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FINA1\CIAL DISCLOSl!HE REPO
FOR CALENDAR YEAR 2005
SIR:\Cil!S,\.
4. Titk· i :\rtinrngi trat\'.' _iudg\.'.' indica:
U.S.DISTRICT
Ul,\RLFS J
k· Iii Jm.f L" indit:i.l!C acti\ (' ttr L'l1ii'f ..,[, tu:-.:
f!1iJ- or part-time
COURT JUDGE(,\CTIV
l !.S. DISTRICT COURT. \\.DNY
rnit!ai • Arnrnaf
1/112005
10
12/31/2005
7. Chambers or
1360 UNITED
I 00 ST ATE ST
ROCHESTER,
Office .-\ddrcss
STA TES COURTHOUSE
REET
NEW YORK 14614
8. On !he basis l•frhc information contain..:J in this Rcpon and <iny
rnvdilicatil>ns pertaining rhcr fl'. it is. in my opininn. iu t·ompliuncc
with applicable law> and regulations.
Revie\\·ing Officer__________________ _____ Dat.:
The instructions accompanying this fonn must be followed. Complete all parts, checking the NONE box for each part
· n on last page.
I. POSITIONS. (Reporting individual only: sec pp. 9-13 of fil ing instructions)
. . ' NONE - (No reportable positions.)
POSITION NAME OF ORGA"JIZATION/ENTITY
l. ADVISORY BOARD MEMBER ELDER ABUSE CONSORTIUM
2. ADVISORY BOARD MEMBER CASA ITALIANA-CENTER FOR ITALIAN STUDIES AND COMMUNITY ACTIVITIES
{ Reporting individual only; see pp. 14-16 of filing instructions)II. AGREEMENTS.
NONE - (No reportable :igrcements.)
I. PENSION NEW YORK STA TE 2005)
PARTIES AND TERMS
RETIREMENT SYSTEM (STARTED TO RECIEIVE BENEFlTS AS OF NOVEMBER l,
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A. Filer's Non-Im e tmcnt llll'Ollle
DA!T
I.
2.
B. Spouse's Non-Investment Income - !If you were married during any portit'll of the reporting year_ picas.: complete this s.:ction. Dollar amount not requited except for honoraria.)
. - NONE - 1No rcportabh:n,,n-inv\!strncnt income.;
SOURCE AND TYPE
I. BROWN & TARANTINO
2. ATTORNEY {PRIVATE PRACTICE)
N. REIMBURSEMENTS -- transportation. lodging. food, entcrrainmem.
(lncludL'S those to spouse and dependent children. See pp. 25-27 ofinstructit,ns.)
NONE - (No such reptmable reimbursements.)
SOURCE DESCRIPTION
I.
.. : .. :n
f:L'.'\."H. . l:·\.L 111 \.. l ... \.J l'l(I', IU",l'Ut< I
SIR.\tlt ·s . .\. U !..\Rl.FS .I
V. GIFTS.. :.!n1..:iud,: thP ..... ..: h! 'Pt u, and 1.kT�:.:rH.k'!ii ,_:hildr S:.:\.'. pp. 2 -3 ! <!!' Hh!rth.:li; n i
..../ NONE - (\.",) :-.U(:h n:ponabk· !;lfrs l
I.
VI. LIABILITIES. (Includes those of spouse and dcpendem children. See pp. 32-34 of ins1rnc1ions.)
(Nv reportable liabilities.) :..; NONE -
CREDITOR VALUE CODE
I.
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2.
15.
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NONE lNo r portablc income, aS$CIS. or rn:w:>ac1io11s)
M&TBANK Imerest TI .
ACCOUNT#!:
3. WEATHERFORD INTL LTD COMMON STOCK None T PT SELL 8/25
4. SB MONEY FUNDS CASH PORT CL A (X) A Dividend T
5. CORE LABORATORIES COMMON STOCK None T
6. ALKERMES INC.COMMON STOCK None T
7. AMAZON COM INC COMMON STOCK None T BUY 4129 J
8.
9.
AMERICAN INTERNATIONAL GROUP
INCOMMON STOCK. COMMON STOCK
AMGEN INC. COMMON STOCK
A Dividend
None
T
T PT SELL 9112 J A
AXA UAP SPONS ADR COMMON STOCK A Dividend TIO.
11. BASF AG SPONS ADR COMMON STOCK A Dividend T PT SELL 2/17 A
12. BOC GROUP PLC SPONS ADR COMMON A Dividend T BUY 1114 STOCK
BP AMOCO PLC SPONS ADR COMMON STOCK A Dividend T13.
14. BIOGEN IDEC INC. COMMON STOCK None T BUY 8129
CRH PLC AD-USO COMMON STOCK A Dividend T
CABLEVISION SYSTEMS CORP.CL A None J T16. COMMON STOCK
17. CANON INC. ADR COMMON STOCK A Dividend T
8. CHIRON CORP. DELAWARE COMMON STOCK None J T
(See Golumn C2}, ,, <
•. :;
19.
31.
(),. C..BOOkValile· c'._:: ·'· .. __ · V
r ll"<i'-"'---1.'\L IJl;-,l. LO l l<I·, f{l·.l'(JI{ I
Page 2 of 17 SJIU(il :s,\_ Cl !_.\RI.I'S J
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i.!-P; Ctxk. 111cr l:'L lhy U-P; t;\-Hi ifpri\"i1k' {()-\\.') transai:1io11;
CISCO COMMON STOCK None T
CIRRUS LOGIC INC. COMMON STOCK None T20.
COCJ\ COLA CO_ COMivlON STOCK. A Dividcnd T PT SELL 12/29 A21.
COMCAST CORP CL A-Sl'L COMMMON None T
STOCK
22.
DELL COMPUTER CORP COMMON STOCK None J T
DIAGEO PLC SPONSORED ADR NEW A Dividend J T
COMMON STOCK 24.
WALT DISNEY CO. COMMON STOCK A Dividend J T25.
26. ENDESA SA, MADRID SPONSORED ADR A Dividend J T
COMMON STOCK
EXPEDIA fNC COMMON STOCK None T BUY 312827.
28. EXON MOBIL CORP. COMMON STOCK A Dividend J T
FOREST LABORATORIES COMMON STOCK None J T29.
FUJI PHOTO FILM CO. L TD.ADR NEW A Dividend SELL 7127 A
COMMON STOCK 30.
GENENTECH INC. COMMON STOCK None T PT SELL 9/12 1 A
GENERAL ELECTRIC COMMON STOCK A Dividend T32.
GENZYME CORP. GENEEAL DIVISION None T PT SELL 8/29 J A
COMMON STOCK 33.
l4. GILLETTE CO. COMMON STOCK A Dividend SELL 6123 A
i5. GLAXOSMITHKLfNE PLC SPONS ADR-USD A Dividend J T
COMMON STOCK
GRANT P RIDECO INC. COMMON STOCK None T PT SELL 8/29 A6.
; (Se(l eqiw,;n C2)
I I i
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'
41.
49.
l •; : i '- l.'\L Ill \_ LU l t<I·_ l{f·.l'OHT
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Code (.l-P!
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37_ GROUPE DANONE SPONS ADR COMMON STOCK
A Dividend T
GRUPO TELEVISA SA DE CV GLOBAL A Divid.:nd T PT SELL 3122 J A
COMMON STOCK 38.
HSBC HOLDINGS PLC SPONS ADR NE\\' Dividend T COMMON STOCK
39_
HOME DEPOT COMMON STOCK A Dividend J T40.
HONDA MOTOR CO. COMMON STOCK A Dividend J T
HONG KONG & CHINA GAS LTD. SPONSORED A Dividend T42. ADR COMMON STOCK
HUTCHINSON WHAMPOA LTD-ADR A Dividend J T COMMON STOCK
43.
44. IAC INTERACTIVE CORP COMMON STOCK None J T BUY 3128 J
ING GROEP NV SPONS ADR COMMON STOCK A Dividend T PT SELL 6123 J A45.
46. INTEL CORP. COMMON STOCK A Dividend J T
47. IRELAND BANK SPONS ADR-EUR COMMON A Dividend J T
STOCK
48. JOHNSON & JOHNSON COMMON STOCK· A Dividend J T
50.
KONINKLIJKE PHILIPS ELECTRONICS NS A Dividend J T SPON ADR NEW COMMON STOCK
L3 COMMUNICATIONS HLDGS INC. A Dividend J T PT SELL 8126 J A
COMMON STOCK
51. LEHMAN BROTHERS HOLDINGS INC.
COMMON STOCK
A Dividend T
52. LIBERTY MEDIA GROUP CL A COMMON
STOCK
None T
: 53. LIBERTY MEDIA INTL INC CLASS A
COMMON STOCK
None T
54. MA),,'TOR CORP. (NEW) COMMON STOCK None J T
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67. 3/24
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(i;:.:_·h11iiH;,! lr;:.:'i ;::.;:o>t:i:O:.!
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(A-Ii; int} D:iy {J-P} ;\-iii i if pri\;i!:.: tnUJS.:Klit)llf
MERRILL LYNCH & CO. COMMON STOCK A Dividend T55.
METTLER TOLEDO INTERNATIONAL INC. None T
COMMON STOCK 56.
MICROSOFT CORP COMJ\10N STOCI.: A Dividend T57.
MICRON TECHNOLOGY INC COMMON STOCK None T BUY 11658.
59. MITSUBISHI TOK YO FINANCIAL GROUP A Dividend T SPONS ADR COMMON STOCK
60. NESTLE SA SPONSORED ADR REPSTG REG A Dividend T SH COMMON STOCK
61. NEWS CORP CLASS B COMMON STOCK A Dividend T
62. NIPPON TELEPHONE & TELEGRAOPH CORP. A Dividend T BUY 1119
ADR RSPTG COMMON STOCK
63. NOKIA CORP. SPONSORED ADR COMJ\·10N A Dividend T PT SELL 1/20 A STOCK
64. NOMURA HOLDINGS INC. UNSP ADR A Dividend J T PT SELL 1/21 A
COMMON STOCK
65. NOVARTIS AG ADR COMMON STOCK A Dividend J T
NOVO NORDISK A S ADR COMMON STOCK A Dividend J T66.
ORIX CORP SPONS ADR COMMON STOCK A Dividend J T BUY J
PEBSICO COMMON STOCK A Dividend J T68.
PFIZER COMMON STOCK A Dividend T
PROCTOR & GAMBLE CO INC COMMON A Dividend T STOCK (X)
'0.
I. QUANTUM CORP. DL T & STORAGE COMMON None SELL 12129 A STOCK
RSA SECURITY INC. COMMON STOCK None SELL 12129 A2.
'.·,·:. . .
---------· - ··- .
73.
75.
79.
IJ .
713
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mi.i C1xk· 3 mcr:;:r. {J-P; tifpri\;!I (tJ \Vi n.•;,,kmplit1n; irans:1criln;}
RIO TINTO PLC-GBP COMMON STOCK A Dividend T
ROYAL DUTCH PETROLEUM CO.COMMON A Dividend T74. STOCK
SK TEl .EC01' 1 LTD SPON ADR COMMON A T
STOCK
SAP AKLENGESELLSCHAFT SPONS ADR-USD A Dividend T76. COMMON STOCK
SEVEN ELEVEN JAPAN LTD-ADR COMMON A Dividend SELL 7127 A
STOCK 77.
TELEFONICA S.A. SPONS ADR COMMON A Dividend T PT SELL
STOCK 78. A
TEXAS INSTRUMENTS COMMON STOCK A Dividend T PT SELL 9112 J A
TIME WARNER INC. COMMON STOCK A Dividend T PT SELL 12/29 A80.
TOMPKINS FH PLC SPON ADR COMMON A Dividend T BUY 1124 J
STOCK 8 I .
TOTAL FINA ELF S.A.S.P. ADR COMMON A Dividend T
STOCK 82.
TREND MICRO INC SPON AD COMMON None T BUY 813
STOCK 83.
TYCO INTERNATIONAL LTD. NEW COMMON A Dividend J T PT SELL 1/6 J A
STOCK 84.
UBS AG-CHF COMMON STOCK A Dividend J T PT SELL 8/23 J A85.
UNITEDHEAL TH GROUP INC. COMMON A Dividend J T PT SELL 5117 J A
STOCK 86.
VERITY INC. COMMON STOCK None MERGER 12/30 A87.
VODAFONE GROUP PLC SP ADR COMMON A Dividend J T
STOCK
88.
WPP GROUP PLC SPONS ADR NEW COMMON A Dividend J T
STOCK 89.
WAL-MART DE MEXICO SA DE COMMON A Dividend T
STOCK
90.
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9 1. YAHOO INC COMMON STOCK None .I T BUY 9/26
92. WELLS FARGO & CO NEW COMMON STOCK None SELL Ill I A
ACCOUNT #2: 93.
MERRILL LYNCH GLOBAL TECHNOLOGY None T SEE PART VIII
FUND CL I #I 9.:1.
95. MERRILL LYNCH SMALL CAP VALUE FUND A Dividend T SEE PART VIII
CL I
96. ACCOUNT #3:
97_ SB MONE Y FUNDS CASH PORT CL A (X)
UBS AG-CIJF COMMON STOCK
A Dividend J T
A Dividend J T PT SELL 8123 J A
AXA S.A. SPONS ADR COMMON STOCK A D ividend J T99.
I 00. BASF AG SPONS ADR COMMON STOCK A Dividend J T
I 01. BOC GROUP PLC SPONS ADR COMMON A Dividend J T
STOCK
102. BP AMOCO PLC ADR COMMON STOCK A Dividend T
103. CRH PLC ADR-USD COMMON STOCK A Dividend J T
104. CANON INC ADR COMMON STOCK A Dividend T
105.
106.
DIAGEO PLC SPON ADR-NEW COMMON
STOCK
ENDESA SA SPONS ADR COMMON STOCK
A
A
Dividend
Dividend
J T
T BUY 3/2 4
107.
JOS.
FUJI PHOTO FILM CO ADR NEW COMMON
STOCK
GLAXOSMITHKLINE PLC SP ADR COMMON
STOCK
A
A
Dividend
Dividend J T
SELL
BUY
7127
2117
J
J
A
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int. i c,,tk"3 D:iy (J-P A-i r i!fpri\ah."i<.)-WJ rt.·d�.:mpl ion i trnns 11.·ti\'Hl i
GROUPE DANONE SPONS ADR COMMON A Dividend
STOCK 109. T
110. GRUPO TELEVISA SI\ DE CV SPON ADR A Dividend T BUY 2116 COMMON STOCK
111. HSBC HLDG PLC SP /\DR NEW COi\li'vlON A Dividend T STOCK
112. HONDA MOTOR CO. COl'vfMON STOCK A Dividend T
113. HONG KONG CHINA GAS SP ADR COMMON A Dividend J T BUY 12/18 STOCK
HUTCHINSON WHAMPOA LTD-ADRV A Dividend T
COMMON STOCK 114. J
115. ING GROEP NV SPONS ADR COMMON STOCK A Dividend J T
116. IRELAND BANK BANK SPONS ADR-EUR A Dividend J T
COMMON STOCK
1 17. KONINKLJJKE Pl-l!LIPS ELECTRONICS NS A Dividend T BUY 12/2 SPON ADR NEW COMMON STOC
118. METTLER TOLEDO !NTL INC COMMON None T
STOCK
119. MITSUBISHI TOYKO F!Ni\l\'C!AL GROUP A Dividend T
COMMON STOCK
120. NATIONAL BK GREECE S A APONS COMMON None T BUY 8/1 J STOCK
121. NESTLE A SPONS ADR COMMON STOCK A Dividend T BUY 2/18 J
122. NEWS CORP CLASS B NEW COMMON STOCK A Dividend T
123. NIPPON TEL & TEL SPON ADR COMMON A Dividend J T BUY 2118 STOCK
124. NOKIA CORP SPON ADR COMMON STOCK A Dividend J T PT SELL 1120 J A
125. NOMURAAHOLDINGS INC ADR COMMON A Dividend J T
STOCK
126. NOVARTIS AG ADR COMMON STOCK A Dividend T
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128. ORIX CORP SPONS ADR COMMON STOCK A Dividend T BUY 7128
129. RIO TINTO PLC-GBI' COMl\ION STOCK A Dividend T
130. ROYAL DUTCH PERTOLEUM CO COMMON A Dividend J T PT SELL 1120 A
STOCK
SK TELECOM LTD SPON ADR COMMON A Dividend J T
STOCK 131.
132. SAP AKLENAGESELLSCHAFT SPONS ADR A Dividend T BUY 2/16
USD COMMON STOCK
SMITH & NEPHEW PLC SP ADR COMMON A Dividend T BUY 1/20
STOCK 133.
SEVEN EL VEN JAPAN LTD-A DR COMON A Dividend SELL 7/29 A134. STOCK
TELEFONICA S.A. SPON ADR COMMON A Dividend J T PT SELL 7112 A
STOCK
TESCO PLC SPONS ADR COMMON STOCK A Dividend J T PT SELL 1120 A136.
137. TOivfKINS F H PLC SPON ADER COivlMON Dividend T BUY 1124 J
STOCK
138. TOTAL FINA ELF S.A.S.P. ADR COMMON A D ividend T
STOCK
TREND MICRO INC SPON ADR COMMONS None T BUY 7128 J
STOCK
UNITED OVERSEAS BANK LTD SPONS ADR A Dividend J T140. COMMON STOCK
VODAFONE GROUP PLC SP ADR COMMON A Dividend T
STOCK 141.
WPP GROUP PLC SPON ADR NEW COMMON A Dividend T142. STOCK
WAL-MART DE MEXICO SA DE CV SPON A Dividend J T
ADR COMMON STOCK 143.
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IRA #2:148.
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IRA #3:150.
151. MERRILL LYNCH GLOBAL TEHNOLOGY None T SEE PART VIII
FUND CL I #I
152. MERILL LYNCH Si\·1ALL CAP VALUE FD CL I A Dividend J T SEE PART VIII #I
153. IRA#4:
154. MERRILL LYNCH !..ILOBAL TECHNOLOGY FUND CL I
N one J T SEE PART VIII #I
155. MERRILL LYNCH SivlALL Ct\P VALUE FD CL I A Dividend J T SEE PART VIII #I
156. COLLEGE SAVINGS PROGRAM#I:
157. YANGUARD-AGRESS! VEAGE-BASED OPTION None K T BUY 12/1 J GROWTH PORTFOLIO
58. COLLEGE SAVINGS PROGRAM#2
59. VA.i"'JGUARD-AGHESSIVEAGE-BASED OPTION None K T BUY 1211 J GROWTH PORTFOLIO
50. DEFERRED COMPENSATION #I: None M T
ii. HARTFORD MONEY MARKET HLS SEE PART VIIJ #3
2. DEFERRED COMPENSATION#2: None L T
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164. DEFERRED COMPENSATION #3: None T
165. PUTNAM INVESTORS FUND CLASS A
lHvfPLETON FOREIGN FUND166.
PUTMAN VOYAGER FUND 167.
AM CENTURY ULTRA 168.
FIDELITY MAGELLAN FUND J 69.
IRA #5 170.
171. SMITH BARNEY MONEY MARKET A Dividend T
172. GOLDMAN SACllS SMALL VALUE FUND A Dividend J T CLASS B COMMON STOCK
J 73. ACCOUNT #5
174. SMITH BARNEY MONEY MARKET A Dividend J T
175. GLOBALSANTAFE CORP COMMON STOCK A Dividend J T
176. WEATHERFORD !NTL LTD NEW COMMON None J T STOCK
177. Al3BOTr LABORATORIES COMMON STOCK A Dividend T
J 78. AGILENT TECHNOLOGIES INC COMMON None T BUY 3/17 J STOCK
179. ALCOA INC COMMON STOCK A Dividend T BUY 416 J
180. ALKERMES INC COMMON STOCK None T
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182. AMBAC FINL GROUP INC. COMMON STOCK Dividend T PT SELL 4/21 A
183. Af\1ERICAN EXPRESS COl\·ll\10N STOCK Dividend T
IS4. AMERICAN !NTL GROUP INC. COMMON A Dividend J T BUY 3/15 J STOCK
185. AMGEN INC COMMON STOCK None T PT SELL 9/12 J A
186. ANADARKO PETROLEUM CORP COMl\10N A Dividend T
STOCK
187. APPLIED MATERIALS INC DELWARE ;\ Dividend J T BUY 3124
COMMON STOCK
I SS. BP PLC SPONS ADR COiVIMON STOCK A Dividend J T
189. BED BATH & B EYOND COMMON STOCK None J T BUY 1113 J
190. BANI\: NEW YORK INC COMMON STOCK ;\ Dividend J T PT SELL 7/12 A
191. BIOGEN !DEC INC COMMON STOCK None T BUY 3122
192. CABLEVISION SYSTEMS CORP COMMON None J T
SSTOCK
193. CABOT MICROELECTRONICS CORP None J T
COMMON STOCK
194. CATERPILLAR INC COMMON STOCK Dividend T
195. CCE SPON CO INC COMMON STOCK None T SPINOFF 12/22
196. CHARMING SHOPPES INC COMMON STOCK None J T
CHEVRON CORP COMMON STOCK A Dividend J T BUY I/19 J197.
198. CHIRON CORP DELEWARE COMMON STOCK None J T
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199. CHUBB CORP. COMMON STOCK Dividend T
200. CISCO SYS INC COMMON STOCK None T BUY 1014
CIRRUS LOGIC INC. COMMON STOCK None T201.
202. CLEAR CHANNEL COMMUNJCJ\TIONS None J T BUY 5/10
COMJ\·ION STOCK
203. COCA-COLA CO. COMMON STOCK A Div idend T
204. COMCAST CORP Cl A COMMON STOCK None T
205. CREE INC COMMON STOCK None J T
206. DELL COMPUTERS CORP COMMON STOCK None J T
207. DISCOVERY HOLDING COM CL A COMMON None J T BUY 6124
STOCK
208. WALT DISNEY CO. COMMON STOCK Dividend J T
2.09. DOW CHEi\llCAL CO!VIMON STOCK Dividend J T BUY 815 J
21O. ELECTRONICS FOR IMAGING COMMON
STOCK
None SELL 9116 J A
21 J. EI DU PONT OE NEMOURS & CO COMMON
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A Dividend J T BUY 9/13
212. EMERSON ELECTRIC CO COMMON STOCK A Dividend T
213. ELECTRONIC ,\RTS COMMON STOCK None T BUY 9/13
ENGELHARD CORP COMMON STOCK A Dividend J T PT SELL 7/29 A214.
215. EXPEDIA INC COMMON STOCK (X) None J T
EXXON MOBIL CORP. COMMON STOCK A Dividend J T PT SELL 9/15 A216.
E $15.00l-S50.000
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VII. INVESTMENTS and TRUSTS
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STOCK J
2I 8. GENENTEC!l INC COMMON STOCK None T PT SELL J A
219. GENERAL ELECTRIC CO COMMON STOCK A Divid.:nd T
220. GENZYME CORP GENERAAL DIVISION None T
COMMON STOCK
GILLETTE CO. COMMON STOCK A Dividend MERGER IO/I J A221.
222. GLAXOSM!THKLINE PLC SP ADR COMMON A Dividend J T
STOCK
223. HASBRO INC COMMON STOCK A Dividend J T
224. flOJ\lE DEPO T INC COMi\ION STOCK Dividend J T
225. HONEYWELL !NTL INC COMMON STOCK A Dividend J T
226. INTEL CORP COMMON STOCK A Dividend T
227. 11\C INTERACTIVE CORP COMMON STOCK None T
228. IMCLONE SYS INC COMMON STOCK None T BUY 7128 J
229. INTL BUSINESS MACHINES CORP COMMON A Dividend T BUY 2/18 J
STOCK
230. INTERPUBLIC GROUP OF COS INC COMMON None T BUY 1216 J STOCK
231. !SIS PHARMACEUTICALS COMMON STOCK A Dividend T
232. JP MORGAN CHASE & CO COMMON STOCK A Dividend J T PT SELL 5119 A
233. JOHNSON & JOHNSON COMMON STOCK A Dividend J T
234_ KRAFT FOODS INC COMMON STOCK A Dividend J T BUY 1017
·t=::'int?b;rie�Gairi�tiides ,; :. ,,, A > stOOOor1CSs ··. : _ , . . �/ ;:> $1.0oi:-s2;'.500 c ,;.S:!;50H5.C.i00 ·. D =S5,00l'.Sl5,000 = $15.001-S50.tJOO·co1 i,,;� 81 P../ F = s;o.001-s100,01)0 ·' 'a = s100.001-s1.ooo.ooo HI ='Sf ,OOO,flOl S5,!lOO.OOO , .1il =;}.1<)fe than .
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VIL INVESTMENTS and TRUSTS
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235. 1.3 COMMUNICATIONS HLDGS INC Dividend J T
COMMON STOCK
236. LEAR CORP COMMON STOCK A Dividend T 13UY 10127
237. LEHlVJ;\N BROTHERS HOLDIN GS INC A Di\'idend T
COMMON STOCK
238. LIBERTY MEDIA CORP. A COMMON STOC K None T
239. ELI LILLY & CO COMMON STOCK A Dividend T BUY 10/31
240. LUCENT TECHNOLOGIES INC COMMON None J T BUY 2/28
STOCK
24 1. MNBA CORP COMMON STOCK A Dividend J BUY 5/6 J
242. MGIC INVT CORP WIS COMJ\10N STOCK A Dividend T
243. MATTEL INC DE COMMON STOCK A Dividend T PT SELL 12/22 A
MAXTOR CORJ> (NEW) COl'vli\ION STOCK None T
245. MCDONALDS CORP. COMi\ION STOCK A Dividend T
246. MCKESSON CORPORATION COMMON STOCK A Dividend SELL 4122 1 A
!47. MERRILL LYNCH & CO COMMON STOCK A Dividend T BUY 4121
48. MICROSOFT CORP COMMON STOCK A Dividend T BUY 217
49. MICROMUSE INC COMMON STOCK None SELL 3/ 1 l A
MICRON TECHNOLOGY INC. COMMON None J T
STOCK
4j I. MILLENNIUM PHARMACEUTICALS INC None T BUY 3124
COMMON STOCK
2 . MOTOROLA INC DE COMMON STOCK A Dividend T
·. . 1neo1il6foain:CCX!eS: . : · A ·:;;,s1,00o r Jess .:B sl,lloH2.$i>o ' ; · · .. ·. .. c' = S:!,5(11-$5,ooo : o , ;;,s:>.ob1-s15,ooo E ""s1s,001-sso.ooo
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MURPHY OIL CORP ;\ Divid.:nd T
254. NEWMONT MINING CORP COMMON STOCK A Dividend SELL 7/15 A
255. NEWS CORP CLASS B COMMON STOCK Divid.:nd T
256. NIPPON TEL & TEL SPON ADR COMMON None SELL 1131 J A STOCK
257. NOKIA CORP SPONSORED ADR COl\1MON A Dividend T PT SELL 1110 A STOCK
258. NOVARTIS AG A DER COMMON STOCK None J T BUY 11/10 J
259. PMI GROUP COMMON STOCK A Dividend J T BUY 9121
260. PALL CORP COMMON STOCK A Dividend J T
261. PEARSON PLC SPONSORED ADR COMMON A Dividend J T BUY 7/25 STOCK
262. PEPSCICO INC COMi\.ION STOCK A Dividend T PT SELL 9129 J A
263. PFIZER INC co:-.1:--10N STOCK A Dividend T
264. PROCTER & GAMBLE CO COMl'v!ON STOCK (X)
A Dividend T
265. QUANTUM CORP. DLT & STORAGE COMMON None T STOCK
266. RAYTHEON COMPANY NEW A Dividend T
267. REALNETWORKS INC COMMON STOCK None SELL 5126 A
268. SBC COMMUNICATIONS A Dividend SELL 10/24 A
269. SABRE GROUP HLDGS INC COMMON STOCK None SELL 119 J A
270. SAFEWAY INC NEW COMMON STOCK A Dividend J T BUY 2/10
.. L'Ifui'dio/diiiii'cM s! ' A ..:s1;00ol>r'lesi B zS(001 $2;5oii . c: =s2,so1-S5.000 . D '=S5,00l SJ5;ooo.. E = Sl5.001-S50.000 .· .
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271. S1\NDISK CORP COMMON STOCK Non.: J T
272. SOLECTRON CORP COMMON STOCK None SELL I0110 A
273. SOUTHWEST AIRLINES CO COMMON STOCK t\ Divid nd T BUY 2/11
27-l. ST A TE STREET CORP COMiVION STOCK A Dividend
275. SUNGARD DATA SYSTEMS IN C COMMON
STOCK
None SELL 4127 A
276. TAIWAN SEMICONDUCTOR MFG COMMON A Dividend T PT SELL A
277.
STOCK
TEXAS INSTRUMENTS INC. COMMON STOCK A Dividend T PT SELL 9129 J A
278. 3 COM CORP COMiVION STOCK None SELL 1/13 J A
279. TIME WARNER COMMON STOCK A Dividend T
280. TYCO INTL LTD NE\V COMMON STOCK A Dividend T BUY 6123
281.
282.
283.
284.
UNILEVER l'LOC SPONS 1\DR NEW COMMON
STOCK
UNITEDHEALTH GROUP INC. COMlvJON
STOCK
VERIZON COMMUNICATIONS COMMON
STOCK
VODAFONE COMMON STOCK
A
A
A
A
Divid.:nd
Dividend
Dividend
Dividend
J
J
T
T
T
T
BUY 815 J
285. WALMART STORES INC COMMON STOCK None J T BUY 1016
286. W EYERHAEUSER CO. CO!vlMON STOCK A Dividend J T
287. WILLIAMS COS INC COMMON STOCK A Dividend J T PT SELL 3/14 J A
88. WM WRIGLEY JR CO COMMON STOCK A Dividend T
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Page 17of17
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VIL INVESTMENTS and TRUSTS
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289. WYETJ I COMMON STOCK A Dividend T
290. Y AJ-100 INC COMMON STOCK None T BUY 9/13
29 J. ACCOUNT #6
92. SMITH BARNEY i\.·10NEY MARKET A Dividend T 2110 SEE PART VIII
#5
293. FORD MOROR CREDIT CORP NOTES DTD
10/28/99
A Interest J T SELL 8/25 K A
294. AIG FEDERAL SAVINGS BK- DE CERTIFICAATE OF DEPOSIT
None K T BUY 8/26 K
295. FIRST UNION CORP SUB NOTES A Interest T
1. Ineo;nc1Gru8Cooe? · /..\ =SI,Ooooikss B =S1,ooi-s2:soo c s2;so1-S5.C)()(I D ,;, S5,0ol-Sl5,0QO (SceC,1lumn5 Bl,an\frNJ F ..=;$50.00l"SI00,000 G =Sl•X•,001-Sl,000,000 HI =Sl,OOO,OOJ-S5,1XJQ,OOQ H1 =More 1lia11 $5,000,00Q
2. ValucCo<k.-s: 1 - si5,0CIOoilci..·L· K =Sl5,0ol-S o'.1'xi0 < .• • L_ 7$50,00l-SJOO,OOO M s1o&,o01-siso.0o<{ (&e c,11unms'c1 linib3> <'N, ,;; s2 .0t)()-s5oo,ooo o -. = s51)(1,o01 s1 ;00ii: ()() : i ,Js'1,ocio,o01-s5,oo0.0oo P2 '.= ss.6o1J:oo1-s2s,ooo,0t){).•.
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3. Valu ivferhOcl Codes Q ;; AP"iir.iisaf R = Cos! (Real Estate Only) ·' S ,;; As..-..-;:$mcm T = C:i>hiMarkel (5--e Colwnn C::!J · U = BtlOk Value V =Other , · . W '= Es1imoted -
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VUL ADDITIONAL fNFORMA TION OR EXP LANA TIO NS
I J Fl 11\1) NO\\. DESJt;NA'ITD Cl. I JNSTE.-\D OF Cl. i\.
ll·:i,.: ,:\ i{t.Tt·n
l I i\llST;\KENLYHEJ'ORITD IN ;\IY 2004 DISCLOSURE Tl IAT IR/\ #2 WAS COMPRISED OF A MONEY M1\RJ-.:ET FliND.110\\TVER. IT IS IN
FACT COJ'vlPRISED OF GOLDl'vlAN SACHS SMALL FUND CLr\SS 8 COi\ll'vlON STOCJ-.: ACQUIRED IN 2003.
3) ON DECEMBER 30. 2005. I TRANSFERRED ALL MY DEFERRED COf'vlPENS:\ TION #I FUNDS FROM THE HOLDINGS LISTED ON MY 2004 DISCLOSURE INTO THE HARTFORD MONEY MARKET HLS IN ANTICIPATION OF A ROLLOVER INTO MY FEDERAL THRIFT SAVINGS
ACCOUNT
4) ON DECEMBER 30. 2005, I TRANSFERRED ALL MY DEFERRED COMPENSATION# I FUNDS FROM THE HOLDINGS LISTED ON MY 2004 DISCLOSURE INTO THE HARTFORD MONEY MARKET HLS IN ANTICIPATION OF A ROLLOVER INTO MY FEDERAL TllRJFT SAVINGS
ACCOUNT
51 THIS MONEY Mi\RKET FUND PROVIDES ME A CHECKING ,'\('COUNT \\'I llCI 11 UTILIZE TO PAY BILLS.
Date /vJ (J 'f g) ,000 b
412812006
FINANCIAL DISCLOSURE REPORT
SIRAGUSA. CHARLES J
D<. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if rny) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld Jecause it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been ·eported are in compliance with the provisions of5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
ignature
JOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR F AILS TO FILE THIS REPORT tv1AY IE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure
Administrative Office of the United States Courts
Suite 2-301
One Columbus Circle, N.E.
Washington, D.C. 20544