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Business Timetable Export

Date exported 12/02/2022 Market Participant filter None

Start date filter 12/02/2022 Category filter None

End date filter None Region filter None

February 2022

Currentdeadlinedate

Originaldeadlinedate

Event title MarketParticipant Submission Instructions Contact Additional Information Region

14/02/2022 US reporting ManagingAgents

Managing Agents to lock completed electronic reporting packs David Cokayne Market Finance [email protected] +44 (0)20 7327 6238

NorthAmerica

15/02/2022 Hong KongRisk (HKR)Return

Coverholders Submission of Hong Kong Risk Return for January 2022 before12:00 (UK Time) using core market returns software.

Amrit Chaggar International Regulatory Affairs [email protected] +44 (0)207 327 5277 Lloyd's General Representative for HongKong [email protected] +852 2918 9911

This submission is only applicableto Hong Kong Coverholders

Asia &Pacific

15/02/2022 Hong KongClaim (HKC)Return

Coverholders Submission of Hong Kong Claim Return for January 2022 before12:00 (UK Time) using core market returns software.



Asia &Pacific

15/02/202214:00 GMT

Solvency * ManagingAgents

Date by which all SAO templates should be submitted via MDCby 2pm

Mirjam Spies Actuarial Oversight +44 (20) 73276474

Europe

15/02/2022 FAL/ DCP/CIL

Members Member Modeller update for Q1 Quarterly Corridor Test ECA Neil Wells Member Capital [email protected] +44 (0)207 327 6034

Europe

of 36


Managing Agents to submit cash transfer forms David Cokayne Market Finance [email protected] +44 (0)20 7327 6238

NorthAmerica

17/02/202214:00 GMT

Q4 21 QMB ManagingAgents

Managing agents to submit quarter 4 2021 QMB, via MarketData Collection (MDC) website by 2PM

Markets Solutions Delivery andTransformation [email protected] Vicki Wootten Markets Solutions Delivery Manager [email protected] +44 (0)20 7327 5237

Managing agents to submit quarter4 2021 QMB, via Market DataCollection (MDC) website by 2PM

UK &ChannelIslands


Receive back notarised jurat pages David Cokayne Market Finance [email protected] +44 (0)20 7327 6238

NorthAmerica

17/02/2022 SRS Q1(01/01/2022)

ManagingAgents

Managing agents to submit Q1 Syndicate Reinsurance Structure[SRS] via Core Market Returns [CMR]

Dominic Thomas [email protected] +44 (20) 73275953

Europe

17/02/2022 LCM In-forcereporting for01/01/2022

ManagingAgents

Managing agents to submit Lloyd’s Catastrophe Model [LCM]Quarterly Return as at 1 Jan 2022 by MIDDAY. This return is viaSecureShare ‘Catastrophe Risk Returns’.

Emma Watkins [email protected] +44 (20) 73275719

Europe

18/02/2022 Tax -Member'sAgent/DCPLevel

Members Members' agents and members to complete and return member-level reinsurance ceded forms, by email, for Federal Excise taxpurposes. Sent via the FAL Online Portal

Gemma Tutt Tax +44 (0)1634 392833

Europe

18/02/2022 ChinaReinsuranceRegistrationQ4

Syndicates,ManagingAgents

Confirmation that documents, provided to the syndicate byLloyd’s for review, can be submitted to the China BankingInsurance Regulatory Commission (CBIRC) in order to meet thequarterly reinsurance registration process. Note: Thisconfirmation is only required in relation to syndicates that areregistered with CBIRC.

Rehan Muhammad International Regulatory Affairs [email protected]+44 (0) 20 7327 5282 Maxine Hooper International Regulatory Affairs [email protected]+44 (0) 20 7327 6291

Confirmation that documents,provided to the syndicate by Lloyd’sfor review, can be submitted to theChina Banking InsuranceRegulatory Commission (CBIRC) inorder to meet the quarterlyreinsurance registration process.Note: This confirmation is onlyrequired in relation to syndicatesthat are registered with CBIRC.

Asia &Pacific


US Investment transfer date David Cokayne Market Finance [email protected] +44 (0)20 7327 6238

NorthAmerica

18/02/2022 Tax -SyndicateLevel

ManagingAgents

Managing agents to complete and return syndicate reinsuranceceded forms via email. Sent via Secureshare

Gemma Tutt Technical Specialist, Tax Operations +44 (0)1634 392833

Europe

Currentdeadlinedate



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18/02/2022 Distribution ManagingAgents

Managing Agents to confirm which syndicates are charginginterest on late payment of syndicate losses.

Claire Sheahan Member Services +44 (0)1634 392904

Europe


Members All corporate members to complete the BEAT Appendix 1 formto notify the tax team by email if they are subject to the US BaseErosion and Anti-abuse Tax (BEAT). Sent out via email

Robert O'Brien Tax +44 (0)1634 392376

Europe

21/02/2022 FAL/ DCP Members Publication of the Q1 Quarterly Corridor Test (QCT) Louise Holliday Member Services [email protected] +44 (0)1634 392174

"Members within 90%-110% noaction Members <90% and > £1mrequired to top up Members >110%can request release (this is subjectto passing tests within QCT i.e Tier1/Tier 2 limits etc) "

Europe


US situs top up cash movement date David Cokayne Market Finance [email protected] +44 (0)20 7327 6238

NorthAmerica


Last date for Managing Agents to submit personal expenseinformation for results calculations via Distribution website.


Europe


Post timetable and instructions on Secure Store David Cokayne Market Finance [email protected] +44 (0)20 7327 6238

NorthAmerica

28/02/2022 Agencyreporting

ManagingAgents

Agents with financial year ending 30 September 2021 to submitannual financial return (including audited AF1, audited accounts,detailed P&L, forecast P&L, forecast balance sheet and ultimateholding company accounts)

George Nicholson Central Finance +44 (0)20 7327 5609

Agents with financial year ending 30September 2021 to submit annualfinancial return (including auditedAF1, audited accounts, detailedP&L, forecast P&L, forecastbalance sheet and ultimate holdingcompany accounts)

Europe

28/02/2022 ContractCertaintyReporting

Lloyd’s AsiaServiceCompanies

By the last day of each month Syn Siew Ho Lloyd's Asia Compliance [email protected] +65 6499 9303

Asia &Pacific

28/02/2022 Canadareporting

ManagingAgents

Post timetable and instructions on Secure Store Tracey Nash Market Finance +44 (0)20 7327 5435

NorthAmerica

Currentdeadlinedate



March 2022

of 36

Currentdeadlinedate



01/03/2022 Canadareporting

ManagingAgents

Managing agents to submit cash transfer forms toSettlement and Trust Funds

Tracey Nash Market Finance +44 (0)20 7327 5435

NorthAmerica

01/03/202214:00 GMT

Part VII MarchSubmission(Monthly &Initial Loadcatch-up)

Syndicates Part VII March Submission (Monthly & Initial Loadcatch-up)

MDC support mailbox [email protected] Lloyd’s Insurance Company

In-scope Part VII Syndicates to submit Part VIIMonthly data (as at 28/02/2022) via Market DataCollection (MDC) website against the Decembersubmission business events (and initial load catch-up file if required). Submission window opens on the01/03/2022 and closes on the 14/03/2022 at 2PMBST.

Europe

01/03/2022 Lloyd's AsiaComplianceReport


Submission to LA on the 2nd working day of eachmonth

Syn Siew Ho Lloyd's Asia Compliance [email protected] +65 6499 9303

This submission is only applicable to ManagingAgents with a Service Company presence inSingapore (including Service Companies on run-off).Please refer to the Lloyd’s website here for a list ofService Companies or reach out to Lloyd's AsiaCompliance if you are unsure.

Asia &Pacific

03/03/2022 SyndicateReporting

ManagingAgents

Agents to submit 31.12.2021 syndicate annualreport and accounts together with agent and auditorconfirmation of agreement with QMA


Agents to submit 31.12.2021 syndicate annualreport and accounts together with agent and auditorconfirmation of agreement with QMA

Europe


ManagingAgents

Agents submit underwriting year accounts to Lloyd’stogether with PDFs of annual and underwriting yearaccounts


Agents submit underwriting year accounts to Lloyd’stogether with PDFs of annual and underwriting yearaccounts

Europe

03/03/202213:00 GMT

LCR -Submission ofthe Mid-YearLCRReassessmentTemplate

ManagingAgents

Managing Agents to submit, by 1pm and viaSecureShare(Lloyds.com>ToolsandSystems>SecureShare>MRC- Syndicate Capital Setting), the Lloyd’s CapitalReturn (LCR) mid-year reassessment templatebased on the year-end position.

Mirjam Spies Senior Manager, Syndicate Capital +44 (20) 73276474

Managing Agents to submit, by 1pm and viaSecureShare(Lloyds.com>ToolsandSystems>SecureShare>MRC- Syndicate Capital Setting), the Lloyd’s CapitalReturn (LCR) mid-year reassessment templatebased on the year-end position.

UK &ChannelIslands

03/03/2022 LCR ManagingAgents

Managing Agents to submit, by 1pm, re-assessedLloyd's Capital Return (LCR) pro forma for anysyndicate whose ultimate SCR has moved materially(greater than 10% movement prior to adjustment for:FX, risk margin and reinsurance contract boundaryadjustment changes as a minimum). The LCRsubmission should be a full pro forma submitted viathe Market Data Collection (MDC) platform andinclude a document supporting the changes made tothe methodology document. The LCR should becalculated at the year-end exchange rate (TBC) andbe based on the latest/final 2022 SyndicateBusiness Forecast (SBF) submission.

Kevin Barnes Market Reserving and Capital +44 (0)20 7327 5683

Managing Agents to submit, by 1pm, re-assessedLloyd's Capital Return (LCR) pro forma for anysyndicate whose ultimate SCR has moved materially(greater than 10% movement prior to adjustment for:FX, risk margin and reinsurance contract boundaryadjustment changes as a minimum). The LCRsubmission should be a full pro forma submitted viathe Market Data Collection (MDC) platform andinclude a document supporting the changes made tothe methodology document. The LCR should becalculated at the year-end exchange rate (TBC) andbe based on the latest/final 2022 SyndicateBusiness Forecast (SBF) submission.

UK &ChannelIslands

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07/03/202213:00 GMT

SyndicateReporting

ManagingAgents

Managing Agents to submit, by 1pm and viaSecureShare(Lloyds.com>ToolsandSystems>SecureShare>MRC- Syndicate Capital Setting), completed PRA IMOtemplate available on Bank of England website as at2021 year end for each syndicate undermanagement.

Mirjam Spies Senior Manager, Syndicate Capital +44 (20) 73276474

Managing Agents to submit, by 1pm and viaSecureShare(Lloyds.com>ToolsandSystems>SecureShare>MRC- Syndicate Capital Setting), completed PRA IMOtemplate available on Bank of England website as at2021 year end for each syndicate undermanagement.

UK &ChannelIslands

07/03/2022 FAL/ DCP Members "Deadline for receipt of FAL re-arrangementapplications and supporting documentation forMembers who have a Quarterly Corridor Test (QCT)failure following publication of the Q1 QCT "

Anne Cooper Member Services [email protected] +44 (0)1634 392576 [email protected]

Incomplete or incorrect forms and documentation willbe recorded as such and will not be accepted. Anyresubmissions must be received by this deadline orfollowing publication of the next Quarterly CorridorTest.

Europe

08/03/2022 Canadianreporting

ManagingAgents

Cash movement date for LCTF and Margin Fundadjustment

Tracey Nash Market Finance [email protected] +44 (0)20 7327 5435

NorthAmerica


Member Services to commence providing initialextract of Results data for Managing Agents (subjectto Q4 QMA return approval by Market Finance).


This is the earliest date that we will be able provideinitial extracts. Not all Managing Agents will becontacted on this date but should be contacted atsome point during this week.

Europe

10/03/2022 NAIC IIDPermissionForms

ManagingAgents,Members

Deadline for authorisation to use QMA forms. Steven Mullen Market Finance [email protected] +44 (20) 73276834

Deadline for authorisation to use QMA forms. NorthAmerica

11/03/2022 AnnualSolvency IIreturn for Top20 U/W risks

ManagingAgents

Managing Agents to submit the Lloyd's society leveltop underwriting risks return. Please note that thisreturn is separate from, and additional to, theindividual syndicate ASR 251 returns. This return isvia the ‘Catastrophe Risk Returns’, SecureShare,within the ‘ASR 251 Form’ folder.


Europe

11/03/202214:00 GMT

SyndicateReporting

ManagingAgents

Managing agents to submit quarter four 2021audited ASR, ASB and AAD via the CMR platformby 2PM

Tim Culshaw Central Finance [email protected] +44 (0)20 7327 6408

Europe

14/03/2022 FAL/ DCP Members "Deadline for receipt of FAL re-arrangementapplications and supporting documentation (notincluding those who have a Quarterly Corridor Test(QCT) failure following the publication of the Q1QCT) "



Europe


Last date for Managing Agents to raise any querieswith Results data calculations.


NorthAmerica

Currentdeadlinedate



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Coverholders Submission of Hong Kong Risk Return for February2022 before 12:00 (UK Time) using core marketreturns software.

Amrit Chaggar International Regulatory Affairs [email protected]+44 (0)207 327 5277 Lloyd's General Representative forHong Kong [email protected]+852 2918 9911

This submission is only applicable to Hong KongCoverholders

Asia &Pacific

15/03/2022 French office ManagingAgents

Q5 2021: GAREAT Large risk return to FrenchOffice for period 1 January 2021 to 31 December2021 (one submission for Lloyd's Europe)

Stephanie Le Ninivin Lloyd's French Office +33 (0)1 42 60 85 92

Europe


Coverholders Submission of Hong Kong Claim Return for February2022 before 12:00 (UK Time) using core marketreturns software.


This submission is only applicable to Hong KongCoverholders

Asia &Pacific


Q1 2022: GAREAT Large risk return to FrenchOffice for period 1 January 2022 to 10 March 2022(one submission for Lloyd's Europe)


Europe

17/03/2022 MemberServices toissuedistributiondata (DD) filesto members'agents

Members Claire Sheahan Member Services [email protected] +44 (0)1634 392904

Europe

17/03/2022 Distribution Members Member Services to issue distribution data (DD)files to members' agents


Europe


Remittance & Loss advices sent to ManagingAgents for confirmation of amounts being collectedvia Lloyd's Central Accounting, including open yearreleases


Europe

21/03/2022 FAL/ DCP Members Deadline for receipt/settlement of additional assetsfor Members who have a Quarterly Corridor Test(QCT) failure following publication of the Q1 QCT


Europe

Currentdeadlinedate



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Members Last date for members' agents to advise TaxOperations of stop loss policies paid or stop lossrecoveries received in respect of their members.Only applicable to Members agents. Sent via theFAL Online Portal


Europe

22/03/2022 FAL/ DCP Members Issuance of Overdue Notice advising charges to belevied for those Members who have not met their Q1Quarterly Corridor Test obligations


Europe


Managing Agents to return Remittance & Lossadvices to confirm profit amounts being collected viaLloyd's Central Accounting


Europe


Submission of completed syndicate medicalmalpractice legal liability return to Lloyd’s Frenchoffice (one submission for Lloyd's Europe)


Europe

25/03/2022 Distribution Members Members' agents submit agent expense (AE) datafiles to Member Services


Europe

25/03/2022 Members'agents submitagent expense(AE) data filesto MemberServices


Europe


ManagingAgents

Managing Agents to submit TPD return as at year-end 2021 via CMR.

Ryan Jenkins Market Reserving & Capital +44 (0)20 7327 5657

UK &ChannelIslands





Asia &Pacific

31/03/2022 Clientonboarding/DOC

Members Deadline for Declaration of Compliance (DOC) forCorporate Members that have a Members' Agent

Julie Skinner Member Services [email protected] +44 (0)1634 392737

To confirm compliance with the provision of Lloyd'sActs and Byelaws and Lloyd's has been kept up todate with members' details e.g. controllers andbeneficial owners

Europe

31/03/2022 RDS in-forcereporting for01/01/2022

ManagingAgents

Managing agents to submit Realistic DisasterScenarios [RDS] return as at 1 January 2022 viaCore Market Returns [CMR] with SupplementaryReporting via SecureShare ‘Catastrophe RiskReturns’


Europe

Currentdeadlinedate



of 36

31/03/202214:00 BST

Solvency * ManagingAgents

Date by which all non-life actuarial reports supportingthe UK solvency and US trust fund opinions must besubmitted via MDC by 2pm

Mirjam Spies Actuarial Oversight +44 (20) 73276474

Europe

31/03/2022 FAL/ DCP Members Deadline of receipt/settlement of additionalassets/releases for all Members (not including thosewho have a Quarterly Corridor Test (QCT) failurefollowing the publication of the Q1 QCT)


Europe

31/03/2022 Syndicatereporting

ManagingAgents

Managing Agents to send annual and underwritingyear accounts to members.


Managing Agents to send annual and underwritingyear accounts to members.

Europe

31/03/2022 ORSASubmission

ManagingAgents

Submission of managing agents’ ORSA Reports viaSecureShare (Market Oversight Documents)

Lyndsay Deeves Oversight Framework and MarketSupervision +44 (0)20 7327 5993

UK &ChannelIslands

Currentdeadlinedate



April 2022

Currentdeadlinedate



01/04/202214:00 BST

Part VII April Submission (Monthly & InitialLoad catch-up)

Syndicates Part VII April Submission (Monthly & InitialLoad catch-up)


In-scope Part VII Syndicates tosubmit Part VII Monthly data(as at 31/03/2022) via MarketData Collection (MDC)website against the Decembersubmission business events(and initial load catch-up file ifrequired). Submission windowopens on the 01/04/2022 andcloses on the 14/04/2022 at2PM BST.

Europe

01/04/2022 Lloyd's Asia Compliance Report Lloyd’s AsiaServiceCompanies

Submission to LA on the 2nd working dayof each month

Syn Siew Ho Lloyd's Asia Compliance [email protected] +65 6499 9303

This submission is onlyapplicable to ManagingAgents with a ServiceCompany presence inSingapore (including ServiceCompanies on run-off). Pleaserefer to the Lloyd’s websitehere for a list of ServiceCompanies or reach out toLloyd's Asia Compliance if youare unsure.

Asia &Pacific

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01/04/2022 Service Company Audit Template Lloyd’s AsiaServiceCompanies

Submission on first working day in Apr Syn Siew Ho Lloyd's Asia Compliance [email protected] +65 6499 9303


Asia &Pacific

06/04/2022 Syndicate reporting ManagingAgents

Complaints team will request a sample ofSummary Resolution Communicationsissued in the previous quarter to bereviewed in accordance with the UKComplaints Handling Code with a twoweek deadline for response.

Donna Nesbitt Complaints Team +44 (0)1634 392497

Europe

08/04/2022 Non-XIS Overseas Business Return ManagingAgents

Managing agents to submit details ofSwitzerland, New Zealand, South Africanand Australian business not processedthrough central accounting as at 31 March2022.

Steven Mullen Market Finance +44 (0)20 7327 6834

Managing agents to submitdetails of Switzerland, NewZealand, South African andAustralian business notprocessed through centralaccounting as at 31 March2022.

Africa &MiddleEast,Asia &Pacific,Europe,NorthAmerica

08/04/2022 FAL/ DCP/ CIL Members Member Modeller update for Coming intoLine ECA

Neil Wells Member Capital [email protected] +44 (0)207 327 6034

Europe

11/04/2022 Distribution Members Member Services to collect sterling andUS$ profits from funds Lloyd's AmericanTrust Fund (LATF) and Lloyd's Dollar TrustFund (LDTF) via central accounting (non-fasttrack amounts only). Note: Any Openyear releases should be included.


Europe

11/04/2022 Member Services to collect sterling and US$profits from Lloyd's American Trust Fund(LATF) and Lloyd's Dollar Trust Fund (LDTF)via central accounting (non-fast trackamounts only). Note: any Open year releasesshould be included.


Europe


Managing Agents to provide technical cashcall statements in respect of LATFsurpluses, where appropriate, to MemberServices (Life syndicates only)


Europe

Currentdeadlinedate



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12/04/2022 Syndicate Reporting ManagingAgents

Managing Agents to submit GQD return asat Quarter 1 2022 via MDC

Ryan Jenkins Market Reserving & Capital +44 (0)20 7327 5657

UK &ChannelIslands

12/04/2022 Distribution/ DCP Members 2019 distribution debt allocation processand interchange of information withmembers' agents and Direct CorporateParticipants to commence

Amanda Allen Member Services [email protected] +44 (0)1634 392899

Europe

12/04/2022 Income retention quarterly payment Members Kerry Tyler Member Services [email protected] +44 (0)1634 392156

Europe


2019 distribution debt allocation processand interchange of information withmembers' agents and Direct CorporateParticipants to commence.

Amanda Allen Member Services +44 (0)1634 392899

Europe

14/04/2022 FAL/ DCP Members Publication of the FAL valuation as at 31March 2022

Martin Hassell Member Services [email protected] +44 (0)1634 392548

Europe

14/04/2022 Tax - Syndicate Level ManagingAgents

Complete US investment incomesupplementary information and providecopies of 1042-S received fromcustodians. Returned to Tax Operations.Sent via Secureshare

Gemma Tutt Technical Specialist, Tax Operations +44 (0)1634 392833

Europe

14/04/2022 FAL/ DCP Members Applications for Total Release Applicationsfrom eligible Members may be submittedsubject to Tax retention figures beingconfirmed


Europe

14/04/2022 MAS Returns Lloyd’s AsiaServiceCompanies

Submission to MAS on 31 Mar 2022. Syn Siew Ho Lloyd's Asia Compliance [email protected] +65 6499 9303

Deadline time: 12pm SGT Thissubmission is only applicableto Managing Agents with aService Company presence inSingapore (including ServiceCompanies on run-off). Pleaserefer to the Lloyd’s websitehere for a list of ServiceCompanies or reach out toLloyd's Asia Compliance if youare unsure.

Asia &Pacific

Currentdeadlinedate



of 36

14/04/2022 Singapore Risk Registration Lloyd’s AsiaServiceCompanies

Submission of SRR return to MDC Aaron Ong Operations Manager [email protected] +65 6870 9223


Asia &Pacific

14/04/2022 FAL/ DCP/ CIL Members Publication of Capital Test statement –Release Test / Coming into Line (CIL)calculations as at 31st December 2021

Louise Holliday Member Services [email protected] +44 (0)1634 392174

Europe

15/04/2022 Hong Kong Risk (HKR) Return Coverholders Submission of Hong Kong Risk Return forMarch 2022 before 12:00 (UK Time) usingcore market returns software.

Amrit Chaggar International Regulatory Affairs [email protected]+44 (0)207 327 5277 Lloyd's General Representative forHong Kong [email protected]"+852 2918 9911 "

This submission is onlyapplicable to Hong KongCoverholders

Asia &Pacific

15/04/2022 MAS Returns Lloyd’s AsiaServiceCompanies

Submission to MAS on 21 Apr 2022. Syn Siew Ho Lloyd's Asia Compliance [email protected] +65 6499 9303

Deadline time: 12pm SGT.This submission is onlyapplicable to ManagingAgents with a ServiceCompany presence inSingapore (including ServiceCompanies on run-off). Pleaserefer to the Lloyd’s websitehere for a list of ServiceCompanies or reach out toLloyd's Asia Compliance if youare unsure.

Asia &Pacific

15/04/2022 Australian Terrorism ManagingAgents

Managing Agents to submit the Quarter 1Australian Reinsurance Pool CorporationReturn to International Regulatory Affairsvia SecureShare.

Joel Williamson [email protected] +44 (0)20 7327 5811

Asia &Pacific

15/04/2022 Hong Kong Claim (HKC) Return Coverholders Submission of Hong Kong Claim Return forMarch 2022 before 12:00 (UK Time) usingcore market returns software.



Asia &Pacific

Currentdeadlinedate



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19/04/2022 Performance Management Data Return ManagingAgents

Managing agents to submit PerformanceManagement Data Return for March2022 before 14:00 via Market DataCollection (MDC) website.

Matthew Orriss Business Intelligence +44 (0)20 7327 6823

Europe

21/04/2022 GST Returns Lloyd’s AsiaServiceCompanies

Chan Mei Qi Finance Manager [email protected] +65 6499 9335


Asia &Pacific

22/04/202214:00 BST

Syndicate reporting ManagingAgents

Managing agents to submit quarter one2022 unaudited QSR and QAD via theCMR platform by 2PM


Europe


GAREAT Large risk annual return: risks≥EUR150m (one submission for Lloyd’sEurope)


Europe

29/04/2022 Distribution Members Member Services prepare and dispatchconsolidated personal accounts tomembers' agents and direct corporateparticipants.


Europe

29/04/2022 Member Services prepare and dispatchconsolidated personal accounts to members'agents and Direct Corporate Participants.


Europe

29/04/2022 Direct Corporate Members (DCP) Members Member Services prepare and despatchconsolidated personal accounts tomembers' agents and direct corporateparticipants.


Europe

29/04/2022 Agency reporting ManagingAgents

Agents to submit quarterly financial returnfor quarter ending 31 March 2022. Sign offrequired by director on behalf of the board.


Agents to submit quarterlyfinancial return for quarterending 31 March 2022. Signoff required by director onbehalf of the board.

Europe

Currentdeadlinedate



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29/04/2022 Contract Certainty Reporting Lloyd’s AsiaServiceCompanies



Africa &MiddleEast

30/04/202214:00 BST

Liquidity stress test ManagingAgents

Agents to return completed liquidity stresstest template to Lloyd's for all managedsyndicates (except for SPAs operating ona funds withheld basis)


UK &ChannelIslands

Currentdeadlinedate



May 2022

Currentdeadlinedate





Submission to LA on the 2nd working day of each month Syn Siew Ho Lloyd's Asia Compliance [email protected] +65 6499 9303

This submission is only applicableto Managing Agents with a ServiceCompany presence in Singapore(including Service Companies onrun-off). Please refer to the Lloyd’swebsite here for a list of ServiceCompanies or reach out to Lloyd'sAsia Compliance if you are unsure.

Asia &Pacific

03/05/2022 TRIA (FIO)Return*

ManagingAgents

Submission of TRIA electronic filing to Market Finance viaSecureStore

Hayley Youles Market Finance [email protected] +44 (20) 73275299

Submission of TRIA electronic filingto Market Finance via SecureStore

NorthAmerica

03/05/202214:00 BST

FSCS return ManagingAgents

Managing agents to submit completed FSCS return for allsyndicates in respect of the year ended 31 December 2021


UK &ChannelIslands

03/05/2022 Distribution/DCP

Members Member Services estimated date when first surpluses will beavailable for payment to Members.


Europe

of 36

03/05/202214:00 BST

Part VII MaySubmission(Monthly &Initial Loadcatch-up)

Syndicates Part VII May Submission (Monthly & Initial Load catch-up) MDC support mailbox [email protected] Lloyd’s Insurance Company

In-scope Part VII Syndicates tosubmit Part VII Monthly data (as at31/04/2022) via Market DataCollection (MDC) website againstthe December submissionbusiness events (and initial loadcatch-up file if required).Submission window opens on the03/05/2022 and closes on the16/05/2022 at 2PM BST.

Europe

03/05/2022 Distribution Members First surpluses will be available for payment to Members. Amanda Allen Member Services +44 (0)1634 392899

Europe

05/05/202214:00 BST





UK &ChannelIslands

05/05/202214:00 BST

SyndicateReporting

ManagingAgents

Managing agents to submit quarter one 2022 QMA via the MDCplatform by 2PM


Managing agents to submit quarterone 2022 QMA via the MDCplatform by 2PM

Europe

06/05/2022 CIL/ FAL/DirectCorporateMembersDCP/ ClientOnboarding

Members Deadline for Members to provide Application Forms, InformationForms and completed signed and witnessed Declaration andUndertaking documents in respect of new third party fundingarrangements to Member Services for Coming into Line


Europe


ManagingAgents

Submit details of United States syndicate information statements(SIS) and expenses schedules for the purpose of filing the UnitedStates federal income tax return. Available on Core MarketReturns

Simon Tyler Manager, Tax Operations +44 (0)1634 392512

Europe


ManagingAgents

Submit details of United States BEAT adapted syndicateinformation statement (SIS) schedules 30a, 40a, 45a, and 60afor the purpose of filing the United States Form 8991 - productionof schedule 40b to members is dependent on regular SIS andschedule 40a being cleared. Upload with US SIS in Core MarketReturns

Charles Brown Tax +1 212-382-4082

Europe

11/05/2022 FAL/ DCP Members Last date for receipt of applications which include a Tier 2adjustment to FAL. Any calculations received outside of the Q1QCT window must be based on the April Capital Test. Alldocumentation must be received by this date as no extensions tothis deadline can be granted.


Please refer to Market BulletinY5177 (Provision of capital tosupport members' EconomicCapital Assessments; timing andSolvency II tiering limits) for fulldetails on the Tier 2 capital limits.

Europe

Currentdeadlinedate



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Members Managing Agents to notify Member Services of any interim cashcalls due for payment on 15th June 2022


Europe


Coverholders Submission of Hong Kong Claim Return for April 2022 before12:00 (UK Time) using core market returns software.


This submission is only applicableto Hong Kong Coverholders Thissubmission is only applicable toHong Kong Coverholders

Asia &Pacific


Coverholders Submission of Hong Kong Risk Return for April 2022 before12:00 (UK Time) using core market returns software.



Asia &Pacific


ManagingAgents

Managing agents to submit Lloyd’s Catastrophe Model [LCM]Quarterly Return as at 1 April 2022 by MIDDAY. This return is viaSecureShare ‘Catastrophe Risk Returns’.


Europe





Confirmation that documents,provided to the syndicate by Lloyd’sfor review, can be submitted to theChina Banking InsuranceRegulatory Commission (CBIRC) inorder to meet the quarterlyreinsurance registration process.Note: This confirmation is onlyrequired in relation to syndicatesthat are registered with CBIRC.

Asia &Pacific


Members US Tax - Corporate members to confirm change of ownershipinformation and controlled foreign corporation status for theUnited States income tax return. Sent via the FAL Online Portal

Conner Keane Tax +44 (0)1634 392512

Europe


Members within 90%-110% noaction Members <90% and > £1mrequired to top up Members >110%can request release (this is subjectto passing tests within QCT i.e Tier1/Tier 2 limits etc) Members>165% must request a release toreduce to = or <165%

Europe

Currentdeadlinedate



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25/05/2022 User Pays ManagingAgents

Complaints handling charges due to be levied provided tomanaging agents to allow them to be verified prior to collectionvia ARCS.


Complaints handling charges dueto be levied provided to managingagents to allow them to be verifiedprior to collection via ARCS.

UK &ChannelIslands


ManagingAgents

Submit details of Canadian Syndicate Information Statements(SIS) to determine the tax liability for filing Canadian tax return fornon-Canadian residents. Available on Core Market Returns


Europe





Asia &Pacific

31/05/2022 PerformanceManagementData Return

ManagingAgents

Managing agents to submit updated Performance ManagementData Return for December 2021 before 14:00 via Market DataCollection (MDC) website.


Europe


ManagingAgents

Agents with financial year ending 31 December 2021 to submitannual financial return (including audited AF1, audited accounts,detailed P&L, forecast P&L, forecast balance sheet and ultimateholding company accounts)


Agents with financial year ending31 December 2021 to submitannual financial return (includingaudited AF1, audited accounts,detailed P&L, forecast P&L,forecast balance sheet and ultimateholding company accounts)

Europe

31/05/2022 Distribution Members Latest date for members' agents to send consolidated personalaccounts to members.


Europe

Currentdeadlinedate



June 2022

Currentdeadlinedate



of 36

01/06/202214:00 BST

Part VIIJuneSubmission(Monthly &Initial Loadcatch-up)

Syndicates Part VII June Submission (Monthly & Initial Load catch-up) MDC support mailbox [email protected] Lloyd’s Insurance Company

In-scope Part VII Syndicates tosubmit Part VII Monthly data (asat 31/05/2022) via Market DataCollection (MDC) websiteagainst the Decembersubmission business events(and initial load catch-up file ifrequired). Submission windowopens on the 01/06/2022 andcloses on the 17/06/2022 at2PM BST.

Europe




This submission is onlyapplicable to Managing Agentswith a Service Companypresence in Singapore(including Service Companieson run-off). Please refer to theLloyd’s website here for a list ofService Companies or reach outto Lloyd's Asia Compliance ifyou are unsure.

Asia &Pacific

09/06/2022 FAL/ DCP/CIL

Members Deadline for receipt of FAL re-arrangement applications and supportingdocumentation for Members who have a Quarterly Corridor Test (QCT)failure / Capital Test shortfall following publication of the Q2 QCT/CapitalTest


Incomplete or incorrect formsand documentation will berecorded as such and will not beaccepted. Any resubmissionsmust be received by thisdeadline or following publicationof the next Quarterly CorridorTest.

Europe

13/06/2022 NAICAnnual IID*

ManagingAgents,Members

NAIC/IID filing forms as part of the return submitted to Lloyd's(electronically via SecureStore) for onwards transmission to the regulator.

Hayley Youles Market Finance [email protected] +44 (20) 73275299

*Although the regulator is yet toconfirm the filing deadlines, wecurrently assume the submissiondate and filing deadline to be 13June 2022.

NorthAmerica


June losses / cash calls to be funded and paid to syndicates on this date. Amanda Allen Member Services +44 (0)1634 392899

Europe

15/06/2022 Distribution Syndicates June losses / cash calls to be funded and paid to syndicates on this date. Amanda Allen Member Services +44 (0)1634 392899

Europe

15/06/2022 Frenchoffice

ManagingAgents

Q2 2022: GAREAT Large risk return to French Office for period 1 January2022 to 10 June 2022 (one submission for Lloyd's Europe)


Europe

Currentdeadlinedate



of 36


Members June losses / cash calls to be funded and paid to syndicates on this date. Amanda Allen Member Services [email protected] +44 (0)1634 392899

Europe


Coverholders Submission of Hong Kong Risk Return for May 2022 before 12:00 (UKTime) using core market returns software.



Asia &Pacific


ManagingAgents

Request sent to managing agents to complete questionnaire relating topolicyholders who meet the definition of an 'eligible complainant' to meetLloyd's FCA reporting requirements.

Joanne Tourle Complaints Team +44 (0)1634 392496

Europe

15/06/2022 Hong KongClaim(HKC)Return

Coverholders Submission of Hong Kong Claim Return for May 2022 before 12:00 (UKTime) using core market returns software.



Asia &Pacific


ManagingAgents

Q6 2021 (regularisation return) : GAREAT Large risk return to FrenchOffice for period 1 January 2021 to 31 December 2021 (one submissionfor Lloyd's Europe)


Europe

16/06/2022 FAL/ DCP/CIL

Members Deadline for receipt of FAL re-arrangement applications and supportingdocumentation (not including those who have a Quarterly Corridor Test(QCT) failure / Capital Test shortfall following the publication of the Q2QCT and or Capital Test)


Europe


Members All BEAT affected members are to complete the 36 month MemberPersonal Expense (MPE) worksheets, splitting out BEAT and non BEATpayments. Available on the FAL Online Portal


Europe


Members Expense Declaration Forms (EDFs) to be completed for all DCPs (BEATor Non BEAT) and any other BEAT affected members. Details of incomeand expenses in connection with the members underwriting paid outsideof Lloyd's for the United States income tax return to be provided. Sent viathe FAL Online Portal


Europe

17/06/2022 User Pays* ManagingAgents

Complaints handling charges collection via ARCS Donna Nesbitt +44 (0)1634 392497 Complaints Team

Europe

Currentdeadlinedate



of 36

23/06/2022 FAL/ DCP/CIL

Members Deadline for receipt and settlement of additional assets / release of assetsfor those Members who have a Quarterly Corridor Test (QCT) failure /Capital Test shortfall as indicated by Q2 QCT and/or Capital Test


All assets must becleared/settled by this date

Europe

24/06/2022 Tax –Syndicatelevel

ManagingAgents

A PE certification form should be completed by Managing Agents for eachSyndicate (including each Special Purpose Arrangement) that theymanage in respect of business planned to be written in the 2023 calendarperiod. Guidance notes should be considered prior to completing the formand once completed, the form should be sent via email to [email protected]

Asher Jones Tax +44 (0)2073 275576

Europe

24/06/2022 FAL/ DCP/CIL

Members Issuance of Overdue Notice advising charges to be levied for thoseMembers who have not met their Q2 Quarterly Corridor Test/Capital Testobligations


Europe

30/06/2022 FAL/ DCP/CIL

Members Deadline for receipt/settlement of all Partial Releases/Additional Assetsfor all Members (not including those who have a Quarterly Corridor Test(QCT) failure / Capital Test shortfall to clear following the publication of theQ2 QCT and/or Capital Test)


All assets must becleared/settled by this date Allassets must be cleared/settledby this date

Europe

30/06/2022 Clientonboarding/DOC

Members Deadline for Declaration of Compliance (DOC) for Direct CorporateParticipant Members


To confirm compliance with theprovision of Lloyd's Acts andByelaws and Lloyd's has beenkept up to date with members'details e.g. controllers andbeneficial owners

Europe

Currentdeadlinedate



July 2022

Currentdeadlinedate



01/07/202214:00 BST

Part VII JulySubmission(Monthly &Initial Loadcatch-up)

Syndicates Part VII July Submission (Monthly & Initial Load catch-up) MDC support mailbox [email protected] Lloyd’s Insurance Company

In-scope Part VII Syndicates to submit PartVII Monthly data (as at 30/06/2022) viaMarket Data Collection (MDC) websiteagainst the July submission business events(and initial load catch-up file if required).Submission window opens on the01/07/2022 and closes on the 14/07/2022 at2PM BST

Europe

of 36

01/07/2022 FAL/ DCP Members DCP Members and Members Agents to confirm theirMember(s) are in line by submitting the relevant form .


Replacement to Appendix 4 and Appendix 5to be confirmed

Europe


Members Regular Expense Declaration Forms (EDFs) to becompleted by members agents. Details of income andexpenses in connection with the members underwriting paidoutside of Lloyd's for the United States income tax return tobe provided. Sent via the FAL Online Portal


Europe


ManagingAgents

Last date for managing agents to submit syndicate UK taxcomputations to Tax Operations. Available on Core MarketReturns

Aaron Marston Tax +44 (0)2073 275064

Europe




This submission is only applicable toManaging Agents with a Service Companypresence in Singapore (including ServiceCompanies on run-off). Please refer to theLloyd’s website here for a list of ServiceCompanies or reach out to Lloyd's AsiaCompliance if you are unsure.

Asia &Pacific


ManagingAgents

Complaints team will request a sample of SummaryResolution Communications issued in the previous quarter tobe reviewed in accordance with the UK Complaints HandlingCode with a two week deadline for response.


Europe

08/07/2022 Non-XISOverseasBusinessReturn

ManagingAgents

Managing agents to submit details of Switzerland, NewZealand, South African and Australian business notprocessed through central accounting as at 30 June 2022.


Managing agents to submit details ofSwitzerland, New Zealand, South Africanand Australian business not processedthrough central accounting as at 30 June2022.



ManagingAgents

Last date for relevant managing agents to submit SingaporeYear of Assessment 2022 syndicate schedules A1, A2 & Cto Tax Operations via email


Europe

14/07/2022 SingaporeRiskRegistration


Submission of SRR return to MDC Aaron Ong Operations Manager [email protected] +65 6870 9223


Asia &Pacific

Currentdeadlinedate



of 36

14/07/2022 FAL/ DCP Members Publication of the FAL valuation as at 30 June 2022 Martin Hassell Member Services [email protected] +44 (0)1634 392548

Europe

14/07/2022 Q2 2022 ManagingAgents

Managing Agents to submit GQD return as at Quarter 2 2022via MDC

Ryan Jenkins [email protected] +44 (0)20 7327 5657

Managing Agents to submit GQD return asat Quarter 2 2022 via MDC

UK &ChannelIslands


Coverholders Submission of Hong Kong Risk Return for June 2022 before12:00 (UK Time) using core market returns software.


This submission is only applicable to HongKong Coverholders

Asia &Pacific


ManagingAgents

Response due following the request for managing agents tocomplete the questionnaire relating to policyholders whomeet the definition of an 'eligible complainant' to meet Lloyd'sFCA reporting requirements.


Europe


Coverholders Submission of Hong Kong Claim Return for June 2022before 12:00 (UK Time) using core market returns software.


This submission is only applicable to HongKong Coverholders

Asia &Pacific

15/07/2022 AustralianTerrorism

ManagingAgents

Managing agents to submit the Quarter 2 AustralianReinsurance Pool Corporation Return to InternationalRegulatory Affairs via SecureShare.

Joel Williamson [email protected] +44 (20) 73275811

Managing agents to submit the Quarter 2Australian Reinsurance Pool CorporationReturn to International Regulatory Affairs viaSecureShare.

Asia &Pacific

15/07/2022 MASReturns


Submission to MAS on 21 Jul 2022 Syn Siew Ho Lloyd's Asia Compliance [email protected] +65 6499 9303

Deadline: 12pm SGT. This submission isonly applicable to Managing Agents with aService Company presence in Singapore(including Service Companies on run-off).Please refer to the Lloyd’s website here for alist of Service Companies or reach out toLloyd's Asia Compliance if you are unsure.

Asia &Pacific


ManagingAgents

Managing agents to submit Performance Management DataReturn for June 2022 before 14:00 via Market DataCollection (MDC) website.


Europe

Currentdeadlinedate



of 36

21/07/2022 GST Returns Lloyd’s AsiaServiceCompanies


Asia &Pacific

21/07/2022 SRS Q3(01/07/2022)

ManagingAgents

Managing agents to submit Q3 Syndicate ReinsuranceStructure [SRS] via Core Market Returns [CMR]

Dominic Thomas [email protected] +44 (20) 73275953

Europe

21/07/202214:00 BST

SyndicateReporting

ManagingAgents

Managing agents to submit quarter two 2022 unaudited QSRand QAD via the CMR platform by 2PM


Europe





Asia &Pacific


ManagingAgents

Agents to submit quarterly financial return for quarter ending30 June 2022. Sign off required by director on behalf of theboard.


Agents to submit quarterly financial return forquarter ending 30 June 2022. Sign offrequired by director on behalf of the board.

Europe

Currentdeadlinedate



August 2022

Currentdeadlinedate



01/08/202214:00 BST

Part VIIAugustSubmission(Monthly &Initial Loadcatch-up)

Syndicates Part VII August Submission (Monthly & Initial Load catch-up) MDC support mailbox [email protected] Lloyd’s Insurance Company

In-scope Part VII Syndicates tosubmit Part VII Monthly data (as at31/07/2022) via Market DataCollection (MDC) website againstthe August submission businessevents (and initial load catch-up fileif required). Submission windowopens on the 01/08/2022 andcloses on the 12/08/2022 at 2PMBST.

Europe




Asia &Pacific

of 36

04/08/202214:00 BST

SyndicateReporting

ManagingAgents

Managing agents to submit quarter two 2022 QMA via the MDCplatform by 2PM


Managing agents to submit quartertwo 2022 QMA via the MDCplatform by 2PM

Europe

04/08/202214:00 BST





UK &ChannelIslands

12/08/2022 FAL/ DCP Members Deadline for receipt of End of Interavailable applications togetherwith all supporting documentation


Europe


Members New members to the Japanese Income Tax return are required toconfirm if they are a Small/Medium Enterprise (SME) for thepurpose of Japanese Tax. Sent via the FAL Online Portal

Simon Tyler Tax +44 (0)1634 392512

Europe

12/08/2022 FAL/ DCP/CIL

Members Member Modeller update for Q3 Quarterly Corridor Test ECA Neil Wells Member Services [email protected] +44 (0)207 327 6034

Europe


ManagingAgents

GAREAT Small and Medium-sized risk - risks strictly belowEUR20m - completion of the 2021 portfolio by address of theinsured (one submission for Lloyd’s Europe)


Europe


ManagingAgents

GAREAT Small and Medium-sized risk annual return - risksstrictly below EUR20m - Adjustment and closing of the 2021underwriting year split by French department (one submission forLloyd’s Europe)


Europe





Confirmation that documents,provided to the syndicate by Lloyd’sfor review, can be submitted to theChina Banking Insurance RegulatoryCommission (CBIRC) in order tomeet the quarterly reinsuranceregistration process. Note: Thisconfirmation is only required inrelation to syndicates that areregistered with CBIRC.

Asia &Pacific

Currentdeadlinedate



of 36


Coverholders Submission of Hong Kong Risk Return for July 2022 before12:00 (UK Time) using core market returns software.



Asia &Pacific


ManagingAgents

GAREAT Small and Medium-sized risk - risks strictly belowEUR20m - completion of the 2023 estimated premium returnFrench office (one submission for Lloyd’s Europe)


Europe


ManagingAgents

Managing Agents to submit their Annual Australian ReinsurancePool Corporation Return to International Regulatory Affairs, viaSecureShare.


Managing Agents to submit theirAnnual Australian Reinsurance PoolCorporation Return to InternationalRegulatory Affairs, via SecureShare.

Asia &Pacific


Members within 90%-110% noaction Members <90% and > £1mrequired to top up Members >110%can request release (this is subjectto passing tests within QCT i.e Tier1/Tier 2 limits etc) Members >165%must request a release to reduce to= or <165%

Europe


ManagingAgents

Managing agents to submit Lloyd’s Catastrophe Model [LCM]Quarterly Return as at 1 July 2022 by MIDDAY. This return is viaSecureShare ‘Catastrophe Risk Returns’.


Europe

25/08/2022 RDL in-forcereporting for01/07/2022

ManagingAgents

Managing agents to submit Realistic Disaster Scenarios – Light[RDL] return as at 1 July 2022 via Core Market Returns [CMR]with Supplementary Reporting via SecureShare ‘CatastropheRisk Returns’.


Europe


Members Deadline for Managing Agents to notify Member Services of anyinterim cash calls due for payment on 30th September 2022


Europe


Deadline for Managing Agents to notify Member Services of anyinterim cash calls due for payment on 30th September 2022


Europe

26/08/2022 *FAL/ DCP/CIL

Members Provisional Member Modelling Software release, which includesindicative rollover information only


Europe

Currentdeadlinedate



of 36





Asia &Pacific

Currentdeadlinedate



September 2022

Currentdeadlinedate



01/09/202214:00 BST

Part VIISeptemberSubmission(Monthly &Initial Loadcatch-up)

Syndicates Part VII September Submission (Monthly & Initial Loadcatch-up)


In-scope Part VII Syndicates to submit Part VIIMonthly data (as at 31/08/2022) via Market DataCollection (MDC) website against the Septembersubmission business events (and initial load catch-up file if required). Submission window opens on the01/09/2022 and closes on the 14/09/2022 at 2PMBST.

Europe


Lloyd’sAsiaServiceCompanies

Submission to LA on the 2nd working day of eachmonth

Syn Siew Ho Lloyd's Asia Compliance [email protected]+65 6499 9303


Asia &Pacific

02/09/2022 FAL/ DCP Members Deadline for receipt of FAL re-arrangementapplications and supporting documentation forMembers who have a Quarterly Corridor Test (QCT)failure following publication of the Q3 QCT



Europe

06/09/202213:00 BST

LCR Syndicates LCR - Phase 1 syndicates to submit the final Lloyd'sCapital Return (LCR) pro forma based on the final 2023Syndicate Business Forecast (SBF) submission. Submit via the Market Data Collection (MDC) platformby 1pm. Please attach all accompanying documentationas specified in the LCR guidance, as well as MajorModel Change applications where required and wherepossible the validation report. If uploading more than 3attachments please consider using SecureShare(Lloyds.com>ToolsandSystems>SecureShare>MRC -Syndicate Capital Setting).


LCR - Phase 1 syndicates to submit the final Lloyd'sCapital Return (LCR) pro forma based on the final2023 Syndicate Business Forecast (SBF)submission. Submit via the Market Data Collection(MDC) platform by 1pm. Please attach allaccompanying documentation as specified in theLCR guidance, as well as Major Model Changeapplications where required and where possible thevalidation report. If uploading more than 3attachments please consider using SecureShare(Lloyds.com>ToolsandSystems>SecureShare>MRC- Syndicate Capital Setting).

UK &ChannelIslands

of 36

09/09/202213:00 BST

LCR Syndicates Model Change Template - Phase 1 syndicates tosubmit the Model change template, by 1pm, viaSecureShare(Lloyds.com>ToolsandSystems>SecureShare) if notincluded with the Phase 1 LCR.

Mirjam Spies Senior Manager, Syndicate Capital +44 (0)20 7327 6474

Model Change Template - Phase 1 syndicates tosubmit the Model change template, by 1pm, viaSecureShare(Lloyds.com>ToolsandSystems>SecureShare) if notincluded with the Phase 1 LCR.

UK &ChannelIslands

09/09/2022 FAL/ DCP Members Deadline for receipt of FAL re-arrangementapplications and supporting documentation (notincluding those who have a Quarterly Corridor Test(QCT) failure following the publication of the Q3 QCT)



Europe

13/09/202213:00 BST

LCR Syndicates Validation - Phase 1 syndicates to submit Validationreport, by 1pm, via SecureShare(Lloyds.com>ToolsandSystems>SecureShare>MRC -Syndicate Capital Setting) if not included with thePhase 1 LCR.


Validation - Phase 1 syndicates to submit Validationreport, by 1pm, via SecureShare(Lloyds.com>ToolsandSystems>SecureShare>MRC- Syndicate Capital Setting) if not included with thePhase 1 LCR.

UK &ChannelIslands

15/09/202213:00 BST




UK &ChannelIslands


Q3 2022: GAREAT Large risk return to French Officefor period 1 January 2022 to 10 September 2022 (onesubmission for Lloyd's Europe)


Europe

16/09/2022 Clientonboarding/Change ofcontrol

Members Deadline for Member Services to receive Change ofControl applications and Information Forms forpurchasing corporate vehicles seeking approval prior toyear end, where that Corporate Vehicle wishes toparticipate in the auctions.


Europe

16/09/2022 *FAL/DCP/CIL Members Member Modeller Software Updated for Phase 1syndicates’ SBF and LCR submissions


Europe

16/09/2022 FAL/ DCP Members Deadline for receipt and settlement of asset for thoseMembers who have a Quarterly Corridor Test (QCT)failure as indicated by Q3 QCT


All assets must be cleared/settled by this date Europe

Currentdeadlinedate



of 36

19/09/2022 FAL/DCP/CIL Members Issuance of Overdue Notice advising charges to belevied for those Members who have not met their Q3Quarterly Corridor Test/Capital Test obligations


Europe

20/09/202213:00 BST




UK &ChannelIslands

22/09/202213:00 BST




UK &ChannelIslands

22/09/202213:00 BST




UK &ChannelIslands

23/09/2022 FAL/ DCP/CIL

Members Member Modeller Software Updated for Phase 2syndicates’ SBF and LCR submissions


Europe

23/09/2022 Clientonboarding/new members

Members Deadline for all prospective Members from DCP andMembers' Agents to submit their Stage 1 application toMember Services (where intending to participate inAuctions)


Additional requirement is the Declaration of SourceOf Wealth with supporting evidence. All ApplicationForms and declarations to be submitted withsupporting documentation (including Tax Forms toTax Operations) and evidence as per Lloyd's AntiMoney Laundering and Financial Crimerequirements. Please note files will be rejectedwhere forms and supporting documentation areincomplete

Europe

Currentdeadlinedate



of 36

23/09/2022 Clientonboarding/change ofcontrol

Members Deadline for appointment of new Member to LLPfollowing Resignations or Death within the LLP (whereintending to participate in Auctions)


Where an LLP member dies in the period after 30thSeptember and before the coming into line date, ifthey intend to continue underwriting, every effort willbe made to appoint a new member and enable theLLP to come into line as long as clear instructionsare provided. If the death occurs after 31 December,then the LLP member will be permitted to underwritefor the following year, pending appointment of a newmember at the earliest opportunity

Europe

23/09/2022 Clientonboarding/New TPFPs/CIL

Members Deadline for Members wishing to participate in theauctions to provide Application Forms, InformationForms and completed signed and witnessedDeclaration and Undertaking document in respect ofnew third party funding arrangements to MemberServices. This includes new third party arrangementsfor any prospective New Members.


Europe

23/09/2022 ClientOnboarding

Members Deadline for members that have stopped underwritingand wish to recommence underwriting from 1 Jan, toprovide notification of their intention and stating theirrationale to do so.


Member must not have previously entered into aninteravailable arrangement

Europe

27/09/202213:00 BST




UK &ChannelIslands

29/09/202213:00 BST




UK &ChannelIslands

30/09/2022 DCP/Distribution

Members Interim cash calls to be funded and paid to syndicateson this date.


Europe

30/09/2022 Distribution Members Deadline for Agents to submit Register of AgentsCharges entry for aligned and unaligned syndicates.

Claire Sheahan Member Services [email protected] +44 (0)1634 392904

Europe


Interim cash calls to be funded and paid to syndicates Amanda Allen Member Services +44 (0)1634 392899

Europe

30/09/2022 Distribution Syndicates Interim cash calls to be funded and paid to syndicateson this date.


Europe

Currentdeadlinedate



of 36

30/09/2022 FAL/ DCP/CIL

Members Member Modeller Software Updated for Phase 3syndicates’ SBF and LCR submissions


Europe


Members Deadline for submission of UK Tax ResidencyDeclaration forms to Tax Operations - All members viaSharePoint (Members Agents) or email (DCPMembers)

Rosie Waud +44 (0)2073 272136 Tax

Europe


Members Deadline for return of new W8-Ben forms to replaceexisting forms that expire at 31st December 2022 viaemail and SharePoint

Ellie Sawyer Tax +44 (0)1634 392085

Europe



By the last day of each month Syn Siew Ho Lloyd's Asia Compliance [email protected]+65 6499 9303


Asia &Pacific

30/09/2022 FAL/ DCP Members Deadline for receipt/settlement of all additional assetsfor all Members (not including those who have aQuarterly Corridor Test (QCT) failure to clear followingthe publication of the Q3 QCT)


All assets must be cleared/settled by this date Europe

Currentdeadlinedate



October 2022

Currentdeadlinedate



01/10/202214:00 BST

Part VIIOctoberSubmission(Monthly &Initial Loadcatch-up)

Syndicates Part VII October Submission (Monthly & Initial Loadcatch-up)


In-scope Part VII Syndicates to submit Part VIIMonthly data (as at 30/09/2022) via Market DataCollection (MDC) website against the Octobersubmission business events (and initial load catch-up file if required). Submission window opens on the01/10/2022 and closes on the 14/10/2022 at 2PMBST.

Europe

of 36


Members Members included in the Japanese Income Tax returnare required to confirm if they are a Small/MediumEnterprise (SME) for the purpose of Japanese Tax.Lloyd's Japan members identified as a ConsolidatedMultinational Enterprise (MNE) must provide Taxdepartment with 'Transfer Pricing Master File' & 'Countryby Country report' within 10 months of the Ultimate ParentEntity's financial year-end. Only required where this hasn'tbeen provided by Ultimate Parent Entity or another groupmember. Sent via the FAL Online Portal

Simon Tyler Tax +44 (0)1634 392512

Europe



Submission to LA on the 2nd working day of each month Syn Siew Ho Lloyd's Asia Compliance [email protected]+65 6499 9303


Asia &Pacific

04/10/202213:00 BST

LCR Syndicates LCR - Phase 4 syndicates to submit the final Lloyd'sCapital Return (LCR) pro forma based on the final 2023Syndicate Business Forecast (SBF) submission. Submitvia the Market Data Collection (MDC) platform by 1pm.Please attach all accompanying documentation asspecified in the LCR guidance, as well as Major ModelChange applications where required and where possiblethe validation report. If uploading more than 3attachments please consider using SecureShare(Lloyds.com>ToolsandSystems>SecureShare>MRC -Syndicate Capital Setting).



UK &ChannelIslands


ManagingAgents

Complaints team will request a sample of SummaryResolution Communications issued in the previousquarter to be reviewed in accordance with the UKComplaints Handling Code with a two week deadline forresponse.


Europe

07/10/202213:00 BST

LCR Syndicates Model Change Template - Phase 4 syndicates to submitthe Model change template, by 1pm, via SecureShare(Lloyds.com>ToolsandSystems>SecureShare) if notincluded with the Phase 4 LCR.



UK &ChannelIslands

10/10/2022 Non-XISOverseasBusinessReturn

ManagingAgents

Managing agents to submit details of Switzerland, NewZealand, South African and Australian business notprocessed through central accounting as at 30September 2022.


Managing agents to submit details of Switzerland,New Zealand, South African and Australian businessnot processed through central accounting as at 30September 2022.


Currentdeadlinedate



of 36

11/10/202213:00 BST

LCR Syndicates Validation - Phase 4 syndicates to submit Validationreport, by 1pm, via SecureShare(Lloyds.com>ToolsandSystems>SecureShare>MRC -Syndicate Capital Setting) if not included with the Phase4 LCR.



UK &ChannelIslands


Managing Agents to submit GQD return as at Quarter 32022 via MDC

Ryan Jenkins [email protected] +44 (0)20 7327 5657

Managing Agents to submit GQD return as atQuarter 3 2022 via MDC

UK &ChannelIslands


ManagingAgents




Asia &Pacific

14/10/2022 SingaporeRiskRegistration


Submission of SRR return to MDC Aaron Ong Operations Manager +65 6870 9223


Asia &Pacific

17/10/2022 MASReturns


Submission to MAS on 21 Oct 2022. 16 Oct falls on Sat. Syn Siew Ho Lloyd's Asia Compliance [email protected]+65 6499 9303

Deadline time: 12pm SGT. This submission is onlyapplicable to Managing Agents with a ServiceCompany presence in Singapore (including ServiceCompanies on run-off). Please refer to the Lloyd’swebsite here for a list of Service Companies orreach out to Lloyd's Asia Compliance if you areunsure.

Asia &Pacific


ManagingAgents

Managing agents to submit Performance ManagementData Return for September 2022 before 14:00 viaMarket Data Collection (MDC) website.


Europe

21/10/2022 GST Returns Lloyd’sAsiaServiceCompanies



Asia &Pacific

21/10/202214:00 BST

SyndicateReporting

ManagingAgents

Managing agents to submit quarter three 2022 unauditedQSR and QAD via the CMR platform by 2PM


Europe


Deadline for Managing Agents to notify MemberServices of any interim cash calls due for payment on30th November 2022.


Europe

27/10/2022 Distribution Members Deadline for Member Services to receive instructions totransfer 2019 profits into special reserve fund (SRF).


Europe

Currentdeadlinedate



of 36


ManagingAgents

Agents to submit quarterly financial return for quarterending 30 September 2022. Sign off required by directoron behalf of the board.


Agents to submit quarterly financial return for quarterending 30 September 2022. Sign off required bydirector on behalf of the board.

Europe





Asia &Pacific

Currentdeadlinedate



November 2022

Currentdeadlinedate






This submission is only applicable toManaging Agents with a ServiceCompany presence in Singapore(including Service Companies onrun-off). Please refer to the Lloyd’swebsite here for a list of ServiceCompanies or reach out to Lloyd'sAsia Compliance if you are unsure.

Asia &Pacific

02/11/202214:00 GMT

Part VIINovemberSubmission(Monthly &Initial Loadcatch-up)

Syndicates Part VII November Submission (Monthly & Initial Load catch-up) MDC support mailbox [email protected] Lloyd’s Insurance Company

In-scope Part VII Syndicates tosubmit Part VII Monthly data (as at31/10/2022) via Market DataCollection (MDC) website againstthe November submission businessevents (and initial load catch-up file ifrequired). Submission windowopens on the 02/11/2022 and closeson the 16/11/2022 at 2PM BST.

Europe

03/11/202214:00 GMT

SyndicateReporting

ManagingAgents

Managing agents to submit quarter three 2022 QMA via the MDCplatform by 2PM


Managing agents to submit quarterthree 2022 QMA via the MDCplatform by 2PM

Europe

03/11/202214:00 GMT


Managing agents to submit quarter 3 2022 QMB, via Market DataCollection (MDC) website by 2PM


Managing agents to submit quarter 32022 QMB, via Market DataCollection (MDC) website by 2PM

UK &ChannelIslands

of 36


Members Treaty Waiver Declaration - Including Member-Level Reinsurancerequest, Transfer Pricing sign-off & Reporting Uncertain TaxPositions. Returned to tax operations. Sent via the FAL OnlinePortal

Simon Tyler Tax +44 (0)1634 392512

Europe

11/11/2022 User Pays ManagingAgents

Complaints handling charges due to be levied provided tomanaging agents to allow them to be verified prior to collection viaARCS.


Complaints handling charges due tobe levied provided to managingagents to allow them to be verifiedprior to collection via ARCS.

UK &ChannelIslands


Members Singapore Tax - Change of ownership for Singapore members(members will be contacted directly if return required) via email


Europe


Members US Tax - BEAT 8991 Questionnaire to be completed by corporatemembers that are effected by BEAT and returned to taxoperations to enable the filing of Lloyd's aggregate form 8991.Sent out via email


Europe


ManagingAgents

Subject to materiality-of-change threshold, Managing agents tosubmit quarterly Lloyd's Catastrophe Model (LCM) return as at 1October 2022 by MIDDAY. This return is via SecureShare‘Catastrophe Risk Returns’.


Europe



Confirmation that documents, provided to the syndicate by Lloyd’sfor review, can be submitted to the China Banking InsuranceRegulatory Commission (CBIRC) in order to meet the quarterlyreinsurance registration process. Note: This confirmation is onlyrequired in relation to syndicates that are registered with CBIRC.



Asia &Pacific





Asia &Pacific

Currentdeadlinedate



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30/11/2022 ServiceCompanyAudit


Extend to end Nov 2022 Syn Siew Ho Lloyd's Asia Compliance [email protected] +65 6499 9303


Asia &Pacific

30/11/2022 Distribution Syndicates Interim cash calls to be funded and paid to syndicates. Amanda Allen Member Services +44 (0)1634 392899

Europe


ManagingAgents

Agents with financial year ending 30 June 2022 to submit annualfinancial return (including audited AF1, audited accounts, detailedP&L, forecast P&L, forecast balance sheet and ultimate holdingcompany accounts)


Agents with financial year ending 30June 2022 to submit annual financialreturn (including audited AF1,audited accounts, detailed P&L,forecast P&L, forecast balancesheet and ultimate holding companyaccounts)

Europe


Interim cash calls to be funded and paid to syndicates Amanda Allen Member Services +44 (0)1634 392899

Europe

Currentdeadlinedate



December 2022

Currentdeadlinedate



01/12/202214:00 GMT

Part VIIDecemberSubmission(Monthly &Initial Loadcatch-up)

Syndicates Part VII December Submission (Monthly & Initial Loadcatch-up)


In-scope Part VII Syndicates to submit Part VIIMonthly data (as at 30/11/2022) via Market DataCollection (MDC) website against the Decembersubmission business events (and initial loadcatch-up file if required). Submission windowopens on the 01/12/2022 and closes on the14/12/2022 at 2PM BST.

Europe



Submission to LA on the 2nd working day of each month Syn Siew Ho Lloyd's Asia Compliance [email protected]+65 6499 9303

This submission is only applicable to ManagingAgents with a Service Company presence inSingapore (including Service Companies on run-off). Please refer to the Lloyd’s website here for alist of Service Companies or reach out to Lloyd'sAsia Compliance if you are unsure.

Asia &Pacific

09/12/2022 User Pays* ManagingAgents

Complaints handling charges collection via ARCS Donna Nesbitt Complaints Team +44 (0)1634 392497

Europe

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Q4 2022: GAREAT Large risk return to French Office forperiod 1 January 2022 to 10 December 2022 (onesubmission for Lloyd's Europe).


Europe


ManagingAgents

Request sent to managing agents to completequestionnaire relating to policyholders who meet thedefinition of an 'eligible complainant' to meet Lloyd's FCAreporting requirements.


Europe


Members Members to submit details about their member-levelreinsurance for Canadian tax purposes to tax operations.Sent via the FAL Online Portal


Europe


ManagingAgents

Submit details of Investment income and Capital Gains andLosses on all NON-US DOLLAR syndicate funds forpreparation of the US Tax Reports for US members toenable them to file their personal Tax Returns. Available onCore Market Returns

Simon Tyler Tax +44 (0)1634 392512

Europe




Asia &Pacific

Currentdeadlinedate



January 2023

Currentdeadlinedate


Event title MarketParticipant Submission Instructions Contact Additional

Information Region


Managing Agents to submit GQD return as at Quarter 4 2022 via MDC Ryan Jenkins [email protected]+44 (0)20 7327 5657

Managing Agents tosubmit GQD returnas at Quarter 4 2022via MDC

UK &ChannelIslands


ManagingAgents

Response due following the request for managing agents to complete the questionnaire relatingto policyholders who meet the definition of an 'eligible complainant' to meet Lloyd's FCAreporting requirements


Europe


ManagingAgents

Managing agents to submit Performance Management Data Return for December 2022 before14:00 via Market Data Collection (MDC) website.


Europe

February 2023

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Currentdeadlinedate





Confirmation that documents, provided to the syndicate by Lloyd’sfor review, can be submitted to the China Banking InsuranceRegulatory Commission (CBIRC) in order to meet the quarterlyreinsurance registration process. Note: This confirmation is onlyrequired in relation to syndicates that are registered with CBIRC.



Asia &Pacific

of 36