alia m ludlum financial disclosure report for 2009

8/3/2019 Alia M Ludlum Financial Disclosure Report for 2009

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ao ,0 FINAN CIAL DISCLOSURE REPORT R ~ p o , .~ R e q u i r e d ~ V 1he Ethicsin Govermnent Act of 1978m,v . ] / 2o ]o FOR CALENDAR YEAR 2009 (~ u.s.c, app. ,+y 1 o 1 - i i ! )I. Person l~teporting (last name, first, middle milial) 2. Court or Organization 3. Daire of ReportLud!unt, Alia/vl. Western District of Texas 05/11/2010

4. Title (Article ]Ii judges indicalc active ~r senior ~ttus; 5a. Report Type ~check appropriale lype) 6. Repor ting Per indmagistrate judges indicate fialt- or part-time) ~ Nomination. Date (11/01/2009IJ.S. District Judge - Active ~ Initial ~ Anm,at ~ Final to., 12/31/20095b. ~ Amended Report

7. Chambers or Off ice Address 8. {)~ the basis of the inforlnallo~ cm~tained io thi~ Report and a~ymodifications pertaining tl~ereto, it is. in my i}pinion, in conlpliaaceI 11 E Broadway, R~)m A-202 wi{h applicable tax~s and regulations.Del ~io, TX 78840

Reviewing Off icer Date

1 M P O R T A N T N O T E S : 7"he instructions acconq~ atoing this form must be followed. Complete all pa rts,checking the NON E box for each pa rt where yv u ha ve no reportable it~formation. S~ gn on last p~ge.

I . P O S I T I O N S . ~ , . o o , ~ , g individual only; see pp. 9-13 ,qfiling instructions.)N O N E (No reportable positions.)

POSIT ION N AM E OF OR GAN IZAT 1ON iEN T IT YI.

2.

,,_. ~~";,_ C 7

--,-.,

~ NONE (No reportable agreements.)D A T E PARTIES AND TERMS

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FINANCIAL DISCLOSURE REPOR T IPage 2 of 7 L , , a ~ , . , , A J i ~ ~ . 0 S . J ~ . ~ 0 ~ 0

1II. NON-INVESTM ENT INCOME. r~v..i.~A. Filers Non-Investment Income

NONE (No reportable non-im,estmem income.)DATE SOURCE AND TYPE INCOME{yollrg, ilot SpouseS)

I.

2.

4.

B . S p o u s e s N o n - I n v e s t m e n t Income - lj),ou wt, re mttrried during an!, portion of the reporting year, complete this s*,ction.

[~] N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

|. 2009 Self-Employed: Public Relations.~Markcting/Writing Income

2.

3.

4.

tin I dc~ f ~" ~ V)o~~ t d&7)e~[c tchti, tr~.n: s,~epF. 25-2717{liling itestructitms)N O N E (No reportable reimbursementsO

.~[QURCE_ DATES_ LOCATION PURPOSE ITEMS PAIl) OR PROVIDED1.2.

3.4.

5.


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P a g e F I N A N C I A L 3 o f 7 D I S C L O S U R E R E P O R T [ L n d l u m . . A l i a M . 0 5 / 1 1 / 2 0 1 0

V . G I F T S . a ~ , - ; , , ~ , ~ , 1 , o . ~ , , , , , , ~ , . . . . . . .. . d ael~,,,,aent childre.: ~ ~ , ~ . 2 S -3 Z filing i,,structio,,~.)N O N E (No reportable g~s . , )

~/RCE DESCRIPTION VALUE1.

3.4.5.

V I. LIABILIT IES. ,,..:~,,a~, a ......l . p . . . . . .. . .a & . p e n d e n t c h , d r ~ , , , ; s , e p l , . 3 2 - ~ . ~ o j ) i l i, , g i . . .. . . . " t i o n ~ )~ N O N E (N o reporla ble liabililies.)

CREDITOR ~SCR1PTION VALUE CODEI. Bank or America Credi~ Card K2.3.4.

5.


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FINANCIAL DISCLOSURE REPORT Name tff Pe . . . . Reporting ] Date of ReportPage 4 of 7 [ , u d ~ , m , A l ia 1 ~ I . 0 5 / I 1 / 2 0 1 0

V I I . INVESTMENTS and TRUSTS -- i , , . . . . . . . . . . . ~ , , , , , t . . . . . . . . t l o n s ( I n c l u d e s ,h ...... VSl .......... d depetulem child ......... pp. 34-60 ,~liling inrtructiottN O N E (No reportable income, c~sets, or transactions.)

~ Description of Assets ~ lncom c during Gross ~a]tm at end [ Tran~zctim~s durh~g reporting periled(includh~g trust assets) ~ " reponingpcriod ofreporling period ~

[ Place "(X)" after each asset Amount Type (e.g. , V alue V alue ~ T~.pc (e.g., ~ Date ~ Value Gain ~dcntity ofexempt from prior disclosure Code I div.~ rent, Code 2 Method ? btty, ~cll. ~: mm."dd."s,y ; Code 2 ; Code I b u y c ~ . ~ s c l l e ~ -(A-II) or int.) (.I-P) Code 3 ~ rcdcmptiun) I (J-P~ (A-II) (if private

it. Westar Energy Inc Direct Stuck Reinv Plan A Divideud J T2. Wcstar Energy lnc Common Stock A Dividend J T

3. The Bank aud Trust Accounts A Interest K T

4. NckTar [herapttticss Commor, Stock None .! T

5. [.insco Premier M Mkt Pc, ft. Accotmts A ]nterest K " 1

6. Nuvcct ~ High Yie ld Mon Bd Fd CI C D Int.iD iv. 1. T Sold 02106/01) J(part)7. Sold 05/1 L.09 K(part)8. Sold t)9i[ Ii09 J

(part)9. Opi: ,cuhein~er Rochester NatI Muni Fd C I C D hu.:Div. M T

10. First Trust Muni C/E Port Ser 23 E ]merest N T Sold 10.q3./09 K(part)

11. Sokt 12z!7~09 J(part)

12. Kyliptix Solotions Inc Common Stock N o n e L T13. Champio~ship Bul! Riding lnc. Common None K "1Stock

15.

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FINANCIAL DISCLOSURE REPORT N~e of Perso. Reporting D a t e o f R e p o r tPage 5 of 7 Lu d lu m, Alia M . 05111/2010VII. INVESTMENTS and TRUSTS - i.co ... . . . ; . 2 , t ........ "tions (lnehzdes those of .wouse and dependent children; see ply. 34-60 of filing

N O N E OVo reportable income, assets, or tratTsactions.)A. " .................. 7~ ........ ~ ................... ~~? ....... ] ................. %. - ......................+ ,Dcscriptio~ of Assets [nco]ue during Gross value at end ~ Transaclioos during repor{ing period(includiog tn~st assets) reporting period ofrcportir~g period ~

(1) ~ 12} I) . ~2} [ {I) ] (2) (3) (4) (5}Place "(X}" after each assgl Amount : Type {e.g., Valtte I VaR*e I).pe {eg.~ Date Value Gain Identily ofexempt from prior disclosure [ (2:,c I [ div., renL Code 2 Melhod bray, sell. mm!ddiyy Code 2 Code I bt~)erseller{A-H} ~ or inl,) {J-P) Code 3 [ r e d e ~ * ~ p t i o n } {J-P} IA-H) {ifprivatc.................... ~ _ . {Q-W~ [ tra~tsaction)

18.

1 9 .

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FINANCIAL DISCLOSURE REPORT N .... f ~ r ~ o . r ~ o p o ~ , i .g a a , ~ o ~ R ~ o , ~Page 6 of 7 ~ , , a l u . ,, A l i a M . 0 5 / i 1 / 2 0 1 0VIII. ADDITIONAL IN FORMATION OR EXPLANATIONS. a,,ai,..,,.~,..


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FINANCIAL DISCLOSURE REPORT N ....... fP ....... I~.etmrting I Date olRt-parlPage 7 of 7 L u d l .n , . A ~ a ~ t .I

0 . S / i l/ 2 m 0

IX. CERTIFICATION.I certify that all infiwmation given above (including information pertaining to my sp ouse aud minor or depend ent children, if any) isaccurate, true, and complete to the best of my knowledge and belief~ and that an) information n ot reported was w ithheld because it~ mei applicable slatutoryprovisions permitting non-discl~sure.1 fi~rther certify that earned income from outside employm ent and honoraria and the acceptance of gifts ~vhich have been reported are incompliance w ifl~ the provisions ~f5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353~ and Judicial Conference regulations.

NOTE: ANY IN DIVIDU AL W ItO KNOW INGLY AND \V ILFULLY FAI.SIFIES OR FAILS TO FILE Ti llS REPORT MAY BE SUB JECT TO CIVILAND CRIMINAL SAN CTIONS 15 U .S.C. app. 104)

F IL I N G I N S T R U C T I O N SMail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureAdministrative Office of the U nited States CourtsSuite 2-301One C otumbvs Circ le , N.E.W ashington, D.C. 20544

alia m ludlum financial disclosure report for 2009

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