dfsco usa 2017 sec calendar 20161110
TRANSCRIPT
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New Year’s Day (observed)Martin Luther King, Jr. DayPresidents’ Day /Washington’s BirthdayMemorial DayIndependence Day
January 2 January 16
February 20
May 29July 4
Labor DayColumbus DayVeterans Day (observed)Thanksgiving DayChristmas Day
September 4October 9November 10November 23December 25
If a filing date falls on a weekend or Federal Holiday, the due date will fall on the next business day, pursuant to Securities Exchange Act of 1934 Rule 0-3(a).
Form 13H-Q or Form 13H-A (combo) Due (12/31) 1/10
Form 10-Q Due (12/31) 2/9 2/9 2/14
Late Form 10-Q Due (12/31) 2/14 2/14 2/21
Form 5 Due for FYE 12/31; Form 13F, 2/14Form 13H-A and Schedule 13G Due for Calendar Year End 12/31
Form 10-K Due for FYE 12/31 3/1 3/16 3/31
Late Form 10-K Due for FYE 12/31 3/16 3/31 4/17
Form 11-K (not subj. to ERISA) 3/31Due for FYE 12/31
Late Form 11-K (not subj. to ERISA) 4/17 Due for FYE 12/31
Form 13H-Q Due (3/31) 4/10
Form 20-F Due for FYE 12/31 5/1
Late Form 20-F Due for FYE 12/31 5/16
Form 10-Q Due (3/31) 5/10 5/10 5/15
Late Form 10-Q Due (3/31) 5/15 5/15 5/22
Form 5 Due for FYE 3/31, Form 13F 5/15Due for Calendar Quarter End 3/31
Form SD for Conflict Minerals Issuers 5/31
Form 10-K Due for FYE 3/31 5/30 6/14 6/29
Late Form 10-K Due for FYE 3/31 6/14 6/29 7/14
Form 11-K (subj. to ERISA) 6/29Due for FYE 12/31
Late Form 11-K (subj. to ERISA) 7/14 Due for FYE 12/31
Form 13H-Q Due (6/30) 7/10
Form 10-Q Due (6/30) 8/9 8/9 8/14
Late Form 10-Q (6/30) 8/14 8/14 8/21
Form 5 Due for FYE 6/30 8/14Form 13F Due for Calendar Quarter End 6/30
Form 10-K Due for FYE 6/30 8/29 9/13 9/28
Late Form 10-K Due for FYE 6/30 9/13 9/28 10/13
Form 11-K (not subj. to ERISA) 9/28Due for FYE 6/30
Late Form 11-K (not subj. to ERISA) 10/13 Due for FYE 6/30
Form 13H-Q Due (9/30) 10/10
Form 20-F Due for FYE 6/30 10/31
Late Form 20-F Due for FYE 6/30 11/15
Form 10-Q Due (9/30) 11/9 11/9 11/14
Late Form 10-Q Due (9/30) 11/14 11/14 11/20
Form 5 Due for FYE 9/30 11/14Form 13F Due for Calendar Quarter End 9/30
Form 10-K Due for FYE 9/30 11/29 12/14 12/29
Late Form 10-K Due for FYE 9/30 12/14 12/29 1/16/18
Form 11-K (subj. to ERISA) Due for FYE 6/30 12/27
Late Form 11-K (subj. to ERISA) 1/11/18 Due for FYE 6/30
This information was not prepared by persons licensed to practice legal or professional investment advice in any jurisdiction. We are not engaged in rendering legal or other professional advice, and this information is not a substitute for the advice of an attorney or
professional investment adviser. If you require legal or other expert advice, you should seek the services of an attorney or other professional.
LAF - LARGE ACCELERATED FILERS
AF - ACCELERATED FILERS
NAF - NON-ACCELERATED FILERS
APC/INT’L - ALL PUBLIC COMPANIES or INT’L FILERS
LAF - LARGE ACCELERATED FILERS Form 10-K 60 calendar days after fiscal year endForm 10-Q 40 calendar days after fiscal quarter end
AF - ACCELERATED FILERSForm 10-K 75 calendar days after fiscal year endForm 10-Q 40 calendar days after fiscal quarter end
NAF - NON-ACCELERATED FILERSForm 10-K 90 calendar days after fiscal year endForm 10-Q 45 calendar days after fiscal quarter end
INT’L - INTERNATIONAL FILERS - FOREIGN PRIVATE ISSUERSForm 20-F within four months of fiscal year endForm 40-F Due for Canadian issuers on the same date the issuers’ annual report is due
to file in Canada
APC - ALL PUBLIC COMPANIES - ADDITIONAL EDGAR FILING DATESForm 3 10 days after individual becomes a reporting personForm 4 2nd business day after a company insider trades registered securities in the companyForm 5 45 calendar days after issuer’s fiscal year endForm 13H-Q 10 days after calendar quarter endForm 13H-A (combo) Combined Q4/Annual Report due 10 days after calendar year endForm 13H-A 45 days after calendar year endForm SD for Conflict Minerals Issuers Due annually on May 31
Notice & Proxy (DEF 14A) If Part III of your 10-K incorporates information from your proxy statement, you are required to file the proxy statement no later than 120 days after the fiscal year end. If you are unable to file within the 120 day limit for the proxy statement expressly indicated in your 10-K, file an amended 10-K to include the Part III information. This amended 10-K must be filed no later than 120 days after the fiscal year end.Schedule 13D 10 days after the acquisition of more than 5% beneficial ownershipForm 13F 45 days after calendar year end and 45 days after each of the first three calendar quartersSchedule 13G 45 days after calendar year endForm 11-K (not subject to ERISA) 90 days after fiscal year endForm 11-K (subject to ERISA) 180 days after fiscal year endNT Filings (Form 12b-25) Due no later than one business day after the original filing deadline Late 10-K, Late 11-K, Late 20-F Up to 15 calendar days of original filing deadlineLate 10-Q Up to 5 calendar days of original filing deadlineFILING EXTENSIONSCompanies may request more time to file Forms 10-Q, 10-K, 11-K and 20-F by filing for an extension with Form 12b-25 via EDGAR. In filing this form, a filer may gain up to 5 additional days to file Form 10-Q or 15 additional days to file Forms 10-K, 11-K and 20-F. The Form 12b-25 should be filed by 5:30 p.m. Eastern Time the next business day after the original filing deadline. Note: Form 12b-25 cannot be used solely to request an extension to submit XBRL filings.SEC HOURS OF OPERATIONThe hours of operation for transmitting submissions to the SEC’s EDGAR system are 6:00 a.m. to 10:00 p.m. Eastern Time, weekdays, excluding U.S. Federal Holidays. Filings submitted after 5:30 p.m. Eastern Time, with the exception of Form 13H, Section 16 filings, Correspondence and filings pursuant to Rule 462(b), will receive the next business day’s filing date.
2017 FEDERAL HOLIDAYS
GENERAL FILING DEADLINES
2017SEC Filing Dates
JANUARY 2017DECEMBER 2016
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
FEBRUARY 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
1 2 3 4 5 6 7
8 9 10 11 12 13 14
15 16 17 18 19 20 21
22 23 24 25 26 27 28
29 30 31
Martin Luther King, Jr. Day Inauguration Day
New Year’s Day New Year’s Day (Observed)
SEC Closed Check Business News for US Market Openings
SEC Closed US Markets Closed
APC: Form 13H-Q, Form 13H-A (combo) Due
APC: Late Form 11-K (Subj. to ERISA) Due for FYE 6/30/16
NAF: Late Form 10-K Due for FYE 9/30/16
FEBRUARY 2017JANUARY 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
MARCH 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
1 2 3 4
5 6 7 8 9 10 11
12 13 14 15 16 17 18
19 20 21 22 23 24 25
26 27 28
Groundhog Day
Valentine’s Day
Presidents’ Day/ Washington’s Birthday
SEC Closed US Markets Closed
LAF & AF: Form 10-Q Due
LAF & AF: Late Form 10-Q Due
LAF & AF: NT 10-Q Due
NAF: NT 10-Q DueNAF: Form 10-Q DueAPC: Form 5 Due for FYE 12/31; Form 13F, Form 13H-A, and Schedule 13G Due for Calendar Year End
NAF: Late Form 10-Q Due
MARCH 2017FEBRUARY 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
APRIL 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23/30 24 25 26 27 28 29
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
1 2 3 4
5 6 7 8 9 10 11
12 13 14 15 16 17 18
19 20 21 22 23 24 25
26 27 28 29 30 31
Ash Wednesday
St. Patrick’s Day
First Day of Spring
Daylight Saving Time Begins
AF: NT 10-K Due for FYE 12/31
LAF: Late Form 10-K Due for FYE 12/31
AF: Form 10-K Due for FYE 12/31
LAF: NT 10-K Due for FYE 12/31LAF: Form 10-K Due for FYE 12/31
NAF: Form 10-K Due for FYE 12/31
APC: Form 11-K (Not Subj. to ERISA) Due for FYE 12/31
AF: Late Form 10-K Due for FYE 12/31
APRIL 2017MARCH 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
MAY 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
1
2 3 4 5 6 7 8
9 10 11 12 13 14 15
16 17 18 19 20 21 22
23 24 25 26 27 28 29
30
Administrative Professionals Day
Passover Ends at Nightfall
Passover Begins at SunsetPalm Sunday
Easter
April Fool’s Day
Earth Day
Good Friday
SEC Open US Markets Closed
NAF: Late Form 10-K Due for FYE 12/31APC: Late Form 11-K (Not Subj. to ERISA) Due for FYE 12/31
APC: Form 13H-Q Due
NAF: NT 10-K Due for FYE 12/31
APC: NT Form 11-K (Not Subj. to ERISA) Due for FYE 12/31
MAY 2017APRIL 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23/30 24 25 26 27 28 29
JUNE 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
1 2 3 4 5 6
7 8 9 10 11 12 13
14 15 16 17 18 19 20
21 22 23 24 25 26 27
28 29 30 31Memorial Day
Mother’s Day Armed Forces Day
Ramadan Begins at Sunset
Cinco de Mayo
SEC Closed US Markets Closed
INT’L: NT 20-F Due for FYE 12/31
LAF & AF: Form 10-Q Due
LAF & AF: Late Form 10-Q Due
NAF: Form 10-Q Due
NAF: Late Form 10-Q Due
LAF & AF: NT 10-Q Due
NAF: NT 10-Q Due
APC: Form 5 Due for FYE 3/31, Form 13F Due for Calendar Quarter End
INT’L: Late Form 20-F Due for FYE 12/31
INT’L: Form 20-F Due for FYE 12/31
APC: Form SD for Conflict Minerals Issuers DueLAF: NT 10-K Due for FYE 3/31LAF: Form 10-K Due for FYE 3/31
JUNE 2017MAY 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
JULY 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23/30 24/31 26 26 27 28 29
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
1 2 3
4 5 6 7 8 9 10
11 12 13 14 15 16 17
18 19 20 21 22 23 24
25 26 27 28 29 30
Flag Day
First Day of SummerFather’s Day
Ramadan Ends
NAF: Form 10-K Due for FYE 3/31
AF: NT 10-K Due for FYE 3/31AF: Form 10-K Due for FYE 3/31
LAF: Late Form 10-K Due for FYE 3/31
APC: Form 11-K (Subj. to ERISA) Due for FYE 12/31
AF: Late Form 10-K Due for FYE 3/31
NAF: NT 10-K Due for FYE 3/31
APC: NT Form 11-K (Subj. to ERISA) Due for FYE 12/31
JULY 2017 JUNE 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30
AUGUST 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
1
2 3 4 5 6 7 8
9 10 11 12 13 14 15
16 17 18 19 20 21 22
23 24 25 26 27 28 29
30 31
Independence Day
SEC Closed US Markets Closed
NAF: Late Form 10-K Due for FYE 3/31
APC: Form 13H-Q Due APC: Late Form 11-K (Subj. to ERISA) Due for FYE 12/31
AUGUST 2017JULY 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23/30 24/31 25 26 27 28 29
SEPTEMBER 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
1 2 3 4 5
6 7 8 9 10 11 12
13 14 15 16 17 18 19
20 21 22 23 24 25 26
27 28 29 30 31
LAF: Form 10-K Due for FYE 6/30 LAF: NT 10-K Due for FYE 6/30
LAF & AF: Form 10-Q Due
LAF & AF: Late Form 10-Q Due
NAF: Form 10-Q Due
LAF & AF: NT 10-Q Due
APC: Form 5 Due for FYE 6/30, Form 13F Due for Calendar Quarter End
NAF: NT 10-Q Due
NAF: Late Form 10-Q Due
SEPTEMBER 2017AUGUST 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
OCTOBER 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
1 2
3 4 5 6 7 8 9
10 11 12 13 14 15 16
17 18 19 20 21 22 23
24 25 26 27 28 29 30
Rosh Hashanah Begins at Sunset
Labor Day
Patriot Day
Yom Kippur Ends at Nightfall
First Day of Autumn
Rosh Hashanah Ends at Nightfall
Yom Kippur Begins at Sunset
SEC Closed US Markets Closed
AF: NT 10-K Due for FYE 6/30
LAF: Late Form 10-K Due for FYE 6/30
AF: Late Form 10-K Due for FYE 6/30
NAF: NT 10-K Due for FYE 6/30
APC: NT Form 11-K (Not Subj. to ERISA) Due for FYE 6/30
NAF: Form 10-K Due for FYE 6/30
APC: Form 11-K (Not Subj. to ERISA) Due for FYE 6/30
AF: Form 10-K Due for FYE 6/30
OCTOBER 2017SEPTEMBER 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30
NOVEMBER 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
1 2 3 4 5 6 7
8 9 10 11 12 13 14
15 16 17 18 19 20 21
22 23 24 25 26 27 28
29 30 31 Halloween
Columbus Day
SEC Closed US Markets Open
NAF: Late Form 10-K Due for FYE 6/30APC: Late Form 11-K (Not Subj. to ERISA) Due for FYE 6/30
APC: Form 13H-Q Due
INT’L: Form 20-F Due for FYE 6/30
NOVEMBER 2017OCTOBER 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
DECEMBER 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24/31 25 26 27 28 29 30
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
1 2 3 4
5 6 7 8 9 10 11
12 13 14 15 16 17 18
19 20 21 22 23 24 25
26 27 28 29 30
Thanksgiving Day
Veterans Day (Observed)
Daylight Saving Time Ends Veterans Day
SEC Closed US Markets Open
SEC Closed US Markets Closed
LAF & AF: Form 10-Q Due
INT’L: NT 20-F Due for FYE 6/30
LAF & AF: NT 10-Q Due LAF & AF: Late Form 10-Q Due
NAF: Form 10-Q Due
APC: Form 5 Due for FYE 9/30, Form 13F Due for Calendar Quarter End
NAF: Late Form 10-Q Due
NAF: NT 10-Q Due
LAF: Form 10-K Due for FYE 9/30 LAF: NT 10-K Due for FYE 9/30
INT’L: Late Form 20-F Due for FYE 6/30
DECEMBER 2017NOVEMBER 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30
JANUARY 2018
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
1 2
3 4 5 6 7 8 9
10 11 12 13 14 15 16
17 18 19 20 21 22 23
24 25 26 27 28 29 30
31 New Year’s Eve
Pearl Harbor Remembrance Day
Hanukkah Begins at Sunset
Hanukkah Ends at Nightfall First Day of Winter
First Day of KwanzaaChristmas Eve Christmas Day
SEC Closed US Markets Closed
APC: Form 11-K (Subj. to ERISA) Due for FYE 6/30
AF: Late Form 10-K Due FYE 9/30
NAF: Form 10-K Due for FYE 9/30
APC: NT Form 11-K (Subj. to ERISA) Due for FYE 6/30
AF: NT 10-K Due for FYE 9/30
LAF: Late Form 10-K Due for FYE 9/30
AF: Form 10-K Due for FYE 9/30
JANUARY 2018DECEMBER 2017
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24/31 25 26 27 28 29 30
FEBRUARY 2018
SU M T W TH F SA
01 02 03 04 05 06 07 08 09 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
SUNDAY MONDAY TUESDAY WEDNESDAY THURSDAY FRIDAY SATURDAY
1 2 3 4 5 6
7 8 9 10 11 12 13
14 15 16 17 18 19 20
21 22 23 24 25 26 27
28 29 30 31
Martin Luther King, Jr. Day
New Year’s Day
Kwanzaa Ends
SEC Closed Check Business News for US Market Closings
SEC Closed US Markets Closed
APC: Late Form 11-K (Subj. to ERISA) Due for FYE 6/30/17
APC: Form 13H-Q, Form 13H-A (combo) Due
NAF: Late Form 10-K Due for FYE 9/30/17
NAF: NT 10-K Due for FYE 9/30/17
This information was not prepared by persons licensed to practice legal or professional investment advice in any jurisdiction. We are not engaged in rendering legal or other professional advice and this information is not a substitute for the advice of an attorney or professional investment adviser. If you require legal or other expert advice, you should seek the services of an attorney or other professional.
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