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INDEX

Pages

BOARD OF DIRECTORS 1 – 4

NATIONAL ADVISORY COMMITTEE 5 – 6

DISTRICT COUNCILS 7 - 38

ASSOCIATION COMMITTEES 39 - 55

JOINT INDUSTRY COMMITTEES 56 - 60

SECURITIES INDUSTRY ADVISORY COUNCIL 60

CANADIAN SECURITIES INSTITUTE 60

CANADIAN DEPOSITORY FOR SECURITIES 60

FUNDSERV INC. 61

CANADIAN INVESTOR PROTECTION FUND 61

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BOARD OF DIRECTORS 1998 – 1999

* Executive Committee

CHAIR* Kenneth A. SHIELDS

Chairman & Chief Executive OfficerGoepel McDermid Inc., Suite 1100, Pacific Centre, 701 West Georgia Street, P.O. Box 10111, Vancouver,BC, V7Y 1C6(604) 661-1750 Fax: (604) 661-1790

VICE-CHAIR* W. Reay MACKAY

President & Chief Operating OfficerRBC Dominion Securities Inc., 3rd Floor, Royal Bank Plaza, South Tower, P.O. Box 50, Toronto, ON, M5J2W7(416) 842-7500 Fax: (416) 842-7510

PRESIDENT* Joseph J. OLIVER

President & Chief Executive OfficerInvestment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9(416) 865-3020 Fax: (416) 364-0753

* Thomas I.A. ALLEN, Q.C.PartnerOgilvy Renault, Suite 2100, Royal Trust Tower, Toronto-Dominion Centre, P.O. Box 141, Toronto, ON,M5K 1H1(416) 216-3913 Fax: (416) 216-3930

David K. BEAZLEYPresident & DirectorAcadian Securities Incorporated, Suite 100, Pedway Level, Barrington Place, 1903 Barrington Street,Halifax, NS, B3J 3L7(902) 496-7586 Fax: (902) 496-7599

Luc BERTRANDChair, Montréal Exchangec/o Deacon Capital Corporation, Bureau 750, 600, boulevard de Maisonneuve ouest, Montréal, PQ, H3A3J2(514) 499-2117 Fax: (514) 499-9627

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* Lawrence S. BLOOMBERGChairman, President & Chief Executive OfficerFirst Marathon Securities Limited, Suite 3200, The Exchange Tower, 130 King Street West, P.O. Box 21,Toronto, ON, M5X 1J9(416) 869-6675 Fax: (416) 869-3056

Ian D. BRUCEVice-Chairman & DirectorPeters & Co. Limited, Suite 2500, First Canadian Centre, 350 – 7th Avenue S.W., Calgary, AB, T2P 4N1(403) 261-4850 Fax: (403) 266-4116

David A. GAUTHIERChair, National Advisory Committeec/o RBC Dominion Securities Inc., Suite 602, 134 Kent Street, Charlottetown, PE, C1A 8R8(902) 566-5544 Fax: (902) 566-1569

Michael G. GREENWOODPresident & Chief Operating OfficerCanaccord Capital Corporation, 2200 – 609 Granville Street, Vancouver, BC, V7Y 1H2(604) 643-7300 Fax: (604) 643-7606

* Stanley HARTTChairmanSalomon Smith Barney Canada Inc., Suite 4600, BCE Place, 161 Bay Street, P.O. Box 631, Toronto, ON,M5J 2S1(416) 866-2300 Fax: (416) 866-7484

John L. HOWARD, Q.C.2048 Penang Road, P.O. Box 1132, Sooke, BC, V0S 1N0(250) 642-4489 Fax: (250) 642-1067

Barbara D. HUGHES, Q.C.ChairEvangeline Trust Company, 535 Albert Street, Windsor, NS, B0N 2T0(902) 798-8327 Fax: (902) 798-3656

* Guy JOLICOEURManaging DirectorCIBC Wood Gundy Securities Inc., Bureau 3050, 600, boulevard de Maisonneuve ouest, Montréal, PQ,H3A 3J2(514) 847-6388 Fax: (514) 847-6392

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J. Christopher LAYVice-Chair, Vancouver Stock Exchangec/o CIBC Wood Gundy Securities Inc., Suite 2100, 885 West Georgia Street, Vancouver, BC, V6C 3E8(604) 687-2699 Fax: (604) 661-2370

Eugene C. McBURNEYManaging PartnerGriffiths McBurney & Partners, 11th Floor, 145 King Street West, Toronto, ON, M5H 1J8(416) 943-6101 Fax: (416) 943-6160

F. Gwyer MOOREChairman, President, Chief Executive Officer & DirectorDeacon Capital Corporation, 9th Floor, 320 Bay Street, P.O. Box 3, Toronto, ON, M5H 4A6(416) 350-3311 Fax: (416) 350-3323

G. Scott PATERSONPresident & DirectorYorkton Securities Inc., Suite 3100, BCE Place, 181 Bay Street, P.O. Box 830, Toronto, ON, M5J 2T3(416) 864-3600 Fax: (416) 864-9699

Alain RHÉAUMEChief Financial Officer & TreasurerMicrocell Telecommunications Inc., Bureau 400, 1250, boulevard René-Lévesque ouest, Montréal, PQ,H3B 4W8(514) 937-2121 Fax: (514) 846-7445

* David A. RICHARDSChair, Financial Administrators Sectionc/o RBC Dominion Securities Inc., 2nd Floor, Royal Bank Plaza, North Tower, 200 Bay Street, P.O. Box50, Toronto, ON, M5J 2W7(416) 842-7436 Fax: (416) 842-7400

William R. RIEDLPresident & Chief Financial OfficerFairvest Securities Corporation, Suite 1400, 67 Yonge Street, Toronto, ON, M5E 1J8(416) 364-9000 Fax: (416) 364-6710

Guy SAVARDVice-Chairman & DirectorMerrill Lynch Canada Inc., Bureau 3100, 1250, boulevard René-Lévesque ouest, Montréal, PQ, H3B 4W8(514) 846-3595 Fax: (514) 846-3606

Harry G. SCHAEFERPresidentSchaefer & Associates Ltd., Suite 1400, Canterra Tower, 400 – 3rd Avenue S.W., Calgary, AB, T2P 4H2(403) 265-8185 Fax: (403) 269-5841

James G. SORENSONChair, The Alberta Stock Exchange

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c/o Merrill Lynch Canada Inc., Suite 1700, Bow Valley Square IV, 250 – 6th Avenue S.W., Calgary, AB,T2P 3H7(403) 231-3355 Fax: (403) 231-3364

Barbara G. STYMIESTChair, The Toronto Stock Exchangec/o Nesbitt Burns Inc., 1 First Canadian Place, P.O. Box 150, Toronto, ON, M5X 1H3(416) 359-7340 Fax: (416) 359-4620

W. David WILSONChairman & Chief Executive OfficerScotiaMcLeod Inc., 66th Floor, Scotia Plaza, 40 King Street West, P.O. Box 4085, Station “A”, Toronto,ON, M5W 2X6(416) 863-7411 Fax: (416) 863-7691

* Donald A. WRIGHTChairman & Chief Executive OfficerTD Securities Inc., 8th Floor, Toronto-Dominion Bank Tower, 55 King Street West, Toronto, ON, M5K1A2(416) 307-8735 Fax: (416) 944-5568

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NATIONAL ADVISORY COMMITTEE

CHAIRDavid A. GAUTHIER PRINCE EDWARD ISLAND DISTRICTRBC Dominion Securities Inc., Suite 602, 134 Kent Street, Charlottetown, PE, C1A 8R8(902) 566-5544 Fax: (902) 566-1569

VICE-CHAIRMary E. JACOBS NEW BRUNSWICK DISTRICTMerrill Lynch Canada Inc., Suite 130, 77 Westmorland Street, Fredericton, NB, E3B 6Z3(506) 458-8322 Fax: (506) 452-2135

T. Scott FOWLER NOVA SCOTIA DISTRICTMerrill Lynch Canada Inc., Suite 1801, 1969 Upper Water Street, P.O. Box 47, Purdy’s Wharf, Tower II,Halifax, NS, B3J 3R7(902) 420-8205 Fax: (902) 429-3948

Edward GRIFFITH MANITOBA DISTRICTScotiaMcLeod Inc., Suite 501, 200 Portage Avenue, P.O. Box 105, Winnipeg, MB, R3C 3X2(204) 946-9202 Fax: (204) 946-9236

Ward A. McMAHON PACIFIC DISTRICTCanaccord Capital Corporation, Suite 2200, 609 Granville Street, P.O. Box 10337, Vancouver, BC, V7Y1H2(604) 643-7300 Fax: (604) 688-0318

Claude MICHAUD QUÉBEC DISTRICTScotiaMcLeod inc., 6e étage, Tour Scotia, 1002, rue Sherbrooke ouest, Montréal, PQ, H3A 3L6(514) 287-3615 Fax: (514) 499-8454

Donald W. MILLIGAN ALBERTA DISTRICTRBC Dominion Securities Inc., Suite 2300, 10155 - 102nd Street, P.O. Box 14000, Edmonton, AB, T5J 2P4(403) 944-8829 Fax: (403) 944-8878

C. Todd MONAGHAN ONTARIO DISTRICTFirst Associates Investments Inc., Suite 1700, 95 Wellington Street West, Toronto, ON, M5J 2N7(416) 601-9135 Fax: (416) 601-9025

Robert REA SASKATCHEWAN DISTRICTRBC Dominion Securities Inc., 4th Floor, 2010 – 11th Avenue, Regina, SK, S4P 3M3(306) 777-0500 Fax: (306) 757-2606

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Terence L. STACK NEWFOUNDLAND DISTRICTMerrill Lynch Canada Inc., Suite 1003, Fortis Building, 139 Water Street, P.O. Box 1818, St. John’s,NF, A1C 5R4(709) 739-4552 Fax: (709) 739-4462

1998 NATIONAL DISTINCTION AWARD WINNERJ. Bruce TEMPLETONRBC Dominion Securities Inc., Suite 803, Baine Johnston Centre, 10 Fort William Place, P.O. Box1818, Station “C”, St. John’s, NF, A1C 5P9(709) 576-4278 Fax: (709) 576-4507

VICE-PRESIDENT, GOVERNMENT AND MEMBER RELATIONSThomas G.A. DALZELLInvestment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9(416) 865-3039 Fax: (416) 364-0753

QUÉBEC REGIONAL DIRECTORFernande LANOIXInvestment Dealers Association of Canada, Bureau 2802, 1, Place Ville Marie, Montréal, PQ, H3B 4R4(514) 878-2854, ext. 222 Fax: (514) 878-3860

ONTARIO & ATLANTIC REGIONAL DIRECTORMorag MacGOUGANInvestment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9(416) 943-6991 Fax: (416) 364-0753

PRAIRIE REGIONAL DIRECTORTerry W. MELLINGInvestment Dealers Association of Canada, Suite 2300, 355 – 4th Avenue S.W., Calgary, AB, T2P 0J1(403) 260-6278 Fax: (403) 265-4603

PACIFIC REGIONAL DIRECTORH. James STEVENSInvestment Dealers Association of Canada, Suite 1325, 650 West Georgia Street, Vancouver, BC, V6B 4N9(604) 331-4750 Fax: (604) 683-3491

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NEWFOUNDLAND DISTRICT COUNCIL

CHAIRTerence L. STACKMerrill Lynch Canada Inc., Suite 1003, Fortis Building, 139 Water Street, P.O. Box 1919, St. John’s,A1C 5R4(709) 739-4552 Fax: (709) 739-4462 E-mail: [email protected]

VICE-CHAIRKevin BREENTD Evergreen/TD Securities Inc., Suite 1001, TD Place, 140 Water Street, St. John’s, A1C 6H6(709) 758-5291 Fax: (709) 758-5299 E-mail: [email protected]

Ronald BEERRBC Dominion Securities Inc., Suite 803, Baine Johnston Centre, 10 Fort William Place, P.O. Box1818, Station “C”, St. John’s, A1C 5P9(709) 576-4292 Fax: (709) 576-0464 E-mail: [email protected]

Tom COADYRBC Dominion Securities Inc., Suite 803, Baine Johnston Centre, 10 Fort William Place, P.O. Box1818, Station “C”, St. John’s, A1C 5P9(709) 576-4597 Fax: (709) 576-0464 E-mail: [email protected]

Frederick G. DODDCIBC Wood Gundy Securities Inc., 8th Floor, Atlantic Place, 215 Water Street, P.O. Box 77, St. John’s,A1C 6C9(709) 576-2711 Fax: (709) 754-5469 E-mail: [email protected]

Thomas J.P. FORANNesbitt Burns Inc., Suite 390, Cabot Place, Phase 1, 100 New Gower Street, St. John’s, A1C 6K3(709) 738-0077 Fax: (709) 738-0831 E-mail: [email protected]

Roy J. HUSSEYScotiaMcLeod Inc., Suite M101, Scotia Centre, 235 Water Street, St. John’s, A1C 1B6(709) 576-1339 Fax: (709) 754-2411 E-mail: [email protected]

Sandy LEGGEMerrill Lynch Canada Inc., Suite 1003, Fortis Building, 139 Water Street, P.O. Box 1919, St. John’s,A1C 5R4(709) 739-4552 Fax: (709) 739-4462 E-mail: [email protected]

Chris ROBINSONNesbitt Burns Inc., Suite 390, Cabot Place, Phase 1, 100 New Gower Street, St. John’s, A1C 6K3(709) 738-0077 Fax: (709) 738-0831 E-mail: [email protected]

L. Ray SMALLWOOD (ex-officio)CIBC Wood Gundy Securities Inc., 8th Floor, Atlantic Place, 215 Water Street, P.O. Box 77, St. John’s,A1C 6C9(709) 576-2704 Fax: (709) 576-5469 E-mail: [email protected]

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J. Bruce TEMPLETONRBC Dominion Securities Inc., Suite 803, Baine Johnston Centre, 10 Fort William Place, P.O. Box1818, Station “C”, St. John’s, A1C 5P9(709) 576-4278 Fax: (709) 576-4507

Morag MacGOUGAN (ex-officio)Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9(416) 943-6991 Fax: (416) 364-0753

Kenneth A. SHIELDS (ex-officio)Goepel McDermid Inc., Suite 1100, Pacific Centre, 701 West Georgia Street, P.O. Box 10111, Vancouver,BC, V7Y 1C6 (604) 661-1750Fax: (604) 661-1790

Joseph J. OLIVER (ex-officio)Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9(416) 865-3020 Fax: (416) 364-0753

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PRINCE EDWARD ISLAND DISTRICT COUNCIL

CHAIRDavid A. GAUTHIER RBC Dominion Securities Inc., Suite 602, 134 Kent Street, Charlottetown, C1A 8R8(902) 566-5544 Fax: (902) 566-1569 E-mail: [email protected]

VICE-CHAIRAndrew MACLEANNesbitt Burns Inc., 51 University Avenue, The Financial Building, Charlottetown, C1A 4K8(902) 629-2027 Fax: (902) 628-6278 E-mail: [email protected]

Darren PETERSMerrill Lynch Canada Inc., 55 Water Street, Charlottetown, C1A 1A3(902) 892-4231 Fax: (902) 368-3964 E-mail: [email protected]

Dale TURNER (ex-officio)ScotiaMcLeod Inc., 187 Queen Street, P.O. Box 1540, Charlottetown, C1A 7N3(902) 629-2563 Fax: (902) 368-8038 E-mail: [email protected]




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NOVA SCOTIA DISTRICT COUNCIL

CHAIRT. Scott FOWLERMerrill Lynch Canada Inc., Suite 1801, 1969 Upper Water Street, P.O. Box 47, Purdy’s Wharf, Tower II,Halifax, B3J 3R7(902) 420-8205 Fax: (902) 429-3948 E-mail: [email protected]

VICE-CHAIRGordon ANDERSONCIBC Wood Gundy Securities Inc., Suite 701, 1601 Lower Water Street, Halifax, B3J 3P6(902) 420-6211 Fax: (902) 423-3225 E-mail: [email protected]

David K. BEAZLEYAcadian Securities Incorporated, Suite 100, Pedway Level, Barrington Place, 1903 Barrington Street,Halifax, B3J 3L7(902) 496-7586 Fax: (902) 496-7599 E-mail: [email protected]

Geoffrey A. BLACKTD Securities Inc., Suite 1300, 1701 Hollis Street, Halifax, B3J 3M8(902) 420-3218 Fax: (902) 420-3260

Bruce B. CARROLLOcean Securities Inc., Suite 1711, Purdy’s Wharf, Tower II, 1969 Upper Water Street,P.O. Box 48, Halifax, B3J 3R7(902) 423-1131 Fax: (902) 423-1178 E-mail: [email protected]

John CHAPPELLScotiaMcLeod Inc., 5th Floor, 1709 Hollis Street, P.O. Box 2022, Station “M”, Halifax, B3J 2Z1(902) 420-2220 Fax: (902) 422-6002 E-mail: [email protected]

Carole D. CUSHINGNesbitt Burns Inc., 10th Floor, Bank of Montreal Tower, 5151 George Street, Halifax, B3J 1M5(902) 496-1158 Fax: (902) 496-1185 E-mail: [email protected]

Lee HARWOODScotiaMcLeod Inc., 5th Floor, 1709 Hollis Street, P.O. Box 2022, Station “M”, Halifax, B3J 2Z1(902) 420-8715 Fax: (902) 422-6002 E-mail: [email protected]

Eric HICKSLévesque Securities Inc., Suite 1601, 1969 Upper Water Street, Halifax, B3J 3R7(902) 496-7735 Fax: (902) 496-7701

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Edward C. KYNOCKFirst Marathon Securities Limited, Suite 204, Purdy’s Wharf, Tower II, 1969 Upper Water Street, P.O. Box27, Halifax, B3J 3R7(902) 420-1449 Fax: (902) 429-6789

Thomas E.G. LYNCHLynch Investments Limited, Suite 200, 5525 Artillery Place, P.O. Box 3422 South, Halifax, B3J 3J1(902) 420-1544 Fax: (902) 425-8542

Donald B. MORRISRBC Dominion Securities Inc., Suite 1101, Purdy’s Wharf, Tower II, 1969 Upper Water Street, Halifax,B3J 3R7(902) 424-1030 Fax: (902) 425-0608 E-mail: [email protected]

Donald R. MUNROECIBC Wood Gundy Securities Inc., Suite 701, 1601 Lower Water Street, Halifax, B3J 3P6(902) 420-6208 Fax: (902) 423-3225 E-mail: [email protected]

Robert A. PETERSLevesque Securities Inc., Suite 1601, 1969 Upper Water Street, P.O. Box 668, Station “M”, Halifax, B3J3R7(902) 496-7711 Fax: (902) 496-7701

J. Thomas F. PURVESRBC Dominion Securities Inc., Suite 100, Tower 1, 1959 Upper Water Street, Halifax, B3J 3N2(902) 421-0124 Fax: (902) 423-7514 E-mail: [email protected]

Paul J.M. SCOTTCIBC Wood Gundy Securities Inc., Suite 701, 1601 Lower Water Street, Halifax, B3J 3P6(902) 420-6222 Fax: (902) 423-3225 E-mail: [email protected]

Lonsdale W. HOLLAND (ex-officio)Beacon Securities Limited, 1707 Grafton Street, Halifax, B3J 2C6(902) 423-1260 Fax: (902) 425-5237




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NEW BRUNSWICK DISTRICT COUNCIL

CHAIRMary E. JACOBSMerrill Lynch Canada Inc., Suite 130, 77 Westmorland Street, Fredericton, E3B 6Z3(506) 458-8322 Fax: (506) 452-2135 E-mail: [email protected]

VICE-CHAIRTerry V. RICHARDSONScotiaMcLeod Inc., Suite 1608, 1 Brunswick Square, P.O. Box 6277, Saint John, E2L 4R7(506) 658-3202 Fax: (506) 636-6812 E-mail: [email protected]

R. Michael BARDSLEYNesbitt Burns Inc., Suite 200, Regency Park, 65 Regent Street, P.O. Box 607, Station “A”, Fredericton,E3B 5A6(506) 458-8570 Fax: (506) 450-7193 E-mail: [email protected]

Stephen D. CAMPBELLRBC Dominion Securities Inc., Suite 800, 44 Chipman Hill, Brunswick House, P.O. Box 6729, Saint John,E3L 4S2(506) 848-1332 Fax: (506) 848-1340 E-mail: [email protected]

Dennis FLOODScotiaMcLeod Inc., Suite N402, One Market Square, P.O. Box 6277, Station “A”, Saint John, E3L 4R7(506) 658-3329 Fax: (506) 658-3315 E-mail: [email protected]

Terry GAUTREAURBC Dominion Securities Inc., Suite 603, Blue Cross Centre, 644 Main Street, Moncton, E1C 1E2(506) 869-5444 Fax: (506) 869-5454 E-mail: [email protected]

Thomas J. GRIBBONSRBC Dominion Securities Inc., 8th Floor, 44 Chipman Hill, Saint John, E2L 2A9(506) 637-7501 Fax: (506) 637-7575 E-mail: [email protected]

Timothy LACKIECIBC Wood Gundy Securities Inc., Suite 500, 44 Chipman Hill, Saint John, E2L 2A9(506) 634-1220 Fax: (506) 634-8214 E-mail: [email protected]

Normand LANDRY (ex-officio)Lévesque Beaubien Geoffrion Inc., Suite 300, 735 Main Street, Moncton, E1C 1E5(506) 859-0854 Fax: (506) 857-0531

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QUÉBEC DISTRICT COUNCIL

CHAIRClaude MICHAUDScotiaMcLeod inc., 6e étage, 1002, rue Sherbrooke ouest, Tour Scotia, Montréal, H3A 3L6(514) 287-3615 Fax: (514) 499-8454

VICE-CHAIRMichel DUCHESNERBC Dominion valeurs mobilières inc., Bureau 300, 1, Place Ville-Marie, Montréal, H3B 4R8(514) 878-7710 Fax: (514) 878-7715

Thomas G. AIKENMacDougall, MacDougall & MacTier inc., bureau 2000, Place du Canada, 1010 de la Gauchetiére ouest,Montréal, H3B 4J1(514) 394-3099 Fax: (514) 871-1481

Francine ALLAIREValeurs mobilières Desjardins inc., Tour l’est, 15e étage, 2 Desjardins Complex, C.P. 394, Montréal, H5B1J2(514) 281-7371 Fax: (514) 842-3137

Christopher BRIÈRELévesque Beaubien Geoffrion Inc., 5e étage, 1155, rue Metcalfe, Montréal, H3A 4S9(514) 879-2458 Fax: (514) 879-5135

Lise CASGRAINCasgrain & Compagnie limitée, Bureau 1625, 500, boulevard René-Lévesque ouest, Montréal, H2Z 1W7(514) 871-8080 Fax: (514) 871-1943

Guy L. JOLICOEURCIBC Wood Gundy valeurs mobilières inc., Bureau 3050, 600, boulevard de Maisonneuve ouest, Montréal,H3A 3J2(514) 847-6388 Fax: (514) 847-6392

Serge LECLAIREScotiaMcLeod inc., 6e étage, Tour Scotia, 1002, rue Sherbrooke ouest, Montréal, H3A 3L6(514) 287-3666 Fax: (514) 287-3654

Jacques LEMAYLévesque Beaubien Geoffrion inc., 5e étage, Édifice Sunlife, 1155, rue Metcalfe, Montréal, H3B 4S9(514) 879-5336 Fax: (514) 879-5142

Benoît MARCOTTELévesque Beaubien Geoffrion inc., 5e étage, Édifice Sunlife, 1155, rue Metcalfe, Montréal, H3B 4S9(514) 879-2282 Fax: (514) 879-5321

Yvan NAUDCompensation BNC incorporée, 5e étage, Édifice Sunlife, 1155, rue Metcalfe, Montréal,

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H3B 4S9(514) 879-2412 Fax: (514) 879-2520

Gilles OUIMETMerrill Lynch Canada inc., bureau 3100, 1250, boulevard René-Lévesque, Montréal, H3B 4W8(514) 846-3603 Fax: (514) 846-3551

Jean-Claude PARADISLeduc & Associés Valeurs mobilières Canada ltée, bureau 2300, 2020, University, Montréal, H3A 2A5(514) 499-1068 Fax: (514) 499-1071

Denise PÉLOQUINScotiaMcLeod inc., 6e étage, 1002, rue Sherbrooke ouest, Montréal, H3A 3L5(514) 287-3635 Fax: (514) 287-3689

Bernard PICHÉBLC Valeurs mobilières inc., Bureau 1900, 1981, avenue McGill Collège, Montréal, H3A 3K3(514) 284-6932 Fax: (514) 350-2894

Gérard J. TAILLONNesbitt Burns ltée, Bureau 3200, 1501, avenue McGill Collège, Montréal, H3A 3M8(514) 286-7215 Fax: (514) 286-7262

Raymond TRUDEAUTassé & Associés, limitée, bureau 1200, Maison Trust Royal, 630, boulevard René-Lévesque ouest,Montréal, H3B 1S6(514) 879-2165 Fax: (514) 874-4090

François VEILLETCIBC Wood Gundy valeurs mobilières inc., Bureau 3050, 600, boulevard de Maisonneuve ouest, Montréal,H3A 3J2(514) 847-6413 Fax: (514) 847-6427

Jean MORIN (ex-officio)Merrill Lynch Capital inc., Bureau 800, 2540, boulevard Daniel-Johnson, Laval, PQ, H7T 2S3(514) 688-5714 Fax: (514) 688-1514

Fernande LANOIX (ex-officio)Investment Dealers Association of Canada, Bureau 2802, 1, Place Ville Marie, Montréal, PQ, H3B 4R4(514) 878-2854, ext. 222 Fax: (514) 878-3860



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QUEBEC DISTRICT COMMITTEES1998 – 1999

MEMBERSHIP COMMITTEE

Serge Leclaire (Chair) ScotiaMcLeod inc.Benoît Carignan Valeurs mobilières Desjardins inc.Lise Casgrain Casgrain & Compagnie limitéeGuylaine Couture Valeurs Mobilières Courvie inc.Michel Falk Lévesque Beaubien Geoffrion inc.Jacques M. Gagnon Gestion Fonds des professionnels inc.Benoît Marcotte Lévesque Beaubien Geoffrion inc.Bernard Piché BLC Valeurs mobilières inc.Gérard J. Taillon Nesbitt Burns ltéeClaude Michaud (ex-officio) ScotiaMcLeod inc.

INVESTMENT ADVISORS COMMITTEE

Denise Péloquin (Chair) ScotiaMcLeod inc.Christopher Brière Lévesque Beaubien Geoffrion inc.Guy Côté Valeurs mobilières Desjardins inc.Denis Charbonneau Services Investisseurs CIBC inc.Guylaine Couture Valeurs Mobilières Courvie inc.André Ewert Whalen, Béliveau & Associés inc.Richard Gagnon BLC Valeurs mobilières inc.Alain Goyer Tassé & Associés, LimitéeMonique Clermont Gravel Lévesque Beaubien Geoffrion inc.Caroline Hild ScotiaMcLeod inc.Lily Labelle Lévesque Beaubien Geoffrion inc.Sylvie Leroux Whalen, Béliveau & Associés inc.Éric Leveillé Pictet Canada, Société en commanditeCarlo Massicolli Lévesque Beaubien Geoffrion inc.Annie Phaneuf Nesbitt Burns ltéeMarc-André Plourde MacDougall, MacDougall & MacTier inc.Martin Roy ScotiaMcLeod inc.François Têtu Valeurs mobilières Desjardins inc.Fabrice Vinet Valeurs mobilières Desjardins inc.Sam Zacchia Leduc & Associés Valeurs mobilières (Canada) LtéeClaude Michaud (ex-officio) ScotiaMcLeod inc.

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TAX REVIEW COMMITTEE

Jacques Lemay (Chair) Lévesque Beaubien Geoffrion inc.Jean-François Bernier Nesbitt Burns ltéeDenis Cyr Tassé & Associés, LimitéeÉric Désormeaux Valeurs mobilières Desjardins inc.Claude Désy Merrill Lynch Canada Inc.Richard Dufresne Nesbitt Burns ltéePierre Fleurent RBC Dominion valeurs mobilières inc.Louis Lu Alpha Capital inc.Jean Royer ScotiaMcLeod inc.Raymond Trudeau Tassé & Associés, LimitéeClaude Michaud (ex-officio) ScotiaMcLeod inc.

PUBLIC CURATOR’S ACT COMMITTEE

Guy L. Jolicoeur (Chair) CIBC Wood Gundy valeurs mobilières inc.Jean-François Bernier Nesbitt Burns ltéeCéline Gauthier RBC Dominion valeurs mobilières inc.Luc LaRochelle, Counsel McMaster GervaisYvan Naud Compensation BNC incorporéeRéal St-Jean ScotiaMcLeod inc.Gérard J. Taillon Nesbitt Burns ltéeClaude Michaud (ex-officio) ScotiaMcLeod inc.

BONDS AND MONEY MARKETS COMMITTEE

Lise Casgrain (Chair) Casgrain & Compagnie limitéePierre Boissé Merrill Lynch Canada Inc.Yoland Cadieux RBC Dominion valeurs mobilières inc.Jean Comolli ScotiaMcLeod inc.Guylaine Couture Valeurs Mobilières Courvie inc.Gilbert Croteau Lévesque Beaubien Geoffrion inc.Pierre Désy Nesbitt Burns ltéeLuc Fortin TD Valeurs Mobilières inc.Richard Quesnel Tassé & Associes, LimitéeGabriel Lancry BLC Valeurs mobilières inc.André Langelier Valeurs mobilières Desjardins inc.Jean Lavoie Placements Banque Nationale inc.Steven Shelton Goldman Sachs CanadaFrançois Veillet CIBC Wood Gundy valeurs mobilières inc.Claude Michaud (ex-officio) ScotiaMcLeod inc.

21

INTERNAL OPERATIONS COMMITTEE

Yvan Naud (Chair) Compensation BNC incorporéeGlenn Abbott Nesbitt Burns ltéeChantal Bélanger Valeurs Mobilières Courvie inc.Claude Clancy Tassé & Associés, LimitéeCéline Gauthier RBC Dominion valeurs mobilières inc.Claude Guimont MCA Valeurs Mobilières inc.Andrée Ouellet BLC Valeurs mobilières inc.Lucy Rossi Merrill Lynch Canada Inc.Jesus Sanchez Lévesque Beaubien Geoffrion inc.Réal St-Jean ScotiaMcLeod inc.Ginette Turenne Valeurs mobilières Desjardins inc.André Zanga Casgrain & Compagnie LimitéeClaude Michaud (ex-officio) ScotiaMcLeod inc.

SMALL AND MEDIUM SIZED INVESTMENT FIRMS COMMITTEE

Raymond Trudeau (Chair) Tassé & Associés, LimitéeLise Casgrain Casgrain & Compagnie LimitéeMichel Cousineau MCA Valeurs Mobilières inc.Maurice Daigneault Valeurs mobilières Investpro inc.François Demers Demers Conseil inc.Lise Douville Valeurs mobilières Dubeau ltéeRéjean Duguay Valeurs Mobilières Courvie inc.James Gurgurewicz Renaissance Capital inc.Jean-Claude Paradis Leduc & Associés Valeurs mobilières Canada LtéeDenis Régimbald Valeurs mobilières Investpro inc.Pierre Saint-Aubin Maxima Capital inc.Héloïse Tassé Tassé & Associés, LimitéeClaude Michaud (ex-officio) ScotiaMcLeod inc.

22

REGULATION AND MONTRÉAL EXCHANGE AND QSC LIAISON COMMITTEE

Gérard J. Taillon (Chair) Nesbitt Burns ltéeGilles Beauregard MCA Valeurs Mobilières inc.Frédéric Bélanger Gestion Fonds des professionels inc.Jean-François Bernier Nesbitt Burns ltéePaul Billette Leduc & Associés Valeurs mobilières (Canada) LtéePierre Charbonneau Valeurs mobilières Desjardins inc.Réjean Duguay Valeurs Mobilières Courvie inc.Gabriel Lancry BLC Valeurs mobilières inc.Me Luc LaRochelle, Counsel McMaster GervaisDanielle Le May Lévesque Beaubien Geoffrion inc.Héloïse Tassé Tassé & Associés, LimitéeClaude Michaud (ex-officio) ScotiaMcLeod inc.

23

ONTARIO DISTRICT COUNCIL

CHAIRC. Todd MONAGHANFirst Associates Investments Inc., Suite 1700, 95 Wellington Street West, Toronto, M5J 2N7(416) 601-9135 Fax: (416) 601-9025 E-mail: [email protected]

VICE-CHAIRBrigitte J. GEISLERCanada Trust, 35th Floor, Canada Trust Tower, 161 Bay Street, Toronto M5J 2T2(416) 681-2386 Fax: (416) 361-5465 E-mail: [email protected]

William R.J. FULTON, ex officioMerrill Lynch Canada Inc., 11th Floor, 22 Front Street West, Toronto, M5J 2W5(416) 681-4300 Fax: (416) 681-4316 E-mail: [email protected]

Craig JARVISScotiaMcLeod Inc., Suite 2000, Yonge-Eglinton Centre, 2300 Yonge Street, P.O. Box 2470, Toronto, M4P1E4(416) 487-4502 Fax: (416) 487-5893 E-mail: [email protected]

Laura LINDSAYTD Securities Inc., 7th Floor, Ernst & Young Tower, 222 Bay Street, Toronto, M5K 1A2(416) 982-8707 Fax: (416) 982-4184 E-mail: [email protected]

David SANTINAGoldman Sachs Canada, Suite 1201, 150 King Street West, Toronto, M5H 1J9(416) 343-8877 Fax: (416) 593-8506 E-mail: [email protected]

Bruce S. SCHWENGERBank of Montreal Investor Services Limited, 20th Floor, First Canadian Place, 100 King Street West,Toronto, M5X 1A1(416) 594-5858 Fax: (416) 956-2394 E-mail: [email protected]

Neil M. SELFERBC Dominion Securities Inc., 4th Floor, Royal Bank Plaza, South Tower, 200 Bay Street, P.O. Box 50,Toronto, M5J 2W7(416) 842-7635 Fax: (416) 842-7555 E-mail: [email protected]

Heather STEWARTCIBC World Markets, BCE Place, 161 Bay Street, P.O. Box 500, Toronto, M5J 2S8(416) 594-8228 Fax: (416) 594-8139 E-mail: [email protected]

24

Sandra L. SCHUMACHER (ex-officio)ScotiaMcLeod Inc., 66th Floor, Scotia Plaza, 40 King Street West, Station “A”, P.O. Box 4085, Toronto,M5W 2X6(416) 863-7490 Fax: (416) 862-3037 E-mail: [email protected]




CITY CHAIRS

Brian W. DUNN (ex officio, non-voting)Nesbitt Burns Inc., Suite 1900, 255 Queens Avenue, London, N6A 5R8(519) 646-2350 Fax: (519) 679-8848 E-mail: [email protected]

Edward E. POPOVICH (ex-officio, non-voting)Nesbitt Burns Inc., Suite 1100, 100 Ouellette Avenue, Windsor, N9A 6T3(519) 258-1799 Fax (519) 256-3093 E-mail: [email protected]

25

ONTARIO DISTRICT COMMITTEES1998 - 1999

Membership Sub-Committee

Sandra L. Schumacher, Chair ScotiaMcLeod Inc.Bruce S. Schwenger Bank of Montreal Investor Services LimitedHeather Stewart CIBC World Markets

Registration Sub-Committee

Brigitte J. Geisler, Chair Canada TrustMorag MacGougan Investment Dealers Association of CanadaDavid Santina Goldman Sachs Canada

26

MANITOBA DISTRICT COUNCIL

CHAIREdward GRIFFITHScotiaMcLeod Inc., Suite 501, 200 Portage Avenue, P.O. Box 105, Winnipeg, R3C 3X2(204) 946-9202 Fax: (204) 946-9236

VICE-CHAIRGregory T. BIEBERBieber Securities Inc., Suite 801, 400 St. Mary Avenue, Winnipeg, R3C 4K5(204) 946-0297 Fax: (204) 956-0747

Leigh CUNNINGHAMRBC Dominion Securities Inc., 9th Floor, 360 Main Street, Winnipeg, R3C 3Z3(204) 982-2647 Fax: (204) 982-2743

Alan S. DUNNETTRBC Dominion Securities Inc., 8th Floor, P.O. Box 747, One Lombard Place, Winnipeg, R3B 0Y2(204) 982-3456 Fax: (204) 982-3460

Craig HARRISONCredential Securities Inc., 215 Garry Street, Winnipeg, R3C 3E2(204) 985-4936 Fax: (204) 985-4946

Robert HUCAL (Public Director)Monk Goodwin, #800, 444 St. Mary Avenue, Winnipeg, R3C 3T1(204) 956-1060 Fax: (204) 957-0423

Kelly JACOBTD Securities Inc./Greenline, Suite 1617, 201 Portage Avenue, Winnipeg, R3C 3E7(204) 988-2255 Fax: (204) 943-2094

Francis B. LAMONT (Public Director)47 Harvard Avenue, Winnipeg, R3M 0J6(204) 452-3618 Fax: (204) 452-3731

Douglas MATHESONRBC Dominion Securities Inc., Suite 900, 360 Main Street, Winnipeg, R3C 2G9(204) 982-2600 Fax: (204) 947-9540

E. Alan McLAUGHLINRBC Dominion Securities Inc., Suite 1303, 220 Portage Avenue, Winnipeg, R3C 3A6(204) 982-2638 Fax: (204) 947-5213

Renée DeMeyer MESMANInvestors Group Securities Inc., 2nd Floor, One Canada Centre, 447 Portage Avenue, Winnipeg, R3C 3B6(204) 956-8134 Fax: (204) 944-8985

Colin RYAN

27

Nesbitt Burns Inc., Suite 1300, Commodity Exchange Tower, 360 Main Street, Winnipeg, R3C 3Z3(204) 949-8034 Fax: (204) 944-8028

Mark SCHIEFNERMerrill Lynch Canada Inc., Suite 3003, 201 Portage Avenue, Winnipeg, R3B 3K6(204) 946-9866 Fax: (204) 943-2350

Harvey R.G. SCRIVENERRBC Dominion Securities Inc., 1303 – 220 Portage Avenue, Winnipeg, R3C 3A6(204) 982-2610 Fax: (204) 947-5213

Walter N. SILICZWellington West Capital Inc., Suite 3106, 201 Portage Avenue, Winnipeg, R3B 3K6(204) 925-2256 Fax: (204) 942-6194

Robert VANDEWATERCIBC Wood Gundy Securities Inc., Suite 2600, 360 Main Street, Winnipeg, R3C 3Z3(204) 958-4354 Fax: (204) 958-4361

Gordon J. WIMBLECIBC Wood Gundy Securities Inc., Suite 2600, 360 Main Street, Winnipeg, R3C 3Z3(204) 958-4350 Fax: (204) 958-4361

Richard L. YAFFE (Public Director)Atkins, McAuley & Thorvaldson, 30th Floor, 360 Main Street, Winnipeg, R3C 4G1(204) 957-4670 Fax: (204) 957-0840

Thomas D.A. WAITT (ex-officio)Nesbitt Burns Inc., Suite 1300, Commodity Exchange Tower, 360 Main Street, Winnipeg, R3C 3Z3(204) 949-8000 Fax: (204) 949-8788

Terry W. MELLING (ex-officio)Investment Dealers Association of Canada, Suite 2300, 355 Fourth Avenue S.W., Calgary, AB, T2P 0J1(403) 260-6278 Fax: (403) 265-4603

28



29

MANITOBA DISTRICT COMMITTEES1998 – 1999

ARBITRATION

E. Alan McLaughlin (Chair) RBC Dominion Securities Inc.Edward Griffith ScotiaMcLeod Inc.Kelly Jacob TD Securities Inc.

DISTINCTION

Leigh Cunningham (Chair) RBC Dominion Securities Inc.E. Alan McLaughlin RBC Dominion Securities Inc.Mark Schiefner Merrill Lynch Canada Inc.Douglas Matheson RBC Dominion Securities Inc.

GOVERNMENT LIAISON

Edward Griffith (Chair) ScotiaMcLeod Inc.Thomas D.A. Waitt Nesbitt Burns Inc.Robert Vandewater CIBC Wood Gundy Securities Inc.

MEMBER & PUBLIC RELATIONS

Mark Schiefner (Chair) Merrill Lynch Canada Inc.Craig Harrison Credential Securities Inc.Gordon J. Wimble CIBC Wood Gundy Securities Inc.

REGISTRATION

Gregory T. Bieber (Chair) Bieber Securities Inc.Harvey R.G. Scrivener RBC Dominion Securities Inc.Walter N. Silicz Wellington West Capital Inc.

EDUCATION

Walter N. Silicz (Chair) Wellington West Capital Inc.Renée DeMyer Mesman Investors Group Securities Inc.Alan S. Dunnett RBC Dominion Securities Inc.Colin Ryan Nesbitt Burns Inc.

30

SASKATCHEWAN DISTRICT COUNCIL

CHAIRRobert REARBC Dominion Securities Inc., 4th Floor, 2010 – 11th Avenue, Regina, S4P 3M3(306) 777-0500 Fax: (306) 757-2606

VICE-CHAIRFrederick H. SMITHMatrix Financial Corporation, Suite 320, 728 Spadina Crescent East, Saskatoon, S7K 4H7(306) 664-7400 Fax: (306) 244-1145

Steve ALPORTNesbitt Burns Inc., Suite 1171, 2103 – 11th Avenue, Regina, S4P 3Z8(306) 780-9715 Fax: (306) 780-9744

Delbert BEICHScotiaMcLeod Inc., Suite 700, Scotia Centre, 1783 Hamilton Street, Regina, S4P 2B6(306) 352-5005 Fax: (306) 525-3273

Cheryl DOUGANScotiaMcLeod Inc., Suite 700, 410 – 22nd Street East, Saskatoon, S7K 5T6(306) 665-5318 Fax: (306) 244-2451

Brad ENSMerrill Lynch Canada Inc., Suite 220, 128 – 4th Avenue South, Saskatoon, S7K 1M8(306) 653-1900 Fax: (306) 664-1143

Daniel ISH (Public Director)Professor of Law, University of Saskatchewan, Saskatoon(306) 966-5887

Ron E.D. LUSTIGCIBC Wood Gundy Securities Inc., Suite 420, 1801 Hamilton Street, Regina, S4P 4B4(306) 359-1577 Fax: (306) 569-8616

Susan P. MILBURNRBC Dominion Securities Inc., Suite 1070, 410 – 22nd Street East, P.O. Box 1908, Saskatoon, S7K 3S5(306) 956-5200 Fax: (306) 956-5252

James TURNERTD Securities Inc., Suite 1280, 1874 Scarth Street, Regina, S4P 4B3(306) 780-5200 Fax: (306) 780-0299

Garrett WILSON (Public Director)Wilson, Rasmussen, 2237 Smith Street, Regina, S4P 2J6(306) 352-1641 Fax: (306) 525-8884

John W.H. GREEN (ex-officio)

31

CIBC Wood Gundy Securities Inc., Suite 500, 119 Fourth Avenue South, Saskatoon, S7K 5X2(306) 975-3800 Fax: (306) 975-3832




32

SASKATCHEWAN DISTRICT COMMITTEES1998 – 1999

GOVERNMENT LIAISON

Bob Rea (Chair) RBC Dominion Securities Inc.Frederick H. Smith Matrix Financial CorporationSteve Alport Nesbitt Burns Inc.

MEMBER & PUBLIC RELATIONS

Steve Alport (Chair) Nesbitt Burns Inc.James Turner TD Securities Inc.Bob Rea RBC Dominion Securities Inc.

REGISTRATIONS

Ron E.D. Lustig (Chair) CIBC Wood Gundy Securities Inc.Delbert Beich ScotiaMcLeod Inc.Bob Rea RBC Dominion Securities Inc.

DISTINCTION

Cheryl Dougan (Chair) ScotiaMcLeod Inc.TBATBA

33

ALBERTA DISTRICT COUNCIL

CHAIRDonald W. MILLIGANRBC Dominion Securities Inc., Suite 2300, 10155 - 102nd Street, P.O. Box 14000, Edmonton, T5J 2P4(403) 944-8829 Fax: (403) 944-8878

VICE-CHAIRGary E. PERRONNesbitt Burns Inc., Suite 1600, Esso Plaza, 425 – 1st Street S.W., Calgary, T2P 3L8(403) 261-9550 Fax: (403) 261-9574

Wiley D. AUCHFirstEnergy Capital Corp., Suite 1600, 333 – 7th Avenue S.W., Calgary, T2P 2Z1(403) 262-0600 Fax: (403) 262-0644

Martin DAVIESPeters & Co. Limited, Suite 2500, First Canadian Centre, 350 – 7th Avenue S.W., Calgary, T2P 4N1(403) 261-4850 Fax: (403) 266-4116

Frederick T. DUNNMerrill Lynch Canada Inc., Suite 2300, Midland Walwyn Tower, Edmonton Centre, Edmonton, T5J 2Z2(403) 492-1100 Fax: (403) 498-5050

Kathleen B. JOSTBank of Montreal Investor Services Limited, 7th Floor, 350 – 7th Avenue S.W., Calgary, T2P 3N9(403) 262-7000 Fax: (403) 234-1828

James G. MacDONALDHSBC James Capel Canada Inc., Suite 2100, Toronto-Dominion Tower, Edmonton Centre, Edmonton, T5J2Z1(403) 421-4455 Fax: (403) 425-8692

Drew MacINTYRENesbitt Burns Inc., Suite 1400, 421 – 7th Avenue S.W., Calgary, T2P 4K9(403) 515-1500 Fax: (403) 515-1535

J. Roderick MATHESONCanaccord Capital Corporation, #400, 409 – 8th Avenue S.W., Calgary, T2P 1E3(403) 508-3800 Fax: (403) 508-3823

Daniel W. MATWIEGoepel McDermid Inc., Suite 2300, Scotia Place, 10060 Jasper Avenue, Edmonton, T5J 3R8(403) 414-2500 Fax: (403) 414-2599

Gordon A. PATERSONRBC Dominion Securities Inc., Suite 1600, 421 – 7th Avenue S.W., Calgary, T2P 4K9(403) 266-9600 Fax: (403) 266-9686

34

J. Victor ROGERSRogers & Partners Securities Inc., Suite 2300, First Alberta Place, 777 – 8th Avenue S.W., Calgary, T2P3P5(403) 531-6800 Fax: (403) 265-6039

David SALLOUMRBC Dominion Securities Inc., Suite 2400, Oxford Tower, 10235 – 101st Street, P.O. Box 667, Edmonton,T5J 2K8(403) 493-7708 Fax: (403) 426-7838

R. David SANDERSSanders & Beckingham Securities Limited, Suite 1450, 10130 – 101st Street, Edmonton, T5J 3N9(403) 424-1001 Fax: (403) 425-4241

James G. SORENSONMerrill Lynch Canada Inc., Suite 1700, Bow Valley Square IV, 250 – 6th Avenue S.W., Calgary, T2P 3H7(403) 231-3355 Fax: (403) 231-3364

William J. WELTONMerrill Lynch Canada Inc., 20th Floor, First Canadian Place, Bow Valley Square IV, 250 – 6th Avenue S.W.,Calgary, T2P 3H7(403) 266-0132 Fax: (403) 264-0119

Philip L. HEIMBECKER (ex-officio)Goepel McDermid Inc., Suite 2300, 707 – 8th Avenue S.W., Calgary, T2P 1H5(403) 221-0333 Fax: (403) 221-0350


Kenneth A. SHIELDS (ex-officio)Goepel McDermid Inc., Suite 1100, Pacific Centre, 701 West Georgia Street, P.O. Box 10111, Vancouver,BC, V7Y 1C6 (604) 661-1750Fax: (604) 661-1790Joseph J. OLIVER (ex-officio)Investment Dealers Association of Canada, Suite 1600, 121 King Street West, Toronto, ON, M5H 3T9(416) 865-3020 Fax: (416) 364-0753

35

ALBERTA DISTRICT COMMITTEES1998 – 1999

ACCREDITED INVESTOR COMMITTEE

Gary E. Perron (Chair) Nesbitt Burns Inc., CalgaryMichael J. Tims Peters & Co. Limited, CalgaryWiley D. Auch FirstEnergy Capital Corp., CalgaryDrew MacIntyre Nesbitt Burns Inc., Calgary

ALBERTA CAPITAL MARKETS FOUNDATION

Philip L. Heimbecker Goepel McDermid Inc., CalgaryTerry W. Melling Investment Dealers Association of Canada, Calgary

ASE LAISION

James G. Sorenson Merrill Lynch Canada Inc., Calgary

CONFERENCE COMMITTEE

Donald W. Milligan (Chair) RBC Dominion Securities Inc., EdmontonPhilip L. Heimbecker Goepel McDermid Inc., CalgaryJ. Victor Rogers Rogers & Partners Securities Inc., Calgary

DISTINCTION

David Salloum (Chair) RBC Dominion Securities Inc., EdmontonFrederick T. Dunn Merrill Lynch Canada Inc., EdmontonGary E. Perron Nesbitt Burns Inc., Calgary

FAS AND JICG LIAISON

Wiley D. Auch FirstEnergy Capital Corp., Calgary

GOVERNMENT LIAISON

Donald W. Milligan (Chair) RBC Dominion Securities Inc., EdmontonGary E. Perron Nesbitt Burns Inc., CalgaryPhilip L. Heimbecker Goepel McDermid Inc., Calgary

REGISTRATION

William J. Welton (Chair) Merrill Lynch Canada Inc., CalgaryJ. Victor Rogers Rogers & Partners Securities Inc., CalgaryR. David Sanders Sanders & Beckingham Securities Limited, EdmontonKathleen B. Jost Bank of Montreal Investor Services Limited, Calgary

36

PACIFIC DISTRICT COUNCIL

CHAIRWard A. McMAHONCanaccord Capital Corporation, Suite 2200, 609 Granville Street, P.O. Box 10337, Vancouver, V7Y 1H2(604) 643-7300 Fax: (604) 688-0318

VICE-CHAIRTBA

Charlotte P. BELL (Public Director)Catalyst Corporate Finance Lawyers, Suite 1100, 1055 West Hastings Street, Vancouver, V6E 2E9(604) 688-6900 Fax: (604) 443-7000

Pamela BENDALLNesbitt Burns Inc., Suite 860, Peninsula Village, 15355 – 24th Avenue, Surrey, V4A 2H9(604) 541-4800 Fax: (604) 541-4848

John F. BRIGHTENWhalen, Béliveau & Associates Inc., Suite 3210, Park Place, 666 Burrard Street, Vancouver, V6C 2X8(604) 683-1887 Fax: (604) 683-8891

Peter J. BROCKGoepel McDermid Inc., Suite 500, 999 West Hastings Street, Vancouver, V6C 2W2(604) 654-1156 Fax: (604) 654-7250

Christopher J. FUNSTONWoodstone Capital Inc., Suite 310, 601 West Cordova Street, Vancouver, V6B 1G1(604) 605-8300 Fax: (604) 605-8310

John R. GRIFFITHJones, Gable & Company Ltd., Suite 400, 700 West Pender Street, Vancouver, V6C 1C1(604) 685-1481 Fax: (604) 685-3761

S. Russell ISAACGreat Pacific Management Co. Ltd., 4th Floor, 1125 Howe Street, Vancouver, V6Z 2K8(604) 669-1143 Fax: (604) 682-0529

Jill D. LEVERSAGERBC Dominion Securities Inc., Suite 2100, Park Place, 666 Burrard Street, Vancouver, V6C 3B1(604) 257-7000 Fax: (604) 257-7117

Thomas R. MANSON (Public Director)Russell & Dumoulin, Suite 2100, 1075 West Georgia Street, Vancouver, V6E 3G2(604) 631-3131 Fax: (604) 631-3232

Gary P. MAYZESMerrill Lynch Canada Inc., 11th Floor, Bentall III, 595 Burrard Street, Vancouver, V7X 1C3(604) 688-2111 Fax: (604) 661-7754

37

John R. MORTONCredential Securities Inc., Suite 820, 1441 Creekside Drive, Vancouver, V6J 4S7(604) 730-5163 Fax: (604) 730-5166

Wade D. NESMITH (Public Director)Lang Michener Lawrence & Shaw, Suite 1500, 1055 West Georgia Street, Vancouver, V6E 4N7(604) 689-9111 Fax: (604) 685-7084

R. John ROGERS (Public Director)British Columbia International Commercial Arbitration Centre, c/o 2716 West 3rd Avenue, Vancouver, V6K1M5(604) 916-9771 Fax: (604) 714-1109

Richard G. ROUSSEAULevesque Securities Inc., Suite 700, Montreal Trust Centre, 510 Burrard Street, Vancouver, V6C 3A8(604) 643-2800 Fax: (604) 643-2792

Daniel Y.H. SIUGolden Capital Securities Ltd., Suite 200, 6760 No. 3 Road, Richmond, V6Y 2C2(250) 821-6388 Fax: (250) 821-0300

John B. VAN KOLL (ex-officio)Goepel McDermid Inc., Suite 1100, Pacific Centre, 701 West Georgia Street, P.O. Box 10111, Vancouver,V7Y 1C6(604) 661-1759 Fax: (604) 684-0475

John T. EYMANN (ex-officio)Pacific International Securities Inc., Suite 1900, 666 Burrard Street, Vancouver, V6C 3N1(604) 664-2900 Fax: (604) 664-2649

H. James Stevens (ex-officio)Investment Dealers Association of Canada, Suite 1325, 650 West Georgia Street, P.O. Box11614, Vancouver, V6B 4N9(604) 331-4750 Fax: (604) 683-3491 e-mail: [email protected]

38



39

ASSOCIATION COMMITTEES

1998 – 1999

A. IDA COMMITTEES

AUDIT COMMITTEE

Kenneth A. Shields, Chair Goepel McDermid Inc.W. David Wilson, Past-Chair ScotiaMcLeod Inc.David A. Richards RBC Dominion Securities Inc.Thomas I.A. Allen, Q.C. Ogilvy Renault

CAPITAL MARKETS COMMITTEE

Donald A. Wright, Chair TD Securities Inc.Jerry Brown Salomon Smith Barney Canada Inc.Roger Casgrain Casgrain & Company LimitéeDan Gosselin Merrill Lynch Canada Inc.Jamie Kiernan Goldman Sachs Canada Inc.Ken Knowles J.P. Morgan Securities Canada Inc.Phipps Lounsbery CIBC Wood Gundy Securities Inc.John Madden ScotiaMcLeod Inc.H. Ross MacKinnon Nesbitt Burns Inc.Philip McKay Morgan Stanley Canada Ltd.Don Paterson Lévesque Beaubien Geoffrion Inc.Andy Pringle RBC Dominion Securities Inc.David Tait Deutsche Bank Securities Ltd.Paul Thomas Merrill Lynch Canada Inc.

SUB-COMMITTEES OF THE CAPITAL MARKETS COMMITTEE

CANPX Board

Henry Ann Tullett & Tokyo Securities Canada Ltd.Jamie Kiernan Goldman Sachs Canada Inc.Phipps Lounsbery CIBC Wood Gundy Securities Inc.H. Ross MacKinnon Nesbitt Burns Inc.Jim Magee Exco Shorcan International Brokers Ltd.Dennis Marcotte Prebon Yamane (Canada) Ltd.Peter McRae Freedom International Brokerage Ltd.Andy Pringle RBC Dominion Securities Inc.Paul Thomas Merrill Lynch Canada Inc.Donald A. Wright TD Securities Inc.

40

SUB-COMMITTEES OF THE CAPITAL MARKETS COMMITTEE (continued)

Government Debt Market Reform

Jerry Brown, Chair Salomon Smith Barney Canada Inc.Roger Casgrain Casgrain & Company LimitéeAndy Pringle RBC Dominion Securities Inc.David Santina Goldman Sachs Canada Inc.David Tait Deutsche Bank Securities Ltd.Paul Thomas Merrill Lynch Canada Inc.

Mortgage-backed Securities Sub-Committee

Mike Bowen, Chair Nesbitt Burns Inc.Roger Casgrain Casgrain & Company LimitéeDan Fraleigh TD Securities Inc.Stephane Longval Merrill Lynch Canada Inc.Lawrence McKean RBC Dominion Securities Inc.Rick Michaels Merrill Lynch Canada Inc.Jennifer Shum Goldman Sachs Canada Inc.Lawrence Small ScotiaMcLeod Inc.Sean St. John Lévesque Beaubien Geoffrion Inc.Jeff Wilson CIBC Wood Gundy Securities Inc.

Securities Lending Sub-Committee

Chris Thomas, Chair Scotia Capital Markets Inc.Craig Aubrey Merrill Lynch Canada Inc.Ralph Bain Merrill Lynch Canada Inc.Brian Clendinning Merrill Lynch Canada Inc.Dan Duggan Lévesque Beaubien Geoffrion Inc.Jayson Horner Canada Trust Securities Inc.Greg King Nesbitt Burns Inc.Hubert Lavasseur Casgrain & Company LimitéeAdam MacKillop Morgan Stanley Canada Ltd.Peter McDermid Gordon Capital CorporationRobert Norbrega RBC Dominion Securities Inc.Tesse Parigoris CIBC Wood Gundy Securities Inc.David Santina Goldman Sachs Canada Inc.Joe Serpe TD Securities Inc.Ross Smellie Deutsche Morgan Grenfell Canada Inc.

Transparency Working Group

Jamie Kiernan Goldman Sachs Canada Inc.Phipps Lounsbery CIBC Wood Gundy Securities Inc.H. Ross MacKinnon Nesbitt Burns Inc.Andy Pringle RBC Dominion Securities Inc.Paul Thomas Merrill Lynch Canada Inc.Donald A. Wright TD Securities Inc.

41

CHAIR’S CONSULTATIVE COUNCIL

Kenneth A. Shields, Chair Goepel McDermid Inc.W. Reay Mackay, Vice-Chair RBC Dominion Securities Inc.Pierre Brunet Lévesque Beaubien Geoffrion Inc.Michael St.B. Harrison MacDougall, MacDougall & MacTier Inc.Donald K. Johnson Nesbitt Burns Inc.John A. MacNaughton Nesbitt Burns Inc.Robert B. Schultz Merrill Lynch Canada Inc.Brian J. Steck Nesbitt Burns Inc.Daniel F. Sullivan ScotiaMcLeod Inc.Michael J. Tims Peters & Co. LimitedW. David Wilson ScotiaMcLeod Inc.Joseph J. Oliver (ex-officio) Investment Dealers Association of Canada

COMPENSATION COMMITTEE

Kenneth A. Shields, Chair Goepel McDermid Inc.W. Reay Mackay, Vice-Chair RBC Dominion Securities Inc.Joseph J. Oliver Investment Dealers Association of Canadaand the proposed Vice-Chair of the IDA for 1999-2000

CORPORATE FINANCE COMMITTEE

Peter Jones, Chair First Marathon Securities LimitedThomas I.A. Allen Ogilvy RenaultDavid Beatty Yorkton Securities Inc.Brad Cameron Gordon Capital CorporationRoland Cardy TD Securities Inc.Gregory Fournier Merrill Lynch Canada Inc.Brent Fullard Nesbitt Burns Inc.Anthony Graham Lévesque Beaubien Geoffrion Inc.Jim Hinds Newcrest Capital Inc.Don Lindsay CIBC Wood Gundy Securities Inc.Ron Lloyd Goepel McDermid Inc.David MacDonald Bunting Warburg Inc.Gordon Nixon RBC Dominion Securities Inc.Scott Samuel CT Securities Inc.Daniel F. Sullivan ScotiaMcLeod Inc.Michael J. Tims Peters & Company Ltd.

42

SUB-COMMITTEES OF THE CORPORATE FINANCE COMMITTEE

Bank of Canada Jobber Committee

Phipps Lounsbery, Chair CIBC Wood Gundy Securities Inc.James Archer-Shee RBC Dominion Securities Inc.Craig Aubrey Merrill Lynch Canada Inc.Martine Irman TD Securities Inc.Jamie Kiernan Goldman Sachs CanadaNick Pyle Bank of Montreal Investor Services LimitedGreg Smith ScotiaMcLeod Inc.Robert Webber Lévesque Beaubien Geoffrion Inc.

Business Valuation Sub-Committee

Terrence C.W. Reid, Chair CIBC Wood Gundy Securities Inc.Peter Buzzi RBC Dominion Securities Inc.Harvey Fraser Nesbitt Burns Inc.Alan Hibben RBC Dominion Securities Inc.Louise Morwick ScotiaMcLeod Inc.

IDA FEES COMMITTEE

William D. Packham, Chair Merrill Lynch Canada Inc.Thomas S. Caldwell Caldwell Securities Ltd.Robert Cross Yorkton Securities Inc.Jeffrey D. Francoz MMI Group Inc.Guy Jolicoeur CIBC Wood Gundy Securities Inc.David A. Richards RBC Dominion Securities Inc.Michael J. Tims Peters & Co. LimitedF. Michael Walsh First Marathon Securities Limited

NOMINATING COMMITTEE

W. David Wilson, Chair ScotiaMcLeod Inc.Kenneth A. Shields Goepel McDermid Inc.W. Reay Mackay RBC Dominion Securities Inc.Thomas I.A. Allen Ogilvy RenaultJoseph J. Oliver Investment Dealers Association of Canada

43

PENSION COMMITTEE

Kenneth A. Shields, Chair Goepel McDermid Inc.W. Reay Mackay, Vice-Chair RBC Dominion Securities Inc.Joseph J. Oliver Investment Dealers Association of CanadaSandy Grant (ex-officio) Investment Dealers Association of Canada

RETAIL SALES COMMITTEE

Gary Reamey, Chair Edward D. Jones & Co.Germain Carrière, Vice-Chair Lévesque Beaubien Geoffrion Inc.Bradley Doney Merrill Lynch Canada Inc.Garth Bechtel HSBC James Capel Canada Inc.John T. Eymann Pacific International Securities Inc.Lorne Harper RBC Dominion Securities Inc.Philip Heimbecker Goepel McDermid Inc.Dean Manjuris Nesbitt Burns Inc.Doug McGee (ex-officio) RBC DS Financial Services Inc.Colleen Moorehead (ex-officio) VERSUS Brokerage Services Inc.Thomas Monahan CIBC Wood Gundy Securities Inc.John Platt (ex-officio) Nesbitt Burns Inc.Stuart Raftus Merrill Lynch Canada Inc.Bruce S. Schwenger (ex-officio)Bank of Montreal Investor Services LimitedRoss Sherwood Odlum Brown LimitedJane Smith Beacon Securities LimitedRobert Strickland TD Evergreen Investment ServicesKristine Vikmanis (ex-officio) Nesbitt Burns Inc.James Werry ScotiaMcLeod Inc.Roberta Wilton Canadian Securities InstituteThomas Dalzell (ex-officio) Investment Dealers Association of Canada

SUB-COMMITTEES OF THE RETAIL SALES COMMITTEE

Education and Training Sub-Committee

Kristine Vikmanis, Chair Nesbitt Burns Inc.

Insurance Sub-Committee

Doug McGee, Chair RBC Dominion Securities Inc.

Mutual Funds Sub-Committee

John Platt, Chair Nesbitt Burns Inc.

SUB-COMMITTEES OF THE RETAIL SALES COMMITTEE (continued)

Discount Brokerage Sub-Committee

Bruce S. Schwenger, Chair Bank of Montreal Investor Services Limited

44

PUBLIC INFORMATION COMMITTEE

Linda White, Chair ScotiaMcLeod Inc.

RESPONSE TO THE TASK FORCE ON THE FUTURE OF THECANADIAN FINANCIAL SERVICES SECTOR

Harry Schaefer, Chair Schaefer & Associates Ltd.Thomas I.A. Allen, Q.C. Ogilvy RenaultBrad Doney Merrill Lynch Canada Inc.Jeff Graham Borden & ElliotStanley Hartt Salomon Smith Barney Canada Inc.Peter L. Jones First Marathon Securities LimitedColleen Moorehead VERSUS Brokerage Services Inc.Luc Paiement Lévesque Beaubien Geoffrion Inc.Tom Rahilly RBC Dominion Securities Inc.Ian C.W. Russell Investment Dealers Association of CanadaTerry Salman Salman Partners Inc.

YEAR 2000 COMMITTEE

Maggie Artkin Dominick & Dominick Securities Inc.Albert Bissember RBC Dominion Securities Inc.Sal Blandizzi Merrill Lynch Canada Inc.Marilyn Borugian Canaccord Capital CorporationJoy Bullen TD Securities Inc.John Camilleri Merrill Lynch Canada Inc.Claire Cartman Griffiths McBurney & PartnersRoss Chalmers The Alberta Stock ExchangeYves Chaurette Montréal ExchangePeter Clegg Altamira SecuritiesAdam Conyers The Toronto Stock ExchangeAndrew Cuksts StarDataMike Dignam ADP Brokerage Services Inc.Gordon Divitt FundServBob Ehlers CitibankAlan Gahtan Borden & ElliotYEAR 2000 COMMITTEE (continued)

Paul Goldie The Toronto Stock ExchangePeter Grant Vancouver Stock ExchangePharid Jaffer Canaccord Capital CorporationJenny Jain ADP Brokerage Services Inc.Myles Kis RBC Dominion Securities Inc.Ather Khan Bunting Warburg Inc.Izzy Kutnowski TD Securities Inc.Barbara Love Canadian Investor Protection Fund

45

Bryan Manzer Royal Bank Action DirectBill Marsh First Marathon Securities LimitedClint Matthews Gordon Capital CorporationJeff Meyer The Alberta Stock ExchangeKathy Nicholson StarDataAndrée Ouellet BLC SecuritiesDonald Ouellet Montréal ExchangeJoe Pannunzyo Lévesque Beaubien Geoffrion Inc.John Pantidis Griffiths McBurney & PartnersBill Price CIBC Wood Gundy Securities Inc.Jean Marc Provencher Casgrain & Compagnie LimitéeKeith Rose Investment Dealers Association of CanadaSteve Smith Dataphile SoftwareGary Stephenson The Canadian Depository for Securities LimitedWilliam J.P. Sullivan CIBC Wood Gundy Securities Inc.Carolyn Swadron Canadian Imperial Bank of CommerceJohn Templeton ISMRob Tonnesen Pacific InternationalWinnie Tsang J.P. Morgan Securities Canada Inc.Keith Verity ScotiaMcLeod Inc.Scott Walters Nesbitt Burns Inc.Roger Warner CDCCMike Wheatley Merrill Lynch Canada Inc.John Wignall CT Securities Services Inc.

Year 2000 Testing Sub-Committee

Joy Bullen TD Securities Inc.John Camilleri Merrill Lynch Canada Inc.Yves Chaurette Montréal ExchangeAdam Conyers The Toronto Stock ExchangeGordon Divitt FundServPeter Grant Vancouver Stock ExchangeJenny Jain ADP Brokerage ServicesClint Matthews Gordon Capital CorporationJeff Meyer The Alberta Stock Exchange

YEAR 2000 COMMITTEE (continued)

Year 2000 Testing Sub-Committee (continued)

Peter Morrisson ScotiaMcLeod Inc.Kathy Nicholson StarDataDonald Ouellet Montréal ExchangeJohn Pantidis Griffiths McBurney & PartnersKeith Rose Investment Dealers Association of CanadaSteve Smith Dataphile SoftwareGary Stephenson The Canadian Depository for Securities LimitedJohn Templeton ISMKeith Verity ScotiaMcLeod Inc.Roger Warner CDCC

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FINANCIAL ADMINISTRATORS SECTION

FAS Executive

David A. Richards, Chair RBC Dominion Securities Inc.Greg Clarke Investment Dealers Association of CanadaRichard Corner Investment Dealers Association of CanadaWilliam R.J. Fulton Merrill Lynch Canada Inc.Norman K.J. Graham ScotiaMcLeod Inc.J. David D. McKeown Rogers & Partners Securities Inc.Lawrence H. McQuid Pacific International Securities Inc.Michael C. Montgomery Goldman Sachs CanadaGerard O’Mahoney TD Securities Inc.Gaston Ostiguy Lévesque Beaubien Geoffrion Inc.Boyd A. Penny Nesbitt Burns Inc.Keith Rose Investment Dealers Association of CanadaJohn B.J. van Koll Goepel McDermid Inc.Michael W. Ward Gordon Capital Corporation

Primary Members of the Financial Administrators Section

Thomas G. Aiken MacDougall, MacDougall & MacTier Inc.Joni Alexander The Toronto Stock ExchangePeter S. Ash Essex Capital Management Ltd.Mark Ashfield Mirabaud Canada Inc.Maysar Al-Samadi Investment Dealers Association of CanadaWiley D. Auch FirstEnergy Capital Corp.Stephen M. Baron Royal Bank Action Direct Inc.Mary Beck Vancouver Stock ExchangePrimary Members of the Financial Administrators Section (continued)

Anne Bell CIBC Investor Services Inc.Adam Borak Lehman Brothers Canada Inc.Larry Boyce Investment Dealers Association of CanadaJean-Luc Brunet, C.A. MD Management LimitedViêt Buu CTI Capital Inc.Myra K. Cameron Stuart Investment Management LimitedChristopher Campbell Canadian Western Capital LimitedBenoît Carignan Desjardins Securities Inc.Sean P.B. Church Priority Brokerage Inc.Greg Clarke Investment Dealers Association of CanadaJames C. Collie Citibank Canada Securities LimitedRichard Corner Investment Dealers Association of CanadaGary Corsi Sunlife Securities Inc.Elizabeth M. Cosma Merrill Lynch Canada Inc.Lloyd Costley Vancouver Stock ExchangeScott R. Cruickshank Deutsche Bank Securities LimitedDenis Cyr, C.G.A. Tassé & Associés, LimitéeJohn T. Davies Porthmeor Securities Inc.

47

Sesto DeLuca W.D. Latimer & Co. LimitedWilliam R. Dines HSBC James Capel Canada Inc.Louise M. Duchesne Peters & Co. LimitedCharles Dunlap Haywood Securities Inc.Jennifer Elliott Investment Dealers Association of CanadaEnrique Fenig Friedberg Mercantile GroupJoanne S. Ferstman Marleau, Lemire Securities Inc.Frank Fini Thomson Kernaghan & Co. LimitedWilliam R.J. Fulton Merrill Lynch Canada Inc.Michael Gagne Winnipeg Commodity ExchangeDuncan Galloway Deloitte & ToucheBrigitte J. Geisler CT Securities Inc.M. Ann Glover Credifinance Securities LimitedDouglas J. Glover Deacon Capital CorporationRobert H. Goldberg e3m Investments Inc.Jean Gosselin Montréal ExchangeRandy Harrett The Nikko Securities Co. Canada, Ltd.Jeffrey C. Heath ScotiaMcLeod Inc.Ian R. Hendry RBC Dominion Securities Inc.Lonsdale W. Holland Beacon Securities LimitedGinalee M. Holliday Woodstone Capital Inc.Robert P. Hutchison Borden & ElliotJohn C. Ignagni A.C. MacPherson & Co. Inc.Edward Ing St. James Securities Inc.John G. Kane First Canada Securities CorporationW. Jeffrey Kennedy Loewen, Ondaatje, McCutcheon LimitedPrimary Members of the Financial Administrators Section (continued)

Kenneth Klepacki Instinet Canada LimitedFrank Laferriere BZW Canada LimitedC.G. Laidlaw Brawley Cathers LimitedFernande Lanoix Investment Dealers Association of CanadaDonald Leslie Canadian Investor Protection FundJ. Russell Lindsay CIBC Wood Gundy Securities Inc.Barbara Love Canadian Investor Protection FundAdina Masson-Crocker Griffiths McBurney & PartnersJohn R. Maynard J.P. Morgan Securities Canada Inc.John P. McCrea Nesbitt Burns Inc.Michael McKenney Watt Carmichael Inc.J. David D. McKeown Rogers & Partners Securities Inc.Henry A. McKinlay TD Securities Inc.Lawrence H. McQuid Pacific International Securities Inc.Terry W. Melling Investment Dealers Association of CanadaOwen Menzel C.M. Oliver & Company LimitedJoanne Meyer MacDougall, Meyer Inc.Michael C. Montgomery Goldman Sachs CanadaLes R. Moskalewicz Salomon Smith Barney Canada Inc.Gary Norton Templeton InternationalKaren O’Connor The Alberta Stock ExchangeRobert J. O’Leary Newcrest Capital Inc.Gaston Ostiguy Lévesque Beaubien Geoffrion Inc.

48

Andrée Ouellet BLC valeurs mobilières inc.Mahedi Pardhan Merrill Lynch Canada Inc.David Parsons Pictet (Canada) and Company LimitedEllen C. Paterson Wolverton Securities Ltd.Walter A. Pavan Scotia Discount Brokerage Inc.Sylvain Payette Investment Dealers Association of CanadaBoyd A. Penny Nesbitt Burns Inc.R. Donald Perry Odlum Brown LimitedLouis P. Piergeti Investment Dealers Association of CanadaSylvain Racine Montréal ExchangeWayne S.M. Ralph RBC Dominion Securities Inc.Kenneth W. Redpath Credit Suisse First Boston Securities Canada Inc.Rozanne Reszel Canadian Investor Protection FundDavid A. Richards RBC Dominion Securities Inc.Sandra Richard Great Pacific Management Co. Ltd.Gerry Romanzin The Alberta Stock ExchangeKeith Rose Investment Dealers Association of CanadaBruce S. Schwenger Bank of Montreal Investor Services LimitedSusan Scullion The Alberta Stock ExchangeAndrew C. Selbie Research Capital CorporationRobert M. Sellars First Marathon Securities LimitedPrimary Members of the Financial Administrators Section (continued)

Michael D. Sharpe RBC Dominion Securities Inc.W. Paul Sinclair Bunting Warburg Inc.Diane Sinhuber Ernst & YoungDavid R. Smith Goepel McDermid Inc.Casey Spreeuw Vancouver Stock ExchangeH. James Stevens Investment Dealers Association of CanadaGail Louise Stopforth First Delta Securities Inc.William J.P. Sullivan CIBC Wood Gundy Securities Inc.Norman F. Thompson Union Securities Ltd.Ian D. Todd Salman Partners Inc.John B.J. van Koll Goepel McDermid Inc.Susan Venn Edward D. Jones & Co.Peter Virvilis Canaccord Capital CorporationMichael W. Ward Gordon Capital CorporationJohn Warren Borden & ElliotGordon H. Weir Morgan Stanley Canada LimitedGeoffrey G. Whitlam Yorkton Securities Inc.Cecelia Williams The Toronto Stock ExchangeColleen Wright Sprott Securities LimitedThomas K. Wu Nomura Canada Inc.Jean C. Wu Golden Capital Securities Ltd.André Zanga Casgrain & Compagnie Limitée

Alternate Members of the Financial Administrators Section

Mahmood A. Ahamed Woodstone Capital Inc.Jennifer Allen BWZ Canada Limited

49

Jean-Paul Bachellerie Pacific International Securities Inc.Robert A. Bishop CIBC Wood Gundy Securities Inc.James D. Blair Yorkton Securities Inc.Robert Blanchard Haywood Securities Inc.Mike Blundell Canaccord Capital CorporationJeff Bouganim Salomon Smith Barney Canada Inc.David Burmudzija Newcrest Capital Inc.Sydney Carlyle W.D. Latimer & Co. LimitedNancy Catton Yorkton Securities Inc.Jean Chan Deutsche Bank Securities LimitedTony Y.C. Chan Golden Capital Securities Ltd.Judy L. Crawford CIBC Investor Services Inc.Geno A. Della Rocca A.C. MacPherson & Co. Inc.George B. Dunn Merrill Lynch Canada Inc.George A. Ferguson Brink, Hudson & Lefever Ltd.Greg Finnamore CIBC Investor Services Inc.Alternate Members of the Financial Administrators Section (continued)

Barbara Fraser Rogers & Partners Securities Inc.Stephen D. Gerry Bunting Warburg Inc.J. Duncan Gibson Friedberg Mercantile GroupNorman K.J. Graham ScotiaMcLeod Inc.John A. Higginbotham RBC Dominion Securities Inc.Michael L. Holmes Goepel McDermid Inc.Geoffrey Horrocks TD Securities Inc.Edward E. Jablonky ScotiaMcLeod Inc.Hugh Jones MacDougall, MacDougall & MacTier Inc.Grace Kung Citibank Canada Securities LimitedMartin D. Lang Union Securities Ltd.Edmond F. Lee Deutsche Bank Securities LimitedJames Lexovsky Griffiths McBurney & PartnersHillery J. Lloyd Watt Carmichael Inc.J. Kenneth MacDonald Gordon Capital CorporationNelson C. MacDonald Deacon Capital CorporationMarie F. Martin Merrill Lynch Canada Inc.Robert Matthews Loewen, Ondaatje, McCutcheon LimitedThomas R. McCahon CIBC Wood Gundy Securities Inc.Ward A. McMahon Canaccord Capital CorporationJ. Kevin McQuaid Research Capital CorporationThomas Monahas Merrill Lynch Canada Inc.Nancy Moore Scotia Discount BrokerageYvan Naud NBC Clearing Services IncorporatedPhilip T. Nickels Mirabaud Canada Inc.Gerard O’Mahoney TD Securities Inc.Peter Pacholko Odlum Brown LimitedGerald Perriard Mirabaud Canada Inc.Thomas Raidl Goepel McDermid Inc.Daniel M. Sefton Royal Bank Action Direct Inc.Elizabeth Sgro Griffiths McBurney & PartnersLee Simpson Thomson Kernaghan & Co. LimitedSteven F. Somodi Gordon Capital Corporation

50

Barbara G. Stymiest Nesbitt Burns Inc.Duncan Webb CT Securities Inc.T.A. White Merrill Lynch Canada Inc.Karen Yan Seto First Marathon Securities Limited

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SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION

Capital Formula Sub-Committee

Michael C. Montgomery, Chair Goldman Sachs CanadaJoni Alexander The Toronto Stock ExchangeGreg Clarke Investment Dealers Association of CanadaRichard Corner Investment Dealers Association of CanadaWilliam R.J. Fulton Merrill Lynch Canada Inc.Jeffrey C. Heath ScotiaMcLeod Inc.John A. Higginbotham RBC Dominion Securities Inc.W. Jeffrey Kennedy Loewen, Ondaatje, McCutcheon LimitedJ. Russell Lindsay CIBC Wood Gundy Securities Inc.Barbara Love Canadian Investor Protection FundGino Martone Nesbitt Burns Inc.Henry A. McKinlay TD Securities Inc.Karen O’Connor The Alberta Stock ExchangeSylvain Racine Montréal ExchangeKenneth W. Redpath Credit Suisse First Boston Securities Canada Inc.Keith Rose Investment Dealers Association of CanadaRobert M. Sellars First Marathon Securities LimitedElizabeth Sgro Griffiths McBurney & PartnersCasey Spreeuw Vancouver Stock ExchangeMichael W. Ward Gordon Capital CorporationGordon H. Weir Morgan Stanley Canada LimitedColleen Wright Sprott Securities LimitedThomas K. Wu Nomura Canada Inc.

Insurance Sub-Committee

Thomas Monahas, Chair Merrill Lynch Canada Inc.Maysar Al-Samadi Investment Dealers Association of CanadaLeslie J. Faryna Scotia InsuranceStephen D. Gerry Bunting Warburg Inc.Jean Gosselin Montréal ExchangeDonald Leslie Canadian Investor Protection FundBarbara Love Canadian Investor Protection FundSylvain Racine Montréal ExchangeDavid Robart-Morgan Robart-Morgan Inc.Keith Rose Investment Dealers Association of CanadaJeremy Sams Barber Stewart Mcvittee & WallaceMichael D. Sharpe RBC Dominion Securities Inc.Angela T. Stirpe Caldwell Securities Ltd.William J.P. Sullivan CIBC Wood Gundy Securities Inc.Karen Yan Seto First Marathon Securities Limited

SUB-COMMITTEES OF THE FINANCIAL ADMINISTRATORS SECTION (continued)

Internal Control Sub-Committee

William J.P.Sullivan, Chair CIBC Wood Gundy Securities Inc.

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Maysar Al-Samadi Investment Dealers Association of CanadaBarbara Love Canadian Investor Protection FundClint Matthews Gordon Capital CorporationCarlo Minicucci Merrill Lynch Canada Inc.Bernice Pang Morgan Stanley Canada LimitedBlaize Piacentini Investment Dealers Association of CanadaLouis Piergeti Investment Dealers Association of CanadaDan Rende RBC Dominion Securities Inc.

Mutual Funds Sub-Committee

Wayne Ralph, Chair RBC Dominion Securities Inc.Jerry Beniuk TD Securities Inc.Douglas Bennett Edward D. Jones & Co.Bill Best Equion GroupEd Bezeau Dynamic FundsRichard Binnendyk CTA Systemsource Corp.Harriet Borch Guardian Mutual FundsPeter Broster RBC Dominion Securities Inc.Thomas Dalzell Investment Dealers Association of CanadaJennifer Dewling Fortune Financial ManagementPeter Dunlop DST Canada Inc.Paul Ferrier ScotiaMcLeod Inc.Stuart Freeman Guardian Group of Funds Ltd.Sarah Galley Peter Cundill & Associates Ltd.Laurie Gillett Investment Funds Institute of CanadaJean Gosselin Montréal ExchangeAnn Harris Investment Dealers Association of CanadaDennis Horgan Global StrategyEdward E. Jablonky ScotiaMcLeod Inc.Ann Jannus First Marathon Securities Ltd.Neal Kerr BPI Financial CorporationZain Khan Canadian Investor Protection FundBrad Kohn Brink, Hudson & Lefever Ltd.Kerry Lutes CIBC Wood Gundy Securities Inc.R. Massaar Jewelstone Systems Inc.Cathie McGown Nesbitt Burns Inc.Lynn Metcalf Fidelity Investments Canada Ltd.Oliver Murray Trimark Investment Management Inc.Gary Norton Templeton International


Mutual Funds Sub-Committee (continued)

Peter Pacholko Odlum Brown LimitedDenise Pigeau The Financial Centre Securities CorporationChuck Pound Merrill Lynch Canada Inc.Pierre Prud’Homme NBC Clearing Services Inc.Sylvain Racine Montréal ExchangeRozanne Reszel Canadian Investor Protection Fund

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Gerry C. Rivers Star Data SystemsGerry Romanzin The Alberta Stock ExchangeKeith Rose Investment Dealers Association of CanadaLinda Rumohr Scotia Discount Brokerage Inc.Yolande Small Spectrum United Mutual Funds Inc.Jane Smith Beacon Securities Ltd.Casey Spreeuw Vancouver Stock ExchangePierre Trahan Tassé & Associés, LimitéeIrene Urshon TD BankFrank Vree FundSERVRussell White AGF Management Ltd.Judy Yamamoto Mackenzie Financial Corporation

Operations Sub-Committee

Gerard O’Mahoney, Chair TD Securities Inc.Maysar Al-Samadi Investment Dealers Association of CanadaLise N. Arnett TD Securities Inc.Howard Bayne First Marathon Securities LimitedJim Cahill Goldman Sachs CanadaJanet Carlin Goepel McDermid Inc.Greg Clarke Investment Dealers Association of CanadaKeith Evans The Canadian Depository for Securities LimitedCheryle Gent First Marathon Securities LimitedJean Gosselin Montréal ExchangeNorman K.J. Graham ScotiaMcLeod Inc.Michael L. Holmes Goepel McDermid Inc.Allyn Howe The Canadian Depository for Securities LimitedEdward E. Jablonky ScotiaMcLeod Inc.J. Kenneth MacDonald Gordon Capital CorporationNelson C. MacDonald Deacon Capital CorporationMarie F. Martin Merrill Lynch Canada Inc.Timothy K. Miller Nesbitt Burns Inc.Yvan Naud NBC Clearing Services IncorporatedPeter Pacholko Odlum Brown Limited


Operations Sub-Committee (continued)

Edward Andris Pauksens CIBC Wood Gundy Securities Inc.Boyd A. Penny Nesbitt Burns Inc.Pierre Prud’Homme Lévesque Beaubien Geoffrion Inc.Sylvain Racine Montréal ExchangeWayne S.M. Ralph RBC Dominion Securities Inc.David Robart-Morgan Robart-Morgan Inc.Keith Rose Investment Dealers Association of CanadaDavid Tabone Freedom International Brokerage Inc.Anthony P. Taggio ScotiaMcLeod Inc.Alice Turner Merrill Lynch Canada Inc.Peter Virvilis Canaccord Capital Corporation

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J. Kenton Warren RBC Dominion Securities Inc.W. David Wood First Marathon Securities Limited

Contingency Planning Sub-Committee

Michael Wilkovesky,Chair Merrill Lynch Canada Inc.

Ed Charron Griffiths McBurney & PartnersJohn Cieslak First Marathon Securities LimitedPharid Jaffer Canaccord Capital CorporationGraeme Jannaway Nesbitt Burns Inc.Kevin Morley The Toronto Stock ExchangeJoe Pannunzyo Lévesque Beaubien Geoffrion Inc.David Plumley RBC Dominion Securities Inc.Keith Rose Investment Dealers Association of CanadaSheila Sangster CIBC Wood Gundy Securities Inc.Claudio Sanniti RBC Dominion Securities Inc.Ernie Summers TD Securities Inc.

Salary and Benefits Sub-Committee

Ian R. Hendry, Chair RBC Dominion Securities Inc.Pierre Beaulieu Lévesque Beaubien Geoffrion Inc.Ann Dyer TD Securities Inc.Brent Garell CIBC Wood Gundy Securities Inc.David Gore Watson WyattDiana Hoover Toronto Dominion BankVanessa Lewerentz Nesbitt Burns Inc.Suzanne Marineau Nesbitt Burns Inc.Brian McKenzie ScotiaMcLeod Inc.Salary and Benefits Sub-Committee (continued)

Paula Nunes Merrill Lynch Canada Inc.Brenda Payne RBC Dominion Securities Inc.Stephen Power ScotiaMcLeod Inc.Donna Power First Marathon Securities LimitedJim Siddall Investment Dealers Association of CanadaDavid R. Smith Goepel McDermid Inc.Kenneth Strom Watson WyattSusan P. Vincent Merrill Lynch Canada Inc.Ruth G. Woods ScotiaMcLeod Inc.

Statistics Review Sub-Committee

Norman Thompson, Chair Union Securities Ltd.Charles Dunlap Haywood Securities Inc.Bill McGrath Nesbitt Burns Inc.Rob Orr CIBC Wood Gundy Securities Inc.Blaize Piacentini Investment Dealers Association of CanadaRozanne Reszel Canadian Investor Protection FundKeith Rose Investment Dealers Association of Canada

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Casey Spreeuw Vancouver Stock Exchange

Tax Sub-Committee

Elizabeth M. Cosma, Chair Merrill Lynch Canada Inc.Nathalie Brouard Price WaterhouseMichael Callendar Toronto Dominion BankJoyce Chan Nesbitt Burns Inc.Richard Corner Investment Dealers Association of CanadaAndrew Dunn Deloitte & ToucheBarbara Fenn CIBC Wood Gundy Securities Inc.Louis Huang Toronto Dominion BankNik Kothari Nesbitt Burns Inc.Alain Legrie Lévesque Beaubien Geoffrion Inc.Mahedi Pardhan Merrill Lynch Canada Inc.Shawn Porter Arthur Andersen & Co.Sylvain Racine Montréal ExchangeKeith Rose Investment Dealers Association of CanadaVictor Santos Canadian Investor Protection FundMike Stewart KPMGWilson Sun Nomura Canada Inc.Joanne Susanna CIBC Wood Gundy Securities Inc.Martin Tam Toronto Dominion BankSandy Wilkinson RBC Dominion Securities Inc.Ron Wilson Davies, Ward & BeckCynthia Wong First Marathon Securities Limited

B. JOINT INDUSTRY COMMITTEES

CAPITAL CO-ORDINATING COMMITTEE

David A. Richards RBC Dominion Securities Inc.TBAGregory M. Clarke Investment Dealers Association of Canada

JOINT INDUSTRY COMPLIANCE GROUP

Michael D. Sharpe, Chair RBC Dominion Securities Inc.Joni Alexander The Toronto Stock ExchangeS. Kenneth J. Aquino The Financial Centre Securities CorporationMaggie A. Artkin Dominick & Dominick Securities Inc.Mark Ashfield Mirabaud Canada Inc.David W. Atkins SunLife Securities Inc.Wiley D. Auch FirstEnergy Capital Corp.Kelly Baird Connor Clark & Company Ltd.Mary Beck Vancouver Stock ExchangeHolly Benson Peters & Co. LimitedJennifer Beverly Bank of Montreal Investor Services LimitedRita Bilerman HSBC James Capel Canada Inc.Robert Blanchard Haywood Securities Inc.

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Larry Boyce Investment Dealers Association of CanadaDaniel L. Brough C.M. Oliver & Company LimitedTom Briant The Toronto Stock ExchangeLesley Bruce RBC Dominion Securities Inc.Jean-Luc Brunet, C.A. MD Management LimitedCheryl Bryden MMI Group Inc.Jamie Bulnes Connor Clark & Company Ltd.David B. Burnes First Marathon Securities LimitedDonald J. Burwell Edward D. Jones & Co.Steve Cameron Merrill Lynch Canada Inc.Myra K. Cameron Stuart Investment Management LimitedBenoît Carignan Desjardins Securities Inc.John Carson The Toronto Stock ExchangeDavid Chernoff Global Securities CorporationLeo Ciccone Griffiths McBurney & PartnersNancy B.M. Clancy ScotiaMcLeod Inc.Gregory M. Clarke Investment Dealers Association of CanadaD. Christopher Climo TD Securities Inc.Ruth-Ann Companion Thomson, Kernaghan & Co. LimitedMichel Cousineau MCA Valeurs Mobilières inc.Cheryl de Montigny Equion Securities Canada LimitedMichael Dignam ADP Brokerage Services

JOINT INDUSTRY COMPLIANCE GROUP (continued)

Chris Dimitropoulas Investment Dealers Association of CanadaTodd J. Doige Griffiths McBurney & PartnersBradley E. Doney Merrill Lynch Canada Inc.Louise M. Duchesne Peters & Co. LimitedCharles Dunlap Haywood Securities Inc.Julie Eisenstat Taurus Capital Markets LimitedJennifer Elliott Investment Dealers Association of CanadaMylene Filteau Gordon Capital CorporationThomas A. Flanagan Bank of Montreal Investor Services LimitedMichael Gagne Winnipeg Commodity ExchangeAlberto Galeone Republic Securities CanadaVanessa Gardiner Investment Dealers Association of CanadaPierre Gloutney Refco Futures (Canada) Ltd.Jean Gosselin Montréal ExchangeSally H. Haba Caldwell Securities Ltd.Susan J. Han Merrill Lynch Canada Inc.Allan Derek Hatfield First Marathon Securities LimitedRobb W. Hindson Jones, Gable & Company LimitedGeoffrey Horrocks TD Securities Inc.John Howard DPM Securities Inc.Marjorie J. Hull The Financial Centre Securities CorporationSuky Ing Gordon Capital CorporationNicolle Irving Groome Capital Inc.Jim Johns Jones, Gable & Company LimitedSheila Kaiser FirstEnergy Capital Corp.William C. Kennedy ScotiaMcLeod Inc.David W. Kerr ScotiaMcLeod Inc.

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Guenther W.K. Kleberg CIBC Wood Gundy Securities Inc.Charles M. Laddish Goepel McDermid Inc.Michel Landriault BNP (Canada) Valeurs Mobilières Inc.David Lang Nesbitt Burns Inc.Martin D. Lang Union Securities Ltd.Fernande Lanoix Investment Dealers Association of CanadaStephen Leacock Deacon Capital CorporationJames Lee Investment Dealers Association of CanadaFrancis K. Lindayen Bank of Montreal Investor Services LimitedDavid C. Lister Yorkton Securities Inc.Louis Lu Alpha Capital Inc.Morag MacGougan Investment Dealers Association of CanadaJ. Douglas MacKay CIBC Investor Services Inc.Robert Matthews Loewen, Ondaatje, McCutcheon LimitedR. Gordon H. McCaslin Bunting Warburg Inc.Michael McKenney Watt Carmichael Inc.Ward A. McMahon Canaccord Capital Corporation


Patrick B.P. McNenly Gordon Capital CorporationLawrence H. McQuid Pacific International Securities Inc.Terry W. Melling Investment Dealers Association of CanadaPatrick Metzger Hongkong Bank Discount Trading Inc.Joanne Meyer MacDougall, Meyer Inc.James G. Miller ScotiaMcLeod Inc.Brent Moore Royal Bank Action Direct Inc.Denvy Nanderam Georgia Pacific Securities CorporationDeborah L. Newman-Lewis CIBC Wood Gundy Securities Inc.Erik Nippak Investment Dealers Association of CanadaJoan Louise Noble RBC Dominion Securities Inc.Carol Oberlin CT Securities Inc.Karen O’Connor The Alberta Stock ExchangeJudy Ofiara Scotia Capital MarketsMarie C. Oswald Merrill Lynch Canada Inc.Andrée Ouellet BLC Valeurs mobilières inc.Gilles Ouimet Merrill Lynch Canada Inc.Michael R. Painter Rampart Securities Inc.David Parsons Pictet (Canada) and Company LimitedEllen C. Paterson Wolverton Securities Ltd.Sylvain Payette Investment Dealers Association of CanadaR. Donald Perry Odlum Brown LimitedCindy Petlock CIBC Wood Gundy Securities Inc.Carol Petrenko ScotiaMcLeod Inc.Francis M. Pope Pope & CompanyShirley Pridham RBC Dominion Securities Inc.Michael Prior The Toronto Stock ExchangeChris E. Raven Goepel McDermid Inc.Kenneth W. Redpath Credit Suisse First Boston Securities Canada Inc.Denis Regimbald Valeurs Mobilières Investpro Inc.Rozanne Reszel Canadian Investor Protection FundGuy Roby Lévesque Beaubien Geoffrion Inc.

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Gerry Romanzin The Alberta Stock ExchangeKeith Rose Investment Dealers Association of CanadaPascale Rousseau Placements Banque Nationale Inc.Paul Schultz ADP Brokerage ServicesSophia Sciouris The Nikko Securities Co. Canada, Ltd.W. Paul Sinclair Bunting Warburg Inc.Casey Spreeuw Vancouver Stock ExchangeAngela T. Stirpe Caldwell Securities Ltd.H. James Stevens Investment Dealers Association of CanadaGale Stone Altamira SecuritiesRichard J. Stuchberry First Associates Investments Inc.Robert G. Sutherland Odlum Brown Limited


Lorne Switzer Royal Bank Action Direct Inc.Karen L. Taylor Research Capital CorporationNorman F. Thompson Union Securities Ltd.Joseph Thurman First Marathon Securities LimitedH. Keith Titterton Canaccord Capital CorporationIan D. Todd Salman Partners Inc.Sandy Todd Newcrest Capital Inc.Nadia Trozzi Republic Securities CanadaMichael Weinberg Omni Capital Inc.Gerhard W. Wetzel First Marathon Securities LimitedCecelia Williams The Toronto Stock ExchangeNoelle Wood The Toronto Stock ExchangeJean C. Wu Golden Capital Securities Ltd.Thomas K. Wu Nomura Canada Inc.Kevin Yates VERSUS Brokerage Services Inc.Christian Zaludek Research Capital CorporationStefano Zuliani Goldman Sachs Canada

Franchising Sub-Committee

Brad Doney, Chair Merrill Lynch Canada Inc.Mary Beck Vancouver Stock ExchangeBill Best Equion GroupLarry Boyce Investment Dealers Association of CanadaGregory M. Clarke Investment Dealers Association of CanadaJennifer Dewling Fortune Financial Management Inc.Jennifer Elliott Investment Dealers Association of CanadaLaird Elliott CMG Corporate Services Inc.Toni Ferrari Ontario Securities CommissionJean Gosselin Montréal ExchangePatty Johnston The Alberta Stock ExchangeJohn Kennedy Berkshire GroupDebbie Newman-Lewis CIBC Wood Gundy Securities Inc.Jean-Claude ParadisLeduc & Associés Valeurs mobilières

(Canada) LtéeWally Rawlinko National Financial SecuritiesRozanne Reszel Canadian Investor Protection Fund

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Keith Rose Investment Dealers Association of CanadaCasey Spreeuw Vancouver Stock ExchangeDave Velanoff Ross Dixon Financial ServicesGerhard Wetzel First Marathon Securities Limited

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JOINT SECURITIES INDUSTRY COMMITTEE ON CONFLICTS OF INTEREST

John Hagg, Chair Northstar Energy CorporationIan Brown Goepel McDermid Inc.Peter M. Brown Canaccord Capital CorporationJohn Clark Connor Clark & Company Ltd.Purdy Crawford IMASCO LimitedJames D. Hinds Newcrest Capital Inc.Robert L. McLeish Merrill Lynch Canada Inc.Paul A. Pommier Lévesque Beaubien Geoffrion Inc.Firoz Rasul Ballard Power Systems Inc.Kenneth A. Shields Goepel McDermid Inc.Daniel F. Sullivan ScotiaMcLeod Inc.

JOINT SECURITIES INDUSTRY COMMITTEE ON CROSS-BORDER ISSUES

John L. Howard, Chair Investment Dealers Association of CanadaDeborah Armour Vancouver Stock ExchangeIan Beddis ASE / RBC Dominion Securities Inc.Robert Blanchard VSE / Haywood Securities Inc.Keith Boast The Toronto Stock ExchangeThomas Cumming The Alberta Stock ExchangeMarie Giguère Montréal ExchangeKen Hight TSE / TD Securities Inc.Gilles Ouimet ME / Merrill Lynch Canada Inc.Ian C.W. Russell Investment Dealers Association of Canada

C. SECURITIES INDUSTRY ADVISORY COUNCIL

Kenneth A. Shields Goepel McDermid Inc.W. Reay Mackay RBC Dominion Securities Inc.Joseph J. Oliver Investment Dealers Association of Canada

D. CANADIAN SECURITIES INSTITUTE

Joseph J. Oliver, Chair Investment Dealers Association of CanadaKenneth A. Shields Goepel McDermid Inc.W. Reay Mackay RBC Dominion Securities Inc.

E. CANADIAN DEPOSITORY FOR SECURITIES

Peter Virvilis Canaccord Capital CorporationF. FUNDSERV INC.

Norman Graham ScotiaMcLeod Inc.

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G. CANADIAN INVESTOR PROTECTION FUND

Kenneth A. Shields, Governor Goepel McDermid Inc.W. Reay Mackay,

Alternate Governor RBC Dominion Securities Inc.Joseph J. Oliver, Deputy Governor Investment Dealers Association of Canada

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