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Relecura Inc. www.relecura.com [email protected] September 2014 Battery and Charging Patents Tesla Motors vs. The Rest Relecura IP Intelligence Report September 2014 Electric Vehicle (EV) Technology

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Page 1: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

Relecura Inc.

www.relecura.com

[email protected] September 2014

Battery and Charging PatentsTesla Motors vs. The Rest

Relecura IP Intelligence Report

September 2014

Electric Vehicle (EV) Technology

Page 2: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

Background

Recent News from the Electric Vehicle (EV) industry:

• Tesla has announced that it will not initiate patent lawsuits against anyone who, “… in good faith, wants to use our technology.”

[Link]

• Tesla and Panasonic are developing nickel based lithium ion battery cells, and are jointly building a large plant to manufacture

these batteries. [Link]

• BMW has announced that it is willing to open up it’s battery technology patents for use by other companies. [Link]

• Toyota signals a move away from EVs to fuel cell cars. [Link]

• Tesla is credited with reigniting interest in the plug-in EV among large automakers.

• The introduction of Tesla’s Roadster in 2006 – a plug-in electric sports car, powered by Li-ion batteries, with a range of over 200

miles per charge and an acceleration of 0-60 miles per hour in under 4 seconds - spurred the large automakers to introduce plug-in

EV models. [Link]

This report tries to address questions such as:

• Who are the major patent holders in the EV space and how does their technology IP focus compare with that of Tesla?

• How does Tesla’s core IP in battery and charging technology compare with the patent assets of the other major players?

• What seems to be the current technology focus of Tesla, as well as the other companies in the EV space?

September 2014 Copyright © 2014, Relecura Inc. 2

Page 3: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

Key Findings

Top EV patent holders vs. Tesla (Tech focus in an approximate order of priority)

• Top EV patent holders include a mix of automakers and battery manufacturers.

The list includes Toyota, Nissan, Honda, General Motors, Bosch, and Panasonic.

• The active markets for EVs are indicated by the preferred jurisdictions for patent

filings by the top players. Interestingly China is #1, followed by Japan. The U.S.

and Europe are #3 and #4 respectively.

• Sixty percent (60%) of Tesla’s patent portfolio is related to battery packs and

charging – their key focus area.

• The top Lithium battery patent holders are LG, Bosch, Toyota, Sony, Samsung,

and Hitachi (Toyota is the sole automaker in this group).

• In Lithium battery technology, the top players mainly focus on the manufacture

of batteries. In comparison Tesla focuses on systems that make their functioning

more efficient, such as battery monitoring, temperature control , and safety

systems.

• Patent filing trends of the various large automakers seem to suggest that the

introduction of Tesla’s Roadster in 2006 prompted the auto majors to reboot

their EV related development (as indicated by a dip in filings around that time,

followed by an increase).

• From their filing history, it would seem that the large automakers are hedging

their bets between plug-in EVs and electric or fuel cell hybrids. The are actively

filing in both EV and fuel cell related technologies.

• Tesla on the other hand is filing in technologies related to plug-in EVs alone,

with an emphasis on a range of technologies related to batteries and charging.

• In spite of a smaller portfolio than the larger players, Tesla (established in 2003)

has significant IP related to battery technology (Li-ion), and charging (fast

charging).

• General Motors, Audi, Toyota, Ford, Samsung and Panasonic all cite Tesla

patents, indicating a likely overlap in their R&D focus.

September 2014 Copyright © 2014, Relecura Inc. 3

Top EV Players Tesla

Hybrid vehicles Plug-in electric vehicles

Fuel cells Lithium-Ion battery packs

Power transmission components Fast charging (Supercharging)

Battery control systems Temperature regulation in batteries

Capacitors Battery management

Storage systems Safety systems related to battery charging

Charging cables and connectors Improving battery life

On-board vehicle charging systems & methods Reducing damage during charging and discharging

Page 4: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

Table of Contents

September 2014 Copyright © 2014, Relecura Inc. 4

1. Electric Vehicles (EV) - Patent Landscape

• EV Technologies - Top Patent Holders

• EV Technologies - Filing Trends (Overall)

• EV Technologies - Filing Trends (Top Holders)

• EV Technologies - Filings by Jurisdiction

• Electric Vehicles (EV) - Technology Categories

• EV Technologies - Category counts (Equivalents)

2. Tesla Motors - Patent Portfolio Analysis

• Tesla Portfolio - Technology Spread

• Tesla Portfolio - Filing Trends

• Tesla Portfolio - Technology Categories

• Portfolio Comparison - Tesla vs. BMW (Absolute Counts)

• Portfolio Comparison - Tesla vs. BMW (Relative Emphasis)

• Portfolio Comparison - Tesla vs. Panasonic

• EV Technologies - Tesla vs. The Rest - Portfolio Counts and Ranks

• EV Battery and Charging Technologies - Filing Trends (Overall)

3. EV Battery Technology - Patent Portfolio Analysis

• EV Battery Technology - Top Patent Holders

• EV Battery Portfolio - Tesla vs. Nissan, Honda, Toyota

• EV Battery Portfolio - Tesla vs. Mitsubishi, Hitachi, Bosch

• Temperature Regulation Patents (Major Automakers) -Tesla vs. Nissan, Honda, Toyota

• Temperature Regulation Patents (Battery Manufacturers) - Tesla vs. Mitsubishi, Hitachi, Bosch

• EV Battery Technology - Filing Trends

• EV battery Technology - Filing Trends (Top holders)

• EV Battery Technology - Filing by Jurisdiction

• Li-ion Battery Technology - Top patent holders

• Li-ion Battery - Filing Trends (Top holders)

• Fuel Cells - Filing Trends (Top holders)

• Li-ion Battery Patents - Tesla vs. Others

• Tesla - EV Battery Portfolio

• Tesla - Top Cited EV Battery Patents

• GM Battery Portfolio Growth - via Acquisition and M&A

• Bosch Battery Portfolio Growth - via Acquisition and M&A

4. EV Charging Technology - Patent Portfolio Analysis

• EV Charging Technology - Top Patent Holders

• EV Charging - Tesla vs. Panasonic, Honda, Toyota

• EV Charging Technology - Filing Trends (Overall)

• EV Charging Technology - Filing Trends (Top holders)

• EV Charging Technology - Filings by Jurisdiction

• Tesla - EV Charging Portfolio

• Tesla - Top Cited EV Charging Patents

• Tesla’s Key Technology - "Fast Charging" Patents

5. List of Tables

6. Disclaimer

Page 5: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

Electric Vehicles (EV) - Patent Landscape

September 2014 © Relecura Inc. 5

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EV Technologies – Top Patent Holders

September 2014 Copyright © 2014, Relecura Inc. 6

Key finding: Toyota’s EV portfolio is by far the largest among the top players.

Table 1 (click link to open Tables PDF) gives a list of the various classification relating to various EV sub-technologies.

The above results are based on 323,960 relevant patent documents for EV technologies comprising of 161,183 equivalents**.** An EQUIVALENT refers to a set of patent filings for a single invention.

Page 7: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

EV Technologies – Filing Trends (Overall)

September 2014 Copyright © 2014, Relecura Inc. 7

Key finding: The patent filings in EV technology have continuously increased over time from the mid ‘90s.

The decline in filings post 2012 is most likely due to unpublished applications.

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EV Technologies – Filing Trends (Top Holders)

September 2014 Copyright © 2014, Relecura Inc. 8

Key Findings:• Most of the top patent holders began filing

prior to 2000.• Tesla’s earliest patent filing was in 2006.• Daimler and Hyundai show an increase in

patent filings post 2006 – perhaps indicating agreater emphasis in EV technologies.

• The same can be said to a lesser extent aboutthe other large players – both automakers andbattery manufacturers

• As an aside – Tesla introduced their firstmodel, The Roadster, in 2006 – creating a buzzwhich caused the large automakers andbattery manufacturers to reboot their EV-related development.

0

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247 269 336 495 685

868

1,1751,544

1,562

1,270

1,216

1,7011,114 172 29

113 170 291 358 368 295 249 184 213 320 280 306 298 149 2

147 199 206 166 183 166 182 153 252 253 361 378 33080 7

54 32 66 75 107 211 210 343581

342 326 371 295 97 6

3641 54 44 45 70 95 163 224 304 398 515 608

130 18

138120 87 93 110 158 247 191 211 188 245 320 265 57 3

109

123 90 114 98 114 131 133 149 160 271 339 241 62 9

40 71 113 108 79 91 281 243 222 172 278 361 295 84 6

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EV Technologies - Filings by Jurisdiction

September 2014 Copyright © 2014, Relecura Inc. 9

Key Finding: The large number of filings in China, Japan, U.S. clearly indicates the markets of interest for the top players.

Country Code

Country Number of Applications

CN China 59428

JP Japan 47750

US USA 46916

DE Germany 20272

EP Europe 19578

KR Korea 11999

CA Canada 4323

FR France 3866

TW Taiwan 2831

Page 10: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

Electric Vehicles (EV) – Technology Categories

September 2014 Copyright © 2014, Relecura Inc. 10

Key Findings:

• Batteries, power supply systems, propulsion, andcontrol units are the top segments for patents in EVtechnologies.

• Other technologies covered include electric elements,automotive components like gears, couplings, clutches& brakes, electric cables and materials related tobatteries, safety devices, exhaust devices, vehiclefittings and servicing.

The size of the bubble represents the number of patentsand the positioning of the circles represents the relatednessof the technologies.

Page 11: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

EV Technologies – Category counts (Equivalents)

Relecura Technology Category No of Equivalents Relecura Technology Category No of Equivalents

Electric Elements - Batteries 27,609 Non Metallic Elements & Compounds 1,547

Propulsion Units For Vehicles 24,014 Electric Elements - Connectors, Collectors 1,543

Control Systems For Vehicles 13,731 Propulsion For Wheeled Vehicles 1,523

Power Supply & Distribution Circuits 11,061 Couplings, Clutches & Brakes 1,294

Measurement - Electric & Magnetic Variables 8,636 Cycles 1,238

Gearing 7,139 Internal Combustion Engines 1,199

Vehicle Technology Misc 3,832 Inorganic Solid Compounds 954

Dynamo Electric Machines 3,651 Vehicle Suspension 921

Greentech - Smart Grid 3,311 Inorganic Compounds Or Salts Containing Metals 827

Power Controllers & Regulators 3,302 Electric Supply For Vehicles 826

Brake Control Systems 2,609 Lifting Or Pushing Loads 753

Electric Elements - Capacitors 2,595 Data Transmission 748

Combustion Engine Control 2,488 Protective Circuits 593

Vehicle Fittings 2,422 Electric Elements - Cables 568

Air Treating Devices For Vehicles 1,888 Electric Elements - Switches 543

Electric Power Converters 1,844 Exhaust Devices 532

Combustion Engines Starting Apparatus 1,696 Vehicle Servicing 531

Data Processing Systems 1,589

September 2014 Copyright © 2014, Relecura Inc. 11

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Tesla Motors - Patent Portfolio Analysis

September 2014 © Relecura Inc. 12

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Tesla Portfolio – Technology Spread

September 2014 Copyright © 2014, Relecura Inc. 13

Key finding: Approximately 60% of Tesla’s patent portfolio is related to battery packs and charging.

• Tesla has a total of 655 patents resulting in 249 equivalents including 8 design patents.• Tesla currently holds 311 documents (142 eq.) and has assigned 343 documents (168 eq.) to PNC Bank as security. • Joint patent holdings: Tesla + Nishikawa Rubber Co. Ltd. - 7 documents (2 equivalents), Tesla + Toyota – 1 document.

Click to view Tesla Portfolio present in Relecura

Page 14: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

Tesla Portfolio – Filing Trends

September 2014 Copyright © 2014, Relecura Inc. 14

Key finding: Tesla started filing patents in 2005 with a sharp rise filing in 2011.

The decline post 2012 is most likely due to unpublished patent applications.

Page 15: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

Tesla Portfolio – Technology Categories

September 2014 Copyright © 2014, Relecura Inc. 15

Key Finding: Batteries, charging (power supply anddistribution circuits), and electric equipment forvehicles are the IP technology focus of Tesla.

The size of the bubble represents the number ofpatents and the positioning of the circlesrepresents the relatedness of the technologies.

Page 16: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

Portfolio Comparison - Tesla vs. BMW(Absolute Counts)

September 2014 Copyright © 2014, Relecura Inc. 16

Tesla has 248 patent equivalents and BMW has 839patent equivalents in EV technology.

Key Findings:• Tesla has a larger number of patents addressing

batteries, battery packs, Li batteries andcontrollers.

• BMW leads in terms of filings for hybrid vehicles,internal combustion engines, electric motors,fuel cells, and power trains.

Absolution count comparison: The size of eachbubble represents the total number of patentequivalents across portfolios and the coloredsectors represent relative number of equivalents intheir respective portfolios.

Recent news: Following in Tesla's footsteps, BMWoffers to share electric car technology. [Link]

Page 17: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

Portfolio Comparison - Tesla vs. BMW(Relative Emphasis)

September 2014 Copyright © 2014, Relecura Inc. 17

Key Findings:• Tesla has a stronger emphasis on battery,

charging methods, Lithium batteries,controlling state of charge, and thermalcontrol mechanisms.

• BMW focuses on electric motor, gear, driveshaft and hybrid vehicles.

Relative emphasis comparison: The size of eachbubble represents the percentage of totalpatents for each technology across portfolios,and the colored sectors represent the relativepercentages in the respective portfolios.

The Topic Maps in the subsequent slides willsolely display the relative emphasis of thecompared portfolios - as shown here.

Page 18: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

Portfolio Comparison - Tesla vs. Panasonic

September 2014 Copyright © 2014, Relecura Inc. 18

Lithium ion battery technologies

Electric propulsion

Charging Technologies

Batteries

Battery monitoring and

controlling

Battery Maintenance

Capacitors

Fuel Cells

Battery racks

Temperature control of batteries

Metal hydride batteries

Mounting propulsion units

Materials for thermal isolation of

batteries

Battery monitoring parameters

Key Findings:• Panasonic's concentration has been on Lithium ion

batteries, metal hydride batteries, fuel cells andcapacitors.

• Tesla's focus has been on charging technologies (verystrong), temperature control, battery monitoring andcontrol, battery monitoring parameters, materials forthermal isolation of batteries and battery racks.

• Table 2 gives the descriptions of the CPC codes in theTopic Map.

The size of each bubble represents the percentage of totalpatents for each CPC code across portfolios, and the coloredsectors represent the relative percentages in the respectiveportfolios.

Recent news: Tesla, Panasonic join forces on hugebattery plant. [Link]

Page 19: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

EV Technologies - Tesla vs. The RestPortfolio Counts and Ranks

September 2014 Copyright © 2014, Relecura Inc. 19

Patent Holder

Electric Vehicles (overall) Battery Charging Lithium Battery

Number of Equivalents

RankingNumber of Equivalents

RankingNumber of Equivalents

RankingNumber of Equivalents

Ranking

Toyota 13,733 1 3,733 1 854 1 157 3

Nissan 4,165 2 1,020 3 236 4 34 15

Honda 3,644 3 1,208 2 248 2 16 25

General Motors 3,220 4 882 4 185 6 68 10

Bosch 2,828 5 828 5 92 17 162 2

Panasonic 2,760 6 527 11 238 3 29 18

Hitachi 2,681 7 595 9 100 12 93 6

Hyundai 2,613 8 780 6 137 8 9 38

Mitsubishi 2,218 9 583 10 206 5 20 21

Daimler 1,843 10 600 8 85 18 84 7

Tesla 249 115 40 41 37 49 11

Page 20: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

EV Battery and Charging Technologies –Filing Trends (Overall)

September 2014 Copyright © 2014, Relecura Inc. 20

Key Finding: Both technologies have grown in tandem over the last 20 years, with the rate of filing in batteries leading that of charging technologies.

Page 21: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

EV Battery Technology - Patent Portfolio Analysis

September 2014 © Relecura Inc. 21

Page 22: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

EV Battery Technology – Top Patent Holders

September 2014 Copyright © 2014, Relecura Inc. 22

Key Finding: The top patent holders include automobile-related companies likeToyota, Honda, Nissan, General Motors, Hyundai, and Bosch, as well as batterymanufacturers like Panasonic, LG, Sanyo, and Samsung.

Smaller Patent Holders Equivalents

Aisin Seiko 280

Chery Automobile 190

BYD Co. Ltd. 171

Johnson Controls 82

Aerovironment 63

Boston Power 9

Page 23: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

EV Battery Portfolio - Tesla vs. Nissan, Honda, Toyota

September 2014 Copyright © 2014, Relecura Inc. 23

Key Findings:• Tesla has a strong portfolio in the areas of

Lithium-ion battery packs, batterytemperature regulation, failure detectionand elimination, and battery management.

• In comparison, the large automakers havea greater number of patents addressingfuel cells and fuel cell vehicles, batterycontrol systems for charging/discharging.

Table 5 gives descriptions of CPC codes displayed.

Page 24: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

EV Battery Portfolio - Tesla vs. Mitsubishi, Hitachi, Bosch

September 2014 Copyright © 2014, Relecura Inc. 24

Battery Temperature

regulation

Capacitors

Battery monitoring and controlling

Hybrid vehicle parallel type storage system

Battery control parameters

State of charge controlling

Energy storage control system

Lithium ion battery

Liquids for heat exchange

Key Findings:• Tesla has a stronger emphasis in the areas of

battery temperature regulation and Li-ionbatteries.

• Tesla’s focus is less in technologies related tocapacitors and hybrid vehicle storage systems.

• Mitsubishi's portfolio has less of a focus on Li-ionbatteries compared to Tesla and the otherplayers shown.

Table 6 provides descriptions of the CPC codes shown in the Topic Map.

Page 25: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

Temperature Regulation Patents (Major Automakers) -Tesla vs. Nissan, Honda, Toyota

September 2014 Copyright © 2014, Relecura Inc. 25

Key Findings:

• Toyota leads the way in filing patents in this area, though it has tapered off in recent years.

• Tesla portfolio compares favorably with the other top patent holders in this area.

Page 26: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

Key Findings:

• Bosch leads in patent filings for both of these sub-technologies.

• Tesla has been actively filing patents in battery temperature regulation since 2006.

September 2014 Copyright © 2014, Relecura Inc. 26

Battery monitoring & controlling trends

Battery temperature regulation trends

Temperature Regulation Patents (Battery Manufacturers) –Tesla vs. Mitsubishi, Hitachi, Bosch

Page 27: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

EV Battery Technology - Filing Trends

September 2014 Copyright © 2014, Relecura Inc. 27

Key Finding: Patent filings in battery technology have seen a significant growth post 2006.

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EV battery Technology – Filing Trends (Top holders)

September 2014 Copyright © 2014, Relecura Inc. 28

Key Findings:

• Toyota, Honda, and Nissan have shown a steady

increase in their filing activity for this area,

especially since 2008.

• The patent filings of General Motors have tapered

since 2008, the year in which they were the top filer

for this sub-technology.

• Tesla has been filing consistently in this area, though

the number of patents filed per year is lower than

that of the top patent holders.

Page 29: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

EV Battery Technology – Filing by Jurisdiction

September 2014 Copyright © 2014, Relecura Inc. 29

Top patent holders Filing jurisdictions (indicates markets of interest)

Toyota U.S., Japan, China, Europe, Korea, PCT

Nissan, Honda U.S., Japan, China, Germany, Europe, Canada, Australia

Hyundai Korea, U.S., Japan

Hyundai Korea (majority of its filings), U.S., Japan

Bosch Germany (majority of its filings), PCT, U.S., China

Page 30: Electric Vehicle (EV) Technology - Custom Insights - …relecura.com/reports/Tesla_EV.pdf · Relecura IP Intelligence Report Electric Vehicle (EV) Technology. ... introduction of

Li-ion Battery Technology – Top patent holders

September 2014 Copyright © 2014, Relecura Inc. 30

Key Findings:

• Pure-play battery manufacturers like LG, Bosch, Sony,

Samsung, and Hitachi, lead the major automakers in

terms of patents filed in this area.

• Of the automakers, Toyota has the largest portfolio of

Li-ion battery patents (overall 3rd highest, after LG

and Bosch).

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Li-ion Battery – Filing Trends (Top holders)

September 2014 Copyright © 2014, Relecura Inc. 31

Key Findings:

• Most of the top players began filing

patents in this area around 2005.

• Toyota (which leads in total number of

Li-ion patents among the automakers),

has tapered off its filings in this area.

This might signal a move away from EVs

to other technologies such as fuel cell

cars. [see news article]

LG

BOSCH

TOYOTA

SONY

SAMSUNG

HITACHI

DAIMLER

SB LIMOTIVE

GENERAL MOTORS

PSA PEUGEOT CITROEN

Tesla

NGK INSULATORS

SANYO

RENAULT

NISSAN

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1 10 13 20 10 3 637

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1 3 5 9 1031 94

8 1

1 1 2 1 4 1129 31 25 19 24

6 3

2 1 1 5 17

5333

17

2 1 520 78 10 1

1 1 3 4 2 9 7 3 4 5 6 4 3 4 7 11 8 10 1

1 4 14 923 18 15

132 41

1

2 2 2 3 2 1 6 4 15 18 12 1

2 2 114 13 8 12

1 2 6 12 11 5 6 6

8 8 3 10 9 1 3 1

2 1 2 2 1 6 5 10 11 1

1 1 4 4 4 8 151

3 1 3 7 2 4 2 1 1 1 4 1 4

Pate

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Filing Year

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Fuel Cells – Filing Trends (Top holders)

September 2014 Copyright © 2014, Relecura Inc. 32

Key Findings:

• Several of the large automakers, like Toyota,

Honda, Hyundai, Ford, and Renault, have

filed for patents in fuel cells.

• The number of patents filed by these

automakers have however decreased in

recent years.

• Toyota, Bosch, General Motors, Nissan,

Daimler, Renault, and Samsung seem to be

hedging their bets by filing in both Li-ion

batteries and fuel cells.

• Tesla has no patent filings in this area.

TOYOTA

HONDA

NISSAN

GENERAL MOTORS

HYUNDAI

DAIMLER

PANASONIC

FORD

AIRBUS

RENAULT

KIA MOTORS

SIEMENS

BOSCH

SUZUKI MOTOR

SAMSUNG

0100200

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12 23 33 40 80131 175 182

139 96 59 50 29 9

20 41 53 33 32 59 47 31 66 43 26 29 24 21 4

14 29 45 79 86 73 46 20 23 5 9 9 22 7 1

19 11 21 38 49 59 43 59 45 18 43 23 21 3

2 3 10 9 8 7 33 33 38 40 66 58 34 28 2

6 6 9 23 11 11 10 29 46 37 31 26 41 20

22 14 18 13 29 39 25 20 14 18 17 14 14 3

5 6 3 5 7 6 11 9 24 30 11 2 1

2 6 5 13 17 14 10 11 12 8 15 7

5 8 13 28 13 20 14 4 5 1

1 1 7 8 11 24 24 11 6

21 13 4 7 4 2 2 2 2 2 4

1 5 5 11 4 6 2 1 8 5 9 5 8 2

2 7 2 7 3 4 6 6 14 16 3

1 1 2 5 11 7 15 5 9 5 7

Pate

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Li-ion Battery Patents - Tesla vs. Others

September 2014 Copyright © 2014, Relecura Inc. 33

Key Findings:

• Sub-technology spread for Li-ion battery patents - Li accumulators, temperature control, vent systems, safety arrangements, battery isolation, battery monitoring and controlling parameters, state of charge controlling technologies.

• Tesla focus: temperature control, safety arrangements, vent systems, state of charge controlling in Li batteries.

• Focus of other players: Li accumulators and Li battery manufacturing.

Table 7 gives descriptions of the CPC codes displayed.

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Tesla - EV Battery Portfolio

September 2014 Copyright © 2014, Relecura Inc. 34

Key Finding: Tesla's EV battery portfoliocovers sub-technologies like Li-ionbattery packs, battery monitoring andcontrol systems, temperature regulationi.e. heating or cooling of batteries,detection and elimination of failuresrelated to batteries, battery protectionsystems like dehumidifiers and thermalrunaway management.

Table 3 gives descriptions of the CPCcodes displayed in the Topic Map.

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Tesla – Top Cited EV Battery Patents

September 2014 Copyright © 2014, Relecura Inc. 35

Publication NumberRelecura Star

Rating

Forward Citations

CountForward Citation Assignee

Self Citations

Title Filing Date

US20090021385A1 3.5 39General Motors (5), IBM (4), Daimler (3), Honda (2), Bosch (2), Denso (2)

1Electric Vehicle Communication Interface

2007-07-18

US7671565B2 3.0 38Audi (5), Panasonic (5), Sinoelectric Powertrain Corp. (5), Volkswagen (3), Renault (2)

8Battery pack and method for protecting batteries

2006-02-13

US20100188043A1 3.0 20Cisco (3), Volkswagen (2), Toyota (2), Johnson Controls (1), Denso (1)

1System for optimizing battery pack cut-off voltage

2009-01-29

US7923144B2 2.5 20Audi (6), Panasonic (3), Autoliv (2), Mission Motor Company (2), Samsung (1)

1Tunable frangible battery pack system

2007-03-31

US7667432B2 3.0 18Sinoelectric Powertrain Corp. (4), EnerDel Inc. (3), Mission Motor Company (2), General Motors (1)

0

Method for interconnection of battery packs and battery assembly containing interconnected battery packs

2006-04-27

US20100136402A1 3.0 18Audi (3), Lithium Energy Japan (3), Bosch (2), Samsung (2),

3 Sealed battery enclosure 2009-04-22

US7890218B2 2.5 16 Ferrari (2), General Motors (1), BMW (1), Porsche (1) 5Centralized multi-zone cooling for increased battery efficiency

2007-07-18

US20090023056A1 2.5 14 Johnson Controls (3), LG (1), SB LiMotive (1) 1BATTERY PACK THERMAL MANAGEMENT SYSTEM

2007-07-18

US7433794B1 2.5 14Mission Motor Company (3), Panasonic (2), Bosch (1), Smasung (1)

2Mitigation of propagation of thermal runaway in a multi-cell battery pack

2007-07-18

US7602145B2 2.5 13Audi (2), Volkswagen (2), Mission Motor Company (2), Sony (1), Porsche (1)

0 Method of balancing batteries 2006-07-18

Table 4 gives additional details about the technologies addressed by each of the above patents.

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GM Battery Portfolio Growth – via Acquisition and M&A(using Patent Assignment Records)

September 2014 Copyright © 2014, Relecura Inc. 36

Key Findings:

• Most of GM’s patents are a result of in-house

R&D, with modest contributions from either its

M&A activity or acquisitions.

• Contributions to GM’s patents portfolio come

from companies such as Daimler-Chrysler-BMW,

Delco, Hughes Aircraft, and Mitsubishi.

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Bosch Battery Portfolio Growth - via Acquisition and M&A(using Patent Assignment Records)

September 2014 Copyright © 2014, Relecura Inc. 37

Key Findings:

• Bosch has been involved in various joint

ventures (JVs) over the years to develop

and manufacture Li-ion batteries for use in

hybrid, plug-in hybrid vehicles and electric

vehicles.

• Bosch formed a JV with Samsung in 2008

called SB LiMotive. The partnership was

dissolved in 2012, as a result of which

certain patent assets were assigned to

Bosch from both Samsung and SB LiMotive.

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EV Charging Technology - Patent Portfolio Analysis

September 2014 Copyright © 2014, Relecura Inc. 38

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EV Charging Technology – Top Patent Holders

September 2014 Copyright © 2014, Relecura Inc. 39

Key Findings: Includes both automakers and battery manufacturers.• Large automobile manufacturers - Toyota, Honda, and Nissan• Battery manufacturers - Panasonic, Siemens and Samsung

Smaller Patent Holders Equivalents

Qualcomm 72

SAIC Motors 60

Kiekert AG 53

RWE 53

Witricity Corp 32

Chargepoint 29

IBM 28

Access Business Group Int LLC 18

Proterra Inc. 17

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EV Charging - Tesla vs. Panasonic, Honda, Toyota

September 2014 Copyright © 2014, Relecura Inc. 40

Key Findings:• Tesla has a greater emphasis in sub-technologies

such as charging methods, controlling the stateof the charge, and charging stationcommunication interfaces.

• The incumbents like Toyota, Panasonic andHonda lead in developing charging connectors,cables and on board vehicle charging systemsand methods.

Table 10 provides descriptions of the CPC codesdisplayed.

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EV Charging Technology - Filing Trends (Overall)

September 2014 Copyright © 2014, Relecura Inc. 41

Key Finding: Patent filing activity shows a significant growth from 2007 onwards.

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September 2014 Copyright © 2014, Relecura Inc. 42

Key Findings:• Patent filings in EV charging technologies dipped for various large players (like Toyota,

Honda, Nissan, and General Electric) in the early to middle period of the last decade. Each of these players have ramped up their filings in this area in the last 3-5 years.

• Toyota leads in patent filings in this area.

EV Charging Technology – Filing Trends (Top holders)

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EV Charging Technology – Filings by Jurisdiction

September 2014 Copyright © 2014, Relecura Inc. 43

Top patent holders Filing jurisdictions (indicates markets of interest)

Toyota U.S., Japan, China, Europe, PCT

Nissan, Honda, Panasonic U.S., Japan, China, Europe, PCT (relatively fewer filings)

Ford Great Britain, U.S., China

Hyundai Korea, U.S., Japan, China

General Motors U.S., China

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Tesla – EV Charging Portfolio

September 2014 Copyright © 2014, Relecura Inc. 44

Key Findings:

• Tesla’s charging portfolio is mainly focusedon methods and systems for charging thebattery safely, time and cost optimizationfor the user with the flexibility to controlthe charging, improving battery life byreducing damage during charging anddischarging.

• Tesla also holds patents related to chargingstation communication interfaces, smartgrid integration, as well as fast charging.

• Table 8 provides descriptions of the CPCcodes displayed.

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Tesla - Top Cited EV Charging Patents

September 2014 Copyright © 2014, Relecura Inc. 45

Publication NumberRelecura Star

RatingForward

Citation CountForward Citation Assignees Self Citations Title Filing Date

US7782021B2 3.0 24Ford (2), Honda (1), Toyota (1), Panasonic (1), LSIS Co. Ltd (1)

4 Battery charging based on cost and life 2007-07-18

US7629773B2 3.0 19Toyota (3), Ford (2), Prosche (2), General Motors (1)

3Multi-mode charging system for an electric vehicle

2009-01-29

US7683570B2 3.0 18Toyota (2), Chargepoint Inc. (2), Bosch (1), Samsung (1), Panasonic (1)

6Systems, methods, and apparatus for battery charging

2007-07-18

US8063757B2 2.5 17Ford (3), Audi (2), Toyota (1), BMW (1), Denso (1), Volkswagen (1)

1 Charge state indicator for an electric vehicle 2007-07-18

US20090140700A1 3.0 17Toyota (2), BMW (1) , Porsche (1), PSA Peugeot Citroen (1), General electric (1)

1Multi-mode charging system for an electric vehicle

2009-01-16

US20100138092A1 2.5 16Advanergy Inc. (6), Lightening Energy (3), Vovlo (1)

1 Battery charging time optimization system 2009-11-05

US8536825B2 2.5 5 General Motors(1), Audi (1), BlackBerry (1) 0 State of charge range 2009-12-31

US8754614B2 2.5 5 Panasonic (2), IBM (1), Mitsubishi (1) 0Fast charging of battery using adjustable voltage control

2009-07-17

Table 9 provides additional details of the patents listed above.

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Tesla’s Key Technology - “Fast Charging” Patents

September 2014 Copyright © 2014, Relecura Inc. 46

Publication Number Filing Date TitleRelecura Star

Rating

US8754614B2 2009-07-17Fast charging of battery using

adjustable voltage control2.5

US8552693B2 2009-09-30Low temperature charging of Li-

ion cells2.5

US8638063B2 2010-10-13AC current control of mobile

battery chargers2.5

US20110156661A1 2009-12-31Fast charging with negative

ramped current profile2.5

US20130234648A1 2012-03-09 Low temperature fast charge 2.0

US20130307475A1 2012-05-18 Charge rate optimization 2.5

US20140121866A1 2012-10-31Fast charge mode for extended

trip2.5

• Tesla promotes its proprietary “Fast Charging” technology

for quick recharge.

• Tesla’s charging stations deliver up to 120 kW, which can

replenish half a charge in as little as 20 minutes. It works

by delivering DC power directly to the battery by using

special cables that bypass the onboard charging

equipment.

• Tesla designs and builds all of the key components for the

battery system, including the chargers, the electronics for

monitoring the battery pack, and the battery cooling

system.

• “Superchargers”, which are small and light weight, are

used to enable fast charging.

Tesla’s webpage and FAQ for “Fast Charging”

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List of Tables

September 2014 Copyright © 2014, Relecura Inc. 47

Table Number Title

1 EV technology categorization and classification codes for each category.

2 Description of CPC codes listed in Topic Map comparison of the Tesla and Panasonic patent portfolios.

3 Description of the CPC codes listed in Topic Map of Tesla’s battery portfolio.

4 List of the top ten forward cited patents from Tesla’s battery portfolio.

5Description of CPC codes listed in the Topic Map comparison of the battery portfolios of Tesla with the large automakers Nissan, Honda and Toyota.

6Description of the CPC codes listed in the Topic Map comparison of the battery portfolios of Tesla with

other battery manufacturers Mitsubishi, Hitachi and Bosch.

7Description of the CPC codes listed in Topic Map comparison of the Lithium battery portfolio of Tesla

with other patent holders.

8 Description of CPC codes listed in the Topic Map of Tesla’s charging portfolio.

9 List of the top ten forward cited patents from Tesla’s charging portfolio.

10Description of the CPC codes listed in the Topic Map comparison of the portfolios of Tesla, Toyota, Honda, and Panasonic addressing charging technology.

Links lead to PDF with detailed tables.

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Disclaimer

This document is provided for information purposes only and the contents hereof are subject to change without notice. This document,including the information and analysis and any opinion or recommendation, is neither legal advice nor intended for investment purposes. Thisdocument is not warranted to be error-free, nor subject to any other warranties or conditions, whether expressed orally or implied in law,including implied warranties and conditions of merchantability or fitness for a particular purpose. Relecura Inc. specifically disclaims anyliability with respect to this document and no contractual obligations are formed either directly or indirectly by this document.

Relecura is a web-based patent and portfolio analysis platform that uses a knowledge discovery framework to simplify IP analysis for prior-artsearch, technology landscaping, competitive intelligence, and IP commercialization activities. For more details visit www.relecura.com or writeto [email protected].

September 2014 Copyright © 2014, Relecura Inc. 48

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