briscoe ranch inc - dallasfed.org/media/documents/banking/nic/fry-6/2017/fry6... · orfico cf...

ffi:I;rIFRY.6OME NumbsrT1O{x)297AppEval ao$ess Novemb€r:Xl, 20tgPag! 1 af2

Board of Gowmors of the Federal Reaerve System

Annual Report of Holding Companies-FR Y-6

Report at the close of burlnese as of the end of flecal year

Thls Report is rcquired by law: Sectlon S(cXlXA) of the BankHolding CompanyAct (12 U.S.C. S 18a (cXlXA)); sections 8(a1and 13(a) of the lntemational Banking tut (12 U.S.C. $S 31OOta)and 3108(a)); sections 11(aX1), 25, and 25A of the FederalReserve Act (12 U.S.C- $S 248(aX1), 602, and 611a); and sec-tons 113, 165,312. 618, and 809 of the Dodd-FrankAd (12 U.S.C.$$ 5361, 5385, 5412, 1850a(c)(l), and 5468(bXl)). Retum to theapprcpdeb Fedaral ReservE Bank the orlginaland the number ofcopies spedfied.

Thle report brm is to be filed by all toptrer bank holdlng compa-nies, loptier savlngs and loan holding companies, and U.S. lnter-mediate holdlng companies organized under U.S. law' and byany foreign banklng organlzaHon that does not meot the regulrc-msnts of and is not treabd as a qualifoing foreign banking orga-nization under Secdon 211.23 6 Regulatlon K (12 C.F.R. S21'1.23)- (See paga one of the general instrucffons fu rnore detailof who mu$ file.) The Federal Reserve may not conduc{ or spn-sor, and an organizatftm (or e person) iB not requlred to rospondto, an information collection unless it dlsplays a clrnanfly valldOMB control numbsr.

NOTE: The Annud Re,E,rt of HoltlW hmpantes muat be signed byone diretur of h6 top,tier holdlng company. This lndividual shuldalco be a senior fficlal of tte bptier holding company. ln fie eventfiat $e totrtler holdhg csnpany does not have an lndividual who isa senlor fficial and ls also a direchr, the chalrman of the board muetsign fie report, lf the hdding oompany is an ESOP/ESOT formed ata corporallon or is an LLC, ssa the Gensral lnstructions for theauftorizsd individual wtlo mu3t sbn thc rcport.I, Dolph Bdecoe, lll

tlanr of t€ lloUlng Company Diredor rnd Ofidel

PresldentTlth dthe Holdlng Co.rpsry tlirdtend Ofidal

attast that lha Annual Re,E,ft of Holcltng @tnpg/nles (lndudinghe eupportlng athchmants) for thls report date has been pr+pared ln confbrmance wlth frre hsrlrcdons lssue<l by the FederalReserva SystErT and- are ttro and conec't to the bst of my.knoMedge and belld.

Wih 'eiWrI b lnformatun rqadng lncltdcluals oonbtned in thisreryil, the Reporter anttfies trral fi has the authotl| to pmvide ililstnlonnafun to the Faded Resenre. The Reporter also ceftifre,stM lt h*the authortty, on Mhalt of each idMdual, to mnsent oroWct to puillc releas of tnformatlon regardlng tlat lndMdual.7Ds Fadaral Resena may assume, ln ttp ahrreincr d a request loroonffiantlal hr,ainent s/y/bmitb,d ln ac€ord€,noo wt0i. the 8oatd's'Rubs Ragardlng AvatlaMltty ol lnfwmatlon,' 12 C.F.R. Pad 2A1,iltdt Up Reporter gN tMtvidualcoasenl to public rcleaw of all

Date of Report (top-tierlulding company'e tiscal yeer-end):

11t30t17Monlh/Day/Year

A]/lReportofs Legd Enlity ldcrfficl (LEl) (20.Charsc,ter LEI Coda)

Reporte/s Name, StrceL and MaillngAddress

Briscoe Ranch, lnc.

LE€alli$,e st Hcldlng Compsry

P.O. Box 389(Maillng Addrses of tro Holdlng Conpary) SOrd / P.O, Box

Uvalde Texas 78802Clty. Statr

200 E. Nopal, Sulte 106 t vatde, TX 78801

Physlcal Looatqr (f dlllerunt fiom maillng addrlsr)

Person to whom quesUons about thls report should be directsd:Darrell L. Zmmerman

Zp Cod6

OlfoeNaorc

83G278-9171Ar€a Code / Phon€ Numbr / E,(lcnrb.r

830-278-4646

detaild thatl'ndMdualAroa Cod€ / FAx Number

dolphbriscoe@sbcAlobal.net

andO(hie(E-m.llAddross

NIA02-28-18 Addrcss (URL)brth€ ltddlm Corpany'c mb page

DEted

For Foderel ReeerTG Ban[ Urc Only

RSSD IDc.t.

Orfico cf ilansofilafil .nd Bu4ed. Pepdtrctt Raduc0on Prql.ct Ol 00{X297), t \iadftglon, DC 20503. Og/201g

Iltle

For hotdlng cplmrg,nhs rclregistercd wth the SEC.lndloah statuc otAnnual Repoil b Shareholders:

fl p rrauoeo wur thc FR Y-6 repofiD um Oe cent under separate cover

El rnotprapareo

leYee 0ls confiden0al heatmont tuquesbd br any porton ofthls repod Bubmlsdon?..........ln aocordane wllh the Gercral lnetucilons for this rcport(cttcd( onty Up),

1. a letterJustlfylng thls r8quest ls bcing pro\rHed alongwi& the oport.

2' a lstor jue{f}lng thle requeat hee b€cn povlded soparahly . ..

NOTE: lnfonnatbn fur whlctr oorfud t€sfitent ts belrq ruquectedmustba prwidod soparebly and labelodaa'confrdonlhl."

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BRISCOE RANCH, INC.. FORM FR Y-6

FISCAL YEAR ENDED NOVEMBER 30, 2017

REPORT ITEM { .

REPORT ITEM 1 A-

REPORT ITEM 2 .

REPORT ITEM 3 .

REPORT ITEM 4.

Briscoe Ranch, lnc. is a closely-held privately owned ranchingcorporation and no annual reports are prepared forstockholders. State of incorporation - Texas.

Briscoe Ranch, lnc. is not registered with nor required to fileForm 10-K with the Securities and Exchange Commission

Organization chart - attached

List of shareholders - ownership 5% or more - attached

Directors/Officers/l nsiders - attached

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BRISCOE RANCH, INC.DI RECTORS'OFFICERS/I NSI DERS

NOVEMBER 30, 2017 fiTtr;:DPage 1

TitleName Address

1. Janey Briscoe Marmion Uvalde, TXOccupation: lnvestments/self employed

Percentage

18.38%

60.68%

64.72o/o

Bank subsidiariesFirct State Bank of UvaldeP. O. Box 1908Uvalde, TX 78802

Direct Ownershiplndirect Ownership-through BriscoeRanch, lnc. and Briscoe Family

Security State BankP. O. Drawer SPearsall, TX 78061

Direct ownershipI ndirect Ownership-through BriscoeRanch, !nc. and Briscoe Family

lndirect OwnershipZavala County Bank401 West ZavalaCrystalCity, TX 78839I ndirect ownership-through BriscoeRanch, lnc. and Briscoe Family

Secretaryffreasurer& Director

Director

Director

Director

64.55o/o

Note: lndividual has no title/position/ownership interest in Briscoe Brauchle JV or Oasis Outback LLC

(continued)

Report ltem 4

Name

2. Dolph Briscoe,lllOccupation: Rancher

Carizo Springs, TX

Bank subsidiariesFirct State Bank of UvaldeP. O. Box 1908Uvalde, TX 78802

Direct Ornershiplndirect Ownership-through Briscoe

Ranch, lnc. and Briscoe Family

BRISCOE RANCH, INC.DI REGTORS'OFFICERS'I NSI DERS

NOVEMBER 30, 2017

Page2

Address Title

President& Director

Director

Director

Director

[T:T;:D

Percentage

58.19%

Note: lndividual has no tiUe/position/ownership interest in Briscoe Brauchle JV or Oasis Outback LLC.

60.68%

Security State BankP. O. Drawer SPearsall, TX 78061

Direct ownershipI ndirect Ownership-through BriscoeRanch, lnc. and Briscoe Family

il.72o/o

lndirect OwnershipZavala County Bank401 West ZavalaCrystalCity, TX 78839lndirect ownershipthrough BriscoeRanch, lnc. and Briscoe family

M.55o/o

Other princioal business-ranching (personal business)Other business interests : a. Dimmit lce, LLC - 5Oo/o ownership

- coin operated freestanding ice vending machinesb. Carrizo Feeders, Lld. -23.75o/o ownership; cattle feedlot operationc. Carrizo Enterprises, LLC - 23.75% ownership; general partner LP - Carrizo Feeders, Ltd

(continued)

Report ltem 4

BRISCOE RANCH, INC.DI RECTORS/OFFIC ERS'! NSI DERS

NOVEMBER 30, 2017

Page 3

Title

[T:Tff[

Name Address

3. Cele S, Briscoe Garpenter Dallas, TXOccupation: lnvestments/self employed

Assistant Secretary/Treasurer & Director

None

None

None

Percentage

60.68%

64.72o/o

M.55o/o

-0-

Bank subsidiariesFirst State Bank of UvaldeP. O. Box 1908Uvalde, TX 78802

Direct Ownershiplndirect Ownership-through BriscoeRanch, lnc. and Briscoe Family

Security State BankP. O. Drawer SPearsall, TX 78061

Direct ownershiplndirect Ownership-through BriscoeRanch, lnc. and Briscoe Family

lndirect Ownershiphvala County Bank401 West ZavalaCrystalCity, TX 78839lndirect ownershipthrough BriscoeRanch, lnc. and Briscoe Family

Note: lndividual has no title/position/ownership interest in Briscoe Brauchle JV or Oasis Outback LLC

Report ltem 4