AUTHUM

—_

MTUIINVESTHENT & INFRASTRUCTUREIMTED

13/07/2021

To,

Departmentof Corporate Relationship The Calcutta Stock Exchange LimitedBSE Ltd. 7, Lyons Range, Murgighata, Dalhousie,Phiroze Jeejeebhoy Towers,Dalal Street, Fort, Mumbai - 400 001.

Scrip Code: 539177 Kolkata, West Bengal - 700 001.Scrip Code: 011262

Sub: Submission of Corporate GovernanceReport for the quarter ended 30'June,2021

Dear Sir / Madam,

In pursuance to Regulation 27(2) of SEBI (Listing Obligations and DisclosureRequirements) Regulations, 2015, Corporate Governance Report for the quarter ended30June, 2021, is enclosed herewith for your reference and record.

Kindly acknowledgethe receipt and dothe needful.

For Authum Investment& Infrastructure Limited

Amit Dangi

Whole TimeDirector & CFO

DIN: 06527044

Registered Office : 707, Raheja Centre, Free Press Journal Road, Nariman Point, Mumbai 400 021. ¢ Tel. : (022) 67472117 » Fax : 02267472118Email « infa@aiithiim anm

Format to be submitted by listed entity on quarterly basis

1. Name of Listed Entity: - Authum Investment & Infrastructure Ltd.

2. Quarter ending: 30/06/2021

ANNEXUREI

I Composition of Board of Directors

Title] Name of PAN® & DIN Category Initial Date Date of Re- Date of |Tenure [Date of Birth} No of No of Number of No of post of(Mr the (Chairperson / of Appointment} Cessation * (In Directorship} Independent memberships Chairperson in/ Director Executive / Non- |Appointment months in listed Directorship} in Audit/ Audit/

| Ms) Executive / ) entities in listed Stakeholder | StakeholderIndependent/ including this| entities Comumittee(s) }Committee heldNominee) & listed entity includingthis] including this in listed entities

listed entity listed entity including this

{in reference (Refer listed entity

to Regulation} [in reference Regulation (Refer

17A(1)] to proviso to 26(1) of Regulation

regulation Listing 26(1) of Listing

17A(1)] Regulations) Regulations)

Mr. |Navin ACIPJ7109F Chairperson- 21-03-2013 01-04-2018 |21-04-2021] - 09-07-1975 1 0 0 0Kumar Jain 00465888 Executive

Director

Mrs. |Alpana AFNPD2805C [Non-Executive — 30-09-2019 - - - 29-10-1972 t 0 0 0Dangi 01506529 INon-Independent

DirectorIMr. |Vimal AFXPA8313E Non-Executive - 30-09-2019 - - 21 06-07-1974 1 1 2 0

Ajmera 07011895 Independent

DirectorMr. |Amit Dangi| AYBPD9431B Executive 29-06-2020 - - - 30-01-1991 i 0 2 0

06527044 Director

Mr. |Ashokan AACPA4879R Non-Executive - 30-05-2020 (02-04-2021; 10 05-04-1965 1 1 0 0Achuthan 08738877 Independent

Director

IMrs. |Bhaviika AOQPJ6550A Non-Executive - 30-05-2020 - - 13 08-04-1990 1 1 0 0Jain 08738884 Independent

Director

IMr. |Sanjiv ALFPS9863H Non-Executive - 21-10-2020 - 8 19-11-1958 Zz 2 4 3Swarup 00132716 Independent

Director

IMr |Sanjay AHSPD6986H |Non-Executive — 21-04-2021 s a 04-06-1965 1 0 0 0Dang 00012833 |Non- Independent

Director

NO Whether Regular chairperson appointed

NO Whether Chairpersonis related to managing director or CEO

‘PANofany director would not be displayed on the website of Stock Exchange“ Category of directors means executive/non-executive/independent/Nominee.If a directorfits into more than one category write all categories separatingthem with hyphen* to befilled only for Independent Director. Tenure would mean total period from which Independent director is serving on Board ofdirectors of the listedentity in continuity without any cooling off period

IL Composition of Committees

Name ofCommittee Whether Regular Name of Committee Category (Chairperson( Executive! Non-Executive/ Date of Date ofchairperson members independent/Nominee) $ Appointment] Cessationappointed

1..Audit Committee ce YES | 1) Amit Dangi 1) Executive Director (Member) 03-01-2020,|. -2) Vimal Ajmera 2) Non-Executive '-'Independent Director (Member) 03-01-2020: -3) Sanjiv Swarup 3) Non-Executive —Independent Director (Chairperson) 21-10-2020 -

2. Nomination & YES 1) Alpana Dangi 1) Non-Executive — Non-Independent Director (Member) 29-06-2020 -Remuneration Committee 2) Vimal Ajmera 2) Non-Executive - Independent Director (Member) 03-01-2020 -

3) Sanjiv Swarup 3) Non-Executive - Independent Director (Chairperson) 21-10-2020 -

3. Risk Management YES 1) Amit Dangi 1) Executive Director - (Chairperson) 12-11-2020 -Committee 2) Alpana Dangi 2) Non-Executive — Non-Independent Director (Member) 12-11-2020 -

3) Ashokan Achuthan 3) Non-Executive - Independent Director (Member) 12-11-2020 10-04-20214) Sanjiv Swarup 4) Non-Executive - Independent Director (Member) 10-04-2021 -

4. Stakeholders Relationship YES 1) Amit Dangi 1) Executive Director (Member) 03-01-2020 -Committee’ 2) Vimal Ajmera 2) Non-Executive —Independent Director (Member) 03-01-2020 -

3) Sanjiv Swarup 3) Non-Executive - Independent Director (Chairperson) | 21-10-2020 -

5. Corporate Social WES 1) Amit Dangi 1) Executive Director (Member) 03-01-2020 -Responsibility Committee 2) Vimal Ajmera 2) Non-Executive —Independent Director (Member) 03-01-2020 -

3) Sanjiv Swarup 3) Non-Executive - Independent Director (Chairperson) 21-10-2020 -

6. Investment Committee YES 1) Amit Dangi 1) Executive Director - (Chairperson) 12-11-2020 -

2) Alpana Dangi 2) Non-Executive — Non-Independent Director (Member) 12-11-2020 -

3) Ashokan Achuthan 3) Non-Executive - Independent Director (Member) 12-11-2020 10-04-2021

4) Sanjiv Swarup 4) Non-Executive - Independent Director (Member) 10-04-2021 -

7. Rights Issue Committee YES 1) Amit Dangi 1) Executive Director (Member) 12-02-2021 -

2) Sanjiv Swarup 2) Non-Executive — Independent Director - (Chairperson) 12-02-2021 -

3) Ashokan Achuthan 3) Non-Executive - Independent Director (Member) 12-02-2021 - & Category of directors means executive/non-executive/independent/Nominee. If a director fits into more than one category write all categories separating them with hyphen

IL Meeting of Board of Directors

Date(s) ofMeeting (ifany) in \Date(s) ofMeeting (ifany) in the) Whether requirement of Number ofDirectorspresent* Number ofindependent Maximumgap between any tyo

the previous quarter relevant quarter Quorum met* directorspresent® consecutive (in number ofdays)

12-02-2021 - YES 3 3 -

: 21-04-2021 YES 4 3 67- 27-05-2021 YES 3 1 55- 24-06-2021 YES 5 3 Bi

* to be filled in only for the current quarter meetings

Iv. Meeting of Committees

Name ofCommittee bi Date(s) ofmeeting of \Whether Number of Number of » Date(s) ofmeeting ofthe. Maximumgap between any hvo

the committee in the \requirement of Directors endependent directors \committee in theprevious consecutive meetings in number ofdays*

relevant quarter Quorum met(details)* \present* present® quarter

Audit Committee - YES 3 2 12-02-2021 -Audit Committee 24-06-2021 YES 3 2 - 13%Stakeholders Relationship Committee’ - YES 3 2 12-02-2021 -

Stakeholders Relationship Committee’ 24-06-2021 YES ) 2 - 131

Nomination and Remuneration Committee - YES Zz 2 12-02-2021 -

Nomination and Remuneration Committee 21-04-2021 XES 2 2 - 67

Corporate Social Responsibility Committee - YES 3 2 12-02-2021 -

Rights Issue Committee - YES 3 2 23-02-2021 -

Rights Issue Committee - YES 3 2 23-03-2021 -

* This information has to be mandatorily be given for audit committee, for rest of the committees giving this information is optional

vv Related Party Transactions

Subject Compliance status (Yes/No/NA) refer note belowWhether prior approval of audit committee obtained YES Whether shareholder approval obtained for material RPT IN.A.

Whetherdetails ofRPT entered into pursuant to omnibus approval have been reviewed by Audit Committee YES ] Note

1 In the column ‘Compliance Status’, compliane or non-complance may be indicated by Yes/No/N.A. For example, if the Board has been composed in accordance with the requirements of ListingRegulations, "Yes" may be indicated. Similarly, in case the Listed Entity has no relatedparty transactions, the words “N.A.”may be indicated.

2 Ifstatus is “No”details ofnon-compliance may be given here.

VIL Affirmations

Sr. No Subject Compliance Status

1 The composition of Board of Directors is in terms of SEBI (Listing obligations and disclosure Requirements) Regulations, 2015 YES

2 The composition of the following committees is in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015 YESAudit Committee

3 The composition of the following committeesis in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015 ESNomination & remuneration committee

4 The composition of the following committeesis in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015 YESStakeholders relationship committee

5 The composition of the following committeesis in terms of SEBI(Listing obligations and disclosure requirements) Regulations, 2015 YESRisk management committee

6 The committee members have been made aware of their powers, role and responsibilities as specified in SEBI (Listing obligations and YESdisclosure requirements) Regulations, 2015 Nee |

q The meetings of the board of directors and the eeecommittees have been conducted in the manner as specified in SEBI (Listing YESobligations and disclosure requirements) Regulations, 2015

8 This report and/or the report submitted in the previous quarter has been placed before Board of Directors. Any YES

comments/observations/advice of Board of Directors may be mentioned here

For Authum Investment & Infrastructure Limited

Amit Dangi

Whole Time Director & CFO

DIN: 06527044