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TOP ADVISOR
DIRECTORY
SPECIAL ADVERTISING SECTION
As of April 27, 2015
S2 B A R R O N ’ S April 27, 2015
LETTER FROM THE EDITOR
EDITOR AND PRESIDENT Edwin A. Finn Jr.
What It Takes To Be A “Barron’s Advisor”
B arron’s began ranking financial advisors 12 years ago with the goal of shining a spotlight on the best people in the business.Many stories had been written in the press over the years about bad financial advisors and the trouble they caused investors. But those
stories held little benefit for our readers. What our readers wanted to know is this: Who are the truly great financial advisors and whatare they telling their clients?
That’s the question we’ve tried to answer with our advisor rankings over the past dozen years.From the outset, the rankings have been a remarkable success. It is now accepted in the industry that the advisors ranked by Barron’s represent the
top 1% of their profession. In fact, it’s become a badge of honor to be called a “Barron’s advisor,” a phrase that’s cropped up informally to describe thefolks who make our lists. We began in 2004 with our first ranking of the nation’s top 100 advisors, working with a small firm called the Winner’s Circle,which we acquired in 2008. We published our first list of the Top 100 Women Advisors in 2006. A year after that, we published a list of the Top 100 Indepen-dent Advisors, meaning the best advisors not affiliated with the big full-service firms like Merrill Lynch, Morgan Stanley, Wells Fargo, or UBS.
One problem with all of these lists: They were dominated by advisors in New York, California, Florida, and a few other places where America’s wealthis concentrated. We knew that we were missing great advisors in South Carolina, Alaska, Wyoming, and other stateswith smaller amounts of wealth.
Our solution: the Top 1000 state-by-state ranking, which we first published in 2009 and expanded to 1200 spots lastyear. This list grants each state a minimum of six spots and allows proportionately more spots for states with greaterassets.
All of our advisor rankings are based on hard numbers: an advisor’s assets under management and annual revenuegenerated, as well as length of time in the business, client retention, and philanthropic work. Critically important, wecarefully check the regulatory record of each advisor we rank.
Every year, readers ask us how to get in touch with specific advisors who are ranked in Barron’s. This special advertis-ing section, published 10 times a year, is an effort to make that easier. This section allows Barron’s-ranked advisors—andonly Barron’s-ranked advisors—to publish their phone numbers, email addresses, and Website addresses. A link to thisspecial advertising section can be found at the top of any page on our Website: Barrons.com. Advisors pay a fee to be
listed in this section, but their participation has no bearing on their place in our rankings, nor does it guarantee that they will be ranked in future years.In our advisor rankings, as in all Barron’s journalism, the readers’ interests must come first and not be subordinated to any commercial considerations.
We want to thank all Barron’s-ranked advisors and their firms for helping us make our rankings successful. We also want to thank these advisors forsetting the highest standards for their profession and for sharing their investing insights on a regular basis with Barron’s readers.
Advisors pay a fee to be listed in this section, but their participation has no bearing on their place in our rankings, nor does it guarantee that they will be ranked in future years.
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
As of April 27, 2015
Directory of Barron’s-Ranked Financial Advisors
Typi
cal N
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Wor
th ($
mil)
Typi
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Size
($m
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Team
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Mark Mantooth Merrill Lynch WM (256) 650-2441 / mark_mantooth@ml.com • • • • $857 $1.75 $35 Huntsville
Michael Mullis Securities America (205) 733-8006 / michael@kmwealthmanagement.com • • • • 395 0.95 2.5 Vestavia Hills www.kmwealthmanagement.com
Jordan Plaster Merrill Lynch WM (205) 759-9534 / james_plasterjr@ml.com • • • 306 1.5 5 Tuscaloosa www.fa.ml.com/james_plasterjr
Robert Runkle Merrill Lynch WM (334) 409-5810 / robert_runkle@ml.com • • • • 1183 2.5 3.75 Montgomery fa.ml.com/robert_runkle
Todd Thornell Sr. Merrill Lynch WM (334) 677-0516 / todd_thornell@ml.com • • • • 372 1.5 4 Dothan fa.ml.com/thornell_group
Robert Bancroft Morgan Stanley PWM (480) 624-5714 / robert.bancroft@morganstanleypwm.com • • • 692 15 20 Scottsdale www.morganstanleypwa.com/bbg/
Allan Flader RBC WM (602) 381-5388 / allan.flader@rbc.com • • • 606 2.5 5 Phoenix www.fladergroup.com
Brian Friedman Merrill Lynch WM (602) 954-5008 / brian.friedman@ml.com • • • 620 4.5 12 Phoenix
James Marten Merrill Lynch WM (602) 954-5016 / james_marten@ml.com • • • • • 1,146 3 5 Phoenix fa.ml.com/martengroup
David Stahle Merrill Lynch WM (480) 898-6612 / david_stahle@ml.com • • • • • 1,417 2 5 Mesa fa.ml.com/sbgroupaz
Ruth Transue Wells Fargo Advisors (520) 529-5932 / transuer@wellsfargo.com • • • 650 2 4 Tucson www.ruthtransue.wfadv.com
Trevor Wilde Wilde WM Group (480) 361-6203 / trevor@wildewealth.com • • 328 0.65 1.25 Scottsdale www.wildewealth.com
James Wood Merrill Lynch WM (520) 747-6198 / james_wood@ml.com • • • 424 1 3 Tucson www.fa.ml.com/woodgroup
Emily Bach Morgan Stanley WM (925) 253-5322 / emily.bach@morganstanley.com • • • 955 3 5 Orinda www.morganstanleyfa.com/thebachgroup/
Anouchka Balog Morgan Stanley WM (949) 365-5306 / anouchka.m.balog@morganstanley.com • • • 551 4 10 Laguna Niguel www.morganstanleyfa.com/balog/
Cameron Beck UBS Financial Services (916) 648-7266 / beckgroup@ubs.com • • • 430 2 3 Sacramento www.ubs.com/team/beckgroup
Laura Belo UBS Financial Svcs (415) 576-3832 / laura.belo@ubs.com • • • 742 3 6 San Francisco www.ubs.com/team/baywm
Jim Berliner Westmount Asset Mgmt (310) 556-2502 / jberliner@westmount.com • • • 1,953 2.5 7 Los Angeles www.westmount.com
Garrett Bland J.P. Morgan Securities (310) 201-2771 / garrett.bland@jpmorgan.com • • • • 1,877 20 40 Los Angeles www.jpmorgansecurities.com/theblandgroup
Robert Daly Jr. J.P. Morgan Securities (310) 201-7744 / robert.daly@jpmorgan.com • • • • 950 15 20 Los Angeles jpmorgansecurities.com
Fred Fern Churchill Mgmt Group (323) 937-7110 / FredAFern@churchillmanagement.com • • • 3,478 0.75 1.5 Los Angeles www.churchillmanagement.com
Gary Fournier J.P. Morgan Securities (213) 553-7410 / gary.fournier@jpmorgan.com • • • 1,013 10 25 Los Angeles
Robert Gallo Merrill Lynch WM (925) 945-4823 / robert_f_gallo@ml.com • • • 1,392 0.75 2.5 Walnut Creek fa.ml.com/gallo_group
Eric Gray Merrill Lynch PBIG (310) 407-3979 / eric_gray@ml.com • • 7,356 50 80 Los Angeles pwa.ml.com/grayteam
Philippe Hartl Merrill Lynch PBIG (310) 407-3984 / philippe_hartl@ml.com • • • 2,005 30 80 Century City www.pwa.ml.com/hartl_team
Dana Jackson Graystone Consulting (650) 234-5902 / dana.jackson@msgraystone.com • • • 14,212 25 45 Menlo Park www.morganstanleyfa.com/peninsulagroupsb
Steve Levine UBS PWM (310) 734-3919 / steve.levine@ubs.com • • • • 4,666 15 40 Los Angeles www.ubs.com/team/lw
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B A R R O N ’ S • SPECIAL ADVERTISING SECTION
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Directory of Barron’s-Ranked Financial Advisors
John C. McNamee Merrill Lynch PBIG (310) 407-4824 / john_mcnamee@ml.com • • • • $5,635 $40 $75 Los Angeles www.pwa.ml.com/mcnameewhite
Lon Morton Morton Capital Mgmt (818) 591-6200 / lmorton@mortoncapital.com • • 1,433 4 8 Calabasas www.mortoncapital.com
Dan Murphy Morgan Stanley WM (650) 926-7643 / dan.w.murphy@morganstanley.com • • • • 3,822 75 150 Menlo Park www.morganstanleyfa.com/danmurphy
Laila Pence Pence WM (800) 731-3623 / anne.godfrey@lpl.com • • • 1,253 2 5 Newport Beach www.pencewealthmanagement.com
Spuds Powell Kayne Anderson Rudnick (310) 282-7945 / spowell@kayne.com • • • • • 9,133 5 10 Los Angeles www.kayne.com
Joseph Schirripa UBS Financial Services (310) 281-3810 / joseph.schirripa@ubs.com • • • • 1,503 2 10 Beverly Hills www.ubs.com/team/schirripagroup
Paul Taghibagi SEIA (310) 712-2334 / pt@seia.com • • • • • 4,213 3 10 Los Angeles www.seia.com
Emily Van Hoorickx UBS Financial Services (408) 286-5500 / emily.vanhoorickx@ubs.com • • • 4,766 5 10 San Jose www.ubs.com/team/svig
Alan Whitman Morgan Stanley WM (626) 405-9313 / alan.whitman@morganstanley.com • • • 2,440 5 15 Pasadena www.morganstanleyfa.com/wr
Dale Yahnke Dowling & Yahnke, LLC (858) 509-9500 / dale.yahnke@dywealth.com • • • 2,690 2.88 15 San Diego www.dywealth.com
Cheryl Young Morgan Stanley WM (408) 358-0976 / cheryl.young@morganstanley.com • • • 846 5 10 Los Gatos www.morganstanleyfa.com/youngandassociates
Mark R. Brown LPL Financial Svcs (303) 863-7231 / mbrown@brown-tedstrom.com • • 888 7.5 13.3 Denver www.brown-tedstrom.com
Melissa Corrado-Harrison Merrill Lynch PBIG (303) 446-5617 / melissa_harrison@ml.com • • 1,805 25 50 Denver pwa.ml.com/corradoharrison
Shawn Fowler Morgan Stanley PWM (303) 446-3306 / shawn.fowler@morganstanleypwm.com • • • 2,630 29 59 Denver
Joseph Janiczek Janiczek WM (303) 721-7000 / cwegner@janiczek.com • • • 435 2.5 7 Greenwood Village www.janiczek.com
Eric Koeplin The Milestone Group (303) 539-0100 / info@themilestonegroup.com • • 1,785 10 20 Denver www.themilestonegroup.com
Wally Obermeyer Obermeyer Asset Mgmt (970) 925-8747 / info@obermeyerwood.com • • • 927 2.5 5 Aspen www.obermeyerwood.com
Mark J. Smith M.J. Smith & Associates (303) 768-0007 / mark.smith@raymondjames.com • • 769 1.6 2.1 Greenwood Village www.mj-smith.com
Harrison “Cal” Buxton UBS PWM (800) 504-6020 / cal.buxton@ubs.com • • • 2,146 2 3 New London www.ubs.com/team/humphreygroup
Peter Chieco Morgan Stanley WM (203) 625-4897 / peter.chieco@morganstanley.com • • • • • 1,202 5 15 Greenwich www.morganstanleyfa.com/thesoundshoregroup
Jeff Erdmann Merrill Lynch PBIG (203) 861-5902 / jeff_erdmann@ml.com • • • • 5,633 25 45 Greenwich pwa.ml.com/erdmanngroup
Michael Freeburg Greenwich WM (203) 618-0103 / information@greenwichwealth.com • • 1,697 10 25 Greenwich www.greenwichwealth.com
David E. Goodwin Merrill Lynch WM (860) 728-3622 / david_goodwin@ml.com • • • • 512 6 10 Hartford www.fa.ml.com/goodwin_group
William Greco UBS Financial Services (860) 727-1515 / william.greco@ubs.com • • • 4,519 7 12 Hartford financialservicesinc.ubs.com/team/grecogroup
Dana Hanson Relyea Zuckerberg Hanson (203) 355-0884 / danah@rzhadvisors.com • • 630 6 19 Stamford www.rzhadvisors.com
Charles J. Noble III Janney Montgomery Scott (203) 784-7401 / noblegroup@janney.com • • • • 708 3.5 7.5 New Haven noblewealthadvisory.com
John W. Rafal Essex Financial Svcs (860) 767-4300 / john.rafal@essexfinancialservices.com • • • • • • 3,846 6 15 Essex www.essexfinancialservices.com
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B A R R O N ’ S • SPECIAL ADVERTISING SECTION
As of April 27, 2015
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Directory of Barron’s-Ranked Financial Advisors
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Harold Trischman Morgan Stanley WM (203) 625-4824 / harold.j.trischman@morganstanley.com • • • • • $1,500 $4 $9 Greenwich www.morganstanleyfa.com/trischmangroup
John Adams Vaccaro Westport Resources (203) 226-0222 / wrmsupport@westportresources.com • • • • 1,281 3.97 10 Westport www.westportresources.com
Carl Zuckerberg Relyea Zuckerberg Hanson (203) 355-0888 / carlz@rzhadvisors.com • • 620 6 16 Stamford www.rzhadvisors.com
Keith Apton UBS Financial Services (202) 585-5358 / keith.apton@ubs.com • • 808 5 10 Washington financialservicesinc.ubs.com/team/capitalesopgroup
Michael Freiman Morgan Stanley WM (202) 778-1382 / michael.j.freiman@morganstanley.com • • • 964 0.87 2.5 Washington www.teamfreiman.com
Barry Haffner UBS Financial Services (202) 585-5440 / barry.haffner@ubs.com • • 636 5 7 Washington ubs.com/fa/barryhaffner
Michael Kirvan Merrill Lynch WM (202) 659-7349 / michael_kirvan@ml.com • • • 637 1.6 7.5 Washington fa.ml.com/thekirvangroup
Marvin McIntyre Morgan Stanley PWM (202) 778-1381 / marvin.mcintyre@morganstanleypwm.com • • • • • • 3747 5 25 Washington www.morganstanleyfa.com/cwmg/
James New Credit Suisse Securities (202) 626-3377 / james.new@credit-suisse.com • • • • 710 10 20 Washington www.credit-suisse.com
Christopher S. Sargent Wells Fargo Advisors (202) 872-6570 / christopher.sargent@wfadvisors.com • • • • 875 3 5 Washington www.thesargentinvestmentgroup.wfadv.com
William Slater III Merrill Lynch PBIG (202) 659-7387 / william_slateriii@ml.com • • 1,202 8.5 15 Washington www.pwa.ml.com/skfm
David Stuart Morgan Stanley WM (202) 861-5028 / david.a.stuart@ms.com • • • 651 1.75 3 Washington www.morganstanleyfa.com/stuart
John M. Williams Morgan Stanley PWM (202) 862-2876 / john.m.williams@morganstanleypwm.com • • • • 3,700 20 35 Washington www.morganstanleypwa.com/williams_group
Donald DeWees Sr Wells Fargo Advisors (800) 832-6669 / dana.edwards@wfadvisors.com • • • • • 1,126 1.5 3.5 Greenville www.deweesicg.com
Cynthia Hewitt Merrill Lynch WM (302) 571-5524 / cynthia_hewitt@ml.com • • • 1,221 4.5 10.5 Wilmington fa.ml.com/hart_group
Michael Koppenhaver Merrill Lynch WM (888) 766-4680 / michael_s_koppenhaver@ml.com • • • • • 531 1.5 4.5 Dover www.fa.ml.com/koppenhaver_hawkins_associates
Kimberlee Orth Ameriprise Financial (302) 475-5105 / kimberlee.m.orth@ampf.com • • • • 1,168 3.47 9.79 Wilmington kimberleeorth.com
Thomas Weisenfels Merrill Lynch WM (302) 571-5244 / thomas_weisenfels@ml.com • • 365 1.3 2.3 Wilmington fa.ml.com/weisenfels
Richard Altieri Morgan Stanley WM (561) 393-1836 / thealtierigroup@morganstanley.com • • • 1,291 5 20 Boca Raton morganstanleyfa.com/thealtierigroup.com
Louise Armour J.P. Morgan Securities (212) 272-6604 / louise.armour@jpmorgan.com • • • 1,556 13 17 West Palm Beach www.jpmorgansecurities.com/louisearmour
Stephen Bloch Morgan Stanley WM (305) 937-7175 / stephen.bloch@ms.com • • • • 4,725 3 5 Aventura www.morganstanleyfa.com/thefaroblochgroup
Hank Boyce UBS Financial Services (305) 682-4649 / hank.boyce@ubs.com • • 1,615 24 30 Aventura ubs.com/team/constellation
Ken Burke Merrill Lynch WM (407) 333-8313 / kenneth_burke@ml.com • • • 978 10 14 Heathrow fa.ml.com/bcg
William S. Calabretta Morgan Stanley WM (561) 393-1812 / william.s.calabretta@morganstanley.com • • • 1,291 5 20 Boca Raton morganstanleyfa.com/thealtierigroup.com
Adam Carlin Morgan Stanley PWM (305) 476-3302 / adam.e.carlin@morganstanleypwm.com • • 1,978 14 20 Coral Gables www.morganstanleyfa.com/carlin/
Louis Chiavacci Merrill Lynch PBIG (305) 774-0500 / louis_chiavacci@ml.com • • 2,945 35 75 Coral Gables pwa.ml.com/chiavacciteam
Thomas Cleary UBS Financial Services (407) 803-4670 / tom.cleary@ubs.com • • • • • 1,100 3 5 Orlando www.ubs.com/fa/tomcleary
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Directory of Barron’s-Ranked Financial Advisors
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Aimee DeMariano Cogan Morgan Stanley WM (941) 363- 8514 / aimee.cogan@morganstanley.com • • • • $690 $10 $25 Sarasota www.morganstanleyfa.com/bellwethergroup
Don d’Adesky Morgan Stanley WM (561) 393-2027 / don.dadesky@morganstanley.com • • • 3,116 3 10 Boca Raton www.morganstanleyfa.com/theamericasgroup/
Patrick Dwyer Merrill Lynch PBIG (305) 577-6929 / patrick_dwyer@ml.com • 2,489 25 50 Miami www.pwa.ml.com/dwyerassociates
Bob Edwards Wells Fargo Advisors (239) 254-2200 / robert.t.edwards@wfadvisors.com • • • • • 2,875 5 20 Naples www.moranedwards.com
Nelson Faro Morgan Stanley WM (305) 937-7138 / nelson.faro@morganstanley.com • • • • 4,725 3 5 Aventura www.morganstanleyfa.com/thefaroblochgroup
Neil A. Fox Morgan Stanley WM (800) 327-0146 / neil.a.fox@morganstanley.com • • • • 2,600 4 10 Boca Raton www.morganstanleyfa.com/foxteamsb/groupdetail.htm
David Fox Morgan Stanley WM (800) 327-0146 / david.h.fox@morganstanley.com • • • • 2,600 4 10 Boca Raton www.morganstanleyfa.com/foxteamsb/groupdetail.htm
Janet Franco Gordon Morgan Stanley WM (305) 476-3304 / janet.franco.gordon@ms.com • • • 700 5 10 Coral Gables www.morganstanleyfa.com/thegordongroup
Eric Glasband Merrill Lynch WM (561) 361-3437 / eric.glasband@ml.com • • • • • • 822 3.53 10 Boca Raton www.fa.ml.com/gs
William King Merrill Lynch WM (772) 231-9037 / william_w_king@ml.com • • • • • 1,583 7 10 Vero Beach fa.ml.com/kinggroup
Clarke Lemons WaterOak Advisors (407) 567-2956 / newclient@wateroak.com • • • • • 1,351 2.5 5 Winter Park www.wateroak.com
Michael A. McCain Wells Fargo Advisors (239) 254-2206 / michael.mccain@wfadvisors.com • • • 1,129 5 10 Naples home.wellsfargoadvisors.com/michael.mccain
William Merriam Merrill Lynch WM (904) 218-5931 / william_h_merriam@ml.com • • • • • • 742 1.7 5 Jacksonville www.fa.ml.com/bill_merriam
Mark Miller Merrill Lynch WM (561) 416-4629 / mark_m_miller@ml.com • • • 709 2 5 Boca Raton fa.ml.com/millerbroichassociates.com
Thomas Moran Wells Fargo Advisors (239) 254-2200 / thomas.moran@wfadvisors.com • • • • • 2,875 5 20 Naples www.moranedwards.com
Charles Mulfinger II Graystone Consulting (813) 227-2061 / charles.mulfinger.ii@msgraystone.com • • • • 4,846 5.4 8 Tampa www.morganstanleygc.com/gctampa/
Michael Nickler Morgan Stanley WM (561) 822-4955 / michael.nickler@morganstanley.com • • • 1,058 5 10 West Palm Beach www.morganstanley.com/fa/thenicklergroup
Adam Rosenfeld Merrill Lynch WM (305) 577-6903 / adam.rosenfeld@ml.com • • 651 15 100 Miami www.fa.ml.com/rosenfeldgroup
Andrew Schultz Morgan Stanley WM (605) 695-6116 / andrew.schultz@morganstanley.com • • 1,050 7.5 10 Miami Beach www.morganstanleyfa.com/theschultzgroup
Mickey Silverman Raymond James (561) 997-9100 / mickey.silverman@raymondjames.com • • • • 1,150 5 30 Boca Raton raymondjames.com/silvermangroup
Kurt Sylvia UBS PWM (561) 659-9526 / kurt.sylvia@ubs.com • • • • 1,485 20 45 Palm Beach ubs.com/team/pwmpalmbeach
Sal Tiano J.P. Morgan Securities (561) 694-5600 / sal.tiano@jpmorgan.com • • 1,100 10 25 Palm Beach Gardens www.jpmorgansecurities.com/tianogroup
Marc Walters Morgan Stanley WM (813) 227-2034 / marc.walters@morganstanley.com • • • 679 1.7 2.3 Tampa www.morganstanleyfa.com/thewaltersgroup
Robert Balentine Balentine (404) 537-4800 / rbalentine@balentine.com • • • • 1,884 9 25 Atlanta www.balentine.com
Andy Berg Homrich Berg (404) 264-1400 / berg@homrichberg.com • • • 3,858 3 7 Atlanta www.homrichberg.com
Roger S. Green Cetera Advisors (800) 275-3101 / roger.green@rogersgreen.com • • 387 0.35 0.6 Duluth www.rogersgreen.com
James Hansberger Morgan Stanley WM (404) 266-4269 / james.c.hansberger@morganstanley.com • • • 2,450 1.5 40 Atlanta www.morganstanleyfa.com/hansberger&merlin/
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B A R R O N ’ S • SPECIAL ADVERTISING SECTION
As of April 27, 2015
Directory of Barron’s-Ranked Financial Advisors
Typi
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Rod Westmoreland Merrill Lynch PBIG (404) 264-2066 / rod_westmoreland@ml.com • • $3,573 $30 $45 Atlanta pwa.ml.com/westmorelandgroup
Raj Bhatia Merrill Lynch PBIG (312) 325-2676 / raj_bhatia@ml.com • • • • 1,300 15 25 Chicago www.pwa.ml.com/bhatiagroup
Brent Brodeski Savant Capital Mgmt (815) 227-0300 / bbrodeski@savantcapital.com • • • • 4,035 1.25 3 Rockford www.savantcapital.com
Kyle Chudom Morgan Stanley WM (630) 573-9680 / kyle.chudom@ms.com • • • 690 1 2.5 Oak Brook chudomhayes.com
Patricia Cutilletta Morgan Stanley WM (312) 648-3401 / patricia.g.cutilletta@morganstanley.com • • 525 7 10 Chicago www.morganstanleyfa.com/cutillettagroup
Ted Davis UBS Financial Services (630) 572-4060 / ted.davis@ubs.com • • 655 1.4 2 Oakbrook Terrace www.ubs.com/team/daviswmg
Brad DeHond Morgan Stanley PWM (312) 706-4517 / brad.dehond@morganstanley.com • • • • • 2,200 30 50 Chicago www.morganstanleypwa.com/mspwmchicago-mdm
Steven Hefter Wells Fargo Advisors (847) 405-7300 / steven.hefter@wellsfargoadvisors.com • • 4,700 10 30 Deerfield www.hlmcapital.com
Joseph Kartheiser Morgan Stanley PWM (312) 419-3337 / joe.kartheiser@morganstanleypwm.com • • 1,220 5 15 Chicago www.morganstanleypwa.com/thekartheisergroup
Scott Magnesen Morgan Stanley WM (630) 573-9694 / scott.magnesen@morganstanley.com • • • 2,402 1 3 Oak Brook www.morganstanleyfa.com/thempwgroup/
James M. Moriarity Morgan Stanley PWM (312) 706-4572 / james.moriarity@morganstanley.com • • • • • 2,200 30 50 Chicago www.morganstanleypwa.com/mspwmchicago-mdm
James Oberheide Morgan Stanley PWM (312) 443-6090 / james.oberheide@morganstanleypwm.com • • • 1,824 35 75 Chicago www.morganstanleyfa.com/theoberheidegroup
Sharon Oberlander Merrill Lynch WM (312) 696-7620 / s_oberlander@ml.com • • 1,053 5 12 Chicago www.fa.ml.com/oberlandergroup
Maureen Raihle Merrill Lynch PBIG (312) 325-2635 / maureen_raihle@ml.com • • 5,659 32 60 Chicago pwa.ml.com/vrgroup
Kathleen Roeser Morgan Stanley WM (312) 443-6500 / kathy.roeser@morganstanley.com • • • • 803 6 8 Chicago www.morganstanleyfa.com/theroesergroup/
David Sheppard Merrill Lynch WM (847) 550-7878 / david_n_sheppard@ml.com • • 558 4.1 6 Deer Park fa.ml.com/sheppardgroup
Joseph Silich Morgan Stanley WM (312) 443-6200 / joseph.silich@morganstanley.com • • 846 7 12 Chicago
Ronald Stenger Morgan Stanley WM (630) 573-9676 / ronald.stenger@ms.com • • 512 1.1 3 Oak Brook
Mark Thorndyke Merrill Lynch WM (312) 696-7645 / mark_w_thorndyke@ml.com • • • 977 3.5 7 Chicago www.fa.ml.com/thorndyke_group
John Ver Bockel Merrill Lynch PBIG (312) 325-2634 / john_verbockel@ml.com • • 5,659 32 60 Chicago pwa.ml.com/vrgroup
David Wright Merrill Lynch PBIG (312) 325-2620 / dave_wright@ml.com • • • • 2,036 25 35 Chicago www.pwa.ml.com/wrighthudakzabel
Eric Payne Merrill Lynch WM (317) 706-3160 / eric_payne@ml.com • • • • • 1,718 3.5 7.5 Indianapolis www.fa.ml.com/payne_mencias
Timothy Finucan Edward Jones (515) 832-4155 / timothy.finucan@edwardjones.com • • 429 1 1.5 Webster City
Matthew Fryar Wells Fargo Advisors (515) 245-3120 / matthew.r.fryar@wellsfargo.com • • • 603 4 5 Des Moines
Keith Swanson Morgan Stanley PWM (515) 224-5501 / keith.k.swanson@morganstanleypwm.com • • • 655 7 15 West Des Moines www.morganstanleypwa.com/swanson
Barry Barlow Merrill Lynch WM (502) 329-5097 / barry_barlow@ml.com • • • • 617 3 7.5 Louisville www.fa.ml.com/b_barlow
James Spiro Morgan Stanley WM (504) 585-3973 / james.m.spiro@morganstanley.com • • • 1,702 1 4 New Orleans www.morganstanleyfa.com/spirogroup
ILLI
NO
ISIN
D.
IOW
AK
Y.LA
.
Name Firm/City Phone, E-Mail & Website
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
As of April 27, 2015
Reta
il
(Up
to $
1 m
il)Hi
gh N
et W
orth
($1-
10 m
il)
Ultr
a-Hi
gh N
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($10
mil+
)
Foun
datio
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Endo
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ents
Inst
itutio
nal
Team
Tota
l As
sets
($m
il)
Typi
cal A
ccou
nt
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($m
il)
Typi
cal N
et
Wor
th ($
mil)
Directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
Jeremiah Burns Morgan Stanley WM (207) 871-7373 / jeremiah.burns@morganstanley.com • • • • • $475 $7.5 $10 Portland morganstanley.com/fa/jeremiah.burns
Larry Boggs Wells Fargo Advisors (301) 724-2660 / larry.d.boggs@wfadvisors.com • • • 1,144 3 5 Cumberland www.home.wellsfargoadvisors.com/larry.d.boggs
Robert Collins Collins Inv Grp (Wells FiNet) (301) 915-9630 / robert.collins@wfafinet.com • • • 750 3 6 Bethesda collinsinvestmentgroup.com
Barry Garber Deutsche Asset & WM (410) 895-3971 / barry.l.garber@db.com • • • • • 2,300 15 25 Baltimore www.deutscheawm.com/wealth-us
Jim Holzapfel Wells Fargo Advisors (844) 894-5706 / james.holzapfel@wfadvisors.com • • • • • 738 1.5 3.5 Hagerstown www.holzapfelinvestmentgroup.com
Leo Kelly HighTower (410) 472-5381 / lkelly@hightoweradvisors.com • • • • • 1,326 5 10 Hunt Valley www.kellywealthmgmt.com
Brian Kroneberger Jr. RBC WM (410) 316-5454 / brian.kroneberger@rbc.com • • • 1,200 2.5 4 Hunt Valley www.rbcwmfa.com/dkgroup/
John Lynch Raymond James (888) 465-8424 / john.lynch@lynchretirementgroup.com • • 524 1.5 5 Fulton www.lynchretirementgroup.com
James Meek Graystone Consulting (410) 736-5367 / james.k.meek@msgraystone.com • • • • • 1,348 12.5 18 Baltimore www.morganstanleygc.com/jkmeekgroup
William F. Orr Merrill Lynch PBIG (800) 595-4197 / william_orr@ml.com • • • • 590 10 15 Frederick pwa.ml.com/theorrgroup
E. Geoffrey Sella SPC Financial, Inc (301) 770-6800 / jsella@spcfinancial.com • • 640 0.68 1 Rockville www.spcfinancial.com
James Atwood Merrill Lynch PBIG (800) 765-6194 / james_atwood@ml.com • • 4,361 45 75 Boston pwa.ml.com/theatwoodgroup
Debra Brede D.K. Brede Inv Mgmt (781) 444-9367 / dkb@bredeinvestment.com • • • • 753 2 3.5 Needham www.bredeinvestment.com
Ross Dolgoff J.P. Morgan Securities (617) 654-2253 / ross.dolgoff@jpmorgan.com • • • 2,700 5 10 Boston
Timothy Grimes Grimes (508) 366-3883 / advisors@grimesco.com • • 2,008 3.5 7 Westborough www.grimesco.com
Susan Kaplan Kaplan Financial Svcs (617) 527-1557 / susan.kaplan@lpl.com • • • 1,600 3.75 10 Newton www.kaplan-financial.com
Stephen Kelliher Morgan Stanley WM (877) 535-4437 / stephen.kelliher@morganstanley.com • • • • • • 2,700 5.5 10 Norwell www.kellihercorbettgroup.com
Victor Livingstone Morgan Stanley PWM (617) 478-6500 / victor.livingstone@morganstanleypwm.com • • • • 3,604 25 100 Boston www.morganstanley.com
Richard Miller Ameriprise Financial (617) 607-3366 / richard.r.miller@ampf.com • • • 703 0.59 1.3 Wellesley www.richardmiller.com
Peter Noonan J.P. Morgan Securities (617) 654-2318 / peter.noonan@jpmorgan.com • • • 1,432 16 100 Boston www.jpmorgansecurities.com/peternoonan
James Odorczuk J.P. Morgan Securities (617) 654-2252 / james.odorczuk@jpmorgan.com • • • 2,700 5 10 Boston
Raju Pathak Morgan Stanley WM (617) 589-3373 / raju.pathak@morganstanley.com • • • • 1,317 8 15 Boston www.morganstanleyfa.com/pathakgroup
Peter Princi Graystone Consulting (617) 589-3229 / peter.b.princi@msgraystone.com • • • • • 3,570 7.5 15 Boston www.morganstanleyfa.com/theprincigroup
Raj Sharma Merrill Lynch PBIG (800) 926-5579 / • • • • 7,169 10 15 Boston www.pwa.ml.com/sharma_group
Brian Strachan Morgan Stanley PWM (617) 570-9240 / brian.s.strachan@morganstanleypwm.com • • • 2,495 10 20 Boston www.morganstanleypwa.com/thestrachangroupsb
Douglas Iles Merrill Lynch PBIG (866) 260-6235 / douglas_iles@ml.com • • • • 674 5 20 Saginaw pwa.ml.com/the_iles_group
David Kudla Mainstay Capital Mgmt (866) 444-6246 / mainstay@mainstaycapital.com • • • 1,853 0.5 4 Grand Blanc www.mainstaycapital.com
ME.
MA
RY
LAN
DM
AS
SA
CH
US
ETTS
MIC
HIG
AN
Name Firm / City Phone, E-Mail & Website
As of April 27, 2015
Name Firm / City Phone, E-Mail & Website Reta
il
(Up
to $
1 m
il)Hi
gh N
et W
orth
($1-
10 m
il)
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
Foun
datio
ns
Endo
wm
ents
Inst
itutio
nal
Team
Tota
l As
sets
($m
il)
Typi
cal A
ccou
nt
Size
($m
il)
Typi
cal N
et
Wor
th ($
mil)
Directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
John Kulhavi Merrill Lynch WM (888) 273-1093 / john_kulhavi@ml.com • • • • $1,191 $5 $20 Farmington Hills www.fa.ml.com/kulhavi
Leon LaBrecque LJPR (248) 641-7400 / leon.labrecque@ljpr.com • • • • 683 0.8 1.5 Troy ljpr.com
Sherri Stephens Stephens WM Group (810) 732-7411 / sheryl.stephens@stephenswmg.com • • • 447 1.2 3 Flint www.stephenswmg.com
Aaron M. Howe RBC WM (952) 476-0555 / bigwatergroup@rbc.com • • • 479 2.5 8 Wayzata www.bigwatergroup.com
Ross Levin Accredited Investors (952) 841-2222 / ross@accredited.com • • 1,431 3.6 5 Edina accredited.com
Bennett Marks Marks Group WM (952) 582-6100 / ben.marks@marksgroup.com • • • • • 655 2 5 Minnetonka www.marksgroup.com
Mark Rethlake UBS Financial Services (612) 303-5851 / mark.w.rethlake@ubs.com • • • 471 2 10 Minneapolis financialservicesinc.ubs.com/fa/markwrethlake/
Michael Dowell Morgan Stanley WM (800) 321-6426 / dowellgroup@morganstanley.com • • • • • 1198 2 5 Jackson www.morganstanleyfa.com/dowellgroupsb/
Robert L. Millner Morgan Stanley WM (314) 889-9868 / robert.millner@morganstanley.com • • • 680 2 5 St. Louis www.morganstanleyfa.com/themillnergroup
Michael Moeller Wells Fargo Advisors (800) 866-2801 / mike.moeller@wfadvisors.com • • • • • • 1,125 2 3 Chesterfield www.themoellergroup.net
Deborah Danielson Danielson Financial Group (702) 734-7000 / deborah@danielsonfinancialgroup.com • • • 510 2 5 Las Vegas www.danielsonfinancialgroup.com
Randy A. Garcia The Investment Counsel Co (702) 871-8510 / randy@iccnv.com • • • 907 5 11 Las Vegas www.iccnv.com
Robert Bonfiglio Ameriprise Financial (603) 606-4255 / robert.a.bonfiglio@ampf.com • • 343 0.75 2.5 Bedford www.bobbonfiglio.com
John Habig Morgan Stanley WM (603) 422-8901 / john.f.habig@morganstanley.com • • • • 364 1 2.5 Portsmouth www.morganstanleyfa.com/habig
P. Kevin O’Brien Wells Fargo Advisors (603) 334-4032 / kevin.obrien@wellsfargoadvisors.com • • • 281 0.5 0.5 Portsmouth www.obrienwmg.com
Jim Barry Merrill Lynch WM (609) 243-7976 / jim_barry@ml.com • • • • • 3,342 2 7 Princeton fa.ml.com/barry_team
Bruce G. Barth Merrill Lynch WM 800-245-9819 / bruce_g_barth@ml.com • • • • • • 784 1.5 4 Newark www.fa.ml.com/barthgroup
Jack Burke Merrill Lynch Wealth Mgmt (973) 410-2309 / john_j_burke@ml.com • • • 2,176 6 15Florham Park www.fa.ml.com/the_harbor_group
Mark Cortazzo MACRO Consulting (973) 451-9400 / info@macroconsultinggroup.com • • • 985 2.5 6.5 Parsippany www.macroconsultinggroup.com
Mary Deatherage Morgan Stanley PWM (973) 890-3015 / mary.m.deatherage@morganstanleypwm.com • • • 2,350 10 15 Little Falls www.morganstanleyfa.com/mary_deatherage
Mark Fendrick UBS Financial Services (856) 985-2070 / mark.fendrick@ubs.com • • • 622 3 5 Mt. Laurel www.ubs.com/team/fendrickgroup
Bruce Gsell Merrill Lynch WM (800) 677-9405 / bruce_gsell@ml.com • • • • 6,676 2 5 Edison fa.ml.com/gsellgroup
John Hudspeth Merrill Lynch WM (800) 521-9399 / john_r_hudspeth@ml.com • • • 702 2 4 Mount Laurel fa.ml.com/brownehudspeth
Elliott Kugel Merrill Lynch WM (908) 685-3252 / elliott_m_kugel@ml.com • • • 1,095 1.7 3 Bridgewater www.fa.ml.com/kugelbriegs
Joseph Lauricella Merrill Lynch WM (800) 694-5340 / joseph_lauricella@ml.com • • • • 833 10 30 Montvale www.fa.ml.com/joseph_lauricella
Mark Lichtenfeld UBS PWM (973) 360-4369 / thesomersethillsgroup@ubs.com • • • • 1,710 5 10.5 Florham Park www.ubs.com/team/thesomersethillsgroup
Gregory Makowski CFS Investment Adv Svcs (973) 826-8800 / greg@cfsias.com • • • • 810 2 5 Totowa www.cfsias.com
MIN
NE
SO
TAM
O.
MS
.N
V.
N.H
.N
EW
JE
RS
EY
As of April 27, 2015
Name Firm / City Phone, E-Mail & Website Reta
il
(Up
to $
1 m
il)Hi
gh N
et W
orth
($1-
10 m
il)
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
Foun
datio
ns
Endo
wm
ents
Inst
itutio
nal
Team
Tota
l As
sets
($m
il)
Typi
cal A
ccou
nt
Size
($m
il)
Typi
cal N
et
Wor
th ($
mil)
Directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
James Maltese Merrill Lynch WM (800) 288-3249 / james_p_maltese@ml.com • • • $1,462 $3 $5 Edison www.fa.ml.com/maltesegroup
Stewart Massey Massey, Quick & Co., LLC (973) 525-1000 / partners@masseyquick.com • • • • 2,788 8.7 25 Morristown www.masseyquick.com
Neil McPeak Wells Fargo Advisors (800) 527-4960 / neil.mcpeak@wfadvisors.com • • • • 886 1 5 Linwood www.mcpeakgroup.wfadv.com
John J. Murphy Murphy Capital Mgmt (908) 719-6430 / info@murphycapital.com • • • • • • 769 1.3 3 Gladstone www.murphycapital.com
Harris Nydick CFS Investment Adv Svcs (973) 826-8800 / harris@cfsias.com • • • • 810 2 5 Totowa www.cfsias.com
Nicholas A. Pascarella Cetera Advisors (973) 428-3400 / vickip@npcofinancial.com • • 873 1 3.4 Parsippany www.npcofinancial.com
Todd Sherman Morgan Stanley WM (888) 651-0085 / todd.sherman@morganstanley.com • • 500 3 3 Mt. Laurel www.morganstanleyfa.com/shermansobin
Mark Tobias Morgan Stanley WM (732) 435-2225 / mark.s.tobias@morganstanley.com • • • 850 3 8 New Brunswick www.morganstanleyfa.com/mark_tobias
John Moore Raymond James (505) 881-5100 / info@johnmoore.com • • • 447 1.8 3.5 Albuquerque www.johnmoore.com
Lewis Altfest Altfest Personal WM (212) 406-0850 / inquiry@altfest.com • • • 1,187 2 4 New York www.altfest.com
Jay Canell Morgan Stanley WM (212) 551-7232 / jay.canell@morganstanley.com • • • • 3,400 15 25 New York www.morganstanleyfa.com/canell/
Neil Canell Morgan Stanley WM (212) 551-7242 / neil.canell@morganstanley.com • • • • 3,400 15 25 New York www.morganstanleyfa.com/canell/
Roger Coleman Morgan Stanley WM (516) 227-5600 / roger.v.coleman@ms.com • • • • 27,638 25 50 Garden City www.morganstanleyfa.com/colemangroup
Steve Condos Morgan Stanley PWM (212) 492-6335 / steve.condos@morganstanleypwm.com • • • 3,160 10 25 New York www.morganstanleypwa.com/apollogroup
Nancy Cooley Morgan Stanley PWM (212) 315-6228 / nancy.cooley@morganstanleypwm.com • • • • 1,445 25 30 New York www.morganstanleypwa.com/thecmfgroup
Mark Donohue Morgan Stanley WM (888) 270-0542 / mark.donohue1@ms.com • • • • • 1,856 20 40 New York www.morganstanleyfa.com/donohue/
Marc R. Fischer Graystone Consulting (585) 389-2271 / marc.r.fischer@msgraystone.com • • • • • • 4,300 35 35 Rochester www.morganstanleyic.com/ftc
Gregg Fisher Gerstein Fisher (212) 968-0707 / info@gersteinfisher.com • • • • • • 3,251 1.55 3.9 New York www.gersteinfisher.com
Martin Halbfinger UBS Financial Services (212) 821-2010 / martin.halbfinger@ubs.com • • • • 3,637 20 35 New York www.ubs.com/team/halbfingergroup
Harvey Kadden Morgan Stanley PWM (212) 883-7777 / harvey.kadden@morganstanleypwm.com • • • • 2,175 5 25 New York www.morganstanleyfa.com/kpkgroup
Jonathan Kass Merrill Lynch WM (800) 800-2280 / jonathan_e_kass@ml.com • • 4,414 8 25 New York www.fa.ml.com/kf_group
Jason Katz UBS Financial Services (212) 713-9201 / jason.m.katz@ubs.com • • • • 1,550 7 17 New York www.ubs.com/team/katz
Gerard Klingman Klingman & Associates, LLC (212) 867-7647 / gklingman@klingmanria.com • • 1,499 10 15 New York www.klingmanria.com
M. Robin Krasny Morgan Stanley WM (888) 243-5316 / robin.krasny@ms.com • • 1,120 7 15 New York www.morganstanleyfa.com/klwealthmanagementgroup/
Jonathan Kuttin Ameriprise Financial (631) 770-0335 / jonathan.s.kuttin@ampf.com • • • 1,995 0.95 3.9 Melville kuttin-metiswealthmanagement.com
Christopher Mahoney Merrill Lynch WM (845) 348-6903 / christopher_j_mahoney@ml.com • • • • 2,736 3 5 West Nyack fa.ml.com/mahoney_group
Terence Markey Morgan Stanley PWM (212) 296-6088 / terry.markey@morganstanleypwm.com • • • • 6,400 30 60 New York www.morganstanleypwa.com/fmmsgroup
NE
W J
ER
SE
YN.M
.N
EW
YO
RK
As of April 27, 2015
Name Firm / City Phone, E-Mail & Website Reta
il
(Up
to $
1 m
il)Hi
gh N
et W
orth
($1-
10 m
il)
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
Foun
datio
ns
Endo
wm
ents
Inst
itutio
nal
Team
Tota
l As
sets
($m
il)
Typi
cal A
ccou
nt
Size
($m
il)
Typi
cal N
et
Wor
th ($
mil)
Directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
W. Corby May Merrill Lynch WM (516) 877-8290 / wcorby_may@ml.com • • • • $1,326 $7 $17 Garden City www.fa.ml.com/mayparksmalfettone
John Mirsepahi Morgan Stanley WM (212) 492-6967 / john.mirsepahi@morganstanley.com • • • • • • 2,900 10 20 New York www.morganstanleyfa.com/thejmgroup
Deborah Montaperto Morgan Stanley PWM (212) 893-6465 / deborah.d.montaperto@ms.com • • • • 6,309 25 50 New York morganstanleypwa.com/polkwealthmanagementgroup/
Daniel O’Connell Merrill Lynch WM (516) 877-8316 / daniel_o’connell@ml.com • • • • 2,436 9 15 Garden City fa.ml.com/daniel_o_connell
Craig Pastolove Morgan Stanley WM (212) 296-1026 / craig.pastolove@morganstanley.com • • • 1,411 4.5 10 New York www.morganstanleyfa.com/excelsiorwealthmanagement/
Lyon Polk Morgan Stanley PWM (212) 893-6400 / lyon.polk@morganstanleypwm.com • • • • 8,871 25 50 New York www.morganstanleypwa.com/polkwealthmanagementgroup
Michael Poppo UBS Financial Services (212) 626-8721 / michael.poppo@ubs.com • • • • 1,210 8 12 New York
Shawn Rubin Morgan Stanley WM (212) 893-6322 / shawn.a.rubin@ms.com • • 1,500 5 10 New York www.morganstanleyfa.com/theabacusgroup
Stephen Ruvituso Merrill Lynch PBIG (914) 241-6409 / stephen.ruvituso@ml.com • • • 1,343 12 25 White Plains www.pwa.ml.com/rkms
Frank J. Sabia UBS Financial Services (914) 287-6010 / frank.sabia@ubs.com • • • • 2,429 5 15 White Plains www.ubs.com/fa/franksabia
Richard Saperstein Treasury Partners/HighTower (917) 286-2777 / rsaperstein@treasurypartners.com • • • 7,111 15 40 New York www.treasurypartners.com
David Schwartz FCE Group (516) 487-8220 / dhs@fcequities.com • • • • • 1,125 3 3 Great Neck www.fcequities.com
Theodore Serure J.P. Morgan Securities (212) 272-6448 / ted.serure@jpmorgan.com • • • • 1,500 10 25 New York
Michael Siden Morgan Stanley WM (212) 296-1044 / michael.siden@morganstanley.com • • • • • 1,165 17 45 New York www.morganstanleyfa.com/sidengroup
Evan Steinberg Morgan Stanley PWM (212) 893-7501 / evan.steinberg@ms.com • • • 1,500 7 10 New York
Lori Van Dusen LVW Advisors, LLC (585) 267-4900 / lvandusen@lvwadvisors.com • • • • • 4,187 50 75 Pittsford www.lvwadvisors.com
Ron Vinder UBS Financial Services (212) 333-8852 / ron.vinder@ubs.com • 4,272 30 125 New York financialservicesinc.ubs.com/fa/ronvinder/
Todd Yannuzzi Morgan Stanley WM (212) 296-1051 / todd.yannuzzi@ms.com • • • • • 2,326 10 20 New York www.morganstanleyfa.com/fifthavenuegroup
Christopher Davis Wells Fargo Advisors (704) 655-7696 / chris.davis@wfadvisors.com • • 1,489 0.75 2.75 Davidson www.davidsonwealthmgt.com
Sam Rankin UBS Financial Services (704) 362-8282 / mason.rankin@ubs.com • • • • • • 923 1 5 Charlotte ubs.com/team/rankin
Gary Rooth Janney Montgomery Scott (919) 791-3832 / grooth@janney.com • • • • • 355 3 8 Raleigh www.roothinvestmentpartners.com
Stephen Thomas Linden Thomas and Co (704) 554-8150 / info@lindenthomas.com • • • • • • 1,158 3 5 Charlotte www.lindenthomas.com
Mark Walker Ameriprise Financial (704) 540-9996 / mark.walker@ampf.com • • • 760 1 1.5 Charlotte www.markwalkeradvisor.com
Randy Carver Raymond James (440) 974-0808 / randy.carver@raymondjames.com • • • • 987 0.8 1.5 Mentor www.carverfinancialservices.com
Joseph A. Chornyak, Sr. Chornyak & Associates (614) 888-2121 / chornyak@chornyak.com • • • • 840 2 3.5 Columbus www.chornyak.com
Timothy Cornell UBS Financial Services (937) 226-6561 / tim.cornell@ubs.com • • • • 796 2 5 Dayton ubs.com/team/cnteam/
Charles Dankworth UBS Financial Services (614) 939-2202 / charles.dankworth@ubs.com • • 970 10 30 New Albany www.ubs.com/team/thedankworthgroup
NE
W Y
OR
KN
OR
TH
CA
RO
LIN
AO
HIO
As of April 27, 2015
Name Firm / City Phone, E-Mail & Website Reta
il
(Up
to $
1 m
il)Hi
gh N
et W
orth
($1-
10 m
il)
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
Foun
datio
ns
Endo
wm
ents
Inst
itutio
nal
Team
Tota
l As
sets
($m
il)
Typi
cal A
ccou
nt
Size
($m
il)
Typi
cal N
et
Wor
th ($
mil)
Directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
Brian Edwards Morgan Stanley WM (614) 473-2401 / brian.j.edwards@morganstanley.com • • $712 $2 $5 Columbus www.morganstanleyfa.com/theedwardsgroupsb
Joseph Evelo Merrill Lynch PBIG (513) 579-3888 / joseph_evelo@ml.com • • 2418 15 25 Cincinnati pwa.ml.com/evelosingersullivan
Craig Findley UBS Financial Services (419) 318-5500 / craig.findley@ubs.com • • • • 1,548 5 10 Sylvania www.ubs.com/findleywisewealthmanagement
Thomas Haught Sequoia Financial Advisors (330) 375-9480 / thaught@sequoia-financial.com • • • 1,544 1.6 3.75 Akron www.sequoia-financial.com
Tad Lawrence UBS Financial Services (513) 792-2139 / john.lawrenceiii@ubs.com • • • • • 5,362 12 20 Cincinnati ubs.com/team/lawrenceburchenal
Kevin Myeroff NCA Financial Planners (440) 473-1115 / kmyeroff@ncafinancial.com • • • • • 1,238 1.5 2.5 Cleveland ncafinancial.com
Daniel Roe Budros Ruhlin & Roe (614) 481-6900 / daniel.roe@b-r-r.com • • • • • 2,025 4 5 Columbus www.b-r-r.com
David Singer Merrill Lynch PBIG (513) 579-3888 / david_singer@ml.com • • 2,418 10 20 Cincinnati pwa.ml.com/evelosingersullivan
Steven Stocker Investment Partners, LTD (330) 308-9707 / sstocker@invp.com • • • • • 843 0.48 2.5 New Philadelphia www.invp.com
Kenneth Wise UBS Financial Services (419) 318-5500 / kenneth.wise@ubs.com • • • • 1,548 5 10 Sylvania www.ubs.com/findleywisewealthmanagement
Charlene Carter Raymond James (541) 683-2900 / charlene@carterandcarter.com • • • 310 1.5 2 Eugene www.carterandcarter.com
Chad Martindale Ameriprise Financial (503) 439-1880 / chad.r.martindale@ampf.com • • • 313 0.66 1.4 Portland www.ameripriseadvisors.com/chad.r.martindale/
Judith McGee McGee WM (503) 597-2222 / info@mcgeewm.com • • • 428 1.5 5 Portland www.mcgeewm.com
Robert Boland RBC WM (215) 557-1702 / robert.boland@rbc.com • • • • 978 6.9 20 Philadelphia www.bolandinvestmentgroup.com
Patricia C. Brennan Key Financial (610) 429-9050 / pbrennan@keyfinancialinc.com • • 584 1.8 3 West Chester keyfinancialinc.com
William H. Brown, Jr. Merrill Lynch WM (412) 749-7912 / william_brownjr@ml.com • • • 880 2 5 Sewickley www.fa.ml.com/thebrownhurrayplantzgroup
Anthony DiValerio, Jr. Morgan Stanley PWM (610) 260-7049 / anthony.divalerio@morganstanleypwm.com • • • 1,200 30 75 West Conshohocken www.morganstanleyfa.com/frontstreetgroup
Joshua Gross Mill Creek Capital Advisors (610) 941-7714 / jgross@millcreekcap.com • • • • • 3,575 14 25 Conshohocken www.millcreekcap.com
Gregory Hayes Merrill Lynch WM (267) 757-1409 / greg_hayes@ml.com • • • • • 695 1 2.5 Yardley fa.ml.com/gregory_hayes
Barbara Hudock Hudock Moyer Wealth Res (866) 855-0569 / bhudock@hudockcapital.com • • • • • 547 3 5 Williamsport www.hudockcapital.com
James Meredith Hefren-Tillotson, Inc. (412) 633-1574 / meredithgroup@hefren.com • • • 1,454 1.5 4 Pittsburgh www.hefren.com
J. Douglas Moran Merrill Lynch WM (610) 687-7925 / jdouglas_moran@ml.com • • • 342 3.5 4.5 Wayne fa.ml.com/jdm
Robert P. Moran, Jr. Merrill Lynch WM (610) 594-1131 / robert_moranjr@ml.com • • • • 394 1.5 3 Exton fa.ml.com/robert_moranjr
John Parker Wells Fargo Advisors (215) 564-8487 / john.j.parker@wfadvisors.com • • • 1,530 3 5 Philadelphia home.wellsfargoadvisors.com/john.j.parker
Eric Salmansohn Morgan Stanley WM (215) 854-6272 / eric.salmansohn@morganstanley.com • • • 1,431 3 10 Philadelphia www.morganstanleyfa.com/libertywealthmanagementgroup
Thomas Seiler Raymond James (855) 473-4537 / thomas.seiler@raymondjames.com • • • • • 625 5 6 Newtown raymondjames.com/theseilergroup
John Solis-Cohen Wells Fargo Advisors (215) 572-4276 / john.solis-cohen@wfadvisors.com • • • 896 3 5 Jenkintown
OH
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As of April 27, 2015
Name Firm / City Phone, E-Mail & Website Reta
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to $
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($m
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mil)
Directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
D. Scott Wisman Merrill Lynch WM (610) 594-1186 / scott_wisman@ml.com • • • $802 $2.5 $4 Exton fa.ml.com/wisman_willisgroup
Malcolm Makin Raymond James (401) 596-2800 / mmakin@ppgadvisors.com • • • • 1055 1.5 3 Westerly ppgadvisors.com
David Reiser Morgan Stanley WM (855) 899-0509 / david.r.reiser@morganstanley.com • • • 452 2 3 Newport www.morganstanleyfa.com/reiser/index.htm
Matthew A. Young Richard C. Young & Co., Ltd. (888) 456-5444 / info@younginvestments.com • • • 1,022 1.84 5 Newport www.younginvestments.com
Derrick Sullivan Morgan Stanley WM (843) 727-7771 / derrick.a.sullivan@morganstanley.com • • • • • 936 8 20 Charleston www.morganstanleyfa.com/thesullivancrawfordgroup
Gordon Wollman Raymond James (605) 352-9490 / cfs@gordonwollman.com • • • 255 0.8 1.7 Sioux Falls www.gordonwollman.com
Christi Edwards Morgan Stanley WM (615) 298-6554 / christi.edwards@morganstanley.com • • • 658 3 5 Nashville www.morganstanleyfa.com/christi.edwards
Eric Klindt Merrill Lynch PBIG (615) 747-5625 / eklindt@ml.com • • • • 890 15 30 Nashville pwa.ml.com/klindtcole
Dugan McLaughlin Merrill Lynch PBIG (865) 521-8805 / dugan_mclaughlin@ml.com • • • • • 674 17 25 Knoxville www.pbig.ml.com
Mitzi Michaelson Merrill Lynch WM (615) 750-1057 / mitzi_c_michaelson@ml.com • • • 360 1.66 3 Brentwood www.fa.ml.com/wallace_michaelson
Bonner C. Barnes Corda Investment Mgmt (713) 439-0665 / bonner@cordamanagement.com • • 675 0.5 1.5 Houston www.cordamanagement.com
James Coffee Merrill Lynch WM (713) 658-1386 / james_coffeejr@ml.com • • • 3,939 5 7 Houston www.fa.ml.com/james_coffeejr
Don Donnally J.P. Morgan Securities (214) 979-7770 / chester.donnally@jpmorgan.com • • • • 3,600 12 35 Dallas www.jpmorgansecurities.com/donnallygroup
Ira Kravitz UBS Financial Services (469) 440-0547 / ira.kravitz@ubs.com • • • 577 4.5 6 Plano financialservicesinc.ubs.com/team/kravitzgroup/
John Merrill Tanglewood WM (713) 840-8880 / • • • 833 2.5 5 Houston www.tanglewoodwealth.com
Marie A. Moore Morgan Stanley WM (214) 696-7175 / marie.a.moore@ms.com • • • 360 5 15 Dallas www.morganstanleyfa.com/themooregroup/
Darrell Pennington Ameriprise Financial (713) 332-4422 / darrell.r.pennington@ampf.com • • 742 1.5 2.5 Houston www.penningtonwealth.com
Richard Piatas Merrill Lynch WM (972) 386-1349 / richard.piatas@ml.com • • 2,555 10 25 Dallas www.fa.ml.com/richard.piatas
R. Scot Smith Morgan Stanley WM (214) 696-7064 / scot.smith@morganstanley.com • • • • 475 2 3 Dallas
Murray Snow Morgan Stanley WM (713) 966-2177 / murray.snow@ms.com • • • • 700 2.5 5 Houston morganstanleyfa.com/thesnowgroup
Scott Tiras Ameriprise Financial (713) 332-4400 / scott.b.tiras@ampf.com • • • 1,902 2 3.5 Houston tiraswealth.com
Hal Anderson Soltis Investment Adv (800) 735-1601 / hal@soltisadvisors.com • • • 1,690 8 15 St. George www.soltisadvisors.com
Jennifer Kelley Wells Fargo Advisors (802) 864-2667 / jen.kelley@wfadvisors.com • • • 277 1.25 2.5 Burlington www.kelleybrooks.wfadv.com
Tim Stotz Morgan Stanley WM (802) 863-7709 / timothy.stotz@morganstanley.com • • • • • • 703 2.5 4 Burlington
Garret Alcaraz Wells Fargo Advisors (757) 431-6375 / gary.alcaraz@wfadvisors.com • • • • • • 1,454 1.5 3.5 Virginia Beach www.alcarazfisherjustiswmg.wfadv.com
Tristan Caudron Wells Fargo Advisors (703) 739-4548 / tristan.caudron@wfadvisors.com • • • • • • 1,525 1.5 2.5 Alexandria www.speckcaudron.com
Barry Glassman Glassman Wealth Services (703) 534-4444 / lisa@glassmanwealth.com • • • 793 7 10 McLean www.glassmanwealth.com
R.I
.R
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S.C
.S.D
.TE
NN
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SE
ETE
XA
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T.V
T.V
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As of April 27, 2015
Reta
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(Up
to $
1 m
il)Hi
gh N
et W
orth
($1-
10 m
il)
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
Foun
datio
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Endo
wm
ents
Inst
itutio
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Team
Tota
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sets
($m
il)
Typi
cal A
ccou
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($m
il)
Typi
cal N
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th ($
mil)
Directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
Michael Joyce JoycePayne Partners (804) 358-2702 / mjoyce@joycepaynepartners.com • • • $640 $2.5 $3 Richmond www.joycepaynepartners.com
Soo Kim Ameriprise Financial (703) 226-2300 / soo.m.kim@ampf.com • • 1,025 0.75 1.5 Vienna www.ameripriseadvisors.com/soo.m.kim/
Jeff LeClair Wells FiNet (703) 760-5717 / jeff.leclair@wellsfargo.com • • • • • • 1,234 5 20 McLean www.leclairlemlihapproach.com
Joseph Montgomery Wells Fargo Advisors (888) 465-8422 / joe.montgomery@wellsfargoadvisors.com • • • • • 15,205 7 15 Williamsburg www.osg.wfadv.com
Paul Pagnato HighTower (703) 468-2700 / pk@hightoweradvisors.com • • • 2,354 25 40 Reston www.hightoweradvisors.com/pagnatokarp
Gregory S. Smith Robert W. Baird (571) 203-1600 / gssmith@rwbaird.com • • • 2,230 1.02 3 Reston www.thewiseinvestorgroup.com
Ryan Sprowls Wells Fargo Advisors (703) 739-1439 / ryan.sprowls@wellsfargoadvisors.com • • • • • • 1,000 1.25 2.5 Alexandria sdkwealth.com
Greg Sullivan SBSB (703) 734-9322 / greg.sullivan@sbsbinc.com • • • • • 2,854 5 10 McLean www.sbsbinc.com
Eric Wightman Robert W. Baird (571) 203-1600 / ewightman@rwbaird.com • • • 2,230 1 3 Reston www.thewiseinvestorgroup.com
Michael Ernst Morgan Stanley WM (425) 453-5833 / michael.j.ernst@morganstanley.com • • • • • 890 0.5 5 Bellevue www.morganstanleyfa.com/northwestcapitalgroup
David Hay Evergreen Gavekal (425) 467-4600 / dhay@evergreengavekal.com • • • • 1,368 1.2 5 Bellevue evergreengavekal.com
Lawrence Hood Pacific Portfolio (206) 623-6641 / larry@pacific-portfolio.com • • • • • 2,884 11 18 Seattle www.pacific-portfolio.com
Randall Linde AGP Wealth Advisors (800) 563-1636 / randall.s.linde@ampf.com • • • 1,688 0.75 1.5 Renton www.agpwealthadvisors.com
Michael Matthews UBS Financial Services (425) 451-2350 / m.matthews@ubs.com • • • 602 3.5 6 Bellevue www.ubs.com/fa/mmatthews
Erik Morgan Freestone Capital Mgmt (206) 707-7310 / erik@freestonecapital.com • • • 3105 5 11 Seattle www.freestonecapital.com
Erin Scannell Ameriprise Financial (425) 709-2345 / erin.j.scannell@ampf.com • • • • 1,520 1.5 2 Mercer Island www.heritage-wealth.com
Jason Weese Morgan Stanley WM (425) 453-6916 / jason.weese@ms.com • • • 875 7.5 20 Bellevue www.morganstanleyfa.com/jason.weese/
David Miller RBC WM (304) 697-2030 / david.j.miller@rbc.com • • • 261 0.25 0.75 Huntington themillerinvestmentgroup.com
Fred Scheeren Wells Fargo Advisors (304) 232-2550 / fred.scheeren@wfadvisors.com • • • • 558 1.1 5 Wheeling www.wfadvisors.com/fred.scheeren
Andrew Burish UBS Financial Services (608) 831-4282 / andrew.burish@ubs.com • • • • • • 3428 2 3 Madison www.ubs.com/team/burishgroup
David Spano Annex WM (262) 786-6363 / dspano@annexwealth.com • • 506.55 0.4 0.8 Elm Grove www.annexwealth.com
VIR
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. VA
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This directory features advisors whom Barron’s has ranked in one of its four annual financial advisor rankings. Ranked advisors who wish to appear
in this section should contact Rob Walkley at 609- 520- 7184 or robert.walkley@dowjones.com. Advisors who wish to apply for a ranking should
contact Matt Barthel at 212-416-2709 or matthew.barthel@dowjones.com.
Name Firm / City Phone, E-Mail & Website
As of April 27, 2015
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