canon 9 legal ethics
TRANSCRIPT
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CANON 9PEOPLE V. VILLANUEVAOn September 4, 1959, the Chief of Police of Alaminos, Laguna, charged Simplicio
Villanueva with the Crime of Malicious Mischief before the Justice of the Peace
Court of said municipality. Said accused was represented by counsel de officio but
later on replaced by counsel de parte. The complainant in the same case was
represented by City Attorney Ariston Fule of San Pablo City, having entered his
appearance as private prosecutor, after securing the permission of the Secretary of
Justice. The condition of his appearance as such, was that every time he would
appear at the trial of the case, he would be considered on official leave of absence,
and that he would not receive any payment for his services. The appearance of City
Attorney Fule as private prosecutor was questioned by the counsel for the accused,
invoking the case of Aquino, et al. vs. Blanco, et al.,
L-1532, Nov. 28, 1947, wherein it was ruled that "when an attorney had been
appointed to the position of Assistant Provincial Fiscal or City Fiscal and therein
qualified, by operation of law, he ceased to engage in private law practice." Counsel
then argued that the JP Court in entertaining the appearance of City Attorney Fulein the case is a violation of the above ruling. On December 17, 1960 the JP issued
an order sustaining the legality of the appearance of City Attorney Fule.
Under date of January 4, 1961, counsel for the accused presented a "Motion to
Inhibit Fiscal Fule from Acting as Private Prosecutor in this Case," this time invoking
Section 32, Rule 27, now Sec. 35, Rule 138, Revised Rules of Court, which bars
certain attorneys from practicing. Counsel claims that City Attorney Fule falls under
this limitation. The JP Court ruled on the motion by upholding the right of Fule to
appear and further stating that he (Fule) was not actually enagaged in private law
practice. This Order was appealed to the CFI of Laguna, presided by the Hon.
Hilarion U. Jarencio, which rendered judgment on December 20, 1961, thepertinent portions of which read:
The present case is one for malicious mischief. There being no reservation by the
offended party of the civil liability, the civil action was deemed impliedly instituted
with the criminal action. The offended party had, therefore, the right to intervene in
the case and be represented by a legal counsel because of her interest in the civil
liability of the accused.
Sec. 31, Rule 127 of the Rules of Court provides that in the court of a justice of the
peace a party may conduct his litigation in person, with the aid of an agent or
friend appointed by him for that purpose, or with the aid of an attorney. Assistant
City Attorney Fule appeared in the Justice of the Peace Court as an agent or friend
of the offended party. It does not appear that he was being paid for his services or
that his appearance was in a professional capacity. As Assistant City Attorney of
San Pablo he had no control or intervention whatsoever in the prosecution of
crimes committed in the municipality of Alaminos, Laguna, because the
prosecution of criminal cases coming from Alaminos are handled by the Office of
the Provincial Fiscal and not by the City Attornev of San Pablo. There could be no
possible conflict in the duties of Assistant City Attorney Fule as Assistant City
Attorney of San Pablo and as private prosecutor in this criminal case. On the other
hand, as already pointed out, the offended party in this criminal case had a right to
be represented by an agent or a friend to protect her rights in the civil action which
was impliedly instituted together with the criminal action.
In view of the foregoing, this Court holds that Asst. City Attorney Ariston D. Fule
may appear before the Justice of the Peace Court of Alaminos, Laguna as privateprosecutor in this criminal case as an agent or a friend of the offended party.
WHEREFORE, the appeal from the order of the Justice of the Peace Court of
Alaminos, Laguna, allowing the apprearance of Ariston D. Fule as private
prosecutor is dismissed, without costs.
The above decision is the subject of the instant proceeding.
The appeal should be dismissed, for patently being without merits.1wph1.t
Aside from the considerations advanced by the learned trial judge, heretoforereproduced, and which we consider plausible, the fallacy of the theory of defense
counsel lies in his confused interpretation of Section 32 of Rule 127 (now Sec. 35,
Rule 138, Revised Rules), which provides that "no judge or other official or
employee of the superior courts or of the office of the Solicitor General, shall
engage in private practice as a member of the bar or give professional advice to
clients." He claims that City Attorney Fule, in appearing as private prosecutor in the
case was engaging in private practice. We believe that the isolated appearance of
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City Attorney Fule did not constitute private practice within the meaning and
contemplation of the Rules. Practice is more than an isolated appearance, for it
consists in frequent or customary actions, a succession of acts of the same kind. In
other words, it is frequent habitual exercise (State vs. Cotner, 127, p. 1, 87 Kan.
864, 42 LRA, M.S. 768). Practice of law to fall within the prohibition of statute has
been interpreted as customarily or habitually holding one's self out to the public,
as customarily and demanding payment for such services (State vs. Bryan, 4 S.E.
522, 98 N.C. 644, 647). The appearance as counsel on one occasion is not
conclusive as determinative of engagement in the private practice of law. The
following observation of the Solicitor General is noteworthy:
Essentially, the word private practice of law implies that one must have presented
himself to be in the active and continued practice of the legal profession and that
his professional services are available to the public for a compensation, as a source
of his livelihood or in consideration of his said services.
For one thing, it has never been refuted that City Attorney Fule had been given
permission by his immediate superior, the Secretary of Justice, to represent the
complainant in the case at bar, who is a relative.
CONFORMABLY WITH ALL THE FOREGOING, the decision appealed from should be,
as it is hereby affirmed, in all respects, with costs against appellant..
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PEOPLE V. DE LUNAThis is an appeal, taken by the prosecution, from an order, of the Court of First Instance of
Manila, granting a motion to dismiss filed by the defendant in each one of the above entitled
cases, for lack of jurisdiction and, also, upon the ground that the facts alleged in the
amended informations, filed in said cases, do not constitute the crime of contempt of court
with which said defendants (Eustacio de Luna, Jaime P. Marco, Santos L. Paria, Estela R.
Gordo, Angelo T. Lopez, Generosa H. Hubilla, Oreste Arellano y Rodriguez, Abraham C.
Calaguas, Roque J. Briones, Alawadin I. Bandon, Balbino P. Fajardo, Maria Velez y Estrellas and
Emilio P. Jardinico, Jr.) are charged. It is alleged in said amended informations that, on or
about the 22nd day of December, 1954, in the City of Manila, Philippines, the person accused
in each one of these cases
". . . well knowing that he has not passed the bar examination and was not in any way
authorized to take his oath as a lawyer and after having been duly informed and notified that
certain portions of Republic Act No. 972, known as the Bar Flunkers Act of 1953, are
unconstitutional and therefore void and without force and effect, and that all the petitions of
the candidates including the accused who failed in the examinations of 1946 to 1952,
inclusive, for admission to the bar were refused and denied by the Resolution of the
Honorable, the Supreme Court, promulgated on March 18, 1954, did then and there wilfully,
unlawfully and contemptuously disobey and resist in an insolent and defiant manner the said
Resolution of the Supreme Court directed to him and each and everyone of the petitioners,
and perform acts constituting improper conduct and manifestations that tend directly or
indirectly to impede, obstruct or degrade the administration of justice in all courts of the
Philippines and impair the respect to and attack the authority and dignity of the Honorable,
the Supreme Court and all other inferior courts by then and there, without being lawfully
authorized to do so, taking an oath as a lawyer before a notary public and making
manifestations to that effect before the Honorable, the Supreme Court."cralaw virtua1aw
library
After quoting from Rule 64, section 4, of the Rules of Court, the pertinent part of which
reads:jgc:chanrobles.com.ph
"Where the contempt . . . has been committed against a superior court or judge, or against an
officer appointed by it, the charge may be filed with such superior court . . . ." (Italics our.)
and from the Corpus Juris Secundum, the rule to the effect that
"It is a well-established rule that the power to judge a contempt rest exlusively with the court
contemned and that no court is authorized to punish a contempt against another.
Accordingly, disobedience of the order of a state court is not punishable as for contempt by a
court of another state or by a federal court."cralaw virtua1aw library
the lower court concluded that the contemptuous act allegedly committed by appellees herein
"was committed not against" said court "but against the Supreme Court of the Philippines"
and that, accordingly, the Court of First Instance of Manila "has no jurisdiction to try and
punish" the appellees herein.
This conclusion is untenable. The above-quoted provision of the Rules of Court is permissive
in nature. It is merely declaratory of the inherent power of courts to punish those guilty of
contempt against the same. It does not declare that jurisdiction of the court concerned to so
punish the guilty party is exclusive. Indeed, in promulgating said Rules of Court, this Court
could not have validly denied to other Courts, to which the jurisdiction may have been vested
by statute, the right to exercise said authority, for the rule-making power of the Supreme
Court, under Article VIII, section 13, of the Constitution, is limited to the promulgation of
"rules concerning pleadings, practice and procedure in all courts, and the admission to the
practice of law," and does not extend to the determination of the jurisdiction of the courts of
justice in the Philippines. In fact, section 2 of said Article VIII of the Constitution explicitly
ordains that "Congress shall have the power to define, prescribe and apportion the
jurisdiction of the various courts," thereby implying, necessarily, that such power is withheld
from the Supreme Court. Needless to say, the aforesaid view, quoted from Corpus Juris
Secundum, is good law only "unless otherwise provided by statute" (17 C.J.S., 81), and such
statute, providing "otherwise", exists in the Philippines.
Moreover, the amended informations specifically allege that the defendants herein did
"perform acts constituting improper conduct and manifestations that tend directly or
indirectly to impede, obstruct or degrade the administration of justice in all courts of the
Philippines and impair the respect to and attack the authority and dignity of the Honorable,
the Supreme Court and all other inferior courts." To put it differently the acts charged were
committed, according to said amended informations, in contempt of the Supreme Court, as
well as of "all other courts of the Philippines," including the Court of First Instance of Manila.
Thus, the very authorities cited in the order appealed from do not justify the same.
Again, section 236 of Act No. 190 and section 6 of Rule 64 of the Rules of Court provide that
a person guilty of any of the acts of contempt defined, respectively, in section 232 of said Act
and section 3 of said Rule 64, "may be fined not exceeding one thousand pesos, or
imprisoned not more than six months." Pursuant to section 44 of the Revised Judiciary Act of
1948 (Republic Act No. 296), courts of first instance have original jurisdiction over criminal
cases "in which the penalty provided by law is imprisonment for more than six months, or a
fine of more than two thousand pesos." Inasmuch as a fine not exceeding P1,000 may be
imposed in the cases of contempt under consideration, it follows that the same are within the
original jurisdiction of the Court of First Instance of Manila, although such jurisdiction is
concurrent with that of the Supreme Court, in view of the inherent power of the latter to
punish those guilty of contempt against the same.
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It may not be amiss to add that, in the event of such concurrent jurisdiction over cases of
contempt of court, it would be a good practice to acknowledge the preferential right of the
court against which the act of contempt was committed to try and punish the guilty party.
However, insofar as appellees herein are concerned, on February 3, 1955, this Court passed
and promulgated a resolution of the following tenor:jgc:chanrobles.com.ph
"The Court received from Pedro B. Ayuda a communication of the following tenor:chanrob1es
virtual
"MANIFESTATION
"COMES NOW the undersigned for and in representation of the above-named attorneys and to
this Honorable Court, hereby respectfully makes manifestation that they have taken the oath
of office as Attorneys-at-Law on December 22, 1954 before Mr. Anatolio A. Alcova, a Notary
Public in and for the City of Manila, with office at R-201 Regina Building, Escolta, Manila, in
pursuance of the provisions of Republic Act No. 972;
"There are attached to this manifestation seventeen (17) copies of the oath of office as
Annexes A, B, C, D, E, F, G, H, I, K, L, M, N, O, P, and Q.
"Messrs, Alejandro P. Capitulo, Claro C. Gofredo, and Florencio P. Sugarol of the group took
the bar examinations in August, 1954. They also had taken their oath before this Honorable
Tribunal, January 20, 1955.
"This manifestation is made for all legal effects as they will practice law in all the Courts of
the Philippines.
"Manila, Philippines, January 28, 1955.
(Sgd.) PEDRO B. AYUDA
In his own behalf and on behalf of the others in his capacity as president of the 1946 - 1952
BAR EXAMINEES ASSOCIATION, 2034 Azcarraga, Manila.
"It appearing that the persons mentioned, except Capitulo, Gofredo and Sugarol, have not
passed the Bar Examinations, it was resolved:jgc:chanrobles.com.ph
"A. To refer the matter to the Fiscal, City of Manila for investigation and appropriate action in
connection with Section 3 (e), Rule 64;
"B. As Pedro Ayuda has assumed to be an attorney without authority, he is given 10 days from
notice hereof, within which to explain why he should not be dealt with for contempt of this
Court;
"C. The notary public Anatolio A. Alcoba, member of the Bar, who has illegally administered
the oath to the said persons in disregard of this Courts resolution denying them admission to
the Bar (except Capitulo, Gofredo and Sugarol), is hereby given ten days to show cause why
he should not be disbarred or suspended from the practice of law;
"D. The clerk of Court is directed to furnish copy of this resolution to the Court of Appeals
and to all courts of first instance, the Court of Industrial Relations, the Public Service
Commission, and the Department of Justice;
"E. As to Capitulo, Gofredo and Sugarol, proper action will be taken later in their respective
cases." (pp. 36-37, rec., G. R. No. L- 10245.)
It is clear, from the foregoing resolution, that this Court did not intend to exercise its
concurrent jurisdiction over the acts of alleged contempt committed by appellees herein and
that we preferred that the corresponding action be taken by the City Fiscal of Manila in the
Court of First Instance of Manila. In fine, the latter had no justification whatsoever in refusing
to exercise its jurisdiction over the cases at bar.
The next question for determination is whether the acts charged in the amended informations
constitute contempt of court. After quoting the allegation of said amended informations to
the effect that the defendant in each one of the instant cases
". . . did then and there wilfully, unlawfully and contamptuously disobey and resist in an
insolent and defiant manner the said Resolution of the Supreme Court directed to him, and
each and everyone of the petitioners and perform acts constituting improper conduct and
manifestations that tend directly and indirectly to impede obstruct or degrade the
administration of justice . . ."cralaw virtua1aw library
the lower court had the following to say:jgc:chanrobles.com.ph
"From this allegation, there is no hint whatsoever that any command, order or notification
from the judicial court or any non- judicial person, committee or body clothed by law with
power to punish for contempt has been disobeyed or violated by the herein accused.
Moreover, there is nothing shown in the resolution of the Honorable Supreme Court of March
18, 1974 directing the accused not to take their oath as lawyers. The mere fact of taking an
oath by any person as a lawyer does not make him automatically a lawyer without having
completed the requirements prescribed by the Supreme Court for the admission to the
practice of law. It is necessary before his admission to the Bar that he passes the required bar
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examinations and is admitted by the Supreme Court to practice law as attorney. Our statutes
punish as criminal contempt one assuming to be an attorney or an officer of a court and
acting as such without authority. (par. F. Rule 64, Rules of Court.) The mere taking of oath as
lawyers by herein accused, in the humble opinion of this Court, is not tantamount to practice
law. However, if this had taken one step further, as for example, after taking their oaths, they
have held out themselves as lawyers to the public, received cases for litigants, appeared
before any court of justice personally or by filing pleadings therewith, would be considered
that they are really engaged in the practice of law. These accused have not committed any of
these acts as enunciated by our Supreme Tribunal in the case of Bosque and Ney, 8 Phil., 146,
nor have they disobeyed or defied any command, order or notification of this Court or of the
Honorable Supreme Court. What they have done only was the taking of their oath as lawyers
before a notary public who was not authorized by law to take their oath as lawyers, as the
latter can only aware as such before the Supreme Court or any member thereof.
"Pursuant to the above stated reasons, this Court is of the opinion and so holds that no
criminal contempt has been committed by the herein accused before this Court and neither
before the highest Tribunal of this land."cralaw virtua1aw library
The aforementioned quotation from the amended informations is, however, incomplete. It did
not include the allegation to the effect that the defendant in each one of the cases at bar took
his "oath as a lawyer before a notary public" and filed the manifestation transcribed in the
resolution above quoted,
"well knowing that he has not passed the bar examination and was not in any way authorized
to take his oath as a lawyer and after having been duly informed and notified that certain
portions of Republic Act No. 972, known as the Bar Flunkers Act of 1953, are unconstitutional
and therefore void and without force and effect, and that all the petitions of the candidates
including the accused who failed in the examinations of 1946 to 1952, inclusive, for
admission to the bar were refused and denied by the resolution of the Honorable Supreme
Court, on March 18, 1954, . . . ."cralaw virtua1aw library
In other words, appellees knew that they did not pass the bar examination. Although they,
likewise, sought admission to the Bar under the provisions of Republic Act No. 972, known as
the Bar Flunkers Act of 1953, they were subsequently notified of the resolution of this Court
denying said petition. Inasmuch as the oath as lawyer is a prerequisite to the practice of law
and may be taken only, before the Supreme Court, by those authorized by the latter to
engage in such practice, the resolution denying the aforementioned petition of appellees
herein, implied, necessarily, a denial of the right to take said oath, as well as a prohibition of
or injunction against the taking thereof. When, this notwithstanding, appellees took the oath
before a notary public, and formally advised this Court, not only of such fact, but also, that
"they will practice in all the courts of the Philippines," they, accordingly, disobeyed the order
implied, and resisted the injunction implicit, in said resolution, thus violating section 232 of
Act No. 190, which declares in part:jgc:chanrobles.com.ph
"A person guilty of any of the following acts may be punished as for
contempt:jgc:chanrobles.com.ph
"1. Disobedience of or resistance to a lawful writ, process, order, judgment, or command of a
court, or injunction granted by a court or judge."cralaw virtua1aw library
and section 3, subdivision (b), Rule 64, of the Rules of Court, which is identical.
This case is, in principle, analogous to that of U.S. v. Ney and Bosque (8 Phil., 146), which
involved two lawyers, an American, C.W. Ney, and a Spaniard, Juan Garcia Bosque, who sent
out a circular, signed "Ney and Bosque", stating that they had established an office for the
general practice of law in all courts of the Islands and that Bosque would devote himself
especially to consultation and office work relating to Spanish Law. Accused of contempt of
court, both were convicted as charged, although upon different grounds. As regards the
Spaniard, it was held that a former order of this Court denying his admission to the practice
of law in the Philippines, on account of alienage, "was directly binding upon him;" that the
aforementioned circular "amounted to an assertation of his right and purpose" to engage in
such practice of law; and that "consequently the conduct of the defendant Bosque amounts to
disobedience of an order made in a proceeding to which he was a party." As regards Ney, he
was found guilty of "misbehaviour" committed by "an officer of the court."cralaw virtua1aw
library
Likewise, by their aforementioned acts, as set forth in the amended informations, appellees
herein expressed clearly their intent to, and did, in fact, challenged and defy the authority of
this Court to pass upon and settle, in a final and conclusive manner, the issue whether or not
they should be admitted to the bar, as well as, embarrass, hinder and obstruct the
administration of justice and impair the respect due to the courts of justice in general, and
the Supreme Court, in particular. Thus, they performed acts constituting an "improper
conduct tending, directly or indirectly, to impede, obstruct, or degrade the administration of
justice," in violation of section 3, subdivision (b) of said Rule 64.
". . . Acts which bring the court into disrepute or disrespect or which offend its dignity, affront
its majesty, or challenge its authority constitute contempt of court.." . . . (12 Am. Jur. 395.)
The lower court is, seemingly, under the impression that appellees could not be guilty of
contempt of court unless they actually engaged in the practice of law or "held out to the
public" as lawyers "by means of circulars." Such view is inaccurate, for "assuming to be an
attorney . . . and acting as such without authority," is, only one of the means by which
contempt of court may be committed, under said Rule 64, section 3, of the Rules of Court. At
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any rate, by taking "the oath of office as attorney-at-law" and notifying the Supreme Court
that they had done so and would "practice law in all courts of the Philippines", the appellees
had, for all intents and purposes, "held out to the public" as such attorneys-at-law (U.S. v.
Ney and Bosque, supra).
Wherefore, the order appealed from is hereby reversed, and let the records of these cases be
remanded to the court of origin for further proceedings not inconsistent with this decision. It
is so ordered.
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LICHAUCO VS. ALEJANDRINOOn the 16th of July, 1908, the plaintiffs commenced an action against the
defendants, in the Court of First Instance of Pampanga, for the purpose of
recovering the sum of P1,657.75, with interest at 12 per cent from the said 16th of
July, 1908.
To this complaint the defendants demurred, which demurrer was, on the 23d of
November, 1908, sustained by the Hon. Julio Llorente, judge. On the same day (the
23d of November, 1908) the plaintiffs filed an amended complaint against the
defendants. The complaint was accompanied by Exhibit A, B, C, and D.
Later the defendants presented a demurrer which was overruled. On the 2d of July,
1909, the defendants presented a general and special answer, in which they prayed
to be relieved from all liability under the complaint, with costs against the
plaintiffs.
After hearing the evidence adduced during the trial of the cause, the Hon. Julio
Llorente, judge, on the 10th of February, 1901, rendered a judgment in favor of theplaintiffs and against the defendants for the sum of P610.22 Philippine currency,
with interest at 6 per cent from the 16th of July, 1908, with the provision that if the
defendants failed to pay the said amount, the plaintiffs were entitled to sell at
public auction one-sixth part of the land mortgaged under and by virtue of a
contract between Mariano Alejandrino and Cornelia Laochangco, dated the 30th of
July, 1886. (See Exhibit A.) Mariano Alejandrino was the father of the defendant,
Ana Alejandrino, and Cornelia Laochangco as the mother of the plaintiffs. Mariano
Alejandrino and Cornelia Laochangco are both dead.
From the judgment of the lower court the plaintiffs appealed.
From an examination of the record, the following facts seem to be true:
First. That on the 30th of July, 1886, the said Mariano Alejandrino borrowed from
the said Cornelia Laochangco the sum of P6,000 Mex., under certain conditions
mentioned in the said contract. (See Exhibit A.)
Second. That on the 15th of August, 1895, the said Mariano Alejandrino and
Cornelia Laochangco liquidated the amount due under the said contract, Exhibit A,
and it was found on the date that there was still due under the said contract the
sum of P4,115.75. On the same day (August 15, 1895) the said Mariano
Alejandrino borrowed from Cornelia Laochangco the additional sum of P234.25,
making a total amount due of 4,350 pesos Mex. (Exhibit B.)
Third. That on the 15th of December, 1906, all of the children of the said Mariano
Alejandrino, except the defendant herein, Ana Alejandrino, entered into a contract,
by the terms of which they obligated themselves to pay to the plaintiffs the balance
due from their father, Mariano Alejandrino. (See Exhibit D.)
Fifth. That on the 23d of April, 1898, the amount due on the said contract of July
30, 1886, was again liquidated and it was found that there was remaining due and
unpaid on the said contract, the sum of P4,465. (See Exhibit C.)
Under the provisions of Exhibit D (the contract which was entered into by all of the
heirs of Mariano Alejandrino, except the defendant herein, Ana Alejandrino), they
obligated themselves to pay their proportional amount of the indebtedness of theirfather, together with 12 per cent interest. The plaintiffs claim that the amount due
on the contract of July 30, 1886, at the time of the commencement of the present
action (the 15th of July, 1908), together with the interest amounted to the sum of
P9,946.50, and that the defendant herein, Ana Alejandrino, was liable for one-sixth
part of said sum, or the sum of P1,657.75.
The defendant, Ana Alejandrino, was not a party to the contract represented by
Exhibit D. she did not agree to pay 12 per cent interest on the amount remaining
due on the 23rd of April, 1898, of the debt between her father and the plaintiffs
herein. There is no proof in the record that any demand was ever made upon her
for the payment of her aliquot part of the balance found to be due on the 23rd ofApril, 1898, either judicially or extrajudicially. She was, therefore, not liable to pay
interest or her aliquot part of the said amount. The lower court correctly held,
however, that she was liable for the payment of one-sixth part of said amount by
virtue of her having accepted her proportional part of the property involved and
covered by the original contract between her father and the mother of the
plaintiffs, bearing date of July 30, 1886, or for the sum of 744.16 pesos Mex.,
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which, reduced to conant, amounted to P610.22, the amount for which the lower
court rendered judgment, with 6 per cent from the 16th of July, 1908.
While we have not discussed the assignments of error in detail, we believe that we
have answered each of them in effect. We have discussed the question upon their
merits as they are presented in the record. There is a question of parties, however,
which has not been presented, which we can not overlook.
It will be noted that Faustino Lichauco has brought this action for himself and in
representation of his co-heirs. So far as the record shows, the co-heirs have no
knowledge of the pendency of the action. Faustino Lichauco shows no authority for
representing his co-heirs except the mere allegation in the title of his complaint.
He speaks of himself as the plaintiff. The attorney signs himself as attorney for the
plaintiff ? not for the plaintiffs. Faustino Lichauco represents himself and his co-
heirs, and the attorney-at-law, who signs the complaint, represents as he alleges
"the plaintiff." There is nothing in the record which shows that the co-heirs are not
capable of representing themselves. There is nothing in the record which shows
that they ever gave their consent to the commencement of the present action. It
may be assumed that they did, but this not sufficient. The Code of Procedure inCivil Actions provides that in Courts of First Instance a party may conduct his
litigation personally or by the aid of a lawyer, and his appearance must be either
personal or by the aid of a duly authorized member of the bar. (Sec. 34, Act No.
190.) In the present case the co-heirs are neither in court personally nor by the a
duly authorized member of the bar. Therefore they are not in court at all, and any
judgment which we might render in the present case, with reference to the heirs,
either pro or con, would in no way be binding upon them. (Espiritu vs. Crossfield
and Vicente Guasch, No. 5313).[[1]]
The present case seems to have been tried in the lower court upon the theory that
all of the interested parties were present, and for that reason we have discussedthe case upon its merits, believing that the parties would deem further litigation
unnecessary, once being informed of the views of this court upon the facts
presented. This assumption, however, is based upon the ground that even though
the co-heirs had been represented in the trial of the cause, in accordance with law,
no other or different evidence would have been adduced.
Therefore, following the decision of this court in the case of Lichauco vs. Limjuco
(19 Phil. Rep., 12), the judgment of the lower court is hereby set aside, unless the
coheirs of Faustino Lichauco, within a period of ten days from notification of this
decision, shall appear personally or by attorney in the Court of First Instance of the
Province or Pampanga, either as plaintiffs or defendants, and in writing indicate
their full conformance with the proceedings had in the present cause. In which
case, the Court of First Instance of the Province of Pampanga is hereby directed to
enter a judgment confirming the judgment heretofore rendered by said court on
the 10th day of February, 1910.
ROBINSON VS. VILLAFUERTEOn April 30, 1908, W. W. Robinson entered suit in the Court of First Instance of Tayabas
against Marcelino Villafuerte y Raola, alleging as a first cause of action: That the plaintiff was
engaged, in the city of Manila and at the time specified further on, in the importation and sale
of flour and other products from abroad, with an office in the city of Manila, a business which
he still continued, through the agency of Castle Brothers, Wolf & Sons, established therein;
that the defendant, a resident of Lucena, Tayabas, by an instrument duly executed on October19, 1906, by his attorney in fact and legal representative, Vicente Marcelo Concepcion, who
was fully empowered and authorized for the purpose, and ratified on the same date before
the notary public of Manila, D. R. Williams, acknowledged and confessed that he owed the
plaintiff the net sum of P3,852.50; that by the said instrument duly executed the defendant
bound and pledged himself to pay to the plaintiff the said sum of P3,852.50 in four monthly
installments from that date, at the rate of P1,000 for each of the first three installments and
P852.50 for the last one, and likewise the interest thereon at the rate of 8 per cent per
annum, to be adjusted and paid at the time of paying each of the installments fixed; that in
the said instrument the defendant moreover bound himself to pay to the plaintiff the sum of
P500 for costs and expenses, in case the latter should recur to judicial process for the
collection of the aforementioned debt; and that, as security for the payment of the said debt,
of the interest thereon and of the amount for costs and expenses, the defendant voluntarilyexecuted, by means of the said instrument and in favor of the plaintiff, a special mortgage
upon the properties of his absolute ownership and control, which are: XXX
The respective bounderies of each one of the estates above enumerated were set fourth in the
said instrument of mortgage, which was duly inscribed in the property registry of Tayabas.
This deed does not appear to have been canceled, and constitutes an encumbrance on the
properties described in favor of the plaintiff. It was stated in the instrument referred to, that
the liability of the property mortgaged was distributed in the following manner: Total
4,352.50
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It was stated further, as an express condition, that default of payment of any of the
installments specified in the fourth preceding paragraph would cause the entire obligation to
mature and would entitle the plaintiff (it says "defendant") to require the payment of the same
in its totality and forthwith to institute foreclosure proceedings against any and all of the
mortgage properties.
The complaint further alleged, as a first cause of action, that, notwithstanding the repeated
demands made upon the defendant, the latter had not paid his debt nor the interest thereon,
excepting the sum of P550, paid on different dates on account of the debt and interest due,
wherefore the defendant owed the plaintiff the sum of P3,302.50, the remainder of his debt
and besides P385.57 as interest due from December 6, 1906, to the date of the filling of the
complaint; that the plaintiff was then the legal owner of the mortgage, and that he had not
been paid the whole nor any part of the sum expressed in the preceding paragraph.
As a second cause of action against the defendant, the complaint alleged, among other
things: That the defendant, by means of an instrument duly executed on December 21, 1906,
by his attorney in fact and legal representative, Vicente Marcelo Concepcion, who was fully
empowered and authorized an instrument ratified on the same date before the notary
Daniel R. Williams and in consideration of the credit which the plaintiff agreed to allow the
said defendant up to the sum of P3,560, executed a special voluntary mortgage of the
properties of his absolute ownership and control which are described as follows: XXX
The respective boundaries of each of the estates above enumerate were set forth in the said
instrument of mortgage, which was duly inscribed in the property registry of Tayabas, and
does not appear to have been cancelled, and constitutes an encumbrance on the properties
described, in favor of the plaintiff. It was stated, in the instrument referred to, that the
liability of the property mortgaged was distributed in the following manner: TOTAL 4,160.00
That the aforementioned mortgage was executed as security for the payment to the plaintiff
of the sum or sums which the defendant might owe him by reason of the said credit, which
was granted under the following terms and conditions:
1. That the said credit should not exceed the sum of P3,560 and was granted for the
period of six months from the 20th of November, 1906, and defendant was to make use of it
in taking flour from the plaintiff's warehouse, at current prices, by means of written duebills
or orders signed by the defendant or by his attorney in fact.
2. That the said written duebills or orders should be paid within thirty days from their
date, and it was stipulated that the amount or value of each one of them should bear an
annual interest of 8 per cent from the date of their maturity, if not paid before.
3. That total amount of what the defendant might be owing, by reason of the said
credit, should be settled and entirely paid, together with the interest thereon, by the 20th of
May, 1907, on which date all the orders or duebills issued by the defendant against the said
credit should be considered as matured, even though the extension above mentioned should
not have expired.
4. That it should be optional be optical on the part of the plaintiff to honor the duebills
or orders which the defendant Marcelino Villafuerte might issue against the said credit, in the
event that the latter should fail to pay the amount of his previous duebills or orders at the
time they should respectively fall due, or should fail to comply with and observe any of the
conditions and stipulations contained in the said instrument of October 19, 1906, ratified
before notary Williams; that the defendant should be bound to pay to the plaintiff P600, in
case of litigation, and also to pay all the expenses that might be occasioned by the execution
of the said instrument of December 21, 1906, those of its inscription in the registry,
cancellation, and release, as well as the expenses incurred by the plaintiff on account of the
instrument of October 19, 1906, referred to in the first cause of action, together with those of
its inscription in the registry; provided, moreover, that the aforementioned instrument of
December 21, 1906, should be retroactive in its effect from the 20th of November of the
same year, and that the flour which the said defendant, through his attorney in fact, Vicente
Marcelo Concepcion, had withdrawn from the plaintiff's warehouses since the 20th of
November, 1906, should be include in the credit opened; that the estates described under the
Nos. 2, 4, 5, 6, 7, 8, 9, 10, 11, 12, and 13, bore a first mortgage in favor of the plaintiff
executed as security for the obligation, the fulfillment of which is demanded in the first cause
of action; that, by clause 14 of the said instrument of December 21, 1906, it was stipulated
that in case W. W. Robinson, the plaintiff, should have to institute foreclosure proceedings
against the property above described, either by reason of the mortgage hereby placed on the
same, or of the obligation affecting the said property, in his favor, by virtue of the said
instrument of October 19 of the present year, Robinson should be entitled to take charge of
the management of all or any of the said realities until they should be sold, and to collect
their revenues, rentals, fruits, and products for the purpose of applying the same to the
payment of the judgment; that, by clause 15 of the said instrument of December 21, 1906, it
was also stipulated that it was expressly covenanted that, in case Robinson should have to
proceed judicial against the property therein mentioned in order to collect any amount to the
payment of which they were subject, all the orders or duebills issued on account of the credit
granted in the said instrument should be considered as matured and payable, and Robinson
should be entitled forthwith to demand the payment of any balance found to be due him by
Marcelino Villafuerte y Raola, with the privilege of levying upon all or any of the realities
comprised with the mortgage mentioned in the said instrument; that the amount credited for
the expenses referred to in No. 7 of the fifth paragraph of this cause of action reached
P174.95; that the defendant, availing himself of the credit granted in the aforementioned
instrument of December 21, 1906, took and withdrew from the plaintiff's warehouses, on
different dates between the 20th of November and the 19th of December, 1906, inclusive,
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various quantities of flour, the total value of which amounted to P5,588.15; that the
defendant had not paid any part of this amount, except the sum of P375.00, and was owing a
balance of P5,213.15; that at the time of the complaint the said defendant owed the plaintiff
the sums of P174.95 and P5,213.15, in addition to P503.79 as interest due up to the date of
the complaint; that the plaintiff was then the legal owner of the mortgage above referred to,
and that none of the sums mentioned nor any part thereof had been paid to him: wherefore
the plaintiff asked that judgement be rendered in his favor against the defendant, for the
following amounts: (1) For the sum of P3,302.50, the principal demanded in the first course
of action, and interest thereon at 8 per cent per annum from date until its payment; (2) for
the sum of P385.57, as interest due on the principal mentioned in the preceding paragraph
and remaining unpaid, and, in addition, the interest on this sum at the rate of 6 per cent per
annum from the date of the complaint until paid; (3) for the sum of P5,213.15, the amount of
the debt claimed in the second cause of action, together with the interest thereon at the rate
of 8 per cent per annum from date until it's payment; (4) for the sum of P503.79, the interest
due on the principal mentioned in the preceding paragraph, with interest thereon at 6 per
cent per annum from date until payment; (5) for the sum of P174.95, claimed in paragraph 9
of the second cause of action, with interest thereon at 6 per cent per annum from the date of
the complaint until payment; and, (6) for the sum of 1,000 for costs and attorney's fees.
The plaintiff further prayed that an order be issued directing the delivery to the plaintiff of the
properties described in the complaint, in order that he might administer them during the
course of this suit and until they should ultimately be sold, and authorizing him to collect and
receive the revenues, rentals, fruits, and other products of the said estates and to retain them
in his possession in order to satisfy the judgment that would be rendered in this case, and
that in case the said judgment be not satisfied thereby, the sale of the said properties be
ordered and the proceeds thereof be applied to the purpose.
The defendant, in his answer, made a general and specific denial of each and all of the
allegations of the plaintiff for each and all of the actions instituted by him in each and all of
the paragraphs of the complaint, and as a special defense, and in his crosscomplaint, alleged:
That the defendant did not execute, consent to, nor authorize the execution of a power of
attorney of any kind whatsoever in favor of Vicente Marcelo Concepcion, empowering the
latter to mortgage, pledge, or otherwise dispose of, to the plaintiff or to any person whatever,
any of the properties mentioned in the complaint, nor to accept from and open with the
plaintiff any credit nor establish with him any business in flour; nor execute any power of
attorney nor grant any authority whatever in favor of the said Concepcion so that the latter
might represent him and accept in his name credit, or moneys whatsoever from any person;
nor dispose of, mortgage, or encumber any of the properties described in the complaint; that
the defendant received no sum whatever from the plaintiff nor was he in the latter's debt for
the amount claimed in the complaint, nor for any other sum of money; that he did not give
his consent to all of to any one of the mortgages alleged in the complaint, and that all the
said mortgages on the properties therein mentioned were founded on a supposed power of
attorney said to have been executed by the defendant in favor of Vicente Marcelo Concepcion,
which power of attorney was fictitious, false, fraudulent, null and void, that it was not
executed by the defendant, nor did the latter intervene therein and that the said power of
attorney had no true reason for existence; wherefore the defendant asked that judgment be
rendered absolving him from the complaint with the costs against the plaintiff, by annulling
each and all of the mortgages alleged in the complaint and the inscription of each of them in
the office of the register of property of Tayabas, and by ordering the cancellation of all the
inscriptions of the said mortgages and encumbrances of the aforementioned properties.
The plaintiff, in answering to the counter complaint, set up a general and specific denial of
each and all of the allegations of the defendant with respect to each and all of the actions
brought by him in each and all of the paragraphs of the counter complaint, and prayed that
judgment be pronounced in his favor, and against the defendant, in conformity with the
petitions made in his complaint.
The case came up for hearing on November 30, 1908, and after the presentation of oral
evidence by both parties, the documentary evidence being attached to the record, the court,
on December 15 of the same year, rendered judgment whereby it directed that the plaintiff
should recover from the defendant the sum specified in the first instrument of mortgage,
P3,302.50, as principal, the additional sum of P385.57 as interest up to April 30, 1908,
besides the interest on the said principal, at the rate of 8 percent per annum from the date
just above mentioned until its complete payment, also the P500 stipulated in the said
instrument as payable by the defendant as costs and expenses in case of litigation; and the
sum mentioned in the second instrument of mortgage, P5,213.15 as principal, besides
P503.79, as interest up to the 30th day of April, 1908, in addition to the interest on the said
principal at the rate of 8 per cent per annum, form the date just of P174.95, as expenses for
the execution of the instrument, for its inscription, cancellation, and acquaintance, as
provided for in clause 17 of the said instrument, and the additional sum of P600, which it was
stipulated in the second instrument the defendant should pay for costs and expenses in case
of litigation. The judgment further ordered that the defendant should pay the several
amounts above mentioned, with the interest and costs, on or before the first day of the sitting
of the court in April, 1909, and that, in case such order should not be compiled with, the
mortgages should be foreclosed and a final writ should be issued directing that all the
properties before described the sold, the proceeds of the sale to pay the principal, interest,
and costs. The defendant, when notified of this judgement, took exception thereto,
announced that he would file a bill of exceptions, and moved for a new trial on the ground
that the evidence was insufficient to warrant the judgment rendered and that the latter was
contrary to law. This motion was denied and exception was taken by the appellant, who filed
the proper bill of exceptions, which was certified to, approved, and forwarded to the clerk of
this court. By an order of March 1, 1909, it was provided that the execution of the aforesaid
judgment should not be suspended pending the appeal, unless the defendant, for the reasons
stated in the said order, should give a bond for P10,000.
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The purpose of the suit filed by the plaintiff, W. W. Robinson, is the collection of various sums
owed by the defendant, Marcelino Villafuerte y Raola, the payment of which is secured by a
mortgage on the real properties set out in the two notarial documents evidencing the debt,
exhibited under letter A and B, and inscribed in the property registry of the Province of
Tayabas.
The mortgage action brought by the creditor, based upon the two aforementioned notarial
documents is proper, inasmuch as it is sought to collect certain sums specified in the said
instruments on account of their not having been paid within the periods therein stipulated,
and consequently the real properties offered as security for the solvency of the debts
contracted by the debtor are duly liable for the satisfaction of the same; and although the
credit of P3,852.50, the value of the flour furnished to Camilio C. Gomez, in account with the
defendant, and referred to in the instrument lettered A, was to have been paid in four
installments from October 19, 1906, at the rate of P1,000 in each one of the three first
months and P852.50 in the fourth and last month, yet since the debtor, notwithstanding the
demands made upon him, did not comply with his obligation nor pay his debt in conformity
with the tenor of the said instrument, letter A, for he only paid the creditor the sum of P550
delivered partially on different dates, the default of payment of any of the installments agreed
upon produces the effect that all of these must be deemed to have matured and entitles the
creditor to demand the payment of his entire credit and to proceed against the mortgaged
properties for the purpose of collecting his credit, which amounts to P3,302.50, after the
deduction of the said P550 from the principal, with the interest due from the 6th of
December, 1906, amounting to P385.57.
With respect to the credit mentioned in the instrument, Exhibit B, and granted by the plaintiff
to the defendant Villafuerte under agreement that the latter should make use of the said
credit by taking flour from the creditor's warehouse by means of written duebills or orders
signed by the debtor, or his attorney in fact, under condition that the value or amount of the
said duebills should be paid within thirty days from their date and that these
acknowledgments of debts should bear interest of 8 per cent per annum from the date of
their maturity, it was also a condition that the aforesaid instrument should be deemed to be
retroactive in its effect, from November 20, 1906, that the quantities of flour which were
taken from the plaintiff's warehouse since the said November 20, 1906, should be considered
as included, and that the total amount of whatever the defendant might owe, by reason of the
credit mentioned together with the interest thereon, should be settled and entirely paid on
May 20, 1907, on which date all the orders or duebills issued against the said credit should
be deemed to have matured, even though the thirty days' delay stipulated should not have
expired.
In view of the fact that the defendant succeeded in withdrawing flour to the value of
P5,078.15, without his having paid the amount due therefor, except P375, it can not be
denied that there still remains a balance to be paid of P4,703.15 (pp. 5 and 88 of the record).
In the account, Exhibit E, there appears a statement of the sacks of flour which were taken on
account of the said credit by means of the nine duebills, Exhibit F, attached to the
aforementioned account, in which it also appears that the value of the said sacks of flour was
P4,703.15, after the deduction of P375.
The complaint which gave rise to the present suit is in accordance with the provisions of
section 255 of the Code of Civil Procedure, and the mortgages constituted in the two
instruments aforementioned fulfill the conditions and requirements prescribed in articles
1857, 1874, and 1875 of the Civil Code; wherefore judgment should be rendered favorable to
the mortgage creditor, in accordance with section 256, and following, of the Code of Civil
Procedure.
The defendant debtor denied the existence of the obligations contained in the said
instruments; he asserted that the latter, and the powers of attorney executed in favor of
Vicente Marcelo Concepcion were false, and likewise denied that he owed the plaintiff any of
the amounts claimed in the complaint, or that he had authorized the said Concepcion to
mortgage the realties described in the said complaint, and in asking for his release, he prayed
that the aforementioned mortgages and the inscriptions of the same in the property registry
be declared null and void.
If it is true, as it appears to be, that the defendant Marcelino Villafuerte y Raola executed, on
July 11 and October 29, 1906, in this city, the powers of attorney, Exhibits C and D, in favor
of Vicente Marcelo Concepcion, before the notaries Eugenio de Lara and Daniel R. Williams,
respectively, it not having been proved at trial that the said powers of attorney were false or
null and void, the mortgages upon the real properties, executed by the attorney in fact, duly
authorized for the purpose, in the instruments designated under letter A and B, the first of
them ratified in the notarial record, letter G, by the debtor before the same notary, Williams,
must be accepted as valid and in force, inasmuch as the said mortgage deeds appear to have
been ratified in due form by contracting or interested parties before the said notary in Manila,
it not having been proven at trial that they contained any flaw or defect which might operate
to annul them.
The evidence adduced by the defendant in his attempt to prove that, on the two dates before
mentioned, when the said two powers of attorney appear to have been executed, he was in
Lucena, Tayabas, and not in this city of Manila, has not resulted in defeating the validity,
authenticity, and force of the said powers of attorney, for the truth of their contents as well as
their ratification by the person executing them was certified to by notaries before whom they
were exhibited respectively in the presence of two witnesses; the oral testimony presented by
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the defendant was insufficient to prove that the notaries Lara and Williams untruthfully
certified that Marcelino Villafuerte, whom they attested under oath that they knew, personally
appeared before them and ratified in its totality the contents of the aforementioned
document, declaring that he had executed it freely and voluntarily and exhibited for the
purpose his cedula, No. 453963, issued in Lucena, Tayabas, on January 15, 1906.
In order to establish the conclusion, as the logical result of the evidence, that the said two
notaries, falsely, and entirely irrespective of the truth, issued the certificates which appear
under their respective signatures and seals at the foot of the powers of attorney, letters C and
D, it is not sufficient to prove, by means of the testimony of witnesses, (mostly relatives) and
by unauthenticated documents, that on the dates of the execution of the powers of attorney
the persons executing them was not here in Manila, where the instruments were certified to,
but in Lucena, Tayabas; clear, strong, and irrefutable proof must be adduced to prove that the
said notaries could not have averred that the said person was actually in their presence, that
they heard him ratify the contents of the respective documents, and could have certified to
the number of his cedula, the only one exhibited to both notaries, without having ostensibly
perverted the truth. The defendant himself, who averred that he was in Lucena on July 11,
1906, the date of the first power of attorney, said that he was not sure whether on October
29 of the same year, the date of the second, he was in the said pueblo or in this city of
Manila.
Public instruments authenticated by a notary or by a competent public official, with the
formalities required by law, are evidence, even against a third person, of the fact which gives
rise to their execution and of the date of the latter. They shall also be evidence against the
contracting parties and their legal representatives with regard to the declarations the former
may have therein. (Arts. 1216 and 1218, Civil Code.)
The force of proof of depositions of witnesses shall be weighed by the courts in accordance
with the provisions of the law of civil procedure, taking care to avoid that, by the simple
coincidence of some depositions, unless their truthfulness be evident, the affairs may be
finally decided in which instruments, private documents, or any basis of written evidence are
usually made use of. (Art. 1248, Civil Code.)
The defendant debtor having been requested by letter, in the beginning of the year 1907, to
pay his debt, were it true that he had not contracted the obligations contained in the
instruments lettered A and B, nor executed in favor of Vicente Marcelo the powers of attorney
lettered C and D, would have at that time made the proper investigations and taken the
necessary steps for the annulment or invalidation of the said instruments. The defendant did
not even attempt to do anything of the kind, and we do not find any just reason nor any legal
ground whatever to warrant a discussion of the conclusion arrived at by the evidence
presented in this suit.
Were it true that on the dates of the 11th of July and the 29th of October, 1906, the
defendant Villafuerte was in Lucena, Tayabas, and not in Manila, it is not understood how two
notaries who attested that they personally knew him could have certified that, on the
respective dates aforementioned, the said defendant appeared in person before them, ratified
the instrument of power of attorney which he had executed, and, to identify his personality,
exhibited to the said notaries his certificate of registration, the only one and the same one
which he presented at each of his appearances on the said dates. Without proof, nor rational,
acceptable explanation, it is impossible to be lieve that the personal certificate of registration,
which identifies a citizen, was for some four months in the possession of another person
residing in a distant place. It was not proved in a satisfactory manner at the trial how or why
the said cedula, or registration certificate, came to remain for so long a time in the
possession of the Chinaman Sy Chuy Chim or of Vicente Marcelo, as averred by the defendant
or his counsel, and under this supposition, so strange, anomalous, and out of the ordinary
rule that every citizen should necessarily keep his certificate of identification in his
possession, no explanation whatever was given by the defendant's counsel as to the purpose
for which the defendant parted with his cedula and sent it to either the said Chinaman or
Marcelo. The Chinaman was not examined in this litigation and the attorney in fact, Marcelo,
denied that he had received the said cedula sent by his constituent. So that for the reasons
hereinbefore stated, it is evident that the defendant Villafuerte personally exhibited the said
cedula to the two aforementioned notaries, on his ratification of the respective instrument of
power of attorney before each one of them, and it is not permissible to conclude that the
instruments of power of attorney executed by the defendant, as well as the certifications
subscribed by the notaries Lara and Williams, are false, because of the absolute absence of
proof as a foundation for such a charge; for a notarial document, guaranteed by public
attestation in accordance with the law, must be sustained in full force and affect so long as he
who impugns it shall not have presented strong, complete, and conclusive proof of its falsity
or nullity on account of some flaw or detect provided against by law.
Although the documents exhibited by the defendant's counsel could not, for lack of proof of
their authenticity, destroy or impair the value and force of the notarial documents or
instruments on which the plaintiff's claim is based, it is, however, to be noted that Pedro
Cantero, whose signature appears attached to the papers found on pages 159, 162, and 170,
of the record, was not examined either, even for the purpose of identifying his signature, he
being a Spaniard and an attorney it is not possible to believe that he wrote the
aforementioned documents in the form and style in which they appear to have been drawn
up; wherefore, on account of these circumstances, it is reasonable to presume that the
documents of pages 159 and 170, and the note of page 162, of the record, were not
authentic.
It is also to be observed, in the document or letter found on page 136 of the record, and
which also was unauthenticated, that the aforementioned dates of the 11th of July, 1906,
appear therein with a correction, made in the proper place, of the figures 11 and 6 of the first
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date, a repetition and details which induce the presumption that the said letter was written on
a different date.
By the foregoing it has been duly shown that the fourth, fifth, sixth, and seventh errors
attributed to the judgment are devoid of reason and legal foundation. With respect to the
third error alleged we hold that the admission of the documents designated by the letters L
and M was proper for the purpose for which they were presented, because that of letter L is
an original and one of the triplicates drawn up for a single purpose, as stated therein, and
that of letter M is also an original ratified before a notary, in the certificate of which, dated
July 13, 1906, there certainly appears an annotation of the dame number 453963 of the
cedula of the defendant Villafuerte which he exhibited to the notaries who authenticated the
powers of attorney Exhibits C and D.
With regard to the first two alleged errors, relative to Jose Moreno Lacalle being permitted to
address questions to some of the witnesses during the hearing of the case, notwithstanding
the presence of Attorney Agustin Alvarez, who represented the plaintiff, it is unquestionable
that the intervention of the said law clerk and employee of Messrs. Haussermann, Cohn &
Williams, the plaintiff's attorneys in this suit, was improperly admitted; it was not authorized
by any law, for the reason that the said Lacalle did not have the capacity and qualifications of
a lawyer admitted under oath to practice his profession before the courts of these Islands,
and therefore, on objection being made to his present at the hearing of the case, the judge
should have sustained such objection and should have excluded Lacalle and not permitted
him to address questions to the plaintiff's witnesses, notwithstanding the fact that Attorney
Agustin Alvares, designated in substitution of the said Haussermann, Cohn & Williams as the
plaintiff's representative in the Court of First Instance of Tayabas, was present.
Notwithstanding this, the acts performed in the course of some of the proceedings under the
direction of Jose Moreno Lacalle are not subject to annulment, as no positive detriment was
caused to the defendant, although such intervention is in no manner permitted by the law of
procedure.
However, even though the questions addressed by Lacalle to the plaintiff's witnesses and the
presentation of documents of various kinds exhibited at the trial be stricken out for the
reason that they were made by a person who was neither a party to the suit nor counsel for
the plaintiff, yet we do not find any reason, based upon any positive prohibition of the law, to
authorize the striking out to the answers given by the witnesses interrogated by Lacalle, even
though the said answers may have been evoked by questions addressed by a person not
authorized by law, and there is much less reason for rejecting the cross-questions addressed
to the same witnesses by the defendant's attorney, and the answers thereto.
Although the presentation of the documents which support the claims of the plaintiff party be
deemed to be improper, on account of their having been made by a person who had not the
qualifications of a practicing attorney it is nevertheless true that their presentation was
authorized by the attorney Alvarez and the documents exhibited continued to be united to
the record and were not stricken out therefrom on motion by the other side, but, on the
contrary, the attorney for the defendant or his counsel discussed the authenticity and validity
of the said documents, made allegations against the same and concluded by asking that these
documents, and also the inscription of those designated under letters A and B, be declared
null and void.
From the preceding statements it is concluded that the intervention of Jose Moreno Lacalle in
the present suit has in no manner prejudiced the rights and interests of the defendant and
that, if judgment was rendered against him and in favor of the plaintiff, it was in consequence
of the merits of the evidence adduced by the plaintiff and of the inefficacy and worthlessness
of the testimony given by the defendant.
If the defendant Marcelino Villafuerte had presented substantial, strong and convincing
evidence of the falsity of the two powers of attorney executed in favor of Vicente Marcelo
Concepcion, the plaintiff's documentary evidence would have been totally invalidated and
annulled, and this suit would have had a different ending.
For the foregoing reasons, it is proper, in our opinion, to affirm the judgment appealed from,
as we hereby do, with the costs against the appellant, and in consequence thereof we acquit
the plaintiff from the cross complaint relative to the declaration of nullity of the mortgages
and inscriptions, as requested by the defendant. The first day of the term of court
immediately following the date on which the fulfillment of this judgment is ordered shall be
set for the payment of the amounts due and the foreclosure of the said mortgages. So
ordered.
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DE GUZMAN V. VISAYAN RAPID TRANSITThis is a petition for certiorari to review the decision of the Court of Appeals of September 20,
1938, in the above-entitled case on various alleged errors of law.
The Visayan Rapid Transit Co. and the Negros Transportation Co., Inc., during the time the
legal services are claimed to have been rendered by the petitioner, were operating automobile
lines in the Province of Occidental Negros. The respondent, Nicolas Concepcion, was at the
time the president, general manager, and controlling stockholder of these two transportation
companies. In January, 1933, Concepcion engaged the professional services of the petitioner,
who was then a law practitioner in the City of Manila. The employment was for the purpose of
obtaining the suppression, reduction and refund of certain toll rates on various bridges along
the line operated by the respondent transportation companies. According to the petitioner,
these toll bridges are in places known as Bago, Calatrava, Danao, Hinigiran, Malogo, Talavan-
Dacu, Talabangay, Bagacay, Binmalayan and Sicaba. At the time of the employment of the
petitioner, it appears that the respondent transportation companies had paid the sum of
P89,816.70 as toll charges up to December 31, 1932, an amount said to represent one-
seventh of their gross income up to that date, and in view of their high rates, the payment of
the toll charges were detrimental to the transportation business of the respondent if not
remedied in time. The herein petitioner accordingly took steps to obtain first the suppression,
and later the reduction of toll rates on said bridges and also the refund of P50,000 of toll
charges already collected by the Province of Occidental Negros. For this purpose, he appears
to have signed Exhibit A which Concepcion brought to Manila, asking that the Bago and
Malogo bridges be declared free, and said petition was filed with the Secretary of Public Works
and Communications in January, 1933.
Believing that the suppression of tolls on the Bago and Malogo bridges could not be effected,
the petitioner filed with the said Secretary of Public Works and Communication, petition
Exhibit B asking for the reduction of toll charges over the eleven (11) bridges in Occidental
Negros. This fact was brought to the knowledge of Nicolas Concepcion who in turn wrote to
the petitioner, Exhibit K-1, the pertinent part of which reads thus:
Now compadre if this toll business will not all be effected I would like to request you
therefore to work for at least 50 per cent reduction on all toll bridges, so that our little
business will prosper a bit. We will always hope of course for the best to come. (In English.)
The Insular authorities readily saw the justice of the transportation companies' petition and
urged the provincial board of Occidental Negros to act favorably. The provincial board,
however, declined to follow the suggestion. The Secretary of Commerce and Public Works
warned the provincial officials by sending them the communication, dated April 23, 1934,
with the admonition that "if the toll rates have not been revised by . . . June 15, 1934, this
office, much to its regrets, will be forced to withdraw its approval of the existing toll rates." By
reason of this communication, the provincial board, on March 7, 1934, with the conformity of
Nicolas Concepcion, adopted a resolution reducing the tolls for 2-ton trucks or more, the
only kind of motor vehicles operated by the respondents, from P1.20 to P0.50 on one bridge,
and from P1.20 to 0.40 on the other. And on April 10, 1935 "upon authority of the Insular
Auditor, concurred in by the Department of the Interior" the provincial board refunded
P50,000 as bridge tolls illegally collected from the Visayan Rapid Transit Company, Inc., and
the Negros Transportation Company, Inc., said amount to be applied to future payments for
tolls by said companies. As a result of this reduction of tolls, the respondents have been
benefited with an economy of P78,448 for every eighteen months. (Exhibit V.)
The various incidental questions raised by the petitioner revolves around the reasonable
compensation to which he is entitled, and we pass on to the consideration of this point.
Although the professional services rendered by the petitioner are purely administrative and
did not require a high degree of professional skill and experience, the fact remains that these
services were rendered and were productive of substantial beneficial results to his clients. It is
clear that for these services the petitioner is entitled to compensation, and the only question
is the reasonable amount to which he is entitled. He claimed in the lower court the sum of
P20,000. The trial court awarded him P10,000. On appeal, the Court of Appeals reduced this
amount to P3,500.
Section 29 of the Code of Civil Procedure provides that "a lawyer shall be entitled to have and
recover from his client no more than a reasonable compensation for the services rendered,
with a view to the importance of the subject matter of the controversy, to the extent of the
services rendered, and the professional standing of the lawyer . . .." The following are the
circumstances to be considered in determining the compensation of an attorney: the amount
and character of the services rendered; the labor, time, and trouble involved; the nature and
importance of the litigation or business in which the services were rendered; the
responsibility imposed; the amount of money or the value of the property affected by the
controversy, or involved in the employment, the skill and experience called for in the
performance of the services; the professional character and social standing of the attorney;
the results secured; and whether or not the fee is absolute or contingent, it being a
recognized rule that an attorney may properly charge a much a larger fee when it is to be
contingent that when it is not. The financial ability of the defendant may also be considered
not to enhance the amount above a reasonable compensation, but to determine whether or
not he is able to pay a fair and just compensation for the services rendered, or as as incident
in ascertaining the importance and gravity of the interests involved in the litigation. (Delgado
vs. De la Rama, 43 Phil., 419; Panis vs. Yangco, 52 Phil., 499.)
The services of the petitioner in this case were not limited to the preparation and filing with
the authorities concerned of the petitions Exhibits A and B and other papers submitted in
evidence, for he appears to have had various conferences with the Secretary of Public Works
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and Communications, the Secretary of the Interior, the Secretary of Labor and the Insular
Auditor, and had otherwise taken steps to secure the objectives of his clients. The
importance, merits and value of professional services of a lawyer are measured not alone by
his work taken separately, but by his work taken as a whole. There are services which, when
taken separately, may not in themselves have any noticeable special merit, but when
considered in connection with the other works and services of the lawyer to which they are
related, acquire an unquestionable value. That is why even the time employed is not itself an
appropriate basis for fixing the compensation. (Haussermann vs. Rahmeyer, 12 Phil., 350;
Bachrach vs. Teal and Teal Motor Co., 53 Phil., 631, 634.)
The respondents in their brief insinuate that the services of the petitioner were unsolicited
and unauthorized. The trial court as well as the Court of Appeals, upon the proof submitted,
concluded that the employment of the petitioner was duly made and solicited by the
president and manager of the respondent corporations, and such finding cannot be
disturbed. "It is elementary that an attorney is entitled to have and receive the just and
reasonable compensation for services performed at the special instance and request of his
client . . . That is to say, as long as the plaintiff was honestly and in good faith trying to serve
and represent the interest of the client, he should have a reasonable compensation for his
services. . . ." (Wolfson vs. Anderson, 48 Phil., 672, 675.)
The amount of the professional fees to be paid to the petitioner had not been fixed, but the
intention and promise to pay him is evidently shown by the records in this case. And in any
case, whether there is an agreement or not, the courts can fix a reasonable compensation
which lawyers should receive for their professional services. (Panis vs. Yangco, 52 Phil., 499,
502.)
No hard and fast rule can be stated which will serve even as a guide in determining what is or
what is not a reasonable fee. That must be determined from the facts in each case. (2
Thornton on Attorney at Law, p. 783.)
We have noted in the beginning that the services here were rendered in a case of an
administrative nature. But that does not alter the application of the proper rule:
Professional services, to prepare and advocate just claims for compensation, are as legitimate
as services rendered in court in arguing a cause to convince a court or jury that the claim
presented or the defense set up against a claim presented by the other party ought to be
allowed or rejected. Parties in such cases require advocates; and the legal profession must
have a right to accept such employment and to receive compensation for their services; nor
can courts of justice adjudge such contracts illegal, if they are free from any taint of fraud,
misrepresentation, or unfairness. (Stanton vs. Embry, 23 Law. ed [U.S.], 983, 985.)
As warranted by the records, it is obvious that as a result of the reduction of the rates of the
toll of the bridges in the said province, the respondents were benefited with an economy of
P78,448. The refund to the said corporations of the amount of P50,000 is a great relief and
enhancement of their business. Facts and circumstances considered, we are of the opinion
that the reasonable compensation of the petitioner is P7,000, deducting therefrom, however,
the sum of P1,280 which the petitioner had already received.
The judgment of the Court of Appeals is accordingly modified, without pronouncement
regarding costs. So ordered.
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PAAR V. BORROMEOTeofilo Paar is charge in Manila with treason before the People's Court, and prayed
that he be assisted in his defense by Andres R. Camasura who is not a member of
the bar. The People's Court denied the petition, hence, this action for mandamus.
Section 3 and 4 Rule 112 are as follows:
SEC. 3. Duty of court to inform defendant of his right to have attorney. If the
defendant appears without a attorney, he must be informed by the court that it is
his right to have attorney before being arraigned, and must be asked if he desires
the aid of attorney. If he desires and is unable to employ attorney, the court must
assign attorney de oficio to defend him. A reasonable time must be allowed for
procuring attorney.
SEC. 4. Who may be appointed attorney `de oficio'. The attorney so employed or
assigned must be a duty authorized member of the Bar. But in provinces where
duly authorized members of the bar are not available, the court may, in its
discretion, admit or assign a person, resident in the province and of good reputefor probity and ability, to aid the defendant in his defense, although the person so
admitted or assigned be not a duly authorized member of the Bar.
Section 29 and 31 of Rule 127 read:
SEC. 29. Attorney for destitute litigants. "A superior court may assign an
attorney to render professional aid free of charge to any party in a case, if upon
investigation it appears that the party is destitute and unable to employ an
attorney, and that the services of counsel are necessary to secure the ends of
justice and to protect the rights of the party. It shall be the duty of the attorney so
assigned to render the required service, unless he is excused there from by thecourt for sufficient cause shown."
SEC. 31. By whom litigation conducted. In the court of a justice of the peace a
party may conduct his litigation in person, with the aid of an agent or friend
appointed by him for that purpose, or with the aid of an attorney. In any other
court a party may conduct his litigation personally or by aid of an attorney, and his
appearance must be either personal or by a duly authorized member of the
bar.lawphil.net
It is clear form these provisions that in Manila where there are many members of
the bar, defendants in the People's Court may be assisted only by members of the
bar.
Petition denied, without costs.
DE CASTRO V. SALASThis is an original action commenced in the Supreme Court. Its purpose was to
obtain the extraordinary legal remedy of mandamus to require the Court of First
Instance to reinstate and to decide upon its merits a certain election contest
heretofore dismissed by the respondent judge upon a motion to quash. The said
motion to quash was based upon the ground that the "motion" (or contest) had notbeen signed by the contestant personally.
While the pleadings present some minor questions of general importance, in view
of the urgency for a decision upon the main question, we will now limit ourselves
to a discussion and to a decision of that question only, which is: In an election
contest by a "candidate voted for," for the office of president of a municipality, may
he present or file the "motion," provided for by section 27 of Act No. 1582, (Section
576, Administrative Code), signed by his attorney, or must such "motion" be signed
by him personally?
The facts upon which this actions are based are undisputed and are as follows:
First. On the 6th of June, 1916, an election was held in the municipality of
Casiguran, of the Province of Sorsogon, for the election of a president.
Second. At said election several candidates were voted for. Among such candidates
were the petitioner, Emilio de Castro, and the respondent, Segundo Santiago.
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Third. At the close of said election the ballots were counted and it was found
upon said count that the respondent, Segundo Santiago, had received 258 votes
and that the petitioner, Emilio de Castro, had received 248 votes, and as a result of
said count Segundo Santiago was declared elected president of said municipality,
by the municipal council thereof, on the 12th of June, 1916.
Fourth. That later, and on the 17th of June, 1916, Emilio de Castro contested said
election by presenting a "motion" in the Court of First Instance of the Province of
Sorsogon. Said "motion" was not signed by the "candidate voted for" but was
signed by his attorney.
Fifth. That on the 10th of July, 1916, the respondent, Segundo Santiago,
answered said "motion," and among other defenses presented, prayed that the
"motion" be quashed or dismissed for the reason that it had not been signed by the
"candidate voted for" as is required by law. (Section 576, Administrative Code.)
Sixth. That on the 28th of July, 1916, the respondent judge, Fernando Salas, after
hearing the respective parties, dismissed said "motion" for the reason that it had
not been signed by the contestant himself, Emilio de Castro. The court held that byvirtue of said section 576, the "motion" or contest could only be initiated by the
contestant himself by signing said "motion" himself personally; that said contest
could not be initiated by presenting a "motion" signed by his attorney.
Seventh. That thereafter, on the 31st of July, 1916, the petitioner, Emilio de
Castro, by his attorney, presented a motion for a reconsideration of the order
dismissing his "motion" or contest.
Eighth. That on the same day (the 31st of July, 1916), the respondent judge,
Fernando Salas, denied said motion for a reconsideration of his order dismissing
said "motion" or contest.
Ninth. That on the 2d of August, 1916, the petition for the remedy prayed for in
this court was presented, which was amended by the substitution of another
complaint on the 9th of August, 1916.
Tenth. That on the 9th of August, 1916, the Attorney-General, representing the
respondent, Fernando Salas, presented an answer to said petition.
Eleventh. That on the 15th of August, the respondent, Segundo Santiago,
presented a demurrer to said petition.
Upon the foregoing facts and the issue presented by the petition, the answer, and
the demurrer, and after hearing the respective parties, the questions involved were
presented to his court. Upon the main question presented for our consideration,
authorities and precedents have not readily been found. The respondents contend
that the law (section 576, Administrative Code) is mandatory and explicit, and cite
Act No. 1773 and some decisions of this court, which they deem to be authority for
their contention, while the petitioner contends that the law is not mandatory and
does not limit the signing of the "motion" to the contestant himself personally, and
cites the provisions of section 34 of Act No. 190, as amended by section 1 of Act
No. 2453, in support of his contention.
It is true that the criminal actions mentioned in said Act No. 1773 can only be
initiated by a complaint of the aggrieved person, or of the parents, grandparents,
or guardian of such person. (U. S. vs. Narvas, 14 Phil. Rep., 410; U. S. vs.
Castaares, 18 Phil. Rep., 210; U. S. vs. Arzadon,