asis conf 2014: tabletop exercises for bcp

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Copy of presentation given at the ASIS Conference in Atlanta, Sep-Oct 2014. Co-presenters included Robert Carotenuto from the New York Botanical Gardens and Bruce Segler from the Getty Trust in Los Angeles. We discussed Business Continuity Planning, emergency response planning, and tabletop exercises to help help staff prepare and practice real life scenarios.

TRANSCRIPT

Test Emergency PlansWith

Tabletop Exercises

Robert Carotenuto, CPP, PCI, PSPDouglas HegleyBruce SeglerSeptember 30, 2014

Robert Carotenuto, CPP, PCI, PSPAssociate Vice President for SecurityThe New York Botanical Garden

Arts & Crafts

rcarotenuto@nybg.org

Set and forget it!

rcarotenuto@nybg.org

The Big Question

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Metrics

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One Step at a Time

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See the forest . . . and the trees

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Chasing Headlines

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It’s tough to make predictions, especially about the future.

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Murphy’s Law

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It ain't over 'til it's over!

rcarotenuto@nybg.org

Scenario• Thursday, February 2, 2011

• You arrive in the morning to find the following scenario:

• An electrical fire has occurred in your office area overnight.

• Sprinklers extinguished the flames, but there has been extensive fire, water and smoke damage to the entire office area. Your computers, paper files, and office furniture are a total loss.

• Museum objects have not been affected; this is only a business interruption.

rcarotenuto@nybg.org

Resources

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I’m in control here!

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Perfect Practice

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… You may not even need a table!

Douglas HegleyDirector of TechnologyMinneapolis Institute of Arts

Twitter: @dhegleyhttp://www.slideshare.net/dhegley

Psychology? This BCP needs some serious

analysis

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Psychology of Preparing for a Bad Event

1. Learning and motivationa. Intrinsic v. Extrinsicb. Memory/Thought Action

2. Deniala. “It won’t happen here”

3. Resistancea. “Not now, I’m too busy”b. “This is just too much, we can’t possibly learn it all”

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Resistance is … NaturalHumans *instinctively* respond to any type of stress with

anxiety and suspicion, leading to resistance

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Overcoming Resistance

1. CommunityCohortsPartnership

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Overcoming Resistance

1. CommunityCohortsPartnership

2. Practice Repetition

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Overcoming Resistance

1. CommunityCohortsPartnership

2. Practice Repetition

3. Experiential learningLess talking, more doing

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Honesty+

Confidence

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(The BCP Tabletop Edition)

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*

* Well, maybe not “everything”

Scenario(s)Potentially a very deep and complicated rabbit holeK.I.S.S!

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Top-level buy-inDriven by Executive Leadership

… and they make great surprise guests!

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Cross-functional team

SecurityIT

Core Business Unit

Exec Sponsor And more …

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Transparency

• Clear & frequent communication• Demonstrate adaptability

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Conducting a (tabletop) Exercise

Set aside time and space Consider offsite location if feasible

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Conducting a (tabletop) ExerciseSet aside time and space

Consider offsite location if feasible

Documents:Checklist/outline of critical processesResources requiredAction Plan – to be completed during the session

Twitter: @dhegleyhttp://www.slideshare.net/dhegley

Conducting a (tabletop) ExerciseSet aside time and space

Consider offsite location if feasible

Documents:Checklist/outline of critical processesResources requiredAction Plan – complete during the session

Emphasize RECOVERYThe emergency is overLet’s get back to business, fast

Twitter: @dhegleyhttp://www.slideshare.net/dhegley

Who Attends?Recommend:

Small groups (3-5 individuals)From 2-4 different departmentsSelected with intention – mix ‘em upDecide: Senior and/or Junior staff

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Who Attends?Recommend:

Small groups (3-5 individuals)From 2-4 different departmentsIntentional selection – mix ‘em upDecide: Senior and/or Junior staff

WHY?Opportunities for:

Institutional alignmentTeam-building across the enterpriseIncreased capacity

Twitter: @dhegleyhttp://www.slideshare.net/dhegley

Practicing

• Simulation – act it out!• Role-playing

Can be hard to get started• Anxiety and laughter (it’s okay to have fun!)

Emotion + Learning = Higher retention

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The Power of the Interruption

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Closing Each Session

Reflect, praise results and effortGather feedback from participantsAsk: Single most-important lesson today? Suggestions for improving this process?

Review the written Action PlansSchedule follow-up session

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Don’t Delay, Act Today!

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Do

Learn

Adjust

Do AgainRepeat

Improve

Okay team, let’s debrief on that

last BCP tabletop

They need to document their

procedures

This new iPhone is really big!

I’d like to see more concentration!

The action plan was solid

Including junior staff

was helpful

Keep At It!

Twitter: @dhegleyhttp://www.slideshare.net/dhegley

Disaster Tabletops

Bruce Segler

Security Operations Manager

The J. Paul Getty Trust

September 29, 2014

Ready for…

Earthquake Damage Sustained at Getty Research Institute; Santa Monica, California 1994

Flood Damage; Getty Research Institute, Getty Center 1999

Getty Center

Grand Theft Auto

The Getty Center

Bel Air Fire; November 5, 1961

Bel Air Fire; November 5, 1961

Bel Air Fire; November 5, 1961

Sepulveda Canyon Fire; Getty Center 2009

Sepulveda Canyon Fire; Getty Center 2009

Arts & Crafts

Table Top Exercises in Getty Center E.O.C.

Robust Security Training

SATURDAY

Hans Hoffman-“A Hare in the Forrest”N 102

Emergency Site Evacuation Drills

Tram Evacuation Drills

Questions?

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