axis common kim equity

This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For further details of the scheme/Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors’ rights & services, risk factors, penalties & pending litigations etc. investors should, before investment, refer to the Scheme Information Document and Statement of Additional Information available free of cost at any of the Investor Service Centres or distributors or from the website www.axismf.com.

The Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations 1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The units being offered for public subscription have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.

Offer for Units at applicable NAV based prices

Axis Asset Management Company Limited (Investment Manager)

KEY INFORMATION MEMORANDUM AND APPLICATION FORM FOR AXIS EQUITY FUND (An Open-ended Growth Scheme), AXIS TAX SAVER FUND (An Open-ended equity-linked savings Scheme), AXIS INCOME SAVER (An Open Ended Income Fund) & AXIS TRIPLE ADVANTAGE FUND (An open-ended hybrid fund)

The Fund by utilizing a holistic risk management strategy will endeavor to manage risks associated with investing in equity markets. The risk control process involves identifying & measuring the risk through various risk measurement tools.

The Fund has identified following risks of investing in equities and designed risk management strategies, which are embedded in the investment process to manage such risks.

Risk & Description specific to Equities Risk mitigants / management strategy

Quality risk Risk of investing in unsustainable/weak companies Investment universe carefully selected to only include high quality businesses

Price risk Risk of overpaying for a company “Fair value” based investment a approach supported by comprehensive research

Concentration risk Invest across the market capitalization spectrum and industries / sectors

Liquidity risk High impact costs Control portfolio liquidity at portfolio construction stage

Volatility Price volatility due to company or portfolio specific factors Control risk class /sector/stock exposures to control overall portfolio volatility

Event risk Price risk due to company or sector specific event Understand businesses to respond effectively and speedily to events

Usage of derivatives: Hedge portfolios, if required, in case of predictable events with uncertain outcomes

Plans: Nil; Options: Growth and Dividend (Payout and Reinvestment)

Default Option: Growth; Default Sub-Option: Reinvestment

Subscriptions /Purchases including Switch - ins:

The following cut-off timings shall be observed by the Mutual Fund in respect of purchase of Units of the Scheme, and the following NAVs shall be applied for such purchase:

1. Where the application is received upto 3.00 pm with a local cheque or demand draft payable at par at the place where it is received - closing NAV of the day of receipt of application;

2. Where the application is received after 3.00 pm with a local cheque or demand draft payable at par at the place where it is received - closing NAV of the next Business Day; and

3. Where the application is received with an outstation cheque or demand draft which is not payable on par at the place where it is received - closing NAV of day on which the cheque or demand draft is credited.

Redemptions including Switch - outs:

The following cut-off timings shall be observed by the Mutual Fund in respect of Repurchase of Units:

1. Where the application received upto 3.00 pm - closing NAV of the day of receipt of application; and

2. An application received after 3.00 pm - closing NAV of the next Business Day.

AXIS EQUITY FUND (An Open-ended Growth Scheme)

To achieve long term capital appreciation by investing in a diversified portfolio predominantly consisting of equity and equity related securities including derivatives. However, there can be no assurance that the investment objective of the Scheme will be achieved.

Type of Instruments Normal Allocation (% of net assets)

#Equity and Equity Related Instruments Minimum 80%; Maximum 100%

#Debt and Money Market Instruments* Minimum 0%; Maximum 20%

#Including derivatives instruments to the extent of 100% of the Net Assets

*Investment in Securitized debt (excluding foreign securitized debt), if undertaken, would not exceed 20% of the net assets of the Scheme.

Investment in foreign securities shall not exceed 40% of the net assets of the Scheme.

Axis Tax Saver Fund


Equity and Equity Related Securities Minimum 80%; Maximum 100%

Debt and Money Market Instruments Minimum 0%; Maximum 20%

Primary Investment Objective - The investment objective of the Scheme is to generate income and long-term capital appreciation from a diversified portfolio of predominantly equity and equity-related Securities. However, there can be no assurance that the investment objective of the Scheme will be achieved.

Differentiation - Equity Linked Savings Scheme with a lock in period of 3 years from the date of allotment/ investment.

AUM (Rs. in crores) - 43.89; No. of Folios - 15996

The Fund will actively manage a diversified portfolio of strong growth companies with sustainable business models, whilst managing risk. The Fund will have the flexibility to invest across the market capitalization (i.e. Large, mid and small cap companies) spectrum and industries / sectors.

The companies would be individually researched and selected only when the fund management team has satisfied itself on robustness of the company’s business model, sustainability of its competitive advantage and the credibility of its top management team.

Mutual Fund Units involve investment risks including the possible loss of principal. Please read the Scheme Information Document (SID) carefully for details on risk factors before investment.

Scheme specific Risk Factors are summarized below:

The scheme carries risks associated with investing in equity and equity related securities, derivatives, foreign Securities, debt securities, securitized debt, money market instruments, short selling and securities lending.

Investment in mutual fund units involves investment risks such as trading volumes, settlement risk, liquidity risk and default risk. Trading volume may restrict liquidity in equity and debt investments. The AMC may choose to invest in unlisted securities which may increase the risk on the portfolio. Also, the value of the Scheme investments may be affected by interest rates, currency exchange rates, changes in law/policies of the government, taxation laws and political, economic or other developments.

Investments in debt and money market instruments are subject to interest rate risk, re-investment risk, basis risk, credit risk, spread risk, prepayment risk, etc. to the extent of the scheme’s investments in such securities. Please refer to the SID for further details.

Purchase Additional Purchase Repurchase

Rs 5,000 and in multiples of Rs 100 and in multiples of Minimum Redemption/Switch - Rs 1,000 orRe 1 thereafter Re 1 thereafter 100 Units in respect of each Option

Minimum application amount through SIP - Rs. 1,000 per month

Minimum No. of installments - 36

For details of investment/transaction through SIP/SWP facility please refer to the SID.

Within 10 working days from the receipt of the redemption request at the Authorized Centre of Axis Mutual Fund.

S&P CNX Nifty Index BSE - 200 Index

Name of scheme

Investment Objective

Asset Allocation Pattern of the scheme

Differentiation with existing Open Ended Equity Schemes of Axis Mutual Fund (as on October 31, 2010)

Investment Strategy

Risk Profile of theScheme

Risk Management Strategies

Plans and Options

Applicable NAV

Minimum Application and RedemptionAmount/Number of Units

Despatch of Repurchase (Redemption) Request

Benchmark Index

Dividend Policy

Name of Fund Manager

Name of the Trustee Company

AXIS TAX SAVER FUND (An Open-ended equity-linked savings Scheme)

The investment objective of the Scheme is to generate income and long term capital appreciation from a diversified portfolio of predominantly equity and equity-related Securities. However, there can be no assurance that the investment objective of the Scheme will be achieved.



Debt and Money Market Instruments^ Minimum 0%; Maximum 20%

^Includes Investment in Securitized Debt up to 20% of the Net Assets of the Scheme (as and when permitted). The Scheme will not invest in foreign securitized debt.

Investment in foreign securities shall not exceed 40% of the net assets of the Scheme (as and when permitted).

#Including derivatives instruments to the extent of 100% of the Net Assets of the scheme (as and when permitted).

Axis Equity Fund


Equity and Equity Related Securities Minimum 80%; Maximum 100%

Debt and Money Market Instruments Minimum 0%; Maximum 20%

Primary Investment Objective - To achieve long term capital appreciation by investing in a diversified portfolio predominantly consisting of equity and equity related securities including derivatives. However, there can be no assurance that the investment objective of the Scheme will be achieved.

Differentiation - An open ended growth scheme with no lock in period.

AUM (Rs. In crores) - 794.18; No. of Folios - 163594

The Fund will invest in a diversified portfolio of strong growth companies with sustainable business models. Though the benchmark is BSE-200, the investments will not be limited to the companies constituting the benchmark. The Fund will have the flexibility to invest across the market capitalization spectrum (i.e. Large, mid and small cap companies) and across industries/ sectors.

The companies would be individually researched and selected only when the fund management team has satisfied itself on robustness of the company’s business model, sustainability of its competitive advantage and the credibility of its top management team.

The Fund will endeavor that the corpus of the scheme remains fully invested in equity and equity-related instruments at all times.

Mutual Fund Units involve investment risks including the possible loss of principal. Please read the Scheme Information Document (SID) carefully for details on risk factors before investment.

Scheme specific Risk Factors are summarized below:

The scheme carries risks associated with investing in equity and equity related securities, derivatives, foreign Securities, debt securities, securitized debt, money market instruments, short selling and securities lending.

Investment in mutual fund units involves investment risks such as trading volumes, settlement risk, liquidity risk and default risk. Trading volume may restrict liquidity in equity and debt investments. The AMC may choose to invest in unlisted securities which may increase the risk on the portfolio. Also, the value of the Scheme investments may be affected by interest rates, currency exchange rates, changes in law/policies of the government, taxation laws and political, economic or other developments.

Investments in debt and money market instruments are subject to interest rate risk, re-investment risk, basis risk, credit risk, spread risk, prepayment risk, etc. to the extent of the scheme’s investments in such securities. Please refer to the SID for further details.

Due to the lock in requirements under ELSS Guidelines, the ability of investors to realize returns is restricted for the first three years.


Rs 500 and in multiples of Rs 500 and in multiples of Minimum Redemption/Switch - Rs 500 orRs 500 thereafter Rs 500 thereafter 50 Units in respect of each Option

Minimum application amount through SIP - Rs 500 per month

Minimum No. of installments - 36

Redemption of Units can be made only after 3 year of lock-in-period from the date of allotment of the Units proposed to be redeemed.

For details of investment through Systematic Investment Plan (SIP) facility please refer to the SID.

1

This document is dated : November 15, 2010

Mr Chandresh Nigam

Axis Mutual Fund Trustee Limited

The Trustee will have the discretion to declare the dividend, subject to availability of distributable surplus calculated in accordance with the SEBI (Mutual Funds) Regulations. The actual declaration of dividend and frequency will inter-alia, depend on availability of distributable surplus calculated in accordance with SEBI (MF) Regulations and the decisions of the Trustee shall be final in this regard. There is no assurance or guarantee to the Unit holders as to the rate of dividend nor that the dividend will be paid regularly.

Performance of the scheme (as on October 29, 2010)

Expenses of the Scheme (i) Load Structure(also applicable to SIP and Switches)

(ii) Recurring Expenses

Waiver of Load for Direct Applications

Tax Treatment for Investors Unitholders

Daily Net Asset Value (NAV) Publication

For Investor Grievances please contact

Unithholder’s Information

Entry load : NA

Exit load : 1% if redeemed within 1 year from date of allotment.

Actual expenses for the financial year ended March 31, 2010 - 1.79% (audited)

Not applicable

Investors are advised to refer to the paragraph on Taxation in the “Statement of Additional Information” and to consult their own tax advisors with respect to the specific amount of tax and other implications arising out of their participation in the scheme.

The NAV will be declared on all business days and will be published in 2 newspapers. NAV can also be viewed on www.axismf.com and www.amfiindia.com [You can also telephone us at 1800 3000 3300.]

Registrar - Karvy Computershare Private Limited, Unit - Axis Mutual Fund, Karvy Plaza, H No 8-2-596, Street 1, Banjara Hills, Hyderabad 34. Tel 040 2331 2454 Fax 040 2331 1968

Mutual Fund - Mr Milind Vengurlekar, 11th Floor, Nariman Bhavan, Vinay K Shah Marg, Nariman Point, Mumbai 400 021. Tel 022 3940 3300 Toll Free 1800 3000 3300 Fax 022 2204 0130 E-mail [email protected] Web www.axismf.com

Account Statements: An account statement reflecting the number of Units allotted shall be dispatched to the Unit Holder by ordinary post / courier / electronic mail within the following periods:

(i) Within 30 days from the date of closure of NFO / acceptance of valid application. (ii) In case of SIP/SWP - within 10 working days from the end of quarter (March, June, September and December). However, the first account statement under SIP/SWP shall be issued within 10 working days of the initial investment/transaction and in case of specific request, the account statement shall be despatched within 5 working days from the receipt of such request without any charges.

Annual Account Statement: The Mutual Fund shall provide the Account Statement to the Unit holders who have not transacted during the last six months prior to the date of generation of account statements. The account statements in such cases may be generated and issued along with the Portfolio Statement or Annual Report of the Scheme. Annual Report: Scheme-wise Annual Report or an abridged summary thereof shall be mailed to all Unit Holders within four months from the date of closure of the relevant accounting year i.e. 31st March each year. Half yearly disclosures: The Mutual Fund shall publish a complete statement of the Scheme portfolio and the unaudited financial results, within one month from the close of each half year (i.e. 31st March and 30th September), by way of an advertisement at least, in one National English daily and one regional newspaper in the language of the region where the head office of the Mutual Fund is located. The Mutual Fund may opt to send the portfolio to all Unit holders in lieu of the advertisement. The Annual Report, portfolio statement and the unaudited financial results will also be displayed on the website of the Mutual Fund (www.axismf.com) and Association of Mutual Funds in India (www.amfiindia.com).

Actual expenses for the financial year ended March 31, 2010 - 2.50% (audited)

No Load will be charged on the Units allotted on reinvestment of Dividends.

The above mentioned load structure shall be equally applicable to the special products such as SIP, switches and SWP (only for Axis Equity Fund) etc. offered under the Scheme. However, for switches between equity schemes, no load will be charged by the AMC. Further, for switches between the Growth and Dividend Option, no load will be charged by the scheme.

SEBI vide its circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, 2009 has decided that there shall be no entry Load for all Mutual Fund Schemes. The upfront commission on investment made by the investor, if any, shall be paid to the ARN Holder (AMFI registered Distributor) directly by the investor, based on the investor's assessment of various factors including service rendered by the ARN Holder.

The Trustee / AMC reserve the right to change / modify the Load structure from a prospective date.

The recurring expenses as a % of average weekly net assets of the Scheme (including the Investment Management and Advisory Fees) shall be as per the limits prescribed under the SEBI (MF) Regulations. These are as follows:

On the first Rs. 100 crores - 2.50%; On the next Rs. 300 crores - 2.25%; On the next Rs. 300 crores - 2.00%; On the balance of assets - 1.75%.

Entry load : NA

Exit load : Nil

AXIS INCOME SAVER (An Open Ended Income Fund)

The Scheme seeks to generate regular income through investments in debt & money market instruments, along with capital appreciation through limited exposure to equity and equity related instruments. It also aims to manage risk through active asset allocation.


Debt* and money market instruments# Minimum 65%; Maximum 99%

Equity and Equity related instruments# Minimum 1%; Maximum 35%

*Includes securitized debt (excluding foreign securitized debt) up to 65% of the net assets of the Scheme.

# Includes derivative instruments to the extent of 100% of the Net Assets of the scheme.

The Scheme can invest up to 50% of net assets in Foreign Securities.

Axis Income Saver, an open ended Income fund is a new scheme offered by Axis Mutual Fund and is not a minor modification of any other existing scheme/ product of Axis Mutual Fund.

Axis Treasury Advantage Fund

Asset Allocation


Money Market & Debt instruments with maturity/ average maturity/ residual maturity/ interest rate Minimum 70%; Maximum 100%resets less than or equal to 1 year

Debt instruments with maturity/ average maturity/ residual maturity/ interest rate resets greater than 1 year Minimum 0%; Maximum 30%

Primary Investment Objective - The investment objective is to provide optimal returns and liquidity to the investors by investing primarily in a mix of money market and short term debt instruments which results in a portfolio having marginally higher maturity as compared to a liquid fund at the same time maintaining a balance between safety and liquidity. However, there can be no assurance that the investment objective of the scheme will be achieved.

Differentiation - No equity exposure AUM (Rs. In crores) - 752.75; No. of Folios - 952

Axis Short Term Fund

Asset Allocation


Money market instruments and debt Instruments including government securities, corporate debt, securitized debt and other debt instruments with Minimum 30%; Maximum 100%maturity/ average maturity/ residual maturity/ interest rate resets less than or equal to 375 days or have put options within a period not exceeding 375 days.

Debt instruments including government securities, corporate debt, securitized debt and other debt Minimum 0%; Maximum 70%instruments with maturity/ average maturity/ residual maturity/ interest rate resets greater than 375 days

Primary Investment Objective -The scheme will endeavor to generate stable returns with a low risk strategy while maintaining liquidity through a portfolio comprising of debt and money market instruments. However, there can be no assurance that the investment objective of the scheme will be achieved.

Differentiation - No equity exposure AUM (Rs. In crores) - 87.45 No. of Folios - 346

The asset allocation pattern and investment objective of above open ended income / debt schemes doesn’t provide for investment in equity and equity related instruments, whereas the asset allocation pattern of Axis Income Saver provides for investment in equity and equity related instruments upto 35% of net assets of the Scheme. Accordingly, Axis Income Saver is different from existing income/ debt schemes of Axis Mutual Fund.

The scheme has dual objectives of generating income and capital gains while attempting to manage the risk from the market. In order to achieve the twin objectives, the scheme intends to follow a top-down and bottom-up investment strategy. The top-down process would lead to the asset-allocation between equities and fixed income and the bottom-up process would lead to construction of the portfolio using specific securities.

The scheme would invest both in equities and fixed income instruments. Allocation between the two asset classes will be done using a quantitative asset allocation methodology. This methodology will be the primary tool to manage the overall risk of the portfolio in such a way as to achieve the objective of managing risk. The quantitative tool has been simulated with a target of limiting the downside to 5% in a calendar year. Within equities and fixed income, the portfolio would be actively managed to optimize returns within the respective asset class.

Name of scheme

Investment Objective

Asset Allocation Pattern of the scheme

Differentiation with existing Open Ended Debt Schemes of Axis Mutual Fund (as on October 31, 2010)

Investment Strategy



#Debt and Money Market Instruments* Minimum 30%; Maximum 40%

Gold Exchange Traded Funds Minimum 20%; Maximum 30%

*Investment in Securitized debt (excluding foreign securitized debt) - Up to 40% of the net assets of the Scheme.

#Including derivatives instruments to the extent of 80% of the net assets of the Scheme. Investment in foreign securities - Up to 50% of the net assets of the Scheme.

Axis Triple Advantage Fund, an open ended hybrid fund is a new scheme offered by Axis Mutual Fund and is not a minor modification of any other existing scheme/product of Axis Mutual Fund. Further, the existing products of Axis Mutual Fund are either debt, liquid or equity funds and hence the 'hybrid fund' under consideration cannot be compared with any other existing schemes.

The scheme seeks to provide superior risk adjusted returns through diversification across various asset classes such as equity, fixed income & gold that have historically shown low correlation with each other.

2

AXIS TRIPLE ADVANTAGE FUND (An open-ended hybrid fund)

To generate long term capital appreciation by investing in a diversified portfolio of equity and equity related instruments, fixed income instruments & gold Exchange Traded Funds.

Under normal circumstances, the asset allocation pattern will be:

thDate of Allotment - 5 January, 2010

Past performance may or may not be sustained in future. Returns are absolute for period less than 1 year. Since inception returns are calculated on Rs. 10 invested at inception. Calculations are based on Growth Option NAVs.

Axis Equity Fund - GrowthS&P CNX Nifty (Benchmark)

*Inception to March 31, 2010

Absolute returns for the past 1 financial year.

2009-2010*

4.00%

-0.55%

Axis Equity Fund S&P CNX Nifty

Returns Since Inception 18.70% 14.02%

thDate of Allotment - 29 December, 2009

Past performance may or may not be sustained in the future. Returns are absolute for periods less than 1 year. Since inception returns are calculated on Rs 10 invested at inception. Calculations are based on Growth NAVs.

Axis Tax Saver Fund BSE - 200 Index


Axis Tax Saver Fund - Growth

BSE 200 (Benchmark)

8.48%

1.17%

2009-2010**Inception to March 31, 2010

Absolute returns for the past 1 financial year.


Rs 5,000 in multiples of Re 1 thereafter Rs 100 and in multiples of Re 1 thereafter Minimum Redemption - Rs 1,000 or 100 Units or account balance whichever is lower in respect of each Option

For details of investment/transaction through SIP/STP/SWP facility please refer to the SID.

Within 10 working days from the receipt of the redemption request at the Authorized Centre of Axis Mutual Fund.

CRISIL MIP Blended Fund IndexThe Scheme performance would be benchmarked against a customized composite benchmark consisting of S & P CNX Nifty (35%), CRISIL Composite Bond Fund Index (35%) and INR Price of Gold (30%).

Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment. Scheme specific Risk Factors are summarized below:

The scheme carries risks associated with investing in equities, fixed income instruments, derivatives, foreign securities, securitized debt, gold exchange traded funds, short selling and securities lending.

Investment in mutual fund units involves investment risks such as trading volumes, settlement risk, liquidity risk and default risk. The AMC may choose to invest in unlisted securities which may increase the risk on the portfolio. Also, the value of the Scheme investments may be affected by currency exchange rates, changes in law/policies of the government, taxation laws and political, economic or other developments.

Investments in debt and money market instruments are subject to interest rate risk, re-investment risk, basis risk, credit risk, spread risk, prepayment risk, etc. Equity and equity related instruments are volatile by nature. Investments in gold exchange traded funds are subject to market risk, risks associated with investment in physical gold, liquidity risk, counterparty risk, etc. Please refer to the SID for further details.

The investment team of the AMC will carry out rigorous in depth credit evaluation of the money market and debt instruments (other than GSecs) proposed to be invested in. The credit evaluation will essentially be a bottom up approach and include a study of the operating environment, past track record, future prospects and the financial health of the issuer.

With respect to the equity component, the Scheme would invest in a diversified portfolio of equity and equity related securities which would help alleviate the sector/market capitalization related concentration risk.

The AMC has experienced investment professionals to help limit investment universe to carefully selected high quality businesses.

The AMC would incorporate adequate safeguards for controlling risks in the portfolio construction process. These would be periodically evaluated. The scheme will also use derivatives and other hedging instruments, as may be permitted by SEBI and RBI, from time to time, to protect the value of the portfolio. The risk control process involves identifying & measuring risks through various risk measurement tools.

For portfolio diversification, the scheme will also invest in gold ETFs as gold, historically, has shown a low correlation to other asset classes like equity & debt.

Plans: Nil; Options: Growth and Dividend (Payout & Reinvestment)

Default Option: Growth;

Default Sub Option: Reinvestment;

Risk Profile of theScheme

Risk Management Strategies

Plans and Options

Applicable NAV

Minimum Application and RedemptionAmount/Number of Units

Despatch of Repurchase (Redemption) Request

Benchmark Index

Dividend Policy

Name of Fund Manager

Name of the Trustee Company

Performance of the scheme (as on October 29, 2010)

Expenses of the Scheme (i) Load Structure(applicable to SIP/STP/SWP and Switches)

(ii) Recurring Expenses

Waiver of Load forDirect Applications

Tax Treatment for Investors (Unitholders)

Daily Net Asset Value (NAV) Publication

For Investor Grievances please contact

Unithholder’s Information

The Trustee will have the discretion to declare the dividend, subject to availability of distributable surplus calculated in accordance with the SEBI (Mutual Funds) Regulations. For Axis Income Saver the trustee will endavour to declare the Dividend as per the specified frqequencies, subject to availability of distributable surplus calculated in accordance with the Regulations. The actual declaration of dividend and frequency will inter-alia, depend on availability of distributable surplus calculated in accordance with SEBI (MF) Regulations and the decisions of the Trustee shall be final in this regard. There is no assurance or guarantee to the Unit holders as to the rate of dividend nor is there assurance that dividend will be paid regularly.

3

Mutual Fund Units involve investment risks including the possible loss of principal. Please read the SID carefully for details on risk factors before investment. Scheme specific Risk Factors are summarized below:

The scheme carries risks associated with investing in equity and equity related securities, derivatives, debt and money market securities, Foreign Securities, securitized debt, short selling and securities lending.

Investment in mutual fund units involves investment risks such as trading volumes, settlement risk, liquidity risk and default risk. The AMC may choose to invest in unlisted securities which may increase the risk on the portfolio. Also, the value of the Scheme investments may be affected by currency exchange rates, changes in law/ policies of the government, taxation laws and political, economic or other developments.

Investments in debt and money market instruments are subject to interest rate risk, re-investment risk, basis risk, credit risk, spread risk, prepayment risk, etc. Equity and equity related instruments are volatile by nature.

The name of the scheme should in no way be construed as a guarantee or assurance of returns or capital invested in the scheme.

The scheme aims to manage the risk using a quantitative asset allocation methodology to decide the allocation between equity and fixed income securities.

The investment team of the AMC will carry out rigorous in-depth credit evaluation of the money market and debt instruments (other than GSecs) proposed to be invested in. The credit evaluation will essentially be a bottom-up approach and include a study of the operating environment of the issuer, the past track record as well as the future prospects of the issuer and the short term/ long term financial health of the issuer.

With respect to the equity component, the Scheme would invest in a diversified portfolio of equity and equity related securities which would help alleviate the sector/ market capitalization related concentration risk.

The AMC has experienced investment professionals to help limit investment universe to carefully selected high quality businesses.

The AMC would incorporate adequate safeguards for controlling risks in the portfolio construction process, which would be periodically evaluated. The scheme will also use derivatives and other hedging instruments, as may be permitted by SEBI and RBI, from time to time, in order to protect the value of the portfolio. The risk control process involves identifying & measuring the risk through various Risk Measurement Tools.

Plans: Nil; Options: Growth and Dividend (Payout & Reinvestment)

Sub Options: The Dividend Option would provide the following sub options:- Quarterly; - Half Yearly; - Annual;

If Dividend payable under Dividend Payout option is equal to or less than Rs 500 then the Dividend would be compulsorily reinvested in the option of the Scheme.

Default Option: Growth; Default Sub Option: Reinvestment;

Default Dividend frequency: Quarterly Dividend

Subscriptions/ Purchases including Switch - ins:

The following cut-off timings shall be observed by the Mutual Fund in respect of purchase of units of the Scheme, and the following NAVs shall be applied for such purchase:

1. Where the application is received upto 3.00 pm with a local cheque or demand draft payable at par at the place where it is received – closing NAV of the day of receipt of application;

2. Where the application is received after 3.00 pm with a local cheque or demand draft payable at par at the place where it is received – closing NAV of the next Business Day ; and

3. Where the application is received with an outstation cheque or demand draft which is not payable on par at the place where it is received – closing NAV of day on which the cheque or demand draft is credited.

Additional Clause for Axis Income Saver: In respect of purchase of units with amount equal to or more than Rs 1 crore, irrespective of the time of receipt of application, the closing NAV of the day on which the funds are available for utilization shall be applicable.

Redemptions including Switch - outs:

The following cut-off timings shall be observed by the Mutual Fund in respect of Repurchase of units:

1. Where the application received upto 3.00 pm – closing NAV of the day of receipt of application; and

2. An application received after 3.00 pm – closing NAV of the next Business Day.

Entry load: Nil; Exit load: 1% if redeemed/switched out within 1 year from date of allotment.

For switches between the Growth and Dividend Option, no load will be charged by the scheme.

Mr. R. Sivakumar (for the debt component of the portfolio) and Mr. Pankaj Murarka (for the equity component of the portfolio)

Axis Mutual Fund Trustee Limited

Mr. Chandresh Nigam and Mr. R. Sivakumar

Entry load: NA; Exit load: 1% if redeemed/ switched out within one year from date of allotment.

Units issued on reinvestment of Dividends shall not be subject to Load.

SEBI vide its circular no. SEBI/IMD/CIR No. 4/ 168230/09 dated June 30, 2009 has decided that there shall be no entry Load for all Mutual Fund Schemes. The upfront commission on investment made by the investor, if any, shall be paid to the ARN Holder (AMFI registered Distributor) directly by the investor, based on the investor's assessment of various factors including service rendered by the ARN Holder.

The Trustee/ AMC reserves the right to change/ modify the Load structure from a prospective date.





Actual expenses for the previous financial year - Not applicable

Investors are advised to refer to the paragraph on Taxation in the “Statement of Additional Information” and to consult their own tax advisors with respect to the specific amount of tax and other implications arising out of their participation in the scheme.

The NAV will be declared on all business days and will be published in 2 newspapers. NAV can also be viewed on www.axismf.com and www.amfiindia.com [You can also telephone us at 1800 3000 3300.]

Registrar - Karvy Computershare Private Limited, Unit - Axis Mutual Fund, Karvy Plaza, H No 8-2-596, Street 1, Banjara Hills, Hyderabad 34. Tel 040 2331 2454 Fax 040 2331 1968

Mutual Fund - Mr Milind Vengurlekar, 11th Floor, Nariman Bhavan, Vinay K Shah Marg, Nariman Point, Mumbai 400 021. Tel 022 3940 3300 Toll Free 1800 3000 3300 Fax 022 2204 0130 E-mail [email protected] Web www.axismf.com

Account Statements: An account statement reflecting the number of Units allotted shall be dispatched to the Unit Holder by ordinary post / courier/ electronic mail within the following periods:

(i) Within 30 days from the date of closure of NFO/ acceptance of valid application. (ii) In case of SIP/ STP/ SWP - within 10 working days from the end of quarter (March, June, September and December). However, the first account statement under SIP/ STP/ SWP shall be issued within 10 working days of the initial investment/transaction and in case of specific request, the account statement shall be despatched within 5 working days from the receipt of such request without any charges.

Annual Account Statement: The Mutual Fund shall provide the Account Statement to the Unit holders who have not transacted during the last six months prior to the date of generation of account statements. The account statements in such cases may be generated and issued along with the Portfolio Statement or Annual Report of the Scheme. Annual Report: Scheme-wise Annual Report or an abridged summary thereof shall be mailed to all Unit Holders within four months from the date of closure of the relevant accounting year i.e. 31st March each year. Half yearly disclosures: The Mutual Fund shall publish a complete statement of the Scheme portfolio and the unaudited financial results, within one month from the close of each half year (i.e. 31st March and 30th September), by way of an advertisement at least, in one National English daily and one regional newspaper in the language of the region where the head office of the Mutual Fund is located. The Mutual Fund may opt to send the portfolio to all Unit holders in lieu of the advertisement. The Annual Report, portfolio statement and the unaudited financial results will also be displayed on the website of the Mutual Fund (www.axismf.com) and Association of Mutual Funds in India (www.amfiindia.com).

thDate of Allotment - 16 July, 2010


Axis Income Saver CRISIL MIP Blended Fund Index


Axis Triple Advantage Fund 35% of S&P CNX Nifty + 35%of CRISIL Composite Bond Fund

Index + 30% of INR Price of Gold


rdDate of Allotment - 23 August, 2010


1. GENERAL INSTRUCTIONS1. The Application Form should be completed in ENGLISH and in BLOCK LETTERS only. 2. All cheque, demand draft, pay orders should be crossed “Account Payee only” and made favouring “scheme

name A/c First investor name” or “Scheme name A/c Permanent Account no”.3. The default option shall be as specified in SID/KIM of respective schemes. 4. For any correction / changes (if any) made on the application form, applicants are requested to authenticate

the same by canceling, entering the correct details and counter-signing the corrections by sole / all applicants.5. Application forms along with Cheques/ DDs/ Debit Mandates can be submitted to ISC’s/ OPA of Karvy

Computershare and offices of Axis AMC as listed in form.6. Investors must write the Application Form number / Folio number on the reverse of the cheques/ draft

accompanying the Application Form, if applicable.7. Investors are requested to check the contents of the account statement and any discrepancy has to be reported

to the AMC / Registrar within 7 calendar days on the receipt of the statement, else the particulars would be presumed to be correct.

8. Any application may be accepted or rejected at the sole and absolute discretion of the AMC / Trustee, without assigning any reason whatsoever.

9. Incomplete forms are liable to be rejected.10. Please note that a non-transferable account statement will be issued for each investment.11. Units allotted are subject to realisation of cheques.12. All Unitholders who have invested/ may invest through channel distributors and intend to make their future

investments through the Direct route, are advised to complete the procedural formalities prescribed by AMC from time to time.

13. Please note that there would be a cooling period of not more than 10 days in case the investor changes the bank mandate for validation and verification of bank accounts.

2. DECLARATION AND SIGNATURES1. The signature can be in English or in any Indian language. 2. Thumb impressions must be attested by a Magistrate / Notary Public under his / her official seal.3. In case of HUF, the Karta wiII sign on behalf of the HUF.4. Applications by minors should be signed by their guardian.5. For Corporates, Signature of Authorised Signatory from Authorised Signatory List (ASL) is required.

3. PAYMENTS1. At present direct debit facility through debit mandate is available with Axis Bank.2. The AMC intends using electronic payment services (like NEFT, RTGS, ECS (Credits) and such like) to the extent

possible for dividend / redemption proceeds towards ensuring faster realization of proceeds for the investor. To facilitate verification of your bank account details for the purpose, please furnish the following details in the form:

(a) Clearing Circle (City Name) in which your Bank branch participates.(b) MICR Code of your bank / branch (9 digit number appearing next to the cheque number on the cheque leaf)(c) IFSC Code of your bank / branch (11 character alphanumeric code, imprinted on your cheque leaf). If your

cheque leaf does not carry this, please check for the same with your local Bank branch.In case the Unit holders require these to be sent by cheque/ draft using postal/ courier service, the unit holders shall provide appropriate instructions for the same t o the AMC/ Registrar.

3. You are also requested to enclose a cancelled cheque leaf (or copy thereof) in case your investment instrument is not from the same bank account as mentioned in the bank mandate details in the application form.

4. The AMC has put in place sufficient checks and balances but will not be liable for any wrong credits on account of wrong information presented by the investor himself.

5. The Fund may from time to time commence / discontinue Direct Credit arrangements with various banks for direct credit of redemptions / dividends. Investors would not have to submit a separate consent letter to avail of this service. The AMC would commence this operation based on the bank mandate details forwarded by the Investor.

6. Any communication / despatch of redemption / dividend proceeds, account statements etc. to the unit holders would be made by the Registrar / AMC in such a manner as they may consider appropriate in line with reasonable standards of servicing.

4. BANK DETAILSInvestors are requested to mention the bank account details, since the same is mandatory as per the directives issued by SEBI. Applications without this information will be deemed to be incomplete and are liable for rejection. The Mutual Fund reserves the right to hold redemption proceeds in case the requisite details are not submitted.a) Investor having multiple accounts

The Mutual Fund has also provided a facility to the investors to register multiple bank accounts. By registering multiple bank accounts, the investors can use any of the registered bank accounts to receive redemption / dividend proceeds. These account details will be used by the AMC / Mutual Fund / R&TA for verification of instrument used for subscription to ensure that third party payments are not used for mutual fund subscription, except where permitted above. Investors are requested to avail the facility of registering multiple bank accounts by filling in the Application Form for Registration of Multiple Bank Accounts available at our ISCs / OPAs or on our website www.axismf.com.Investment bank cheque submitted along with subscription should be same as the beneficiary investor, or should be as per bank mandate details provided in the Multiple Bank Accounts Registration form (except for Minor less than Rs.50,000/- investments and Corporate/Non individuals).For Demand draft submitted by investor, would be allowed only with the required documents such as certificate issued by banker stating that Demand draft has been issued by debiting the investor bank account along with investor name and PAN. In case a pre-funded instrument issued by the Bank against Cash shall not be accepted for investments of Rs.50,000/- or more. This also should be accompanied by a certificate from the banker giving name, address and PAN of the person who has requested for the demand draft.

• In case of RTGS/NEFT/NECS payment submitted by investor, it would be allowed only with the required documents such as certificate issued by banker stating the RTGS/NEFT/NECS is issued by debiting the investor bank account and with investor name and PAN.

• In case the payment submitted by the investor is from a bank other than the bank account mentioned on the 'Multiple Bank Account Registration Form' the following documents needs to be provided any one of 'the payment cheque to have the pre printed name of the holder/s, Bank statement, Pass book or Bank certificate' or else application is liable for rejection.

b) Restriction on Acceptance of Third Party Payments for Subscription of Unitsa) When payment is made through instruments issued from an account other than that of the beneficiary

investor, the same is referred to as Third-Party payment. In case of payments from a joint bank account, the first holder of the mutual fund folio has to be one of the joint holders of the bank account from which payment is made.

b) The Asset management Company shall not accept subscriptions with Third-Party payments except in the following exceptional situations:

1. Payment by Parents/Grand-Parents/related persons on behalf of a minor in consideration of natural love and affection or as gift for a value not exceeding Rs.50,000/- (each regular purchase or per SIP installment)

2. Payment by Employer on behalf of employee under Systematic Investment Plans through Payroll deductions.3. Custodian on behalf of an FII or a client.

5. Documents to be obtained for exceptional cases:Investors submitting their applications through the above mentioned 'exceptional cases' are required to comply with the following, without which applications for subscriptions for units will be rejected / not processed / refunded.(A) Mandatory KYC for all investors (guardian in case of minor) and the person making the payment i.e. third party.

In order for an application to be considered as valid, investors and the person making the payment should attach their valid KYC Acknowledgement Letter to the application form.

1. The nomination can be made only by individuals holding units on their own behalf singly or jointly. Non-Individuals including Society, Trust, Body Corporate, Partnership Firm, Karta of Hindu Undivided Family, holder of Power of Attorney cannot nominate. If the units are held jointly, all joint holders will sign the nomination form.

2. A minor can be nominated and in that event, the name and address of the guardian of the minor nominee shall be provided by the Unitholder. If no guardian is provided, nomination of minor will be invalid. The guardian should be a person other than the Unitholder. Nomination can also be in favour of the Central Govt, State Govt, local authority, any person designated by virtue of his office or a religious charitable trust.

3. The Nominee shall not be a trust other than a religious or charitable trust, society, body corporate, partnership firm, Karta of Hindu Undivided Family or a Power of Attorney holder. A non-resident Indian can be a Nominee subject to the exchange controls in force, from time to time.

4. Nomination in respect of the units stands rescinded upon the transfer of units. 5. The nomination facility extended under the Scheme is subject to existing laws. The AMC shall, subject to production of

such evidence which in their opinion is sufficient, proceed to effect the payment / transfer to the Nominee(s). Transfer of Units / payment to the nominee(s) of the sums shall discharge the Mutual Fund / AMC of all liability towards the estate of the deceased Unit holder and his / her / their successors / legal heirs.

6. The cancellation of nomination can be made only by those individuals who hold units on their own behalf singly or jointly and who made the original nomination. (Please note that if one of the joint holder dies other surviving holder cannot cancel.)

7. On cancellation of the nomination, the nomination shall stand rescinded and the Asset Management Company shall not be under any obligation to transfer the units in favour of the Nominee.

8. Nomination shall be registered only if the form is filled in completely.9. Nomination can be made for maximum of 3 nominees. In case of multiple nominees, the percentage of allocation /

share in favour of each of the nominees should be indicated against their name and such allocation / share should be in whole numbers without any decimals making a total of 100 percent. In the event of Unit holders not indicating the percentage of allocation / share for each of the nominees, the Mutual Fund / the AMC, by invoking default option shall settle the claim equally amongst all the nominees.

10. The investor(s) by signing this nomination form is / are deemed to have read and understood the provisions of Regulation 29 A of SEBI (Mutual Funds) Regulations, 1996, read with SEBI circular dated Feb. 16, 2004 and / or any amendments thereto or any rules / regulations framed in pursuance thereof governing the nomination facility and agree/s to be bound by the same.For multiple nomination form please contact the nearest AMC office or Registrar. The form can be obtained from the website www.axismf.com

Please read the SID carefully before signing the application form and tendering payment.

INSTRUCTIONS FOR COMPLETING THE APPLICATION FORM

INSTRUCTIONS FOR COMPLETING THE NOMINATION SECTION

(B) Submission of a separate, complete and valid 'Third Party Payment Declaration Form' from the investors (guardian in case of minor) and the person making the payment i.e. third party. The said Declaration Form shall, inter-alia, contain the details of the bank account from which the payment is made and the relationship with the investor(s). Please contact the nearest OPA/ISC of Axis Mutual Fund or visit our website www.axismf.com for the said Declaration Form.

6. PAN AND KYC DETAILSPlease furnish PAN & KYC details for each applicant/unit holder, including for Guardian and / or Power Of Attorney (POA) holders as explained in the paragraphs below.

7. PANAs per SEBI Circular No. MRD/DoP/Cir- 05/2007 dated April 27, 2007, it is now mandatory that Permanent Account Number (PAN) issued by the IT Department would be the sole identification number for all participants transacting in the securities market, irrespective of the amount of transaction. Please note that furnishing of PAN with an attested copy of your PAN Card for each applicant / unit holder is mandatory for all investments. In the absence of this, your application will be rejected. The attestation of the PAN card may be done by a Notary Public or a Gazetted Officer or a Manager of a Bank or a financial advisor under it's / his seal and should carry the name and designation of the person attesting it.PAN will not be required incase of SIP where aggregate of installments in a financial year i e April to March does not exceed Rs 50,000. This exemption will be applicable only to investments by individuals, Non Resident Indian (NRI), minors, joint holders and sole proprietary firms (but not including Persons of Indian Origin (PIO), Hindu Undivided Family (HUF) and other categories). PAN requirement is also exempt for investors residing in the state of Sikkim, Central Government, State Government, and the officials appointed by the courts e.g. Official liquidator, Court receiver etc. (under the category of Government) subject to AMC confirming the above mentioned status. However, this would be subject to submission of necessary documents required by the AMC from time to time. Any one of the following PHOTO IDENTIFICATION documents can be submitted along with Micro SIP applications as proof of identification in lieu of PAN. • Voter Identity Card • Driving License • Government/ Defense identification card • Passport • Photo Ration Card • Photo Debit Card (Credit card not included because it may not be backed up by a bank account) • Employee ID cards issued by companies registered with Registrar of Companies • Photo Identification issued by Bank Managers of Scheduled Commercial Banks / Gazetted Officer / Elected Representatives to the Legislative Assembly / Parliament • ID card issued to employees of Scheduled Commercial / State / District Co-operative Banks • Senior Citizen / Freedom Fighter ID card issued by Government • Cards issued by Universities/ deemed Universities or institutes under statutes like ICAI, ICWA, ICSI • Permanent Retirement Account No (PRAN) card isssued to New Pension System (NPS) subscribers by CRA (NSDL) • Any other photo ID card issued by Central Government/ State Governments/ Municipal authorities/ Government organizations like ESIC/ EPFO

8. KYC COMPLIANCE WITH ANTI MONEY LAUNDERING (AML) REGULATIONSWith reference to the circular 35/MEM-COR/54/10-11 dated 16th August 2010 from AMFI effective 1st October 2010:

• KYC is compulsory for all non individuals, NRI and channel distributor investors.*• Investors covered under this clause are - Corporate, Partnership Firms, Trusts, HUF, NRIs including PIOs & all

individual and non individual investors of channel distributors.• Individuals (except for NRI and through Channel Distributors) shall be required to be KYC compliant for

investments of Rs 50,000 and above.Please note that it is mandatory for each applicant / unit holder to be KYC-compliant. Please enclose a copy of the KYC Acknowledgement Letter issued by CDSL Ventures Ltd with your application for investment. PLEASE ALSO NOTE THE FOLLOWING:

• Guardians to minor applicants need to be KYC compliant.• POA Holders need to be KYC compliant irrespective of the amount of investment.

In case you are not yet KYC-compliant, please approach a Point of Service (POS) of CDSL Ventures Limited to obtain KYC compliance and submit a copy of your KYC acknowledgement letter to us.* For any investment amount.

9. APPLICATIONS UNDER POWER OF ATTORNEYAn applicant wanting to transact through a power of attorney must lodge the photocopy of the Power of Attorney (PoA) attested by a Notary Public or the original PoA (which will be returned after verification) within 30 days of submitting the Application Form / Transaction Slip at a Designated ISC’s / Official Point of acceptance or along with the application in case of application submitted duly signed by POA holder. Applications are liable to be rejected if the power of attorney is not submitted within the aforesaid period.

10. ELECTRONIC SERVICES FACILITYThe AMC intends to provide Electronic Transaction Facility including through its website and over phone. For more details, Terms & Conditions and for availability of Online Transaction refer AMC websitewww.axismf.com and for EasyCall facility please contact the nearest AMC or Registrar.

11. SIP1. Unit Holder can enroll for the SIP by submitting duly completed SIP Application Form and one time debit

mandate form for electronic debits. Alternatively unit holder can enroll for the SIP using EasyCall facility subject to services offered by AMC from time to time. The first investment shall be through cheque only.

2. An Investor shall have the option of choosing any date of the month as his SIP date. The minimum amount per SIP installment shall be as specified in SID / KIM. The minimum number of installments under the SIP is 36. If the SIP period is not specified by the unit holder then the SIP enrolment will be deemed to be for perpetuity and processed accordingly.

3. All SIP cheques / payment instructions will be of the same amount and same date (excluding first cheque).4. There will be a gap of 30 days between first SIP Installment and the second installment in case SIP started during

ongoing offer. 5. If the Fund fails to get the proceeds from three Installments out of a continuous series of Installments submitted at the

time of initiating a SIP (Subject to a minimum under SIP i.e. 36 months), the SIP is deemed as discontinued.6. Investors can discontinue the SIP facility at any time by sending a written request to any of the Official Point(s) of

Acceptance. Notice of such discontinuance should be received at least 30 days prior to the due date of the next debit.7. In case of “At Par” cheques, investors need to mentioned the MICR number of his actual bank branch.8. Axis Mutual Fund reserves the right to reject any application without assigning any reason thereof.9. Investor will not hold Axis Mutual Fund, its registrars and other service providers responsible if the transaction is

delayed or not effected or the investor bank account is debited in advance or after the specific SIP date due to various clearing cycles for ECS.

10. Axis Mutual Fund, its registrars and other service providers shall not be responsible and liable for any damages/ compensation for any loss, damage etc. incurred by the investor. The investor assumes the entire risk of using this facility and takes full responsibility.

11. You can download the SIP application form and the SIP debit mandate form from our website www.axismf.com or contact any of the AMC offices

12. NRIs, FIIsa) Repatriation Basis

• NRIs : Payment may be made either by inward remittance through normal banking channels or out of funds held in a Non-Resident (External) Rupee Account (NRE) / Foreign Currency (Non-Resident) Account (FCNR). In case Indian rupee drafts are purchased abroad or from Foreign Currency Accounts or Non-resident Rupee Accounts an account debit certificate from the Bank issuing the draft confirming the debit will need to be enclosed.

• FIIs shall pay their subscription either by inward remittance through normal banking channels or out of funds held in Foreign Currency Account or Non-Resident Rupee Account maintained by the FII with a designated branch of an authorised dealer.

b) Non-repatriation BasisIn the case of NRIs, payment may be made either by inward remittance through normal banking channels or out of funds held in a NRE / FCNR / Non-Resident Ordinary Rupee Account (NRO). In case Indian rupee drafts are purchased abroad or from Foreign Currency Accounts or Non-resident Rupee Accounts an account debit certificate from the Bank issuing the draft confirming the debit will need to be enclosed.

*To be processed in CMS software under client code “AXISMF”

Signature of Account Holder(s) as per bank records /

Authorised Signatory(ies)

AXIS MUTUAL FUND - DEBIT MANDATE (For Axis Bank account holders only)

TO BE DETACHED BY THE REGISTRAR (KARVY COMPUTERSHARE PVT LTD) AND PRESENTED TO AXIS BANK CMS BRANCH

*To CMS DEPARTMENT - Axis Bank

I/ We

authorise you to debit my/ our account no. to pay for the

purchase of Axis Equity Fund / Axis Tax Saver Fund / Axis Income Saver / Axis Triple Advantage Fund (Strike off those not applicable)

Please debit an amount of Rs (in figures) Rs (in words)

Name of the account holder(s)

Application No.

Stamp & Signature

Application No.AXIS MUTUAL FUND - ACKNOWLEDGMENT SLIP (To be filled in by the investor)

an application for purchase of units in

Received from Mr/ Ms/ M/s/ Dr

for Rs (in figures) on Date vide instrument no.D D M M Y Y

Option

Axis Tax Saver FundAxis Equity Fund

Form

1

Refer instruction related to PAN & KYC

UNIT HOLDER INFORMATION

Name of the First Applicant / Corporate Investor

Mr/ Ms/ M/s/ Dr/ Minor PAN (mandatory) Enclosed - PAN Proof KYC Letter

Name of the Second Applicant

Mr/ Ms/ M/s/ Dr PAN (mandatory) Enclosed - PAN Proof KYC Letter

Name of the Third Applicant


Name of the Guardian (in case of a minor)


Name of the Power of Attorney Holder

Mr/ Ms/ M/s PAN (mandatory) Enclosed - PAN Proof KYC Letter

Name of the Third Party (When payment is made through instruments issued from an account other than that of the beneficiary investor)

Mr/ Ms/ M/s PAN (mandatory) PAN Proof KYC Letter

Enclosed -Relation Declaration Form (Mandatory)

2





Existing Investors - Please fill in Sections 1, 9, 10,11 and 13 only1 EXISTING FOLIO NUMBER

Axis Income Saver

Dividend Frequency*

Axis Triple Advantage Fund

R

R


OVERSEAS ADDRESS (Mandatory in case of NRIs/ FIIs) (PO Box address is not sufficient. Investors residing overseas & with PO Box address must provide their Indian address)

Address

City State Pincode

Mobile Landline No.

Email

6B

MODE OF OPERATION Single Joint Anyone or Survivor 4

OCCUPATION (of First/ Sole Applicant) Service Housewife Defence Professional Retired Business Agriculture Other (specify) 5

CONTACT DETAILS - FIRST APPLICANT/ GUARDIAN/ CORPORATE (PO Box address is not sufficient. Mobile number and email id is mandatory to avail of online facility.)

Contact Person (In case of Non Individual Investor)

Address

City

State Pincode Landline No.

Mobile (Holder 1)* Email (Holder 1)*



* Mandatory to transact using online transaction mode on our website www.axismf.com

6A

STATUS OF FIRST APPLICANT Resident Individual Bank HUF Proprietor Minor Society FII Partnership Firm NRI PIO Trust Company Other (specify)

3

(Default option is Joint)

Application No. R

Upfront commission shall be paid directly by the investor to the AMFI registered distributor based on the investors’ assessment of various factors including the service rendered by the distributor.

Distributor Code / ARN No. Sub-distributor Code / ARN No. / Sol ID Serial Number, Date and Time Stamp

Date D D M M Y Y

Date of Birth D D M M Y Y Age (No. of years) Y Y

Date D D M M Y Y

Dividend Re-investment Dividend PayoutGrowth *Applicable only for Axis Income Saver

10A

COMMON APPLICATION FOR EQUITY & HYBRID FUNDS

For list of official point of acceptance please visit www.axismf.com

Axis Asset Management Company Limited

Investment Manager to Axis Mutual Fund

11th Floor, Nariman Bhavan, Vinay K Shah Marg, Nariman Point, Mumbai 400 021, India.

Tel 91 22 3940 3300 Fax 91 22 2204 0130 Toll Free 1800 3000 3300 Email [email protected] www.axismf.com

Document attached (Any one) Cancelled Cheque with name pre-printed Bank statement Pass book Bank Certificate

MODE OF CORRESPONDENCE (Where the investor has provided his e-mail id, the AMC shall send all communication to the investor via e-mail. Investors who wish to receive correspondence through physical mode instead of e-mail are requested to ). Email communication will help save paper & the planet.

I / We wish to receive all communication through physical mode in lieu of email.

ü8

BANK ACCOUNT DETAILS OF FIRST / SOLE APPLICANT (Refer “Bank Details” under Instructions. Please enclose a copy of a cancelled cheque) For Multiple Bank Accounts Registration form available at www.axismf.com.

Name of Bank Branch

City State Account No.

Account Type Current Savings NRO NRE FCNR Others

MICR code* IFSC code**

(specify)

Note: In case bank details are not provided in “Multiple Bank Account Registration Form’ as default bank the above section 9 bank details shall be treated as default bank..

*Mandatory for dividend payout via ECS (The 9 digit code appears on your cheque next to the cheque number) **Mandatory for credit via RTGS/ NEFT (11 digit code also found on your cheque leaf.)

9

Cheque / DD RTGS NEFT Debit Mandate (For Axis Bank A/c holders only. Also fill section 10A)

Cheque / DD UTR (for RTGS / NEFT) No. Cheque/DD Date

Drawn on Bank Branch

Cheque Issuer Name

Branch Name

In case cheque is issued by person other than the investor


Account Type Current Savings NRO NRE FCNR Others (specify)

D D M M Y Y

PAYMENT OPTIONS (Please üeither Cheque / DD payment or RTGS/ NEFT)10

Total amount Rs (In figures)

Rs (In words)

DD Charges Rs (In figures)

inclusive of DD charges if any


if any

Having read and understood the content of the SID / SAI of the scheme, I / we hereby apply for units of the scheme. I have read and understood the terms, conditions, rules and regulations governing the scheme. I / We hereby declare that the amount invested in the scheme is through legitimate source only and does not involve designed for the purpose of the contravention of any Act, Rules, Regulations, Notifications or Directives of the provisions of the Income Tax Act, Anti Money Laundering Laws, Anti Corruption Laws or any other applicable laws enacted by the Government of India from time to time. I / We have understood the details of the Scheme & I / we have not received nor have been induced by any rebate or gifts, directly or indirectly in making this investment. I / We confirm that the funds invested in the Scheme, legally belongs to me / us. In event “Know Your Customer” process is not completed by me / us to the satisfaction of the Mutual Fund, (I / we hereby authorize the Mutual Fund, to redeem the funds invested in the Scheme, in favour of the applicant, at the applicable NAV prevailing on the date of such redemption and undertake such other action with such funds that may be required by the law.) The ARN holder has disclosed to me/ us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me / us. For NRIs only - I / We confirm that I am/ we are Non Residents of Indian nationality / origin and that I / We have remitted funds from abroad through approved banking channels or from funds in my/ our Non Resident External / Non Resident Ordinary / FCNR account. I / We confirm that details provided by me / us are true and correct.

Second ApplicantFirst / Sole Applicant / Guardian

Power of Attorney HolderThird Applicant

13 DECLARATION AND SIGNATURES

I / We do hereby nominate the under mentioned person to receive the units to my / our credit in this folio no. in the event of my / our death. I / We also understand that all payments and settlements made to such Nominee, and signature of the Nominee acknowledgment receipt thereof shall be a valid discharge by the AMC / Mutual Fund / Trustee.

Nominee's Name

Relationship

Address

12 NOMINATION DETAILS

D D M Y YM Y Y

In case Nominee is a Minor

Name of Guardian

Address of Guardian

Date of Birth Signature of Guardian

In case of more than one nominee, kindly submit multiple nomination (maximum 3 nominees) forms. Extra nomination forms can be obtained from the nearest ISC or Registrar or from the AMC website.

Axis Tax Saver FundAxis Equity Fund Axis Income Saver Axis Triple Advantage Fund

Option Dividend Re-investment Growth Dividend Payout Dividend Frequency* Quarterly Half Yearly Annual *Applicable only for Axis Income Saver

Form

1

11 INVESTMENT DETAILS

CONTACT & ADDRESS OF POWER OF ATTORNEY HOLDER (PO Box address is not sufficient)

Address

City State Pincode

Mobile Landline No.

Email

7

Document submitted. Sr Documents Individuals Companies Trusts Societies Partnership FIIs NRIs Investments Kindly (ü) No Firms through POA

1 Resolution / Authorisation to invest üüü üü

2 List of Authorised Signatories with Specimen Signature(s) üüü üü ü

3 Memorandum & Articles of Association ü

4 Trust Deed ü

5 Bye-Laws ü

6 Partnership Deed ü

7 Notarised Power of Attorney ü

8 Account Debit Certificate in case payment is made by DD from NRE / FCNR A/c where applicable üü

9 PAN Proof (not required for existing investors) ü üüü üüü ü#10 KYC acknowledgment letter (required if not already submitted) ü üüü üüü ü

11 Copy of cancelled cheque ü üüü üüü ü

All documents in 1 to 6 above should be originals or true copies certified by the Director / Trustee / Company Secretary / Authorised Signatory / Notary Public / Partner as applicable. Originals will be handed over after verification.#Individuals (except for NRI or investors through Channel Distributors) shall be required to be KYC compliant for investments of Rs 50,000 and above.

CHECKLIST Documents as listed below are to be submitted along with the Application Form (as applicable to your specific case)

AXIS MUTUAL FUND - ACKNOWLEDGMENT SLIP (To be filled in by the investor)

an application for purchase of units in

Received from Mr/ Ms/ M/s/ Dr

for Rs (in figures) on Date vide instrument no.D D M M Y Y


Stamp & Signature

Application No.

MODE OF OPERATION Single Joint Anyone or Survivor (Default option is Joint)4

OVERSEAS ADDRESS (Mandatory in case of NRIs/ FIIs) (PO Box address is not sufficient. Investors residing overseas & with PO Box address must provide their Indian address)

Address

City State Pincode

Mobile Landline No.

Email

6B

Form

2

Upfront commission shall be paid directly by the investor to the AMFI registered distributor based on the investors’ assessment of various factors including the service rendered by the distributor.

Existing Investors - Please fill in Sections 1, 9, 10,11 and 13 only1 EXISTING FOLIO NUMBER

CONTACT & ADDRESS OF POWER OF ATTORNEY HOLDER (PO Box address is not sufficient)

Address

City State Pincode

Mobile Landline No.

Email

7

SIP Registration by New Investor SIP Registration by Existing Investor Micro SIP Registration by New Investor Micro SIP Registration by Existing Investor

**Applicants (including POA holders) investing Rs 50,000 and above are required to comply with the KYC norms. (Please refer to the Terms and Conditions overleaf)

*Micro SIP - PAN is not mandatory in case of Micro SIP. Please refer to the Terms and Conditions overleaf.

Date of Birth Type of supporting document Identification number detailsD D M M Y Y

Application No.

STATUS OF FIRST APPLICANT

Resident Individual Bank HUF Proprietor Guardian Society FII Partnership Firm

NRI PIO Trust Company Minor Other (specify)

3

Date D D M M Y Y

5 OCCUPATION (of First/ Sole Applicant)

Service Housewife Defence Professional Retired Business Agriculture Other (specify)

Axis Income Saver

CONTACT DETAILS - FIRST APPLICANT/ GUARDIAN/ CORPORATE (PO Box address is not sufficient. Mobile number and email id is mandatory to avail of online facility.)

Contact Person (In case of Non Individual Investor)

Address

City

State Pincode Landline No.

Mobile (Holder 1) Email (Holder 1)



6A

Option Dividend Frequency*Dividend Re-investment Dividend PayoutGrowth *Applicable only for Axis Income Saver


APPLICATION FORM FOR

R

R


Name of the First Applicant / Corporate Investor

Mr/ Ms/ M/s/ Dr/ Minor PAN (mandatory)* Enclosed - PAN Proof KYC Letter**

Name of the Second Applicant

Mr/ Ms/ M/s/ Dr PAN (mandatory)* Enclosed - PAN Proof KYC Letter**

Name of the Third Applicant


Name of the Guardian (in case of a minor)


Name of the Power of Attorney Holder

Mr/ Ms/ M/s PAN (mandatory)* Enclosed - PAN Proof KYC Letter**

Name of the Third Party (When payment is made through instruments issued from an account other than that of the beneficiary investor)

Mr/ Ms/ M/s PAN (mandatory) PAN Proof KYC Letter

Enclosed -Relation Declaration Form (Mandatory)

2






Date of Birth D D M M Y Y Age (No. of years) Y Y


Distributor Code / ARN No. Sub-distributor Code / ARN No. / Sol ID Serial Number, Date and Time Stamp

I / We do hereby nominate the under mentioned person to receive the units to my / our credit in this folio no. in the event of my / our death. I / We also understand that all payments and settlements made to such Nominee, and signature of the Nominee acknowledgment receipt thereof shall be a valid discharge by the AMC / Mutual Fund / Trustee.

Nominee's Name

Relationship

Address

12 NOMINATION DETAILS

D D M Y YM Y Y

In case Nominee is a Minor

Name of Guardian

Address of Guardian

Date of Birth Signature of Guardian

In case of more than one nominee, kindly submit multiple nomination (maximum 3 nominees) forms. Extra nomination forms can be obtained from the nearest ISC or Registrar or from the AMC website.

Having read and understood the content of the SID / SAI of the scheme, I / we hereby apply for units of the scheme. I have read and understood the terms, conditions, rules and regulations governing the scheme. I / We hereby declare that the amount invested in the scheme is through legitimate source only and does not involve designed for the purpose of the contravention of any Act, Rules, Regulations, Notifications or Directives of the provisions of the Income Tax Act, Anti Money Laundering Laws, Anti Corruption Laws or any other applicable laws enacted by the Government of India from time to time. I / We have understood the details of the Scheme & I / we have not received nor have been induced by any rebate or gifts, directly or indirectly in making this investment. I / We confirm that the funds invested in the Scheme, legally belongs to me / us. In event “Know Your Customer” process is not completed by me / us to the satisfaction of the Mutual Fund, (I / we hereby authorize the Mutual Fund, to redeem the funds invested in the Scheme, in favour of the applicant, at the applicable NAV prevailing on the date of such redemption and undertake such other action with such funds that may be required by the law.) The ARN holder has disclosed to me/ us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me / us. I/We confirm the I/We do not have any existing Micro SIP investments which together with the current application will result in aggregate investments exceeding Rs. 50,000 in a year (Applicable for Micro SIP investment only. For NRIs only - I / We confirm that I am/ we are Non Residents of Indian nationality / origin and that I / We have remitted funds from abroad through approved banking channels or from funds in my/ our Non Resident External / Non Resident Ordinary / FCNR account. I / We confirm that details provided by me / us are true and correct.

Second ApplicantFirst / Sole Applicant / Guardian

Power of Attorney HolderThird Applicant

13 DECLARATION AND SIGNATURES

MODE OF CORRESPONDENCE (Where the investor has provided his e-mail id, the AMC shall send all communication to the investor via e-mail. Investors who wish to receive correspondence

through physical mode instead of e-mail are requested to ). Email communication will help save paper & the planet. I/ We wish to receive all communication through physical mode in lieu of email.

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8

Axis Asset Management Company LimitedInvestment Manager to Axis Mutual Fund

11th Floor, Nariman Bhavan, Vinay K Shah Marg, Nariman Point, Mumbai 400 021, India.

Tel 91 22 3940 3300 Fax 91 22 2204 0130 Toll Free 1800 3000 3300 Email [email protected] www.axismf.com

Terms & Conditions - Micro SIPs where aggregate of installments in a rolling 12 month period or in a financial year i.e. April to March do not exceed Rs 50,000 (hereinafter referred as “Micro SIP”) shall be exempt from the requirement of PAN, subject to submission of any one of the necessary photo identification documents as detailed below. This exemption will be applicable only to investments by individuals (including NRIs, but not PIOs), minors, sole proprietary firms and joint holders. HUFs and other categories will not be eligible for the exemption.

Investors (including joint holders) should submit a photocopy of any one of the following photo identification documents (current and valid and either self-attested by the investor or attested by an AMFI registered Distributor mentioning the AMFI Registration number) along with the application form as a proof of identification in lieu of PAN: • Voter Identify Card •Driving License • Government/Defence identification card • Passport • Photo Ration Card • Photo Debit Card (Credit card not included) • Employee ID cards issued by companies registered with Registrar of Companies • Photo Identification issued by Bank Managers of Scheduled Commercial Banks / Gazetted Officer / Elected Representatives to the Legislative Assembly / Parliament • ID card issued to employees of Scheduled Commercial / State / District Co-operative Banks • Senior Citizen / Freedom Fighter ID card issued by Government • Cards issued by Universities / deemed Universities or institutes under statues like ICAA, ICWA, ICSI • Permanent Retirement Account No (PRAN) card issued to New Pension System (NPS) subscribers by CRA (NSDL) • Any other photo ID card issued by Central Government / Municipal authorities / Government organization like ESIC/EPFO.

Payment Mechanism Electronic Debit (Please Complete mandate form for electronic debit form 3) Cheque/DD (Please provide details below)

First SIP Transaction via Cheque No. First Cheque date

Drawn on (Bank/ Branch Name) In case cheque is issued by person other than the investor

PAYMENT OPTIONS (The first SIP transaction has to be through a cheque. Please attach a copy of cancelled cheque.)10

Total amount Rs (In figures)

Rs (In words) DD Charges


inclusive of DD charges if any Rs (In figures) if any

SIP Start Date End Date (should be a minimum of 3 years from the start date) No. of Installments

Monthly SIP amount Rs. Rs. (in figures) (in words)

D D M M Y Y

D D M M Y Y D D M M Y Y

Total No. of ChequesCheque No. From

To

BANK ACCOUNT DETAILS OF FIRST/ SOLE APPLICANT (Refer “Bank Details” under Instructions. Please enclose a copy of a cancelled cheque)

Name of Bank Branch


Account Type Current Savings NRO NRE FCNR Others

MICR code* IFSC code**

*Mandatory for dividend payout via ECS (The 9 digit code appears on your cheque next to the cheque number) **Mandatory for credit via RTGS/ NEFT (11 digit code also found on your cheque leaf.)

(specify)

9

Documents as listed below are to be submitted along with the Application Form (as applicable to your specific case)CHECKLIST

INVESTMENT DETAILS11


Form

2

Axis Income Saver



th th st(SIP unavailable on dates 29 , 30 , and 31 of every month)

Authorization to pay SIP instalments through Electronic Debit Arrangement

I/We hereby, authorise Axis Mutual Fund and it's the authorised service provider for Axis Mutual Fund to debit my/our bank account by Electronic Debit for the collection of SIP instalments.


Folio No.

Name of first applicant

PAN Mobile

E-mail

Preferred messaging medium SMS - Yes No E-mail - Yes No

BANK DETAILS (Please attach a copy of the cheque of below mentioned bank account with this application form.)

Account holder's name

Name of bank

Branch Account No.

Account type Current Savings NRO NRE Others

9 digit MICR code (Please enter the 9 digit number that appears after your cheque number)

Please specifically mention the MICR code of your bank branch in case you have a payable at par cheque book.

(specify)

Bank Account Holder (2) Bank Account Holder (3)

I/ We hereby declare that the particulars given above are correct and express my willingness to pay the instalments referred above through participation in Electronic Debit arrangement. If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I/ we would not hold the user institution responsible. I/ We will also inform Axis Mutual Fund about any changes in my bank account.

Bank Account Holder (1)

Signature of the authorised official from the bank Bank stamp

FOR BANK USE ONLY

We, hereby, certify that the particulars furnished above are correct as per our records, and we, hereby, declare that a copy of this form, duly completed, has been submitted to us.

Branch Date D D M M Y Y

AUTHORISATION OF THE BANK ACCOUNT HOLDER

This is to inform you that I/ we have registered for the Electronic Debit facility and that my payment towards SIP installments shall be made from my/ our below mentioned bank account with your bank. I/ We authorise the representative carrying this ECS mandate form to get it verified and executed. I/ We hereby authorised the bank to debit verification charges if any from my / our account as mention above.

Account Holder's signature (As in bank records)

Account numberJoint Account Holder's signature

(As in bank records)

Electronic Debit facility for SIP is currently available for

Account holders of all banks participating in local clearing at Agra, Ahmedabad, Allahabad, Amritsar, Anand, Asansol, Aurangabad, Bangalore, Bardhaman, Baroda, Belgaum, Bhavnagar, Bhilwara, Bhopal, Bhubaneshwar, Bijapur, Bikaner, Calicut, Chandigarh, Chennai, Cochin, Coimbatore, Cuttack, Dargeeling, Davangere, Dehradun, Delhi, Dhanbad, Durgapur, Erode, Gadag, Gangtok, Goa, Gorakhpur, Gulbarga, Guwahati, Gwalior, Haldia, Hubli, Hyderabad, Indore, Jabalpur, Jaipur, Jalandhar, Jammu, Jamnagar, Jamshedpur, Jodhpur, Kakinada, Kanpur, Kolhapur, Kolkata, Kota, Lucknow, Ludhiana, Madurai, Mandya, Mangalore, Mumbai, Mysore, Nagpur, Nasik, Nellore, Patna, Pondicherry, Pune, Raichur, Raipur, Rajkot, Ranchi, Salem, Shimla, Shimoga, Sholapur, Siliguri, Surat, Thirupur, Tirupati, Trichur, Trichy, Trivandrum, Tumkur, Udaipur, Udipi, Varanasi, Vijaywada, Vizag.

Please submit this form along with the SIP application form (i.e. Form 2)

Form

3

Account holders of the following banks

Axis Bank, Bank of Baroda, Bank of India, HDFC Bank, IDBI Bank, IndusInd Bank, Kotak Mahindra Bank, Punjab National Bank, Union Bank of India and State Bank of India

Date Place D D M M Y Y

Application No. R

ELECTRONIC DEBIT MANDATE FORM FOR

SIP DETAILS

Monthly SIP amount Rs. Rs. (in figures) (in words)

SIP Start Date End Date (should be a minimum of 3 years from the start date) No. of Installments D D M M Y Y D D M M Y Yth th st(SIP unavailable on dates 29 , 30 , and 31 of every month)

Axis Tax Saver FundAxis Equity Fund Axis Income Saver



& contact details

Latest Landline Tel. Bill

Latest Landline Tel. Bill

Passport Copy & Overseas address Proof Mandatory for NRI

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Application No. A

1. This Application Form is meant to enable a person to comply with the client identification programmer laid down by the Prevention of Money Laundering Act, 2002 (PMLA) hereinafter referred to as know Your Customer (KYC) requirements. It is for use by INDIVIDUALS only. A separate from is provided for non-individual entities such as Hindu Undivided Family (HUF), Corporates, Trusts, Societies, etc.

2. This form is not an Investment Application Form, and is only meant for providing information and documents required for KYC compliance. Applicant must be KYC compliant while investing with any SEBI registered Mutual Fund which is a Participating Mutual Fund for the purpose of the KYC compliance. Participating Mutual Fund means any SEBI registered Mutual Fund which has subscribed to the services of CDSL Ventures Limited (CVL) for compliance of the KYC procedure, A list of Participating Mutual Funds is available on the website of AMFI at www.amfiindia.com

3. Subscription to Participating Mutual Fund Units may be made only after obtaining the KYC Acknowledgment at their respective designated Point of Acceptance/ Investor Service Centres.

4. Each Unitholders/ Investors must attach their KYC Acknowledgment along with the Investment Application Form(s)/ Transaction Slip(s) while investing for the first time in every folio. Applications Forms/ Transaction Slips not accompanied by KYC Acknowledgment are liable to be rejected by the Participating Mutual Funds.

5. Joint Holders: Joint holders need to be individually KYC compliant before they can invest with any Participating Mutual Fund. e.g. in case of three joint holders, all holders need to be KYC compliant and copies of each holder’s KYC Acknowledgment must be attached to the investment application form with any Mutual Fund.

6. Minors: In case of investments in respect of a Minor, the Guardian should be KYC compliant and attach their KYC Acknowledgement while investing in the name of the minor. The Minor, upon attaining majority, should immediately apply for KYC compliance in his/ her own capacity and intimate the concerned Participating Mutual Fund(s), in order to be able to transact further in his/ her own capacity.

7. Power of Attorney (PoA) Holder: Investors desirous of investing through a PoA must note that the KYC compliance requirements are mandatory for both the PoA issuer (i.e. Investor) and the Attorney (i.e. the holder of PoA), both of whom should be KYC compliant in their independent capacity and attach their respective KYC Acknowledgements while investing.

8. If an individual becomes a Mutual Fund Investor due to an operation of law, e.g., transmission of units upon death of an investor, the claimant/ person(s) entering the Register of Unitholders of the Participating Mutual Fund(s) will be required to be KYC compliant before such transfer can take place.

9. The KYC process requires investors to provide their Proof of identity (PAN card copy only) and Proof of Address (any valid documents listed in section B of the KYC Application Form) to comply with KYC requirements. Participating Mutual Funds reserve the right to seek any additional information/ documentation in terms of the PMLA at any point of time.

10. Participating Mutual Funds/ CVL will not be liable for any errors or omissions on the part of the applicant/ Unit holders in the KYC application Form. Documents received in support of KYC requirements will be verified at the designated “Point of Service” (PoS), on a best effort basis. However acceptance and processing of the KYC Application Form is subject to independent verification by CVL. In the event of any KYC Application Form being rejected for lack of information/ deficiency/ insufficiency of mandatory documentation, etc., CVL will inform the applicant of such rejection.

11. The Participating Mutual Fund, its Asset Management Company (AMC), Trustee Company and their Directors, employees and agents shall not be liable in any manner for any claims arising whatsoever on account of freezing the folios/ rejection of any application/ non-allotment of units or mandatory redemption of units/ refund due to non-compliance with the provisions of the PMLA, SEBI guidelines or where the AMC/ Mutual Fund believes that transaction(s) by an applicant/ investors is/ are suspicious in nature within the purview of the PMLA and SEBI guidelines and requires reporting the same of Financial Intelligence Unit - India (FIU-IND).

12. Once the investor is KYC compliant, he will be required to intimate his/ her KYC details to all the Participating Mutual Funds with who he/ she has investments. The KYC Compliance will be deemed to have been completed for the investor in all folios held by him/ her (identified by his/ her PAN ) in the record of the Participating Mutual Fund.

13. Incase of NRI, details of overseas address along with proper proof for the same & passport copy are mandatory document.

IMPORTANT NOTES - PLEASE READ BEFORE FILLING UP THE FORM

CHECKLIST(Before submitting this Form, please go through the following checklist)

1. Please ensure that the form is completed in all respects and signed by you.2. Please affix your recent photograph and sign across the photograph.3. Please attach a your PAN card as proof of Identity Document. This should be a photocopy plus original for verification.4. Please attach a Proof of Address Document (one for each distinct address. These should be either original + photocopies or attested/ notarized photocopies.5. if you are an NRI, you must mention your overseas address in B(4) & also submit your Passport Copy.6. Please submit a photocopy of the duly completed KYC Application Form.

For assistance or enquiries please approach the Point of Service where you had submitted your KYC Application Form.

Investors Applying for KYC, Please Submit the KYC Documents On A4 Size Paper only.

GUIDELINES FOR FILLING UP THE KYC APPLICATION FORM

General

1. The Application Form should be completed in ENGLISH and in BLOCK LETTERS.

2. Please tick in the appropriate box wherever applicable.

3. Please fill the form in legible handwriting so as to avoid errors in your application processing. Please do not overwrite. Corrections should be made by canceling and re-writing, and such corrections should be counter-signed by the applicant.

4. Applications incomplete in any respect and/ or not accompanied by required documents are liable to be rejected.

5. Applications complete in all respects and carrying necessary documentary attachments should be submitted at the designed PoS. A complete list of Pos is available on the website of AMFI at www.amfindia.com. www.cdslindia.com and Mutual Fund websites.

6. You are required to submit a Proof-of-identity document (PAN card is the only document which can be submitted) and a Proof-of-Address document for each address filled by you in this form. Documents submitted to support identity and Address should be

i. Proof of Identity

Original PAN Card+Self-attested photocopies (Originals will be returned over-the-counter after verification)

ii Proof of Address

• Original Documents+Self-attested photocopies (Originals will be returned over-the-counter after verification) OR

• True Copies attested by a Notary Public/ Gazetted Officer/ Manager of a Scheduled Commercial Bank or Multinational Foreign Banks (Name, Designation and Seal should be affixed on the copy) Unattested photocopies of an original document or of notarized copies are not acceptable

• If the above documents including attestation/ certification are in regional language or foreign language then the same has to must be translated into English for submission.

A. Identity Details

1. Name: Please state your name as Title (Mr/ Mrs/ Ms/ Dr/ Commander/ etc.), Firs, Middle and Last Name in the space provided. This should match with the name as mentioned in the PAN card failing which the application is liable to be rejected. If the PAN card has a name by which the applicant has been known differently in the past, than the one provided in this application form then requisite proof should be provided e.g. marriage certificate, or gazetted copy of name change.

2. Date of birth: Please ensure that this matches with the Date of Birth as indicated in the PAN card.

3. Nationality: Foreign Nationals are not allowed to apply, unless they are Non-Resident Indians (NRIs) or Persons of Indian Origin (PIO).

4. Status: Please tick your current residential status,

5. PAN : PAN is mandatory to be KYC compliant. Please read instruction given in 6(i) above carefully.

6. Please affix most recent colour photograph and sign across the photograph.

B. Address Details

1. Address for communication: Please provide here the address where you wish to receive all communication sent by the Participating Mutual Funds with whom you invest. The address you give here will supercede existing information in the records of the Participating Mutual Fund/ Registrars and Transfer Agent to the Participating Mutual Fund. This address should match with the address in the ‘Proof-of-Address’ submitted as supporting document; otherwise the KYC Application Form is liable to be rejected.

2. Contact Details: Please provide your Telephone/ Email contact details. The contact details given by you here will not supercede existing information in the records of the Participating Mutual Fund/ Registrars and Transfer Agent

to the Participating Mutual Fund. You will have to independently communicate the same to them in case of any change(s).

3. Proof of Address Documents : Please note that each of the two addresses mentioned by you will need to be supported by a ‘Proof-of-Address’ bearing your or your spouse’s/ parent’s (documents to establish relationship also to be submitted) name as supporting documents. Please tick the box as applicable, for the document provided by you. You may attach any one of the following documents (Any document having an expiry date should be valid on the date of submission):

• Latest* Telephone Bill • Latest* • Electricity Bill • Passport • Driving License • Latest* Bank Passbook• Latest* Bank Account Statement • Voter Identity Card • Ration Card • Latest* Demat Account Statement • Registered Lease/ Sale Agreement of residence • Proof of Address issued by Bank Managers of Scheduled Commercial Banks/ Multinational Foreign Banks/ Gazetted Officer/ Notary Public/ Elected Representatives to the Legislative Assembly/ Parliament/ Document issued by any Government or Statutory Authority

*These documents should not be more than three months old as on the date of submission of this form.

4. Permanent Address/ Overseas Address: If you are Resident Indian, and your Permanent address is different from the one mentioned in the Address for correspondence, please state it here. If you are a Non-Resident Indian or a Person of Indian Origin, it is mandatory for you to state your Overseas Address here.

C. Other details

1. Gross Annual Income details: Please tick the applicable box indicating your Gross Annual Income (including both taxable and tax-free incomes).

2. Occupation details: Please indicate your current occupation by ticking the one most applicable to you. You are required to fill up the next section, if it additionally applies to you.

After you have completed filling up the KYC Application Form, please submit the same along with the entire set of supporting documents to any designated PoS. Please also submit a photocopy of the Form for acknowledgement purpose, which you can retain for your records. Other important notes, after the KYC Acknowledgement is issued to you:

1. Please preserve the document from CVL which confirms your KYC compliance. You will need to attach photocopies of this document when you invest for the first time in every folio, in any Participating Mutual Fund.

2. If you observe any error in the details captured by CVL, you are requested to approach your nearest designated PoS.

3. If you are already holding investments in any Participating Mutual Funds, please provide a copy of your KYC acknowledgement, giving details of your folio/ account numbers to such Funds or their Registrars. Please note that your signature on the KYC Application Form should match with that on the records of the Participating Mutual Funds.

4. In respect of new investors, signature on the Application Form for investing/ transacting in Participating Mutual Fund should match with that on this KYC Application Form.

5. After allotment of KYC compliance, if there are any changes in an Applicant’s details such as Name, Address, Status, Income bracket, Occupation or Signature, the change should be registered with CVL through a designated PoS expeditiously, by using the KYC Details Change form. It should be noted that only after such registration will the change be reflected in the Participating Mutual Fund’s records. Particularly with respect to change of address, investors should register such change giving 10 days time for the subsequent communications from Participating Mutual Funds to reach them at their new address. Original/ Attested copies of documents supporting the change will be required to the submitted together with the KYC Details Change Form. For any other investment related information or changes thereto, the applicant should approach the participating Mutual Funds or their Registrars.

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