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Page 1: Development of biodegradable functional coatings for … · Class I hybrid Class II hybrid ... • Incorporation of modified biodegradable polymers into a high ... This work has been

Fraunhofer-Institut für Silicatforschung ISC Neunerplatz 2, 97082 Würzburg www.isc.fraunhofer.de

Biodegradable barrier hybrid materials

Class I hybrid Class II hybrid

biodegradable polymer

ORMOCER®

covalent bonding

Development of biodegradable functional coatings for food packaging

Susanne Koch1,2, Daniela Collin2, Sabine Amberg-Schwab2, Gerhard Sextl1,2

1 Universität Würzburg, Lehrstuhl für Chemische Technologie der Materialsynthese, Röntgenring 11, 97070 Würzburg, Deutschland 2 Fraunhofer-Institut für Silicatforschung, Neunerplatz 2, 97082 Würzburg, Deutschland

Contact: Dr. Sabine Amberg-Schwab [email protected] Daniela Collin [email protected] Susanne Koch [email protected]

Summary • Incorporation of modified biodegradable polymers into a high-barrier ORMOCER® • Perpetuation of good barrier properties after insertion of biodegradable polymers • First biodegradation results are promising

Outlook • Optimization of barrier behavior and biodegradability • Development of further functional properties of the coatings

Chitosan

Acknowledgement This work has been part of the EU project DIBBIOPACK and was partially funded by a grant of Stiftung Industrieforschung (S. Koch). Additionally, the authors want to thank J. Prieschl, A. Burger and H. Bleicher for their practical support.

Literature [1] S. Amberg-Schwab in S. Sakka: Handbook of Sol-Gel Science and Technology, Kluwer Academic Publisher, Massachusetts, 2005, Vol. III: 455-478.

Barrier properties

Introduction

Polycaprolactone triol triethoxysilane (PCLTT)

Solution of ORMOCER® precursors

ORMOCER® sol

Hydrolysis and condensation

Incorporation of the chitosan solution

Doctor blading

Transparent coating (film thickness: 2 – 3 µm)

Solution of ORMOCER® precursors

PCLTT- ORMOCER®

sol

Hydrolysis and condensation

PCLTT Doctor blading

Organic & inorganic network formation,

densification, thermal curing

Organic & inorganic network formation, densification,

thermal curing

Oxygen transmission rates* (DIN 53380-3) (50 % relative humidity, 23 °C) in [cm3/(m2·d·bar)]

0

0,1

0,2

0,3

0

0,05

0,1

0,15

Water vapor transmission rates* (DIN 53122-2) (90 % relative humidity, 38 °C) in [g/(m2·d·bar)]

Transparent coating (film thickness: 2 – 3 µm)

0 µm 4 µm I I

Biodegradation via composting

Height profiles of the coating surfaces (laser scanning microscopy):

High-barrier coating materials based on ORMOCER®s (Trademark of the Fraunhofer-Gesellschaft zur Förderung der angewandten Forschung e.V. in München) in combination with inorganic SiOx-layers provide an excellent barrier against water vapor and oxygen. These inorganic-organic hybrid polymers are synthesized via the sol-gel process and have strong covalent bonds between the inorganic and the organic moieties. However, ORMOCER® materials are not adequate for the utilization as functional coatings for

biodegradable packaging as these state of the art materials exhibit a poor biodegradability. Therefore, within this contribution a new class of ORMOCER® coating materials was developed, which shows biodegradability and high-barrier properties. These novel hybrid materials consist of an ORMOCER® coating modified by the biodegradable polymers chitosan and polycaprolactone.

30 wt.-% chitosan in ORMOCER® on PET-film

6 weeks …

10 µm © Fraunhofer ISC

10 µm © Fraunhofer ISC

10 µm © Fraunhofer ISC

200 µm © Fraunhofer ISC

200 µm © Fraunhofer ISC

200 µm © Fraunhofer ISC

200 µm © Fraunhofer ISC

© Fraunhofer ISC

State of the art ORMOCER® on PET-film

6 weeks

200 µm 200 µm © Fraunhofer ISC © Fraunhofer ISC © Fraunhofer ISC © Fraunhofer ISC

200 µm 200 µm

10 µm 10 µm © Fraunhofer ISC © Fraunhofer ISC

60 wt.-% PCLTT in ORMOCER® on PET-film

10 µm © Fraunhofer ISC

200 µm © Fraunhofer ISC

200 µm © Fraunhofer ISC

Coating shows cracks and delamination

All coatings had been coated on PET/SiOx-films. For comparison reasons the transmission rates in the case of the pure substrate and a state of the art ORMOCER® on PET/SiOx are shown as well. Compared to the state of the art high-barrier ORMOCER® the barrier of the novel coatings only decreases slightly. Therefore the coatings can be utilized for food packaging applications.

OH

OH

OH

+ OCN Si

OO

O

O

O

NH Si

OO

O

OH

OH80 °C, 18 h

PCLT

Hetero-atoms E = Al, Zr, Ti, …

Functional groups

Inorganic silicate network

Organic crosslinking

S i O

O

O

E

S i

O

O O

O

O

O

S i O

R

O S i

ORMOCER® structure Synthesis of PCLTT

Functional groups for covalent coupling to the inorganic

ORMOCER® network

Incorporation of PCLTT into the ORMOCER® as precursor

200 µm 200 µm

10 µm

© Fraunhofer ISC © Fraunhofer ISC

© Fraunhofer ISC

6 weeks

*For each sample two measurements were carried out.

No observable degradation

No observable degradation yet

Dissolution of chitosan

Incorporation of chitosan into the ORMOCER®-sol as additive

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