d d 0 iil nnl fal d m nd ret · financial disclosure report for caledar year 2006 . report reuired...

11
5 ( ( _. r . r ( 0 4. 5. AOlO Rev.112007 FINANCIAL DISCLOSURE REPORT FOR CALENAR YEAR 2006 Report Reqired by the Ethics in Goverment Act of 1978 (5 U.S.C. app. §§ 101-111) 1. Pers-n Reportig (last name, first, midle initial) 2. Court or Organization 3. Date of Report HG, J, PROER R Nit Circuit Court of Apls 041712007 4. Title (Articl Ijudge indcate actve or senior stu; S Reprt Type (chck appropriate type) 6. Reporting Period magisate judge Indiate full- o par-time) Noio Dt 01/1120 D Aticle Il Judge, Senior t Ita Anu Fil D & 0 121/0 A ed Rep D 7. Chambrs o Ofice Addes 8 O the b of t Infrmatn contined in thi Report and an mofaton pertinin thereto, i i, in my opinion, In complince with applicable laws an regulatons. Bruce Tompon U.S. Courthouse 40 S. Virginia Sl, Suite 708 Reo, Neada 89501 Reviwing Ofcer Date IMPORT AT NOTES: Te is1d acomayig ti form m1s be foled Comle alpa, ceckg the NONE bo for ea ]awhee yo1 hae no reoiabl iforn. Sn on upae I. POSITIONS. (eporing idvdal 01/y; m pp. 913 ofinscns.) I NONE (No reportal posions. POSITION NA OF ORGAATION/ITY I. 2. 3. r - - - - - II. AGREEMENTS. {q0rg id 01ly; se pp. U-16 of insdions) I NONE (No reportable agreement. PARTIS A TERMS 1. 2. 3.

Upload: others

Post on 10-Jul-2020

1 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: D D 0 iil nnl Fal D m nd Ret · FINANCIAL DISCLOSURE REPORT FOR CALEDAR YEAR 2006 . Report Reuired by the Ethics in Govenment Act of 1978 (5 ; ... 38. Cryolife, nc. A Diviend sell

5b.

(/) (") _..., r= .. rn

(')

0

4.

5.

AOlO Rev.112007

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2006

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)

1. Pers-0n Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of Report

HUG, JR., PROCTER R Ninth Circuit Court of Appeals 0412712007

4. Title (Article IDjudges indicate active or senior status; Sa. Report Type (check appropriate type) 6. Reporting Period magistrate judges Indicate full-or part-time)

Nomination, Date 01/0112006D Article Ill Judge, Senior toInitial Annual FinalD 0 12131/2006

Am ended Report D 7. Chambers or Office Address 8. On the basis of the Information contained in this Report and any

modifications pertaining thereto, it is, in my opinion, In compliance with applicable laws and regulations. Bruce Thompson U.S. Courthouse

400 S. Virginia Sl, Suite 708 Reno, Nevada 89501

Reviewing Officer Date

IMPORT ANT NOTES: Tlte instr11dions accompanying this form m11st be followed. Complete all parts, checking the NONE box for each ]Jarlwhere yo11 have no repoitable information. Sign on um page.

I. POSITIONS. (Reporting individJlal 011/y; m pp. 9-13 ofinstructWns.)

IBJ NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I.

2.

3. rn -

--

--

II. AGREEMENTS. {Rq>0rting individJud 011ly; see pp. U-16 of inslnldions.)

IBJ NONE (No reportable agreements.)

PARTIES AND TERMS

1.

2.

3.

Page 2: D D 0 iil nnl Fal D m nd Ret · FINANCIAL DISCLOSURE REPORT FOR CALEDAR YEAR 2006 . Report Reuired by the Ethics in Govenment Act of 1978 (5 ; ... 38. Cryolife, nc. A Diviend sell

SOURCE AND TYPE

I

SOURCE DESCRIPIION

INCOME

I.

2.

FINANCIAL DISCLOSURE REPORT

Page 2of11

Name of Person Reporting

HUG, JR., PROCTER R

Date of Report

0412712007

III. NON-INVESTMENT IN co ME. (Rep<nting individual and spouse; seepp. 17-U of instructions.)

A. Filer's Non-Investment Income

(KJ NONE (No reportable non-investment income.)

I.

2.

3.

(yours, not spouse's)

4.

5.

B. Spouse's Non-Investment Income lf y"" wtu married during any portion oftlre reporting year, comp/eJe this stdio1t. -

(Dollar amoamt not required except for honoraria.)

lEJ NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

5.

IV. REIMBURSEMENTS - transportation, lodging,food, entertainment

(Includes those to spouse and dependent children. See pp. 25-27 ofinstructions.)

NONE (No reportable reimbursements.)

3.

4.

5.

Page 3: D D 0 iil nnl Fal D m nd Ret · FINANCIAL DISCLOSURE REPORT FOR CALEDAR YEAR 2006 . Report Reuired by the Ethics in Govenment Act of 1978 (5 ; ... 38. Cryolife, nc. A Diviend sell

2

2

FINANCIAL DISCLOSURE REPORT

Page 3of11

Name or Person Reporting

HUG, JR., PROCTER R

Date or Report

0412712007

V, G IFfS. (lnchuks those /Q spouse turd dependenl children. Supp. 2/J..31 of instructions.)

[Kl NONE (No reportable gifts.)

SOURCE DESCRIPTION

1.

3.

VALUE

4.

5.

VI, LIABILITIES, (lncbules those ofsp<>MH and dependent chi/drat. Su pp. 32-33 of instructions.)

[Kl NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

1.

3.

4.

5.

Page 4: D D 0 iil nnl Fal D m nd Ret · FINANCIAL DISCLOSURE REPORT FOR CALEDAR YEAR 2006 . Report Reuired by the Ethics in Govenment Act of 1978 (5 ; ... 38. Cryolife, nc. A Diviend sell

A B.

I J

FINANCIAL DISCLOSURE REPORT

Page 4of11

Name of Pers-0n Reporting

HUG, JR, PROCTER R

Date of Report

0412712007

VII. INVESTMENTS and TRUSTS - income, mbu, trQJISllctions (lnc/Jldes thou of the spouse and dependent children. Su pp. 34-6() of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

C. D.

Description of Assets Income during Gross value at end of Transactions during reporting perioo (mcludingtrust assets) reporting period reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Place '(X)' after each asset Amount Type(e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell Month - Code2 Code 1 buyer/selle r (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

1. Storey County Properties F Rent M w

2. West Coast Development E Rent M w (2) +capital Gain

3. Fernley Estates A Interest liquidate 616 J A

4. Brooktree Partners D Rent K u

5. Alternate Energy Investors None liquidate 12130 J A

6. Flowers Escrow Real Estate Mortgage D Interest N T

7. UBSM/MFund B Interest K T

8. Wachovia M/M Fund A Interest J T

9. Wells Fargo M1M Fund D Interest K T

10. Morgan Stanley Dean Witter Liquid Asset A Interest J T

11. United States Treasury Note A Interest sell 916 J A

12. Bank of America A Interest J T

13. Wells Fargo Bank A Interest K T

14. Idaho Housing Bonds A Interest redemption 7/3 K A

15. N. Las Vegas Revenue Bonds A Interest K T

16. Nevada Housing Bonds A Interest L T

17. AT&T Corporation A Dividend J T

l. Income Gain Codeg: A =Sl,000 oc less B =Sl,001 • S2,500 c =$2,501 • $5,000 D =$5,001 -$15,000 E =$15,001 • $50,000 (See Colwnru Bl end D4) F=S5-0,001-SIOO,OOO G =$100,001 -Sl,000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000

2.VolueCodeo J =$15,000 0£ 1 ... K=$15,00I • $5-0,000 L=$50,00I • SJ00,000 M =$100,001 -$250,000 (See Columns Cl and D3) N =$25-0,001 -$5-00,000 0 =$500,001 • Sl,000,000 Pl =$1,000,001 - $5,000,000 P2=$5,000,001 -$25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $5-0,000,000 3. Volue M.ethod Codeo R =Coot (Real &tale Only) T =Cash Market Q =Apprni>al S =Assessment U =Book Value W=&timated

(See Colwnn C2) V =Other

Page 5: D D 0 iil nnl Fal D m nd Ret · FINANCIAL DISCLOSURE REPORT FOR CALEDAR YEAR 2006 . Report Reuired by the Ethics in Govenment Act of 1978 (5 ; ... 38. Cryolife, nc. A Diviend sell

A

FINANCIAL DISCLOSURE REPORT

Page 5of11

Name or Person Reporting

HUG, JR., PROCTER R

Date of Report

04127/2007

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-6{) of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

B. c. D. D=ription of Assets Income during Gross value at end of Transactions during reporting period

(UlCluding trust assets) reporting period reporting period

(I) (2) (I) (2) (J) (2) (3) (4) (5) Place • (X)' after each asset Amount Type(e.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, selL Mo nth- Code2 Co<le I buyer/seller (A-II) or int) (J-P) Code3 redemption) Day (J-P) (A-H) (if p rivate

(Q-W) transaction)

18. Advanced Medical Optics A Dividend K T

19. Alcatel-Lucent A Dividend J T exchange 1211 J with Lucent Technologies

20. Allergan, Inc. A Dividend K T

21. Alliant Energy Corporation A Dividend sell 819 K D

22. Allianz A Dividend K T

23. Allied Waste Industry A Dividend K T

24. Alvarion A Dividend J T buy 9/11 J

25. America Funds Investment A Dividend K T buy 1125 K

26. Archer Daniels Mid A Dividend K T

27. Barrick Gold A Dividend J T merger I/25 J with Placer Dome

28. Barrick Gold A Dividend sell 819 J A

29. Berkshire Hathoway, Inc. None M T

30. Bob Evans Farms A Dividend K T

31. Bowater, Inc. A Dividend K T

32. CNH Global NV A Dividend J T

33. Canadian National RR. A Dividend K T

34. Canadian Pacific Railway A Dividend J T

l. Income Gain Codes: A =Sl,000 or lest B =Sl,001 • $2,.500 c =$2,.501 -$5,000 D =S5,00I • 115,000 E =$15,001 • $50,000

(See Colnmru Bl and D4) F =S50,001 ·SI 00,000 G =SI00,001 • Sl,000,000 HI =Sl,000,001 • $5,000,000 H2 =More fl= $5,000,000

2. Value Codes J =$15,()()() or 1 ... K=S15,00I -$50,000 L =$50,001 • SJ00,000 M =SI00,001 • $250,000

(See Cohnnns Cl and DJ) N =S250,00 I • $500,000 O=S500,00l -$1,000,000 Pl "'11,000,001 • $5,000,000 P2 =$5,000,001 - $25,000,000

3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Co.I (Real &!ate Only) P4 M<>« fl= $50,000,000 T=Ca>h MSJkel

(See Colwnn C2) Q =Appraisal V=Other S =Asseument U =Book Value W =Estimated

Page 6: D D 0 iil nnl Fal D m nd Ret · FINANCIAL DISCLOSURE REPORT FOR CALEDAR YEAR 2006 . Report Reuired by the Ethics in Govenment Act of 1978 (5 ; ... 38. Cryolife, nc. A Diviend sell

A

. -·

Date of Report Name of Penon Reporting FINANCIAL DISCLOSURE REPORT

Page 6of11 BUG, JR., PROCTER R 0412712007

VII. INVESTMENTS and TRUSTS -income, vablt, transactions (lncbides those of/he spouse lll!d dependent children. Su pp. 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

B. c.

Description of Assets Income during Gross value at end of

(including trust assets) reporting period reporting period

(I) (2) (I) (2) (I) Place • (X)" after each asset Amount Type(e.g. Value Value Type(c.g.

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell (A-H) or int) (J-P) Code 3 redemption)

(Q-W)

35. Citro: A Dividend J T

36. Continental Airlines A Dividend J T buy

37. Costco Companies A Dividend K T

38. Cryolife, Inc. A Dividend sell

39. Digimark Corporation A Dividend J T

40. Discovery Holding A Dividend sell

41. Delaware Income Fund A Dividend sell

42 Dupont A Dividend K T

43. El an A Dividend J T

44. Elk corp A Dividend J T

45. El Paso A Dividend J T

46. Federal Agricultural Mortgage A Dividend J T

47. Ford Motor Notes B Interest J T buy

48. Franklin Utilities A Interest K T

49. Gannett Company A Dividend sell

50. Genentech A Dividend K T

51. Granite Construction Company A Dividend J T

1. Income Gain Coder.

U =Book Y alne W =Estimated

D.

Transactions during reporting period

(2) (3) (4) Date Value Gain Month- Codc2 Code I

Day (J-P) (A-H)

9/11 J

8/9 J A

12115 J A

5/12 J A

2124 J

1/18 K D

(5) Identity of buyer/seller (if private

transaction)

-------

A41,000orless B'"Sl,001-$2,500 c '"$2,501 . $5,000 D 5,001-$15,000 E 15,001 -$50, 000

(Se< Colurnm Bl and D4) F ,001-$100,000 0 '"SJ00,001 • $1,000,000 HI '"Sl,000,001 • SS,000,000 H2 More than $5,000,000

2. Value Codes J 15,000or \ess K '"SI 5,001 • $50,000 1.. .001 -$100,000 M 100,001 • $250,000

(See Column.1 CJ and 03) N 4250,001 · $500,000 o '"$500,001 - SJ,000,000 Pl 41,000,001 • $5,000,000 P2 45,000,001 - $25,000,000

3. Value Method Codes P3 425,000,001 - $50,000,000 P4 More than $50,000,000 R (Real Eslate Only) T ash Market (See Column C2) Q Appraisal V lher S =Assessment

Page 7: D D 0 iil nnl Fal D m nd Ret · FINANCIAL DISCLOSURE REPORT FOR CALEDAR YEAR 2006 . Report Reuired by the Ethics in Govenment Act of 1978 (5 ; ... 38. Cryolife, nc. A Diviend sell

A

'

D.

(2) (1)

53.

54.

57.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 7of11 04127/2007HUG, JR, PROCTER R

VII. INVESTMENTS and TRUSTS - illcome, vabu, transactions (JncbJdes those of the spouse and d£ptndent children. Stt pp. 34-60 of filing instruc!Wns.)

D NONE (No reportable income, assets, or transactions.)

c.B. Gross value at end of Description of Assets Income during Transactions during reporting period

(including trust assets) reporting period reporting period

(!) (2) (1) (2) (3) (4) (5) Amount Type(e.g. Value ValuePlace '. (X)' after each asset Code I Code 2 Methoddiv., rent, exempt from prior disclosure (A-H) or int) (J-P) Code3

(Q-W)

52. Hanson PLC A Dividend J T

Type (e.g. buy, selL redemption)

Date Month -Day

Value Gain Identity of Code2 Code I buyer/seller

(if private transaction)

(A-H)(J-P)

Heinz HJ Company A Dividend J T

Hitachi, Ltd A Dividend J T

55. Home Depot A Dividend J T

56. Hospira A Dividend sell 5/12 J D

Ida Corporation A Dividend K T

58. Imperial Chemical A Dividend K T

59. International Grune Technology ("JOT") A Dividend K T

60. International Paper A Dividend K T

61. Intel A Dividend K T

62 Janus Fund A Dividend J T (2) +capiml Gain

63. Janus Twentieth Century A Dividend J T (2) +capital Gain

64. Janus Venture A Dividend J T (2) +capital Gain

65. Linear Technology Corporation A Dividend K T

66.

67.

Lucent Technology

Merck & Company

A

A

Dividend

Dividend

J

L

T

T

exchange 1211 J with Alcatel-Lucen

68. Mercury General Corporation A Dividend J T

I. Income Gain Code.: A =Sl,OOOodes. B =Sl,001 -S2,500 c =12,501 -$5,000 D =15,001 -$15,000 E=Sl5,001-S50,000 (See Columns Bl and 04) F=S50,00l -$100,000 G =SIOO,OOl -Sl,000,000 HI =Sl,000,001- $5,000,000 H2 Mor< than $5,000,000

2. Value Codes J =115,000or1 ... K =115,001 -$50,000 L =150,001 -$I 00,000 M =SI 00,001 -$250,000 (See Cohunns C l and D3) N =1250,00 I -S500,000 0 =1500,001 -Sl,000,000 Pl =Sl,000,001 -$5,000,000 P2 =15,000,001 - $25,000,000

3. Yalu.. Method Cod.s P3 =125,000,001 - $50,000,000 R (Real Estate Only) P4 =More than $50,000,000 T Market

(See Column Cl) Q =Appraisal Y thu S =A§essm ent U =Book Value W =Estimated

i

Page 8: D D 0 iil nnl Fal D m nd Ret · FINANCIAL DISCLOSURE REPORT FOR CALEDAR YEAR 2006 . Report Reuired by the Ethics in Govenment Act of 1978 (5 ; ... 38. Cryolife, nc. A Diviend sell

A.

72.

77.

(I) (3)

1

FINANCIAL DISCLOSURE REPORT

Page 8of11

Name ofPerwn Reporting

HUG, JR., PROCTER R

Date ofReport

04mnoo1

VII. INVESTMENTS and TRUSTS -income, vabu, iransactions (I newdes those of the spouse and dependent children. See pp. 34-6/J of filing instructions.)

0 NONE (No reportable income, assets, or transactions.)

Description of Assets

(including trust assets)

Place • (X)" after each asset exempt from prior disclosure

69. Microsoft

70. Mirant C orp.

71. Morgan Stanley Asia P.

NCR Corporation

73. Newell Rubbermaid

74. Newmont Mining Corporation

75. NuveenPFD

76. Oppenheimer Rochester Nat'L Muni Fund

Pall Corporation

78. Peeu Coffee

79. Pfiser

80. Placer Dome

81. Raytheon Company

82. Regis Corporation

83. Royal Dutch Petroleum

84. SeronoSA

85. Sierra Pacific Resources

B. C. Income during Gross value at end of

reporting period reporting period

(I) (2) (I) Amount Type (e.g. Value Codel div., rent, Code 2 (A-H) or int.) (J-P)

A

A

A

A

A

A

A

E

A

A

A

A

A

A

A

A

A

Dividend J

Dividend K

Interest K

Dividend J

Dividend K

Dividend J

Dividend K

Interest 0

Dividend J

Dividend J

Dividend K

Dividend J

Dividend K

Dividend K

Dividend K

Dividend K

Dividend J

(2) Value Type (e.g.

Method buy, sci Code3 redemption)

(Q-W)

T

T buy

T

T

T

T

T buy

T buy

T

T

T

T merger

T

T

T

T

T

D.

Transactions during reporting period

(2) Date Value

Month- Code 2

Day (J-P)

1/8 K

3/10 K

2123 0

In5 J

(4) Gain Code I

(A-H)

(5) Identi t y of

buyer/seller

(if private

transaction)

with Barrick Gold

I. Income Gain Coder. A l.OOOorl.., B 1,001 - $2,500 C 2,50 I -$5,000 D 5,001 - Sl5,000 E =$15,001 • $50,000

(Sec C-O!umns Bl and 04) F=S50,001-SIOO,OOO G 100,001• $1,000,000 HI 1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codeo l 15,000or1 ... K l5,00I -$50,000 L .001 • SI00,000 M 100,001 • $250,000 '

(Sec C-O!umns C l and 03) N 250,001 . s500,ooo 0 00,001 -$1,000,000 Pl 1,000,001 -$5,000,000 P2 5,000,00 I • $25,000,000

P3 5,000,00 I - $50,000,000 P4 =More than $50,000,000 3. Value Method Codes R ost (Re111 &tate Only) T=Cash Marlcet

(Sec Cohunn C2) Q =Appraisal V ther S =Assessment

U =Book Value W =Estimated

Page 9: D D 0 iil nnl Fal D m nd Ret · FINANCIAL DISCLOSURE REPORT FOR CALEDAR YEAR 2006 . Report Reuired by the Ethics in Govenment Act of 1978 (5 ; ... 38. Cryolife, nc. A Diviend sell

A.

FINANCIAL DISCLOSURE REPORT

Page 9ofl1

Name of Person Reporting

HUG, JR., PROCTER R

Dote of Riport

0412712007

VII. INVESTMENTS and TRUSTS - incom vabr lrQllSIJWOns (lncbtda thou of th spouse DJtd dependent chUdren. Sn pp. 3./-60 of filing illslnlctions.)

D NONE (No reportable income, assets, or transactions.)

B. C. D. Description of Assets Income during Gross value at end of T ctiO!lS during reporting period

(inc luding trust assets) reporting period reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)' after each asset AmoWlt Type(c.g. Value Value Type (e.g. Date Value Gain Identity of

exempt from prior disclosure Code I div.• rent, Codc2 Method buy, sel Month- Code2 Code I buyer/seller ( A-H) or int.) (J-P) Code 3 redemption) Day (J-P) ( A-H) (if private

(Q-W) transaction)

86. Smith & Nephew A Dividend K T

87. Strats-T, AT&TPFD A Dividend K T buy 2123 K

88. Time Warner A Dividend K T

89. Trimble Navigation, Ltd. A Dividend sell 819 K E

90. UAL Corp. A Dividend J T buy 8/9 J

91. Unilever PLC A Dividend K T

92. Waste Management A Dividend J T

93. W.ells Fargo Stock A Dividend L T

E ""$15,001 - $50,000 I. Income Gain Codell: A =o$1,000 orless B ""$1,001 - S2,500 c ""$2,501 • $5,000 D ""$5,001 -SI 5,000 (See Cclumm B 1 and 04) F ""$50,001 ·SI 00,000 G ""$100,001 - Sl,000,000 HI ""$1,000,001-$5,000,000 H2 =More than S5,000,000

2. Value Codei J 15,000 orle" K""$15,00I-S50,000 L ""$50,001- $100,000 M 100,001 • S250,000 (See Columra Cl and D3) N 50,001 - S500,000 O ""$500,001- Sl,000,000 Pl ""$1,000,001 -$5,000,000 P2 ""$5,000,001 -$25,000,000

3. Value Me!hod Codes P3 =o$25,000,001 - S50,000,oo0 P4 =More than $50,000,000 R =Co.t (Real &tale Only) T=CashM:dd (See Column C2) v =OtherQ =Appraisal S =Assessment

U =Book Vaine W =Estimated

Page 10: D D 0 iil nnl Fal D m nd Ret · FINANCIAL DISCLOSURE REPORT FOR CALEDAR YEAR 2006 . Report Reuired by the Ethics in Govenment Act of 1978 (5 ; ... 38. Cryolife, nc. A Diviend sell

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 10of11 04f27n007HUG, JR., PROCTER R

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. {Indicaitparto/Reporl.).

Page 11: D D 0 iil nnl Fal D m nd Ret · FINANCIAL DISCLOSURE REPORT FOR CALEDAR YEAR 2006 . Report Reuired by the Ethics in Govenment Act of 1978 (5 ; ... 38. Cryolife, nc. A Diviend sell

/a7/07 I I

Date ofReport

0412712007

Name ofPerson Reporting FINANCIAL DISCLOSURE REPORT

Page 11of11 HUG, JR., PROCTER R

IX. CERTIFICATION.

I certify that all infonnation given above (including information pertaining to my spouse and minor or dependent children, ifany) is accurate, true, and complete to the best of my knowledge and belief; and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S U.S.C. app. § 501 et seq., S U.S.C. § 7353, and Judicial Conference regulations.

Signature Date

NOTE: ANY I LS TO FlLE THIS REPORT MAY BE SUBJECT TO CIVlL AND CRIMINAL SANCTIONS (S U.S.C. app. § l 04)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E. Washington, D.C. 20544