critical period

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Critical periods in childhood learning Kathy Sylva Department of Child Development and Primary Education, Institute of Education, London, UK The human baby is bom with 'hard wiring' that loads the baby to pay attention to certain things in the environment, especially the communications of canegivers. These inborn predispositions are gradually shaped by the environment of the family, a 'curriculum for babies' which isrichon communication and making sense of the world. Day care and nursery education can complement and enhance the child's learning, especially if they are of high quality. Research has shown again and again that early learning has lasting effects on development although they are rarely irreversible. Nature and nurture: an ancient but current debate This is one of the oldest and most central debates in science. When discussed by a psychologist it concerns whether a child's development is governed by a pattern built in at birth or whether it is moulded by experiences afterwards. Historically the nativist side to the debate, the side which championed nature, was represented by Plato who believed that many concepts were innate. On the other side, British 'empiricists' such as John Locke insisted that the baby's mind is a blank slate at birth and that all knowledge is etched on it by experience. There is now widespread agreement that the 'interactionists' have won the day and that child development is governed by the interaction of nature and nurture. Still there is heated debate about how much of a child's genes contribute to the child's eventual intellectual attainment and personal style. This paper leaves the topic of genes to other authors in the volume while concentrating on what is known about learning in young children, especially the power of the environment to shape it. Inborn bias and constraints pTic/nth!™ contemporary version of the naturist view focuses on 'inborn Department of C/11W biases'. These constraints on development do not consist of Plato's Deve/opmentond inborn concepts but rather ways the newborn is 'programmed' to pay PnmaryEducation, more attention to some things than to others and to respond in a Institute or Education, . . . . . ini_-i L 20 Bedford Way, particular way to certain objects. For example, Slobin 1 proposes that LondonWOHOAL, UK babies are born with what he calls 'operating principles' that Bnhth Medical Bulletin 1997;53 {No 1).185-197 ©Tti. Bnti»hCounall997 by guest on September 19, 2014 http://bmb.oxfordjournals.org/ Downloaded from

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Page 1: Critical period

Critical periods in childhood learning

Kathy SylvaDepartment of Child Development and Primary Education, Institute of Education, London, UK

The human baby is bom with 'hard wiring' that loads the baby to pay attention tocertain things in the environment, especially the communications of canegivers. Theseinborn predispositions are gradually shaped by the environment of the family, a'curriculum for babies' which is rich on communication and making sense of the world.Day care and nursery education can complement and enhance the child's learning,especially if they are of high quality. Research has shown again and again that earlylearning has lasting effects on development although they are rarely irreversible.

Nature and nurture: an ancient but current debate

This is one of the oldest and most central debates in science. Whendiscussed by a psychologist it concerns whether a child's development isgoverned by a pattern built in at birth or whether it is moulded byexperiences afterwards. Historically the nativist side to the debate, theside which championed nature, was represented by Plato who believedthat many concepts were innate. On the other side, British 'empiricists'such as John Locke insisted that the baby's mind is a blank slate at birthand that all knowledge is etched on it by experience. There is nowwidespread agreement that the 'interactionists' have won the day andthat child development is governed by the interaction of nature andnurture. Still there is heated debate about how much of a child's genescontribute to the child's eventual intellectual attainment and personalstyle. This paper leaves the topic of genes to other authors in the volumewhile concentrating on what is known about learning in young children,especially the power of the environment to shape it.

Inborn bias and constraints

pTic/nth!™ contemporary version of the naturist view focuses on 'inbornDepartment of C/11W biases'. These constraints on development do not consist of Plato's

Deve/opmentond inborn concepts but rather ways the newborn is 'programmed' to payPnmaryEducation, m o r e attention to some things than to others and to respond in a

Institute or Education, . . . . . „ i n i _ - i L20 Bedford Way, particular way to certain objects. For example, Slobin1 proposes that

LondonWOHOAL, UK babies are born with what he calls 'operating principles' that

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Fig. 1 Five models ofthe relationship between

maturation andenvironment4.The topmodel show! a purely

maturational effect' thebottom model (induction)

shows a purelyenvironmental effect.The

other three presentinteractive combinations:

maintenance, in whichexperience prevents

lessening of amatu rationally

developed skill;facilitation, in which

experience hastens thedevelopment of somematurational process;

and attunement, in whichexperience increases the

level of a skill orbehaviour above the

'normal' maturationallevel (from'1).

Roles of early experience

High-

Low-

High-

~ Low_High-|

Q.

5o•o"o•5 Low-o High-

Low-High-

Low-

Maturation

Maintenance

Facilitation

Attunement

Induction

/' Experience' No experience

l a )

(b)

(c)

( d )

( e )

Onset of experience

Age

determine which aspects of the auditory environment they selectivelyattend to and the systematic ways they try to make sense of speechsounds. Aspects of the speech environment which babies pay specialattention to are the beginnings and ends to the human speech stream.It's similar in visual perception; psychologists such as Haith2 claimthat babies have an inborn predisposition to pay special attention tomovement and to shifts between dark and light. Although such biasesin perception are inborn starting points for learning, new skills andknowledge will be influenced profoundly by experience. However,these biases constrain the developmental pathways that are possible3;theories of complete plasticity in human nature have not withstoodscientific test.

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How nurture modulates nature

Understanding of the interaction between nature and nurture hasbecome more subtle and powerful. Richard Aslin4 proposes five modelsto describe the potential impact on children's development of thechildhood environment in which they grow up (see Fig. 1).

The first model assumes absolutely no environmental effect on thedeveloping skill: the second assumes that certain environmental supportis necessary for the maintenance of a skill or behaviour but that its formis innate. In the third model the environment facilitates the earlier orlater appearance of a skill or behaviour which is programmed by thegenes. The last two models show a considerable impact of theenvironment. In the fourth model, the environment's shaping leads tolasting higher or lower performance. For example, it is known thatparents who talk to their children have offspring with higher IQs5.Finally the fifth model describes skills or behaviours which are shapedcompletely by the child's experiences. Exposing a child to a secondlanguage is a good example of the fifth model because the environmentdetermines all.

The timing of experience: or 'critical periods'

The impact of nurture can vary according to its timing. For example, theimpact of day care on a child may differ according to its occurrence inthe first year of a child's life or the years right before school6. The bestknown example of a critical period in animal development is that youngducks will become imprinted on any moving object in their immediateenvironment at approximately 15 h after hatching. If they do notexperience a moving object during this critical period they will fail tobecome imprinted at all7.

The broader concept of a sensitive period in human development hassupplanted the notion of critical periods. A sensitive period may last formonths or even years and denotes the time in which the developing childis particularly responsive to certain forms of experience or particularlyhindered by their absence. A good example is the fact that children in theperiod 6-18 months are particularly sensitive to caretaking and that thisis the time when they must develop their core attachment to theirparents8. Other periods may be particularly important for intellectual orlinguistic development, for example the period 12-30 months whenlanguage develops so rapidly9.

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The ecology of development

Until recently, most research on child development concentrated on thechild's immediate environment, which was the family throughoutinfancy, followed by the school and the peer group. Bronfrenbrenner10

deplores this tunnel vision and argues forcefully that the child'simmediate environment is influenced by broad social factors, such ascultural beliefs or the distribution of health care. Moreover, even theenvironment of the family is not unidimensional; each child inhabits aunique space which is defined by siblings, the age of their parents whenthey were born and a host of other 'ecological factors' which may beunique to them or their family. (Imagine the difference between theexperiences of the first child born to a Pakistani family who later movedto Britain and her much younger sibling born 15 years later in a largecity. It would be impossible to imagine that the 'family' influences onthese two children were not vastly different.) An understanding of earlylearning and its environment will have to include the social institutionsrelated to childcare as well as the family.

The 'pre-adapted' newborn

To understand how very young babies learn, we must return to natureand nurture. Babies' perception of complex patterning provides a goodexample of how the infant's 'wiring' influences what it learns about thevisual world. Newborns and infants have far more sensory capacity thandoctors or psychologists have suspected. Babies' motor skills are limitedfor many months and perhaps professionals assumed that sensory skillswere as well. Although the newborn baby does not have the sensorycapacities of a 6 month old, most of the basic perceptual skills arefunctioning at some level immediately after birth. The newborn is muchbetter at getting information about the world than at acting on it.Although newborns cannot judge depth at birth and are clumsy atreaching, their behaviour is governed immediately by visual informationwhich they process quite efficiently. Babies look at the world in asystematic way. Haith2 says 'there are rules babies look by' and adds thatthe rules change with age. At first, visual attention is focused on whereobjects are but a change takes place around 2 months such that attentionis drawn more to the characteristics of objects rather than theirlocation11. The baby moves from a visual strategy for 'finding wherethings are' to one of 'finding out about things'. It's not known whetherthis shift is affected by learning but it is certainly an inborn disposition,

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since babies reared in vastly different environments all go through thesame perceptual shift.

Most interesting of all, learning concerns the baby's recognition of theparents. Walton et at11, showed newborns videos of their own motherscontrasted with videos of a woman with similar hair colour, eyes,complexion and hair style. Babies of 1-2 days clearly recognised theirown mothers because they spent significantly more time looking at them.Within 2 days, the baby had learned the perceptual features of his/herown mother's face, a sure example of learning shaped by inborn rulesconcerning what to pay attention to.

Developmental changes in thinking and learning

Jean Piaget13"15 was the first developmental scientist to take seriously theinteraction of nature and nurture in children's thinking. He began bystudying what he called 'sensory-motor schemas' in infancy. These werepart of the baby's biological inheritance and included looking, graspingand sucking. Through careful study of his own children, Piagetconcluded that babies did not take in information in a passive way, asa camera might do, but they use environmental information gatheredfrom inborn actions such as looking and sucking to construct a model ofthe world. For Piaget, learning is not the passive acquisition ofinformation; instead, babies and children actively process informationentering through the senses and integrate it into representations ofprevious information. This means that children do not receiveinformation; they process it in light of what they already know andthey integrate it with previous knowledge.

Piaget stressed the fact that children are much more than miniatureadults with fewer facts at their command. Children perceive and thinkabout the world differently, according to developmental stages. Piagetinvestigated the regular sequences children follow as they developconcepts. Children all over the world pass cognitive milestones at thesame age and even make certain mistakes at the same time. For example,when children learning English discover the '-ed' rule for the past tense,they start to make mistakes they haven't made before. A 3 year old whohad been regularly heard to say 'I rode my bike' suddenly changed to 'Irided', incorrectly generalising a new-found rule to irregular verbs.Although grammar varies from language to language, the tendency toover-generalise morphological endings appears in all cultures, showingagain an inborn predisposition to pay attention to beginnings andendings in language.

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Piaget's most important notion is that the child is an active participantin the development of knowledge and constructs his/her own under-standing. At each stage in development, the child adapts to the world byusing different sorts of mental operations.

Piaget's stages of mental development in youngchildren

Sensory-motor stage

During this stage, the infant responds to the world through sensory andmotor schemes. The infant lives in the here and now, having littleconcept of the future, and does not plan. Piaget argued that the child inthe period 0-2 years had simple internal representations of the outsideworld. The child lives in and acts on the world but does not reflect on it.Although recent research suggests that babies can be planful in searchingfor things and that they may know more about objects than Piagetoriginally thought, most psychologists agree that thinking in the pre-verbal child is oriented to the here and now, especially to the child's ownview of things.

Pre-operational stage

During the years 2-6, Piaget claimed that language lifted children'sthinking to a new level. In this stage, children begin to pretend, to planevents in the future and to interrogate their own past experiences in asystematic way. Piaget described the thinking of children in this stagemostly by things they could not yet do: they were not good at taking thepoints of view of others; they were not good at classifying things intohierarchical groupings, and they tended to understand or measure thingsaccording to appearances rather than underlying mathematicalprinciples.

Concrete operations stage

At about 6 years of age, children abandon their egocentric and non-logical thought as they develop an organised system of scientific andmathematical concepts.

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The lasting impact of early learning

We turn to the evidence which supports the widely held belief that earlylearning in the stages just described has lasting impact. Early learning isconsidered first inside the home and next as it occurs in day care ornursery school.

How the family environment shapes children's learning

Hundreds of studies have explored the relationship between socialbackground and children's intellectual attainment. Broman et alu,studied more than 50,000 children born in the US and found, notsurprisingly, that the average IQ of children rose with both social classand maternal education. British studies show the same17-18. The moreinteresting questions concern just how certain parents and familiescreate a stimulating and empowering environment. (The influence ofgenes on this topic is discussed elsewhere.)

Broman et at16 showed clearly that the powerful influence of maternaleducation on children's IQ can be detected after taking into accountsocial class; in other words, the mothers with more education hadchildren with higher IQs within each social class. How do parents helpor hinder their children's learning? Bee19 summarises five dimensions offamily interaction and stimulation which make a difference to children'slearning. Researchers have found that parents of children with high IQ'sseem to do the following:

1. They provide the child with an interesting and complex physicalenvironment which includes toys appropriate for the child'sdevelopmental level20'21.

2. They are emotionally responsive to the child and involved in theirdaily lives. This can be seen in their warm, contingent reactions to thechild. They smile when the child smiles, talk when the child talks andanswer the child's questions22"24.

3. They talk to their child, using language that is accurate and richlydescriptive5.

4. They are not excessively restrictive or punitive. Instead they give thechild room to explore and even to make mistakes21*25.

5. They have high expectations for their child's learning and emphasiseachievement, especially educational achievement26.

Two decades ago, researchers discovered the 'structural' influences onchildren's learning and attainment, e.g. social class, ethnicity or maternal

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T)rp« of tejt

IQ

— — Readiness

Achievement

- 2 0

Immediate 1st Year 2nd Year 3+ Years

Fig. 2 Immediate effects and long-term effects of Head Start on IQ, school readiness and achievement meosures (treatment controlstudies). From McKey alaP7.

education. Now they have developed techniques involving fine grainedanalysis to specify the activities and objects inside the home which seemto make a difference.

Research on learning in preschool settings

The American project, Head Start, has received government funding fortwo decades in hopes that it would 'break the cycle of poverty'. Initialevaluations seriously underestimated the value of the programme byfocusing on measures of intelligence as the main outcome. Sadly theyfound that early IQ gains quickly washed out, leaving graduates of HeadStart no different from control children.

Recent evaluations have employed sophisticated research methods tolook at a wide array of child outcomes from early education. In 1985, asynthesis of research findings was published27 which combined into asingle meta-analysis the results of 210 studies evaluating the impact ofHead Start. To enable comparison amongst the studies, findings wereconverted to statistical 'effect sizes' and comparisons were made acrossdifferent sites and target groups.

McKey and his colleagues concluded that Head Start had immediate,positive effects on children's cognitive ability27. Unfortunately, the

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cognitive gains were no longer apparent after the end of the second yearat school (see Fig. 2). Head Start also had short-term positive effects onchildren's self-esteem, scholastic achievement, motivation and socialbehaviour, but these advantages also tended to disappear by the end ofthe third year in school.

The smaller, better controlled studies of the effects of Head Start haveproduced more positive findings. A well designed study by Lee et al28

compared the outcomes of 969 disadvantaged children who hadexperienced three different pre-school environments; Head Start, someother pre-school programme and no pre-school. Large, initial differenceson a wide range of outcomes were found at school entry, with HeadStart children lower on almost all measures. After adjusting for initialscores (because the Head Start sample were lower), Head Start childrenshowed larger gains on measures of social and cognitive functioning('readiness for school'20) compared to children in the other two groups.It was not surprising that children in Head Start began school with lowerscores because Head Start children tend to be drawn from families oflow levels of income and education. Thus, in Lee's study28, Head Startwas effective in 'closing the gap' but did not succeed in doing socompletely because its children began at greater levels of disadvantage.

Notable in Lee's study28, were the large gains made by black childrenin Head Start. In many evaluative studies of pre-school it has beenshown that pre-school intervention is particularly effective for the mosteconomically disadvantaged children29. Black children gained more thanwhite children, even when controlling for initial levels of ability. Further,black students of below average ability gained more than theircounterparts of average ability. They concluded that their studydemonstrates the effectiveness of Head Start: 'not only were thosestudents most in need of pre-school experience likely to be in Head Startprograms, but also that those black students who exhibited the greatestcognitive disadvantage at the outset appeared to benefit most from HeadStart participation' (p. 219).

There is cause for optimism when examining research on theeffectiveness of pre-school programmes which are of 'high quality'. Agroup of American researchers carried out a meta-analysis of the effectsof compensatory education on well resourced, 'quality' programmes.They ignored the garden-variety programmes (which included HeadStart) and focused instead on projects of excellent curricular quality andrigorous research design. Lazar et al30 restricted their analysis to 11carefully monitored programmes, using a statistical analysis enablingresearchers to compare effect sizes across many different studies. Theresearchers located approximately 2000 pre-school 'graduates' and theirmatched controls to describe their educational and employmenthistories. In addition they interviewed the youth and their families.

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Results from the 11 studies showed that attendance at excellent,cognitively oriented pre-school programmes was associated with laterschool competence at the age of 19 and reduced likelihood of assignmentto 'special' education. Interviews carried out at age 19 showed thefamilies of the nursery group to have higher aspirations for theirchildren's employment.

The most carefully controlled of the 11 programmes reviewed byLazar was the Perry Pre-school Project, which became known later asHigh/Scope. This curriculum is of exceptionally high quality, and itincludes a complex training scheme for staff and sound parentparticipation. The programme has been subjected to careful evaluationfor almost 30 years and has consistently shown striking results.Although an initial IQ advantage for pre-school graduates disappearedby secondary school, there were startling differences in outcome betweenthe 65 children who attended the half-day educational programme over2 years and the control group of 58 children who had remained at home.Figure 3 summarises the findings at age 27 when the High/Scope'graduates' had:

• significantly higher monthly earnings at age 27 (29% vs 7% earning$2,000 or more per month)

• significantly higher percentage of home ownership (36% vs 13%) andsecond car ownership (30% vs 13%)

• a significantly higher level of schooling completed (71% vs 54%completing 12th grade or higher)

• a significantly lower percentage receiving social services at some timein the past 10 years (59% vs 80%)

• significantly fewer arrests by age 27 (7% vs 35% with 5 or more),including significantly fewer arrested for crimes of drug taking ordealing (7% vs 25%)

Schweinhart and Weikart31 carried out a cost-benefit analysis whichshowed that for every $1000 that was invested in the pre-schoolprogramme, at least $7160 (after adjustment for inflation) was returnedto society. These calculations were based on the financial cost to societyof juvenile delinquency, remedial education, income support, andjoblessness — set against the running costs of an excellent pre-schoolprogramme.

The effects of day care on children's outcomes

Most research studies have looked at the effects of day care on children'semotional adjustment, especially their attachment to their mothers32-33.

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Fig. 3 High/ScopePerry Pre-ichool Study,from Schweinhart and

Weikart31.

High/Scope Perry Preschool Study:Outcomes at age 27

High School Grades

Five or more arrests

$2000+ Eamings/Mtri

Soc Serv since 18

Own a House

20 40 60

Percentage

80 100

I Programme

• No programme

Several American scholars claim that early entrance into day care, beforethe age of 1 year, is detrimental to children's emotional development6,but others claim that early entry to day care will not harm childrenwhose parental attachments are secure34. The debate rages on.

Research from Sweden tells a very different story; Andersson35 foundday care experience gave children a better start in school. He examinedthe development of 128 children who attended well resourcedneighbourhood day care centres. Progress was monitored from thechildren's first year in day care to the age of 13. No developmentaldisadvantage was found in the day care group compared to children whohad stayed at home. In fact, the highest performance in school tests andthe best emotional adjustment was found in the children who hadexperienced the MOST day care, even before the age of 1 year.

Why do Swedish children appear to benefit from attendance at childcare centres when some American studies suggest that day careattendance may lead to poor social and emotional adjustment? Perhapsthe answer lies in different social policies, with Sweden offering highlysubsidised day care to families from all walks of life and the US offeringprivate lower-quality care.

Howe36 studied 80 children in deliberately contrasting care in the US.Half were enrolled in excellent centres and half in poor ones. 'Highquality' centres were characterised by the following: (i) stable child carearrangements such that children interacted with just a few primarycaregivers in any one day; (ii) low staff turnover so that children werecared for by the same individuals over several years; (iii) good stafftraining in child development; and (iv) low staff:child ratios, e.g. from0-12 months the ratio was 1:3, from 1-3 years the ratio was 1:4, andfrom 4-6 years the ratio was 1:8-12.

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In Howe's research, outcomes were controlled for family backgroundand individual differences, factors that might affect development as wellas the quality of care36. After controlling for these, children enrolled inthe higher quality centres still did better in primary school on botheducational and social measures. The picture was different in the lowquality centres, with children doing particularly poorly at school whenthey had been enrolled in lower quality centres before their firstbirthdays when they entered primary school. These 'early entry' childrenwere distractible, low in task orientation and had considerable difficultygetting on with peers.

Research in both the US and Sweden shows clearly that day care,when of high quality, does not harm children's development and mayenhance children's learning. There have now been many studiesconfirming the fact that the higher the quality of day care, the betterthe learning outcomes for children37"40.

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