better regulation in the uk
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Better Regulation in the UK. 1 December 2008. Ministerial Responsibilities. Lord Peter Mandelson Secretary of State Overall responsibility for the department. Stephen Carter Minister for Communications, Technology, Broadcasting and Better Regulation. Shriti Vadera - PowerPoint PPT PresentationTRANSCRIPT
Better Regulation in the UK
1 December 2008
1 December 2008Better Regulation in the UK
Lord Peter MandelsonSecretary of State
Overall responsibility for thedepartment
Ian PearsonEconomic and Business Minister
Pat McFaddenMinister of StateMinister for Employment Relations and Postal Affairs
Stephen CarterMinister for Communications, Technology, Broadcasting and Better Regulation
Shriti VaderaMinister for Economic Competitiveness and Small Business
Gareth ThomasMinister for Trade, Investment and Consumer Affairs
Ministerial Responsibilities
1 December 2008Better Regulation in the UK
Permanent Secretary
Better Regulation Executive
Enterprise and
Business Group
Fair Market
s Group
UK Trade &
Investment
Strategic Policy
Analysis
Legal Services Operations Group
Finance and Strategy Group
The Shareholder Executive
The Department’s Structure
Business Environme
nt Unit
1 December 2008Better Regulation in the UK
Better Regulation Executive• In 2005 the new “Better
Regulation Executive” was established
• In 2007, BERR created• Supports and challenges
departments and regulators to reduce and remove regulation across the private, public and voluntary sectors
1 December 2008Better Regulation in the UK
What are we Trying to Achieve through Better Regulation?
• Simplifying existing regulation (the stock)
• Minimising the burden of new regulation (the flow)
• Improve the perception of regulation and achieve culture change in enforcement and in Whitehall
• Influence Europe
1 December 2008Better Regulation in the UK
BRE Structure
• Regulatory Reform Directorate
• Regulatory Innovation Directorate
• Strategic Support
1 December 2008Better Regulation in the UK
Regulatory Reform DirectorateThe Regulatory Reform Directorate is responsible for supporting and challenging Government departments and regulators.
Teams work with their regulators and departments to understand their priorities, the flow of future regulations and their plans to simplify regulatory burdens.
As well as strong links across Government, teams also have strong relationships with the business and public sector organisations most affected by those departments and regulators.
The teams work across the BRE agenda but some teams are more likely to focus on public services and others more on the private sector as a result of the clustering of departments and regulators.
In addition, one team covers BRE’s European work – including over time, a greater emphasis on influencing other departments in their negotiating positions on individual dossiers.
This Directorate also houses the Secretariat to the BRE’s Prime Ministerial Chaired Cabinet Committee, called the Panel for Regulatory Accountability.
1 December 2008Better Regulation in the UK
Regulatory Innovation Directorate
The work undertaken in the Regulatory Innovation Directorate (RID) is based on special projects and future policy.
The Directorate operates in a flexible way with individuals working on one or more projects at a time. Projects may vary in length from a few weeks to a year or more.
The Directorate has recently completed the Rogers Review of local authority regulatory priorities (May 2007) Richard Macrory's Review of Regulatory Penalties (November 2006) and Neil Davidson's Review of the implementation of EU legislation (December 2006). The Directorate also worked on DTI's Gibbon Review on employment dispute resolution.
1 December 2008Better Regulation in the UK
The five principles of good regulation• Transparent
• Accountable
• Proportionate
• Consistent
• Targeted – only at cases where action is needed
1 December 2008Better Regulation in the UK
Line Ministries
• Three levels of control:Regulatory
Reform Minister
Board Level Champions(senior civil servants)
Departmental Better Regulation Units(day to day coordination)
1 December 2008Better Regulation in the UK
Ministers – Panel for Regulatory Accountability
Scrutiny role on departmental regulations
Approves all regulations with costs over £20m
Challenges and, where necessary, approves over-implementation of EU law
1 December 2008Better Regulation in the UK
UK Parliament• All legislation laid before Parliament must
be accompanied by an impact assessment
• Includes secondary legislation such as Statutory Instruments, Orders, etc
• Increased scrutiny of impact assessments in legislative process
• Select Committee interest
1 December 2008Better Regulation in the UK
Inspection and Enforcement
• Review of Regulatory System- Hampton Report 2005
– Reducing the number of regulators
– Streamlining the regulatory process (RES Act 2008)
– Improving communication to businesses
1 December 2008Better Regulation in the UK
Hampton Principles (1)• Hampton Report
– seven principles for more efficient and effective regulatory inspection and enforcement
• Regulators should recognise that a key element of their activity will be to allow, or even encourage, economic progress, and only to intervene when there is a clear case for protection
• Regulators should use comprehensive risk assessment to concentrate resources in the areas that need them most
• Regulators should provide authoritative, accessible advice cheaply and easily
• No inspection should take place without a reason
1 December 2008Better Regulation in the UK
Hampton Principles (2)
• Business should not have to give unnecessary information, nor give the same piece of information twice
• Businesses that persistently break regulations should be identified quickly, and face proportionate and meaningful sanctions
• Regulators should be accountable for efficiency and effectiveness of their activities, while remaining independent in the decisions they take
1 December 2008Better Regulation in the UK
Who’s enforcing the rules?
Approx 60 non-economic regulators (from Housing Corporation to British Potato Council)
• Circa 600 000 inspections
• 432 local authorities
• Circa 2 million inspections
1 December 2008Better Regulation in the UK
Regulatory Enforcement and Sanctions Act 2008• Statutory powers to Local Better Regulation Office (LBRO)
– LBRO promotes more consistency across local authorities in the way they enforce regulations and work with central government.
• Coordination of regulatory enforcement • Civil sanctions- provides a framework of administrative sanctions that will
allow regulators to tackle non-compliance in ways that are:• transparent
• flexible
• proportionate to the offence.
Regulatory burdens- duty on specified regulators to:• review the burdens they impose
• reduce any that are unnecessary and unjustifiable
• report on their progress annually.
1 December 2008Better Regulation in the UK
Local Better Regulation Office (LBRO)
• Created in 2007. Statutory power provided in RES Act 2008
• Aims to improve the performance of local authority regulatory services
• Improve local authority enforcement of environmental health, trading standards, licensing and fire safety services.
• Promote consistency and best practice in regulatory enforcement
1 December 2008Better Regulation in the UK
Public Sector Strategy 2007• Fewer and better co-ordinated requests for data from the
frontline –
– 30% data-stream reduction target
• A reduction in the stock of unnecessary bureaucracy in the areas the front-line cares most about –
– identify and tackle major irritants
• Better engagement with front-line workers to identify and remove bureaucracy
– stakeholder groups, surveys, and a website to allow anyone to put forward ideas for simplification.
• Better regulation that is understood and mirrored through the public service delivery chain
– Working with intermediate bodies to spread best practice and Better Regulation principles.
1 December 2008Better Regulation in the UK
Regulatory Budgets• World-First- no other country have done this before
• Mechanism for managing the total cost of new regulations that could be introduced within a given period (3 years)
– Greater control over the total cost of regulation
– Better allocation of resources in the economy
• Consultation closed in November 2008; to be launched in April 2009
• Details are currently being finalised
1 December 2008Better Regulation in the UK
Web links and e-mail
• www.berr.gov.uk/bre
• www.betterregulation.gov.uk
• IA Guidance: http://www.berr.gov.uk/files/file44544.pdf
• RES Act 2008- http://www.opsi.gov.uk/acts/acts2008/pdf/ukpga_20080013_en.pdf