continuing education activities - ::: 香港財務策劃師學會 leaflet.pdf · 2010-11-17 ·...

Institute of Financial Planners of Hong Kong 香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會

Unit 2601, Bank of East Asia Harbour View Centre

56 Gloucester Road, Wanchai, Hong Kong 香港灣仔告士打道 56 號東亞銀行港灣中心 2601 室 Tel 電話: 2982 7888 Fax 傳真: 2982 7777

Website 網址: www.ifphk.org

Continuing Education Activities 持續教育進修課程持續教育進修課程持續教育進修課程持續教育進修課程

Are you looking to continually upgrade yourself with the latest topical issues in financial planning?

IFPHK’s continuing education activities are designed to answer the needs of today’s financial planners. They address industry issues you face every day,

propose solutions to overcome challenges and provide proven and practical solutions that you can implement immediately.

This comprehensive program includes lectures, integrated and comprehensive case studies and experience sharing. Come and join us to learn from the

financial experts and industry celebrities and gain new insights for achieving success in the financial planning industry. 你是否希望與時並進、探討財務策劃領域中的熱門課題？香港財務策劃師學會持續進修課程正正為滿足現今財務策劃師對專業的需求而設。課程將探討在日常執業過程中所面對的問題，如何解決問題提供最佳的方案及成功的實務例子，讓你可即時實踐應用。本課程由多位財務策劃專家及業界精英主講，包括理論教授，綜合個案分析及經驗分享。令您更深入了解財務策劃成功之路。

What you will gain

� Learn and practise different steps of the internationally-recognized financial planning process � Update your knowledge with the latest technical and practice knowledge in financial planning � Gain valuable tips in practice management that you can apply immediately 本課程助您本課程助您本課程助您本課程助您：：：： � 學習及演練國際標準財務策劃流程的不同步驟 � 獲得財務策劃行業的最新技巧及執業知識 � 獲得寶貴建議讓您可立即應用於工作中 Course Date 課程日期課程日期課程日期課程日期 Course Title and Code 課程名稱及編號課程名稱及編號課程名稱及編號課程名稱及編號 Duration 時間時間時間時間

(hours 小時) Fee 費用費用費用費用 Member / Non-Member 會員 / 非會員 IFPHK SFC IA MPFA Core MPFA Non- Core November 2010

1 & 4 Nov (Mon, Thu)

11 月 1 及 4 日 (一、四) Basic Understanding on China Tax System 認識中國稅制 M413

4.0 HK$520 /

HK$1040 4.0 4.0 4.0 0.0 4.0

02 Nov (Tue)

11 月 2 日 (二) Overview of Wealth Management in China – The Landscape and Opportunity 中國財富管理市場概覽 – 前景與機遇 M409

3.0 HK$390 /

HK$780 3.0 3.0 2.0 0.0 3.0

08 Nov (Mon)

11 月 8 日 (一) Practices in Tax Planning 稅務策劃實務 M107

2.0 HK$260 /

HK$520 2.0 2.0 2.0 0.0 2.0

09 Nov (Tue)

11 月 9 日 (二) Volatility 波幅 M311

3.0 HK$390 /

HK$780 3.0 3.0 3.0 0.0 3.0

10 & 17 Nov (Wed)

11 月 10 及 17 日 (三) Asset Allocation Concepts 資產配置基礎概念 M309

5.0 HK$650 /

HK$1300 5.0 5.0 5.0 0.0 5.0

11 Nov (Thu)

11 月 11 日 (四) Fixed Income Securities Analysis 固定收入證券分析 M302

3.0 HK$390 /

HK$780 3.0 3.0 3.0 0.0 3.0

12 Nov (Fri)

11 月 12 日 (五) Deconstructing Warrants 解構窩輪產品 ZZ31

1.0 HK$150 /

HK$300 1.0 1.0 0.0 0.0 1.0

16 Nov (Tue)

11 月 16 日 (二) PRC High Net Worth – What is Their Risk Profile and Investment Preference? 高端客戶的財富管理策略–風險承受程度及投資取向 M410

3.0 HK$390 /

HK$780 3.0 3.0 2.0 0.0 3.0

CFPCM, CERTIFIED FINANCIAL PLANNERCM and are certification marks owned outside the U.S. by Financial Planning Standards Board Ltd. The Institute of Financial Planners of Hong Kong is the marks licensing authority for the CFP marks in Hong Kong and Macau, through agreement with FPSB.

CFPCM、CERTIFIED FINANCIAL PLANNERCM 和等認證標誌，於美國以外地區由財務策劃標準制定局全權擁有。根據與財務策劃標準制定局簽訂的協議，香港財務策劃師學會是唯一在香港及澳門頒授 CFP 認證標誌的認可機構。

P. 1/1 version: 20101117

Course Date 課程日期課程日期課程日期課程日期 Course Title and Code 課程名稱及編號課程名稱及編號課程名稱及編號課程名稱及編號 Duration 時間時間時間時間 (hours 小時) Fee 費用費用費用費用 Member / Non-Member 會員 / 非會員 IFPHK SFC IA MPFA Core MPFA Non- Core

December 2010

03 Dec (Fri)

12 月 3 日 (五) Introduction to Regulatory Framework and Financial Systems in the PRC 中國監管架構及金融體系概覽 M412

3.0 HK$390 /

HK$780 3.0 3.0 3.0 0.0 3.0

06 Dec (Mon)

12 月 6 日 (一) Property Investments and Personal Financial Planning 房產投資與個人財務策劃 M211

2.0 HK$260 /

HK$520 2.0 2.0 2.0 0.0 2.0

07 Dec (Tue)

12 月 7 日 (二) How To Build a Fund Portfolio 如何建立你的投資組合 M209

3.0 HK$390 /

HK$780 3.0 3.0 3.0 0.0 3.0

08 Dec (Wed)

12 月 8 日 (三) Updates on PRC Fund Management Industry 中國基金業發展概覽 M411

3.0 HK$390 /

HK$780 3.0 3.0 2.0 0.0 3.0

09 Dec (Thu)

12 月 9 日 (四) Practices in Retirement Planning II 退休策劃實務 (二) M106

2.0 HK$260 /

HK$520 2.0 2.0 2.0 1.0 1.0

10 Dec (Fri)

12 月 10 日 (五) Give Harmony a Chance: Practical Implication of Civil Justice Reform and Alternative Dispute Resolution for Financial Planning Industry 以和為貴 - 另類排解糾紛方法對財務策劃業界影響和需要 RZ55

2.0 HK$260 /

HK$520 2.0 2.0 0.0 0.0 2.0

13 Dec (Mon)

12 月 13 日 (一) PRC Tax Update – Individual income tax for outbound expatriates and tax administration for remittance of foreign exchange relating to non trade items RB11

2.0 HK$260 /

HK$520 2.0 2.0 0.0 0.0 2.0

16 Dec (Thu)

12 月 16 日 (四) Be a Fund Manager Yourself - Implementation of ETF in Your Portfolio ETFs 於投資組合上的應用 RZ41

2.5 HK$325 /

HK$650 2.5 2.5 0.0 0.0 2.5

17 Dec (Fri)

12 月 17 日 (五) Practices in Estate Planning 遺產策劃實務 M108

2.0 HK$260 /

HK$520 2.0 2.0 2.0 0.0 2.0

20 Dec (Mon)

12 月 20 日 (一) Advanced Asset Allocation Concepts 進階資產配置概念 M310

3.0 HK$390 /

HK$780 3.0 3.0 3.0 0.0 3.0

21 Dec (Tue)

12 月 21 日 (二) MPF Updates 強積金之最新資訊 M109

2.0 HK$260 /

HK$520 2.0 2.0 2.0 2.0 0.0

Unless otherwise specified, all classes start at 6:30 pm. Enrolment ends 7 days before the course date. 除特別聲明外，上課時間均於晚上 6:30 開始。截止報名日期定於課程舉行日前之 7 天。

P. 2/1 version: 20101117

Basic Understanding on China Tax System 認識中國稅制認識中國稅制認識中國稅制認識中國稅制 [Course Code 課程編號課程編號課程編號課程編號:M413]

Content 內容內容內容內容 � Overview of China tax system � Major Taxes in the PRC

-Direct tax

-Indirect tax -Capital Gain -Other duties and taxe

� 中國稅務體制概覽 � 內地主要的稅種:

- 直接稅 - 間接稅 - 資本收益稅 - 其他稅項

Date 日期日期日期日期 01 & 04 Nov 2010 (Mon, Thu) 2010年 11月 01及 04日 (一、四)

Time 時間時間時間時間 6:30 PM - 8:30 PM (2.0 hours 小時/ Total 共 4.0 hours 小時)

Speaker 講者講者講者講者 Alexander Chan, LLB, LLM, JSD, PhD FCCA, FCPA (Practising), CFPCM Mr. Chan has almost 20 years' financial and accounting experience，over half of the time stationed in China. Prior to joining Taifook Lexton Wealth Management Ltd, he has worked for ABN Amro, Standard Chartered Bank, BNP,

Sumitomo group, Sun Hung Kai Properties group, all are financial heavy weights-to name just a few.

Mr. Chan graduated from the Chinese University of Hong Kong with a BSSc in Economics and holds doctorate degrees in

Law & Engineering Management. Mr. Chan is also an external examiner for the foundation diploma in Business

Administration and he is a consultant or speaker in several of financial or association bodies.

陳慶生陳慶生陳慶生陳慶生, LLB, LLM, JSD, PhD FCCA, FCPA （（（（Practising））））, CFPCM 陳先生累積了近 20 年的金融機構工作經驗，當中包括了超過 10 年的在大陸各地城市工作。在加入大福歷斯鄒頓財富管厘理以前，陳先生曾經在荷蘭銀行，渣打銀行，法國國民銀行，住友信托銀行，新鴻基房地產公司等跨國金融機構任職。陳先生持有法律和工程管理兩個博士学位。陳先生曾於香港中文大學社會科學院主修經濟學。陳先生現時為香港專業教育學院基礎工商管理文憑的外部考試主任外，也為國內及香港一些團體擔任顧問或教授等職位。

Continuing Education Recognition 持續進修時數持續進修時數持續進修時數持續進修時數 IFPHK 香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會 4.0 CE credits 學分學分學分學分 Medium of Instruction 語言語言語言語言 Cantonese 廣東話

IA 保監處保監處保監處保監處 4.0 CPD hours 小時小時小時小時 SFC 證監會證監會證監會證監會 4.0 CPT hours 小時小時小時小時

MPFA 積金局積金局積金局積金局 0.0 Core CPD hours 核心小時核心小時核心小時核心小時

HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/05 4.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M4134H200AC101101]

P. 3/1 version: 20101117

Overview of Wealth Management in China – The Landscape and Opportunity 中國財富管理市場概覽中國財富管理市場概覽中國財富管理市場概覽中國財富管理市場概覽 –––– 前景與機遇前景與機遇前景與機遇前景與機遇 [Course Code 課程編號課程編號課程編號課程編號:M409]

Content 內容內容內容內容 � Development of the wealth management in the PRC � Strengths and challenges of financial institutions in the PRC

� Major market players in the PRC’s wealth management sector � Popular products available from financial institutions in the PRC � 中國財富管理市場的發展 � 金融機構的市場優勢與挑戰 � 中國財富管理市場的競爭形勢 � 中國金融機構的熱門產品

Date 日期日期日期日期 02 Nov 2010 (Tue) 2010年 11月 2日 (二)

Time 時間時間時間時間 6:30 PM - 9:30 PM (3.0 hours 小時)










HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/05 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M409PH300AC101102]

P. 4/1 version: 20101117

Practices in Tax Planning 稅務策劃實務稅務策劃實務稅務策劃實務稅務策劃實務 [Course Code 課程編號課程編號課程編號課程編號:M107]

Content 內容內容內容內容 � Updates on Hong Kong Tax System � Tax planning strategies � Practices in tax planning � Case studies � 最新的香港稅制資訊 � 策劃策略 � 稅務策劃實務 � 個案研習

Date 日期日期日期日期 08 Nov 2010 (Mon) 2010年 11月 8日 (一)


Speaker 講者講者講者講者 Maurice Sae-Ung, MSc (Fin. Mgt), MA(IS), BA(Hons), CFA Maurice Sae-Ung has more than 14 years of professional experience in Hong Kong financial industry. He is

currently the Senior Manager of a Big 4 international accounting firm, specializing in client portfolio

management of which includes day-to-day client counsel in provision of accounting, taxation and other

business advice or related consultation services.

Maurice holds a BA(Hons) degree in Accountancy as well as Associate Member of both Hong Kong Institute

of Certified Public Accountants (HKICPA) and Association of Chartered Certified Accountants (ACCA).

吳煒林, MSc (Fin. Mgt), MA(IS), BA(Hons), CFA 吳先生於財務策劃界擁有超過十四年的工作經驗。吳先生現職於四大會計師樓之高級經理，擅長於處理客戶之財務組合，為客戶就會計、稅務及其他商業事務提供專業諮詢及顧問服務。吳先生持有會計學士學位，並為香港會計師公會(HKICPA)及特許公認會計師公會(ACCA)之會員。

Continuing Education Recognition 持續進修持續進修持續進修持續進修時數時數時數時數 IFPHK 香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會 2.0 CE credits 學分學分學分學分 Medium of Instruction 語言語言語言語言 Cantonese 廣東話



HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/02 2.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M1074H220MS101108]

P. 5/1 version: 20101117

Volatility 波幅波幅波幅波幅 [Course Code 課程編號課程編號課程編號課程編號:M311]

Content 內容內容內容內容 � What is volatility � Volatility versus risk � Methods of measuring volatility

� volatility dispersion strategies � latest volatility derivatives � Volatility arbitrage

� 什麼是波幅 � 波幅與風險 � 量度波幅的方法 � 分散波幅策略 � 最新波幅的衍生工具 � 波幅套戥



Speaker 講者講者講者講者 Jacky Chan, CFA, CFP, FRM Mr. Chan has more than 12 years of experience with major international banks where he has been delivering

investment advice and asset management services to ultra-high net worth individual. He has extensive

exposure in financial planning and portfolio management for private clients. He has been conducting

different training sessions and workshops in portfolio management, investment advisory and financial

planning. Through frequent and direct interactions with clients, Mr Chan has practical skills and knowledge

in delivering wealth management solutions with proven track record.

陳寅龍, B.Eng, CFA, CFP, FRM 陳先生於個人及私人銀行業擁有超過 12 年工作經驗，為高端客戶提供財務策劃及投資方案，在財富管理服務方面積累了相當豐富的經驗。陳先生擁有財務分析師(CFA)、認可財務策劃師(CFP)及金融風險管理師(FRM)的專業資格，常獲邀於不同的講座及培訓課程擔任嘉賓講者。

Continuing Education Recognition 持續進修時數持續進修時數持續進修時數持續進修時數 IFPHK 香港財務策劃師香港財務策劃師香港財務策劃師香港財務策劃師學會學會學會學會 3.0 CE credits 學分學分學分學分 Medium of Instruction 語言語言語言語言 Cantonese 廣東話



HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/04 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M3113H330JC101109]

P. 6/1 version: 20101117

Asset Allocation Concepts 資產配置基礎概念資產配置基礎概念資產配置基礎概念資產配置基礎概念 [Course Code 課程編號課程編號課程編號課程編號:M309]

Content 內容內容內容內容 � Foundations of asset allocation � Benefits and limitations of asset allocation � Mean-variance optimization � Forecast expected returns, risk and correlations

� Derive the efficient frontier � Performance evaluation � Rebalancing and reallocating

� 資產配置的基礎 � 資產配置的好處及限制 � 平均變異數方法 � 預測預期回報、風險及相關系數 � 建立有效前線 � 資產表現評估 � 資產重置及重新配置

Date 日期日期日期日期 10 & 17 Nov 2010 (Wed) 2010年 11月 10及 17日 (三)

Time 時間時間時間時間 6:30 PM - 9:00 PM (2.5 hours 小時/ Total 共 5.0 hours 小時)

Speaker 講者講者講者講者 Carlos Wong, MBA, CFA, CFP, FRM Carlos Wong has more than ten years of professional experience in the banking, securities and financial

planning industries, where he delivered various financial products and services to clients. As the Head of

Investment Advisory of a Financial Group, Mr. Wong is in charge of the investment business of the Group

and is responsible for providing investment advisory services to the frontline staff and high net worth clients.

He has been conducting various training sessions and workshops in financial planning, investment

management and selling skills, and frequently speaks on financial planning topics.

黃偉麒, MBA, CFA, CFP, FRM 黃先生於銀行、證券及財務策劃行業擁有超過 10 年經驗，為客戶提供優質的理財方案及服務。他現職著名金融集團的投資研究部主管，專責發展集團的投資業務及為前缐銷售人員和客戶提供優質的投資顧問服務。黃先生曾於不同場合擔任財務策劃、投資管理及銷售技巧培訓課程工作坊的導師。更多次為不同機構的財務策劃講座擔任主講嘉賓。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/04 5.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M3093A200CW101110]

P. 7/1 version: 20101117

Fixed Income Securities Analysis 固定收入證券分析固定收入證券分析固定收入證券分析固定收入證券分析 [Course Code 課程編號課程編號課程編號課程編號:M302]

Content 內容內容內容內容 � Introduction to Fixed Income Securities � Credit Risk � Trading Terminology � Trading Conventions

� General approaches in valuation � Rating system � Behavioral observations

� Fixed income portfolio management � 固定收入證券簡介 � 信用風險 � 交易術語 � 交易憤例 � 估值方法 � 評級制度 � 行為學觀察 � 管理固定收入投資組合

Date 日期日期日期日期 11 Nov 2010 (Thu) 2010年 11月 11日 (四)


Speaker 講者講者講者講者 M K Lai Man-kit Lai is the Principal Consultant of Executive Training and Management Consultancy Company

Limited. In recent years, he has offered professional consulting services and quality training programmes

to a number of financial institutions, business organizations and academic units in China, Hong Kong, Japan

and Singapore. Dr Lai is the author of a number of professional publications including Study Manual to

International Certificate for Financial Advisers Chapters 7 and 8 (English), 24-Hour FX Trading (Chinese),

Advanced Investment Analysis (English), Portfolio Management (English), Happy Ways to Learn Money

Matters (Chinese), Fighting Against Psychology Biases (Chinese), Lifelong Wealth Management (Chinese)

and Investment Analysis and Portfolio Management (English).

黎民傑黎先生是行政培訓及管理顧問有限公司的首席顧問。近年致力於中國國內、香港、日本及新加坡等地，提供專業的顧問及培訓服務。黎博士出版了數本專業著作，如《國際財務顧問證書溫習手冊》（第七章及第八章，英文）、《24 小時外匯》（中文）、《高級投資分析》（英文）、《投資組合管理》（英文）、《開開心心學理財：學前篇》（中文）、《力戰心魔》（中文）、《一生的財富管理》（中文）和《投資分析及投資組合管理》（英文）。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/04 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M3023H330MK101111]

P. 8/1 version: 20101117

Deconstructing Warrants 解構窩輪產品解構窩輪產品解構窩輪產品解構窩輪產品 [Course Code 課程編號課程編號課程編號課程編號:ZZ31]

Content 內容內容內容內容 � Demand drivers for warrants � Warrant market overview and current trends � Identifying risk/rewards in warrant and techniques to analyse them � Warrants from an Issuers' perspective � Introducing CBBCs

� 窩輪產品的需求 � 窩輪市場的發展趨勢 � 如何識別窩輪產品的風險/回報 � 從發行商的角度看窩輪產品 � 牛/熊證產品簡介

Date 日期日期日期日期 12 Nov 2010 (Fri) 2010年 11月 12日 (五)


Speaker 講者講者講者講者 William Ip William joined BNP Paribas in 2010 as an Associate Director in the Retail Listed Products Sales Group in Hong

Kong and Singapore. Prior to joining BNP Paribas, He worked for Goldman Sachs in Hong Kong for four

years, where his main duties include sales, marketing, product design and analysis of securitized derivatives

products.

William graduated from the Chinese University of Hong Kong with a Bachelor's degree in Business

Administration in Insurance, Financial and Actuarial Analysis, and minors in Statistics and Computer

Science. William is currently studying economics as a part-time student in the graduate school of the

University of Hong Kong.

葉偉林葉先生於 2010 年加入法國巴黎銀行零售衍生產品部,任職聯席董事,負責香港及新加坡之銷售及市場推廣業務工作。在加盟法國巴黎銀行前,葉先生在高盛證券從事香港認股證及牛熊證業務 4 年,涉足範疇包括產品開發及設計、前線銷售及風險分析等。葉先生持有香港中文大學保險、財務及精算學系工商管理學士學位,副修統計及計算機科學。葉先生現時以公餘時間在香港大學研究院深造,主修經濟學。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:Not applicable/ 不適用 1.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [ZZ313H100WP101112]

P. 9/1 version: 20101117

PRC High Net Worth – What is Their Risk Profile and Investment Preference? 高端客戶的財富管理策略高端客戶的財富管理策略高端客戶的財富管理策略高端客戶的財富管理策略––––風險承受程度及投資取向風險承受程度及投資取向風險承受程度及投資取向風險承受程度及投資取向 [Course Code 課程編號課程編號課程編號課程編號:M410]

Content 內容內容內容內容 � Overview of PRC wealth management market � Where is the HNWI and who they are � Understand the investment behavior, risk profiles and investment preference of

HNWI in the PRC � Market segmentation in the PRC – Ultra High Net Worth vs. High Net Worth vs.

Mass Affluent

� Linking client requirements to product opportunities – products offered by IFA and private bank

� 中國財富管理市場概覽 � 國內高端客戶及其分佈區域 � 了解中國高端客戶的投資習慣、風險承受程度及投資取向 � 中國財富管理市場的劃分 – 高端客戶、中高端客戶與中產市場 � 客戶需求與理財產品的發展 - 獨立理財顧問與私人銀行提供的產品



Speaker 講者講者講者講者 Lewis Wan, HKICPA Prior to his current position as Pride Group’s Chairman and Chief Investment Officer, Lewis Wan held the CIO position

with another fund house responsible for establishing and managing the first batch of China A Share Fund in Asia. He was

Audit Manager in the Financial Services Division at PricewaterhouseCoopers, Lewis received a B.A. in Business

Administration, majoring in Finance, from the Hong Kong University of Science and Technology. He is a current member

of the Hong Kong Institute of Certified Public Accountants and Hong Kong Securities Institute. He has been a guest

lecturer at the Peking University and is the author of the popular financial book, Leverage on Policies for Chinese Equities.

尹滿華尹滿華尹滿華尹滿華, HKICPA 在加入傲揚集團成為主席兼投資總監前，尹滿華在另一基金公司擔任投資總監一職，創立及管理亞洲首批中國 A股基金。他又曾於羅兵咸永道會計師事務所金融服務部任審計經理。尹滿華主修金融，並於香港科技大學獲取工商管理學士學位。他現時是香港會計師公會、英國特許會計師公會及香港證券專業學會的成員，他亦為北京大學的客席講師並為暢銷金融書《順策而行中資股》的作者。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/05 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M410PH300LW101116]

P. 10/1 version: 20101117

Introduction to Regulatory Framework and Financial Systems in the PRC 中國監管架構及金融體系概覽中國監管架構及金融體系概覽中國監管架構及金融體系概覽中國監管架構及金融體系概覽 [Course Code 課程編號課程編號課程編號課程編號:M412]

Content 內容內容內容內容 � Overview on regulatory framework of the financial services industry in the PRC � China’s stock markets � China’s social insurance system � 中國監管架構及金融體系介紹 � 中國股票市場 � 社會保險制度

Date 日期日期日期日期 03 Dec 2010 (Fri) 2010年 12月 3日 (五)










MPFA 積金局積金局積金局積金局 0.0 Core CPD hours 核心小核心小核心小核心小時時時時

HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/05 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M412PH330AC101203]

P. 11/1 version: 20101117

Property Investments and Personal Financial Planning 房產投資與個人財務策劃房產投資與個人財務策劃房產投資與個人財務策劃房產投資與個人財務策劃 [Course Code 課程編號課程編號課程編號課程編號:M211]

Content 內容內容內容內容 � Considerations of property investment � Review of Hong Kong property market performance � Analysis of the relationship between Hong Kong property and Hong Kong economic

development � Roles of real estate in life planning � 投資房產的考慮 � 回顧香港房地產市場的表現 � 分析香港房地產與經濟發展的關係 � 房產於人生規劃中的角色

Date 日期日期日期日期 06 Dec 2010 (Mon) 2010年 12月 6日 (一)


Speaker 講者講者講者講者 Christina Lam, CFPCM Ms Lam brings 14 years of experience in the areas of Insurance, Banking & Finance and Property Consulting. She is currently a Director of an Investment Department at a property consulting company and is responsible for property integration, revitalization and consultancy. She is a CFP certificant and has a Master in Business Administration and a Master in Finance.




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/03 2.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M2113H220CS101206]

P. 12/1 version: 20101117

How To Build a Fund Portfolio 如何建立你的投資組合如何建立你的投資組合如何建立你的投資組合如何建立你的投資組合 [Course Code 課程編號課程編號課程編號課程編號:M209]

Content 內容內容內容內容 � Match your portfolio to your goals − Defining your goals − Targeting your goals

− Making up for shortfalls − Diversifying your portfolio

� Put your portfolio plan into action − Building your portfolio foundation

− Knowing how many funds are enough − What you really need: diversification − Avoiding overlap

− Building a simple portfolio � 如何按你的目標建立合適的投資組合

− 確定你的目標 − 訂立目標 − 補充不足之處 − 分散投資

� 執行投資組合 − 建立你的基礎組合 − 了解需要的資金 − 分散投資 − 避免重疊投資 − 建立簡單的組合

Date 日期日期日期日期 07 Dec 2010 (Tue) 2010年 12月 7日 (二)









Continuing Education Recognition 持續進修時數持續進修時數持續進修時數持續進修時數 IFPHK 香港財務策香港財務策香港財務策香港財務策劃師學會劃師學會劃師學會劃師學會 3.0 CE credits 學分學分學分學分 Medium of Instruction 語言語言語言語言 Cantonese 廣東話



HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/03 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M2093H330JC101207]

P. 13/1 version: 20101117

Updates on PRC Fund Management Industry 中國基中國基中國基中國基金業發展概覽金業發展概覽金業發展概覽金業發展概覽 [Course Code 課程編號課程編號課程編號課程編號:M411]

Content 內容內容內容內容 � Overview of fund management industry development in the PRC � Key changes in the IPO market � The latest development of private equity market and the RMB fund � Other updates

− ChiNext: a bubble? − The latest development of QDII

� 中國基金業發展概覽 � 剖析中國新股市場新動向 � 私募市場及人民幣基金的最新發展 � 其他相關發展

− 中國創業板: 泡沫爆破? − “合資格的境內機構投資者” (QDII) 之最新發展

Date 日期日期日期日期 08 Dec 2010 (Wed) 2010年 12月 8日 (三)


Speaker 講者講者講者講者 Lewis Wan, HKICPA Prior to his current position as Pride Group’s Chairman and Chief Investment Officer, Lewis Wan held the CIO position

with another fund house responsible for establishing and managing the first batch of China A Share Fund in Asia. He was

Audit Manager in the Financial Services Division at PricewaterhouseCoopers, Lewis received a B.A. in Business

Administration, majoring in Finance, from the Hong Kong University of Science and Technology. He is a current member

of the Hong Kong Institute of Certified Public Accountants and Hong Kong Securities Institute. He has been a guest

lecturer at the Peking University and is the author of the popular financial book, Leverage on Policies for Chinese Equities.

尹滿華尹滿華尹滿華尹滿華, HKICPA 在加入傲揚集團成為主席兼投資總監前，尹滿華在另一基金公司擔任投資總監一職，創立及管理亞洲首批中國 A股基金。他又曾於羅兵咸永道會計師事務所金融服務部任審計經理。尹滿華主修金融，並於香港科技大學獲取工商管理學士學位。他現時是香港會計師公會、英國特許會計師公會及香港證券專業學會的成員，他亦為北京大學的客席講師並為暢銷金融書《順策而行中資股》的作者。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/05 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M411PH300LW101208]

P. 14/1 version: 20101117

Practices in Retirement Planning II 退休策劃實務退休策劃實務退休策劃實務退休策劃實務 (二二二二) [Course Code 課程編號課程編號課程編號課程編號: M106]

Content 內容內容內容內容 � Need for Retirement Planning and MPF Scheme - Understanding the needs for retirement planning

- MPF Schemes and Investment - Types of Contribution in MPF Schemes

� Quantitative analysis of retirement needs - Time Value of Money

- Real rate of return vs. nominal rate of return - The impact of inflation - Case Studies

� Use of Annuity in Retirement Planning

- Types of Annuities

� 退休策劃及強積金計劃的需要 - 退休策劃的需要 - 強積金計劃及投資 - 強積金計劃內不同的供款

� 計算退休的需要

- 金錢的時間價值 - 實際回報 vs.名義回報 - 通脹的影響 - 個案分析

� 年金產品於退休策劃的應用

- 年金產品的種類

Date 日期日期日期日期 09 Dec 2010 (Thu) 2010年 12月 9日 (四)


Speaker 講者講者講者講者 Frank Fong CFPCM Frank is currently a part time instructor in teaching CFP certification education program and other financial courses in the

Open University of Hong Kong. He has engaged in the investment and financial planning business for over 16 years in

various international banks and asset management companies including Citibank, Citicorp China Investment

Management Limited and DBS Hong Kong, etc. Frank graduated from the University of New South Wales, Australia with a

Master Degree of Commerce and a Bachelor Degree of Computer Engineering. He is a Chartered Financial Analyst

charterholder and a CERTIFIED FINANCIAL PLANNERCM certificant. Frank was an Executive Committee Member of

IFPHK during the period 2006-2009. He was invited as the guest speaker of the 2006 Financial Planning Conference

and the judge of the 2008 SCMP/IFPHK Financial Planner Awards.

方建發方建發方建發方建發 CFPCM 方先生現在香港公開大學擔任客座講師，負責教授 CFPCM 認證教育課程及其他財經課目。他曾在花旗銀行、中國花旗投資管理有限公司及星展銀行等多間國際銀行及資產管理公司任職，專責投資及財務策劃業務，累積經驗超過 16 年。方先生在澳洲新南威爾斯大學畢業，先後獲取電腦工程榮譽學士學位以及商業碩士。他同時為特許財經分析師及 CFPCM認可財務策劃師。方建發先生曾在 2006至 2009 年擔任香港財務策劃師執行委員會成員，並為 2006 年度財務策劃會議的主講者及 2008 年度財務策劃師大獎的評判。

Continuing Education Recognition 持續進修時數持續進修時數持續進修時數持續進修時數 IFPHK 香港財務策劃師香港財務策劃師香港財務策劃師香港財務策劃師學會學會學會學會 2.0 CE credits 學分學分學分學分 Medium of Instruction 語言語言語言語言 Cantonese 廣東話



HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/02 1.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M1062H222FF101209]

Remarks: Referring to the guidelines issued by MPFA, courses with only minor changes are regarded as the same course. Participants who attended the same course again and therefore not eligible earn core CPD hours. Kindly be reminded that core CPD hours will not be recognized by MPFA if you have attended the same course in previous years.

P. 15/1 version: 20101117

Give Harmony a Chance: Practical Implication of Civil Justice Reform and Alternative Dispute Resolution for Financial Planning Industry 以和為貴以和為貴以和為貴以和為貴 - 另類排解糾紛方法對財務策劃業界影響和需要另類排解糾紛方法對財務策劃業界影響和需要另類排解糾紛方法對財務策劃業界影響和需要另類排解糾紛方法對財務策劃業界影響和需要 [Course Code 課程編號課程編號課程編號課程編號:RZ55]

Content 內容內容內容內容 � What are Alternative Dispute Resolution (“ADR”), arbitration and mediation � What are Civil Justice Reform and Practice Direction-31 and the process

� What is the proposed Financial Dispute Resolution Centre (“FDRC”) and the process involved in resolving monetary disputes

� How does ADR (mediation in particular) help in the financial services & financial

planning industries to resolve product disputes and selling process disputes � How to get prepared and ready for the challenges brought by the changes and

requirements in the market such as FDRC � 何謂另類排解糾紛方法、仲裁及調解 � 何謂民事司法制度改革及實務指示 31程序 � 建議中的金融糾紛調解中心及金融糾紛的調解過程 � 另類排解糾紛方法（特別是調解）如何協助金融服務業及財務策劃業排解產品及銷售過程糾紛 � 如何為金融糾紛調解中心等轉變及市場要求帶來的挑戰作好準備



Speaker 講者講者講者講者 Charles Lam Mr. Charles Lam is the Managing Director of CLLC Dispute Resolution Services Limited. He is a seasoned executive with breadth of experience spanning across financial services, commerce, technology, compliance and dispute resolution. He has

over 20 years of experience working as CEO, COO, CIO and Sales Director at several major multi-national financial

institutions.

Charles possesses strong financial services and wealth management industry knowledge and product know-how and

understands the market and consumers well. He is strong in business development and had been the pioneer in building up

new businesses from scratch for different international financial institutions. While driving business, he had accumulated wealth of experience in managing disputes and customer complaints. Through driving ADR techniques in the financial

services industry, Charles had developed insights in how ADR can effectively apply into the banking and commercial

world.Copyright © 2010 CLLC Dispute Resolution Services Limited

Mr. Lam is currently a CEDR (Centre for Effective Dispute Resolution) Accredited Mediator, Member of the Chartered

Institute of Arbitrators (UK), Member of Hong Kong Standing Committee on Arbitration (ICC-HK), Member of International

Chamber of Commerce – Hong Kong, China, Member of Hong Kong Institute of Bankers, Fellow of The Chartered Institute

for IT (UK) and Member of British Institute of Facilities Management.

林傳發林先生是香港專業調解服務有限公司的董事總經理。林先生於金融、商業、資訊科技、金融規管和爭議解決各範疇擁有豐富經驗。他有超過二十年的經驗在主要的跨國金融機構擔任行政總裁、營運總監、資訊科技總監和銷售總監。林先生對於金融和財富管理業務和產品具有豐富知識和經驗，對於市場運作及業務拓展亦有相當多的經驗。在他的領導下，數間跨國金融機構在亞洲達到相當大的拓展。在拓展業務的同時，林先生於爭議解決和客戶投訴的領域上累積了豐富經驗。透過在金融界推行化解糾紛技巧，林先生於解決爭議技巧及應用在金融業和商業社會上建立了獨特的見解。林先生擁有英國糾紛調解及仲裁中心（CEDR）認可的執業資格，他現為英國特許仲裁司學會會員、國際商會（中國香港區會）仲裁委員會會員、國際商會（中國香港區會）獨立專業會員、香港銀行學會會員、英國特許資訊科技學會資深會員和英國設施管理學會會員。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:Not applicable/ 不適用 2.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [RZ550H200CH101210]

P. 16/1 version: 20101117

PRC Tax Update – Individual income tax for outbound expatriates and tax administration for remittance of foreign exchange relating to non trade items [Course Code 課程編號課程編號課程編號課程編號:RB11]

Content 內容內容內容內容 � Hong Kong salaries tax issues and PRC Individual Income Tax for outbound expatriates

� PRC Tax Administration for Remittance of Foreign Exchange relating to Non-Trade

items



Speaker 講者講者講者講者 Mona Mak Partner of Global Employer Services in Deloitte Touche Tohmatsu ("Deloitte") Hong Kong office. Prior to joining Deloitte, Mona has worked for the Hong Kong Inland Revenue Department and another "big four" accounting firm in Hong Kong. Mona has extensive experience in professional practice in providing tax compliance and consulting services for Hong Kong citizens working in the Asia-Pacific region. Mona specializes in advising multinational companies and high net worth individuals on Hong Kong/ PRC cross-border individual tax issues, such as employee's remuneration package planning, structuring and implementation of tax assistance program for cross-border employees, termination payments, equity based compensation schemes and various tax related issues. Winnie Ng Tax principal of Deloitte Touche Tohmatsu Ms Ng has professional experience with Deloitte Hong Kong, Shanghai and Shenzhen. She works extensively with multi-national companies on PRC tax planning as well as compliance with statutory requirements. She specializes in cross border investment structuring, due diligence, global employer services and tax audit defence.




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:Not applicable/ 不適用 2.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [RB11PH200AA101213]

P. 17/1 version: 20101117

Be a Fund Manager Yourself - Implementation of ETF in Your Portfolio

ETFs於投資組合上的應用於投資組合上的應用於投資組合上的應用於投資組合上的應用 [Course Code 課程編號課程編號課程編號課程編號:RZ41]

Content 內容內容內容內容 � Dynamic Asset Allocation � Portfolio construction using ETFs � Using ETFs to achieve absolute return � Risk management � 動態資產配置 � 如果運用 ETFs 建立投資組合 � 如果利用 ETFs 達致絶對回報 � ETF組合之風險管理

Date 日期日期日期日期 16 Dec 2010 (Thu) 2010年 12月 16日 (四)












HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:Not applicable/ 不適用 2.5 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [RZ413A200JC101216]

P. 18/1 version: 20101117

Practices in Estate Planning 遺產策劃實務遺產策劃實務遺產策劃實務遺產策劃實務 [Course Code 課程編號課程編號課程編號課程編號:M108]

Content 內容內容內容內容 � Estate planning process � Practices in estate planning � Case studies � 遺產策劃程序 � 遺產策劃實務 � 案例分析



Speaker 講者講者講者講者 Wendy Ip Wendy has over 14 years of experience in the trust industry and in other financial disciplines. Wendy has

work for two independent trust companies for over 8 years and also a short period of time with HSBC

International Trustee Limited. Wendy holds various professional qualifications including legal studies.

Wendy is a full member of Society of Trust and Estate Practitioners and the Hong Kong Institute of Company

Secretaries. Wendy speaks at Hong Kong Institute of Company Secretaries and Austrailia CPA on topic of

offshore vehicle.




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/02 2.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M1086H220WI101217]

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Advanced Asset Allocation Concepts 進階資產配置概念進階資產配置概念進階資產配置概念進階資產配置概念 [Course Code 課程編號課程編號課程編號課程編號:M310]

Content 內容內容內容內容 � Determine client goals and risk tolerance � Create efficient frontiers based on forecasts � Differentiate asset allocation from market timing � Practical problems with optimization in portfolio construction

� Sensitivity testing of portfolios � Practical considerations of manager selection � 分析客戶的目標及風險承受程度 � 按客觀預期的回報、波幅及相關系數建立有效前線 � 分辨資產配置及選時交易 � 優化投資組合時的疑難 � 投資組合敏感程度測試 � 選擇投資經理的重要因素



Speaker 講者講者講者講者 M K Lai Man-kit Lai is the Principal Consultant of Executive Training and Management Consultancy Company

Limited. In recent years, he has offered professional consulting services and quality training programmes

to a number of financial institutions, business organizations and academic units in China, Hong Kong, Japan

and Singapore. Dr Lai is the author of a number of professional publications including Study Manual to

International Certificate for Financial Advisers Chapters 7 and 8 (English), 24-Hour FX Trading (Chinese),

Advanced Investment Analysis (English), Portfolio Management (English), Happy Ways to Learn Money

Matters (Chinese), Fighting Against Psychology Biases (Chinese), Lifelong Wealth Management (Chinese)

and Investment Analysis and Portfolio Management (English).

黎民傑黎先生是行政培訓及管理顧問有限公司的首席顧問。近年致力於中國國內、香港、日本及新加坡等地，提供專業的顧問及培訓服務。黎博士出版了數本專業著作，如《國際財務顧問證書溫習手冊》（第七章及第八章，英文）、《24 小時外匯》（中文）、《高級投資分析》（英文）、《投資組合管理》（英文）、《開開心心學理財：學前篇》（中文）、《力戰心魔》（中文）、《一生的財富管理》（中文）和《投資分析及投資組合管理》（英文）。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/04 3.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M3103H330MK101220]

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MPF Updates 強積金之最新資訊強積金之最新資訊強積金之最新資訊強積金之最新資訊 [Course Code 課程編號課程編號課程編號課程編號:M109]

Content 內容內容內容內容 � Updates Statistics on MPF � Code on Disclosure for MPF Investment Funds � Improve the Content of Annual Benefit Statement � Changes to the MPF Legislations

� Implication to the MPF Market � Trend in Pension Products and Services � 強積金最新統計數字 � 強積金投資基金披露守則 � 關於改良周年權益報表內容 � 與強積金有關條例的更改 � 對強積金市場的影響 � 退休產品及服務的發展趨勢

Date 日期日期日期日期 21 Dec 2010 (Tue) 2010年 12月 21日 (二)


Speaker 講者講者講者講者 Ronald Li, B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI, AHKIB, DMS, FAIQ(CII) Ronald Li has more than 22 years of relevant experience in the investment and banking industry. Prior to his

present position in Bank of China (HK), he was the head of Customer Investment Services Department of a

member bank of BOC Group. After the reorganization of BOC Group, Ronald was responsible for the setting

up of the wealth management business of BOC(HK).

Ronald has been the part-time instructor for various courses relating to investment and financial planning

for more than 10 years. Currently, he is studying a part-time PhD degree course in University of Shanghai

Finance and Economics.

李明傑, B.Soc.Sc., M.Sc., CFA, CFP, CIIA, FRM, MHKSI, AHKIB, DMS, FAIQ(CII) 李明傑先生從事銀行及投資行業已超過 22 年，在中銀香港重組之前，曾任職其中一家中銀集團成員銀行的客戶投資服務部主管多年。中銀重組後，曾負責建構財富管理業務。最近李先生一直擔任兼職導師，主講多個投資及金融財務課程，現時他正於上海財經大學修讀金融學博士學位。




HKCAAVQ ref香港學術及職業資歷評審局核准課程參考編號:80/92/02 0.0 Non Core CPD hours非核心小時非核心小時非核心小時非核心小時 [M1093H222RL101221]

Remarks: Referring to the guidelines issued by MPFA, courses with only minor changes are regarded as the same course.

Participants who attended the same course again and therefore not eligible earn core CPD hours. Kindly be reminded that core CPD hours will not be recognized by MPFA if you have attended the same course in previous years.

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Institute of Financial Planners of Hong Kong 香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會香港財務策劃師學會香港灣仔告士打道 56號東亞銀行港灣中心 2601室 Unit 2601, 26/F, Bank of East Asia Harbour View Centre

56 Gloucester Road, Wanchai, Hong Kong Tel電話: 2982 7888 Fax傳真: 2982 7777 Website網址: www.ifphk.org

Continuing Education Activities 持續持續持續持續教育教育教育教育進修進修進修進修課程課程課程課程 REGISTRATION FORM報名表格報名表格報名表格報名表格

Please read the general notes overleaf before completing the Enrolment Form. Applicant must complete the enrolment form in BLOCK LETTERS. 請在填表前注意表格背後的申請須知，並用正楷填寫表格。 Section (A) 甲部甲部甲部甲部– Course(s) applied for申請課程申請課程申請課程申請課程 Course Code 課程編號課程編號課程編號課程編號 Course Date 課程課程課程課程日期日期日期日期 (dd/mm/yyyy) Fee 費用費用費用費用 Cash Coupon code# 現金現金現金現金劵劵劵劵編號編號編號編號 Ref No. 參考編號參考編號參考編號參考編號(Office use only 內部專用) 1. / /

2. / /

3. / /

4. / /

Total Fee總計總計總計總計 # Please provide the original copy of cash coupon(s) or quote the coupon code in the box. Only one cash coupon can be used for each CE

activity. Kindly refer to the terms and conditions printed on the coupons for details. 請連同現金券正本或於指請連同現金券正本或於指請連同現金券正本或於指請連同現金券正本或於指定空格上填寫現金券編號定空格上填寫現金券編號定空格上填寫現金券編號定空格上填寫現金券編號。。。。每項每項每項每項 CE 活活活活動只可使用一張現金券動只可使用一張現金券動只可使用一張現金券動只可使用一張現金券。。。。如欲查詢現金券的條款如欲查詢現金券的條款如欲查詢現金券的條款如欲查詢現金券的條款和細節和細節和細節和細節，，，，請參閱現金券背面請參閱現金券背面請參閱現金券背面請參閱現金券背面。。。。

Section (B) 乙部乙部乙部乙部- Personal Particulars個人資料個人資料個人資料個人資料 *must fill in必須填寫必須填寫必須填寫必須填寫 Title稱號稱號稱號稱號 Mr 先生 / Ms 女士 /Mrs 太太/ Miss 小姐

(Please delete where appropriate 請刪除不適用者) Membership/HKID/Passport No. * 會員編號會員編號會員編號會員編號/身份證編號身份證編號身份證編號身份證編號/旅遊証件編號旅遊証件編號旅遊証件編號旅遊証件編號 For the purpose of identification and CE record 以核對身份及登記持續進修學分#

Full Name名字名字名字名字* (Same as the name on ID card/passport)

Company Name公司名稱公司名稱公司名稱公司名稱 (Corporate member no., if any 機構會員編號, 如適用) ( ) Position職位職位職位職位 Email Address電郵地址電郵地址電郵地址電郵地址* (Notification will be sent via e-mail學會將透過電郵發出確認通知) Phone No. 電話號碼電話號碼電話號碼電話號碼*

Mailing Address郵寄地址郵寄地址郵寄地址郵寄地址 Employment Field 行業行業行業行業 Please tick ”√” the one below that best describes the industry you are serving 請剔選 ”√” 下列其中一個最能夠描述您所屬行業的編號 � 1 Retail Banking 零售銀行 � 5 General Insurance 一般保險 � 9 Securities Brokerage 證券經紀 � 13 Real Estate Sector 房地產界別 � 2 Private Banking 私人銀行 � 6 Independent Financial

Advisor 獨立財務顧問 � 10 Legal Practice 法律 � 14 Other 其他 � 3 Investment Banking 投資銀行 � 7 Fund House 基金公司 � 11 Accounting Practice 會計 please specify 請註明: � 4 Life Insurance 人壽保險 � 8 Asset Management 資產管理 � 12 Academia 學術 _______________________________ Section (C) 丙部丙部丙部丙部- Payment Method and Details付款方式與詳情付款方式與詳情付款方式與詳情付款方式與詳情

� Cheque支票支票支票支票 Cheque No 支票號碼.___________________ Drawn on (Bank)發票銀行: ___________________________ Cheques should be made payable to “IFPHK Ltd.” 請於支票收款人填上 “IFPHK Ltd.” � Credit Card 信用卡信用卡信用卡信用卡

Total payable fees本人計算得以上課程合共本人計算得以上課程合共本人計算得以上課程合共本人計算得以上課程合共:HK$ _________________ . I hereby authorize IFPHK Ltd. to charge this amount or, if I have miscalculated the amount, the correct amount payable to my credit card with

details below. I understand that IFPHK Ltd. will notify me if I have miscalculated the payable fees after charging my credit card. 本人授權香港財務策劃師學會從下述信用卡戶口扣除上述所列費用。如有計算錯誤，請從下述戶口扣除正確費用並隨後通知本人。 � Visa card � MasterCard

Card number 信用卡號碼:

Expiry Date 到期日: (MM/YYYY 月/年) Cardholder’s Name 卡主名字: Cardholder’s Signature 卡主簽署: Date 日期:

Notes (申請須知申請須知申請須知申請須知)

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1) Enrolment報名報名報名報名 a) Registration will be on First-Come-First-Served basis upon

receipt of payment. IFPHK members will be given priority. 報名將以先到先得並已全數繳交所需費用為準。本會會員享有優先報名的權利。 b) IFPHK reserves the right to refuse enrolment application if

applicants fail to make payment, and/or unable to provide accurate and complete information as stated in the enrolment form. 申請人報讀本學會課程時須按報名表上的要求提供正確及完整的資料，並繳付所需費用。如申請人未達以上要求，本學會有權拒絕其申請。

c) In general, ENROLMENT ACKNOWLEGMENT will be sent via email within 7 days after the receipt of application form. 本學會一般會於接收報名表七個工作天內以電郵與申請人確認收妥課程申請。

d) In general, ENROLMENT CONFIRMATION will be sent via email at least 3 working days prior to the class. Applicants who do not receive the confirmation by the said date should contact IFPHK at 2982 7888. 本學會一般會於開課前三個工作天或以前以電郵與申請人確認課程。申請人如在所述時間仍未收到本學會的確認電郵，請致電2982 7888 與本會職員聯絡。

2) Course Fee 課程費用課程費用課程費用課程費用 a) Application paid by cheque will be processed only if the cheque

reaches IFPHK within 5 working days from date of application. No post-dated cheques will be accepted. 以支票繳付學費的申請人必須於報名後5個工作天內將支票送達本學會，否則其申請將不獲受理。本學會概不接受期票。

b) Course fees paid are non-refundable and non-transferable irrespective of individual’s attendance status, with the exception of unsuccessful application due to full enrolment and class cancellation. 除課程額滿或課程被取消外，學員已繳之學費﹝不論有否出席﹞均不予退還或轉用於另一課程。

c) IFPHK reserves the right to cancel classes due to under-enrolment, individuals will be notified and full refund will be arranged. 本學會有權因報名人數不足而決定取消課程。受影響的學員將獲個別通知及退還已收之費用。

d) Applications who wish to enjoy Member Fee must provide relevant information at the time of application. Otherwise, Non-member fee shall be charged and fee difference will not be refunded. 申請人如欲享有課程學費之會員優惠價，必須於申請時提出並提供有關資料。否則本學會將收取非會員課程學費之金額。課程費用之差額概不退還。

3) Attendance & Certificate出席記錄及證書出席記錄及證書出席記錄及證書出席記錄及證書 a) Attendance Certificates will only be issued to participants who: 參加者必須符合以下條件方可獲發出席證書：

i. present their Hong Kong Identity Card or other photo-bearing legal identification documents, such as Passport, upon registration for identity verification. 於登記時出示香港身份証明文件或附有其相片之有效法律証件(如旅遊証件)以確認身份。

ii. sign-in before class and sign-out after class. 於上課前及下課後簽到/簽退。 iii. arrive no later than 15 minutes after the course commences

and do not leave earlier than 15 minutes before the course end. 不遲於課程開始十五分鐘內到達及不早於課程完畢前十五分鐘離開。

iv. return to the classroom before the end time for official breaks (if any) announced by the speaker or IFPHK staff. 於講師/職員提出的課程休息時段(如有)完結前返回課室上課。

b) The “Attendance Certificate”, with IFPHK official stamp, will be distributed to eligible participants at the end of the class. The certificate will not be distributed otherwise. Participants will be charged a fee of $100 for re-issuance of the certificate. 本學會將於課堂完畢時派發蓋上學會印章的「出席證明書」。該證書將不再補發。參加者如須補領證書必須支付100元之行政費用。

4) Class Venue上課地點上課地點上課地點上課地點 a) Unless specify, all courses will be held at IFPHK office, Unit 2601,

26th Floor, Bank of East Asia Harbour View Centre, 56 Gloucester Road, Wanchai, Hong Kong. 除特別聲明外，上課地點均為本會會址：香港灣仔告士打道56號東亞銀行港灣中心2601室。

b) IFPHK reserves all rights to make necessary alternations on

course venue. Participants shall refer to the confirmation email for the updated class venue. 本學會有權隨時更改原定課程之地點，學員應以確認電郵上所列之上課地點為準。

5) Medium of Instruction教授語言教授語言教授語言教授語言

Unless otherwise specified, all courses are conducted in Cantonese and supplemented with English terminology. Notes will be in English. 除特別聲明外，所有課程將以粵語教授並附以英語專用名詞。講義内容為英語。

6) The course instructor/IFPHK staff may exclude a participant from class if his/her behavior disturbs the class or if he/she does not follow instructions in class or as laid down by IFPHK. No course fee will be refunded. 如學員行為影響課堂秩序及教學進度，導師及本會職員有權要求學員即時離開課室，並不會退回其繳交之費用。

7) IFPHK reserves all rights to make necessary alternations on course arrangements, such as location, date, time and speaker. 本學會有權隨時更改原定課程之細則，如地點、日期、時間及講師。

8) No recording is allowed in class unless with prior consent from IFPHK. 未經本學會同意，在課程進行期間一概不得進行任何形式的錄影或錄音。

9) No smoking is allowed inside the class. Mobile phones, pagers and other electronic communications must be switched off. 課室內不准吸煙。學員必須關掉所有手提電話、傳呼機及其他響鬧儀器。

10) Participants are required to keep the training venue clean and tidy. 學員必須保持課室整潔。

11) Personal data supplied in this enrollment will be used only for purposes relating to enrolling / and attending the IFPHK training courses. IFPHK reserves the right to inspect personal identity of attendees. 本申請表上提供的個人資料，僅供作處理有關報讀/及出席本學會課程事宜之用。本學會保留檢查出席課程人士之身份證明之一切權利。

12) Arrangement in times of Tropical Cyclones and Rainstorms 有關熱帶氣旋警告信號及暴雨警告信號發出時有關熱帶氣旋警告信號及暴雨警告信號發出時有關熱帶氣旋警告信號及暴雨警告信號發出時有關熱帶氣旋警告信號及暴雨警告信號發出時之之之之課堂安排課堂安排課堂安排課堂安排 a) When Typhoon Signal No. 3 or below/ Amber or Red Rainstorm

Warning is in force, all classes will be held as scheduled. 當三號風球或以下／黃色或紅色暴雨警告訊號懸掛時，所有課堂均會如常進行。 b) When the Observatory hoists the Typhoon Signal No. 8 or

above/Black Rainstorm Warning is in force during classes; or Typhoon Signal No. 8 or above will be hoisted within 2 hours before classes commence, all classes already in progress will be dismissed immediately or cancelled. Remedial classes will be arranged.| 當天文台在上課時發出八號風球或以上／懸掛黑色暴雨警告訊號；或將於上課前二小時內懸掛八號風球或以上，所有課堂均會即時終止或取消，本學會將會安排補課。

c) All classes will be held as scheduled, if Typhoon Signal No. 8 or above/Black Rainstorm Warning is lowered before 7:00am. 當八號風球或以上／黑色暴雨警告訊號在上午七時或以前除下，所有課堂均會如常進行。

d) Classes starting between 2:00pm and 6:00pm will be held as scheduled, if Typhoon Signal No. 8 or above/Black Rainstorm Warning is lowered at or before 12:00 noon. 當八號風球或以上／黑色暴雨警告訊號在正午十二時或以前除下，下午二時至六時舉行之所有課堂均會如常進行。

e) Classes starting at or after 6:00pm will be held as scheduled, if Typhoon Signal No. 8 or above/Black Rainstorm Warning is lowered at or before 4:00pm. 當八號風球或以上／黑色暴雨警告訊號在下午四時或以前除下，下午六時或以後舉行之所有課堂均會如常進行。

13) IFPHK reserves all rights to alter and update the “Terms & Conditions” from time to time without prior notice 本學會有權隨時更新並更改本報名指引，不作出任何預先通知。

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