alfred t goodwin financial disclosure report for 2009

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  • 8/3/2019 Alfred T Goodwin Financial Disclosure Report for 2009

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    I AO 10 [ FINANCIAL DISCLOSURE REPORT ReportRequiredbytheEthicsI in Government Act o .[1978m,v. 1/2010 FOR CALENDAR YEAR 2009 (5 u.s.c, app. ~~i . PErson Re por t ing ( las t name , f i rs t, middle ini t ial ) 2. Court or Organiza t ion 3 . Da t e o f R epor t

    GOODWIN, Alfred T U.S. Court of Appeals 3/16/10for the Ninth Circuit4 . T i t l e ( : U~ic le III judges indica te ac t ive or senior s t a lus ; 5a . Repor t Type (check appropr ia te type) 6. REport ing Per iodmagist ratejndges indicate ful l - or pan-t ime)

    [] Nomination, O at : 1/1/09 to 1 2 / 3 1 / 0 1Senior Judge [] Initial [] A .... I [] Final5b. [] Amended Report

    7 . C h a m b e r s o r O f f i E e A d d r e s s 8 . O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R E p o r t a n d a n ymodif icat ions per taining thereto, i t is , in my opinion, in o o m p l i a n E e125 S. Grand Ave., Suite 506 w i th a p p l i c a b l e l a w s a n d r e g u l a t io n s .P.O. Box 91510P as a d e n a , C A 9 1 1 0 9 - 1 5 1 0 ReviEwingOffieer Date

    1 M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete airports,checking the NON E box for each part where you have no reportable information. Sign on last page.

    I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)[---] N O N E (No repo rtable positions.)POSITION NAME OF ORGANIZATION/ENTITY

    ~. Member, Board of Directors Ninth Circuit Historical SocietyS e c . 5 0 3 ( c ) , n o n - p r o f i t2

    I I . A G R E E M E N T S . (R,porting individual only; seepp. 14-16 ,,f filing instructions.)N O N E (No reportable agreements.)

    DATE P A R T I E S A N D T E R M S

    3.

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    FINANCIAL DISCLOSURE REPORT N a m e o f P e rs o n R e p o r t in g DateofR|,ortPage 2 of 6 GOO DIgN, Alfred T. 3/16/10

    I l l . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-Investment IncomeV-~ N O N E ( ! Vo reportable non-investment income.)

    DATE SOURCE AND TYPE INCOME(yours, not spouses)

    1.

    2.

    3

    4.

    B . S p o u s e s N o n - l n v e st m e n t I n c o m e - I f y o . were married during any portion of the reporting year, complete this sectio~(DolA2r amount not required except for honoraria.)~-~ N O N E (No reportable non-investment income.)

    D A T E . SOURCE AND TYPE1.2.

    3.

    4.

    I V . R E I M B U R S E M E N T S -. transportation, Iodging, fi~od, entertai ....... t(Includes those to .Vumse and ~hT wmhnt children; see pp. 25-27 (~filing instructions.)~ N O N E (No rq)ortable reimbursements.)

    S O I J R C E D A T E S L O C A T I O N P U R P O S E ITEMS PAID OR PROVIDED

    2.3.4.

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    FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t i n g D a l e o f R e p o r tP a g e 3 o f 6 GOODWIN, Alfred T. 3/16/i0

    V . G I F T S . ~ i ~ u ~ s thos, to spouse and dependent children; see pp. 28-31 of filing instructions.)[] NONE (No reportable gifts.)

    SOURCE DESCRIPTION VALUE1

    2.

    3.

    4,

    5.

    V I . L I A B I L I T IE S . : l , c tu a e , , h o s e o / ., : o , s e o , , a a e p e , , a e , , children; s e e p p . 3 2 - 3 3 of filing instructions.)[~ N O N E (No reportable liabilities.)

    CREDITOR DESCRIPTION VALUE CODE1.

    2

    3.

    4.

    5.

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    FINANCIAL DISCLOSURE REPORT NameofPerson Rqmrling Datt0fR~por!Page 4 of 6 GOODWIN, Alfred T. 3/16/10

    V I I . I N V E S T M E N T S a n d T R U S T S - inco,,e, va,,e, transactions (Includes those of spo.se and dependent children; see pp. 34-60 of filing it~structions.)[~ ] N O N E (No reportable income, assets, or transactions.)

    A. B. C. D.D e s c r ip tio n o f A s s e ts I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) re p or tin g p e r io d o f re po rt in g p er io dPlace "(X)" after each asset A ..... Type (e.g, V a lu e V a lu e Type (eg., I Date I Value ! Gain ] I d e n t i t y o f

    exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, ] mm/dd/yy / ]Code 2 I Code 1 [ bu3er/seller( A - H ) o r in t . ) ( J-P ) C o d e 3 r e d e m p t i o n ) (J- P ) ( A- H ) (i f p r iv a te

    ( Q - W ) t r ansac t ion)

    1 1/5 Interest acres Q ( 2 0 0Deschutes Countvo O~ A none K tax appraisalPrineville Bancorp Stock none - 0 - i2/31 FD C t~) k over bank

    3 Columbia Bancorp A d i v . J T4 P asture Q (2(00D e s c h u t e s C o u n t y r O R n o n e none K t a x e p p r a i s a l

    10.

    14.

    15

    16

    1 I n c o m e G a i n C o d e s A = $ 1 , 0 0 0 o r l e s s B :$1.001 - $2.500 C = $ 2 . 5 0 1 - $ 5 . 0 0 0 D = $ 5 . 0 0 1 - $ I 5 . 0 0 0 E =$ 15 , 0 0 1 - $ 50 . 0 0 0(S ee C olu m n s B I ~ m d D d) F ~ $5 0,001 - $1 00,O 00 G =$ 100 .0 01 - $1 .0 00.0 00 ||1 =$ 1.0 00 .0 01 - $ 5,0 00 .0 00 1 1 2 = More t h a n $ 5 , 0 0 0 , 0 002 V a l u e C o d e s J ~ $ 15 ,00 0 o r le s s K =$ 1 5 .0 0 1 - $ 5 0 .0 0 0 L =$50,001 - $ I00.000 M =$ 10 0 , 0 0 1 - $ 250 , 0 0 0( S e e C o l u m n s C I a n d 1 ) 3 ) N : $ 2 5 0 . 0 0 1 - $ 5 0 0 . 0 00 O =$ 5 0 0 . 0 0 1 - $ 1 . 0 0 0 . 0 0 0 PI =$1.000.13131 . $5.000,000 P2 =$ 5 . 0 0 0 . 0 01 - $ 25 . 0 0 0 . 00 0I . l =12 5 .000,00 1 - $5 0.000,0 00 P 4 =M o re th a n $5 0 ,0 00,00 03 . V a l u e M e t h o d C o d e s Q = A ppra i s a l R = C o s t ( R e a l E s t a t e O n l y ) S =As se ss m e n t T =C a sh M a rk e t

    ] (See Column C2) U = l ~ o o k Value V = O t h e r W = E s t i m a t e d

  • 8/3/2019 Alfred T Goodwin Financial Disclosure Report for 2009

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    FINANCIAL DISCLOSURE REPORT ] N a m e o f P e rs o n R e p o r t i n g DateofRepor!P a g e 5 o f 6 G O O D W I N , A l f r e d T . 3 / 1 6 / 1 0V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. :lndicatepartofRepora)

    N/A

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    FINANCIAL DISCLOSURE REPORT Name of Person Reporting D a te o f R e p ! t!P a g e 6 o f 6 GOODWIN, Alfred T. 3 / 1 6 / 1 0IX. CERTIFICATION.

    1 c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a bl e s t a tu t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t i fy t b a t e a ra e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 73 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

    Sigaatu

    N O TE : AN Y I N DI V I DUAL WI t O KN O WI N G LY AN D W I LFULLY FALSI F I E S O R FAI LS TO FI LE Til lS R E PO R T M AY B E SUB J E C T TO C IV I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 10 4 )

    FILING INSTRUCTIONSM a i l s ig n e d o r i g i n a l a n d 3 a d d i t io n a l c o p i e s t o :

    Committee on Financial DisclosureA d m i n is t ra t iv e O f f ic e o f t h e U n i te d S t a te s C o u r t sS u i t e 2 - 3 0 1One Columbus Circle, N.E.W a s h i n g t o n , D . C . 2 0 5 4 4