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Republic of the Philippines
SUPREME COURT
Manila
FIRST DIVISION
A.C. No. 5281 February 12, 2008
MANUEL L. LEE,petitioner,
vs.
ATTY. REGINO B. TAMBAGO,respondent.
R E S O L U T I O N
CORONA,J.:
In a letter-complaint dated April 10, 2000, complainant Manuel L. Lee charged
respondent Atty. Regino B. Tambago with violation of the Notarial Law and the
ethics of the legal profession for notarizing a spurious last will and testament.
In his complaint, complainant averred that his father, the decedent Vicente Lee,
Sr., never executed the contested will. Furthermore, the spurious will
contained the forged signatures of Cayetano Noynay and Loreto Grajo, the
purported witnesses to its execution.
In the said will, the decedent supposedly bequeathed his entire estate to his
wife Lim Hock Lee, save for a parcel of land which he devised to Vicente Lee, Jr.
and Elena Lee, half-siblings of complainant.
The will was purportedly executed and acknowledged before respondent on
June 30, 1965.1Complainant, however, pointed out that the residence
certificate2of the testator noted in the acknowledgment of the will was dated
January 5, 1962.3Furthermore, the signature of the testator was not the same
as his signature as donor in a deed of donation4(containing his purported
genuine signature). Complainant averred that the signatures of his deceased
father in the will and in the deed of donation were "in any way (sic) entirely and
diametrically opposed from (sic) one another in all angle[s]."5
Complainant also questioned the absence of notation of the residence
certificates of the purported witnesses Noynay and Grajo. He alleged that their
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signatures had likewise been forged and merely copied from their respective
voters affidavits.
Complainant further asserted that no copy of such purported will was on file in
the archives division of the Records Management and Archives Office of the
National Commission for Culture and the Arts (NCCA). In this connection, the
certification of the chief of the archives division dated September 19, 1999
stated:
Doc. 14, Page No. 4, Book No. 1, Series of 1965 refers to an AFFIDAVIT
executed by BARTOLOME RAMIREZ on June 30, 1965 and is available in
this Office[s] files.6
Respondent in his comment dated July 6, 2001 claimed that the complaint
against him contained false allegations: (1) that complainant was a son of thedecedent Vicente Lee, Sr. and (2) that the will in question was fake and
spurious. He alleged that complainant was "not a legitimate son of Vicente Lee,
Sr. and the last will and testament was validly executed and actually notarized
by respondent per affidavit7of Gloria Nebato, common-law wife of Vicente Lee,
Sr. and corroborated by the joint affidavit8of the children of Vicente Lee, Sr.,
namely Elena N. Lee and Vicente N. Lee, Jr. xxx."9
Respondent further stated that the complaint was filed simply to harass him
because the criminal case filed by complainant against him in the Office of the
Ombudsman "did not prosper."
Respondent did not dispute complainants contention that no copy of the will
was on file in the archives division of the NCCA. He claimed that no copy of the
contested will could be found there because none was filed.
Lastly, respondent pointed out that complainant had no valid cause of action
against him as he (complainant) did not first file an action for the declaration of
nullity of the will and demand his share in the inheritance.
In a resolution dated October 17, 2001, the Court referred the case to theIntegrated Bar of the Philippines (IBP) for investigation, report and
recommendation.10
In his report, the investigating commissioner found respondent guilty of
violation of pertinent provisions of the old Notarial Law as found in the Revised
Administrative Code. The violation constituted an infringement of legal ethics,
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particularly Canon 111and Rule 1.0112of the Code of Professional
Responsibility (CPR).13Thus, the investigating commissioner of the IBP
Commission on Bar Discipline recommended the suspension of respondent for
a period of three months.
The IBP Board of Governors, in its Resolution No. XVII-2006-285 dated May 26,
2006, resolved:
[T]o ADOPT and APPROVE, as it is hereby ADOPTED and
APPROVED,with modification,the Report and Recommendation of the
Investigating Commissioner of the above-entitled case, herein made part
of this Resolution as Annex "A"; and, finding the recommendation fully
supported by the evidence on record and the applicable laws and rules,
and considering Respondents failure to comply with the laws in the
discharge of his function as a notary public, Atty. Regino B. Tambago ishereby suspended from the practice of law for one year and Respondents
notarial commission isRevoked and Disqualifiedfromreappointment
as Notary Public for two (2) years.14
We affirm with modification.
A will is an act whereby a person is permitted, with the formalities prescribed
by law, to control to a certain degree the disposition of his estate, to take effect
after his death.15A will may either be notarial or holographic.
The law provides for certain formalities that must be followed in the execution
of wills. The object of solemnities surrounding the execution of wills is to close
the door on bad faith and fraud, to avoid substitution of wills and testaments
and to guarantee their truth and authenticity.16
A notarial will, as the contested will in this case, is required by law to be
subscribed at the end thereof by the testator himself. In addition, it should be
attested and subscribed by three or more credible witnesses in the presence of
the testator and of one another.17
The will in question was attested by only two witnesses, Noynay and Grajo. On
this circumstance alone, the will must be considered void.18This is in
consonance with the rule that acts executed against the provisions of
mandatory or prohibitory laws shall be void, except when the law itself
authorizes their validity.
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The Civil Code likewise requires that a will must be acknowledged before a
notary public by the testator and the witnesses.19The importance of this
requirement is highlighted by the fact that it was segregated from the other
requirements under Article 805 and embodied in a distinct and separate
provision.20
An acknowledgment is the act of one who has executed a deed in going before
some competent officer or court and declaring it to be his act or deed. It
involves an extra step undertaken whereby the signatory actually declares to
the notary public that the same is his or her own free act and deed.21The
acknowledgment in a notarial will has a two-fold purpose: (1) to safeguard the
testators wishes long after his demise and (2) to assure that his estate is
administered in the manner that he intends it to be done.
A cursory examination of the acknowledgment of the will in question showsthat this particular requirement was neither strictly nor substantially complied
with. For one, there was the conspicuous absence of a notation of the residence
certificates of the notarial witnesses Noynay and Grajo in the acknowledgment.
Similarly, the notation of the testators old residence certificate in the same
acknowledgment was a clear breach of the law. These omissions by respondent
invalidated the will.
As the acknowledging officer of the contested will, respondent was required to
faithfully observe the formalities of a will and those of notarization. As we held
inSantiago v. Rafanan:22
The Notarial Law is explicit on the obligations and duties of notaries
public. They are required to certify that the party to every document
acknowledged before him had presented the proper residence certificate
(or exemption from the residence tax); and to enter its number, place of
issue and date as part of such certification.
These formalities are mandatory and cannot be disregarded, considering the
degree of importance and evidentiary weight attached to notarized
documents.23A notary public, especially a lawyer,24is bound to strictly observe
these elementary requirements.
The Notarial Law then in force required the exhibition of the residence
certificate upon notarization of a document or instrument:
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Section 251. Requirement as to notation of payment of [cedula] residence
tax. Every contract, deed, or other document acknowledged before a
notary public shall have certified thereon that the parties thereto have
presented their proper [cedula] residence certificate or are exempt from
the [cedula] residence tax, and there shall be entered by the notary
public as a part of such certificate the number, place of issue, and date
of each [cedula] residence certificate as aforesaid.25
The importance of such act was further reiterated by Section 6 of the Residence
Tax Act26which stated:
When a person liable to the taxes prescribed in this Act acknowledges
any document before a notary public xxx it shall be the duty of such
person xxx with whom such transaction is had or business done, to
require the exhibition of the residence certificate showing payment of theresidence taxes by such person xxx.
In the issuance of a residence certificate, the law seeks to establish the true
and correct identity of the person to whom it is issued, as well as the payment
of residence taxes for the current year. By having allowed decedent to exhibit
an expired residence certificate, respondent failed to comply with the
requirements of both the old Notarial Law and the Residence Tax Act. As much
could be said of his failure to demand the exhibition of the residence
certificates of Noynay and Grajo.
On the issue of whether respondent was under the legal obligation to furnish a
copy of the notarized will to the archives division, Article 806 provides:
Art. 806. Every will must be acknowledged before a notary public by the
testator and the witness.The notary public shall not be required to
retain a copy of the will, or file another with the office of the Clerk
of Court.(emphasis supplied)
Respondents failure, inadvertent or not, to file in the archives division a copy of
the notarized will was therefore not a cause for disciplinary action.
Nevertheless, respondent should be faulted for having failed to make the
necessary entries pertaining to the will in his notarial register. The old Notarial
Law required the entry of the following matters in the notarial register, in
chronological order:
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1. nature of each instrument executed, sworn to, or acknowledged before
him;
2. person executing, swearing to, or acknowledging the instrument;
3. witnesses, if any, to the signature;
4. date of execution, oath, or acknowledgment of the instrument;
5. fees collected by him for his services as notary;
6. give each entry a consecutive number; and
7. if the instrument is a contract, a brief description of the substance of
the instrument.27
In an effort to prove that he had complied with the abovementioned rule,
respondent contended that he had crossed out a prior entry and entered
instead the will of the decedent. As proof, he presented a photocopy of his
notarial register. To reinforce his claim, he presented a photocopy of a
certification28stating that the archives division had no copy of the affidavit of
Bartolome Ramirez.
A photocopy is a mere secondary evidence. It is not admissible unless it is
shown that the original is unavailable. The proponent must first prove the
existence and cause of the unavailability of the original,29otherwise, the
evidence presented will not be admitted. Thus, the photocopy of respondents
notarial register was not admissible as evidence of the entry of the execution of
the will because it failed to comply with the requirements for the admissibility
of secondary evidence.
In the same vein, respondents attempt to controvert the certification dated
September 21, 199930must fail. Not only did he present a mere photocopy of
the certification dated March 15, 2000;31its contents did not squarely prove the
fact of entry of the contested will in his notarial register.
Notaries public must observe with utmost care32and utmost fidelity the basic
requirements in the performance of their duties, otherwise, the confidence of
the public in the integrity of notarized deeds will be undermined.33
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Defects in the observance of the solemnities prescribed by law render the entire
will invalid. This carelessness cannot be taken lightly in view of the importance
and delicate nature of a will, considering that the testator and the witnesses,
as in this case, are no longer alive to identify the instrument and to confirm its
contents.34Accordingly, respondent must be held accountable for his acts. The
validity of the will was seriously compromised as a consequence of his breach
of duty.35
In this connection, Section 249 of the old Notarial Law provided:
Grounds for revocation of commission. The following derelictions of
duty on the part of a notary public shall, in the discretion of the proper
judge of first instance, be sufficient ground for the revocation of his
commission:
xxx xxx xxx
(b) The failure of the notary to make the proper entry or entries in his
notarial register touching his notarial acts in the manner required by law.
xxx xxx xxx
(f) The failure of the notary to make the proper notation regarding cedula
certificates.36
These gross violations of the law also made respondent liable for violation of his
oath as a lawyer and constituted transgressions of Section 20 (a), Rule 138 of
the Rules of Court37and Canon 138and Rule 1.0139of the CPR.
The first and foremost duty of a lawyer is to maintain allegiance to the Republic
of the Philippines, uphold the Constitution and obey the laws of the land.40For
a lawyer is the servant of the law and belongs to a profession to which society
has entrusted the administration of law and the dispensation of justice.41
While the duty to uphold the Constitution and obey the law is an obligationimposed on every citizen, a lawyer assumes responsibilities well beyond the
basic requirements of good citizenship. As a servant of the law, a lawyer should
moreover make himself an example for others to emulate.42Being a lawyer, he
is supposed to be a model in the community in so far as respect for the law is
concerned.43
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The practice of law is a privilege burdened with conditions.44A breach of these
conditions justifies disciplinary action against the erring lawyer. A disciplinary
sanction is imposed on a lawyer upon a finding or acknowledgment that he has
engaged in professional misconduct.45These sanctions meted out to errant
lawyers include disbarment, suspension and reprimand.
Disbarment is the most severe form of disciplinary sanction.46We have held in
a number of cases that the power to disbar must be exercised with great
caution47and should not be decreed if any punishment less severe such as
reprimand, suspension, or fine will accomplish the end desired.48The rule
then is that disbarment is meted out only in clear cases of misconduct that
seriously affect the standing and character of the lawyer as an officer of the
court.49
Respondent, as notary public, evidently failed in the performance of theelementary duties of his office. Contrary to his claims that he "exercised his
duties as Notary Public with due care and with due regard to the provision of
existing law and had complied with the elementary formalities in the
performance of his duties xxx," we find that he acted very irresponsibly in
notarizing the will in question. Such recklessness warrants the less severe
punishment of suspension from the practice of law. It is, as well, a sufficient
basis for the revocation of his commission50and his perpetual disqualification
to be commissioned as a notary public.51
WHEREFORE, respondent Atty. Regino B. Tambago is hereby found guilty ofprofessional misconduct. He violated (1) the Lawyers Oath; (2) Rule 138 of the
Rules of Court; (3) Canon 1 and Rule 1.01 of the Code of Professional
Responsibility; (4) Art. 806 of the Civil Code and (5) the provisions of the old
Notarial Law.
Atty. Regino B. Tambago is herebySUSPENDEDfrom the practice of law for one
year and his notarial commissionREVOKED.Because he has not lived up to
the trustworthiness expected of him as a notary public and as an officer of the
court, he isPERPETUALLYDISQUALIFIEDfrom reappointment as a notarypublic.
Let copies of this Resolution be furnished to all the courts of the land, the
Integrated Bar of the Philippines and the Office of the Bar Confidant, as well as
made part of the personal records of respondent.
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SO ORDERED.
Republic of the Philippines
SUPREME COURT
Manila
EN BANC
A.C. No. 5439 January 22, 2007
CLARITA J. SAMALA,Complainant,
vs.
ATTY. LUCIANO D. VALENCIA,Respondent.
R E S O L U T I O N
AUSTRIA-MARTINEZ,J.:
Before us is a complaint1dated May 2, 2001 filed by Clarita J. Samala
(complainant) against Atty. Luciano D. Valencia (respondent) for Disbarment on
the following grounds: (a) serving on two separate occasions as counsel for
contending parties; (b) knowingly misleading the court by submitting false
documentary evidence; (c) initiating numerous cases in exchange for
nonpayment of rental fees; and (d) having a reputation of being immoral by
siring illegitimate children.
After respondent filed his Comment, the Court, in its Resolution of October 24,
2001, referred the case to the Integrated Bar of the Philippines (IBP) for
investigation, report and recommendation.2
The investigation was conducted by Commissioner Demaree Jesus B. Raval.
After a series of hearings, the parties filed their respective memoranda3and
the case was deemed submitted for resolution.
Commissioner Wilfredo E.J.E. Reyes prepared the Report and
Recommendation4dated January 12, 2006. He found respondent guilty of
violating Canons 15 and 21 of the Code of Professional Responsibility and
recommended the penalty of suspension for six months.
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In a minute Resolution5passed on May 26, 2006, the IBP Board of Governors
adopted and approved the report and recommendation of Commissioner Reyes
but increased the penalty of suspension from six months to one year.
We adopt the report of the IBP Board of Governors except as to the issue on
immorality and as to the recommended penalty.
On serving as counsel for contending parties.
Records show that in Civil Case No. 95-105-MK, filed in the Regional Trial
Court (RTC), Branch 272, Marikina City, entitled "Leonora M. Aville v. Editha
Valdez" for nonpayment of rentals, herein respondent, while being the counsel
for defendant Valdez, also acted as counsel for the tenants Lagmay, Valencia,
Bustamante and Bayuga6by filing an Explanation and Compliance before the
RTC.
7
In Civil Case No. 98-6804 filed in the Metropolitan Trial Court (MTC), Branch
75, Marikina City, entitled "Editha S. Valdez and Joseph J. Alba, Jr. v. Salve
Bustamante and her husband" for ejectment, respondent represented Valdez
against Bustamante - one of the tenants in the property subject of the
controversy. Defendants appealed to the RTC, Branch 272, Marikina City
docketed as SCA Case No. 99-341-MK. In his decision dated May 2,
2000,8Presiding Judge Reuben P. dela Cruz9warned respondent to refrain
from repeating the act of being counsel of record of both parties in Civil Case
No. 95-105-MK.
But in Civil Case No. 2000-657-MK, filed in the RTC, Branch 273, Marikina
City, entitled "Editha S. Valdez v. Joseph J. Alba, Jr. and Register of Deeds of
Marikina City," respondent, as counsel for Valdez, filed a Complaint for
Rescission of Contract with Damages and Cancellation of Transfer Certificate of
Title No. 275500 against Alba, respondent's former client in Civil Case No. 98-
6804 and SCA Case No. 99-341-MK.
Records further reveal that at the hearing of November 14, 2003, respondent
admitted that in Civil Case No. 95-105-MK, he was the lawyer for Lagmay (one
of the tenants) but not for Bustamante and Bayuga10albeit he filed the
Explanation and Compliance for and in behalf of the tenants.11Respondent
also admitted that he represented Valdez in Civil Case No. 98-6804 and SCA
Case No. 99-341-MK against Bustamante and her husband but denied being
the counsel for Alba although the case is entitled "Valdezand Albav.
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Bustamante and her husband," because Valdez told him to include Alba as the
two were the owners of the property12and it was only Valdez who signed the
complaint for ejectment.13But, while claiming that respondent did not
represent Alba, respondent, however, avers that he already severed his
representation for Alba when the latter charged respondent with
estafa.14Thus, the filing of Civil Case No. 2000-657-MK against Alba.
Rule 15.03, Canon 15 of the Code of Professional Responsibility provides that a
lawyer shall not represent conflicting interests except by written consent of all
concerned given after a full disclosure of the facts.
A lawyer may not, without being guilty of professional misconduct, act as
counsel for a person whose interest conflicts with that of his present or former
client.15He may not also undertake to discharge conflicting duties any more
than he may represent antagonistic interests. This stern rule is founded on theprinciples of public policy and good taste.16It springs from the relation of
attorney and client which is one of trust and confidence. Lawyers are expected
not only to keep inviolate the client's confidence, but also to avoid the
appearance of treachery and double-dealing for only then can litigants be
encouraged to entrust their secrets to their lawyers, which is of paramount
importance in the administration of justice.17
One of the tests of inconsistency of interests is whether the acceptance of a new
relation would prevent the full discharge of the lawyer's duty of undivided
fidelity and loyalty to the client or invite suspicion of unfaithfulness or double-dealing in the performance of that duty.18
The stern rule against representation of conflicting interests is founded on
principles of public policy and good taste. It springs from the attorney's duty to
represent his client with undivided fidelity and to maintain inviolate the client's
confidence as well as from the injunction forbidding the examination of an
attorney as to any of the privileged communications of his client.19
An attorney owes loyalty to his client not only in the case in which he has
represented him but also after the relation of attorney and client has
terminated.20The bare attorney-client relationship with a client precludes an
attorney from accepting professional employment from the client's adversary
either in the same case21or in a different but related action.22A lawyer is
forbidden from representing a subsequent client against a former client when
the subject matter of the present controversy is related, directly or indirectly, to
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the subject matter of the previous litigation in which he appeared for the
former client.23
We held in Nombrado v. Hernandez24that the termination of the relation of
attorney and client provides no justification for a lawyer to represent an interest
adverse to or in conflict with that of the former client. The reason for the rule is
that the client's confidence once reposed cannot be divested by the expiration
of the professional employment.25Consequently, a lawyer should not, even
after the severance of the relation with his client, do anything which will
injuriously affect his former client in any matter in which he previously
represented him nor should he disclose or use any of the client's confidences
acquired in the previous relation.26
In this case, respondent's averment that his relationship with Alba has long
been severed by the act of the latter of not turning over the proceeds collectedin Civil Case No. 98-6804, in connivance with the complainant, is unavailing.
Termination of the attorney-client relationship precludes an attorney from
representing a new client whose interest is adverse to his former client. Alba
may not be his original client but the fact that he filed a case entitled
"Valdezand Albav. Bustamante and her husband," is a clear indication that
respondent is protecting the interests of both Valdez and Alba in the said case.
Respondent cannot just claim that the lawyer-client relationship between him
and Alba has long been severed without observing Section 26, Rule 138 of the
Rules of Court wherein the written consent of his client is required.
In Gonzales v. Cabucana, Jr.,27citing the case of Quiambao v. Bamba,28we
held that:
The proscription against representation of conflicting interests applies to a
situation where the opposing parties are present clients in the same action or
in an unrelated action. It is of no moment that the lawyer would not be called
upon to contend for one client that which the lawyer has to oppose for the other
client, or that there would be no occasion to use the confidential information
acquired from one to the disadvantage of the other as the two actions are
wholly unrelated. It is enough that the opposing parties in one case, one of
whom would lose the suit, are present clients and the nature or conditions of
the lawyer's respective retainers with each of them would affect the
performance of the duty of undivided fidelity to both clients.29
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Respondent is bound to comply with Canon 21 of the Code of Professional
Responsibility which states that "a lawyer shall preserve the confidences and
secrets of his client even after the attorney-client relation is terminated."
The reason for the prohibition is found in the relation of attorney and client,
which is one of trust and confidence of the highest degree. A lawyer becomes
familiar with all the facts connected with his client's case. He learns from his
client the weak points of the action as well as the strong ones. Such knowledge
must be considered sacred and guarded with care.30
From the foregoing, it is evident that respondent's representation of Valdez and
Alba against Bustamante and her husband, in one case, and Valdez against
Alba, in another case, is a clear case of conflict of interests which merits a
corresponding sanction from this Court. Respondent may have withdrawn his
representation in Civil Case No. 95-105-MK upon being warned by thecourt,31but the same will not exculpate him from the charge of representing
conflicting interests in his representation in Civil Case No. 2000-657-MK.
Respondent is reminded to be more cautious in accepting professional
employments, to refrain from all appearances and acts of impropriety including
circumstances indicating conflict of interests, and to behave at all times with
circumspection and dedication befitting a member of the Bar, especially
observing candor, fairness and loyalty in all transactions with his clients.32
On knowingly misleading the court by submitting false documentaryevidence.
Complainant alleges that in Civil Case No. 00-7137 filed before MTC, Branch
75 for ejectment, respondent submitted TCT No. 273020 as evidence of Valdez's
ownership despite the fact that a new TCT No. 275500 was already issued in
the name of Alba on February 2, 1995.
Records reveal that respondent filed Civil Case No. 00-7137 on November 27,
2000 and presented TCT No. 273020 as evidence of Valdez's ownership of the
subject property.33During the hearing before Commissioner Raval, respondent
avers that when the Answer was filed in the said case, that was the time that
he came to know that the title was already in the name of Alba; so that when
the court dismissed the complaint, he did not do anything
anymore.34Respondent further avers that Valdez did not tell him the truth and
things were revealed to him only when the case for rescission was filed in 2002.
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Upon examination of the record, it was noted that Civil Case No. 2000-657-MK
for rescission of contract and cancellation of TCT No. 275500 was also filed on
November 27, 2000,35before RTC, Branch 273, Marikina City, thus belying the
averment of respondent that he came to know of Alba's title only in 2002 when
the case for rescission was filed. It was revealed during the hearing before
Commissioner Raval that Civil Case Nos. 00-7137 and 2000-657-MK were filed
on the same date, although in different courts and at different times.
Hence, respondent cannot feign ignorance of the fact that the title he submitted
was already cancelled in lieu of a new title issued in the name of Alba in 1995
yet, as proof of the latter's ownership.
Respondent failed to comply with Canon 10 of the Code of Professional
Responsibility which provides that a lawyer shall not do any falsehood, nor
consent to the doing of any in court; nor shall he mislead, or allow the Court tobe mislead by any artifice. It matters not that the trial court was not misled by
respondent's submission of TCT No. 273020 in the name of Valdez, as shown
by its decision dated January 8, 200236dismissing the complaint for
ejectment. What is decisive in this case is respondent's intent in trying to
mislead the court by presenting TCT No. 273020 despite the fact that said title
was already cancelled and a new one, TCT No. 275500, was already issued in
the name of Alba.
InYoung v. Batuegas,37we held that a lawyer must be a disciple of truth. He
swore upon his admission to the Bar that he will "do no falsehood nor consentto the doing of any in court" and he shall "conduct himself as a lawyer
according to the best of his knowledge and discretion with all good fidelity as
well to the courts as to his clients."38He should bear in mind that as an officer
of the court his high vocation is to correctly inform the court upon the law and
the facts of the case and to aid it in doing justice and arriving at correct
conclusion.39The courts, on the other hand, are entitled to expect only
complete honesty from lawyers appearing and pleading before them. While a
lawyer has the solemn duty to defend his client's rights and is expected to
display the utmost zeal in defense of his client's cause, his conduct must neverbe at the expense of truth.
A lawyer is the servant of the law and belongs to a profession to which society
has entrusted the administration of law and the dispensation of justice.40As
such, he should make himself more an exemplar for others to emulate.41
>On initiating numerous cases in exchange for nonpayment of rental fees.
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Complainant alleges that respondent filed the following cases: (a) Civil Case No.
2000-657-MK at the RTC, Branch 272; (b) Civil Case No. 00-7137 at the MTC,
Branch 75; and (c) I.S. Nos. 00-4439 and 01-036162 both entitled "Valencia v.
Samala" for estafa and grave coercion, respectively, before the Marikina City
Prosecutor. Complainant claims that the two criminal cases were filed in
retaliation for the cases she filed against Lagmay docketed as I.S. No. 00-4306
for estafa and I.S. No. 00-4318 against Alvin Valencia (son of respondent) for
trespass to dwelling.
As culled from the records, Valdez entered into a retainer agreement with
respondent. As payment for his services, he was allowed to occupy the property
for free and utilize the same as his office pursuant to their retainer
agreement.42
Respondent filed I.S. Nos. 00-443943
and 01-03616244
both entitled "Valenciav. Samala" for estafa and grave coercion, respectively, to protect his client's
rights against complainant who filed I.S. No. 00-430645for estafa against
Lagmay, and I.S. No. 00-431846against Alvin Valencia47for trespass to
dwelling.
We find the charge to be without sufficient basis. The act of respondent of filing
the aforecited cases to protect the interest of his client, on one hand, and his
own interest, on the other, cannot be made the basis of an administrative
charge unless it can be clearly shown that the same was being done to abuse
judicial processes to commit injustice.
The filing of an administrative case against respondent for protecting the
interest of his client and his own right would be putting a burden on a
practicing lawyer who is obligated to defend and prosecute the right of his
client.
On having a reputation for being immoral by siring illegitimate children.
We find respondent liable for being immoral by siring illegitimate children.
During the hearing, respondent admitted that he sired three children by
Teresita Lagmay who are all over 20 years of age,48while his first wife was still
alive. He also admitted that he has eight children by his first wife, the youngest
of whom is over 20 years of age, and after his wife died in 1997, he married
Lagmay in 1998.49Respondent further admitted that Lagmay was staying in
one of the apartments being claimed by complainant. However, he does not
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consider his affair with Lagmay as a relationship50and does not consider the
latter as his second family.51He reasoned that he was not staying with Lagmay
because he has two houses, one in Muntinlupa and another in Marikina.52
In this case, the admissions made by respondent are more than enough to hold
him liable on the charge of immorality. During the hearing, respondent did not
show any remorse. He even justified his transgression by saying that he does
not have any relationship with Lagmay and despite the fact that he sired three
children by the latter, he does not consider them as his second family. It is
noted that during the hearing, respondent boasts in telling the commissioner
that he has two houses - in Muntinlupa, where his first wife lived, and in
Marikina, where Lagmay lives.53It is of no moment that respondent eventually
married Lagmay after the death of his first wife. The fact still remains that
respondent did not live up to the exacting standard of morality and decorum
required of the legal profession.
Under Canon 1, Rule 1.01 of the Code of Professional Responsibility, a lawyer
shall not engage in unlawful, dishonest, immoral or deceitful conduct. It may
be difficult to specify the degree of moral delinquency that may qualify an act
as immoral, yet, for purposes of disciplining a lawyer, immoral conduct has
been defined as that "conduct which is willful, flagrant, or shameless, and
which shows a moral indifference to the opinion of respectable members of the
community.54Thus, in several cases, the Court did not hesitate to discipline a
lawyer for keeping a mistress in defiance of the mores and sense of morality of
the community.55That respondent subsequently married Lagmay in 1998 after
the death of his wife and that this is his first infraction as regards immorality
serve to mitigate his liability.
ACCORDINGLY, the Court finds respondent Atty. Luciano D.
ValenciaGUILTYof misconduct and violation of Canons 21, 10 and 1 of the
Code of Professional Responsibility. He isSUSPENDEDfrom the practice of law
for three (3) years, effective immediately upon receipt of herein Resolution.
Let copies of this Resolution be furnished all courts of the land, the IntegratedBar of the Philippines as well as the Office of the Bar Confidant for their
information and guidance, and let it be entered in respondent's personal
records.
SO ORDERED.
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Republic of the Philippines
SUPREME COURT
Manila
EN BANC
G.R. No. L-961 September 21, 1949
BLANDINA GAMBOA HILADO,petitioner,
vs.
JOSE GUTIERREZ DAVID, VICENTE J. FRANCISCO, JACOB ASSAD and
SELIM JACOB ASSAD,respondents.
Delgado, Dizon and Flores for petitioner.
Vicente J. Francisco for respondents.
TUASON,J.:
It appears that on April 23, 1945, Blandina Gamboa Hilado brought an action
against Selim Jacob Assad to annul the sale of several houses and lot executed
during the Japanese occupation by Mrs. Hilado's now deceased husband.
On May 14, Attorneys Ohnick, Velilla and Balonkita filed an answer on behalf
of the defendant; and on June 15, Attorneys Delgado, Dizon, Flores and
Rodrigo registered their appearance as counsel for the plaintiff. On October 5,these attorneys filed an amended complaint by including Jacob Assad as party
defendant.
On January 28, 1946, Attorney Francisco entered his appearance as attorney
of record for the defendant in substitution for Attorney Ohnick, Velilla and
Balonkita who had withdrawn from the case.
On May 29, Attorney Dizon, in the name of his firm, wrote Attorney Francisco
urging him to discontinue representing the defendants on the ground that their
client had consulted with him about her case, on which occasion, it was
alleged, "she turned over the papers" to Attorney Francisco, and the latter sent
her a written opinion. Not receiving any answer to this suggestion, Attorney
Delgado, Dizon, Flores and Rodrigo on June 3, 1946, filed a formal motion with
the court, wherein the case was and is pending, to disqualify Attorney
Francisco.
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Attorney Francisco's letter to plaintiff, mentioned above and identified as
Exhibit A, is in full as follows:
VICENTE J. FRANCISCO
Attorney-at-Law
1462 Estrada, Manila
July 13, 1945.
Mrs. Blandina Gamboa Hilado
Manila, Philippines
My dear Mrs. Hilado:
From the papers you submitted to me in connection with civil case No.70075 of the Court of First Instance of Manila, entitled "Blandina
Gamboa Hilado vs. S. J. Assad," I find that the basic facts which brought
about the controversy between you and the defendant therein are as
follows:
(a) That you were the equitable owner of the property described in the
complaint, as the same was purchased and/or built with funds
exclusively belonging to you, that is to say, the houses and lot pertained
to your paraphernal estate;
(b) That on May 3, 1943, the legal title to the property was with your
husband, Mr. Serafin P. Hilado; and
(c) That the property was sold by Mr. Hilado without your knowledge on
the aforesaid date of May 3, 1943.
Upon the foregoing facts, I am of the opinion that your action against Mr.
Assad will not ordinarily prosper. Mr. Assad had the right to presume
that your husband had the legal right to dispose of the property as the
transfer certificate of title was in his name. Moreover, the price of
P110,000 in Japanese military notes, as of May 3, 1943, does not quite
strike me as so grossly inadequate as to warrant the annulment of the
sale. I believe, lastly, that the transaction cannot be avoided merely
because it was made during the Japanese occupation, nor on the simple
allegation that the real purchaser was not a citizen of the Philippines. On
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his last point, furthermore, I expect that you will have great difficulty in
proving that the real purchaser was other than Mr. Assad, considering
that death has already sealed your husband's lips and he cannot now
testify as to the circumstances of the sale.
For the foregoing reasons, I regret to advise you that I cannot appear in
the proceedings in your behalf. The records of the case you loaned to me
are herewith returned.
Yours very truly,
(Sgd.) VICENTE J. FRANCISCO
VJF/Rag.
In his answer to plaintiff's attorneys' complaint, Attorney Francisco alleged that
about May, 1945, a real estate broker came to his office in connection with the
legal separation of a woman who had been deserted by her husband, and also
told him (Francisco) that there was a pending suit brought by Mrs. Hilado
against a certain Syrian to annul the sale of a real estate which the deceased
Serafin Hilado had made to the Syrian during the Japanese occupation; that
this woman asked him if he was willing to accept the case if the Syrian should
give it to him; that he told the woman that the sales of real property during the
Japanese regime were valid even though it was paid for in Japanese military
notes; that this being his opinion, he told his visitor he would have no objection
to defending the Syrian;
That one month afterwards, Mrs. Hilado came to see him about a suit she had
instituted against a certain Syrian to annul the conveyance of a real estate
which her husband had made; that according to her the case was in the hands
of Attorneys Delgado and Dizon, but she wanted to take it away from them;
that as he had known the plaintiff's deceased husband he did not hesitate to
tell her frankly that hers was a lost case for the same reason he had told the
broker; that Mrs. Hilado retorted that the basis of her action was not that themoney paid her husband was Japanese military notes, but that the premises
were her private and exclusive property; that she requested him to read the
complaint to be convinced that this was the theory of her suit; that he then
asked Mrs. Hilado if there was a Torrens title to the property and she answered
yes, in the name of her husband; that he told Mrs. Hilado that if the property
was registered in her husband's favor, her case would not prosper either;
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That some days afterward, upon arrival at his law office on Estrada street, he
was informed by Attorney Federico Agrava, his assistant, that Mrs. Hilado had
dropped in looking for him and that when he, Agrava, learned that Mrs.
Hilado's visit concerned legal matters he attended to her and requested her to
leave the "expediente" which she was carrying, and she did; that he told
Attorney Agrava that the firm should not handle Mrs. Hilado's case and he
should return the papers, calling Agrava's attention to what he (Francisco)
already had said to Mrs. Hilado;
That several days later, the stenographer in his law office, Teofilo Ragodon,
showed him a letter which had been dictated in English by Mr. Agrava,
returning the "expedients" to Mrs. Hilado; that Ragodon told him (Attorney
Francisco) upon Attorney Agrava's request that Agrava thought it more proper
to explain to Mrs. Hilado the reasons why her case was rejected; that he
forthwith signed the letter without reading it and without keeping it for aminute in his possession; that he never saw Mrs. Hilado since their last
meeting until she talked to him at the Manila Hotel about a proposed
extrajudicial settlement of the case;
That in January, 1946, Assad was in his office to request him to handle his
case stating that his American lawyer had gone to the States and left the case
in the hands of other attorneys; that he accepted the retainer and on January
28, 1946, entered his appearance.
Attorney Francisco filed an affidavit of stenographer Ragodon in corroborationof his answer.
The judge trying the case, Honorable Jose Gutierrez David, later promoted to
the Court of Appeals, dismissed the complaint. His Honor believed that no
information other than that already alleged in plaintiff's complaint in the main
cause was conveyed to Attorney Francisco, and concluded that the intercourse
between the plaintiff and the respondent did not attain the point of creating the
relation of attorney and client.
Stripped of disputed details and collateral matters, this much is undoubted:
That Attorney Francisco's law firm mailed to the plaintiff a written opinion over
his signature on the merits of her case; that this opinion was reached on the
basis of papers she had submitted at his office; that Mrs. Hilado's purpose in
submitting those papers was to secure Attorney Francisco's professional
services. Granting the facts to be no more than these, we agree with
petitioner's counsel that the relation of attorney and client between Attorney
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Francisco and Mrs. Hilado ensued. The following rules accord with the ethics of
the legal profession and meet with our approval:
In order to constitute the relation (of attorney and client) a professional
one and not merely one of principal and agent, the attorneys must be
employed either to give advice upon a legal point, to prosecute or defend
an action in court of justice, or to prepare and draft, in legal form such
papers as deeds, bills, contracts and the like. (Atkinson vs. Howlett, 11
Ky. Law Rep. (abstract), 364; cited in Vol. 88, A. L. R., p. 6.)
To constitute professional employment it is not essential that the client
should have employed the attorney professionally on any previous
occasion. . . . It is not necessary that any retainer should have been paid,
promised, or charged for; neither is it material that the attorney
consulted did not afterward undertake the case about which theconsultation was had. If a person, in respect to his business affairs or
troubles of any kind, consults with his attorney in his professional
capacity with the view to obtaining professional advice or assistance, and
the attorney voluntarily permits or acquiesces in such consultation, then
the professional employment must be regarded as established. . . . (5
Jones Commentaries on Evidence, pp. 4118-4119.)
An attorney is employed-that is, he is engaged in his professional
capacity as a lawyer or counselor-when he is listening to his client's
preliminary statement of his case, or when he is giving advice thereon,just as truly as when he is drawing his client's pleadings, or advocating
his client's cause in open court. (Denver Tramway Co. vs. Owens, 20
Colo., 107; 36 P., 848.)
Formality is not an essential element of the employment of an attorney.
The contract may be express or implied and it is sufficient that the
advice and assistance of the attorney is sought and received, in matters
pertinent to his profession. An acceptance of the relation is implied on
the part of the attorney from his acting in behalf of his client in
pursuance of a request by the latter. (7 C. J. S., 848-849; see Hirach
Bros. and Co. vs. R. E. Kennington Co., 88 A. L. R., 1.)
Section 26 (e), Rule 123 of the Rules of Court provides that "an attorney
cannot, without the consent of his client, be examined as to any
communication made by the client to him, or his advice given thereon in the
course of professional employment;" and section 19 (e) of Rule 127 imposes
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upon an attorney the duty "to maintain inviolate the confidence, and at every
peril to himself, to preserve the secrets of his client." There is no law or
provision in the Rules of Court prohibiting attorneys in express terms from
acting on behalf of both parties to a controversy whose interests are opposed to
each other, but such prohibition is necessarily implied in the injunctions above
quoted. (In reDe la Rosa, 27 Phil., 258.) In fact the prohibition derives validity
from sources higher than written laws and rules. As has been aptly said inIn
reMerron, 22 N. M., 252, L.R.A., 1917B, 378, "information so received is
sacred to the employment to which it pertains," and "to permit it to be used in
the interest of another, or, worse still, in the interest of the adverse party, is to
strike at the element of confidence which lies at the basis of, and affords the
essential security in, the relation of attorney and client."
That only copies of pleadings already filed in court were furnished to Attorney
Agrava and that, this being so, no secret communication was transmitted tohim by the plaintiff, would not vary the situation even if we should discard
Mrs. Hilado's statement that other papers, personal and private in character,
were turned in by her. Precedents are at hand to support the doctrine that the
mere relation of attorney and client ought to preclude the attorney from
accepting the opposite party's retainer in the same litigation regardless of what
information was received by him from his first client.
The principle which forbids an attorney who has been engaged to
represent a client from thereafter appearing on behalf of the client's
opponent applies equally even though during the continuance of the
employment nothing of a confidential nature was revealed to the attorney
by the client. (Christian vs. Waialua Agricultural Co., 30 Hawaii, 553,
Footnote 7, C. J. S., 828.)
Where it appeared that an attorney, representing one party in litigation,
had formerly represented the adverse party with respect to the same
matter involved in the litigation, the court need not inquire as to how
much knowledge the attorney acquired from his former during that
relationship, before refusing to permit the attorney to represent theadverse party. (Brown vs. Miller, 52 App. D. C. 330; 286, F. 994.)
In order that a court may prevent an attorney from appearing against a
former client, it is unnecessary that the ascertain in detail the extent to
which the former client's affairs might have a bearing on the matters
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involved in the subsequent litigation on the attorney's knowledge thereof.
(Boyd vs. Second Judicial Dist. Court, 274 P., 7; 51 Nev., 264.)
This rule has been so strictly that it has been held an attorney, on
terminating his employment, cannot thereafter act as counsel against his
client in the same general matter, even though, while acting for his
former client, he acquired no knowledge which could operate to his
client's disadvantage in the subsequent adverse employment. (Pierce vs.
Palmer [1910], 31 R. I., 432; 77 Atl., 201, Ann. Cas., 1912S, 181.)
Communications between attorney and client are, in a great number of
litigations, a complicated affair, consisting of entangled relevant and irrelevant,
secret and well known facts. In the complexity of what is said in the course of
the dealings between an attorney and a client, inquiry of the nature suggested
would lead to the revelation, in advance of the trial, of other matters that mightonly further prejudice the complainant's cause. And the theory would be
productive of other un salutary results. To make the passing of confidential
communication a condition precedent; i.e., to make the employment
conditioned on the scope and character of the knowledge acquired by an
attorney in determining his right to change sides, would not enhance the
freedom of litigants, which is to be sedulously fostered, to consult with lawyers
upon what they believe are their rights in litigation. The condition would of
necessity call for an investigation of what information the attorney has received
and in what way it is or it is not in conflict with his new position. Litigants
would in consequence be wary in going to an attorney, lest by an unfortunate
turn of the proceedings, if an investigation be held, the court should accept the
attorney's inaccurate version of the facts that came to him. "Now the
abstinence from seeking legal advice in a good cause is by hypothesis an evil
which is fatal to the administration of justice." (John H. Wigmore's Evidence,
1923, Section 2285, 2290, 2291.)
Hence the necessity of setting down the existence of the bare relationship of
attorney and client as the yardstick for testing incompatibility of interests. This
stern rule is designed not alone to prevent the dishonest practitioner fromfraudulent conduct, but as well to protect the honest lawyer from unfounded
suspicion of unprofessional practice. (Strong vs. Int. Bldg., etc.; Ass'n, 183 Ill.,
97; 47 L.R.A., 792.) It is founded on principles of public policy, on good taste.
As has been said in another case, the question is not necessarily one of the
rights of the parties, but as to whether the attorney has adhered to proper
professional standard. With these thoughts in mind, it behooves attorneys, like
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Caesar's wife, not only to keep inviolate the client's confidence, but also to
avoid the appearance of treachery and double-dealing. Only thus can litigants
be encouraged to entrust their secrets to their attorneys which is of paramount
importance in the administration of justice.
So without impugning respondent's good faith, we nevertheless can not
sanction his taking up the cause of the adversary of the party who had sought
and obtained legal advice from his firm; this, not necessarily to prevent any
injustice to the plaintiff but to keep above reproach the honor and integrity of
the courts and of the bar. Without condemning the respondents conduct as
dishonest, corrupt, or fraudulent, we do believe that upon the admitted facts it
is highly in expedient. It had the tendency to bring the profession, of which he
is a distinguished member, "into public disrepute and suspicion and
undermine the integrity of justice."
There is in legal practice what called "retaining fee," the purpose of which
stems from the realization that the attorney is disabled from acting as counsel
for the other side after he has given professional advice to the opposite party,
even if he should decline to perform the contemplated services on behalf of the
latter. It is to prevent undue hardship on the attorney resulting from the rigid
observance of the rule that a separate and independent fee for consultation
and advice was conceived and authorized. "A retaining fee is a preliminary fee
given to an attorney or counsel to insure and secure his future services, and
induce him to act for the client. It is intended to remunerate counsel for being
deprived, by being retained by one party, of the opportunity of rendering
services to the other and of receiving pay from him, and the payment of such
fee, in the absence of an express understanding to the contrary, is neither
made nor received in payment of the services contemplated; its payment has no
relation to the obligation of the client to pay his attorney for the services which
he has retained him to perform." (7 C.J.S., 1019.)
The defense that Attorney Agrava wrote the letter Exhibit A and that Attorney
Francisco did not take the trouble of reading it, would not take the case out of
the interdiction. If this letter was written under the circumstances explained byAttorney Francisco and he was unaware of its contents, the fact remains that
his firm did give Mrs. Hilado a formal professional advice from which, as
heretofore demonstrated, emerged the relation of attorney and client. This letter
binds and estop him in the same manner and to the same degree as if he
personally had written it. An information obtained from a client by a member
or assistant of a law firm is information imparted to the firm. (6 C. J., 628; 7 C.
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J. S., 986.) This is not a mere fiction or an arbitrary rule; for such member or
assistant, as in our case, not only acts in the name and interest of the firm, but
his information, by the nature of his connection with the firm is available to his
associates or employers. The rule is all the more to be adhered to where, as in
the present instance, the opinion was actually signed by the head of the firm
and carries his initials intended to convey the impression that it was dictated
by him personally. No progress could be hoped for in "the public policy that the
client in consulting his legal adviser ought to be free from apprehension of
disclosure of his confidence," if the prohibition were not extended to the
attorney's partners, employers or assistants.
The fact that petitioner did not object until after four months had passed from
the date Attorney Francisco first appeared for the defendants does not operate
as a waiver of her right to ask for his disqualification. In one case, objection to
the appearance of an attorney was allowed even on appeal as a ground forreversal of the judgment. In that case, in which throughout the conduct of the
cause in the court below the attorney had been suffered so to act without
objection, the court said: "We are all of the one mind, that the right of the
appellee to make his objection has not lapsed by reason of failure to make it
sooner; that professional confidence once reposed can never be divested by
expiration of professional employment." (Nickels vs. Griffin, 1 Wash. Terr., 374,
321 A. L. R. 1316.)
The complaint that petitioner's remedy is by appeal and not by certiorari
deserves scant attention. The courts have summary jurisdiction to protect the
rights of the parties and the public from any conduct of attorneys prejudicial to
the administration of the justice. The summary jurisdiction of the courts over
attorneys is not confined to requiring them to pay over money collected by them
but embraces authority to compel them to do whatever specific acts may be
incumbent upon them in their capacity of attorneys to perform. The courts
from the general principles of equity and policy, will always look into the
dealings between attorneys and clients and guard the latter from any undue
consequences resulting from a situation in which they may stand unequal. The
courts acts on the same principles whether the undertaking is to appear, or, forthat matter, not to appear, to answer declaration, etc. (6 C.J., 718 C.J.S.,
1005.) This summary remedy against attorneys flows from the facts that they
are officers of the court where they practice, forming a part of the machinery of
the law for the administration of justice and as such subject to the disciplinary
authority of the courts and to its orders and directions with respect to their
relations to the court as well as to their clients. (Charest vs. Bishop, 137 Minn.,
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102; 162, N.W., 1062, Note 26, 7 C. J. S., 1007.) Attorney stand on the same
footing as sheriffs and other court officers in respect of matters just mentioned.
We conclude therefore that the motion for disqualification should be allowed. It
is so ordered, without costs.
Republic of the Philippines
SUPREME COURT
SECOND DIVISION
Adm. Case No. 4680 August 29, 2000
AQUILINO Q. PIMENTEL, JR.,complainant,
vs.ATTYS. ANTONIO M. LLORENTE and LIGAYA P. SALAYON, respondents.
MENDOZA,J.:
This is a complaint for disbarment against respondents Antonio M. Llorente
and Ligaya P. Salayon for gross misconduct, serious breach of trust, and
violation of the lawyer's oath in connection with the discharge of their duties as
members of the Pasig City Board of Canvassers in the May 8, 1995 elections.
Salayon, then election officer of the Commission on Elections (COMELEC), was
designated chairman of said Board, while Llorente, who was then CityProsecutor of Pasig City, served as itsex oficiovice-chairman as provided by
law.1Complainant, now a senator, was also a candidate for the Senate in that
election.
Complainant alleges that, in violation of R.A. No. 6646, 27(b),2respondents
tampered with the votes received by him, with the result that, as shown in the
Statements of Votes (SoVs) and Certificate of Canvass (CoC) pertaining to 1,263
precincts of Pasig City, (1) senatorial candidates Juan Ponce Enrile, Anna
Dominique Coseteng, Gregorio Honasan, Marcelo Fernan, Ramon Mitra, and
Rodolfo Biazon were credited with votes which were above the number of votes
they actually received while, on the other hand, petitioner's votes were reduced;
(2) in 101 precincts, Enrile's votes were in excess of the total number of voters
who actually voted therein; and (3) the votes from 22 precincts were twice
recorded in 18 SoVs. Complainant maintains that, by signing the SoVs and
CoC despite respondents' knowledge that some of the entries therein were
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false, the latter committed a serious breach of public trust and of their lawyers'
oath.
Respondents denied the allegations against them. They alleged that the
preparation of the SoVs was made by the 12 canvassing committees which the
Board had constituted to assist in the canvassing. They claimed that the errors
pointed out by complainant could be attributed to honest mistake, oversight,
and/or fatigue.
In his Consolidated Reply, complainant counters that respondents should be
held responsible for the illegal padding of the votes considering the nature and
extent of the irregularities and the fact that the canvassing of the election
returns was done under their control and supervision.
On December 4, 1998, the Integrated Bar of the Philippines, to which thismatter had been referred pursuant to Rule 139-B, 13, in relation to 20 of the
Rules of Court, recommended the dismissal of the complaint for lack of
merit.3Petitioner filed a motion for reconsideration on March 11, 1999, but his
motion was denied in a resolution of the IBP Board of Governors dated April
22, 1999. On June 4, 1999, he filed this petition pursuant to Rule 139-B,
12(c).
It appears that complainant likewise filed criminal charges against respondents
before the COMELEC (E.O. Case No. 96-1132) for violation of R.A. No. 6646,
27(b). In its resolution dated January 8, 1998, the COMELEC dismissedcomplainant's charges for insufficiency of evidence. However, on a petition for
certiorari filed by complainant,4this Court set aside the resolution and directed
the COMELEC to file appropriate criminal charges against respondents.
Reconsideration was denied on August 15, 2000.
Considering the foregoing facts, we hold that respondents are guilty of
misconduct.
First. Respondent Llorente seeks the dismissal of the present petition on the
ground that it was filed late. He contends that a motion for reconsideration is aprohibited pleading under Rule 139-B, 12(c)5and, therefore, the filing of such
motion before the IBP Board of Governors did not toll the running of the period
of appeal. Respondent further contends that, assuming such motion can be
filed, petitioner nevertheless failed to indicate the date of his receipt of the April
22, 1999 resolution of the IBP denying his motion for reconsideration so that it
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cannot be ascertained whether his petition was filed within the 15-day period
under Rule 139-B, 12(c).
The contention has no merit. The question of whether a motion for
reconsideration is a prohibited pleading or not under Rule 139-B, 12(c) has
been settled inHalimao v. Villanueva,6in which this Court held:
Although Rule 139-B, 12(C) makes no mention of a motion for
reconsideration, nothing in its text or in its history suggests that such
motion is prohibited. It may therefore be filed within 15 days from notice
to a party. Indeed, the filing of such motion should be encouraged before
resort is made to this Court as a matter of exhaustion of administrative
remedies, to afford the agency rendering the judgment an opportunity to
correct any error it may have committed through a misapprehension of
facts or misappreciation of the evidenced.7
On the question whether petitioner's present petition was filed within the 15-
day period provided under Rule 139-B, 12(c), although the records show that
it was filed on June 4, 1999, respondent has not shown when petitioner
received a copy of the resolution of the IBP Board of Governors denying his
motion for reconsideration. It would appear, however, that the petition was filed
on time because a copy of the resolution personally served on the Office of the
Bar Confidant of this Court was received by it on May 18, 1999. Since copies of
IBP resolutions are sent to the parties by mail, it is possible that the copy sent
to petitioner was received by him later than May 18, 1999. Hence, it may beassumed that his present petition was filed within 15 days from his receipt of
the IBP resolution. In any event, the burden was on respondent, as the moving
party, to show that the petition in this case was filed beyond the 15-day period
for filing it.
Even assuming that petitioner received the IBP resolution in question on May
18, 1999, i.e., on the same date a copy of the same was received by the Office
of the Bar Confidant, the delay would only be two days.8The delay may be
overlooked, considering the merit of this case. Disbarment proceedings are
undertaken solely for public welfare. The sole question for determination is
whether a member of the bar is fit to be allowed the privileges as such or not.
The complainant or the person who called the attention of the Court to the
attorney's alleged misconduct is in no sense a party, and generally has no
interest in the outcome except as all good citizens may have in the proper
administration of justice.9For this reason, laws dealing with double
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jeopardy10or prescription11or with procedure like verification of pleadings12and
prejudicial questions13have no application to disbarment proceedings.
Even in ordinary civil actions, the period for perfecting appeals is relaxed in the
interest of justice and equity where the appealed case is clearly meritorious.
Thus, we have given due course to appeals even though filed six,14four,15and
three16days late. In this case, the petition is clearly meritorious.
Second. The IBP recommends the dismissal of petitioner's complaint on the
basis of the following: (1) respondents had no involvement in the tabulation of
the election returns, because when the Statements of Votes (SoVs) were given
to them, such had already been accomplished and only needed their respective
signatures; (2) the canvassing was done in the presence of watchers,
representatives of the political parties, the media, and the general public so
that respondents would not have risked the commission of any irregularity;and (3) the acts dealt with in R.A. No. 6646, 27(b) aremala in seand notmala
prohibita, and petitioner failed to establish criminal intent on the part of
respondents.17
The recommendation is unacceptable. In disciplinary proceedings against
members of the bar, only clear preponderance of evidence is required to
establish liability.18As long as the evidence presented by complainant or that
taken judicial notice of by the Court19 is more convincing and worthy of belief
than that which is offered in opposition thereto,20the imposition of disciplinary
sanction is justified..
In this case, respondents do not dispute the fact that massive irregularities
attended the canvassing of the Pasig City election returns. The only
explanation they could offer for such irregularities is that the same could be
due to honest mistake, human error, and/or fatigue on the part of the
members of the canvassing committees who prepared the SoVs.
This is the same allegation made inPimentel v. Commission on Elections.21In
rejecting this allegation and ordering respondents prosecuted for violation of
R.A. No. 6646, 27(b), this Court said:
There is a limit, we believe, to what can be construed as an honest
mistake or oversight due to fatigue, in the performance of official duty.
The sheer magnitude of she error, not only in the total number of votes
garnered by the aforementioned candidates as reflected in the CoC and
the SoVs, which did not tally with that reflected in the election returns,
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