briscoe ranch inc - dallasfed.org/media/documents/banking/nic/fry-6/2017/fry6... · orfico cf...

8
ffi:I;rI FRY.6 OME NumbsrT1O{x)297 AppEval ao$ess Novemb€r:Xl, 20tg Pag! 1 af2 Board of Gowmors of the Federal Reaerve System Annual Report of Holding Companies-FR Y-6 Report at the close of burlnese as of the end of flecal year Thls Report is rcquired by law: Sectlon S(cXlXA) of the Bank Holding CompanyAct (12 U.S.C. S 18a (cXlXA)); sections 8(a1 and 13(a) of the lntemational Banking tut (12 U.S.C. $S 31OOta) and 3108(a)); sections 11(aX1), 25, and 25A of the Federal Reserve Act (12 U.S.C- $S 248(aX1), 602, and 611a); and sec- tons 113, 165,312. 618, and 809 of the Dodd-FrankAd (12 U.S.C. $$ 5361, 5385, 5412, 1850a(c)(l), and 5468(bXl)). Retum to the apprcpdeb Fedaral ReservE Bank the orlginaland the number of copies spedfied. Thle report brm is to be filed by all toptrer bank holdlng compa- nies, loptier savlngs and loan holding companies, and U.S. lnter- mediate holdlng companies organized under U.S. law' and by any foreign banklng organlzaHon that does not meot the regulrc- msnts of and is not treabd as a qualifoing foreign banking orga- nization under Secdon 211.23 6 Regulatlon K (12 C.F.R. S 21'1.23)- (See paga one of the general instrucffons fu rnore detail of who mu$ file.) The Federal Reserve may not conduc{ or spn- sor, and an organizatftm (or e person) iB not requlred to rospond to, an information collection unless it dlsplays a clrnanfly valld OMB control numbsr. NOTE: The Annud Re,E,rt of HoltlW hmpantes muat be signed by one diretur of h6 top,tier holdlng company. This lndividual shuld alco be a senior fficlal of tte bptier holding company. ln fie event fiat $e totrtler holdhg csnpany does not have an lndividual who is a senlor fficial and ls also a direchr, the chalrman of the board muet sign fie report, lf the hdding oompany is an ESOP/ESOT formed at a corporallon or is an LLC, ssa the Gensral lnstructions for the auftorizsd individual wtlo mu3t sbn thc rcport. I, Dolph Bdecoe, lll tlanr of t€ lloUlng Company Diredor rnd Ofidel Presldent Tlth dthe Holdlng Co.rpsry tlirdtend Ofidal attast that lha Annual Re,E,ft of Holcltng @tnpg/nles (lnduding he eupportlng athchmants) for thls report date has been pr+ pared ln confbrmance wlth frre hsrlrcdons lssue<l by the Federal Reserva SystErT and- are ttro and conec't to the bst of my .knoMedge and belld. Wih 'eiWrI b lnformatun rqadng lncltdcluals oonbtned in this reryil, the Reporter anttfies trral fi has the authotl| to pmvide ilils tnlonnafun to the Faded Resenre. The Reporter also ceftifre,s tM lt h*the authortty, on Mhalt of each idMdual, to mnsent or oWct to puillc releas of tnformatlon regardlng tlat lndMdual. 7Ds Fadaral Resena may assume, ln ttp ahrreincr d a request lor oonffiantlal hr,ainent s/y/bmitb,d ln ac€ord€,noo wt0i. the 8oatd's 'Rubs Ragardlng AvatlaMltty ol lnfwmatlon,' 12 C.F.R. Pad 2A1, iltdt Up Reporter gN tMtvidualcoasenl to public rcleaw of all Date of Report (top-tierlulding company'e tiscal yeer-end): 11t30t17 Monlh/Day/Year A]/l Reportofs Legd Enlity ldcrfficl (LEl) (20.Charsc,ter LEI Coda) Reporte/s Name, StrceL and MaillngAddress Briscoe Ranch, lnc. LE€alli$,e st Hcldlng Compsry P.O. Box 389 (Maillng Addrses of tro Holdlng Conpary) SOrd / P.O, Box Uvalde Texas 78802 Clty. Statr 200 E. Nopal, Sulte 106 t vatde, TX 78801 Physlcal Looatqr (f dlllerunt fiom maillng addrlsr) Person to whom quesUons about thls report should be directsd: Darrell L. Zmmerman Zp Cod6 Olfoe Naorc 83G278-9171 Ar€a Code / Phon€ Numbr / E,(lcnrb.r 830-278-4646 detaild thatl'ndMdual Aroa Cod€ / FAx Number [email protected] andO(hie( E-m.llAddross NIA 02-28-18 Addrcss (URL)brth€ ltddlm Corpany'c mb page DEted For Foderel ReeerTG Ban[ Urc Only RSSD ID c.t. Orfico cf ilansofilafil .nd Bu4ed. Pepdtrctt Raduc0on Prql.ct Ol 00{X297), t \iadftglon, DC 20503. Og/201g Iltle For hotdlng cplmrg,nhs rclregistercd wth the SEC. lndloah statuc otAnnual Repoil b Shareholders: fl p rrauoeo wur thc FR Y-6 repofi D um Oe cent under separate cover El rnotprapareo leYee 0 ls confiden0al heatmont tuquesbd br any porton of thls repod Bubmlsdon?.......... ln aocordane wllh the Gercral lnetucilons for this rcport (cttcd( onty Up), 1. a letterJustlfylng thls r8quest ls bcing pro\rHed along wi& the oport. 2' a lstor jue{f}lng thle requeat hee b€cn povlded soparahly . .. NOTE: lnfonnatbn fur whlctr oorfud t€sfitent ts belrq ruquected mustba prwidod soparebly and labelod aa'confrdonlhl." n n

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Page 1: Briscoe Ranch Inc - dallasfed.org/media/Documents/banking/nic/fry-6/2017/FRY6... · Orfico cf ilansofilafil .nd Bu4ed. Pepdtrctt Raduc0on Prql.ct Ol 00{X297), t \iadftglon, DC 20503

ffi:I;rIFRY.6OME NumbsrT1O{x)297AppEval ao$ess Novemb€r:Xl, 20tgPag! 1 af2

Board of Gowmors of the Federal Reaerve System

Annual Report of Holding Companies-FR Y-6

Report at the close of burlnese as of the end of flecal year

Thls Report is rcquired by law: Sectlon S(cXlXA) of the BankHolding CompanyAct (12 U.S.C. S 18a (cXlXA)); sections 8(a1and 13(a) of the lntemational Banking tut (12 U.S.C. $S 31OOta)and 3108(a)); sections 11(aX1), 25, and 25A of the FederalReserve Act (12 U.S.C- $S 248(aX1), 602, and 611a); and sec-tons 113, 165,312. 618, and 809 of the Dodd-FrankAd (12 U.S.C.$$ 5361, 5385, 5412, 1850a(c)(l), and 5468(bXl)). Retum to theapprcpdeb Fedaral ReservE Bank the orlginaland the number ofcopies spedfied.

Thle report brm is to be filed by all toptrer bank holdlng compa-nies, loptier savlngs and loan holding companies, and U.S. lnter-mediate holdlng companies organized under U.S. law' and byany foreign banklng organlzaHon that does not meot the regulrc-msnts of and is not treabd as a qualifoing foreign banking orga-nization under Secdon 211.23 6 Regulatlon K (12 C.F.R. S21'1.23)- (See paga one of the general instrucffons fu rnore detailof who mu$ file.) The Federal Reserve may not conduc{ or spn-sor, and an organizatftm (or e person) iB not requlred to rospondto, an information collection unless it dlsplays a clrnanfly valldOMB control numbsr.

NOTE: The Annud Re,E,rt of HoltlW hmpantes muat be signed byone diretur of h6 top,tier holdlng company. This lndividual shuldalco be a senior fficlal of tte bptier holding company. ln fie eventfiat $e totrtler holdhg csnpany does not have an lndividual who isa senlor fficial and ls also a direchr, the chalrman of the board muetsign fie report, lf the hdding oompany is an ESOP/ESOT formed ata corporallon or is an LLC, ssa the Gensral lnstructions for theauftorizsd individual wtlo mu3t sbn thc rcport.I, Dolph Bdecoe, lll

tlanr of t€ lloUlng Company Diredor rnd Ofidel

PresldentTlth dthe Holdlng Co.rpsry tlirdtend Ofidal

attast that lha Annual Re,E,ft of Holcltng @tnpg/nles (lndudinghe eupportlng athchmants) for thls report date has been pr+pared ln confbrmance wlth frre hsrlrcdons lssue<l by the FederalReserva SystErT and- are ttro and conec't to the bst of my.knoMedge and belld.

Wih 'eiWrI b lnformatun rqadng lncltdcluals oonbtned in thisreryil, the Reporter anttfies trral fi has the authotl| to pmvide ililstnlonnafun to the Faded Resenre. The Reporter also ceftifre,stM lt h*the authortty, on Mhalt of each idMdual, to mnsent oroWct to puillc releas of tnformatlon regardlng tlat lndMdual.7Ds Fadaral Resena may assume, ln ttp ahrreincr d a request loroonffiantlal hr,ainent s/y/bmitb,d ln ac€ord€,noo wt0i. the 8oatd's'Rubs Ragardlng AvatlaMltty ol lnfwmatlon,' 12 C.F.R. Pad 2A1,iltdt Up Reporter gN tMtvidualcoasenl to public rcleaw of all

Date of Report (top-tierlulding company'e tiscal yeer-end):

11t30t17Monlh/Day/Year

A]/lReportofs Legd Enlity ldcrfficl (LEl) (20.Charsc,ter LEI Coda)

Reporte/s Name, StrceL and MaillngAddress

Briscoe Ranch, lnc.

LE€alli$,e st Hcldlng Compsry

P.O. Box 389(Maillng Addrses of tro Holdlng Conpary) SOrd / P.O, Box

Uvalde Texas 78802Clty. Statr

200 E. Nopal, Sulte 106 t vatde, TX 78801

Physlcal Looatqr (f dlllerunt fiom maillng addrlsr)

Person to whom quesUons about thls report should be directsd:Darrell L. Zmmerman

Zp Cod6

OlfoeNaorc

83G278-9171Ar€a Code / Phon€ Numbr / E,(lcnrb.r

830-278-4646

detaild thatl'ndMdualAroa Cod€ / FAx Number

[email protected]

andO(hie(E-m.llAddross

NIA02-28-18 Addrcss (URL)brth€ ltddlm Corpany'c mb page

DEted

For Foderel ReeerTG Ban[ Urc Only

RSSD IDc.t.

Orfico cf ilansofilafil .nd Bu4ed. Pepdtrctt Raduc0on Prql.ct Ol 00{X297), t \iadftglon, DC 20503. Og/201g

Iltle

For hotdlng cplmrg,nhs rclregistercd wth the SEC.lndloah statuc otAnnual Repoil b Shareholders:

fl p rrauoeo wur thc FR Y-6 repofiD um Oe cent under separate cover

El rnotprapareo

leYee 0ls confiden0al heatmont tuquesbd br any porton ofthls repod Bubmlsdon?..........ln aocordane wllh the Gercral lnetucilons for this rcport(cttcd( onty Up),

1. a letterJustlfylng thls r8quest ls bcing pro\rHed alongwi& the oport.

2' a lstor jue{f}lng thle requeat hee b€cn povlded soparahly . ..

NOTE: lnfonnatbn fur whlctr oorfud t€sfitent ts belrq ruquectedmustba prwidod soparebly and labelodaa'confrdonlhl."

nn

Page 2: Briscoe Ranch Inc - dallasfed.org/media/Documents/banking/nic/fry-6/2017/FRY6... · Orfico cf ilansofilafil .nd Bu4ed. Pepdtrctt Raduc0on Prql.ct Ol 00{X297), t \iadftglon, DC 20503

BRISCOE RANCH, INC.. FORM FR Y-6

FISCAL YEAR ENDED NOVEMBER 30, 2017

REPORT ITEM { .

REPORT ITEM 1 A-

REPORT ITEM 2 .

REPORT ITEM 3 .

REPORT ITEM 4.

Briscoe Ranch, lnc. is a closely-held privately owned ranchingcorporation and no annual reports are prepared forstockholders. State of incorporation - Texas.

Briscoe Ranch, lnc. is not registered with nor required to fileForm 10-K with the Securities and Exchange Commission

Organization chart - attached

List of shareholders - ownership 5% or more - attached

Directors/Officers/l nsiders - attached

lTff;TD

Page 3: Briscoe Ranch Inc - dallasfed.org/media/Documents/banking/nic/fry-6/2017/FRY6... · Orfico cf ilansofilafil .nd Bu4ed. Pepdtrctt Raduc0on Prql.ct Ol 00{X297), t \iadftglon, DC 20503

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Page 4: Briscoe Ranch Inc - dallasfed.org/media/Documents/banking/nic/fry-6/2017/FRY6... · Orfico cf ilansofilafil .nd Bu4ed. Pepdtrctt Raduc0on Prql.ct Ol 00{X297), t \iadftglon, DC 20503
Page 5: Briscoe Ranch Inc - dallasfed.org/media/Documents/banking/nic/fry-6/2017/FRY6... · Orfico cf ilansofilafil .nd Bu4ed. Pepdtrctt Raduc0on Prql.ct Ol 00{X297), t \iadftglon, DC 20503
Page 6: Briscoe Ranch Inc - dallasfed.org/media/Documents/banking/nic/fry-6/2017/FRY6... · Orfico cf ilansofilafil .nd Bu4ed. Pepdtrctt Raduc0on Prql.ct Ol 00{X297), t \iadftglon, DC 20503

BRISCOE RANCH, INC.DI RECTORS'OFFICERS/I NSI DERS

NOVEMBER 30, 2017 fiTtr;:DPage 1

TitleName Address

1. Janey Briscoe Marmion Uvalde, TXOccupation: lnvestments/self employed

Percentage

18.38%

60.68%

64.72o/o

Bank subsidiariesFirct State Bank of UvaldeP. O. Box 1908Uvalde, TX 78802

Direct Ownershiplndirect Ownership-through BriscoeRanch, lnc. and Briscoe Family

Security State BankP. O. Drawer SPearsall, TX 78061

Direct ownershipI ndirect Ownership-through BriscoeRanch, !nc. and Briscoe Family

lndirect OwnershipZavala County Bank401 West ZavalaCrystalCity, TX 78839I ndirect ownership-through BriscoeRanch, lnc. and Briscoe Family

Secretaryffreasurer& Director

Director

Director

Director

64.55o/o

Note: lndividual has no title/position/ownership interest in Briscoe Brauchle JV or Oasis Outback LLC

(continued)

Report ltem 4

Page 7: Briscoe Ranch Inc - dallasfed.org/media/Documents/banking/nic/fry-6/2017/FRY6... · Orfico cf ilansofilafil .nd Bu4ed. Pepdtrctt Raduc0on Prql.ct Ol 00{X297), t \iadftglon, DC 20503

Name

2. Dolph Briscoe,lllOccupation: Rancher

Carizo Springs, TX

Bank subsidiariesFirct State Bank of UvaldeP. O. Box 1908Uvalde, TX 78802

Direct Ornershiplndirect Ownership-through Briscoe

Ranch, lnc. and Briscoe Family

BRISCOE RANCH, INC.DI REGTORS'OFFICERS'I NSI DERS

NOVEMBER 30, 2017

Page2

Address Title

President& Director

Director

Director

Director

[T:T;:D

Percentage

58.19%

Note: lndividual has no tiUe/position/ownership interest in Briscoe Brauchle JV or Oasis Outback LLC.

60.68%

Security State BankP. O. Drawer SPearsall, TX 78061

Direct ownershipI ndirect Ownership-through BriscoeRanch, lnc. and Briscoe Family

il.72o/o

lndirect OwnershipZavala County Bank401 West ZavalaCrystalCity, TX 78839lndirect ownershipthrough BriscoeRanch, lnc. and Briscoe family

M.55o/o

Other princioal business-ranching (personal business)Other business interests : a. Dimmit lce, LLC - 5Oo/o ownership

- coin operated freestanding ice vending machinesb. Carrizo Feeders, Lld. -23.75o/o ownership; cattle feedlot operationc. Carrizo Enterprises, LLC - 23.75% ownership; general partner LP - Carrizo Feeders, Ltd

(continued)

Report ltem 4

Page 8: Briscoe Ranch Inc - dallasfed.org/media/Documents/banking/nic/fry-6/2017/FRY6... · Orfico cf ilansofilafil .nd Bu4ed. Pepdtrctt Raduc0on Prql.ct Ol 00{X297), t \iadftglon, DC 20503

BRISCOE RANCH, INC.DI RECTORS/OFFIC ERS'! NSI DERS

NOVEMBER 30, 2017

Page 3

Title

[T:Tff[

Name Address

3. Cele S, Briscoe Garpenter Dallas, TXOccupation: lnvestments/self employed

Assistant Secretary/Treasurer & Director

None

None

None

Percentage

60.68%

64.72o/o

M.55o/o

-0-

Bank subsidiariesFirst State Bank of UvaldeP. O. Box 1908Uvalde, TX 78802

Direct Ownershiplndirect Ownership-through BriscoeRanch, lnc. and Briscoe Family

Security State BankP. O. Drawer SPearsall, TX 78061

Direct ownershiplndirect Ownership-through BriscoeRanch, lnc. and Briscoe Family

lndirect Ownershiphvala County Bank401 West ZavalaCrystalCity, TX 78839lndirect ownershipthrough BriscoeRanch, lnc. and Briscoe Family

Note: lndividual has no title/position/ownership interest in Briscoe Brauchle JV or Oasis Outback LLC

Report ltem 4