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Congenital Aural Atresia

Hwa J Son, M.D.

Faculty Advisor: Tomoko Makishima, MD, PhD

October 17, 2007

UTMB Otolaryngology

Grand Rounds Presentation

Epidemiology

• 1 in 10,000 to 20,000 live births

• Male > Female

• Right side > Left side

• Unilateral > Bilateral (3:1)

• Bony atresia > Membranous

Embryology

• 1st branchial groove forms meatal plate at 6

- 8 wks resorbs/forms EAC at 21st wk

• Auricle

– 1,2 BA

– 8 -12 wk

• Middle Ear

– 1,2 BA

– 5 -12 wk

• Inner ear

– otic capsule

– 3 - 20th

wk

Associated Ear Deformity

• Common

– Middle Ear

•Malleus/Incus fusion

– External Ear

•Microtia

•Severity of microtia correlates with

malformation of middle ear

• Uncommon

– Stapes footplate

– Inner Ear problems

Etiology

• Sporadic

• Syndromic (11-47%) – Goldenhar’s,

Treacher-Collins, branchio-oto-renal

syndrome, de Grouchy syndrome (18q-) and

Crouzon syndrome.

• Familial– within immediate family

4.9%, extended family 10.3%

Non-Syndromic Associations

• Facial asymmetry (36.5%)

• FN weakness (15.2%)

• Cleft lip/palate (4.3%)

• Urogenital defects (4%)

• CV malformation (2.5%)

• Macrostomia (2.5%)

• Congenital cholesteatoma (4-7%)

History

• Hx of teratogens

– microtia- thalidomide, isoretinoin,

vincristine, cholchicine, cadmium

• Family hx

• Hearing status, speech development,

past surgical procedures

• Frequency of otitis media

Physical Exam

• Location of condyle: posterior position

poor prognosis – atretic plate and ME

are poorly developed

• Size of mastoid (palpate mastoid tip,

spine of Henle, condyle, zygomatic

arch)

• Craniofacial anomaly

• Severity of microtia

Grades of Microtia

Schucknecht Classification

Audiological Assessment

• When: ABR within 2-3 months of birth

• Results

– Bone conduction usually normal

– Air conduction maximal at 60dB

• Intervention

- Normal or u/l confirm with behavioral

audiogram at 6 M age, no need for aid

- B/L: Need bone conduction hearing aid, early

speech therapy

Imaging

• When? At several months

• Look for

– Status of the inner ear

– Extent of temporal bone pneumatization;

– Course of the facial nerve

– Presence of the oval window/stapes footplate.

• Also important

– Size of bony atretic plate

– Soft tissue contribution to the atresia

– Size/status of the middle ear cavity

– Presence/absence of congenital cholesteatoma.

Example 1

Example 2

Jahrsdoerfer Grading System

Parameter Points

Stapes 2

Oval window open 1

Middle ear space 1

Facial nerve normal 1

Malleus-incus complex present 1

Mastoid well pneumatized 1

Incus-stapes connection 1

Round window normal 1

Appearance of external ear 1

Treatment Options

• Non-reconstructive option

– Bone conduction hearing aids

– BAHA

• Atresiaplasty +/- auriculoplasty

Non-Reconstructive Option

• Bone conduction hearing aid (BCHA)

– Ideally before age 6M for b/l CAA.

BAHA

• Surgically-implanted, percutaneous

titanium screw fixture

• Osseointegrates into the temporal

bone.

Advantages of BAHA

• Sound energy is not attenuated by the

skin and intervening soft tissues

• More comfortable at contact site

• Does not preclude

reconstruction later

on because of

surgical scars

Surgery for BAHA

• Needs 2-stage surgery in young

children (age 2-10)

– 1st: titanium screw

– 2nd

: 3M later, skin-penetrating abutment

• Complications limited to:

– local infection / inflammation (7.5%)

– failure to osseointegrate (2.5%)

BAHA Results

• Grandstrom(1993, L4)

– 100% subjective satisfaction and speech

thresholds <30 dB in 39 pt with J’s Score <6,

• Hakansson et al.(1995, L4)

– 147 pt. PTA <45 dB 89% with subjective

improvement.

– PTA 46-60 with 61% and PTA >60 with 22%

• Lustig et al.(2004, L4)

– 40 pt (9 w/ CAA) - ABG closure of <10 in 80%, <5

in 60%.

2004 BAHA Consensus

Statement (L5)

• BAHA best option when:

– ABG>30 with external canal occlusion

– tx resistant OM

• B/l case, give b/l

conductive aid before

age 6M

• Awaiting reconstruction:

– BAHA can be used in

children <2yo with

steel or elastic band

Reconstructive Surgery

Goal of Reconstructive Surgery

• Create a patent, skin-lined EAC

• Postoperative air-bone gap within 20

to 30 dB.

• Long term hearing result that is

adequate for speech/language

development in children

• Cosmetically appealing auricle

Difficulty of Surgery

• Altered anatomy, absence of

anatomical landmarks

• Fear of injuring FN

• SNHL from drilling

• Difficulty of placing skin graft

• Chance of meatal stenosis

• Concern of post-op infection

Staging of Surgery

• Stage 1: Cartilage graft harvest,

sculpturing, implantation

• Stage 2: Lobule repositioning (z-plasty

to more posterior/inferior)

• Stage 3: Elevation of auricle

• Stage 4: Tragus formation,

atresiaplasty

Contraindications

• Significant SNHL or inner ear malformation.

• Limited middle ear–mastoid pneumatization

or a significantly hypoplastic middle-ear

cleft.

• Anomalous facial nerve or aberrant major

vascular structure.

• Middle cranial fossa tegmen sagging

– Would restrict anatomic access to the middle-ear

cleft.

Timing of Surgery

• Start at age 6Y or later.

• Limitations for earliest date

– Rib cartilage maturation

– Post-op cooperation

• Reconstruction of auricle first

– Chance of success/healing best without

vascular compromise

• Operate on better ear first

Canaloplasty

Tympanoplasty, Skin grafting

Meatoplasty

Pitfalls

• Second genu makes acute angle turn

instead of 90°

– Vertical course crosses the middle ear

Follow-up Care

• Meatal suture out in 7 days

• Packing removed at 2 and 3 wks

• Antibiotic drops for 8-12 wks

• Audiogram at 8 wks, 6 M and yearly

• New ear canal must be debrided under

microscope q 6-12M

Final Cosmetic Result

Hearing Results

• Jahrsdoerfer (1992, L4)

– 90 operated on, 37 with grade 8-9.

– SRT <10 in 11% and SRT 10-25 in 78%

• Chandrasekhar (1995, L4)

– 92 pt, ABG <30 in 60% of primary and in 54% of

revision sx

• Murphy (1997, L4)

– 33% of partial atresia with SRT <20 dB and 15%

of total atresia

• De La Cruz (2003, L4)

– 116 ears, 58% ABG <30 for primary, 56% for

revision

Long Term Hearing

• De La ruz (2003, L4)

– 90 ears with >6M f/u.

– PTA: 59.9dB 45.3 dB 52.5 dB

– ABG: 45.1 dB 28.1 dB 32 dB

• Hearing gets worse long term, but not

statistically significant

• Ossicular chain refixation the most

common cause of HL

Results Summary

• Surgeon dependent

• What’s termed success varies between

studies

– May not be appropriate for pre-school

and school aged children (SRT <15 per

audiology literature)

Complication

• Lateralization of TM (22-28%)

– up to 12 M post-op

• Meatal stenosis (cartilagenous >

bony): 8-12%

• SNHL – inner ear damage (2%)

• Facial nerve injury (<1%)

• Fixation/discontinuity of ossicles

(11.5%)

Measures to Avoid Complication

• Lateralization of TM

– Cut off nitrous oxide 30 min before grafting.

– The graft anchored medially to the malleus and

the tab placed into the protympanum.

– Use of silastic button.

• Stenosis:

– Use of large STSG

– Merocel wicks

• SNHL:

– Caution with drilling,

– Use laser

• FN injury

– Intra-op monitor

“Surgery or implantable hearing

devices?”

Surgery vs. BAHA

• Evans (2006, L4)

• Compare hearing results, complications, cost

Reconstructed BAHA

2-stage

BAHA

1-stage

Hearing

gain

17.3 dB per ear 31.8 31.8

Cost $51506 $42449 $28341

Cost/dB $2909 $1238 $826

Results

• Cost

– BAHA covered by Medicare

– Cost about 1/4 of sx per dB gain

• Hearing

– 93% of reconstructive sx pt still needed some

form of sound amplification

– BAHA achieves HL <15dB with normal bone

curves

• Complications

– Reconstruction : Canal stenosis (22.2%), ROE

(19%), canal prolapse(5%), cholesteatoma (3%)

– BAHA with fewer serious complications: 1/6 with

hypertrophic scar

BAHA for Binaural Hearing

Use of BAHA in Unilateral CAA

• Wazen et al.

– Prospective case series with 9 pt.

• Pt benefited in tonal, spondee

threshold

• Significant improvement in handicap

score (from questionnaire)

• Gain binaural benefit in

localization/speech perception in

noise

Case Presentation #1

53 yo M with no other signif PMHx presents to B-clinic as a referral from

audiology. He has Left microtia s/p microtia repair? at age 9 in Mexico,

wearing BCHA on right side. He wishes to be re-fitted for another BCHA.

Case Presentation #1

Case Presentation #2

• RP is a 10 M old boy presenting to

pedi ENT clinic for f/u after failing OAE

as a newborn on Right side.

• PE showed left microtia with narrow

EAC at bony-cartilaginous junction.

Right side stenotic, TM not visualized

• ABR showed repeatable V-wave

– Left: <30dB HL air stimulation

– Right: <30dB bone stimulation

Conclusion

• Early identification of problem important for

hearing amplification and special education

• Patient classification with audio/CT

important for predicting results of sx

• Severity of microtia predict ME deformity

• BCHA should be fitted before age 6M for b/l

• BAHA with better audio results and

satisfaction than BCHA for non-sx candidate

• Sx needs careful planning with

multidisciplinary effort, careful timing

Conclusion

• Surgery

– Questionably adequate audio result for

children

• BAHA

– Good hearing results and more cost

effective for hearing gain

• Binaural BAHA

– Recommended for further gain in speech

in noise and localization

Bibliography

• Nuijten I. Admiraal R. Van Buggenhout G. Cremers C. Frijns JP. Smeets D. van Ravenswaaij-Arts C. Congenital aural atresia in 18q deletion

or de Grouchy syndrome. [Case Reports. Journal Article]Otology & Neurotology. 24(6):900-6, 2003 Nov. UI: 14600472

• Dostal A. Nemeckova J. Gaillyova R. Vranova V. Zezulkova D. Lejska M. Slapak I. Dostalova Z. Kuglik P. Identification of 2.3-Mb gene locus

for congenital aural atresia in 18q22.3 deletion: a case report analyzed by comparative genomic hybridization. [Review] [46 refs] [Case

Reports. Journal Article. Research Support, Non-U.S. Gov't. Review] Otology & Neurotology. 27(3):427-32, 2006 Apr.

• Wazen JJ. Spitzer J. Ghossaini SN. Kacker A. Zschommler A. Results of the bone-anchored hearing aid in unilateral hearing loss. [Journal

Article] Laryngoscope. 111(6):955-8, 2001 Jun.

• Granstrom G. Bergstrom K. Tjellstrom A. The bone-anchored hearing aid and bone-anchored epithesis for congenital ear malformations.

[Comparative Study. Journal Article. Research Support, Non-U.S. Gov't] Otolaryngology - Head & Neck Surgery. 109(1):46-53, 1993 Jul.

• Jahrsdoerfer RA. Yeakley JW. Aguilar EA. Cole RR. Gray LC. Grading system for the selection of patients with congenital aural atresia. [Case

Reports. Journal Article] American Journal of Otology. 13(1):6-12, 1992 Jan.

• Murphy TP. Burstein F. Cohen S. Management of congenital atresia of the external auditory canal. [Journal Article] Otolaryngology - Head

& Neck Surgery. 116(6 Pt 1):580-4, 1997 Jun.

• De la Cruz A. Teufert KB. Congenital aural atresia surgery: long-term results. [Journal Article] Otolaryngology - Head & Neck Surgery.

129(1):121-7, 2003 Jul.

• Jahrsdoerfer RA. Yeakley JW. Aguilar EA. Cole RR. Gray LC. Grading system for the selection of patients with congenital aural atresia.

[Case Reports. Journal Article] American Journal of Otology. 13(1):6-12, 1992 Jan.

• Murphy TP. Burstein F. Cohen S. Management of congenital atresia of the external auditory canal. [Journal Article] Otolaryngology -

Head & Neck Surgery. 116(6 Pt 1):580-4, 1997 Jun.

Bibliography, pt. 2

• Ear and Temporal b one Surgery. Wiet. 2006. Thieme

• Pediatric Otolaryngology. Wetmore et al. 2000 Thieme

• Evans AK. Kazahaya K. Canal atresia: "surgery or implantable hearing devices? The expert's question is

revisited". [Journal Article] International Journal of Pediatric Otorhinolaryngology. 71(3):367-74, 2007

Mar.

• Chandrasekhar SS. De la Cruz A. Garrido E. Surgery of congenital aural atresia. [Journal Article]

American Journal of Otology. 16(6):713-7, 1995 Nov.

• Snik AF. Mylanus EA. Proops DW. Wolfaardt JF. Hodgetts WE. Somers T. Niparko JK. Wazen JJ. Sterkers O.

Cremers CW. Tjellstrom A. Consensus statements on the BAHA system: where do we stand at present?.

[63 refs] [Consensus Development Conference. Journal Article] Annals of Otology, Rhinology, &

Laryngology - Supplement. 195:2-12, 2005 Dec.

• Lustig LR. Arts HA. Brackmann DE. Francis HF. Molony T. Megerian CA. Moore GF. Moore KM. Morrow T.

Potsic W. Rubenstein JT. Srireddy S. Syms CA 3rd. Takahashi G. Vernick D. Wackym PA. Niparko JK.

Hearing rehabilitation using the BAHA bone-anchored hearing aid: results in 40 patients. [Clinical Trial.

Journal Article. Multicenter Study] Otology & Neurotology. 22(3):328-34, 2001 May.

• Hakansson B. Liden G. Tjellstrom A. Ringdahl A. Jacobsson M. Carlsson P. Erlandson BE. Ten years of

experience with the Swedish bone-anchored hearing system. [Comparative Study. Journal Article] Annals

of Otology, Rhinology, & Laryngology - Supplement. 151:1-16, 1990 Oct.

• Jahrsdoerder, RA., Mason, JC. Congenital aural atresia. Operative Techniques in Otolaryngology-Head

and Neck Surgery, Vol 14, No 4 (Dec), 2003: PP247-151

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