into gold.47
42 . Barni, p. 207. Also Badauni, (tr.) Ranking, I, p. 233. 43 . Siyar-ul Auliya, Amir Khurd (trs.) Quddusi, pp. 246-47. 44 . Akhbar-ul Akhyar (Urdu tr.) by Subhan Mahmood and Muhammad Fazil, Part IV, Deoband,
Makhtab-i Danish, n.d., p. 2-7. 45 . Ain-i Akbari, Naval Kishore, Lucknow, 1883, p. 39. 46 . Then a pargana town in the Sarkar, and Suba of Agra (Ain-i Akbari, ii, 183).
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Ain-i Akbari also relates a story telling of the alchemical beliefs of the
Hindus. It states48: learned Hindus assert that a stone is met with in this country
which when touched by any malleable metal turns into gold and they call it
paras. They relate that before the time of Bikramajit there reigned a just prince
named Raja Jai Singh Deva who passed his life in deeds of beneficence. Such a
stone was discovered in that age, and became the source of vast wealth. The
sickle of a straw-cutter by its action was changed into gold. The man not
understanding the cause thought some damage had occurred to it. He took it to
a black-smith to have it remedied, who divining its properties, took possession
of it, and amassing immense wealth, garnered a store of delights. But his
natural beneficience suggested to him that such a priceless treasure was more
fitted for the reigning prince, and going to court he presented it. The Raja made
it the occasion of man good deeds, and by means if the riches he acquired,
completed a fort in 12 years. One day he had a festival on the banks of the
river, Narbdah and Promised to bestow a considerable fortune on his Brahman
priest. As he had somewhat withdrawn his heart from worldly goods, he
presented him with this stone. The Brahman from ignorance and meanness of
soul, became indignant and threw the precious treasure into the rive, to his
subsequent eternal regret. Its depth there prevented his recovering it, and to this
day that party if the river has never been fathomed”.
In conclusion we find that the objectives of Indian alchemy being, as in
China, the search for “immortality drugs” the materials used were consequently
47 . Muntakhab-ut Tawarikh (tr.) George S.A. Rankingh, vol. III, reprint 1990, pp. 161-62. 48 . Ain-i Akbari, (tr.) Jarret, vol. III, p. 208.
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different from those of Arab alchemy. In effect, the Hindu alchemists were pre-
occupied with mercury, the precious metals and vegetable matter. In
connection with their interest in vegetable matter, Al Biruni makes a rather
significant observation in his Kitab-ul Hind. He observes that Indian alchemy
was similar to Arab alchemy but its objective was the restoration of health and
the rejuvenation of the aged. It (rasayan) means an art which is restricted to
certain operations drugs and compounds most of which are taken from plants”.
(B) Theories on Matter
The history of the doctrine on matter spreads over several centuries in
Antiquity. The first monistic principle expressed in Rigveda Samhita (cir.
1500-1000 B.C.), the oldest literary record of vedic Age, wherein water is
mentioned as the primary elements.49 The empirical thought process which
developed in the subsequent period of about five centuries led to the
formulation of the five elements (Pancabhutas) theory. Earth, air, fire, water
and a fifth element, space were the logical components of this theory which
also led to the inevitable conclusion that a primordial element was an essential
principle. Water, earlier believed to be primordial in the Rigveda Samhita was
described in the Upanishads as a material element that partook, with other
material forms in the creative process of the manifest world. In the Taittiriya,
Aitararya and Maitri Upanishads, atman (soul) appears as the primordial
49 . Rigveda Samhita quoted by SubbarayappõC B.V., “The physical world: views and concepts”,
vide Bose, Sen, Subbarayappa (eds.): A Concise History of Science in India, New Delhi (1971), pp. 455-456. See also Anuradha Khanna “The Notion of five Elements and its impetus to the traditional sciences in Ancient India” in A. Rahman, ed, Science and Technology in Indian Culture – a Historical Perspective, NISTADS, New Delhi, 1984, p. 107-109.
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element from which space (akasa), air (vayu), fire (agni), water (ap) earth
(prithvi) from the earth herbs; from herbs, food; from food, semen, from
semen, the person (purush) came forth in evolutionary progression.50
The development of the theory of elements in Greek philosophy bears a
striking similarity with that taking place in India.51
The early Greek thinkers attempted to give a rational interpretation of
the natural occurrences. By about the fifth century B.C.; the Greek thinkers had
developed a theory of four elements: earth, fire, water and air. This concept
may have been transmitted from the much older Indian philosophy.
Thales of Miletus (c. 624-565 B.C.) thought that water was the
‘substance’ or primal matter which its behaviour in changeable forms of
vapour, ice and moisture in living being proved its generative quality.52
Following on, another Milesian philosopher, Anaximander (cir. 612-575
B.C.) rejected the idea of water being the primordial element, introducing, at
the same time, a primary element which by virtue of its infinite subtleness
alone, had the capacity to bring into being the limitless variety of matter. To
this he gave the name, apeiron. Aperion was infinite. In it, all elements were
supposed to pre-exist in a state of primitive chaos and were activated through a
process of separation.53
50 . Cf. Taittiriya Upanishad II, 21. Ibid. p. 456. See also S.N. Sen, “Transmission of Indian
Sciences to the Greeks and other Neighbouring Countries” BNISI, No. 21 (1962), pp. 19-20. 51 . It is probable that Sumer and Akkad (Babylon), where a system of cosmic elements existed as
early as the 3rd mill BC, was the common source of the five element theory for India, Greece and China S. Mahdihassan’ Interpreting China Cosmic elements, S.H.M. (New Delhi) II, No. 4, pp. 289-90.
52 . Sambursky, S., The Physical world of the Greeks, London, pp. 14-15. Also Taton, R. (ed.) A General History of Science, Medieval and Ancient Science, London (1963), p. 184.
53 . Taton, R., op.cit., p. 185.
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Another philosopher, Ananimenes, regarded “air” (Pneuma) as the
primordial matter. He thought that the process of condensation or rarefaction
caused transformations of the primary substance into various others. In his
elaboration of the functional properties of air, he conceived of air as
symbolizing both space and dimension.54
Heraclitos of Epheseus (c. 540-575 B.C.)55 regarded ‘fire’ as the
Primordial element. This was because fire was thought to be the most active
agent of change. He held that the whole world was in a flux of change and
change alone was real. He also stressed that every substance was born out of
the forces of destruction and regeneration. Matter existed or underwent
transformation under a constant pressure of the two opposing forces. “the
upward path to fire” and “the downward path to earth”. Empedocles (c. 50-430
B.C.) synthesized the preceding Greek hypotheses on matter by adding earth
and enunciated a clear-cut ‘theory of four elements’. He said all earthly
phenomena could be explained in terms of combinations of the four elements
earth, water, air and fire. He called them the ‘roots of the world’. The four
elements combine and separate, and it is these combinations and separations
that constitute the processes of the physical world. This two opposing forces
(combinations and separations) which he called love (Philotes) and conflict
(neicos). The alternating ascendancy of these two forces governed the cyclic
phases of evolution and dissolution of the world.56
54 . Subbarayappa, B.V., In Concise History of Science in India, pp. 458-460. 55 . Sarton, George; A History of Science, Harvard (1950), pp. 238-240. 56 . Ibid., pp. 246-248.
43
Aristotle (cir. 384-322 B.C.) made the final synthesis of the Greek ideas
on theory of elements. Adopting the Empedocles theory of four elements, he
threw fresh light on the mode in which the elements became manifest in the
world of perception. To him, all the four elements were different aspects of a
primary matter which he called protyle with each aspect displaying different
qualities. The potential forms contained in the protyle became manifest under
the effects of the four fundamental qualities (hotness, coldness, wetness and
dryness). These qualities were never met with by themselves but in pairs. The
presence of each one of these pairs characterized a particular element.57
Aristotle’s theory of the four elements in most aptly explained by the
following diagram. See Fig. (A)58
Fire
Hot Dry
Air Earth
Wet Cold
Water
57 . Sarton, G., op.cit., pp. 515-516, Taton, ., op.cit., p. 231. 58 . Pedersen, O. and Pihl, M., Early Physics and Astronomy: A Historical Introduction, London
(1974), p. 146.
44
Aristotle’s explanation for the cyclical rhythm in natural phenomena
(which were believed to imitate the cyclic cosmic phenomena) in contrast to
earlier reasons given by Ananimenes, Heraclitos and Empedocles was based on
his theory of ‘wet’ and dry ‘exhalation’. According to this theory, heat causes
water to evaporate, mix with air and then to rise upwards in the form of “wet
exhalation”. This wet “exhalation” rises into the atmosphere of air and on
cooling condense into water or freezes into hail stones and came down as rain,
hail, snow or dew. Similarly earthy parts get heated and, mixed with air,
constitute a ‘dry exhalation’. The dry exhalations could combine with wet
exhalations within the earth’s wombs and give birth to minerals and metals. It
could also become heated and force its way through the earth’s crust and cause
earthquakes and volcanic eruptions.59
It was in this aphoristic form that the Greek philosophy on matter had
reached the Arabs in the 8th-9th centuries A.D. This was the period when
Muslim scholars were engaged in acquiring the knowledge of their
predecessors and had undertaken massive translation work of the existing
Greek, Indian and Mesopotamian works.60
The Arabs and the Persians did more than merely reproduce Greek
philosophy in their works. They scrutinized, commented upon, reformulated
and elaborated it to its most intricate, logical, ramifications. Through the hand 59 . For some excellent queries raised by 13th and 14th century scholars on Aristotle’s doctrines, see
Grant, Edward (ed), A Source book on medieval Science, Harvard (1974), pp. 199-210. 60 . Although Syriac and Hebrew translations of Greek works were available in the 8th cent. A.D., it
was only in 835 AD that the Abbasid Caliph established a Baitul Hikmat at Baghdad to improve as well as organize the translation of Greek, Syriac, Hebrew and Indian works into Arabic. Max Meyerhoff, on the transmission of Greek and Indian Science to the Arabs, I.C.X(i) pp. 17-29.
45
of al-Kindi, Jabir, al-Razi, ibn Sina, Abul Qasim Iraqi, the Ikhwan us-Safa,
Nasiruddin Tusi and others, the element theory attained to a perfection never
before.
Al-Kindi (cir. 830 A.D.) pointed out contradictions in the Aristotelian
theory. If air, he said, was hot and dry, then how could a ‘wet exhalation’, on
rising into the atmosphere (the sphere of air) be expected to condense into rain,
snow or hail. In his commentary, al-Kindi examined the Greek view of the
primary qualities. He explained these as principles distinct from cognizable
phenomena coldness and hotness were comprehended as relative attributes of
elements. Air was hot in relation to water but cold in relation to fire and so
on.61
Most of the Arabic alchemical works have been attributed to one by
name Geber or Jabir-ibn Hayyan. His contribution was the elaboration of the
‘sulphur mercury theory’ and its application to the explanation of the birth of
the seven metals.
Jabir admits the Aristotelian theory about the composition of matter,
earth, water, air, fire but he develops its along a different path. First, there are
four elementary qualities, or natures: heat, cold, dryness, humidity. When they
get together with a substance they form compounds of the first degree, i.e. hot,
cold, dry, wet. The union of two of these qualities gives:
Hot + dry + substance = fire
61 . Cf. Rasa’il al-Kindi al alsafiyya, II, p. 91 vide, Taton, R.; op.cit., p. 394. Abul Fazl also uses
these relative terms, Ain-i-Akbari, Naval Kishore, vol. I, pp. 37-38.
46
Hot + wet + substance = air
Cold + wet + substance = water
Cold + dry + substance = earth
With the metals two of the natures are external and two internal. For instance
lead is cold and dry externally, gold is hot and wet externally, cold and dry
internally. The sources of these natures are sulphur and mercury, not ordinary
sulphur and mercury but hypothetical substances of which the two last the
closet form. But Jabir’s teacher Jafar al Sadiq, reputed Aristotle’s theory of the
four classical elements and discovered that each one is made up of different
chemical elements: ‘I wonder how a man like Aristotle could say that in the
world there are only four elements - earth, water, fire and air. It contains many
elements. Each metal which is in the earth is an element”.62
Jabir writes, about the sulphur mercury theory that “the metals are all, in
essence, composed of mercury and coagulated with sulfur. They differ from
one another only because of the difference of their accidental qualities, and this
difference is due to the difference of their varieties of sulphur, which in turn is
caused by variation in the earths, and in their exposition with respect to the heat
of the sun in its circulation.63
62 . Research Committee of Strasburg University, Imam Jafar Ibn Muhammad Al-Sadiq, A.S. The
Great Muslim Scientist and Philosopher, translated by Kaukal Al Mirza, 2000. htt://en.wikipedia.org/Alchemy and chemistry in Islam
63 . Holmyard, E.J. (ed.) The Arabic Works of Jabir Ibn Hayyan, vol. I, part one (Paris, Preutner), p. 54.
47
When mercury and sulphur combine to form one single substance, it is
thought that they have changed essentially, and that an entirely new substance
has been formed. The facts are otherwise, however both the mercury and the
sulphur retain their own natures, all that has happened is that their parts have
become attenuated and placed in close approximation to one another, so that to
the eye the product appears uniform.
If one could devise an apparatus to separate the parts of one sort from
those of the other, it would be apparent in its own permanent natural form, and
has not been transmuted or changed. We say, indeed, that such transmutation is
not possible for natural philosopher”.64
There are so many Sanskrit sources of medieval time but unfortunately
they are not mention related to the origin of metals. These sources gives only
mythological origin of different metals.65
Two distinct scientific tradition was existing in the sixteenth century
when Abul Fazl compiled the Ain-i-Akbari. The Indian tradition written and
studied in the Sanskrit language and the Islamic tradition in Persian and Arabic.
Abul Fazl was undoubtedly well versed in both. He must have acquired the
knowledge of Indian scientific thought from the numerous Brahmin, Jaina and
64 . From one hundred and twelve books, translated by E.J. Holmyard in “Chemistry in medieval
Islam”, Journal Society of Chemical Industry 1923, vol. 42, p. 388, and in “The Identity of Geser”, Nature, vol. III (Feb. 10, 1923), p. 192. Syed Hossein Nasr; Science and Civilization in Islam, Suhail Academy Lahore, Pakistan, 1968, pp. 266-67.
65 . According to ancient texts gold is said to be the semen of god Agni (fire). It is said in Rasendra Cudamani that one god Agni saw the young and beautiful wives of the Saptarisi (the seven sages) and got excited. He discharged his semen which on falling on the earth got converted into gold. Cf. Damodar Joshi translated Rasa Ratna Samuccaya and he has given description of each metal, IJHS, vol. 23, No. 2 (1989). p. 236.
48
Buddhist scholars who adorned the Mughal court as well as from the books of
al-Biruni. He dwells extensively on the various Indian theories on the cosmic
element in the third volume of the Ain-i Akbari.66 However his description of
the Indian system is rather in the nature of a report than an enunciation of his
own convictions.67
He thus begins his description of “Genesis of Metals” (Ain-i-Paidaish-i-
Filizzat) contains the Aristotelian theory of four elements of all matter and
natural phenomena. Abul Fazl’s also reflect the acceptance of minor variations
such as those found in al-Kindi. Abul Fazl writes “the creator has manifested”
the four basic elements. Fire is absolutely warm dry light. Air is relatively
warm, moist, light. Water is relatively cold, moist, heavy. Heat causes
lightness, moisture imparts heaviness to bodies. Wetness senders the body
easily separable while dryness prevents divisibility. These four elements are
manifested in four ways heavenly phenomena (such a rain, snow, hail etc.),
minerals, vegetables, and animal life.68
The Aristotelian theory of wet and dry exhalation is also find in the Ain
and Abul Fazl states, “from the heat of sun and its effect, the watery particles
become light and mix with the airy particles69 and rise up. This mixture is
66 . Ain-i-Akbari, Naval Kishore, Lucknow III, p. 83 onwards. 67 . For two excellent observations of the 11th and 17th cents. See Sachau, E. (ed.) Al-Biruni’s India,
S. Chand and Co. 1964 reprint, pp. 40-49 and Constabl, A. (ed.) Travels in the Mogul Empire (1656-1668) by F. Bernier, S. Chand & Co. 1968, pp. 337-338.
68 . Ain-i Akbari (ed.) Sir Syed, Sir Syed Academy, A.M.U. (2005), pp. 26-27, (tr.) Blochmann, H, Calcutta (1923), p. 40.
69 . Abul Fazl repeatedly uses the term ajza which can also be interpreted as ‘atom’. Here it only signifies ‘small particle’. Steingass, A Comprehensive Persian, English Dictionary (1st edition) 1973, p.18.
49
called bukhar (vapour or steam). The earthy particles mix with the airy
particles and rise upward. This mixture is called dukhan (a gas or smoke)70
Several philosopher call both of the above mixtures bukhar, but if it contains
watery particles, they call it ‘wet vapour’ (bukhar-i-abi) and if the mixture
contains earthy particles, it is called ‘gaseous’ or dry vapour (bukhar-i-dukhani
or bukhar-i-khushk).
The two mixtures produce above the surface of our earth, to give clouds,
wind, rain, snow and the like while below the surface they produce
earthquakes, streams and minerals.71
Abul Fazl ends this theory with the Islamic modification of Aristotle’s
belief that the dry and wet exhalation of moist and dry parts of all living
beings72. While explaining the birth of the seven metals Abul Fazl also
incorporates Chinese doctrine of Yin-Yang duality (similar to the Aristotelian
theory of wet and dry exhalation) and Jabir’s theory of the union of the male
and female principles of sulphur and mercury. The evident show that the major
portion of Kitabul Shifa of Ibn Sina is copied by Abul Fazl on the birth of
metals.73
When in a mixture of bukhar (vapour) with dukhan (smoke), the former
is greater in quantity, then on complete combination and ripening due to the
70 . Blochmann wrongly translated bukhar as ‘gas’ and dukhan as ‘vapour’, Ain-i Akbari (tr.)
Calcutta 1923, p. 40. See in Steingass, op.cit. p. 158 and p. 504. 71 . Ain-i-Akbari, (ed.) Sir Syed, p. 27. 72 . Nasr, S.H., Introduction to Islamic Cosmological Doctrines, Conceptions of Nature and Methods
used for its study by the Ikhwan al Safa, Harvard Univ. Press, 1964, p. 246. 73 . See Ibn Sina’s enunciation of this theory in Nasr, S.H., op.cit. p. 246. Also see tr. of Kitab al
Shifa by Holmyard and Mandeville, vide Grant, Edward, op.cit., pp. 570-571.
50
heat of the sun, mercury (quick silver) comes into being. And since no part of it
is free of the dry exhalation (dukhan), dryness is felt in it and it does not stick
to the hand but flees from it. If the mixture is of equal parts, a tenacious greasy
moisture is produced. At the time of fermentation (synthesis), air particles enter
and the coldness causes the whole (mass) to contract.74 This mass is
inflammable. If the dukhan and the greasiness are a little in excess, sulphur will
be produced, in colour either red or yellow or blue white. If the proportion of
the dukhan is large and that of greaseless, arsenic will be produced which is red
and yellow (arsenic disulphide and trisulphide). And if the quantity of the
bukhar is greater pure, black and white bitumen75 will arises after the mixture
gets solid. Since in all, cold was the causes of the contraction, they can be
melted, and on account of the prevalence of greasiness and tenacious
moistness, they are also inflammable, though, on account of the moistness, not
malleable.
“Although mercury (quick silver) and sulphur are the only component
parts of the seven bodies (metals). There arise various forms from a difference
in purity, or from peculiar circumstances of the mixture or from a variety of the
action of the component parts of each other. Thus silver will result when
neither of the two components is mixed with earthy particles, when they are
pure and perfectly united, and when the sulphur is white, and less than the
74 . Aristotle’s and later Ibn Sina’s theory had clearly stated this point. See Sarton, G., op.cit. pp.
515-516. 75 . Blochmann wrongly translates ‘naft’ as naphta. It was actually bitumen which was called Naft.
The colours in the original version are black and white (siyah wa Safaid) and not black and yellow. See Ain-i-Akbari (ed.) Sir Syed, p. 27.
51
mercury (principle) or when both are in equal proportions; the sulphur is red,
and capable of imparting colour, gold will originate. Again under similar
circumstances, if both contract after the mixture but before a complete union
has been effected. Kharchini76 will be produced. This metal is also called
ahanchini and seems really to be raw gold; some say it is a kind of copper.
Again, if sulphur also be impure, and mercury the larger component, with an
additional power of burning, copper will result. And if the mixture is not
thorough and the mercury in greater amounts, tin will be produced, some say
that the purity of the components is essential. If both components be of an
inferior type closely mixed, and if the earthy particles of the mercury have a
tendency of separating, and the sulphur has the inherent powers of burnings,
iron will result. And if under similar conditions the mixture is not perfect, and
the mercury quantitatively greater, lead will come into existence. These seven
metals are called the “seven bodies (ajsad al saba), mercury is called the
mother of the bodies, and sulphur, the father of the bodies. Mercury is also
called the spirit (ruh) while arsenic and sulphur are the soul (nafs)77 (of the
bodies).78
(ii) Classification of Minerals
The classification of minerals was a major matter of interest among
Greeks, Arab and Persian chemists such as Theophrastos, Jabir Ibn Hayyan, 76 . Kashani’s Arais ul Jawahir… (14th century) p. 240 and Ashraf bin Asad’s Jawaharnamah (16th
cent.) pp. 246-247. The Ajaibul Mukhluqat…. Zakariyya al-Kazvini (cir 1275 AD) rielies heavily upon the Jabirian mercury sulphur theory to show that Kharsini was a mineral. Only its uses (i.e. from making mirrors, arrow heads and fish hooks) are correctly described. See also Stapleton et al. ‘Chemistry in Iraq and Persia in the 10th century AD”, MASB, vol. VIII (No. 4, p. 410.
77 . Blochmann, Wrongly translated nafs as “pivot of life”, op.cit., p. 41. 78 . Ain-i-Akbari (ed.) Sir Syed, pp. 27-28, Naval Kishore, p. 39, Blochmann, H. (tr.), op.cit., pp. 40-
41.
52
Zakariya al-Razi and Ibn Sina and their efforts helped greatly in the
development of scientific method and of Chemistry. Also in Indian history of
Science both Hindus and Muslims classified minerals on the basis of what they
understood to be the nature of minerals.
This system of classification had been evolved by Theophrastos (cir. 372-
288 B.C.) who was assigned the study of minerals by his teacher, Aristotle.
Theophrastos wrote the first comprehensive treatise on the origin and
classification of minerals entitled De Lapidus.79 According to Theophrastos
‘Stones’ were minerals which had an earthy origin since they could be crushed
to an earthy powder. Metals on the other hand, were minerals of a ‘watery’
origin since they could be melted on heating.
In effect, this use of characteristic reactions to fire for purposes of
classification was the first formal application of a chemical criterion in
mineralogy. Physical criteria such as hardness and malleability were also
codified by Theophrastos. Gems were classified by him on the basis of colour,
transparency, luster, fracture and hardness. These criteria are valid to this day.80
Theophrastos’ ideas were also influenced by the pseudo-scientific sources
such as Babylonian religious beliefs and primitive Greek folklore and his
lapidus also refers to the planetary affiliations of minerals.81
79 . Sarton, G., A History of Science, Harvard (1952), p. 560. 80 . Ibid. 81 . Ibid.
53
Rational science co-existed with irrational doctrines even after the period
of transmission of Greek learning to the Islamic world. Rational philosophers
such as Ibn Sina chose to underplay or ignore irrational beliefs while others
such as Kazvini, who had probably copied from ancient cosmological texts
gave them undue importance.82
The Arabs begun to take interest in learning of alchemical practice from
the 7th century onward arose the need for more specific classification of both
organic and inorganic substances.
Thus Jabir ibn Hayyan classified the minerals with which alchemy deals
into three classes83, each having certain specific qualities, based on the
predominance of one of the natures:
(i) Spirits (arwak) i.e. substances which evaporate completely on heating.
The ‘spirits’ are five in number, sulphur, arsenic, mercury, ammonia and
camphor.
(ii) Metals (ajsad), i.e. substances which may be hammered, possess a
luster, produce a sound, and are not “mute”, like the ‘spirits’ and
‘bodies’. The metals include lead, tin, gold, silver, copper, iron and
kharini (Chinese iron).
82 . Nasr, S.H., Science and Civilization in Islam, Suhail Academy, Lahore, Pakistan, 1968, p. 256;
also see in Sherwood Taylor, Alchemists, Paladin (1976), pp. 70-73. 83 . The Ajaibul Makhluqat Wamharaib ul Maujudat (cir. 1275 A.D.) contains a verbatim copy of
the section on cosmology of an earlier, synonymous text, which classified minerals on the basis of the ‘sex’ and other attributes of their related planets. See Kazvini, Zakaria ibn Mahmud. Encyclopedia of Islam (New Edition).
54
(iii) The ‘bodies’ i.e. the inorganic minerals (ajsam) which are neither
fusible or non-fusible, not malleable and could be pulverized.
Metals (ajsad) were further defined as those fusible substances in
which the proportion of soul (the nafs i.e. oily property of the mineral) and
spirit (i.e. ruh, the gaseous, volatile principle) is perfect and does not increase
nor decrease in proportion to the amount of inert matter.84
Al-Razi85 was the first great encyclopedists of Islam. He wrote on all
manner, of medical and surgical subjects, on philosophy, alchemy
mathematics, logic, ethics, metaphysics etc. Zakariya al-Razi wrote many
works on medicine and alchemy but the best known is Kitab al-Asrar. A
classification in the Kitab al-Asrar of al Razi (d. 914) in which terrestial
elements are divided into the following six classes86 :
(i) The spirit (al-arwah) Mercury, Salammoniac, arsenic sulphate (orpiment
and realgar), sulphur
(ii) The Bodies (al-ajsad) – Gold, Silver, copper, iron, lead, tin, Kharsini
(iii) The stones (al-ahjar) – Pyrites (marqashita), iron oxide (daws), zinc
oxide (tutiya), azurite, malachite, turquoise, haematite, arsenic oxide,
lead sulphate (kohl), mica and asbestos, gypsum, glass
84 . Jabir, Ustugus al-Uss (tr.) Husain, Stapleton et al., A.S.B (VIII, No. 6), p. 395 and Sherwood
Taylor, Alchemist, p. 71. 85 . Not to be confused with great theologian of the same name Fakhr al-Din al-Razi (d. 606/1209).
For Razi the chemist, Cf. Encyclopaedia of Islam (New Edition), vol. VIII, pp. 474-478. 86 . Kitab al Asrar, Partially translated and incorporated by Hidayat Husain et al., in chemistry in
Iraq and Persia in the 10th century AD, Memoirs A.S.B., VIII, p. 370
55
(iv) The vitriols (al-zajat) – Black, alums (al-Shubub), white (qalqadis),
green (qalqand), yellow (qulqutar), red
(v) Borax (bawariq)
(vi) Salts (al-amlah)
There were four spirits, two volatile and incombustible (mercury and sal-
ammoniac) and two volatile and combustible (sulphur and arsenic).
The Bodies (ajsad) were the usual seven viz. gold, silver, copper, iron,
tin, led and kharsini (possibly a poisonous metal said to have come from
China).87
Stones (ahjar) were thirteen in number. Some of which are identified as
magnesite (maghnisiya), iron oxide (daws), zinc oxide (tutiya) and malachite
(dhana) etc.
Al Razi also identified six Vitriols, notable among which were irons
sulphate (qalqadis). Among the “boraces” he identified sodium tetraborate
(natrum), tangar (cruder form of natrum), goldsmith’s borex, etc.
Eleven salts (Amlah) were also identified among which he named
common salt, nafti (bitumen salt), hindi (rock salt) and bidi while the Sanskrit
sources identified five or six types of salts. Five kinds of salts are described in
charaka.88 These are Sauvarchala (nitre), Saindhava (rock salt), vit (black salt),
audbhida (vegetable salt) and Samudram (sea salt) whereas Rasa Ratna
87 . Needham; V (ii) p. 233. 88 . Ray, P., op.cit., p. 62.
56
Samuccaya89 mentioned six types of salts, viz. Samudram (lit. derived from the
evaporation of sea water), saindhava (rock, salt), vidam Sauvarchala, Romaka
and Chulika lavana (Salammoniac).
Al Razi classifies alum as a stone and salt ammoniac as a spirit. Salt-
ammoniac is practically universally classed as a spirit by the Arabs, Ibn Sina
being the only exception so far as we are aware.90 While al Razi’s system of
classification was based on the first formal inclusion of taste and solubility
among the criteria. His system also indicates an attempt to provide a
pharmacological basis to mineral classification.
Ibn Sina (980-1037 A.D.) classified minerals into four broad categories,
namely:
(i) Stones (ahjar)
(ii) Fusible substances (Dhaibat)
(iii) Sulphurs (the inflammable kabarit)
(iv) Salts (Amlah)
The difference in properties, he attributed to the difference in the
strength of the substance from which they were made, e.g. the material of
metals was believed to be an aqueous substance united so firmly with an
earthy substance that the two could not be mutually separated.91
89 . Rasa Ratna Sammuccaya (tr.) Dr. Joshi, Chapter X, verse 73, p. 466, IJHS, INSA (1989). 90 . Gant, Edward (ed.) A Source book in medieval Science, Harvard, 1974, p. 570. 91 . Nasr, S.H., Introduction to Islamic Cosmological doctrines, Harvard, 1964, p. 246. Also
Holmyard and Mandeville (ed. and tr.) Kitab ul Shifa (section on physics), vide Edward Grant (ed.), A Source Book in Medieval Science (ed.) op.cit., p. 569.
57
Another important source for the system of classification adopted by
Abul Fazl was al-Biruni’s Kitab ul Jamahir (cir. 1030 A.D.).92 This book is
considered to be one of the best works on medieval mineralogy. It contains
descriptions of minerals and metals from all over Asia, Europe and Africa. In
this treatise the author treats as criteria not only the colours, odours, hardness,
but also exact quantitative criteria such as weight per unit volume and loss in
weight in water of the various substances.93
The Ain-i Akbari, we notice that Abul Fazl was familiar with the original
Aristotelian concepts and Ibn Sina modified it and consequently Abul Fazl
writes “Minerals are of five kinds:
(i) those which do not melt on heating on account of their dryness such as
rubies.
(ii) Those which do not melt on heating due to their “wetness” such as
mercury (quick silver).
(iii) Those which melt but are not inflammable or malleable such as copper,
alum.
(iv) Those which be melted are inflammable, but not malleable e.g. sulphur.
(v) Those which melt are malleable, but not combustible e.g. gold.94
92 . Pub. Dairat ul Maarif ul Osmania, Hyderabad (1355 A.H.), also Al-Biruni’s Kitab al Jamahir
(tr.) Shaheed Hakim Mohammad Said et al., J.P.H.S., vol. XLIX, No. 2. 93 . Razaullah Ansari, S.M., “The Physical Researches of Al-Biruni”, I.J.H.S., X(2) 1975, pp. 198-
209. 94 . Ain-i-Akbari (ed.), Naval Kishore, I, pp. 38-39, also see (tr.) Blochmann, H., p. 40.
58
Abul Fazl’s classification of minerals on the basis of melting and malleability
also reflect clearly Graeco-Arab influence. He writes “A body is said to melt
wherefrom the union of the inherent principles of dryness and moisture its
particles are movable. A body is said to be malleable when it possesses the
ability to extend in such a manner as to yield a longer and wider surface
without, however either separating a part from it or adding part of it”. The latter
definition particularly specific and more scientific.
Abul Fazl perhaps due to his knowledge of the ‘Hindu’ Rasashastra has
introduced a fifth category consisting of a single mineral, namely mercury. The
characteristic ascribed is that it does not melt on account of “wetness” being its
predominant quality. This is an interesting synthesis of an Arab doctrine (on
the aquosity of metals)95 with the Hindu chemical doctrines where in mercury
enjoyed great prestige.96
Mineral chemistry in India probably gained importance only after its
relevance in Rasashastra (mercury chemistry) had been established. Following
the exchange of ideas with Persia and China and developed through the
experiments of Nagarjuna, the 9th-10th century alchemist and his protégés,
abrupt growth of information on minerals is evident in the Rasa Ratna
Samuchhaya, a 13th-14th century text which broadly divides the minerals in the
following manner :
95 . Cf. Kitab ul Shifa, vide, Grant E. (ed.), op.cit., pp. 569-71. 96 . The Muslim philosophers classified mercury amongst the metals (ajsad) mainly because it could
be amalgamated with other metals without changing their ‘metallic’ character. Another reason was the fact that mercury represented a part of mercury-sulphur theory on the birth of metals. For information on Hindu mercury chemistry, see Ray, P., History of Chemistry in Ancient and Medieval India, pp. 158-200.
59
(i) Rasas e.g. mica, copper, pyrites (makshika), calamine (rasaka), bitumen
(adrija) and others like vimala, Sasyaka and Vaikranta.
(ii) Uprasas (inferior chemicals), such as alum, orpiment (arsenic trislphide,
haritala), realgar (arsenic disulphide), Salammoniac (ammonium
chloride) and cinnabar Lingular, mercuric sulphide).
(iii) Gems, such as rubies, diamonds etc.
(iv) Metals such as gold, silver, copper, iron, tin, lead etc.97
Apparently the Hindu alchemists classified minerals in order of their utility in
alchemy and itrochemistry.
In conclusion it may be said that Abul Fazl was fully aware of the
advances in scientific philosophy of his day. As such, he represented in the
truest fashion, the intelligentsia of the medieval times. In the exposition of the
theory of elements done with extreme accuracy and brevity, he remained truly
an Avicennian, Jabirian and Aristotelian thought. On the other side Hindu
sciences were not upto the mark, Sanskrit sources are silent on the origin of
metals. Some sources give only mythological origin of metal which is not
scientific at all.
97 . Ray, P., op.cit., p. 166.