anc corporate presentation general

Corporate Presentation

Compiled Analyze n Control

Agenda

◘ About ANC

◘ Our Clients

◘ Our Services

◘ Proven Capabilities

◘ Approach to Development

Analyze N Control


Who Are We?

◘ Established in Feb 2002

◘ Head quartered in Mumbai.

◘ Analyze N Control is actively involved in providing solutions to the vibrant changes in financial markets.

◘ Consistent performance for over half a decade.

◘ Dedicated team of professionals.

◘ Servicing wide range of Domestic and Global Clients.

◘ A wide bouquet of services offered.


◘ Integrity

◘ Commitment

◘ Focus on Compliance

◘ Customer’s client focused.

◘ Participation, Passion, Perfection

◘ Transparency

VALUES THAT BIND US


◘ Brokerage Houses- Cash, F&O, Currency and Commodities segment

◘ Depositories and Depository Participants

◘ Custodians

◘ Portfolio Managers.

◘ Non Banking Finance Companies –Margin Funding; Loan Against Shares

◘ Stock exchanges.

◘ Asset management companies.

◘ Foreign institutional investors.

Focused Industries-Financial sector


◘ Operational control on work flow for manufacturing and service sector

◘ Utility/interface reports/MIS requirements based on data from internal systems

Focused Industries-other sectors


Consulting and Training

◘ ConsultancyBusiness Setup

Business Process Re-Engineering

Risk Management Review

Compliance Review

CRM Implementation

◘ TrainingInstitutional / Retails Operations, Risk Management & Compliance

In-house Training for Corporate Office & Branches / Sub Brokers

Customized Training on Excel-Functions and Macros


Products and Software

◘ ProductsCompliance Reference Window – Unique Search Engine on regulatory updates

Power Alerts – Instant Alerts on Regulatory Updates

AMC management system

Power Updates – Weekly News Letter

◘ Software Developments (Think and Create Model)Contacts Management System – “ANC-Konnect”

HVAC Project Management System – Web Based Application

Anti Money Laundering and Surveillance Management (Under Development)

Analyze N Control-Clients-Indicative list


Our Clients…

◘ IL&FS Investsmart Limited (End to End Setup of Commodities)

◘ Man Financial (Erstwhile Refco-Sify) (End to End Process Re-engineering and automation for Broking, Cash management systems, DP & Commodities for Institutional and Retail)

◘ Setting up of Margin Funding and Setting up of Global Private Client Group PMS for one of the esteemed foreign institutional and private client broking houses

◘ DawnaydayAV Financial Services Private Limited (End to End Setup PMS and End to End Setup including Broking and DP)

◘ Motilal Oswal Securities Limited (End to End Process Re-engineering and automation including for Broking , E-Broking, Margin Funding,Cash management systems, DP, PMS & CRM)


….Our Strength

◘ Edelweiss Securities Limited (End to End Process Re-engineering and automation including for Broking , E-Broking, DP, Client and sub broker registration and Branch logistic management)

◘ Institutional Setup for back office some of the esteemed foreign institutional broking houses

◘ End to End Institutional (Front to back room operations) Setup and S.O.P for institutional front office and operations, compilation of core compliance policy documents for one of the esteemed foreign institutional broking houses

◘ Work flow and S.O.P for institutional business and compliance compilation for one of the esteemed foreign institutional broking houses

◘ NBFC-Loan against Shares -Business Requirements Finalization and work flow definition, UAT and implementation-one of the esteemed foreign institutional and private client broking houses


Our Clients….Our Strength

◘ Marshall Wall Papers-Setting up of Business unit system for Artefacts, Furnishings, etc from client enquiry, conversion tracking, inventory management to tracking receivables and payables acrossall business groups (except wall paper segment)

◘ Ahemdabad Commodity and Derivatives Exchange Limited(Compilation of Rules, Regulation and Bye Laws)

Client for Products

◘ Nova ACR Services . (Development of HVAC Project Management Software)

◘ Nova ACR Services-”Konnect”-Contact Database with profiling and emailing

◘ Compliance Reference window - Product-25 brokers with approximately 75 user log ins

◘ Power Alerts - more than 400 members as active users


PROCESS VERTICAL OFFERING


Process Study and re-engineering of process

“Board room through Shop floor approach”


Process re-engineering- A Stepwise approach


“Its not just perceiving plans as written documents but implementing

management tools for effecting change”

�Review of departmental:

�Process flow

�Logistics management

�System review

�Risk and internal controls review

�Finalize system requirements specifications on the basis of systems design

proposed.

�Liaison with vendor for software automation, UAT (User Acceptance Test) and

implementation of the enhanced modules.

�SOP for the revised process flow


� Deliverables (Scope Dependence)

� Key Driver-Automation and centralization of control management

� Executive Summary on Issues and Recommendations� Finalize system requirements specifications on the basis of proposed systems

design for agreed recommendations.� Sharing of insight w.r.t risk management and automation in compliance and

processes� Test Cases for UAT� Liaison with vendor for software automation, UAT (User Acceptance Test) � Complete implementation based on SDLC (System Development Life Cycle)� Team training� Standard operating procedures including system work flow and regulatory

provisions� Handing over report

� Partner based approach

What can you expect ?


� Think and Create Model

� System Objectives

� Management of operational work flow

� Reduce the paperwork

� Strong controls and risk management

� Dashboard management

� Controls on receivables and payables

� Comprehensive MIS

� Easy information accessibility

� Helps management of volumes

Software Development


CRM System implementation

•Insight required to manage every stage of customer lifecycle and acquisition through alternate channels, which could be web based with Customer support service systems, etc.

•Streamlined customer feedback

•Impact on business strategy and processes

•Fusing process understanding with experience

•Coordination between Vendor and user

•UAT and final implementation

Proven Capabilities


Proven Capabilities to Handle this Project

◘ HVAC Project Management SystemFor Nova HVAC Systems (I) Pvt Ltd

Scope – Requirement gathering, Development & Implementation

ERP system to handle projects

Developed as web application

Technologies ASP.Net and MS-SQL

◘ Web Based Client Registration ModuleFor Motilal Oswal Securities Ltd.

Scope – Requirement gathering, Definition of the Functional Specs & UAT.

◘ Product Development ExperienceProducts used by major broking houses in India


Why Us?

◘ ConclusionVast experience of market

Functionally strong team

Experience of developing Web Applications and Windows Application.

A Good Combination of Functional and Technical Capabilities.

Approach to Development


System development Approach

◘ System Objectives

◘ Proposed Technical architecture

◘ Proposed Technology

◘ Deliverables defined-sign off

◘ Project Schedule

◘ System functionality thru use case approach

◘ Business Requirement Documentation-sign off

◘ Functional specification document –sign off

◘ Development

◘ UAT-sign off

◘ Implementation

◘ Training

◘ Manual


Development Approach

Testing Develop

PLANTesting

TEST

DEVELOP

COLLECT REQUIREMENTS

TRAIN

Project Kick-Off

Iteration 1 Iteration 2 Iteration nHand Holding /

Training

Thanks!