financial disclosue report report required by the ......complete all pas, checking tire none box for...

I

POSITION NAME ORGANIZATION/ENTITY

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II- AGREEMENTS. rReportingim11vidua1 onl)':sec µp. u-t6 nf fili11x m.<rruc1ions.1 CJ

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PARTIES AND TEIUv!S

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Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AO JO in Government Act of 1978 Rev. 112010 FOR CALENDAR YEAR 2009 (5 U.S.C app §§ 101-IJI)

J. Person Repotiing (las! name. first. middle mltlal)

Wingate, Henry T

2. Court or Organi7ation

U S.D.C (Miss Southern)

3. Date of Repoti

05!15/2010

4. Tith· (ArtJcle Ill 1udges and1catc .icuve or scmot status, mag1stratc judges md1cate full· or part-time)

Dismc1 Court judge (Aciive)

Sa. Report Type (check appropnate type)

D Nominauon, Dace

D lnmal 0 Annual D Fmal

6. Reporting Period

OJ /Ol/2009 to

I 213 Ii2009 Sb. D Amended Report

7. Chambers or Office Address

245 East Capitol St , Ste 430 Jackson, MS 39201

8. On the ba!tis of the information contained in this. Report and any modificatiom. pertainmg thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Rf'viewmg Officer l>ate

IMPORT ANT NOTES: The instructions accompanying this form must befollowed. Complete all pans,

checking tire NONE box for each pan where you have no rep01·table information. Sign on last page.

I. PosrrI ON s. (Rcportin[i indi..1duat only; .<ee pp. 9-13 ofjitin[i instructioro.)

0 NONE (No reportable positions.)

OF

Trnstee Grinnell College, Grinnell, lowa; Member of Board of Trustees as of Ma), 2000

Executive Commmce Member Yale Law School Exccuuve Alumni Board, New Haven, CT; Committee Member as of September 2000

Adjunct Profc.%or M 1ss1ssipp1 College School of Law, Jackson, MS, as of January 200 I

[ZJ NONE (No reportable agreements)

2. ----------

SOURCE

SOURCE

SOURCE

-----------

LOCATION PROVIDED

FINANCIAL DISCLOSURE REPORT

of8

Name of Penion Reportrng

Wingate, Henry T.

Datt of Report

05/1512010

III. N 0 N-INVESTI\1ENT IN CO J\'lE. (Reporting indfridual and .<pouse; see pp. 17-24 of filing instr1wwns.)

A. Filer's Non-Investment Income

[ZJ NONE (No reportable non-investment income.)

AND TYPE INCOME (yours, not spouse's)

2.

3.

4

B. Spouse's Non-Investment Income - Jf>·ou ""'" mamed during any ponion ofrlze reporting f'••r, comp/er< this .ectwn.

(Dollar amount not req1J1rf'd exceptfor honorw Jn )

[ZJ NONE (No reportable non-investme/lf mcome.)

AND TYPE

2.

4

IV. RElMBURSEl\1 ENTS - transportation, /od11in .food, entertaimt1en<

(Jncfodt.':S tho to· Jo spou.'it' and Jepcndcnl £ h1/dren: set.' pp :5-17 of filing in.llruuwn )

0 NONE (No reponable reimbursements.)

Gnnnell College --- -

2 FREE Foundation

George Mason Univ Law & Economics Center

Fcbmary 5-8

June 21-24

11/.Jl) - 12/6

Gnnnell, !av.a

Bozeman MT

Capuva, f L

PUR.POSE

Gnnnell Board Meeting

Coniercnce

Program on Science m the Couns

ITEMS PAID OR

Lodging and some meals

Transportac1on, meals, lodging

Tmnspollation, meab, lodgmg

SOURCE DESCRIPTION

------ ----------- ------------------------------ --------

CREDJTOR DESCRIPTION VALUE CODE

Oate of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

of8 05/15/2010Wingate, Henry T.

V. GIFTS. (Includes those lo spouse and dependent children: see pp. 18-31 of filing mstructions.)

!2J NONE (No reportable gifts.)

2.

4

5

VI. LLJ\.BJLJTJES. (lndude> tho.- of.1pouse am! dependent children; see pp. 32-33 of filing instructions.)

[{] NONE (No reportable liab1lities)

2

3

4

(lj

1--- �--

i

!

FINANCIAL DISCLOSURE REPORT of8

Name of Person Reportrng

Wingate, Henry T.

Date of Report

05/J 5/2010

VII. INVESTMENTS and TRUSTS -- rncome, value, 1ran•achons 11nc1udes 1hn« of wouse and dependent children; see PP- 34-60 offilrng instruc1ions.J

D NONE (No reportable income, assets, or transactions.)

: 1

!2

8.

)]

12

13

14

15

16.

17

A

Descnption of Assets

(mcludmg trust assets)

Place "(X)" after each asset

exempt from pnor di()closure

Tmstmark Nat'! Bank, Jackson, MS (CDs/Savmgs/IRA)

Prudential Ltfe Ins

General Electnc Company

Walt Disney Company

Lmcoln Nat'I Legacy Ann.

Franklin Temple Mutual Beacon Fund

Fundamental Investors Fund

Growth Fund of Amcnca

Income Fund of Anienca Class C

I Income Garn Coa.:s A =S l ,000 or less (Sec Columns Bl aTidU4}

2 Value Cod.cs F -$50,00 I • $100.000

J =SI .ODO or le

B.

income dunng

reporting penod

(1) (2) Amouni Type (cg,

: Code I j dn ' renl,

, (A H) i or inl.)I

L_i...__

A Interest

B Interest

A lnrercst

A I me' rest

A Dividend

A Interest

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

None

B Dividend

B D1v11.Jend

A Dividend

c Dividend

B •$1.001 - $2,500

c

Gross value a! end

of reportmg penod I "-(2)

Value Value

Code 2 Method

(J.P) Code 3

(Q-W)

K T

L u

J w

] T

J T

J u

J T

] T

] T

J T

J T

K T

K T

] T

K T

L T

(IJ Type \e g.,

buy, 'ell,

rcdempt1or.)

C ==S.2,501 • SS,000 G =SI00,001 . $1,000.000

K • St5,00I · $50,000 111 =$l 000,001 • $$,000,000 I =$50.001 · $100.000

(Sec Column<.: ('J ;mrl Dl)

3 V:iluc Method C'odb (Sec Colu'l"lc C2)

"'=$250.001 - $500.000

1-S2'i 000 00! . S'iO nrl(1000 (,_1 =-.t\pp1'3.1!1a1

0 -$51>0,00I - I 000.000

R =CiJ'tt (Rwl L.;;:.;tc Only) V::Other

Pl -$1.000,00I - 15000000 P4 -"'Mort" 1Ddn $50,000 000 S -A t:.:.:.mi..'llt

L =Ho.A. V.tluc W =::::scimated

D

T ransacuons dunng reportmg penod

(2) : (3)

I Date i Value

mmlddlyy ' Code 2

' (J-P)

. (4)I[ Gain

Code I

(A-H)!

0=!5,001 - Sl5,000 H2 =More 1ba.11 SS,000,000 .\t =:$100,001. ):!50000

P2 =SS,000,001 · $25,0flO,OiJO

T C'asb Market

(5) ldenbty of

buyer/seller

(if private

transaction)

L=Sl5,00I · $<0,000

. 3. PameWebber (Boston Finan Qua!. Housing Tax Credits)i

4. IRA-I

'5 RJ Bank (fi'k/a M oney Market Mut.Fund'Hentage Cash Trust)

6. FranklirVrcmplc Mutual Beacon (IRA) -

7 Raymond James Money Market Mui Fund -Credit Interest Program

Ls1 Logic Corp (f/lua Agere Systems, Inc.

9. Coca Cola Company

10 Exxon Mobil Corp

---- -- -------B c

-- - --- ---- ----- I ! --

______

i19 120

I :

: I

128. !29

! I

--

I I

!

l

i -- -

· Type (e J?,.,

I Code I , div rent,

24.

27

FINANCIAL DISCLOSURE REPORT of8

Name of Person Reporting

Wingate, Henry T.

Date ol Report

05/15/2010

VII. INVESTMENTS and TRUSTS - income, vatue, rransacnonr r!Hc1ude< rhos• of spouse and dependent children; see PP· 34--00 bf fuing instructions.!

D NONE (No reportable mcome, ussets, or trunsactions)

A. D Description of Assets Income dunng Gross value al end Trano;achons durmg reporting penod

(mcludmg trust asset<) reporung penod of reponmg period 1, (I) i (2) .(4)1- -Gain

-oJ (2) (I) --(5)--ldenuty of

l2)Date

r (3ji Type (c g,Place "(X)" after each dS•e: ''Amount Value Value Value Ior mt) (J-P) Code 3 redempuon) (J-P) , (A-HJ (tfpn\'ale

!I I

Method Code 2 Code I Code 2 buyer/sellerbuy. sell. mmidd/yyexempt from pnor disclosure · (Q-W) I i___l__ --- transaction)

i ___ I _

(A-H)

___ _,

18. Frankhn Income Fund Class C

Franklin Rismg Dividends Cla'" C

Mutual Senes Shares Class C

21. Mutual Senes Discovery Class C

22. Templeton Growth Class C

o-·" Templeton Global Bond Fund Clas C

c

B

B

B

A

B

D ividend

Dividend

D1v1dend

DIYldend

Dl\'ldrnd

Dividend

L

J

J

J

J

K

T

T

T

T

T

T

Franklin Templeton Chma \Vorld Fund A DIVldend J T -- !

'25. Templeton Global Smaller Companies A DIYldeml J T Growth Class C

.26 Pershing IRA Int/Div. BuyB K T 09129109 J i

REAL ESTATE:

- Parcel 1, Jackson, Hmds County, MS IwNone K

- Parcel 2, JackBon, Hmds County, MS Rent Kc <.l !

30 - Parcel 3, Jac son, llmd.s County, MS c Rent K

31 - Parcel 4, Jack.on, Hinds County, MS D Ren I L

32. - Parcel 6, Jackson. Hmds County, MS D Rent L

33 - Parcel 7, Jacbon, Hmds County, MS B Rent L

34. - Parcel 8, Jackson, lhnds County, MS B

l Jncomc Ga.m Codes A s 1.000 or le.ss ( ee Cohunll> DI and 04 J f' •S50,00I - S IOO 000

2 ValueC001:1 J .. $15.000orlc:ss (See Colum.u.r� Cl .ind 03) N °$250,001 . S500,(l{)()

Pl· $25,000,001 $50 000 000 -3 Value Metbod C1;dc.> Q• Apprd1.!i11.I

( c:: Column C2) U -Bvok V.ilm:

KRent

B --Sl.llOl • 12.'0C> G StOOJ)OI $1.000.000 K =Sts.001. s<o ooo 0 -$<00.001. St 000.000

-

P =('oo;t (R f [n.m. Ollly) \ =Othu

w

Q

Q

Q

w

C =-$2.501 · S.5,00U fl I •St ,000,001 - S .000.000 L 0$50.001. ;100.000

r1 s1.ooo.001. ss.000000 P4 -"More !li-m 50.000,0UO

-A!:. c smr.:m w =fat1m 1eJ

n"s5.001 s1s.0<10 - - -------;:sHI More than $5,000,000

M =$I 00,001 - $250,000

P2 =.SS,(l{l(l,OOl • $25,000,000

T =('ash M lrket

i

'

-1s,001--:Sm-:OOO ___ I I '

I --------

r:pmtmg pen

----

--- --- -- -- ---

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT of8 05/15/2010Wingate, Henry T.

VII. INVESTMENTS and TRUSTS - income, value, rran<actions (lncludes lho5' of spouse and dependenJ children; see pp. 34-60 of filing lllSITUCtion5.)

D NONE (No reportable mcome, assets, or transactions.)

-"

Tran .. :ions dun'.:g Dcscnption of Assets lncom unl Gross v :e::-L--(mcludmg trust assets) reporung penod of reponmg penod

(\) (2) 1-(l)--J<2)___ i (I) ,--(-2)---CJ) (4J (S)Place "(X)" after each nssct ·Amount Type leg., . Value ! Value Type (eg., Dale Value Gain ldenuty of

exempt from prior disclosure i div, rent, Code 2 i Method buy, >ell, I.mm/dd!yy ! Code 2 Code I buyer/seller

! Code I

! (A-H\ i or int) (J-P) j Code 3 I redempuon) (J-PJ (A-H) (Ifprivate

L_______ (Q-W) ' - ---- --- action)I -

35 - Parcel 9, Jackson, Hmds Count), MS D Rent K w

l locomc Gam Codes A =$l.OOO or less B =$1,00\ -$2 500 c ... $2,501 - .S5.000 lJ -=-SS.OOJ · SJ S,WO h ""'$15,001 - SS0.000 (See- Column Bl aad 0.1) F •!50.001 - $100,000 C, •$100,001 S!,OOD,000 HI =)t,000,0DJ · 5.00U.000 H2 =More !hM $5,000,000

2 V.tlue Cod J =$I .S,000 o: less i,; -11s.oo; s;o,ooo L =$50.0ll• - $t00.000 M •Sl00,001 - Scl0,000 (See Cohunns Cl and 03) N =$250.001 · SlOO,OOD 0 •$500,001 - SI ,000.000 Pl •Sl.O'JO,UUI · $5,000000 r ,..,..S"i,000,0<11 S'..'5 OOU.000

f.'3 =$25.000,001 $50 000 OO{l P4 =More than 1;')0,00(J 000 3 V1!.luc kthod Cod 0 =Appr31<ial R ""-Cost (P.ea! l:.sta:e Onlv; S"'A<is:C'>..'>m"-nl

tSce ColumD C2) U ,,_Book Valut. \'=Other W =bumatcd ' __J

Income:'t3111 I»'.'. .�I

Date uf Report Name of Person Reportmg FINA.."""JCIAL DISCLOSURE REPORT

Wingate, Henry T. 05/15/2010of8

VIII. ADDITIONAL INFORMATION OR EXPLANATIO:'.'IS. (lndicatepurtofReporL)

Part Jll-A Non-lnvesnnent None to report for 2009 .. 'J.ltll 111!1\hllJJ;I Real Estate

Lme 29: Parcel 2, Jackson, Hinds County, MS: Da.te of Appraisal: September 12, 1992

Lmc 31 Parcel 4, Jackson, Hmds County, MS Date of Appraisal November 20, 1992

Line 32 PJrcel 6, Jackson, Hmds County. MS Date of Appra"al Apnl 21, J 994

Linc 33 Parcel 7. Jackson, Hmds County, MS: Dare of Appraisal April 21, 1994

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

of8 05/15/2010Wingate, Henry T.

IX. CERTIFICATION.

I certif} that all information given above (including information pertaining to my spouse and minor or dependent children, if any) i accurate, true, and complete to the best of m} knowledge and belief, and that any information not reported was withheld becaU<e it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are In compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY 11'Dl\'1DLAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FJLE THlS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original anti 3 atld1tlonal copies to

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N E. Washington. D.C. 20544

financial disclosue report report required by the ......complete all pas, checking tire none box for...

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