fda’s draft guidance – exploring the impact on compliance and operations

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FDA’s Draft Guidance on Off-Label Marketing: Impacts for Social Media Workshop C January 29, 2013

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This session, "FDA's Draft Guidance - Exploring the impact on compliance and operations" was presented at the 10th Annual Pharmaceutical Compliance Congress, hosted by CBI.

TRANSCRIPT

Page 1: FDA’s Draft Guidance – Exploring the impact on compliance and operations

FDA’s Draft Guidance on

Off-Label Marketing:

Impacts for Social Media

Workshop C January 29, 2013

Page 2: FDA’s Draft Guidance – Exploring the impact on compliance and operations

1

Agenda

• Introduction

• FDA’s Draft Guidance: Background & Key Takeaways

• Industry’s Response: Benchmarks

• Internet Monitoring

• Pfizer: Examples from Actual Experience

• Q&A

Page 3: FDA’s Draft Guidance – Exploring the impact on compliance and operations

FDA’s Draft Guidance on

Off-Label Marketing:

Impacts for Social Media

FDA’s Draft Guidance:

Background & Key Takeaways

Page 4: FDA’s Draft Guidance – Exploring the impact on compliance and operations

3

Background

• In November 2009, the FDA held a public meeting on addressing new media in life

sciences marketing.

o The new guidelines were narrowly focused to responding to off-label requests, and they

had limited applicability.

• The FDA acknowledged the importance of emerging electronic media, but the new

guidance not a comprehensive policy on its use. Instead, the policy provided

companies with a set of general guidelines regarding:

o Unsolicited Requests: initiated by a person independent of the relevant firm (HCPs,

HCOs, patients).

o Non-Public Unsolicited Requests: directed privately to the firm via one-on-one

communication.

o Public Unsolicited Requests: via public forum directed to the firm or larger forum.

o Solicited Requests: prompted in any way by a manufacturer or its representatives.

Page 5: FDA’s Draft Guidance – Exploring the impact on compliance and operations

4

Key Takeaways Takeaway #1: Requests For Information

Requests for information must be unsolicited.

• Requests for off-label information that are prompted by a manufacturer or its

representatives are considered to be solicited requests.

• The following are specific examples of solicited requests:

o When a representative of a company , such as a medical science liaison or a paid

speaker, presents on the off-label uses of a product at a promotional event and attendees

subsequently submit requests for information.

o A firm encourages users to post videos on personal uses of its product on a third party

website (such as YouTube) and an individual requests information based on this

information.

o A firm releases the results of a study on a blogging site (such as twitter) and suggests that

an off- label use of the product is effective and safe.

Page 6: FDA’s Draft Guidance – Exploring the impact on compliance and operations

5

Key Takeaways Takeaway # 2: Responding To Requests

Responses should be handled discreetly.

• Requests for off-label information, whether sent publically (via website) or privately

(via e-mail), should be triaged privately by the company via one-on-one

communication.

• Details of the communication should be documented, saved, and achieved for

records retention purposes. Records of the request should include (but are not

limited to):

o Identifying characteristics of the requestor such as the name, address, and affiliation of the

requestor

o Documentation of the information provided to the requestor

o Follow-up questions or further inquiry from the requestor

Page 7: FDA’s Draft Guidance – Exploring the impact on compliance and operations

6

Key Takeaways Takeaway # 3: Characteristics of Responses

It is important that responses are accurate, truthful, tailored, and not misleading:

• Responses should be produced by medical sciences liaisons (MSLs), who have been trained on how to tailor responses. Responses should not be generated by sales or marketing representatives.

• Responses should be clear, concise, and tailored to specifically and accurately address the question asked.

Responses to Requests should contain the following information:

• An obvious reference to the request being off-label stating that the FDA has not approved the product as a safe and effective means for the uses addressed in provided answers

• A clear reference to the indications for which the FDA has approved the product for safe and effective use

• A link to the URL describing the product’s label information

• Contact Information for the Medical Affairs department

• Disclosure of the responders affiliation within the company

Page 8: FDA’s Draft Guidance – Exploring the impact on compliance and operations

7

Key Takeaways Takeaway # 4: Nature of Requests

Responses can only be given to requests that are specific to a company’s product.

• Responses are only acceptable if the original request details a specific named

product in the company.

• Questions related to a competitor’s product cannot be answered.

o Acceptable Request : “Can xxx drug be used to lower blood pressure?”

o Unacceptable Request: “What drugs can be used to lower blood pressure?”

Page 9: FDA’s Draft Guidance – Exploring the impact on compliance and operations

FDA’s Draft Guidance on

Off-Label Marketing:

Impacts for Social Media

Industry’s Response: Benchmarks

Page 10: FDA’s Draft Guidance – Exploring the impact on compliance and operations

9

Industry’s Response Monitoring Social Media Sites

• Educate employees on social media, and what the Company’s social media

objectives, metrics, and policies are.

• Develop policies for Social Media engagements (i.e.: How will the Company triage

unsolicited requests, negative information, or adverse event reports?)

o Create “what if” scenarios for discussion with legal and compliance

• Develop clear guidelines for responses, adverse event reporting, and employee

conduct on company sponsored and non-sponsored sites.

• Limit or prohibit off-label communications via any social media:

o Monitor medical content on sponsored or supported web sites

o Ensure that Legal and Regulatory teams review and approve all content that is placed on

company sponsored or supported sites

Page 11: FDA’s Draft Guidance – Exploring the impact on compliance and operations

10

Industry’s Response Conduct Research and Review of Current Best Practices

• Though no strict laws currently exist, companies can be proactive about Social Media

Monitoring practices by:

• Researching libraries of past campaigns that are FDA compliant.

o Examples can be found at: www.doseofdigital.com/healthcare-pharma-social-media.

• Reviewing recent FDA warning letters available on www.fda.gov and participating in

regular FDA-hosted online reviews of enforcement actions.

Page 12: FDA’s Draft Guidance – Exploring the impact on compliance and operations

FDA’s Draft Guidance on

Off-Label Marketing:

Impacts for Social Media

Internet Monitoring

Page 13: FDA’s Draft Guidance – Exploring the impact on compliance and operations

12

Internet Monitoring Process: Discovery & Analyzing

• Subject Matter Experts and Internet Intelligence Experts can be leveraged to help

facilitate the monitoring process.

• Internet Monitoring has two basic processes:

o Discovery: the process of identifying/finding content on the Internet

o Analyzing: the process of obtaining content from a predefined source and identifying

significance.

• Once content has been ‘discovered,” it can then be ‘analyzed’ if necessary.

• Advanced image tracking can be used to ‘discover’ Internet based content relating to

branded products.

• Cached content can then be de-compartmentalized by the use of categorizing filters,

clustering engines and analytic tools.

Page 14: FDA’s Draft Guidance – Exploring the impact on compliance and operations

13

Social Media SEC focus on Social Media use

• The SEC’s focus on social media has revolved around:

o Retention of Social Media documents, comments, etc.

o Company policies and procedures concerning the use of Social Media

o Third party use of Social Media and how it relates to a firm

o Supervision of employees’ personal use of Social Media

o Disciplinary actions for inappropriate use of Social Media

• Everyone acting on behalf of the company is held to the same standards as the

company and the company will be held responsible, even if the agent fails to conform

to company policies.

• Social media should be treated as any other marketing channel: Ensure that the

firm’s Web site provides a rich user experience, is fully functional across a variety of

browsers, loads quickly, includes a ‘Share’ functionality, and is optimized for mobile

devices.

Page 15: FDA’s Draft Guidance – Exploring the impact on compliance and operations

14

Challenges of Internet Monitoring

• Consumers are increasingly using the Web to search for medical information;

therefore companies have to adapt to handle new forums for requests and how best

to triage these requests.

• Questions asked in a third-party forum might not necessarily be directed at the

company (traditional requests are specifically directed at the company).

• Posting an online response to an off-label question publically disseminates

information to everyone (i.e. persons who have not requested it).

• Permanent nature of digital content can render responses outdated especially if new

risk information becomes available.

Page 16: FDA’s Draft Guidance – Exploring the impact on compliance and operations

15

Challenges of Internet Monitoring Considerations

• Promotional Review Process – companies must consider how, when, and what to

review

o Developing or modifying existing policies around social media (i.e., guidelines, training)

o Insuring application of FDA rules to social media

o Insuring that safety information travels with efficacy claims

o FDA Draft Guidance for Industry: Presenting Risk Information in Prescription Drug and

Medical Device Promotion (May 2009)

o Recent Warning Letters

• Submission of social media materials under Form 2253

o What is the date of first use?

o Application to user-generated content?

Page 17: FDA’s Draft Guidance – Exploring the impact on compliance and operations

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Challenges of Internet Monitoring The How, What, and Who of Monitoring

• How will the Company monitor for adverse events, off-label issues, and risk

management issues (i.e., abuse of product)?

o Will this apply to branded and unbranded sites, as well as sponsored and third-party sites?

o Who is responsible for this process?

o Resources Impacts – time, effort, personnel, vendors

o Training on AE reporting- are the 4 criteria met to trigger reporting? (patient identifiable,

reporter identifiable, specific drug involved, AE or fatal outcome)

• What is in scope for the monitoring program?

o Will there be 24/7 monitoring of branded and unbranded sites where product is mentioned

(blogs, chatrooms, etc.)?

• Who is using this media? Is there use by:

o Company personnel- communicating with “friends” or “fans”

o Company Vendors

Page 18: FDA’s Draft Guidance – Exploring the impact on compliance and operations

FDA’s Draft Guidance on

Off-Label Marketing:

Impacts for Social Media

Focus on Social Media

Page 19: FDA’s Draft Guidance – Exploring the impact on compliance and operations

18

A Brief History of the Internet, Social Media,

and the FDA

• 1994: Netscape launches its first web-browser

• 1995: Yahoo! is founded

• 1996: Google is founded

FDA holds a public hearing on Internet use by life sciences and healthcare companies

• 1997: America Online launches instant messaging (AIM)

• 2001: Wikipedia launches

• 2003: Myspace is founded

• 2004: Facebook launches (first Harvard-only)

• 2005: YouTube launches

• 2006: Facebook is opened to all users over 13 with an email address

• 2006: Twitter launches (140 character tweets)

• 2007: iPhone debuts

• 2008: Facebook exceeds 100 million users

FDA issues warning letter re: YouTube video

• 2009: FDA issues 14 untitled letters re: sponsored links

FDA holds a 2-day public hearing on promotion of FDA-regulated medical products using the Internet and

social media

• 2010: FDA issues untitled letter re: Facebook share widget

• 2011: FDA issues draft guidance on unsolicited request

.

Note: Product names, logos, brands, and other

trademarks featured or referred to within this

presentation are the property of their respective trademark holders

Page 20: FDA’s Draft Guidance – Exploring the impact on compliance and operations

19

2009 Public Meeting and Docket

• 2-day public hearing on promotion of FDA-regulated medical products using the

Internet and social media

• Focused on five questions:

1. For what online communications are manufacturers accountable?

2. How can manufacturers fulfill regulatory requirements (e.g., fair balance, disclosure

of indication and risk information, postmarketing submission requirements) when using

Internet and social media tools that have space limitations or allow for real-time

communications (e.g., microblogs, mobile technology)?

3. What parameters should apply to the posting of corrective information on websites

controlled by third parties?

4. When is the use of links appropriate?

5. How should the collection and processing of adverse event reporting on the Internet

be handled by manufacturers?

Page 21: FDA’s Draft Guidance – Exploring the impact on compliance and operations

20

Letter re: Facebook Share Widget*

* Product names,

logos, brands, and

other trademarks

featured or referred

to within this

presentation are the

property of their

respective

trademark holders.

Page 22: FDA’s Draft Guidance – Exploring the impact on compliance and operations

21

Letter re: Facebook Share Widget*

* Product names, logos,

brands, and other trademarks

featured or referred to within

this presentation are the

property of their respective

trademark holders.

Page 23: FDA’s Draft Guidance – Exploring the impact on compliance and operations

22

Responding to Unsolicited Requests About

Prescription Drugs and Medical Devices

• “This draft guidance is the first of multiple draft guidances the Agency plans to

publish that address questions and issues relating to emerging electronic media.”

• “This draft guidance updates and clarifies FDA’s policies on unsolicited requests for

off-label information, including those that firms may encounter through emerging

electronic media.”

• What is an “unsolicited request?”

o Initiated by people/entities that are completely independent of the relevant firm

o Not prompted in “any way” by a manufacturer or its representatives

Page 24: FDA’s Draft Guidance – Exploring the impact on compliance and operations

23

Draft Guidance Continued What Is A “Solicited Request?”

• Videos posted on YouTube in response to manufacturer encouraging users to

share their stories about their uses of the drug, which may result in video

postings about an off-label use of its products: “If the firm’s initial request for

posting of videos results in any question about off-label uses, or if any off-label

video posting made in response to the firm’s encouragement of video postings

results in questions about the products’ off-label use, these questions would be

considered solicited requests.”

• A firm sends out information to bloggers or online consumer reviewers and

encourages them to write about an off-label use and this then prompts a

discussion about that off-label use, any requests inquiring about that off-label

use as a result of these blogs would be considered solicited.

• Comments and requests received in response to a tweet announcing study

results suggesting that an off-label use is safe and effective.

Page 25: FDA’s Draft Guidance – Exploring the impact on compliance and operations

24

Draft Guidance Continued What Is A “Solicited Request?”

• Requests resulting from website that enables users to read prepared standard

responses using prefixed pull-down menus, including any standard response

related to off-label uses. “Moreover, if this website makes it possible to use

search terms to generate standard responses that go beyond the scope of the

product information being requested, including off-label information, resulting

requests for and responses to such a search would be considered solicited

requests.”

“[S]olicited requests may be considered evidence of a firm’s intent that a drug or medical

device be used for a use other than that specifically approved or cleared by FDA.”

Page 26: FDA’s Draft Guidance – Exploring the impact on compliance and operations

FDA’s Draft Guidance on

Off-Label Marketing:

Impacts for Social Media

Q&A

Page 27: FDA’s Draft Guidance – Exploring the impact on compliance and operations

26

Contact Information

• Mark DeWyngaert, Managing Director at Huron Consulting Group

Email: [email protected]

Phone: (o): 646-277-8817; (c): 203-253-6203

• Bernard D’Avella, Manager at Huron Consulting Group

Email: [email protected]

Phone: (o): 646-520-0133; (c): 973-309-2426

• Kelly Falconer Goldberg, Senior Corporate Counsel at Pfizer

Email: [email protected]

Phone: (o): 212-733-4330

Page 28: FDA’s Draft Guidance – Exploring the impact on compliance and operations

FDA’s Draft Guidance on

Off-Label Marketing:

Impacts for Social Media

Appendix

Page 29: FDA’s Draft Guidance – Exploring the impact on compliance and operations

28

Draft Guidance Continued What Is A “Solicited Request?”

• Irrespective of whether the request is public or private, the substantive response

should be in a private, one-on-one communication

• Response should be tailored to the question asked

• Response should be truthful, non-misleading, accurate, and balanced

• Response should be scientific in nature

• Response should be generated by medical/scientific personnel, independent from

sales/marketing

• Response should be accompanied by: o Copy of the FDA-approved labeling

o A prominent statement that FDA has not approved the product as safe/effective for the

use discussed

o A prominent statement of the approved indication

o Important safety information

o Complete list of references

Page 30: FDA’s Draft Guidance – Exploring the impact on compliance and operations

29

Draft Guidance Continued Public Unsolicited Requests

• A firm should respond only when the request specifically pertains to its own named

product

• The public response should be limited to providing the firm’s contact information and

should not include any off-label information

o Convey that the question pertains to an unapproved use and state that the individual can

contact the company for more information

o Provide specific contact information for the individual to follow-up

• If the individual follows-up, response should follow the rules above

• Response should disclose that the author is affiliated with the firm

• Public response should not be promotional in nature/tone

o Should include a direct link to the FDA-approved labeling

o Should not include links to any other information (product websites, firm websites, third-

party websites)