alfred v covello financial disclosure report for 2009

8/3/2019 Alfred V Covello Financial Disclosure Report for 2009

1/17

FINANCIAL DISCLOSURE REPORT"FOR CALENDAR YEA R 2009

I M P O R T A N T N O T E S : The instrucaans accompanying this form must be followed. Complete a l l p a r t s ,checM ng the NO NE box for each part where you have no reportable information. Sign on la~vt page.

I . POSITIONS. ~t,o,~5 NONE (No reporlablepoMliom.)

PO SITIO N N A M E O F O R GA N IZA TIO N /EN TITYI. Director William & Alice Mortensen Foundati~

~ N O N E (No reportable agreements.) - _ ~ ~ - - ~ ~ . . ~~ PARTIES ~D TE~S ~a l ~ ~~

1.


2/17

FINANCIAL DISCLOSURE REPORT , ~ m o f P e r ~ a t t R e p ~ r f l n g Dale of gc~,rtPage 2 of 1 7 C o Y e n o , Alfred V. 0 5 / 1 6 / 2 0 1

I11. NON-INVESTMENT IN COME. tR~,,i,g inZi,.i~io,a.,r~,u.~..,e~V,. 1~-~4 of~t~,g ~,~,~,,,~o,~A. Filers Non-Inves tment Income

NONE ~o reportable non-investment income.)~ S O U R C E A N D T Y P E ~~o~s , ~ t s~u~s)

1. 12/31~9 S~of ~n~cticut Pensi~ $111,597.~2.3.4.

B . S p o u s e s N o n - l n v e s tm e n t [n c o m e - if you were m~rr i ed during any potdon of the reporting year, complete thig seaion.(Dollar amount not required except fi,r honoraria,)~ N O N E (]go reportable non-investment income.)

DATE SOURCE AND TYPE1.2.3.4.

IV. REIMBURSEMENTS -(lnclutb..~" those to sptnts and dependent childrcm; set~ pp. 2J-2 7 of filing in.ttn~.tiott~.)

N O N E (N o reportable reimtmrsements.)S O U R C E D A T E S L O C A T I Q N PURPOSE ITEMS PAID OR PROV IDED

I.2.3.4.5.


3/17

~ FINPtNCIAL DISCLOSURE REPORT N.,.~e~. i1~,~.~ " It ~ . t ~ o t a ~ , ? , ~ o

Page 3 of 17 C o v e l l o , A I f ~ d V . 05/16/2010

~ N ONE (No reportable g~s.)SOURCE DESCRIPTION ~

I .

2.

3 .

4 ,

5 ,

~ N O N E (No reportable liabilities0~ ~ESCRIPTI~N VALUE C~g

1.2.3.4.5.


4/17

I Name of Pc:~on. Report ing Date of R~portFINANCIAL DISCLOS~E ~PORTJ Covell~Alfred V.

05/16/2010age 4 of 17

N O N E (N o reportable income, assets, or transactions.)A. B. C. D,~cfipfi~ of ~L~ [n~ d~ng Gross val~ at e~ T~tions d~g ~g p~od

(~cluding ~s~ as~ts) ~g p~i~ of ~ing(I) J (2 ) 1 1 ) I (2, (1) (2), (3) [ (4)IGain (5)l~dw 0f

(A-H)j ot in~) (J-P) C~ 3 ~mp~a) (J-P) (A-H) ( ifpfivm~

I. ~ T~ F~e Mon~ M~ A Dividend K T2. Bk of New England CH. 7 Bankruptcy None(8/23/2004)3 . HP A Dividend4. A A Dividend5. SW K A Dividend6. M C D A Dividend J T7. PE P A Dividend J T8. S C 1 None J T9. UBS IRA MM F B Dividend J T1 0 . UBS Bar& Deposit IRA A lat./Div. J TI I. Real Estate, Bidderfon:l, ME (I12 Interest) C Rent M W

1 2 . Real Estate, Naple FL (I/2 Interest) D Rent O W1 3 . Real Estate, Farmington C T C Rent PI W

1 4 . Schwab Brokerage #11 5 . T A Dividen d J Ti6 , AAPL None K T Bu y 05/28/09 K1 7 . AB B A Dividend S o l d 05/28109 J A

I. l~v.,ome Gala Codes: A ~ $ 1 . 0 0 0 t w h : - ,n B -$1.001 - $2500 C = $ L , 5 0 1 - $ 5 , 0 0 0 D =$5.001 o StJ,000 E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0(See Cokmans B I ~ LM ) F *$~o,00! - $100.000 G = $ 1 0 0 , 0 0 1 - $ I . O ~ 3 0 . 0 0 0 HI =$1,000,001 - $5,000,000 H 2 = M o te than $5,000.fl002. Value Cooler J -$15,000 or less K ~;15,001 - $50,000 L(~: Colurrm~ Cl and D3) N = $ 2 5 0 , ( 3 0 1 - $ 5 0 0 , 0 0 0 O =$500.001 - $1,000.000 Pl =$1,000,001. $5,fl00,000 ~ -~5,000,0OI o $25,000,000P 3 - ~ 1 2 5 . 0 0 0 . 0 0 1 $ 5 0 , 0 0 0 , ~ 0 0 P4 ~44ore thta $50000.000(S~ Columa C2) U ~Oodt Val~,~ V =Other W =Estira~ted


5/17

FINANCIAL DISCLOSURE. REPORT ~eotee,,o, ~e~,~i.~ D a t ~ o ~ a c ~ , , , ~Page 5 of 17 Covcllo, A l f r e d V . 0 5 / I 6 / 2 0 1 ( I

VII . INVESTM ENTS and TRUSTS -N O N E (No reportable income, assets, or transactions.)

A. B. ~ C. D.Dcs~pti~ of ~se~ ~ ~ng ~ G~s~ val~ a t e~ T~ons d~ng re~g p~i~(~clu~ng ~st ~)( l ) ~ ( 2 ) (l)

[,2) (I) ( 2 ) ( 3 ) (4)I (5)Place "(X)" aR~ a~l Amour ~ Ty~ (~.~, Valuc V~ T y ~ ( g . , ~tc I V~u Gain l~nti~ of

~cm~fmmpH~Io~ ~e I ~ ~v.,~ ~2 M~ buy, sell.d~ ~e2 ~el b u y e ~ / m l l c r(A-H) ~ i n t . ) ( J - P ) C~ 3 ~mp~on) ( J - P ) (A-H) ( i f p f f v a ~(~W)

18. APOL None S o l d 05/2~09 J A1 9 . Schwab Money Market (MMF) D Dividend M T2 0 . CATO A Dividend K T B u y 05/28/0921. CM E A Dividend Sold 05/28/09 J A2 2 . DT E A Dividead K T B uy 07/20/0923 . DO V A Dividend Sold 09/09/09 J A24 . EL A Dividend Sold 05/28/09 J A25. E M A N A Dividend Sold 09109/09 J A26. EP+C A Dividend Sold 05/28/09 J A27. X OM B Dividet~d Sold 05/28/09 K C28 . GOOG None J T29. GS A Dividend K T Bu y 05/28/0930. HPQ A Dividend K T3 1 . IB M A Dividend K T B u y 0 5 / 2 - 8 / 0 9 K32 . HO N A Dividend Sold 12/16/09 J A33 . JDSU None Sold 05/28/09 J A34 . J - N P R None Sold 05/28/09 J B


6/17

36. K FT A Dividend J T3 7 . MO N A Dividend Sold 07/20/09 J B38 . MR/( A Dividend K T B uy 05~8109 K39 . MS A Dividend J T4 0 . NK E A Dividend Sold 05/28/09 J A41. . N r I A P None Sold 0 5 1 2 8 ~ 0 9 J A42, NTRS A Dividend Sold 1 ! 1 0 5 1 0 9 J A

43. N E A Dividend K T B uy 05/28/09 K44. NV T A Dividend J T

45 . PG A Dividend J T46. P / ~ I A Dividend J T47. PTV A Dividend J T48. RT N A Dividend J T Sold 1~ 16/09 J A( p a r t )4 9 . KIMM None Sold 05/28/09i J A5 0 . SCIIW A Dividend J T5 1 . SW Y A Dividend Sold !05128109 J A


7/17

FINANCIAL DISCLOSURE REPO RT ]N.=~+fP~..~p,,m.g!Page 7 of 17 ICorolla, Alfred V. 05/16/2010VII. I N V E S T M E N T S a n d T R U S T S -~.~o~ , , ~ , ~ u o i o ~ , a ~ d ~ d ~ , ~ o ., .,

N O N E (No reportable income, assets, or transactions.)~ B. C. D .

~pfion of As~ In.me du~ng Gross value at end T~s~tions(~lu~ng ~st asse~) rc~g p~ ofr~oaingi IPl~(X)"afl=eachasset A~t] Tpe(c.g,, V~ ~ V ~ u e T~(e.g., I Da~ [ Val~ { Oa~ ] l~n,i~of

52. S~ A Dividend Sold 05/28/~ J A~ 5 ~ . TMO A Dividend Sold I~t6/09 J A54. T~ A Dividend Sold 05/2g/09 J A

~ 5 . ~C A Dividend K T ~ u~ 11/05/~ K5 6 . VZ A Divided ~ T5 7 . ~I A Dividend ~ld 05 /2g /~ K A5 8 . ~M A Dividend J T5 9 . ~SR Nong ~ld 05/2~09 J A~. Ju l ius B~ Iml B lnt.~iv. Sold 05~2g/~ M A61. F+ S A Divided ~ld 05~09 J A6 2 . ~ 5.62~% ST Po~ R~ A In~t J T6 3 . ~ 5.5% PlAu~Rcv B In.rest K T~. X LP A Divided J T6 5 . VF H A Dividend K T66. ~M A Dividend K T

67. TR V A Dividend K T68. PCG A Dividend ~ld 07/20/~ K A

2. VaI~ C~s J -115,~ ~ less K "$15,~1

3. Vah M~ C~s Q -A~i~l g ~ (Re~l E~ate Only] g =~g~ T


8/17

PageFINANCIAL8 of 17 DISCLOSURE ~PORT ] Covdl~AIfred V. 0 5 / 1 ~ / 2 0 1 0VII. INVESTMENTS and TRUSTS

N O N E ~ V o reportable income, asse~, or transaction.)A. B . C. D.

~s~n of ~ ~ In.me d~g ~ss v~ue a t e~ T~ctio~ d~ng re~g p~(~c~ng ~st as~ts) r~rl~g p~ orating ~iod

~empt from p~ ~e ~e I [ ~v., ~ t , ~ 2 M~ b u y , s e l ~ ~d~ ~e 2 ~1 buys/seller~ (A-H) } ~mt . , ( J - P ) C ~ e3 ~ m p~ on) (J-P) ~ (A-H) ( i f p ~ v a t ~

69. NK E A Divided J T70. CT State Gen Rev 4% B Interest L T71. Stamford CT GO 4% B Interest L T7 2 , VTI A Dividend L T7 3 . VItT A Dividend K T7 4 . VDC A Dividend Sold 05/2.8/09 K A75. X LE A Dividend K T Buy 05/28/09 K(addq)7 6 . EF G A Dividend K T B uy 05/28/09 K77. IJK A Dividend K T B uy 05/28/09 K7 8 . lJ J A Dividend K T B uy 05/28/09 K7 9 . liT A D i v i d e n d K T Buy 05/28/09 K8 0 . IJS A Dividend J T B uy 05/28/098 I . IW B A Dividend K T B uy 07/20/0982 . HYG C lnt./Div. L T B uy 05/28/09 L8 3 . EMB C lnt./Div. L T B uy 05/28/09 K

84 . FX I A Dividend K T Buy 05/28/09 K8 5 . DB C A Dividend K T B u y 05 /28/09 K

1. lacolm Gain Codes; A -$1.000 or I..:n B -$1,001 - $2,500 C =$2.~,01 . $5.000 D -$5.001 - $15,000 E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0|S e~ C o l tm ~s B I ~ D 4) F -$50,001 - $100,(.~0 G ~$J00,~)l - $1,000,000 HI = $1,000,001 - $.$,000.000 H2 =Mor~ ~ $5,000,0002 . V a l u e C o d ~ l ~ $ 1 5 , 0 0 0 o r l e s ~ K ~ $ 1 5 . 0 0 1 - $ 5 0 , 0 0 0 L - -- ~0 ,0 01 - $ 1 0 0. 00 0 M - - $ I 0 0. 00 1 - $ 25 0 .0 0 0

{ S C o l tm ms C l a n d D ]) N = $ 2 5 0 . 0 0 1 - $ 5 0 0 . 0 0 0 O ~ $ 5 0 0 . 0 0 1 - $ 1 . 0 0 0 . 0 4 3 0 P I ~ l ; l . O 0 0 . 0 0 1 - $ 5 , 0 0 0 . 0 0 0 P 2 - ~ 5 . 0 0 0 . 0 0 1 - $ 2 5 . 0 0 0 . 0 0 0P3 *$25.000o001. $50,000,000 P 4 = M o r ~ t lu m3. Value M~:th~l Cod~ Q - Apl~i "sal R ~ 7 o ~ I , R ~ a l E s t a t~ O a l y } S ~/kssessmmt T -~2aCa Ma.q~(S~ Column C2) O ~Book Value V .


9/17

FINANCIAL DISCLOSURE REPO RT ~ . m e o r e ~ , o . P . . p o a ~ n g D a t e a f R c p o r tPage 9 of 17 C o v e l to , A l f r e d V , 05/16/2010V i l . I N V E S T M E N T S a n d T R U S T S - ~ . . . ~ m / u e , t r .... ctions :lnclua~ those of.spo~ t*e and delwnd~ nt children; seepp. 3460 of filing instructians.l

N O N E (No reportable income, assets, or transactions.)A. 8. C. D .

D e s c r i p t i o n o f A l s e m Income during Grosl value at end T r a n s a c t i o n s d a r i n g r e p o r t i n g p e r i o d(inclu~ag trust assets) reporting pedod o f r e p o r t i n g p e r i o d(I) (2 ) ~ (1) 1"2) (1 ) 12) (3) (4] (5 )

P l a c e " C A ) " a f t e r e a c h a s s e t , M n o un l T y p e ( e .g ., Value Value T y p e ( e . g . , D a t e Value Gain I d e n t i t y o fe x e m p t f r o m p r i o r d is c l o s ~ e Code ! d i v . , r e n t , C o d e 2 M e t h o d buy, sell m m / d d / y ) , C o d e 2 C o d e I buyer/seller(A-H) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) 0-r) ( A - t t ) ( i f p r i v a t e! ( Q - W ) t r a n s a c t i o n )

86. PID B Dividend K T B uy 05/28/09 K8 7 . SCHV B Dividend K T B uy i~ !6/09 K

!88 . XLY" A Dividend K T B uy 07/20/09 K89. X LB A Dividend K T B uy 07/20/09 J90. X L K A Dividend K T B uy 05128/09 K9 1 , SD Y B Dividend K T B uy 07/20/09 K92. V W O A Dividend K T B uy 05/28/09 K93. V N Q A Dividend K T B uy 05/28/09 J

1 9 4 . Schwab B roke rage #2

95. Sc hw a b MMF A Dividend K T96, ACN A Dividend J T B uy 07/06/09 J97. AI B A Dividend Sold 01/06/09 J A98. B UD A Dividend ] T B uy 07/06/09 J99. ALU A Dividend J T B uy 09/09/09 J1 0 0 . MT A Dividend J T B uy 08/27/09 J

1 0 1 . BSBR A Dividend J T B uy 12/11/09 J1 0 2 . SZEVY None Sold 12/21/09 J A


10/17

FINANCIAL DISCLOSURE REPO RT ] s= ~ofe,~o, ~,o~,~Page I 0 of 17I Covello, Alfred V. 05/16/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i,co,,~, va~,. ~,.,,~o.., a~~a,., ,s .... f.*po~ve and de~.dcntN O N E (No reportable income, asseL~, or transaction.)

A. O. [ C. D.~scrip~ of~se~ l~me d~ng

~G~ v~ue ~ ~nd T~saction~ d~ng re~g p~d

(~cMding ~t~) r~g ~ of~(t) (2) (I) ~2) O) ~ 2 ) O) ~4) (s )

(A-H) or ~C) (J-P) ~e 3 ~pfion) (J.P) (A.H) (i f pr ivate

103. EJPRY None Sold 08/24/09 J A104 . ABX None J T105. BCS A Dividend J T B uy 06/11/09 ! J106. CIIK.P None Sold 11/l~d09 J A1 07 . A BB None Sold 01106/09 J A1 08 . BA ES Y None J T109. BH P None J T Bu y 02/17/09 J110. BZLFY A Dividend J TI I I. CCJ A Dividend J T Bu y 1 0 1 2 2 / 0 9 J112. CAJ A Dividend J T Bu y 07/28/09 J113 . ~YOU A Dividend J T B u y 10/14/09 J114. CHL None J T Bu y 07/I 7/09 J115. LEO None J T116. CS A Dividend J T Bu y 08119/09 J! 17. DBOEY A Dividend J T Bu y 03/09109 J

1 lg . DEO A Dividend J T Buy 06/2.4/09 J119. EXPGY A Dividend J T


11/17

FINANCIAL DISCLOSURE REPORT ~ , m e o f e ~ , , . o , a ~ p o m , ~ _ . . ~ l ~ o f R c p 0 ~Page 1 1 of 17 Corolla, Alfred V. 0 5 / 1 6 / 2 0 1 0

121. GVDNY A Dividend J T Bu y 0 6 1 2 4 1 0 9122. IIBC A Dividend J T Buy 0 4 / 2 1 1 0 9123. JUPIY None J T Bu~ 06/2.6/09

124. KDDIY None J T Bu y 06/23/09125. KCRPY None I T Buy 06/1 6/09

126. AIIoNry" A D[vldend J T

127. MTNOY None J T B u y 12/2.3/09 J128. NSRGY A Dividend J T B uy 07/31/09 J129. NTDOY None J T130 . NB H G Y None J T B uy 09/03109 J131 . NV S A Dividend J T B uy 04/07t09 J1 3 2 . N VO None J T133. PBR. A Dividend J T B uy 0 4 1 0 7 1 0 9134. PUBGY A Dividend J T Bu y 08/05/09

135. RUK A Dividend J T Bu y 07/09/09136. RHHB Y A Dividend J T


12/17

FINANCIAL DISCLOSURE REPORT N . ~ o f P ~ n . ~ p , , ~ , l . gPage 1 2 of 17 o v e l l o .~ t l r r e d V . 0 5 / ~ 6 ~ 0 ~ 0

NONE (No reportable income, assets, or tra~actions.)

D e s c r i p ti o n o f A s ~ t s Income d~g Gross val~ at e~ T~s~fions d~ng ~g periM (~cl~ng ~st ~mts) re~ing pefi~ ofr~i~ ~i~

Pl~lX)aR~eachas~t ~t t l~(e.g., Val~ Val~ T~e(e.g., D a t e I V~ue G~ l~fi~of( A - H ) o r i n t ) { J - P ) C~3 r e d e m p t i o n ) [J -P) {A-H ) ( i f O f i v a ~(~W)

137. SAP Non~ J T Buy 1~1~09

138. SGPYY A Dividend J T Buy 12/14/09 J!139 , SVNDY A Dividend J T Bu y 03/31/09 J

i40 . SBGSY A Dividend J T Bu y 09/I 6/09 J141. SGSOY A Dividend J T B uy 08/19/09 J142. SI A Dividend I T143. SNrN A Dividend J T B u y 01/15/09 J14-4.. S Q M A Dividend J T B uy 1 0 / I 6 / 0 9 J145 . SCGLY A Dividend J T B uy 0 9 1 2 1 1 0 9 J146. SDX AY A Dividend J T B uy 0 5 1 2 2 / 0 9 J147 . SLT A Dividend J T B uy 0 1 1 0 9 1 0 9148 . SUHJY A Dividend J T B uy till 1/091 4 9 . SW B D Y A Dividend J T B uy ! 0 8 / 2 I / ( Y : )150, TLM A Dividend J T Bu y 05/08/09 J151. TSCDY A Dividend I T

152. TNTTY A Dividend J T Bu y 01/08/091 J153. TM A DMdend J T Buy 1~15/09 J


13/17

FINANCIAL DISCLOSURE REPORT ] r ~ , m c o f e , r , o * ~ p o ~ , g . _ .Page 1 3 of 1 7

[ Coveil~ Alfred V.0 5 / 1 6 / 2 0 1 0

VII. INVESTMENTS and T R U S T S - ~ o ~ , , ,. ~ . . ~ . .. .. ale.., anclud ~ tha.,e of .~U~~d demndent childrent ~ee p p . S ~ 6 0 o y f a i n g i n ~ t r u c t l o n . ,. )N O N E (N o reportable income, asse~, or transactions.)

& B. C. ~ D.De~ription of ~ 1~o~ d~g Gross val~ a t end

P~ "IX)" afl~ e~h as~t ~t T~e (e.g., Val~ VN~ T~e (e.g., Date V~ue G~n [~nti~ of~empt ~m ph~ ~m ~v., ~t, ~e 2 Me~ buy, se~ ~d~ ~2 C~ 1 buys/solar

:1 (A-H)~ ~t.) (J-P)

~ e ( ~ W ) 3~mpfion) (J-P)

[ (A-H)~ n s a ~ o n ) ( i f p r i v a t e

154. UGP None J T Bu y 0~07/~ J155. ~ N~e J T

156. O~EY A Divided J T157. VOD A Dividend J T B u y 0 7/0 1 /~ J158 . WSH None J T159. CCH None Sold 0~0~09 J A

I~. TEVA None Sold 08/03/09 J A

161. ~Y None Sold 09/11/09 J A

162, LOGI None Sold 03/I 3/09 J A

163. VE None Sold 09/2~09 J A

164. DOX A Divid en d Sold I~i0/~ J A

165. UBS A Divid en d Sold ~19/~ J A

166. S&N A Div idend Sold 0~13/09 J A

167. ~M N~e Sold 09/2~09 J A

168. CEDC A Dividend Sold 03/031~ J A

169. OCP~ A Divided Sold 0~i 7/~ J A

170. BZLFY A Divid en d Sold 03103/~ J A


14/17

NameofPerton Reporting - -- I Date o f Repo r tFINANCIAL D IS CL O SU RE R EP O RT1 Covello, Alfred V.age 14 o f 17 05/1612010

VII. IN VESTMENTS an d TRUSTS - i ..... ~ ;~.lu~, tr .....ions(Include., those of spa .....d dependent children; see plx 34-60 of filbW inxtrurat,ns.)F-~ (No reportable income, assets, or transactions.)ONE

A . B. C. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e ~ o r t i n g p e r i o d( i n c l u d i n g t r u s t a s ~ t s ) ~ : o o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(I) I (2 ) 11) I (2) (I} (2 ) (3 ) I (4 ) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t I T y p e ( e . g ., V a l u e

1

V a l u e T y p e ( e ,g . , D a t e V a l u e G a i n I d e n t i t ~ o fe x e m p t f r o m p r i o r d i sc l o s u re C o d e I d i v . , r e n t , C o d e 2 M et h o d b u y , s e l l m m / d d / y y Code 2 Code I buycr/sdler( A - H ) o r i n t . ) ( J - P ) Code3 r e d e m p t i o n ) 1 J - P ) / (A-it) { i f p r i v a t e( Q - W ) [ t t r a n s a c t i o n )171. L1-UOY A Dividend Sold 11/27/09 J A172. TV A Dividend Sold 07/08/09 J A173. N J A Dividend Sold 09/11/09 J A174 . SXC A Dividend Sold 07/08/09 J A175. SWCEY A Dividend Sold 02/11/09 J A176. TEF A Dividend Sold 07/21109 J A177. Schwab Brokerage #5 Merged(with line 14)178. Schwab MMF A Dividend I T Merged(with line 19)179, CT GO 3.5% A Interest K T180. Pinal County A Z 5% A Interest M T181..NrY" City 5.25% GO D Interest L T182. Louisiana ST Co~ec 5% B Interest K T183. "~T St 5% GO B Interest K T184. Midland TX5% GO B lntemst K T185. Vernon CT 4% GO C Interest M T186. Citizens PPly FI Rev 5% C Interest M T187. Reagan Cty TX 4% GO C Interest M T


15/17

Page 15 of 17 Covello, A l f r e d V . 05/16/2010V I I. IN V E S T M E N T S a n d T R U S T S - ~co,,,~. ,,,~,,~ ,,~n~,~ao,~, an~t.,~..,,~o~ o f . ~ p o ~ . .a

N O N E (No reportable income, a~e~, or transaclions.)A. B. C. D.

~s~ipti~ of ~ ~come d~ng G~ val~ ~ end Tr~iom dining ~n~g p~iod(i~lu~ng ~st as~ts) ~ ~d~g pefi~ ofr~ ~i~

Place "(X)" afl~ e~ as~t ~A~t Ty pe (e .g ., V ~ u e Val~ T~ (~.g, Date VaNe~ f~m ~or ~s~e [ ~e I ~v., ~nL ~e 2 Me~ buy, sel l , ~d~ C~e 2 ~e 1 ~yer/s~ler~e 3 r~pfion) {J-P) (if pfiv~eA-H) or int.) {JP) (~W) [ ( A-H), ~tion)

188. Utah W~Au~ Rev 5~/o C Int~st M T

189. Ma~olla TX 5"~/~ GO C Inmost M T

190. ~ S~5% C In~eg M T

191. No.side TX 3.5/~O A In~r~t M T

192. Mass. Sm~Hcalth5% A turret M T

193. CA S~te Econ 5% B Int~st L T Buy ~ 11104/~ L

194. S~ F~n CA Re~ ~% B Inter~t K T Buy 05/131~

195. Tarram Couaty TX 5.75% D I n t e r e s t M T B u y 01/2.3/09 M196. UCOI~N G O 5% B I n t e r e s t K T B uy 0 2 / 2 3 1 0 9 i g197. Glastonbu ry 4.5% C I n t e r e s t L T B u y 05/20/09 L19 8 .


16/17

FINANCIAL DISCLOSURE REPORT I~~cf~~*R~~Page 16 of 17 I c o , ,~ u ~ , ^ l r r e d v .VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


17/17

FINANCIAL DISCLOSURE REPORT ,~.mc,~e~onac~.~.~ . . - - O a t e o r t ~ p , , .Page 1 7 of 17 Covello, Alfred V. 05/16/2010IX . C ER TIFIC A TION .

I cert i fy that al l information given above (including information pertaining to my spouse and minor or dependent ch i ldren, i f any) isaccurate, t rue, and complete to the best of my know ledge and bel ief, and that any information not reported wa s withheld because i t met applicable s tatutoryprovisions permit t ing non-disclosure.

I further cert ify that earned income from outside employm ent and honoraria and the acceptance of gifts which have bee n reported are lacompliance w ith the provisions of 5 U.S.C. app. 501 et. seq. , 5 U.S.C. 7353, an d Judicial Conference regulations.

Signature _

NOTE: ANY INDIVIDUAL WItO K NOW INGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE Til lS REPORT MAY B E SUBJECT TO CIVILAND C RLMINAL SAN CTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 ad dit ional copies to:

Cotmn i t tee on Financial DisclosureAdm inis tra t ive O ffice of the Uni ted States Cour tsSui te 2 -301One Colum bus Ci rc l e , N.E .W azh ing ton , D.C. 20544

alfred v covello financial disclosure report for 2009

Documents