bo tai minh
TRANSCRIPT
BO TAI MINH SO GIAO DICH CHUNG ICHOAN TP.HCM
S6: 408 /QD-SGDHCM
CONG HOA XA HOI CHt NGHIA VIET NAM Dem lAp - Tv do - HAnh phtic
Thanh pita HO Chi Minh, ngay 30 thcing 07 nom 2021
QUYET DINH ChAp thuAn Mem yet cherng quy'en c6 bao dam
TONG GIAM DOC Sd CIAO DICH CH1TNG ICHOAR THANE PHO HO CHI 1VIINH
Can ca Luat Chang khocin so 54/2019/QH14 ngay 26 thcing 11 ncim 2019 caa QuOc hai;
Can ca Nghi clinh sd 155/2020/ND-CP ngay 31 thang 12 nom 2020 caa Chinh pha guy dinh chi tilt thi hanh mat so dieu ciza Ludt Chang khocin;
Can ca Thong at se 107/2016/TT-BTC ngay 29 thang 6 nom 2016 caa BO truOng BO Tai chinh &rang den chao ban va giao dich chang guyen co bcio dam;
C'dn th Quylt clinh sd 02/QD-HDTV ngay 30 thcing 06 nam 2021 caa Chet tich Hai dOng thanh vien SO Giao dich Chang khocin Viet Nam ye viec thanh lap S& Giao dich Chang khocin Thanh pho HO ('hi Minh;
Can cif Quylt dinh sd 07/QD-HDTV ngay 09 tilting 07 nam 2021 cad Cha tich Hai clang thlinh vien Ser Giao dich Chang khoan Viet Nam ban hanh Dieu le a chat va haat cl" Ong caa Ser Giao dich Chang khocin 77zanh pho HO Chi Minh;
Can ca Quylt dinh sd 34/QD-SGDHCM nigay 20 thang 01 nam 2021 caa Thing Glom dOc SO Giao dich Chang khocin Thanh pho Ha Chi Minh ve viec ban hanh Quy che ?Om yet vii cong bó thong tin dal yeti chang guyen co bao dam tat Giao dich Chang khocin Thanh pho HO ('hi Minh;
Can ca hd so' cicing kj2 niem ylt chang quyen có bao dam caa Cling ty Ca phdn Chang khoOn Ban Viet;
Theo de nglzi caa Giam doe Phong Qua n lj vii Theim dinh Niem yit.
QUYET DINH:
Dieu 1. Chap thuan clang ky niem y6't chimg quyen cO bao dam do Cong ty C6 phin ChImg khoan Ban Viet phat hanh:
Ten t6 chile phat hanh: Cling ty c6 phAn Chtirng khoin Ban Viet
Ten viet tat: VCSC
GiAy phep thanh 1p va hoat dOng cong ty chfrng khoan: s6 68/UBCK-GP do UBCICNN cap lin deu ngay 06/11/2007
Dia chi tru so chinh: Ting 15, Thap Tai chinh Bitexco, s6 2 Hai Trieu, quart 1, thanh ph6 H6 Chi Minh
HOSE_BM-7.31/1-BH1-04/2018 Trang 1/2
— Dien thoai: (84-28) 3914 3588 Fax: (84-28) 3914 3209
Dieu 2. Chung qmyen c6 bao dam do Cling ty C6 phan Chang khoan Ban Via phat hanh dirge niem yet tai S6 Giao dich Chang khoan Thanh pho HO Chi Minh theo cac n0i dung sau:
Loai chimg khoan: Chirng quyen c6 bao dam
Ten chung quyen: Chirng quyen 'VNMrVCSC/M/Au/T/A2
Ma chang quyen: CVNM2106
Ma ISIN: VNOCVNM21065
Ma chang khoan ca ser: 'VNM
Ten t6 chile ph& birth chang khoan ca se: Cling ty a phin Sita Via Nam
Loai chimg quyen: Mua
Kieu chang quyen: Chau Au
Phtrang thirc thgc hien quyen: Bang lien
Thai ha.n: 6 thing
Ngay dao han: 13/01/2022
TY le chuyen dai: 5:1
Gia thlre hien: 100.000 tiling
,S6 lugng chimg quyen niem yet: 1.000.000 chirng quyen (Mat trieu chilling quyen)
Ngay chinh thac giao dich: 03/08/2021
Dieu 3. Cong ty a phin Ching khoan Ban Via phii tuan thu phap Vat Via Nam, cac quy disilt ye chang khoin ya thi throng chang khoin, cac quy dinh caa Quyet dinh thy.
Dieu 4. Quyet dinh nay cif) hien hie ke tfr ngay kY.
Dieu 5. (ham d6c Phong Quan 1 va Tham dinh Niem yet, Giam d6c Pheng Quin 15, Thanh vien, Gia.m doe PhOng Giam sat Giao ditch, Giam doe Phong ThOng tin Thi tru&ng va Cling ty Co phan Ching khoan Ban Via cif) trach nhiem thi hanh Quyet dinh nay./.-1,4
Nei nhOn: GIAM DOC - Nhir dieu 5; DOC
UBCKNN; TTLKCKVN; Diu: VT, NY (08)/2
ran Anh Dao
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• ,
OWING KHOAN TH.ANH PH6
H6 CHI MINI
BO TAI CHINH SO GIAO BICH CHUNG ICHOAN TP.HCM
StS: 409 /QD-SGDHCM
CQNG BOA XA Ho! CHU NGHIA VIST NAM DO lap - Tv do - Hunh pink
Thanh pith Hd Chi Minh, ngay 30 thang 07 nam 2021
QUILTET DINH Chap thuan niem yet chiirng quyen có bac, dam
TONG GIAM DOC SO CIAO DICH CHUNG 1CHOAN THANH PHO HO CHI MINH
Can cte Luat Ching khocin so 54/2019/QH14 ngay 26 thang 11 nam 2019 caa QuOc hat;
Can cte Nghi dinh sd 155/2020/ND-CF ngay 31 thong 12 nam 2020 nig Chinh phit quy dinh chi net thi hcinh mat so dieu cüa Ludt Ch'ing khodn;
Can ca. Thong tind 107/2016/TT-BTC ngay 29 Sing- 6 nam 2016 cica Ba trtiling B a Tat chinh hzeang dan chao ban va giao dich cluing quyen c6 bao dam;
Can cte Quyet clinh so 02/QD-HDTV ngdy 30 thcing 06 nam 2021 caa Chet tich Hai *long thanh vien S6 Giao dich Chteng khoan Viet Nam ye yiec thanh Giao dich Chung khoan Thanh phi"; HO Chi Minh;
Can cu. Quyet dinh 07/QD-HDTV ngay 09 thang 07 nam 2021 caa Chu tich Hai ddng thanh vien SO Giao dich Chang khoan Viet Nam ban hanh Dthu le th char va hogt clang caa Giao dich Chung khoan Thanh ph -6' Ha Chi Minh;
Can ca. Quyet clinh so 34/QD-SGDHCM ngity 20 thang 01 nam 2021 cact Tang Giam d6c SO Giao dich Chang khoan T72anh pho HO Chi Minh ye' viec ban hanh Quy che nie'm yet va c6ng bo thong tin *lei voi chzeng quyen c6 bao dam tgi SO' Giao dich Chung khoan Minh pho HO Chi Minh;
Can cze hd so' clang 195 niem yEt chzeng quyen c6 bao dam caa C 'Ong 02 Ca phlin Cluing khoan Ban Viet;
Theo de nghi czia Giam dOc Phong Quan lj va Tham dinh Niem yet.
QUYET DINH:
Dieu 1. ChAp• thuan tang k niem yet chung quyen cO bao dam do COng ty C6 phan Chirng khoan Ban Viet pith hanh:
Ten tó chIrc ph& hanh: Cong ty a phan Chiing khoin Ban Viet
Ten viet tat: VCSC
Giay phep thanh 1ap va hoat dOng cong ty chung khodn: s6 68/UBCK-GP do UBCKNN cap lan dau ngay 06/11/2007
Dia chi tra sac chinh: Tang 15, Thar) Tai chinh Bitexco, s6 2 Hai Trieu, quan 1, thanh ph6 He Chi Minh
HOSE_BM-7.31/1-BH1-04/2018 Trang 1/2
,
QAT cHUNG KHO4N THANH PH6
H6 CHI MINH
— Dien thoai: (84-28) 3914 3588 Fax: (84-28) 3914 3209
Dieu 2. Ching guyen có bao dam do Clang ty C6 phan Chimg ,khoan Ban Via phut hanh duce niem yet tai Sà Giao dich Ching khoin Thanh ph6 HO Chi Minh theo the noi dung sau:
1. Loai chimg Ichoan:
Ten chimg guyen:
MA cluing guyen:
MA IS1N:
MA cluing khodn co. sa: FPT
Ten t6 claim ph& hanh chung khoan ccr set: Cong ty CO phan FPT Loai chimg guyen: Mua
Kieu chimg guyen: Chau Au
Phucmg fink thgc hien guye'n: Bing ben
Thai hart: 6 thang
Ngay dao han: 10/01/2022 T5T1 chuyen dei: 5:1
Gia dux hien: 90.000 doing
,S6 lugng chimg guyen niem yet: 1.000.000 chting quyen (MOE trieu chring quyen)
Ngay chinh that giao dich: 03/08/2021 Dieu 3. Cong ty C6 phan Ching khoan Ban Via phai tan thu phip lua Via
Nam, cac guy dinh ye chimg khoin Ira thi truOng chting khoin, cac guy dinh cUa Quyet dinh nay.
Dieu 4. Quyet dinh nay cO hieu luc ke tCr ngay k9.
Dieu 5. Giam docc Phong Quan ly va Tham dinh Niem yeti Giam doe Phong Quan Thanh vi'en, Giam doe Phong Gram sat Giao dich, Giam doe PhOng Thong tin Thi
throng ya Ging ty CO phan Chung khoan Ban Via cif) trach nhiem thi hanh Quyet (huh nay./Th-ta
No'i nhpn: - Nhu dieu 5;
UBCKNN; TTLKCKVN; Lau: VT, NY (08)/,,,,
HOSE_BM-7.31/1-BH1-04/2018 Trang 2/2
Chirng quyen có bao dam
Clow quyen FPTNCSC/M/Au/T/A3
CFPT2102
VNOCFPT21027
BØ TAI CHiNH CQNG HOA XA HOI CHIJ NGHTA VIVT NAM sO GIAO DICH CHUNG KHOAN TP.HCM 130c lap - Tv do - Hunt' ph&
Sot : 440 /QD-SGDHCM Thanh pha Ha Chi Minh, ngay 30 thang 07 narn 2021
QUYET DINH Chap thuan niem yet cluing quyen có bao dam
TONG GiAm DOC So GIAO INCH CHIYNG ICEMAN THANH PHO HO CHI MINH
Can etre Luat Chung khoan so 54/2019/QH14 ngay 26 thang 11 nam 2019 cna Quac hat;
("an c& Nght dinh so 155/2020/ND-CP ngay 31 thing 12 nam 2020 enct Chinh phz quy dinh chi tilt thi hanh mat so clieu cna Luat Chnng khocin;
Can th Th6ng tin6 107/2016/TT-BTC ngay 29 timing 6 nam 2016 clic: BO trtrong Bo Tai chinh Intang clan chao ban va giao dich chting quyen c6 bao dam;
('an th Quyet clinh so 02/QD-HDTV ngay 30 thing 06 nom 2021 cilia Chit tich Hai dang thanh Wen SO Giao dich Ch&ng khotin Viet Nam ye viec thanh lap Giao dich Chnng khodn Thank pito Ha Chi Minh;
Can cn Quyet dinh sa 07/QD-HDTV ngay 09 thang 07 nam 2021 cita Chz'i tich Hai Sang thanh vien Set Giao dich Chnng khoan Viet Nam ban hanh Dieu le ta chtic va hogt clang cita SO Giao dich Ching khocin Thanh pho HO ('hi Minh;
Can cti Quyet dinh so' 34/QD-SGDHCM ngay 20 thang 01 nam 2021 cilia Tang Clam dac Giao dich Chung khckin Thanh plea Ha ('hi Minh ye Wee ban hanh Quy chi niem yet va cang bó thong tin dal val chzing quyen c6 bcio dam tai Giao dich Chthig khoan Thanh pha Ha Chi Minh;
Can th ha so clang 105 niem yet chzeng quyen co bao dam cita Cc3ng ty Ca phan Cheeng khoan Beni Viet;
71heo cle nghi cita Giam dac Phang Quan lj va Tham dinh Niem yet.
QUYET DiNH:
Dieu 1. Chip thuan clang ky niem y6t chirng quyen c6 bao dam do Cong ty Cot phan Chung khoan Ban Viet pith hanh:
Tenth chin ph& hanh: Cling ty Ca Wan Cluing khoan Ban Vi4
Ten viat tat: VcSC
Giay phep tbanh 1ap va hoat &Ong cling ty chimg khodn: s6 68/UBCK-GP do UBCKNN cap lan dau ngaY 06/11/2007
Dia chi try so. chinh: Tang 15, Thap Tai chinh Bitexco, s6 2 Hai Trieu, quan 1, thanh ph6 H6 Chi Minh
HOSE_BM-7.3 1 /1 -BH1 -04/2018 Trang 1/2
— Dien thoai: (84-28) 3914 3588 Fax: (84-28) 3914 3209
Dieu 2. Chung quyen co bao dam do Coring ty C6 phan Ch'ing khoan Ban Via phat hanh duce niem yet tai S6 Giao dich Chung khoan Thanh ph6 H6 Chi Minh theo cac nOi dung sau:
Loal chirng khoan: Dieing quyen c6 ban dam
Ten chang quyen: Chung quyen STBNCSC/M/Au/T/A1
MA chung quyen: CSTB2105
MA ISIN: VNOCSTB21053
MA chung khoan co so: STB
Ten tis chlw phat hanh chung khoan co sa: Ngfin hang TMCP Sal Gen Thirang Tin
Loai chung quy'en: Mua
Kieu chung quyen: ChAu Au
Phucmg thirc thuc hien quyen: Bing tien
Thai ham 6 thing
Ngay dao han: 10/01/2022
T9 le chuyen 1:1
GM thvc hien: 30.000 &Ong
S6 luong cluing quyen niem yet: 1.000.000 chtling quy'en (MOt trieu cluing quyJn)
Ngay chinh thirc giao dich: 03/08/2021
Dieu 3. Cong ty C6 phan Chung khoan Ban Viet phai Man thu phap luat Via Nam, cac quy dinh ye chimg khoan va thi truOng chiing khon, cac quy dimh cüa Quyet dinh thy.
Dieu 4. Quyet dinh nay c6 hieu lut ke tir ngay 14.
Dieu 5. Giam doe Phong Quin 19 va Tharn dinh Niem yet, Giam doc Phang Quan 19 Thanh vien, Giam doe Phang Giam sat Giao dich, Giam doe PhOng Th6ng tin Thi trueng va C8ng ty CO phan Ching khoan Ban Viet c8 trach nhim thi hanh Quyet dinh naylnyc
Nii nhân: GIAM DOC - Nhu diau 5; • IAM DOC
UBCKNN; TTLKCKVN;
- Luu: VT, NY (08)k
Anh Dim
HOSE_BM-7.31/1-BH1-04/2018 Trang 2/2
OAT CHCING KHO4N TH-ANH PH6
H6 CHI MIN
BO TAI CHINH CQNG HOA XA HQI CHU NGHTA WET NAM SO CIAO DICH CHUNG KHOAN TP.HCM Dc Ip - Tv do - H?nh pluic
Se: 444 /QD-SGDHCM Thanh pha Ha Chi Minh, ngay 30 thing 07 ncirn 2021
QUYET DINH Chap thuan Mem yA chtimg quyAn c6 bao dam
TONG GIAM DOC so GIAO NCH CHUNG ICHOAN THANH PHO HO CHI MINI
Can ca. Luat Chung khodn so' 54/2019/QH14 ngety 26 thang 11 nam 2019 do Quoc hai;
Can cif Nghf clinh se; 155/2020/ND-CP ngizy 31 thang 12 nam 2020 cilia Chink phis quy dinh chi tilt thi hank mOt so dieu cica Ludt Chung khocin;
Can cze Thong tine 107/2016/TT-BTC ngay 29 thang 6 neim 2016 ceta BO truang BO Ted chink hu-deng den chao ban vet giao dick quyen có bao dam;
Can ca. Quyet dinh so 02/QD-HDTV ngay 30 thang 06 neim 2021 cita 0i4 tich Hai dang thank vien SO Giao dick Ch'ing khoan Viet Nam ye viec thank 14p 36 Giao dick Chang khocin Thank pha Ha Chi Minh;
Can czi Quyet dinh so 07/QD-HDTV ngay 09 theing 07 neim 2021 cilia CH Lich HOi dang thank vien 36 Giao dick Ch&ng khocin Viet Nam ban hank Dieu le ta char va how` clang cita So. Giao dfch Chang khocin Thank pho Ha Chi Minh;
Can ca. Quyet clink 34/QD-SGDHCM ngay 20 thang 01 nam 2021 clic% Tang Gicim dac S6 Giao dich ChUng khocin Thank pho Ha Chi Minh ye viec ban hank Quy che niem yet va c6ng bO th6ng tin dal chting quyen ce bao dam tat Giao dick Chting khoan Thank pho Ha Chi Minh;
Can cif ha so. tang kj) niem yet clueng quyen co bao dam cilia Cling ty Cd phan Chileng khodn Ban Viet;
Theo de nghi cita Giam dac Plying Quan 1j5 viz Tham dinh Mem yit.
QUYET DINH:
Diu 1. Chip thuan dang ky niem yet chung quyOn có bao dam do COng ty Ce phan Chung khodn.Ban Via phat hanh:
Ten t6 chirc phat hanh: Cling ty C6 phAn Chirng khoan Ban Vi6t
Ten viat tit: vcSC
Giiy phep thanh lap va hoat &ling c8ng ty chlmg khodn: se 68/UBCK-GP do UBC1CNN cap lan dau ngay 06/11/2007
Dia chi try sâ chinh: Tang 15, Thap Tai chinh Bitexco, s6 2 Hai Trieu, quan 1, thanh phe He Chi Minh
HOSE_BM-7.31.11-BH1-04/2018 Trang 1/2
• 9 GIkVI DOC JAM Dec
nay./.`y
Nei nhein: Nhu diet' 5; UBCICNN; TTLKCKVN; Ltru: VT, NY (08)fr
fifr 212g9CH CHaNG KHOAN
* THANH PH6 H6 CHI MINH
14. • tP"---tic4 An h Diu
— Die'n thoai: (84-28) 3914 3588 Fax: (84-28) 3914 3209
Dieu 2. Chang qmyen co bao dam do Cong ty C phin Chang khoan Ban Via phat hanh dirge niem yet tai Sâ Giao dich Chang khoin Thanh pha H6 Chi Minh theo cac noi dung sau:
Loai chimg khoan: Chting quyen co bin dam
Ten ehüng quyen: ChUng quyen HPGNCSC/M/AufT/A2
ma chung quyen: C1WG2109
MA ISIN: VN0C11PG21095
ma chimg khoan co sec HPG
Ten t6 chic phat hanh chang khoan ca sOr: C8ng ty a phan Tap Doan Hoa Phit
Loai chang quyen: Mua
ICieu chang quyen: Chau Au
Phucmg that thvc hien quyen: Bang tin
Thai han: 6 thing
Ngay dao han: 10/01/2022
TST le chuyen dai: 1:1
Gia thvc hi'en: 55.000 doing
Sa lacing chimg quyen them yet: 1.000.000 chting quyen (Mat &Veit chz:mg quyen)
Ngay chinh Mire giao dich: 03/08/2021
Dieu 3. COng ty C6 phan Chung khoan Ban Via phai tuan thu phap lila Viet Nam, cac quy dinh ye chang khoin va thi truong chang khoan, cac quy dinh ciXa Quyet dinh nay.
Dieu 4. Quyet dinh nay co hieu lot ke ta ngay kY.
Dieu 5. Giam doe Pheng Quin 15/ ya Th'Am dinh Niem yet, Gam dc Ph6ng Quail 157 Thanh vien, Giam dac PhOng Giam sat (Mao dich, Giam doe Ph6ng Thong tin Thi twang va COng ty Co phhn Ching khoan Ban Via co trach nhiem thi hanh Quyet dinh
HOSE_BM-7.31/1-BH1-04/2018 Trang 212