centre for applied climate sciences, university of ... · the total coffee area. vietnam is the...

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Introduction Results Acknowledgements Conclusions Yen Pham 1 , Kathryn Reardon-Smith 1 , Shahbaz Mushtaq 1 , Julius Kotir 2 1 Centre for Applied Climate Sciences, University of Southern Queensland, QLD 4350, Australia 2 The Commonwealth Scientific and Industrial Research Organisation, QLD 4350, Australia Fig.1. Causal loop diagram of the impacts of drought on coffee production in Dak Lak Province Methods A causal loop diagram (CLD) was used as a tool to depict the interactions between key factors and feedback mechanisms in the system. A series of interviews with 60 experts and farmers and literature review were employed to identify the problems related to water shortages for coffee production in Dak Lak province, a key coffee- growing region of Vietnam, accounting for over 30% of the total coffee area. Vietnam is the world’s second-largest coffee producer with a share of 17% of global output. Coffee production accounts for 10% of national agricultural export turnover and supports the livelihoods of 0.5 million smallholder farmers. Coffee cultivation has faced serious irrigation-related challenges, particularly during drought periods. Using a system dynamics approach, this study aims to examine the interrelationships and feedbacks among factors that drive drought impacts on coffee production in Vietnam. An interruption in coffee production during drought is an outcome of complex interactions between climate system (e.g. rainfall variability) and human systems (e.g. rising water demand driven by uncontrollable coffee expansion and over-irrigation). Other influential factors include deforestation and growing water demands underpinned by population growth (Fig. 1). Coffee production is intensified owing to irrigation through reinforcing feedback loops but interrupted by the limits of water availability through balancing loops. The balancing phase will likely dominate in the absence of proper intervention strategies. Several systems archetypes are identified: Fixes that fail: The side-effects of quick fixes to improve coffee production through Robusta coffee monocultures and migration policy (Fig. 2). Limits to growth: Coffee areas currently exceed the approved plan for sustainable coffee development. However, some factors limit this expansion, including total land area/total water supply (Fig. 3). Tragedy of the commons: Over-exploitation of groundwater leads to reduced irrigation supply for all farmers (Fig. 4). Fig.2. Fixes that fail Fig.3. Limits to growth Although groundwater reserves may be replenished during the rainy season, it may not be sufficient for coffee irrigation in the following dry season. Our hypothesis indicated that the unintended consequences of migration policy and inefficient agricultural practices (e.g. over- production and over-irrigation) along with changing climate conditions are most likely to disrupt coffee cultivation in Dak Lak. Suggested interventions: Raising awareness and promoting technologies on water-saving irrigation, explicitly zoning coffee-growing areas, converting Robusta monocultures to diversified cropping systems, and controlling deforestation coupled with reforestation and afforestation. Next steps: A simulation model based on this CLD is in progress to quantify drought impacts and design and test potential intervention scenarios for sustainable coffee development. This research is funded by the German Federal Ministry for the Environment, Nature Conservation, Building and Nuclear Safety through the International Climate Initiative and the University of Southern Queensland. Further information Yen Pham, University of Southern Queensland (+61) 451 441 512, [email protected] Fig.4. Tragedy of the commons Migration Labour availability Low coffee production Water availablity - + B R1 Population growth Deforestation - - + + R2 + Water demand + - + Irrigation Coffee yield Available water + R - + B2 Coffee area Total water supply + + Cultivable land - + Total land area + Farm revenues + + B1 Groundwater extraction of farmer A Groundwater extraction of farmer B Groundwater resources in the region Total groundwater extracted Groundwater available for each farmer - + + + R1 B1 B2 R2 Coffee yield of farmer A Coffee yield of farmer B + + Coffee expansion of farmer A Coffee expansion of farmer B + + + + + + Coffee monocropping Low coffee yield Vulnerability to climate and market risks + - Climate variability + + Price volatility Farm income - - + B R Forest area Water availability Coffee yield Farm income Climate change Rainfall variability + Land conversion to crop expansion Crop expansion + Production costs - R1 R2 R5 R6 R8 R3 B1 B2 Irrigation + + Surface water resources Groundwater storage Groundwater exploitation - - - + + + Groundwater recharge - + + Greenhouse gas emission - + Migration Population growth Residential land areas + - + + Domestic water use + - + + + Investment in water saving irrigation + Financial constraints - - Farmer awareness Feasibility of technologies + Evapotranspiration Shading - Drought + + B3 B4 B5 + + Labour availability + + + Off-farm livelihoods - - Coffee price + R4 Coffee quality + + + Temperature rise + + - R7 B6 B8 B9 B10 B7 B11 R9 - - Intercropping - + B12 B13 - Coffee supply + - Non-cultivation production Non-irrigation water use + + - R10 Outputs of non-cultivation production + + R11 Food availability + + R12 Coffee demand + + + B14

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Page 1: Centre for Applied Climate Sciences, University of ... · the total coffee area. Vietnam is the world’s second-largest coffee producer with a share of 17% of global output. Coffee

Introduction

Results

Acknowledgements

Conclusions

Yen Pham1, Kathryn Reardon-Smith1, Shahbaz Mushtaq1, Julius Kotir2

1 Centre for Applied Climate Sciences, University of Southern Queensland, QLD 4350, Australia2 The Commonwealth Scientific and Industrial Research Organisation, QLD 4350, Australia

Fig.1. Causal loop diagram of the impacts of drought on coffee production in Dak Lak Province

Methods

• A causal loop diagram (CLD) was used as a tool todepict the interactions between key factors andfeedback mechanisms in the system.

• A series of interviews with60 experts and farmersand literature review wereemployed to identify theproblems related to watershortages for coffeeproduction in Dak Lakprovince, a key coffee-growing region of Vietnam,accounting for over 30% ofthe total coffee area.

Vietnam is the world’s second-largest coffeeproducer with a share of 17% of global output.

Coffee production accounts for 10% of nationalagricultural export turnover and supports thelivelihoods of 0.5 million smallholder farmers.

Coffee cultivation has faced serious irrigation-relatedchallenges, particularly during drought periods.

Using a system dynamics approach, this study aimsto examine the interrelationships and feedbacksamong factors that drive drought impacts on coffeeproduction in Vietnam.

• An interruption in coffee production during drought

is an outcome of complex interactions between

climate system (e.g. rainfall variability) and human

systems (e.g. rising water demand driven by

uncontrollable coffee expansion and over-irrigation).

Other influential factors include deforestation and

growing water demands underpinned by population

growth (Fig. 1).

• Coffee production is intensified owing to irrigation

through reinforcing feedback loops but interrupted

by the limits of water availability through balancing

loops. The balancing phase will likely dominate in

the absence of proper intervention strategies.

• Several systems archetypes are identified:

– Fixes that fail: The side-effects of quick fixes to

improve coffee production through Robusta coffee

monocultures and migration policy (Fig. 2).

– Limits to growth: Coffee areas currently exceed the

approved plan for sustainable coffee development.

However, some factors limit this expansion,

including total land area/total water supply (Fig. 3).

– Tragedy of the commons: Over-exploitation of

groundwater leads to reduced irrigation supply for

all farmers (Fig. 4).

Fig.2. Fixes that fail

Fig.3. Limits to growth

• Although groundwater reserves may be replenished during the rainy season, it may not be

sufficient for coffee irrigation in the following dry season. Our hypothesis indicated that the

unintended consequences of migration policy and inefficient agricultural practices (e.g. over-

production and over-irrigation) along with changing climate conditions are most likely to disrupt

coffee cultivation in Dak Lak.

• Suggested interventions: Raising awareness and promoting technologies on water-saving

irrigation, explicitly zoning coffee-growing areas, converting Robusta monocultures to diversified

cropping systems, and controlling deforestation coupled with reforestation and afforestation.

• Next steps: A simulation model based on this CLD is in progress to quantify drought impacts and

design and test potential intervention scenarios for sustainable coffee development.

This research is funded by the German Federal Ministry for the Environment, Nature Conservation, Building and NuclearSafety through the International Climate Initiative and the University of Southern Queensland.

Further informationYen Pham, University of Southern Queensland

(+61) 451 441 512, [email protected]

Fig.4. Tragedy of the commons

Migration

Labour availability

Low coffee

production

Water availablity

-+

B

R1

Population growth

Deforestation-

-

+

+R2

+

Water demand+

-+

Irrigation

Coffee yield

Available water

+

R -

+

B2

Coffee areaTotal water supply

++

Cultivable land

-

+

Total land area+

Farm revenues

+

+

B1

Groundwater

extraction of farmer A

Groundwater

extraction of farmer B

Groundwater

resources in the region

Total groundwater

extracted

Groundwater available

for each farmer

-

+ +

+

R1 B1 B2 R2

Coffee yield of

farmer ACoffee yield of

farmer B+ +

Coffee expansion of

farmer ACoffee expansion of

farmer B

+ +

+ +

+ +

Coffee

monocroppingLow coffee yield

Vulnerability to climate

and market risks

+

-

Climate variability

+

+

Price volatility

Farm income

-

-

+

B

R

Forest area

Water availability

Coffee yieldFarm income

Climate change

Rainfall variability

+

Land conversion to

crop expansion

Crop expansion

+

Production costs

-

R1

R2

R5

R6

R8

R3B1

B2

Irrigation++

Surface water

resources

Groundwater

storage

Groundwater

exploitation

-

-

-

+

+

+

Groundwater

recharge

-

+

+

Greenhouse gas

emission

-

+

Migration

Population growth

Residential land

areas

+

-+

+

Domestic water

use +

-

+

+

+

Investment in water

saving irrigation

+

Financial

constraints

-

-

Farmer awarenessFeasibility of

technologies

+

Evapotranspiration

Shading-

Drought

+

+

B3

B4

B5

+

+

Labour availability

+ +

+Off-farm

livelihoods

-

-

Coffee price

+

R4

Coffee quality

+

+

+

Temperature rise

+

+

-

R7

B6

B8

B9 B10

B7

B11

R9

-

-

Intercropping

-

+

B12

B13

-

Coffee supply+

-

Non-cultivation

production

Non-irrigation

water use

+

+

-

R10

Outputs ofnon-cultivation

production+ +

R11

Food availability

+

+

R12

Coffee demand

+

+

+

B14