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Why Samsung has trouble with Apple and a short introduction to product law By:Ahmed Mostafa To:Prof. Dr. Eduard Heindl Date 24/01/2012 Subject: EBusiness 08 Fall

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Page 1: Apple and Samsung 2 - HFU Furtwangenheindl/ebte-2011ws... · 2012. 1. 24. · ! ! 2! Hereby I declare that I have prepared this term paper by myself without any one’s help and all

     

Why  Samsung  has  trouble  with  Apple  and  a  short  introduction  to  product  law  

       

         

 By:Ahmed  Mostafa    

To:Prof.  Dr.  Eduard  Heindl  

Date  24/01/2012    

Subject:  E-­‐Business        

08  Fall  

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Hereby I declare that I have prepared this term paper by myself without any one’s help and all the sources used have been cited as footnotes and bibliography.

Ahmed Moustafa  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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Table  Of  Contents  

• Introduction   4  • Introduction  to  product  law   5  

o What  Kind  of  inventions  can  be  patent?   5  o Conditions  to  be  met  by  the  invention  to  be  entitled  to  a  patent  

6  

o European  Patent   6  • Mobile  Device  Patent  law   8  • The  Claims   11  • Solutions   18  • Conclusion   20  • Bibliography   21  

             

   

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  Apple  and  Samsung  have  been  fighting  it  out  in  the  courts  for  months  —  the  fight  started  in  the  US,  when  Apple  claimed  Samsung  "slavishly"  copied  the  iPhone,  but  since  then  it's  spread  out  around  the  world,  with  both  sides  jockeying  for  position.  Considering  the  stakes  involved,  this  wrangling  is  bound  to  go  on  for  some  time.1  

  On  April  18,2011  apple  sued  Samsung  The  case  is  remarkable  for  several  reasons,  not  least  because  Samsung  is  one  of  Apple's  critical  component  suppliers:  the  Korean  giant  manufactures  everything  from  DRAM  and  SSDs  for  MacBook  Pros  to  the  A4  and  A5  processors  in  the  iPhone,  iPod  touch,  Apple  TV,  and  iPad.  That  relationship  doesn't  seem  to  have  softened  Apple's  tone;  the  company's  complaint  bluntly  says  "Instead  of  pursuing  independent  product  development,  Samsung  has  chosen  to  slavishly  copy  Apple’s  innovative  technology,  distinctive  user  interfaces,  and  elegant  and  distinctive  product  and  packaging  design,  in  violation  of  Apple’s  valuable  intellectual  property  rights."2  

  The  immediate  takeaway  is  exactly  as  Florian  Mueller(a  German  entrepreneur  ,  corporate  consultant  and  founder  of  the  European  political  campaign  NoSoftwarePatents.com)  tweeted:  Apple  isn't  afraid  to  sue  anyone  when  it  comes  to  protecting  its  IP.  You  might  also  surmise  that  Apple  demanded  Samsung  stop  infringing  its  IP  or  pay  a  royalty  and  Samsung  refused;  a  filed  complaint  is  generally  just  evidence  that  more  cordial  negotiations  failed.  But  that's  the  easy  reaction  to  the  simple  fact  of  Apple  suing  Samsung.  The  real  dirt  is  in  the  complaint  itself,  which  was  filed  on  the  15th  and  made  public  today.  It's  actually  quite  interesting,  both  because  of  the  claims  themselves  and  their  structure  —  this  lawsuit  is  as  much  about  TouchWiz  and  Samsung's  penchant  for  lifting  design  elements  as  it  is  about  the  core  of  Android.  2  

    This  lawsuit  combat  is  being  fought  all  over  the  world  and  in  different  places.  Until  now  (15-­‐1-­‐2012)  Apple  had  sued  Samsung  in  6  countries  with  a  total  of  8  law  suits  and  Samsung  had  sued  apple  in  7  countries  with  a  total  of  8  law  suites.  Apple  sued  Samsung  in  the  united  states  of  America  in  the  U.S.  District  Court  for  the  Northern  District  of  California  the  cases  are    Apple  Inc.  v.  Samsung  Electronics  Co.,  Ltd.  et  al.  (case  no.  5:11-­‐cv-­‐01846;  includes  substance  of  formerly  separate  case  no.  5:11-­‐cv-­‐2079).  In  the  U.S.  International  Trade  Commission  In  the  Matter  of  Certain  Electronic  Digital  Media  Devices  and  Components  Thereof  (Apple  v.  Samsung;  investigation  no.  337-­‐TA-­‐796).  Then  in  europe  apple  sued  Samsung  in  Germany  in  the  Landgericht  (regional  court)  Mannheim  Apple  Inc.  v.  Samsung  Electronics  GmbH  (case  no.  7  O  166/11)  and  in  Landgericht  (regional  court)  Düsseldorf  Apple  Inc.  v.  Samsung  Electronics  GmbH  (case  no.  14c  O  194/11).  In  the  Netherlands  in  Rechtbank  's-­‐Gravenhage  (The  Hague  Court  of  Justice)  Apple  Inc.  v.  Samsung  Electronics  Co.,  Ltd.  (case  no.  KG  11-­‐730).  Then  in  Asia  Apple  sued  Samsung  in  Japan  Tokyo  District  Court  Apple  Inc.  v.  Samsung  Japan  Corp.(case  no.  2011  (Yo)  No.  22048)  and  Apple  Inc.  v.  Samsung  Japan  Corp.  (case  no.  2011  (Yo)  No.  22049)  also  in  South  Korea  Seoul  Central  District  Court  Apple  Inc.  v.  Samsung  Electronics  Co.,  Ltd.  (case  no.  2011  Gahap  63647)  and  the  last  is  in  Australia  in  the  Federal  Court  of  

                                                                                                               1  http://www.theverge.com/apple/2011/11/2/2533472/apple-­‐vs-­‐samsung  2  http://www.theverge.com/2011/04/19/apple-­‐sues-­‐samsung-­‐analysis/  

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Australia,  New  South  Wales  District  Registry,  General  Division  (Sydney)  Apple  Inc.  v.  Samsung  Electronics  Ltd.  Co.  (case  no.  NSD1243/2011).  Also  Samsung  sued  Apple  in  a  lot  of  countries  in  the  United  States  Samsung  Sued  apple  in  U.S.  International  Trade  Commission  In  the  Matter  of  Certain  Mobile  Electronic  Devices  (Samsung  v.  Apple;  investigation  no.  337-­‐TA-­‐794)  and  in  U.S.  District  Court  for  the  District  of  Delaware  Samsung  Electronics  Co.,  Ltd.  et  al.  v.  Apple  Inc.  (case  no.  1:11-­‐cv-­‐00573).  Then  in  Europe  Samsung  sued  them  also  in  Germany  in  Landgericht  (regional  court)  Mannheim  Samsung  Electronics  GmbH  v.  Apple,  Inc.  and  Apple  GmbH  (case  no.  7  O  247/11)  and  in  the  United  Kingdom  in  UK  High  Court  of  Justice,  Chancery  Div.,  Patents  Court  Samsung  Electronics  Co.,  Ltd.  v.Apple  Retail  UK  et  al.  (case  no.  HC  11  CO  2180).  Then  in  France  in  Tribunal  de  Grande  Instance  de  Paris  (the  only  first-­‐instance  court  in  all  of  France  authorized  to  hear  patent  cases)  Samsung  Electronics  Co.  Ltd  and  Samsung  Electronics  France  v.  Apple  France  et  al.  (case  no.  11/10464).  In  Italy  in  Tribunale  di  Milano  (Milan  first-­‐instance  court)  Samsung  Electronics  Italia  s.p.a.  v.  Apple  Inc.(case  no.  unknown).  Also  in  Asia  they  sued  them  in  Tokyo  District  Court  they  have  2  cases  Samsung  Electronics  Co.,  Ltd.  v.  Apple  Japan,  Inc.  (case  no.  2011  (Yo)  No.  22027)  and  Samsung  Electronics  Co.,  Ltd.  v.  Apple  Japan,  Inc.  (case  no.  2011  (Yo)  No.  22028)  also  in  South  Korea  in  Seoul  Central  District  Court  Samsung  Electronics  Co.,  Ltd.  v.  Apple  Korea  Ltd  (case  no.  2011  Kahap  39552).  This  is  all  the  suites  that  were  filed  by  the  2  companies  in  their  mobile  device  patent  wars.1,2,3,4,5  

 Introduction  to  product  law  

  Protection  for  the  invention  is  limited  to  the  country  granting  the  patent.  Therefore,  the  owner  of  the  invention  have  to  obtain  a  patent  in  each  country  he  believes  that  the  invention  will  generate  revenue  for  him.  It  should  be  noted  here  that  there  is  a  European  Patent  Office  granted  a  patent  is  valid  in  the  Member  States  of  the  Bureau  (fifteen  countries).6  

 

What  kind  of  inventions  can  be  patent?    

  Any  product,  or  process,  or  method  of  manufacturing  for  a  particular  product,  or  the  development  of  the  product  or  the  way  of  manufacturing  6  

 

Conditions  to  be  met  by  the  invention  to  be  entitled  to  a  patent    In  general  there  are  three  conditions  

                                                                                                               3  http://www.bbc.co.uk/news/technology-­‐15737080    4  http://www.huffingtonpost.com/2011/10/18/samsung-­‐apple-­‐patent-­‐dispute_n_1017352.html  5  http://www.reuters.com/article/2011/12/02/us-­‐apple-­‐samsung-­‐secrecy-­‐idUSTRE7B030420111202  6  Consular.  Hussein  Moustafa,Counceler  of  the  minister  of  law  of  Egypt,19-­‐Jan-­‐12    

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novelty:  that  means  the  invention  is  New,  that  means  not  previously  disclosed  in  the  prior.  

 non-­‐obvious:  That  means  the  invention  cannot  be  reached  by  any  person  who  does  the  same  job  due  to  experience.    

useful:  it  can  be  of  any  manufacture  that  invention  or  used  in  the  field  of  manufacturers6  

Procedures  for  obtaining  a  patent  and  the  requirements  in  the  EPO  

European  patent  

Before  applying  for  a  European  patent  

  First,  it  is  important  to  know  what  inventions  and  patents  are.  7  

Application  

  There  are  different  routes  to  patent  protection  and  the  best  route  for  you  will  depend  on  your  invention  and  the  markets  your  company  operates  in.  The  European  Patent  Office  accepts  applications  under  the  European  Patent  Convention  (EPC)  and  the  Patent  Cooperation  Treaty  (PCT).  If  you  are  seeking  protection  in  only  a  few  countries,  it  may  be  best  to  apply  direct  for  a  national  patent  to  each  of  the  national  offices.7  

A  European  patent  application  consists  of:  

a  request  for  grant  

a  description  of  the  invention  

claims  

drawings  (if  any)  

an  abstract.  

  Applications  can  be  filed  at  the  EPO  in  any  language.  However,  the  official  languages  of  the  EPO  are  English,  French  and  German.  If  the  application  is  not  filed  in  one  of  these  languages,  a  translation  has  to  be  submitted.  Although  the  services  of  a  professional  representative  are  mandatory  only  for  applicants  residing  outside  Europe,  the  EPO  advises  all  applicants  to  seek  legal  advice.7  

Filing  and  formalities  examination  

  The  first  step  in  the  European  patent  granting  procedure  is  the  examination  on  filing.  This  involves  checking  whether  all  the  necessary  information  and  documentation  has  been  provided,  so  that  the  application  can  be  accorded  a  filing  date.7  

The  following  are  required:  

                                                                                                               7  http://www.epo.org/applying/basics.html  

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an  indication  that  a  European  patent  is  sought  

particulars  identifying  the  applicant  

a  description  of  the  invention  or  

a  reference  to  a  previously  filed  application.  

If  no  claims  are  filed,  they  need  to  be  submitted  within  two  months.7  

Search  

  While  the  formalities  examination  is  being  carried  out,  a  European  search  report  is  drawn  up,  listing  all  the  documents  available  to  the  Office  that  may  be  relevant  to  assessing  novelty  and  inventive  step.  The  search  report  is  based  on  the  patent  claims  but  also  takes  into  account  the  description  and  any  drawings.  Immediately  after  it  has  been  drawn  up,  the  search  report  is  sent  to  the  applicant  together  with  a  copy  of  any  cited  documents  and  an  initial  opinion  as  to  whether  the  claimed  invention  and  the  application  meet  the  requirements  of  the  European  Patent  Convention.7  

Publication  of  the  application  

  The  application  is  published  -­‐  normally  together  with  the  search  report  -­‐  18  months  after  the  date  of  filing  or,  if  priority  was  claimed,  the  priority  date.  Applicants  then  have  six  months  to  decide  whether  or  not  to  pursue  their  application  by  requesting  substantive  examination.  Alternatively,  an  applicant  who  has  requested  examination  already  will  be  invited  to  confirm  whether  the  application  should  proceed.  Within  the  same  time  limit  the  applicant  must  pay  the  appropriate  designation  fee  and,  if  applicable,  the  extension  fees.  From  the  date  of  publication,  a  European  patent  application  confers  provisional  protection  on  the  invention  in  the  states  designated  in  the  application.  However,  depending  on  the  relevant  national  law,  it  may  be  necessary  to  file  a  translation  of  the  claims  with  the  patent  office  in  question  and  have  this  translation  published.7  

Substantive  examination  

  After  the  request  for  examination  has  been  made,  the  European  Patent  Office  examines  whether  the  European  patent  application  and  the  invention  meet  the  requirements  of  the  European  Patent  Convention  and  whether  a  patent  can  be  granted.  An  examining  division  normally  consists  of  three  examiners,  one  of  whom  maintains  contact  with  the  applicant  or  representative.  7  

The  grant  of  a  patent  

  If  the  examining  division  decides  that  a  patent  can  be  granted,  it  issues  a  decision  to  that  effect.  A  mention  of  the  grant  is  published  in  the  European  Patent  Bulletin  once  the  translations  of  the  claims  have  been  filed  and  the  fee  for  grant  and  publication  have  been  paid.  The  decision  to  grant  takes  effect  on  the  date  of  publication.  The  granted  European  patent  is  a  "bundle"  of  individual  national  patents.7  

Validation  

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  Once  the  mention  of  the  grant  is  published,  the  patent  has  to  be  validated  in  each  of  the  designated  states  within  a  specific  time  limit  to  retain  its  protective  effect  and  be  enforceable  against  infringers.  In  a  number  of  contracting  states,  the  patent  owner  may  have  to  file  a  translation  of  the  specification  in  an  official  language  of  the  national  patent  office.  Depending  on  the  relevant  national  law,  the  applicant  may  also  have  to  pay  fees  by  a  certain  date.7  

Opposition  

  After  the  European  patent  has  been  granted,  it  may  be  opposed  by  third  parties  –  usually  the  applicant’s  competitors  –  if  they  believe  that  it  should  not  have  been  granted.  This  could  be  on  the  grounds,  for  example,  that  the  invention  lacks  novelty  or  does  not  involve  an  inventive  step.  Notice  of  opposition  can  only  be  filed  within  nine  months  of  the  grant  being  mentioned  in  the  European  Patent  Bulletin.  Oppositions  are  dealt  with  by  opposition  divisions,  which  are  normally  made  up  of  three  examiners.7  

Limitation  /  revocation  

  This  stage  may  also  consist  of  revocation  or  limitation  proceedings  initiated  by  the  patent  proprietor  himself.  At  any  time  after  the  grant  of  the  patent,  the  patent  proprietor  may  request  the  revocation  or  limitation  of  his  patent.  The  decision  to  limit  or  to  revoke  the  European  patent  takes  effect  on  the  date  on  which  it  is  published  in  the  European  Patent  Bulletin  and  applies  ab  initio  to  all  contracting  states  in  respect  of  which  the  patent  was  granted.7  

Appeal  

Decisions  of  the  European  Patent  Office  –  refusing  an  application  or  in  opposition  cases,  for  example  –  are  open  to  appeal.  Decisions  on  appeals  are  taken  by  the  independent  boards  of  appeal.  In  certain  cases  it  may  be  possible  to  file  a  petition  for  review  by  the  Enlarged  Board  of  Appeal.7  

  About  100  state  recognized  the  Treaty  of  patents    the  Paris  Convention  for  the  year  1883,  and  began  working  out  since  1884.  Each  state  has  agreed  to  grant  citizens  of  other  countries  the  same  rights  in  the  patent  granted  to  its  citizens.  Has  achieved  the  Treaty  principle  called  the  right  of  priority.  This  right  to  benefit  those  who  are  applying  for  a  patent  in  their  country  and  advancing  over  a  year  to  get  them  in  any  other  country  he  can  make  his  patent  date  the  same  as  the  first  date  he  applied  in  the  first  country.7  Mobile  device  patent  wars  

  In  the  spring  of  2011,  Apple  and  Samsung  began  to  engage  in  what  became  known  as  the  mobile  device  patent  wars:  extensive  litigation  in  fierce  competition  in  the  global  market  for  consumer  mobile  communications.  By  August  2011,  Apple  and  Samsung  were  carrying  out  their  legal  battles  in  19  ongoing  lawsuits  in  12  courts  in  nine  countries  on  four  continents;  by  October,  the  fight  expanded  to  10  countries.8,9  

                                                                                                               8 Albanesius, Chloe, Every Place Samsung and Apple Are Suing Each Other, PC Magazine, 2011-9-14.

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  Apple  sued  Samsung,  one  of  its  component  suppliers,  in  a  38-­‐page  legal  complaint  on  April  15,  2011  in  the  U.S.  District  Court  for  the  Northern  District  of  California,  alleging  that  several  of  Samsung’s  Android  phones  and  tablets,  including  the  Nexus  S,  Epic  4G,  Galaxy  S  4G,  and  the  Samsung  Galaxy  Tab,  infringed  on  Apple’s  intellectual  property:  its  patents,  trademarks,  user  interface  and  style.10Apple's  complaint  included  specific  claims  for  patent  infringement,  federal  false  designation  of  origin  and  unfair  competition,  federal  trademark  infringement,  state  unfair  competition,  common  law  trademark  infringement,  and  unjust  enrichment.11Apple's  purported  evidence  submitted  to  the  court  included  side-­‐by-­‐side  image  comparisons  of  Apple  iPhone  3GS  and  Galaxy  S  i9000  to  illustrate  the  alleged  similarities  in  packaging  and  icons  for  apps.  The  images  were  later  found  to  have  been  tampered  with  in  order  to  make  the  dimensions  and  features  of  the  two  differing  products  seem  more  similar.12,13,14,15,10,16,17,18,19,20  

  Samsung  counter-­‐sued  Apple  on  April  22,  2011,  filing  federal  complaints  in  courts  in  Seoul,  Tokyo  and  Mannheim,  Germany,  alleging  Apple  infringed  Samsung's  patents  related  to  mobile-­‐communications  technologies.21  A  German  court  (the  Landgericht  Düsseldorf)  in  August  2011  granted  Apple's  request  for  an  EU-­‐wide  preliminary  injunction  barring  Samsung  from  selling  its  Galaxy  Tab                                                                                                                                                                                                                                                                                                                                9  Australian court to fast-track Samsung appeal on tablet ban, Reuters, 2011-10-27.

 10  Yukari Iwatani Kane and Ian Sherr, Apple: Samsung Copied Design, Wall Street Journal, 2011-04-19.

11  Complaint, Apple v. Samsung, CV-11-1846-LB, U.S. Dist. Ct. (N. Dist. CA), April 15, 2011.

12 Ibrahim, Tony. "Apple Submit Misleading Evidence In Samsung Case Claims Lawyers". smarthouse.com.au. smarthouse.com.au. 13 Holwerda, Thom, Apple Also Manipulated Evidence in Dutch Apple v Samsung Case, osnews.com. 14 Earley, Dustin, More False Evidence Pops Up In European Apple vs. Samsung Case, androidandme.com. 15 "Apple Back to Manipulate the Evidence in a Lawsuit Against Samsung?". Androidshine.com. Androidshine. 21 August 2011 16 Hemphill, Kenny, Apple and Samsung in legal battle, MacUser, 2011-04-19. 17 Ogg, Erica, Apple securing $7.8 billion worth of Samsung displays, memory?, CNet News, 2011-02-14. 18 Rosoff, Matt, Apple Says Samsung Ripped Off The iPhone And iPad, Business Insider, 2011-04-18. 19 Trefis Team, Apple’s Samsung Lawsuit Could Fatten Up iPad Profitability, Forbes, 2011-04-20. 20 Elgan, Mike, The Field Guide to Apple’s Samsung Lawsuit, 2011-04-21.

21 Yang, Jun, Samsung Counter Sues Apple as Patent Dispute Deepens, Bloomberg News, 2011-04-22.

22 Jin, Hyunjoo and Gupta, Poornima, Apple blocks Samsung's Galaxy tablet in EU, Reuters Canada, 2011-08-10.

23 Foresman Chris, After Samsung win, Apple targets Motorola Xoom in German court, ArsTechnica, 2011-08-10.

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v10.1  device  on  the  grounds  Samsung's  product  infringed  on  two  of  Apple's  interface  patents.  After  Samsung's  allegations  of  evidence  tampering  were  heard,  the  court  rescinded  the  EU-­‐wide  injunction  and  granted  Apple  a  lesser  injunction  that  only  applied  to  the  German  market.22,23  In  the  same  time  period  and  in  similar  cases  of  related  legal  strategy,  Apple  filed  contemporaneous  suits  against  Motorola  with  regard  to  the  Xoom  and  against  a  German  consumer  electronics  reseller  named  JAY-­‐tech  in  the  same  German  court,  both  for  design  infringement  claims.  Apple  did  not  state  the  specific  relief  it  sought  in  its  complaints  except  for  the  preliminary  injunctions,  and  is  expected  to  amend  its  filings  after  the  injunctions  are  granted.24  

  Shortly  after  the  release  of  the  iPhone  4S,  Samsung  filed  motions  for  injunctions  in  courts  in  Paris  and  Milan  to  block  further  Apple  iPhone  sales  in  France  and  Italy,  claiming  the  iPhone  infringed  on  two  separate  patents  of  the  Wideband  Code  Division  Multiple  Access  standard.25,26,27  Samsung  reportedly  singled  out  the  French  and  Italian  markets  as  key  electronic  communications  markets  in  Europe,  and  by  filing  suit  in  a  different  court,  avoided  going  back  to  the  German  court  where  it  had  lost  a  round  earlier  in  its  battle  with  Apple.28In  late  October  2011,  the  civil  court  in  The  Hague  rejected  Samsung's  infringement  arguments  and  denied  Samsung's  motion  made  there;  a  short  time  later  an  Australian  federal  court  granted  Apple's  request  for  an  injunction  against  Samsung's  Galaxy  Tab  10.1.29,30.Samsung  agreed  to  an  expedited  appeal  of  the  Australian  decision  in  the  hope  that  if  it  won  its  appeal  before  Christmas,  it  might  salvage  holiday  sales  that  it  would  otherwise  lose.Ultimately,  the  injunction  Apple  sought  to  block  the  Tab  10.1  was  denied  in  Australia,  and  the  injunction  it  sought  to  block  Samsung  smartphones  such  as  the  Infuse  4g  and  the  Droid  Charge  was  also  denied  in  the  U.S.  Judge  Lucy  Koh  ruled  that  Apple's  claims  of  irreparable  harm  had  little  merit  because  although  Apple  established  a  likelihood  of  success  at  trial  on  the  merits  of  its  claim  that  Samsung  infringed  one  of  its  tablet  patents,  Apple  had  not  shown  that  it  could  overcome  Samsung's  challenges  to  the  patent's  validity.31,12  

                                                                                                               21 Yang, Jun, Samsung Counter Sues Apple as Patent Dispute Deepens, Bloomberg News, 2011-04-22.

22 Jin, Hyunjoo and Gupta, Poornima, Apple blocks Samsung's Galaxy tablet in EU, Reuters Canada, 2011-08-10.

23 Foresman Chris, After Samsung win, Apple targets Motorola Xoom in German court, ArsTechnica, 2011-08-10.

24  Foresman Chris, After Samsung win, Apple targets Motorola Xoom in German court, ArsTechnica, 2011-08-10. 25 Albanesius, Chloe, Samsung Wants Apple's iPhone 4S Banned in France, Italy, PC Magazine, 2011-10-5. 26 "Samsung wants iPhone 4S banned in France and Italy". BBC News. 5 October 2011. Retrieved 5 October 2011. 27 Sang-Hun, Choe (5 October 2011). "Samsung to Seek Block on iPhone in Europe". New York Times (Seoul). Retrieved 5 October 2011. 28 Ramstad, Evan (5 October 2011). "Samsung to Seek Ban on Apple iPhone 4S in France, Italy". Wall Street Journal (Seoul). Retrieved 5 October 2011. 29 Dutch Court Refuses Samsung's Request to Ban iPhone, iPad Sales, Associated Press report on Law.com, 2011-10-17. 30 Miller, Amy, Judge Stumps Samsung's Lawyers in Apple Patent Case, Law.com, 2011-10-17.

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The  Claims  

First  claim:    

Trade  dress  infringement  under  15  U.S.C.  §  1125  

  You're  probably  familiar  with  patents,  copyrights,  and  trademarks,  the  three  main  types  of  intellectual  property.  Think  of  it  this  way:  the  trademark  "iPhone"  is  a  made  up  word  that  consumers  recognize,  so  Samsung  can't  call  its  phones  the  "Galaxy  iPhone"  because  that  would  confuse  consumers  about  the  source  of  the  product.  Similarly,  Apple's  claim  is  that  the  iPhone's  box  and  design  scream  "Apple"  to  consumers  just  as  strongly  as  the  word  "iPhone."  13,32  

Hardware  and  software  trade  dress  claims  

1. A  rectangular  product  shape  with  all  four  corners  uniformly  rounded;  2. The  front  surface  of  the  product  dominated  by  a  screen  surface  with  black  

borders;  3. As  to  the  iPhone  and  iPod  touch  products,  substantial  black  borders  

above  and  below  the  screen  having  roughly  equal  width  and  narrower  black  borders  on  either  side  of  the  screen  having  roughly  equal  width;  

4. As  to  the  iPad  product,  substantial  black  borders  on  all  sides  being  roughly  equal  in  width;  

5. A  metallic  surround  framing  the  perimeter  of  the  top  surface;  6. A  display  of  a  grid  of  colorful  square  icons  with  uniformly  rounded  

corners;  and  7. A  bottom  row  of  square  icons  (the  "Springboard")  set  off  from  the  other  

icons  and  that  do  not  change  as  the  other  pages  of  the  user  interface  are  viewed.32  

Packaging  trade  dress  claims  

1. a  rectangular  box  with  minimal  metallic  silver  lettering  and  a  large  front-­‐viewpicture  of  the  product  prominently  on  the  top  surface  of  the  box;  

2. a  two-­‐piece  box  wherein  the  bottom  piece  is  completely  nested  in  the  top  piece;  and  

3. use  of  a  tray  that  cradles  products  to  make  them  immediately  visible  upon  opening  the  box.  

 

Second  claim:  

Federal  trade  dress  infringement  under  15  U.S.C.  §  111432  

                                                                                                                                                                                                                                                                                                                             31Apple Inc. v. Samsung Electronics Co. Ltd., et al, 11-1846, case record, U.S. District Court, Northern District of California 32 http://www.theverge.com/2011/04/19/apple-sues-samsung-analysis/    

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This  second  trade  dress  claim    

  Is  the  more  simple  and  direct  of  the  two,  because  it  deals  with  three  specific  iPhone  trade  dress  elements  Apple's  registered  with  the  US  Patent  and  Trademark  office.  That  means  Apple's  already  convinced  the  USPTO  these  elements  are  distinctive  and  protectable;  with  the  first  claim  Apple  will  have  to  start  from  scratch.    

  U.S.  Registration  No.  3,470,983  is  for  the  overall  design  of  the  product,  including  the  rectangular  shape,  the  rounded  corners,  the  silver  edges,  the  black  face,  and  the  display  of  sixteen  colorful  icons.  

  U.S.  Registration  No.  3,457,218  is  for  the  configuration  of  a  rectangular  handheld  mobile  digital  electronic  device  with  rounded  corners.  

  U.S.  Registration  No.  3,475,327  is  for  a  rectangular  handheld  mobile  digital  electronic  device  with  a  gray  rectangular  portion  in  the  center,  a  black  band  above  and  below  the  gray  rectangle  and  on  the  curved  corners,  and  a  silver  outer  border  and  side.  

  For  Samsung,  it's  the  same  story:  the  best  strategy  is  to  deny  any  similarities,  and  back  that  up  with  data  that  shows  consumers  aren't  actually  being  confused.32  

 

 

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Third  claim:  

 Federal  trademark  infringement  under  15  U.S.C.  §  1114  

  This  one's  pretty  simple,  and  on  its  face  it  looks  like  the  strongest  claim  of  them  all:  Apple's  registered  trademarks  on  several  iOS  system  icons,  and  TouchWiz  includes  six  icons  that  look  almost  exactly  the  same.  The  facts  here  literally  line  right  up  —  we'll  put  the  iOS  icon  on  the  left  and  the  TouchWiz  icon  on  the  right.32  

 

No.  3,886,196  is  the  iOS  phone  app  icon.  

No.  3,889,642  is  the  iOS  messaging  app  icon.  

No.  3,886,200  is  the  iOS  photos  app  icon.  

No.  3,889,685  is  the  iOS  settings  app  icon.  

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No.  3,886,169  is  the  iOS  notes  app  icon.  

No.  3,886,197  is  the  iOS  contacts  icon.  

  Pending  No.  85/041,463  is  the  iTunes  icon,  which  is  a  riff  on  U.S.  Registration  No.2,935,038,  the  desktop  iTunes  logo.  

  It's  going  to  be  far  harder  for  Samsung  to  argue  out  of  some  of  these  —  in  some  cases,  like  the  phone  icon,  the  similarities  are  impossible  to  ignore.  You  might  argue  that  the  design  of  the  phone  icon  is  ridiculously  trivial  and  obvious,  but  consider  the  flipside:  Apple  can  argue  just  as  persuasively  that  Samsung  had  a  million  options  for  a  phone  icon  and  instead  chose  a  white  handset  resting  at  an  angle  on  a  green  gradient  background.  Samsung's  lawyers  are  going  to  have  get  creative  with  this  one.32  

Fourth  claim:    

Common  law  trademark  infringement  

  This  one's  a  catch-­‐all  —  it's  there  to  pick  up  the  pieces  from  the  federal  trademark  claims  and  to  strengthen  the  claim  on  the  iTunes  icon,  which  is  still  pending  registration.32  

Fifth  claim:    

Unfair  business  practices  under  the  California  Business  and  Professions  Code  

  This  is  a  state-­‐level  version  of  the  trade  dress  and  trademark  claims  -­‐  it's  there  to  pick  up  the  pieces  in  case  the  federal  claims  somehow  don't  pass  muster.  32  

Sixth  claim:    

Unjust  enrichment  

  Yet  another  state-­‐level  claim  that  feels  like  a  catch-­‐all  in  case  everything  else  fails  —  Apple's  arguing  that  whether  or  not  Samsung's  conduct  rose  to  actual  infringement  its  trade  dress,  trademarks,  and  patents,  Samsung  still  unfairly  profited  by  copying  Apple's  work.32  

Seventh  claim:    

Infringement  of  the  '002  patent  

  Patent  #6,493,002,  delightfully  titled  Method  and  Apparatus  for  Displaying  and  Accessing  Control  and  Status  Information  in  a  Computer  System,  is  new  to  the  Apple  /  Android  litigation  party.  It  was  filed  in  1997  and  granted  in  2002,  so  the  connection  to  iOS  and  Android  is  a  little  harder  to  see  —  it  covers  a  system  that  pops  open  a  window  to  show  multiple  interactive  control  widgets.  The  drawings  are  of  the  old  OS  9  control  bar,  but  one  could  see  how  this  applies  to  the  Android  control  widgets.  We'll  have  to  see  what  Apple  specifically  argues  with  this  one.32  

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Eighth  claim:    

Infringement  of  the  '381  patent  

  381  is  one  of  Apple's  first  iOS-­‐related  patents  —  it  covers  the  "bounce"  effect  you  get  on  iOS  when  you  scroll  to  the  top  or  bottom  of  a  list.  We  talked  about  it  way  back  in  January  2009  when  everyone  thought  Apple  cared  enough  about  Palm's  impact  on  the  market  to  do  anything  except  patiently  wait  for  a  six-­‐month  Sprint  exclusive  to  slowly  and  inevitably  choke  the  company  to  death.  Those,  friends  —  those  were  the  days.32  

  Apple's  also  asserted  '381  against  Nokia  and  HTC,  so  it  obviously  feels  that  it's  strong  enough  to  withstand  a  triple-­‐headed  attack  on  its  validity.32  

Ninth  claim:    

Infringement  of  the  '134  patent  

  Patent  #7,669,134  is  titled  Method  and  Apparatus  For  Displaying  Information  During  An  Instant  Messaging  Session,  and  that's  no  lie  —  it  covers  arranging  incoming  messages  in  a  communications  session  in  a  timeline  that's  horizontally  spaced.  In  simple  terms?  It  covers  the  iChat  and  iOS  cartoon-­‐bubble  chat  interface.  That's  pretty  much  exactly  what  Samsung's  TouchWiz  chat  interface  looks  like.32  

Tenth  claim:    

Infringement  of  the  '828  patent  

  Patent  #7,812,828  is  a  wonky  technical  patent  related  to  touchscreen  input  —  titled  Ellipse  Fitting  For  Multi-­‐Touch  Surfaces,  it  covers  taking  touch  impressions  mapping  them  to  ellipses.  Apple's  also  asserting  this  one  against  Motorola,  so  Cupertino's  lawyers  probably  feel  pretty  good  about  it  —  and  when  a  patent  lawyer  friend  of  mine  read  it,  he  actually  said  "whoa,  nice  claim."  This  is  a  true  story.32  

Eleventh  claim:    

Infringement  of  the  '915  patent  

  Patent  #7,844,915  is  titled  Application  programming  interfaces  for  scrolling  operations,  and  it  covers  deciding  when  a  user  is  using  one  finger  to  scroll  a  view  versus  two  or  more  fingers  to  scale  that  same  view.  At  first  read,  this  seems  like  a  pretty  fundamental  multitouch  patent,  so  we'll  see  how  successfully  Samsung  challenges  it  —  if  it  holds  up,  Apple  will  have  a  very  potent  arrow  in  its  quiver.32  

Twelfth  claim:  

 Infringement  of  the  '891  patent  

  Patent  #7,853,891,  titled  Method  and  apparatus  for  displaying  a  window  for  a  user  interface,  covers  displaying  an  overlay  window  over  the  standard  UI  in  

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response  to  a  keystroke  and  having  it  disappear  automatically  after  some  predefined  amount  of  time.  In  other  words,  it  covers  things  like  the  iOS  volume  display,  which  automatically  fades  out  after  you've  adjusted  the  volume.  This  is  a  relatively  new  patent,  just  granted  on  December  14,  2010,  so  we'll  see  what  the  courts  do  with  it  -­‐-­‐  there  are  plenty  of  elements  in  Android  that  exhibit  this  behavior.32  

Thirteenth  claim:  

 Infringement  of  the  '533  patent  

 

  Patent  #7,863,533  is  an  old-­‐school  hardware  patent.  Titled  Cantilevered  push  button  having  multiple  contacts  and  fulcrums,  it  covers  the  volume  rocker  on  the  iPhone  3G  and  3GS  —  a  volume  rocker  that  looks  quite  like  the  one  on  Samsung's  various  Galaxy  S  devices.  We  can't  know  for  sure  whether  they're  the  same  without  tearing  things  apart,  but  Apple  certainly  thinks  there's  a  bit  of  unwarranted  inspiration  going  on.  

  Lastly,  I  would  note  that  Apple  didn't  include  Patent  #7,479,949,  which  it's  alleging  against  Motorola  and  HTC  —  it  seems  to  cover  a  very  basic  iOS  scrolling  behavior  that  appears  in  Android.  There  are  some  seriously  deep  considerations  at  play  in  deciding  what  patents  to  assert  against  which  opponents,  and  I'd  love  to  know  why  Apple's  making  some  of  the  choices  it's  making.  This  is  multibillion-­‐dollar  chess.32  

Claims  fourteen,  fifteen,  and  sixteen:  

 Infringement  of  design  patents  

  Just  when  you  were  getting  your  head  around  trade  dress,  we're  throwing  design  patents  into  the  mix.  There's  actually  a  pretty  simple  relationship  between  the  two  —  if  trade  dress  is  all  about  the  product  design's  relationship  to  the  consumer,  a  design  patent  is  all  about  the  design  of  the  product  itself.  Think  about  it  like  this:  if  you  designed  a  new  phone  with  a  novel  design,  you  could  get  a  design  patent.  Once  you  started  selling  it  and  your  customers  started  associating  that  design  with  your  products,  you'd  be  protected  by  trade  dress.  

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(Again,  a  gross  simplification,  but  we're  aiming  for  broad  contours  here.)  Oh,  and  design  patents  expire  just  like  every  other  patent,  while  trade  dress  lasts  as  long  as  the  item  is  in  commerce.  The  classic  example  is  the  Coke  bottle,  which  carries  a  distinctive  decorative  shape  —  it  was  given  a  design  patent  that  eventually  expired,  but  it's  still  protected  under  trade  dress  because  consumers  associate  that  shape  with  Coca-­‐Cola.32  

  The  rule  for  design  patent  infringement  is  relatively  simple:  if  the  two  designs  are  substantially  similar  enough  to  trick  an  ordinary  person  into  thinking  they're  the  same,  it's  probably  an  infringement.  Got  it?  So  let's  look  at  Apple's  three  iPhone  design  patents.32  

 

  Patent  #D627,790:  Graphical  User  Interface  For  a  Display  Screen  or  Portion  Thereof.  This  is  the  iOS  homescreen  —  the  grid  of  icons.32  

  Patent  #D602,016:  Electronic  Device.  This  is  the  iPhone  3G  /  3GS  design,  as  seen  to  the  left.  The  broken  lines  that  form  the  screen  and  the  button  aren't  part  of  the  patent,  just  the  device's  shell,  so  any  button  or  screen  size  differences  on  Samsung's  devices  don't  matter.32  

  Patent  #D618,677:  Electronic  Device.  This  is  the  opposite  of  '677  —  it's  the  screen  and  button  design  of  the  iPhone.  The  broken  lines  that  form  the  case  aren't  part  of  the  patent.32  

  Okay,  so  that's  all  the  Samsung-­‐specific  stuff.  At  nine  claims  out  of  sixteen,  it's  actually  the  bulk  of  the  lawsuit  —  making  this  case  much  different  than  Apple's  other  lawsuits  against  Android  phone  manufacturers.  But  that  doesn't  mean  there  isn't  some  Android-­‐related  stuff  in  here.  Far  from  it,  in  fact  —  in  addition  to  asserting  some  of  the  same  patents  against  Android  that  it's  using  in  other  lawsuits,  Apple's  picked  out  several  new  ones  that  we  haven't  seen  litigated  yet.  Let's  burn  through  them.32  

 

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Samsung  Releases  Redesigned  Galaxy  Tab  10.1N  in  Germany  to  Avoid  Apple  Infringement  

  Samsung  has  modified  its  Galaxy  Tab  10.1  tablet  in  Germany  in  an  attempt  to  avoid  potential  issues  with  design  rights  infringement,  reports  Florian  Mueller  of  FOSS  Patents.  The  new  version,  the  Galaxy  Tab  10.1N,  has  a  new  bezel  design  that  wraps  around  to  the  front  of  the  device  more  aggressively.14,33  

  Mueller  says  that  it  is  likely  that  this  design  change  was  brought  about  by  a  collaboration  between  Samsung’s  engineers  and  its  legal  team  in  an  effort  to  avoid  additional  design  rights  trouble  from  Apple,  although  there  is  no  guarantee  that  this  change  will  fix  matters  completely  or  prevent  issues  in  the  future.33  

  This  redesign  puts  Samsung  in  the  unenviable  position  of  having  to  strike  a  balance  between  ‘what  a  tablet  must  be’  and  ‘too  close  to  Apple’s  design’.  The  tweaking  of  the  bezel  seems  like  a  fiddly  way  to  get  around  Apple’s  design  rights  litigation  in  Germany,  but  if  it  works,  it  works.33  

Apple  Provides  ridiculous  changes  Samsung  can  make  to  avoid  legal  trouble  

  At  this  point,  it’s  been  pretty  well  established  that  Samsung  is  going  to  have  to  make  some  changes  to  their  devices  if  they  want  to  avoid  any  more  legal  trouble  from  Apple.  But  just  what  kind  of  changes  can  they  make?  They’ve  already  altered  the  appearance  of  the  Galaxy  Tab  10.1  in  Germany,  but  it  wasn’t  enough  to  avoid  the  wrath  of  Apple’s  legal  team.  Thankfully,  Apple  has  been  ever-­‐so-­‐kind  as  to  offer  a  list  of  what  Samsung  can  do  to  make  their  devices  more  unique.34  

When  it  comes  to  phones,  Samsung  could  make  the  following  changes:  

1. Front  surface  that  isn’t  black.  2. Overall  shape  that  isn’t  rectangular,  or  doesn’t  have  rounded  corners.  3. Display  screens  that  aren’t  centered  on  the  front  face  and  have  substantial  

lateral  borders.  4. Non-­‐horizontal  speaker  slots.  5. Front  surfaces  with  substantial  adornment.  6. No  front  bezel  at  all.  

And  as  for  tablets:  

1. Overall  shape  that  isn’t  rectangular,  or  doesn’t  have  rounded  corners.  2. Thick  frames  rather  than  a  thin  rim  around  the  front  surface.  3. Front  surface  that  isn’t  entirely  flat.  4. Profiles  that  aren’t  thin.  5. Cluttered  appearance.34  

 

                                                                                                               33  http://thenextweb.com/mobile/2011/11/16/samsung-­‐releases-­‐redesigned-­‐galaxy-­‐tab-­‐10-­‐1n-­‐in-­‐germany-­‐to-­‐avoid-­‐apple-­‐infringement/  

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Conclusion  

  At  the  end  of  this  paper  about  the  Apple  and  Samsung  Mobile  device  patent  wars  I  would  like  to  say  my  opinion  on  all  what  is  happening.  I  was  a  big  apple  fan  from  the  day  they  released  the  first  IPhone  and  the  IPad  I  had  all  the  IPhones  and  all  the  IPads  until  the  IPad  2  and  the  IPhone  4G  then  this  year  I  got  the  Samsung  Galaxy  S2  and  the  Galaxy  Tab  8.9.  I  like  them  more  than  the  apple  stuff  but    you  will  always  feel  that  you  are  using  the  iPhone  but  with  better  development.  It’s  the  same  touch  screen  and  nearly  the  same  design  from  outside  and  nearly  the  same  GUI  you  use  in  the  IPhone  all  this  stuff  are  true.  But  on  the  other  hand  you  will  find  that  the  design  of  the  phone  is  the  development  of  phone  designs  no  body  said  any  thing  when  all  the  mobile  phones  when  it  started  was  the  same  shape.  Now  it’s  different  because  this  design  is  actually  the  best  designs  for  smart  phones  in  the  way  of  size  it’s  the  smallest  way  to  make  a  phone  or  a  tablet  pc  with  this  configuration.  Then  you  will  find  that  the  Samsung  devices  are  actually  bigger  in  size  and  liter  so  I  don’t  think  it’s  true  about  that  both  devices  are  the  same  shape.  

  But  at  the  end  it  seams  that  Samsung  is  loosing  this  war  because  as  we  seen  it  changed  the  shape  of  the  Galaxy  Tab  in  Germany.  Also  they  are  changing  the  devices  shapes  with  the  help  of  the  legal  department  in  their  company.  At  the  end  in  my  opinion  I  think  its  ok  from  a  company  to  take  the  others  ideas  and  try  to  innovate  in  them  because  this  is  how  we  can  reach  better  technology  in  a  shorter  time  maybe  if  this  rules  are  not  there  we  would  reach  this  smart  phones  very  early  then  the  2000’s.  This  doesn’t  mean  that  companies  steel  from  each  other  the  exact  technology  but  they  have  to  innovate  and  change  in  them.  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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