______________________ _ Date _____ _

. .

PO SIDON NAME OE ORGANIZATIQNIENTITY

PARTIES ANP TERMS

(,.\,,) ::0

·

Report Required by the Ethics A0-10 FINANCIAL DISCLOSURE REPORT In Government Act of 1978 Rev. 1/2004

Calendar Year 2003 (S U.S.C app. §§ 101-111)

I. Person Reporting (Last name, First name, Middle initial)

Whaley, Robert H

4. Title (Article m Judges indicate active or senior status;

magistrate judges indicate full- or part-time)

District Court Judge

7. Chambers or Office Address

United States District Court

P.O. Box283

Spokane, WA 99210:.0283

2. Court or Organization 3. Date of Report

United States District Court 0612812004

S. RcportType (ch k appropriate type) 6. Reporting Period

Q Nomination, Date Ol/Ol/2003

Q Initial. @Annual 0 Final to

12/3112003

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part

where you have no reportable information. Sign on last page.

I. POSIDONS. (Reporting individual only; see pp. 9-13 of filing instructions)

li!J NONE - (No reportable positions.)

1.

0-en 0 r-..,..o- c::::> mC? :Z:: c::> 0 ;:oZ mo rr;

f\) -oi= Q)

IL AGREEMENTS. (Reporting individual only; sec pp. 14-16 of filing instructions) .,, r- ::::. < ..,, =::- mIi!! NONE - (No reportable agreements.) 0 -

c:::> 0I'll ..c:.. .

1.

SOVRCE AND IDE GROSS INCOME

SOVRCE AND TYPE

SOURCE DESCRIPTION

FINANCIAL DISCLOSURE REPORT Name of Person Reporti!'g

Whaley, Robert H

Date ofRepon ·

06/28/2004

Ill. NON-INVESTMENT lNCOME. (Reporting individual and spouse; sec pp. 17-24 of tiling instructions)

A. Filer's Non-Investmentlncome

NONE - (No reportable non-investment income.)

1.

(yours, not spouse's)

2.

B. Spouse's Non-Investment Income - (Ifyou were manied during any portion of the reporting year, please complete this section. (dollar amount not required except for honoraria) ,

D NONE (No reportable non-investment income.) -

1. 2003 Winston & Cashatt Law Firm, Salary

2. 2003 Winston & Casahtt, Consuhing Fee

N, REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children. Sec pp. 25-27 of instructions.)

Ii!! NONE . - (No such reportable reimbursements.)

I.

SOURCE DESCRIPTION

CREPITOR DESCRIPTION VALUE CODE

FINANCIAL DISCLOSURE REPORT Name ofPerson_Reporting

,' Whaley, Robert H

Dlite of Report

0612812004

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

NONE (No such reportable gifts.)-

I.

I.

VI. LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-34 ofinstructions.)

Ii!! NONE - (No reportable liabilities.)

ti'om disclosure

(S)

-

.

- -'_=_E_s_tim:i te_d

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page 1 of9 Whaley, Robert H 0612812004

VIl. INVESTMENTS and TRUSTS - income, value. tnmscations {includes those ofthe spouse and dependent children. See pp. 34-57 of filing instructions.)

A. B. c. D. Description of Assets (including b'USt IWCIS)

Income during reporting period

Gross value at end of reporting period

Transactions during reponing period

Place •ex)" after each asset exemptfiom prior disclosure

DNONE (No reponablc illCMIC. assets. or transactions)

1. FIDELITY INVESTMENTS ULTRA ACCOUNT: .

2. -Nokia Co..Poration ADR Common Stock .

3. -Fidelity Contrafund Mutual Fund -

4. -Fidelity Equity Income II Mutual Fund

s. -Fidelity Dividend Growth Mutual Fund

{I)

Amount Code! (A·H)

A

A

A

A

(2)

Type (e.g.div. rent. or inL)

Dividend

Dividend

Dividend

Dividend

(I)

Value Code2 {J.P)

J

K

K

K

(2)

Value Method Code3 (Q-W)

T

T

T

T

(I)

Type (e.g. buy, sell, merger,redemption)

I(2)

Date: Month· Day

fnot exempt

(3) Value

Code2 (J·P)

(4)

Gain Code I (A·H)

Identity of buyer/seller (if private transaction)

6. -Fidelity Select Technology Mutual Fund .:·None J T

7. -Fidelity Select Electronics Mutual Fund None J T

8. -Fidelity Select Computers Mutual Fund None I T

9. -American Investment Company of America CL A Mutual Fund

A Dividend K T Part Sold 2-24 J

10. -American Investment Company of America CL A Mutual Fund

11. -Core Cash Account

12.

13. SMITH BARNEY:

14. -Citibank NA Bank Deposit Program

15. -AMNEX, Inc. NEW Common Stock

16. -Plum Creek Timber Co., Inc. Common Stock

17. -Ford Motor Company Capital TR Preferred Stock

18.

A

A

A

A

A

Dividend

Dividend

Interest

None

Dividend

Interest

K

J

J

J

J

J

T

T

T

T

T

T

Part Sold 11-17 K c

l. Income/Gain Codes: A c Sl,000 or less a s1.001-s2.soo c -s2.so1-ss.ooo o -ss.001.s1s.ooo E - St>,001-sso.ooo

(SecColurrnisBt andD4) F -sso.001-s100.ooo G -s100.001-s1.ooo.ooo HI -s1.ooo.001-ss.ooo.ooo H2 -More than ss,000,000_

2. Value Codes: -s1s.ooo or less K c S!S,001-$50.000 t -sso.001-s100.ooo M -s100.001-si5o.ooo

(Sec Colunul Cl and 03) N c $250.000-$500,000 o -ssoo.001-s1.ooo.ooo Pl = $1,000,001-SS,000,000 P2 =$5,000,001·$25.000,000

PJ - s2s,ooo,001-sso.ooo.ooo P4 = SMore than SS0.000,000

3. Value Method Codes Q - Appr isal R =Cost (Real Estate Only) S -Assessmc:nt T - Caslvlvlarkct ( rnl11rm1 C2) l.' = Bool. Value V =Other

If disclosure

.

.

..

..

FINANCIAL DISCLOSURE REPORT-­ Name of Person Reporting Date of Report

Page 2 of9 Whaley, Robert H 0612812004

VIl. INVESTMENTS and TRUSTS - income. value. transcarions {includes dKm of the spouse and dependent children. See pp. 34-S7 of filing instructions.)

19.

20.

2l.

22.

23.

24.

25.

26.

27.

28.

29.

30.

3l.

32.

33.

34.

35.

36.

A.

Description of AsselS (including trust assets)

Place "(X)" after each asset exempt !Tom prior disclosure

FRANKLIN TEMPLETON:

-Templeton Developing Mar ets Trust Mutual Fund

CHASEMELLON: -

-Occidental Petroleum Corp. Common Stock

NATIONAL SECURITIES CORPORATION:

-Montana Precision Mining Ltd. Common Stock

FIDELITY INVESTMENTS:

-Fidelity Diversified International

· -Fidelity Small Cap Stock

-Fidelity Cash Reserves

·Fidelity Contrafund Mutual Fund

-Fidelity Magellan Mutual Fund

-Fidelity Low Priced Stock

-Fidelity Blue Chip Growth Mutual Fund

-Fidelity Dividend Growth Mutual Fund

B. Income durini

reponing period

(1) (2)

AmoW1t Type (e.g. Code I div. rent. or (A-H) int.)

A Dividend

A Dividend

None

A Dividend

None

A Interest

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

c. Gross value at end of

reporting period

(I) (2)

Value Value Code 2 Method (1-P) Codel

(Q-W)

J T

J T

J T

K T

K T

J T

L T

K T

K T

M T

D. Transactions during reporting period

(I) not exempt liom

(2) (l) (4) (S) Type (e.g. Date: Value Gain Identity of buy, sell, Month· Code2 Code I buyer/seller merger, Day (J-P) (A-H) (irprivateredemption) transaction)

-

,

Buy 12-19 K

Buy 12-15 K

Part Sold 12-15 K B

Buy 12-15 K

Sold 12-15 K E

·-·

l. lucome!Gain Codes: A • S 1,000 or less B • $1,001 ·$2,SOO c c $:?,501-$5,000 D • $5,001-SlS.OOO E • SlS,OOl·SS0.000

(Sec Columns Bl and 04} F • $50,001-$100,000 G • SI00.001-$1,000,000 HI • Sl.000,001·55.000,000 H2 - More than SS,000,000

2. Value Codes: J =S!S,OOOorless K - SIS,001-$50,000 L = SS0,001-$100.000 M = $100,001-S250.000

(See Columns Cl and D3) N • S2SO,OOO.$SOO.OOO 0 = S500,00l·Sl,OOO,OOO Pl = $1,000,001-SS.OOO,OOO P2 = $5,000,001-$25.000,000

Pl • $25,000,00l ·SSO.OOO.OOO P4 = SMore than SS0.000.000

3. Value Method Codes Q = Appraisal R = Cost (Real Estate Only) S = Assessment T • Casb/Market

C = Book Value V =Other W =Estimated

If

(4) (S)

Code3

.

B

c

c E

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page3 of9 Whaley, Robert H 06128/2004

VIL INVESTMENTS and TRUSTS - income, value. lranscations (includes those of the spouse and dependent children. Sec pp. 34-57 of filing instructions.)

37.

38.

39.

40.

41.

42.

A.

Description of Assets (including trust assets)

Place "(X)" after each asset cll from prior disclosme

SMITH BARNEY PROFIT SHARING #I ACCOUNT:

. -SB Money Funds Govt Port L A

-

-Amnex, Inc. New Common Stock

-Benj Franklin Svgs & Ln Assn Common Stock (see VIII)

-Cisco Systems Inc. Common Stock

-EMC Corp. Common Stock

B. Income during

reporting period

(I) (2)

Amowit Type (e.g. Code I div. rent. oc

(A·H) int.)

A Dividend

None

None

None

None

..

c. Gross value at end of

reporting period

(I) (2)

Value Value Code2 Method (J-P)

{Q-W)

J T

J T

J T

J T

(I)

Type (e.g. buy. sell, merger. rede°"tion)

Sold

'

D. Transactions during reponing period

not exempt from disclosure

(2) (3) Date: Value Gain Identity of Month- Code2 Code I buyer/seller Day (J-P) (Ml) (if private

transaction)

.

12-08 J A

43. -GA TX Corporation Common Stock A Dividend Sold 4-24 J B

44. -Gold Reserve Corporation Common Stock (sec VUI) None Sold 12-08 K E

45.

46.

-Intel Corp. Common Stock

-McData Corp Class A Common Stock

A Dividend

None

J T

Sold 12-08 J

47.

48.

49.

so.

Sl.

52.

53.

54.

-Microsoft Corp. Common Stock

-Pfizer Inc. Common Stock

-Time Warner Inc. (sec VllI)

-AIM Constellation Fund Class A Mutual Fund

-Neuberger Berman Rlty Income Fd Inc

-Nuvcen Pfd &. Conv Income Fd

-Calamos Growth Fund Cl B -

-FPA Perennial Fund

A Dividend

A Dividend

None

None

Dividend

Dividend

None

None

J T

J T

K T

L T

K T

K T

Sold

Sold

Buy

Buy

Buy

12-08 J A

1-31 L

4-24 ' K

3-31 L

12-19 K

·.·

I. Income/Gain Codes: A c S l,000 or less B • Sl,001-$2,SOO • S:?,501-$5,000 D • SS,001-S 15,000 = Sl5,001-SS0,000

{Sec Colll!11l1S Bl and 04) F c SS0,001-SIOO,OOO G • SI00.001-$1,000,000 Hl • S 1,000,00 l -SS,000.000 H2 =More lliau SS,000,000.

2. Value Codes: 2 S 15,000 or less K = $15,001-SSO,OOO L E $50,001-S I 00.000 M = s100,001-s2so.ooo

(See Colwnns Cl and 03) N = S250.000-$500,000 0 = ssoo.001-s1.ooo.ooo Pl = s 1,000,001-ss.000.000 P2 = $5,000,001-$25.000,000

P3 c S:?S,000,001-$50,000.000 P4 = SMore lhan $50.000.000

3. Value Method Codes Q •Appraisal R = Cost (Real Eslllte Only) S = Assessment T = Cash/Market

Tl =R.IV'\l-V!l\11e V = Other W = Estimued

reporting period

fiom disclosuie

(3) (4)

-

L

-

c D E

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report Page4 of9 Whaley, Robert H 0612812004

VlI. INVESTMENTS and TRUSTS - inc:omc, value, traoscations {includes those orthe spouse and depcndcnt children. Sec pp. 34.57 of filing instructions.)

SS.

56.

57.

58.

59.

60.

A.

Description or Assets (including trust assets)

Place "(X)" after each asset exempt ftom prior disclosure ·

-Fidelity Advisor Equity Growth Fund Class T

-MTB Small Cap Growth Fllll:d Cl A (see VIII) -

-Evergreen Growth &. Income Fund Class A Mutual Fund

-Russell Multi Manager Principal Protected Fd Cl B

-Smith Barney Classic Values Fund Class B

-Van Kampen Equity and Income Fund Class C Mutual fund

B. Income during

(I) ('.!)

Am>unt Type {e.g. Code I div. rent: or (A·H) int.)

None

None

A Dividend

A Dividend

A Dividend

A Dividend

..

c. Gross value at end of n:porting period

(I) (2)

Value Value Code2 MedlOd (J·P) C.odeJ

(Q-W)

J T

K T

T

K T

K T

D. Transactions during ieporting period

(I) Ifna1 exempl

(2) (S) Type (e.g. Date: Value Gain Identity of buy, sell. Month- Codc2 Code I buyer/seller merger, Day (J-P) (A·H) (if privale redemption) transaction)

Sold 4-24 K A

Buy 2.03 L

Buy 4-24 K

61.

62.

-Strips-Tint-US Treasury Bonds (see VIII) None . . Redeemed 3.06 L E

63. SMrm BARNEY PROFIT SHARING #2 ACCOUNT:

64. -SB Money Funds Govt Port Class A A Dividend J T ..

65. -Advanced Remote Communications Solutions Inc. Common Stock

None J T

66.

67.

68.

69.

70.

71.

72.

-MPM Technologies, Inc. Common Stock

-Nuvcen Quality Pfd Income Fd 2 Mutual Fund

-Fidelity Advisor Equity GTowth Fund Class T Mutual Fund

-SunAmerica Focused Large-Cap Growth Class B

-Van Kampen Equity and Income Fund Class C Mutual Fund

-

None

B Dividend

None

None

A Dividend

J T

K T

L T

J T

Sold 6-10 K

Buy 6-11 - K

.,

\. lncom:IG:iin Codes: A •SI ,000 or k:ss B c $1.001-$2,500 - $2.501-SS,OOO - $5,001-$15,000 -s1s,001-sso.ooo

(SeeColumnsBl andD4J F • $50,001-$100.000 G - $100.00\-$\,000,000 HI s$\,000,001-S5.000,000 H2 - More than $5,000,000

2. Value Codes: = SI S,000 or less K = SIS,001-$50.000 L - SS0,001-$100,000 M = s100,001-s25o.ooo

(See Colwnns Cl and 03) = S250,000-$SOO,OOO 0 = S500,00l·Sl.OOO,OOO Pl = St,000,001-SS,OOO,OOO P2 = $5,000,001-$25,000.000

P3 • S:?S,000,001-SS0,000,000 P4 = $More than SS0.000.000

3. Value Method Codes Q •Appraisal R c Cos1 (Rc:il Estate Only) S s Asscssm:nt T -Cash/Market

t: = Book Value V =Other W = Estimated

77.

- .

It uisclosure

(S)

-·

c D E

D.

FINANCIAL DISCLOSURE REPORT . Name of Person Reporting Date of Report

Pages of9 Whaley, Robert H 06128/2004

VIL INVESTMENTS and TRUSTS - income, value. ttansca tious (includes those of the spouse and dependent childn:o. Sec pp. 34-57 ortlling instructions.)

A. B. c. Income during Gross value at end of Transactions during rqioiting period

Oescriplion of Assets reporting period rqiorting period (including ttust assets) not exempt from (1) (2) (I) (2) (l)

73.

74.

75.

76.

78.

Place ·cxr after each asset exempt from prior disclosure

FIDELITY INVESTMENTS IRA:

-Fidelity Low Priced Stock .•

-

-Fidelity Select Technology Mutual Fund

-Fidelity Select Develop Communications Mutual Fund

-Fidelity Select Biotechnology Mutual Fund

-Fidelity Cash Reserves

Amount Code I (A·H)

A

A

Type (e.g. div. rcnL or int)

Dividend

None

None

None

Dividend

..

Value Code2 (J-P)

J

J

J

J

J

Value Method Code3

(Q-W)

T

T

T

T

T

Type (e.g. buy, sell, merger, redemption)

Buy

(2) Date: Month-Day

12-16

(3)

Value Code2

(J-P)

J

(4)

Gain Code I (A-H)

Identity of buyer/seller (if private transaction)

-

79. -Fidelity Select Computers Mutual Fund None .K T .

80. -Fidelity Select Electronics Mutual Fund None K T

81.

82. ST. JUD. RETIREMENT (FIDELITY INDEPENDENCE FUND) Mutual Fund

A Dividend K T

83.

84.

85.

86.

87.

88.

89.

90.

SMITH BARNEY:

-SB Money Funds Govt Port CL A

-Amgen Inc. Common Stock

-Bcnj Franklin Svgs & Loan Assn Common Stock

-Bristol Myers Squibb Co. Common Stock

-Cisco Systems Inc. Common Stock

-Walt Disney Holding Co. Common Stock

A

A

A

Dividend

None

None

Dividend

None

Dividend

J

K

J

J

J

J

T

T

T

T

T

T ·.·

1. lncom:!Gain Codes: A -S 1,000 or less B • Sl,001-S2.500 = S2.501-S5,000 = S5,00t-S!5.000 -S!S,00\-$50,000

(See Colunms Bl and 04) F • S50,00l-St00,000 G = SIOOJJO!-Sl,000,000 Ht • Sl,000,001-$5.000.000 H2 •Mon: than $5,000,000

2. Value Codes: -s1s,ooo or less K = SlS,001-$50,000 L = sso.001-s100.ooo M = SI00,001-S250.000

(See Colwms Cl and 03) N - s2so,000-ssoo.ooo 0 -ssoo.001-s1.ooo.ooo Pl = Sl,000,001-SS.OOO.OOO P2 = S5,000,001-S25.000.000

Pl -$:?5,000,001-$50.000,000 P4 - SMon: than $50,000,000

3. Value Method Codes Q • Appraisal R - Cost (Real Eslate Only) s = AsseSsment T • Cash!r.lalket

(See Co\wm C2) u = Book Value v = Other w = Estimated

D.

lt rtom disclosure

(3) (4)

-

c D E

w

{J1COl1lC during

FINANCIAL DISCLOSUREREPORT Name of Person Reporting Date of Report Page6 of9 Whaley, Robert H 0612812004

VII. INVESTMENTS and TRUSTS - income, value. lnUISCations (includes those of the spouse and dcpcndcnt children. See pp. 34-57 of 61ing instnwtions.)

A. 8. c.

Description or Assets Gross value 1t end of Transactions durins reponing period

rqiorting period reporting period (including ttust assets)

Place "(X)" after each asset elle t from prior disclosure

(l)

AlllOWlt Code I (A-H)

(2)

Type (e.g. div. rent. or

inL)

(I)

Value Codel (1-P)

(2)

Value Method Code3 (Q-W)

(1)

Type (e.g. buy, sell, merger, redemption)

(2) Date: Month-Day

001 exempt

Value Gain Code2 Code l (J-P) (A-fl)

(S) Identity of buyerlseller (ifprivate ttansaction)

91.

92.

93.

94.

-Time Warner Inc. Common Stock

-Worldcom lno. Worldcom °!">up Com Common Stock

.

-Worldcom Inc. GA New MCI Group Com Common Stock

-Zimmer Holdings Inc. Common Stock

None

None

None

None

J

J

J

J

T

T

T

T

-

95.

96.

97.

-AIM Constellation Fund Class A Mutual Fund

:.:Fidelity Advisor Equity Growth Fund Class T Mutual Fund

-Putnam New Opportunities Fund Mutual Fund

None

None

..

None

K T ,

Sold

Sold

12-16

12-16

L

K

98.

99.

·American Balanced Fund Class C

-Calamos Growth Fund Class C

None

None

K

K

T

T

Buy

Buy

12-17

12-17

K

K

100.

101. IDELITY INVESTMENTS:

102.

103.

104.

105.

106.

107.

108.

-Fidelity Canada

-Fidelity Diversified International

-Fidelity Small Cap Stock

-Fidelity Asset Manager Growth

-Fidelity Contrafund

-Magellan .

-Fidelity Aggressive Growth

A

A

A

None

None

None

Dividend

Dividend

Dividend

None

J

1

J

K

K

J

T

T

T

T

T

T

Buy

Buy

Buy

Sold

12-31

12-31

12-16

12-15

J

J

J

J c

-· ·

·-·

I. lucome/Gain Codes: A s Sl,000 or less B s S1,00l·S2,500 =s2.so1.ss.ooo s S5,00l-Sl5.'J<l0 - St5,00l-S50.000

(Sec Columus Bl aud 04) F c $50,001-SIOO.OOO G - $100.001-$1,000,000 H1 - s1,000,001-$5,000.000 H2 •Motl: than $5.000,000

2. Value Codes: - SI S,000 or less K = Sl5,00I-$SO.OOO L c SS0,001-S 100,000 M = s100.001-s:so.ooo

(See Columns Cl and 03) N = S250,Q0(}.$500.000 0 = SS00,001-S!,000,000 Pl = S l ,000,00 l -SS.000.000 P2 = ss,000.001.s:.s.ooo.ooo

P3 • S25,000,00l·SSO.OOO,OOO P4 • SMore than s.so.000.000

3. Value Method Codes Q =Appraisal R - Cost (Real Estate Only) s - Assessment T •Cash/Mark

1"1-P C'nlwnn C2\ t; =Book Value v =Other =Estinm1ed

lf rrom disclosure

(J)

.

c D E

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page 7 of9 Whaley, Robert H 0612812004

VII. INVESTMENTS and TRUSTS - income. value. transcations (includes those of the spouse and dependent children. See pp. 34-57 or filing instructions.)

109.

110.

11l.

112.

113.

114.

A.

Dcsc:ription of Assets (including trust assets)

Place "OC)" after each asset exempt ftom prior disclosure

-Fidelity Low-Priced Stock

-Fidelity Blue E:hip Growth

-

-Fidelity Dividend Growth

-Fidelity Select Technology -

-Fidelity Select Develop Communicatns

-Fidelity Export & Multinational

B. Income during

reporting period

(1) (2)

Amount Type (e.g. Code I div. rent OT

(A·H) inL)

A Dividend

A Dividend

A Dividend

None

None

None

. .

c. Gross value at cod of

reporting period

(I) (2)

Value Value Code2 Metbod (J·P) Coc!el

(Q-W)

L T

K T

K T

J T

D. Transactions during reporting period

.

{I) not exempt

(2) (4) Type (e.g. Date: Value Gain buy, sell, Month- Code2 Code I metger, Day (J·P) (A·H)redemption)

Sold 12-15 K c

Sold 12-31 J .

Buy 12-31 J

(5)

Identicyor buyer/seller (irprivate transaction)

-

115. -Fidelity Select Biotechn0logy None soid' 12.:31 J

116. -Fidelity Select Electronics None Sold 12-31 J

117.

118.

119.

120.

121.

122.

123.

124.

125.

126.

-Vanguard Index Trust S&P 500 Port

-Fidelity Cash Reserves

FIDELITY INVESTMENTS IRA:

-Fidelity Cash Reserves

-Microsoft Corp. Common Stock

-Fidelity Total Bond Mutual Fund

-Fidelity Select Technology Mutual Fund

-Fidelity Select Health Care Mutual Fund

-

-Fidelity Select Electronics Mutual Fund

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

None

A Dividend

None

K T

J T

J T

K T

J T

J T

J T

J T

1. Income/Gain Codes: A $1,000 or less B • $1,001-$2,SOO $2.501-$5,000 • S5,00l-S15.000 - $15,001-$50.000

(See Columns Bl and 04) F • SS0,001-$100,000 G • SIOO,OOl·Sl,000,000 Hi • Sl,OOO,OOl·SS.000,000 1-12 s More than $5,000,000

2. Value Codes: s $15,000 or less K = Sl5,001-SSO.OOO L = S50.(JO 1-S I00.000 M = S100,00i-S2SO.OOO

(See Columns Cl and 03) N E S2SO.OOO-SSOO,OOO 0 = $:500,001-Sl.OOO,OOO Pl =S 1,000,001-SS,000,000 P2 = $5,000,001-$25,000.000

P3 = $25,000,00l·SSO.OOO.OOO P4 c SMore lhan sso,000.000

3. Value Method Codes Q s Appraisal R Cost (Real Estate Only) s = Assessmc:nt T = Cash/Market

<See Column C2l u = Book Value v =Other W = Estimated

B.

It fi'om disclosure

(J) (4) (S)

'

(2) not ex t

(A·H) (J-P)

140.

143.

FINANCIAL DlSCLO.SURE REPORT Name of Person Reponing Date of Report

Page 8 of9 Whaley, Robert H 06128/2004

VII. INVESTMENTS and TRUSTS - income, value. tr.mscarions (includes those ofthe spouse and dependent children. See pp. 34-S7 of filing instnictions.)

A. c. D. Income during Gross value at end of Transactions during reporting period

Description of Assm reporting period reporting period (including trust assets)

(I) (I) (2) (1) (2)

Place "(X)" after each asset exempt Type (e.g.Amount Type (e.g. Value Value Date: Value Gain Identity of fiom prior disclosure buy. -sell,Code I div. renl or Code2 Method Month- Code2 Code 1 buyerfseller

inl) Codel merger, Day (Q-W) reden1>tion)

(J·P) (A·H) (if private transaction)

127. -Fidelity Select Computers Mutual Fund None J T

128.

129.

-Fidelity Advisor Growth OpP.ty Class T Mutual Fund -

..Qakmarlc Select Mutual Fund

A

A

Dividend

Dividend

J.

J

T

T

130. -White Oak Growth Stock Mutual Fund None J T

131.

132.

133.

-Templeton Foreign Class A Mutual Fund

.

-Vanguard Growth lndcx Mutual Fund

A

A

Dividend

Dividend ..

J

J

T

T

134. SMITH BARNEY:

135.

136.

137.

138.

-SB Money Funds Cash Portfolio

-Ait'!l Equity- Constellation Mutual Fund

-Fidelity Advisor Growth Opportunities Mutual Fund

-Calamos Growth Fund

A

None

None

Dividend

None

J

J

T

T

Sold

Sold

Buy

12-19

12-19

12-17

J

1

1

139.

VANKAMPEN:

. . 141. -Enterprise Fund A Mutual Fund None 1 T

142.

Ltd. Partner, Demi!IS & Ass., Roswell, NM (HUD A Dividend K w

Project)

144. . ..

C • $2,501-$5,000 D • $S,001-S15.000 E • S15,001-S50.000 l. lncoux:'Gain Codes: A - Sl,000 or less B - s1.001-s2.soo

G -s100.001-s1.ooo,ooo HI • Sl,000.001-$5,000,000 H:? =More than $5,000,000. (See Columns Bl and 04) F -sso.001-s100.ooo

2. Value Codes: J s1s,oooorless K - $15,00l-SS0.000 L =$50,001-S!OO,OOO l •S100,001-S250,000

(See Columns CI and 03) N - S2S0.000-$SOO,OOO 0 • $500,001-Sl.000,000 Pl - s1,ooo,00 1 -S5,000,ooo P2 = ss,000,001-sis.ooo.ooo

Pl - S25,000,001-$50,000.000 P4 • SMore than $50,000,000

3. Value Method Codes Q = Appraisal R • Cost {Real Estate Only) S • Assessment T = CashiMarket

U =Book Value V =Other w =Estimated

chih

B.

reporting period disclosure

.

c E

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page9 of9 Whaley, Robert H · 06/2812004

VIl. lNVESThIBNTS and TRUSTS - income, value, transcations (includes those ofthe spouse and dcpelldcut See pp. 3"-s7 orfiling )

145.

146.

147.

148.

149.

150.

A.

Description of Assets (including trust assets)

Place "(X)" alter each asset eitell1JI from prior disclosure

Lot & House, Laclede, ID

.

-

Logue McDonald Corporation, Spokane, WA

-

MassMutual: GP Life at 69

Income during

(I} (2)

Amount Type (e.g. Code I div. rcnL or

(A·H) inL)

None

None

A Dividend

..

c. Gross value at end of reporting period

{I) (2)

Value Value Code2 Method

(J·P) Codel (Q-W)

N w

J w

K T

D.

Transactions during iq>0ning period

(I) 11 not cxcn

(2) (3) Type (e.g. Date: Value buy, sell, Month- Code2 merger, Day (J-P)redemption)

,

11t ftom

(4)

Gain Code I (A-H)

(S)

Id entity of buyer/se ller (if private ttansaction)

-

ISL MassMutual: Whole Life None .K T

152.

1. lnco1nc/G3it1 Codes: A = Sl.000 or less B = Sl,001-52,500 • S2.SOl-S5,000 D •S5,00l-Sl5.000 = 515,001-SS0.000

(Sec Columns Bl and 04) F - $50,001-$100.000 G • SI00.001-Sl,000,000 Hl •Sl,OOO,OOl-S5,000,000 H2 •More lhan SS,000,000

2. Value Codes: I = SlS,000 or less K = S 15,00 I-SS0,000 L = SS0,001-S100,000 M = SI00,001-S250,000

(See Columns Cl and 03) N = S250,000-S500,000 0 = $500,001-51,000.000 Pl • s1.ooo,001-5s.ooo.ooo P2 = SS,OOO,OOl-$25.000,000

P3 = S25,000,001-SSO;OOO.OOO N = SMore than $50.000.000

3. Value Method Codes Q •Appraisal R •Cost (Real Estate Only) s • Assessment T - Cash/Market

r<:ee Colwm1 C2l 1J c Book Value v =Other \\' c Estimated

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Whaley, Robert H 0612812004

{Indicate part of Report.) VIII. ADDmONAL INFORMATION OR EXPLANATIONS

Comments re entries in Section VII:

Page 3, line 40: The cost of the Benjamin Franklin Savings & Loan Common Stock is unknown. Records are available only back to 12-31-91. At that time, the stock was not listed. Years ago, the U.S. Government closed Benjamin Franklin Savings & Loan; and shares were written off. There was an anticipation of reimbursement to Benjamin Franklin Savings & Loan of assets confiscated the the U.S. Government. Because of this potential reimbursement. the stock began actively trading again and was characterized on Smith Barney's records as •position adjustment/reinstate l 0-18-91

deletion" on 3-18-97. Using that value as the cost (J) would yield a gain of A. This is a 9best guess.•

Page 3, line 44: The cost of the Gold Reserve Corporation Common Stock is unknown. Records are available only back to 12-31-91. At that time, the value was J. Using that cost and the value of the sale would yield a gain of E, but this is a "best guess.•

Page 3, line 49: Name change of stQck on I0-16-03 I.Tom AOL Time Warner Inc. to Time Warner.

Page 4, line 56: Name change of fund on 8-29-03 I.Tom Ark Small Cap Equity Portfolio Fd Mutual Fund to MTB Small Cap Growth Fund Cl A.

Page 4, line 61; Strips-Tint-US Treasury Bonds were redeemed! and the proceeds were used to purchase Nuvcen Pfd & Conv Income Fd.

Page 6, line 91: Name change of stock on I 0-16-03 I.Tom AOL Time Warner to Time Warner.

Date ' Co -2? =Q l£

INDIVIDU

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Whaley, Robert H

IX. CERTIFICATION.

Date or Report

0612812004 .

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. § 501 et seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Si

NOTE: ANY KNOWINGLYAND WILFULLY FALSIFIES OR FAILS TO FILE nns REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544