ERCOT Update on PUCT Posting changes

DEWG Meeting

11/27/07Matt Mereness

Agenda

• Update on implementation dates

• Next Steps

• Appendix

Re-cap of why changes are being made

• PUCT Project #31972 Informal/Unofficial summary– Among other changes, the PUCT project increased offer caps and market

transparency/reporting requirements (Substantive Rule 25.505)

– Project History:• PUCT Project Initiated in 2005• Adopted 8/10/06• Effective 10/1/06- ERCOT developed an series of reports and special webpage to meet

the requirements (http://www.ercot.com/gridinfo/sysplan/index.html )

– A successful lawsuit filed to suppress changes to many disclosures

– ERCOT filed PRR697 to codify data posting changes in Protocols• Approved by ERCOT Board on 4/18/07- (boxed language in protocols for lawsuit)

– PUCT project 33490 approved to modify disclosure timing, resulting in lawsuit being dropped/dismissed 9/19/07

– Commission staff communicated that 9/22/07 shall be effective date for disclosures

Implementation

• Update since last DEWG meeting– 2 Market Notices and Whitepaper released

• Market Notice sent 11/7/07 advising market of disclosure timing changes– M-B110707-01 Entity-Specific Disclosures Required by P.U.C. SUBST. R. 25.505

• 60-day extract Market Notice sent 11/21/07– M-B110707-02 60-day Posting of Balancing Energy and Ancillary Services Bid

stacks• Three disclosures will be changed from monthly 180-day disclosures, to daily 60-day

disclosures.  The three impacted reports are:– Individual BES Bid Information- (

https://pi.ercot.com/contentproxy/publicList?folder_id=10001838) – Individual AS Bid Information- (

https://pi.ercot.com/contentproxy/publicList?folder_id=10001829) – Individual Replacement Bid Information- (https://

pi.ercot.com/contentproxy/publicList?folder_id=10001847) • The ongoing 180-day extracts (which are monthly reports) will continue to post every first

Tuesday of the month to coincide with those Operating Days prior to September 22, 2007, which are subject to 180-day disclosure and will continue to be posted through April of 2008. 

• The new daily 60-day disclosure files will begin posting December 6, 2007.

Implementation

• Delivery of 90-day extracts still under review– Working with PUCT on implementation date other than 12/22/07– Interplay with AIX migration and system lockdown over holidays

has delivery in late-January unless manually performed– Modifies 3 extracts

• Energy Schedules Report: Final energy schedules by entity by area for each settlement interval.

– Change required – Change from 6 months to 90 days. • AS Schedules Report: Final ancillary service schedules for each QSE for each

area and service for each settlement interval.– Change required – Change from 6 months to 90 days. Change date

range AND frequency to be DAILY• Energy Schedules Report: Final energy schedules by entity by area for each

settlement interval.– Change required – Change from 6 months to 90 days.

– Create 4 new extracts

Implementation

• Whitepaper released

– Per DEWG request ERCOT Drafted Whitepaper and sent to DEWG 11/12/07 including Commission Language and Protocol Language

• Discussed the issue of new and modified extracts• Discussed issue of Day-Ahead Report• No feedback to date

– Regarding the Day-Ahead report and A/S bidstacks ERCOT will be looking to change the timing of the AS bidstack, and removal/zero’ing of Quantities from Day-Ahead Report

– The earliest this would occur is January 2008 with the 90-day extract changes

– Parties that disagree with this change are asked to draft PRR to consider changes to section 12.4.4.2.3.2

APPENDIX

History of PUCT order and Extracts Impacted

History

• PUCT Project #31972 Informal/Unofficial summary– Among other changes, the PUCT project increased offer caps and market

transparency/reporting requirements (Substantive Rule 25.505)

– Project History:• PUCT Project Initiated in 2005• Adopted 8/10/06• Effective 10/1/06- ERCOT developed an series of reports and special webpage to meet

the requirements (http://www.ercot.com/gridinfo/sysplan/index.html )

– A successful lawsuit filed to suppress changes to many disclosures

– ERCOT filed PRR697 to codify data posting changes in Protocols• Approved by ERCOT Board on 4/18/07- (boxed language in protocols for lawsuit)

– PUCT project 33490 approved to modify disclosure timing, resulting in lawsuit being dropped/dismissed 9/19/07

– Commission staff communicated that 9/22/07 shall be effective date for disclosures

History

• PUCT reports added to ERCOT systems– System Adequacy Reports (Short, Medium, and Long-Term

“PASA” reports)– Balancing Energy Reports- 48-hour disclosure of highest offer and

QSE selected– A/S Offer Selected- 48-hour disclosure report– Balancing Energy and A/S Offers above Event Trigger- 7-day

disclosure

History

• ERCOT evaluating/implementing PUCT disclosure reports– Created 12 SIRs to add and/or modify report

– SIR 11621• Aggregated BES Report: Quantities and prices of offers for energy, in

aggregated form, for each settlement interval and for each area, in the form of supply curves

• Change required – Adjust deadline from 30 days after Op Day to 2 days after Op Day

– SIR 11622• Aggregated AS Report: Quantities and prices of offers for each type of

AS, in aggregated form, for each settlement interval and for each area where available, in form of supply curves

• Change required – Current posting is too soon; must be greater than 1 day, but not more than 2 days after Op Day

History

• ERCOT evaluating/implementing PUCT disclosure reports (continued)

– SIR 11623• Self-Arranged AS Report: Self-arranged ancillary capacity services for

each service, for each settlement interval and for each area (where available) in aggregated form

• Change required – Currently posting too soon; must be greater than 1 day, but not more than 2 days after Op Day

– SIR 11624• QSE-Specific BES Report: Portfolio offer curves for BES for each

settlement interval in entity-specific form for each area.

• Change required– Change from 180-day-MONTHLY disclosure to 60-day-DAILY disclosure

History

• ERCOT evaluating/implementing PUCT disclosure reports (continued)

– SIR 11625• QSE-Specific AS and RPRS Report: Portfolio offer curves for each AS

for each settlement interval in entity-specific form for each area where available.

• Change required – Change from 180-day-MONTHLY disclosure to 60-day-DAILY disclosure

– SIR 11626• Energy Schedules Report: Final energy schedules by entity by area

for each settlement interval.• Change required – Change from 6 months to 90 days.

– SIR 11627• AS Schedules Report: Final ancillary service schedules for each QSE

for each area and service for each settlement interval.• Change required – Change from 6 months to 90 days. Change date

range AND frequency to be DAILY

History

• ERCOT evaluating/implementing PUCT disclosure reports (continued)

– SIR 11628• Resource Plans Report: Resource plans for each QSE for each area

for each settlement interval.• Change required – Change from 6 months to 90 days. Change date

range AND frequency to be DAILY

– SIR 11629• Actual Resource Output Report: Actual output from each resource in

entity-specific form for each settlement interval for each area.• NEW report; daily posting, 90 days after Op Day

– SIR 11630• Dispatch Instructions Report: All dispatch instructions from ERCOT

for BES and AS in entity-specific form for each settlement interval for each area.

• NEW report; daily posting, 90 days after Op Day

History

• ERCOT evaluating/implementing PUCT disclosure reports (continued)

– SIR 11631• Resources Committed Report: Names of resources in portfolio that

were committed, name of submitting entity, name of controlling entity for each resource in portfolio by interval.

• NEW report; daily posting, 90 days after Op Day

– SIR 11632• Dynamic Scheduling Report: Load and generation resource output for

each zone, for each entity that dynamically schedules in entity-specific form for each settlement interval.

• NEW report; daily posting, 90 days after Op Day