development of biodegradable functional coatings for … · class i hybrid class ii hybrid ... •...

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Fraunhofer-Institut für Silicatforschung ISC Neunerplatz 2, 97082 Würzburg www.isc.fraunhofer.de Biodegradable barrier hybrid materials Class I hybrid Class II hybrid biodegradable polymer ORMOCER ® covalent bonding Development of biodegradable functional coatings for food packaging Susanne Koch 1,2 , Daniela Collin 2 , Sabine Amberg-Schwab 2 , Gerhard Sextl 1,2 1 Universität Würzburg, Lehrstuhl für Chemische Technologie der Materialsynthese, Röntgenring 11, 97070 Würzburg, Deutschland 2 Fraunhofer-Institut für Silicatforschung, Neunerplatz 2, 97082 Würzburg, Deutschland Contact: Dr. Sabine Amberg-Schwab [email protected] Daniela Collin [email protected] Susanne Koch [email protected] Summary Incorporation of modified biodegradable polymers into a high-barrier ORMOCER ® Perpetuation of good barrier properties after insertion of biodegradable polymers First biodegradation results are promising Outlook Optimization of barrier behavior and biodegradability Development of further functional properties of the coatings Chitosan Acknowledgement This work has been part of the EU project DIBBIOPACK and was partially funded by a grant of Stiftung Industrieforschung (S. Koch). Additionally, the authors want to thank J. Prieschl, A. Burger and H. Bleicher for their practical support. Literature [1] S. Amberg-Schwab in S. Sakka: Handbook of Sol-Gel Science and Technology, Kluwer Academic Publisher, Massachusetts, 2005, Vol. III: 455-478. Barrier properties Introduction Polycaprolactone triol triethoxysilane (PCLTT) Solution of ORMOCER ® precursors ORMOCER ® sol Hydrolysis and condensation Incorporation of the chitosan solution Doctor blading Transparent coating (film thickness: 2 – 3 μm) Solution of ORMOCER ® precursors PCLTT- ORMOCER ® sol Hydrolysis and condensation PCLTT Doctor blading Organic & inorganic network formation, densification, thermal curing Organic & inorganic network formation, densification, thermal curing Oxygen transmission rates* (DIN 53380-3) (50 % relative humidity, 23 °C) in [cm 3 /(m 2 ·d·bar)] 0 0,1 0,2 0,3 0 0,05 0,1 0,15 Water vapor transmission rates* (DIN 53122-2) (90 % relative humidity, 38 °C) in [g/(m 2 ·d·bar)] Transparent coating (film thickness: 2 – 3 μm) 0 μm 4 μm I I Biodegradation via composting Height profiles of the coating surfaces (laser scanning microscopy): High-barrier coating materials based on ORMOCER ® s (Trademark of the Fraunhofer- Gesellschaft zur Förderung der angewandten Forschung e.V. in München) in combination with inorganic SiO x -layers provide an excellent barrier against water vapor and oxygen. These inorganic-organic hybrid polymers are synthesized via the sol-gel process and have strong covalent bonds between the inorganic and the organic moieties. However, ORMOCER ® materials are not adequate for the utilization as functional coatings for biodegradable packaging as these state of the art materials exhibit a poor biodegradability. Therefore, within this contribution a new class of ORMOCER ® coating materials was developed, which shows biodegradability and high-barrier properties. These novel hybrid materials consist of an ORMOCER ® coating modified by the biodegradable polymers chitosan and polycaprolactone. 30 wt.-% chitosan in ORMOCER ® on PET-film 6 weeks 10 μm © Fraunhofer ISC 10 μm © Fraunhofer ISC 10 μm © Fraunhofer ISC 200 μm © Fraunhofer ISC 200 μm © Fraunhofer ISC 200 μm © Fraunhofer ISC 200 μm © Fraunhofer ISC © Fraunhofer ISC State of the art ORMOCER ® on PET-film 6 weeks 200 μm 200 μm © Fraunhofer ISC © Fraunhofer ISC © Fraunhofer ISC © Fraunhofer ISC 200 μm 200 μm 10 μm 10 μm © Fraunhofer ISC © Fraunhofer ISC 60 wt.-% PCLTT in ORMOCER ® on PET-film 10 μm © Fraunhofer ISC 200 μm © Fraunhofer ISC 200 μm © Fraunhofer ISC Coating shows cracks and delamination All coatings had been coated on PET/SiO x -films. For comparison reasons the transmission rates in the case of the pure substrate and a state of the art ORMOCER ® on PET/SiO x are shown as well. Compared to the state of the art high- barrier ORMOCER ® the barrier of the novel coatings only decreases slightly. Therefore the coatings can be utilized for food packaging applications. OH OH O H + OCN Si O O O O O NH Si O O O OH O H 80 °C, 18 h PCLT Hetero-atoms E = Al, Zr, Ti, … Functional groups Inorganic silicate network Organic crosslinking S i O O O E S i O O O O O O S i O R O S i ORMOCER ® structure Synthesis of PCLTT Functional groups for covalent coupling to the inorganic ORMOCER ® network Incorporation of PCLTT into the ORMOCER ® as precursor 200 μm 200 μm 10 μm © Fraunhofer ISC © Fraunhofer ISC © Fraunhofer ISC 6 weeks *For each sample two measurements were carried out. No observable degradation No observable degradation yet Dissolution of chitosan Incorporation of chitosan into the ORMOCER ® -sol as additive

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Page 1: Development of biodegradable functional coatings for … · Class I hybrid Class II hybrid ... • Incorporation of modified biodegradable polymers into a high ... This work has been

Fraunhofer-Institut für Silicatforschung ISC Neunerplatz 2, 97082 Würzburg www.isc.fraunhofer.de

Biodegradable barrier hybrid materials

Class I hybrid Class II hybrid

biodegradable polymer

ORMOCER®

covalent bonding

Development of biodegradable functional coatings for food packaging

Susanne Koch1,2, Daniela Collin2, Sabine Amberg-Schwab2, Gerhard Sextl1,2

1 Universität Würzburg, Lehrstuhl für Chemische Technologie der Materialsynthese, Röntgenring 11, 97070 Würzburg, Deutschland 2 Fraunhofer-Institut für Silicatforschung, Neunerplatz 2, 97082 Würzburg, Deutschland

Contact: Dr. Sabine Amberg-Schwab [email protected] Daniela Collin [email protected] Susanne Koch [email protected]

Summary • Incorporation of modified biodegradable polymers into a high-barrier ORMOCER® • Perpetuation of good barrier properties after insertion of biodegradable polymers • First biodegradation results are promising

Outlook • Optimization of barrier behavior and biodegradability • Development of further functional properties of the coatings

Chitosan

Acknowledgement This work has been part of the EU project DIBBIOPACK and was partially funded by a grant of Stiftung Industrieforschung (S. Koch). Additionally, the authors want to thank J. Prieschl, A. Burger and H. Bleicher for their practical support.

Literature [1] S. Amberg-Schwab in S. Sakka: Handbook of Sol-Gel Science and Technology, Kluwer Academic Publisher, Massachusetts, 2005, Vol. III: 455-478.

Barrier properties

Introduction

Polycaprolactone triol triethoxysilane (PCLTT)

Solution of ORMOCER® precursors

ORMOCER® sol

Hydrolysis and condensation

Incorporation of the chitosan solution

Doctor blading

Transparent coating (film thickness: 2 – 3 µm)

Solution of ORMOCER® precursors

PCLTT- ORMOCER®

sol

Hydrolysis and condensation

PCLTT Doctor blading

Organic & inorganic network formation,

densification, thermal curing

Organic & inorganic network formation, densification,

thermal curing

Oxygen transmission rates* (DIN 53380-3) (50 % relative humidity, 23 °C) in [cm3/(m2·d·bar)]

0

0,1

0,2

0,3

0

0,05

0,1

0,15

Water vapor transmission rates* (DIN 53122-2) (90 % relative humidity, 38 °C) in [g/(m2·d·bar)]

Transparent coating (film thickness: 2 – 3 µm)

0 µm 4 µm I I

Biodegradation via composting

Height profiles of the coating surfaces (laser scanning microscopy):

High-barrier coating materials based on ORMOCER®s (Trademark of the Fraunhofer-Gesellschaft zur Förderung der angewandten Forschung e.V. in München) in combination with inorganic SiOx-layers provide an excellent barrier against water vapor and oxygen. These inorganic-organic hybrid polymers are synthesized via the sol-gel process and have strong covalent bonds between the inorganic and the organic moieties. However, ORMOCER® materials are not adequate for the utilization as functional coatings for

biodegradable packaging as these state of the art materials exhibit a poor biodegradability. Therefore, within this contribution a new class of ORMOCER® coating materials was developed, which shows biodegradability and high-barrier properties. These novel hybrid materials consist of an ORMOCER® coating modified by the biodegradable polymers chitosan and polycaprolactone.

30 wt.-% chitosan in ORMOCER® on PET-film

6 weeks …

10 µm © Fraunhofer ISC

10 µm © Fraunhofer ISC

10 µm © Fraunhofer ISC

200 µm © Fraunhofer ISC

200 µm © Fraunhofer ISC

200 µm © Fraunhofer ISC

200 µm © Fraunhofer ISC

© Fraunhofer ISC

State of the art ORMOCER® on PET-film

6 weeks

200 µm 200 µm © Fraunhofer ISC © Fraunhofer ISC © Fraunhofer ISC © Fraunhofer ISC

200 µm 200 µm

10 µm 10 µm © Fraunhofer ISC © Fraunhofer ISC

60 wt.-% PCLTT in ORMOCER® on PET-film

10 µm © Fraunhofer ISC

200 µm © Fraunhofer ISC

200 µm © Fraunhofer ISC

Coating shows cracks and delamination

All coatings had been coated on PET/SiOx-films. For comparison reasons the transmission rates in the case of the pure substrate and a state of the art ORMOCER® on PET/SiOx are shown as well. Compared to the state of the art high-barrier ORMOCER® the barrier of the novel coatings only decreases slightly. Therefore the coatings can be utilized for food packaging applications.

OH

OH

OH

+ OCN Si

OO

O

O

O

NH Si

OO

O

OH

OH80 °C, 18 h

PCLT

Hetero-atoms E = Al, Zr, Ti, …

Functional groups

Inorganic silicate network

Organic crosslinking

S i O

O

O

E

S i

O

O O

O

O

O

S i O

R

O S i

ORMOCER® structure Synthesis of PCLTT

Functional groups for covalent coupling to the inorganic

ORMOCER® network

Incorporation of PCLTT into the ORMOCER® as precursor

200 µm 200 µm

10 µm

© Fraunhofer ISC © Fraunhofer ISC

© Fraunhofer ISC

6 weeks

*For each sample two measurements were carried out.

No observable degradation

No observable degradation yet

Dissolution of chitosan

Incorporation of chitosan into the ORMOCER®-sol as additive