five new health strategies for pharma
TRANSCRIPT
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AccountabilityQuestionsabouttheNHSReformsareaplentyfasttrackyourwaythroughkeydocumentsanddiscussionsonhow
governanceandaccountabilitycouldrollout
NEW
HEALTHSTRATEGIES
DrPaulZollinger-Read,TheKingsFundRodWhile,LutonClinicalCommissioningGroup
GeorginaCraig,NHSAllianceExecutive
5
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Editor: Sylvie WoottonJunior designer: Stefanie Hinkley
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4 Foreword
Emma Haselhurst, associate director,
Open Road
5-7 Introduction
Dr Paul Zollinger-Read,
medical adviser and lead onprimary care, The Kings Fund
8-10 Governance and accountability
in the new NHS
Rod While, head of strategy and service
improvement, Luton Clinical
Commissioning Group
11-13 Why great governance matters
Georgina Craig, NHS Alliance Executive,
co-lead patient and public involvement
network
New Health Strategies Accountability
Above, a short excerpt from Prime
Mininsters Questions, February 1, reflecting
the level of dissent over the NHS Reforms.
Some say, however, that it will be in the
rolling out of the sweeping changes
that it all unravels. One thing is for sure,
governance and accountability will be at
the heart of the new structure so what
form will they take?
http://www.youtube.com/watch?v=bXoHNm9yLvg
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3/13New Health Strategies - Foreword 4 February 2012
Since the last edition, the anti-Reformistshave made their thoughts plain and clear
Andrew Lansley might have
been hoping for a reprieve
in the New Year. The Health
and Social Care Bill had survived
the expected challenges from the
House of Lords, and roars of dissent
seemed to have subsided into
murmurs of resigned acquiescence.
The Department of Health (DH)
had regained momentum once
again, giving us more detail on the
make-up of the NHS Commissioning
Board, the Public Health OutcomesFramework and the Commissioning
Outcomes Framework. The machinery
of Government was marching on.
But just these few weeks on, and
the engine is spluttering again. More
Royal Colleges followed the BMA into
full-throated opposition to the Bill.
Stephen Dorrell produced a fairly
damning report on the reformsimpact on the Nicholson challenge.
And the HSJ, BMJand Nursing Times
published a joint editorial for the
first time, lambasting the DH on its
botched communication and delivery
of the reforms.
All this, supported by Andy
Burnhams quietly effective Drop
the Bill campaign, has culminated in
the DH offering further concessions
over key crunch points. Amendments
Emma Haselhurstspecialises in public affairs and
stakeholder engagement programmes for clients
including Bristol-Myers Squibb, AstraZeneca and
Bayer Healthcare. She has also worked previously
with Janssen and the ABPI. Before joining Open
Road, Emma worked at Weber Shandwick, where
her clients included Abbott, Marie Curie Cancer
Care, the National Pharmacy Association and the
NHS Community Foundation Trusts.
Foreword
relating to accountability, health
inequalities and integration,among others, were tabled by the
Government in the last few weeks.
But this still wasnt enough to head off
the RCGPs decision to call for the Bill to
be scrapped. Its president, Clare Gerada,
has been building up to this moment
for months and has chosen the Bills
imminent return to the Lords to inflict
what she hopes will be a fatal blow.We should now keep an eye on
the NHS Confederation. A relatively
supportive voice to date, it will be
interesting to see if its support can
be relied upon now. Achieving Royal
Assent by April remains as uncertain
as its ever been.
the author
Emma Haselhurst
associate director, Open Road
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introductionWe are in exciting times clinical commissioninggroups (CCGs) areemerging and developing to become
commissioning organisations. These
new organisations will be well placed
to improve the outcomes in the NHS.
However it is crucial that we now
spend some time reflecting upon how
we ensure the foundations of our new
organisations are secure. We have an
opportunity, not afforded to most,
to design supportive governance
structures that will help organisations
to safely discharge their duties.The word governance has a very
long history; it is derived from the
Greek verb to steer and can be traced
all the way back to Plato. Governance
initially developed as the ownership
and management of organisations
began to separate; consequently
systems started to evolve to ensure
that the interests of the owners wereprotected from detrimental managerial
actions.
All organisations are aware of the
need for sound governance, yet the long
shadows of governance failures have
all too frequently darkened corporate
history, be they in the banking, health or
industrial sector; sadly they are all too
prevalent.Much has been written on good
governance with one of the most
Paul Zollinger-Read, CBE, became a GP partner
at Braintree Essex in 1991 (to date), having
trained at Cambridge and Guys Hospital, London.
Following publication of the NHS White Paper he
was appointed the East of England SHA director,
responsible for implementation of GP commissioningand is involved in some of the national development
work on GP consortia, including authorisation and
the learning network. In February 2011, Paul was
made the medical adviser and lead on primary care
to The Kings Fund.
In the past Paul has led the Fund HoldingConsortium for Braintree, been chief executive of
the Braintree Care Trust for adult social care as well
as CEO of Chelmsford, North East Essex and Great
Yarmouth PCTs. In January 2010 he became chief
executive of NHS Cambridgeshire; and in July 2010,
of NHS Peterborough.
http://www.linkedin.com/pub/paul-
zollinger-read-cbe/15/704/96a
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important frameworks for the public
sector being the Nolan Principles [1].
These seven principles: selflessness,
integrity, objectivity, accountability,openness, honesty and leadership
describe how those of us in public
service should discharge our duties.
These are the seven values we
should espouse. Many will live by these
principles and we all recognise their
importance. However, how do we ensure
that these principles are replicated in
the way our organisations undertake
their business? It is crucial that such
an important part of our organisational
design is not left to chance.
Governance at the heart of anorganisations DNAClinicians have a deep understanding
of the importance of clinicalgovernance and this has been
developed immeasurably over recent
decades but the light of governance
must shine in all the areas of our work
be they corporate or clinical, or in the
management of information.
All too frequently governance is
mentioned as an afterthought, rather
than an organisational foundation.Governance is far more than a passive
noun and it must become part of our
organisational DNA.
The elements of effective
governance are multiple. Most
organisations start with the
development of a clear vision, enabling
the members of the organisation
and external partners to be clearlyaware of their direction. To deliver the
vision there needs to be a carefully
[2] The General Medical Councils
guidance on probity
[3] The National Association of Primary
Care/KPMGs Good Governance for Clinical
Commissioning Groups: An Introductory
Guide (December 2011), written by
members of The Kings Fund
http://www.gmc-uk.org/guidance/good_
medical_practice/probity.asp
http://www.kingsfund.org.uk/publications/
articles/napc_ccg_governance.html
[1] Link to the Committee on
Standards in Public Life website
www.public-standards.gov.uk
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thought-out strategy, that is then
translated into a plan of action.
Assurance is a central part of
governance. This enables the
organisation to gauge if it is delivering
its strategy. The assurance process
must determine what the risks are,
be they service risks or financial risks
and enable the organisation to develop
plans to manage those risks, should
they arise.
Stewardship is an important aspect
of governance in order that there areeffective decision-making processes,
and protective checks and balances
to ensure the sound use of the
organisational resources.
Finally, it is crucial that the
organisation discharges its functions
within acceptable standards of
conduct and acts in an open and
transparent manner; it needs todemonstrate probity [2].
Governance is not merely confined
internally within an organsiation and
careful thought must given to how
effective structures can support
partnerships between different
organisations.
There is no one-size-fits-all; and
indeed governance must be more than
just a structure or a set of processes.
The principles of sound governance
Clinical commissioning groups will be well placed to
improve the outcomes in the NHS. We have an opportunity
not afforded to most organisations to designsupportive governance structures
must reside within the culture of the
organisation.
The issues surrounding governance
within the newly defined CCGs
were explored in detail in a recent
publication by The Kings Fund [3].
Additionally, the Good Governance
Institute [4] is a very useful resource
in these matters.
Sound organisational governance
will provide the foundation on which to
develop high-performing organisations
that are able to demonstrate goodstewardship of public money.
the author
Dr Paul Zollinger-Readmedical adviser and lead on
primary care, The Kings Fund
[4] Link to the Good
Governance Institute website
www.good-governance.org.uk
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Up and down the land the great
and the good are wrestling
with some very basic issues
how does the new NHS fit together,
who are the decision makers, who
are they accountable to and where
does the power lie? I am supposed to
be an insider with knowledge at my
fingertips, coiled like a spring ready to
impart this knowledge to an industrydesperate to know what is going on. Let
me be honest with you. I have not met
anyone yet who has all the answers,
maybe you should ask Mr Lansley.
So if we in the NHS dont know, I
guess those of you in pharma could be
a tad confused right now.
Lets keep this simple. As a relative
NHS novice I am told by those incommissioning who were around when
PCTs first materialised that they were
supposed to utilise robust local data to
identify local health needs and respond
to those needs by commissioning the
right services for the local population.
The reality is somewhat different. Our
public health colleagues, working in
collaboration with local authorities,do indeed spend a great deal of time
and energy producing a magnificent
Rod has been at the Primary Care Trust,
NHS Luton since 2008. In his current role
he is responsible for strategy development,
operational planning, service improvement
and re-design, demand management and
coordinating decision-making processes around
major investments and disinvestments. Prior
to this, Rod spent more than 20 years in thepharmaceutical industry in a variety of sales
and senior marketing roles with Lundbeck,
Merck Serono and Cephalon.
Rod While
http://www.linkedin.com/
pub/rod-while/7/659/603
Governancein the New NHS
Accountabilityand
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Health and Wellbeing Boards will be accountable to local
communities and that in essence is what will give them
the power. CCGs will not be allowed to do their own thing
document called the Joint Strategic
Needs Assessment (JSNA) which tells
us what these key local health needs
are and recommends services that
need to be implemented or improved
to address the local issues.
What happens in reality is that we
pretty much ignore all of this because
the DH via the Strategic Health
Authorities (SHA) tells us exactly whatservices we should commission, how
we should commission them, and what
targets and outcomes we are going to
be performance-managed against.
Integration via the Health andWellbeing BoardsThe NHS is very centre driven. PCTs
are currently accountable to SHAs,the Care Quality Commission (CQC)
and to a small extent local people via
Local Involvement Networks (LINKs)
and Overview and Scrutiny Committees
(OSC). Local government however
works differently; it is primarily
accountable to local people to deliver
what matters to the local electorate.
For the future, there is a master planwhich to me is understandable and,
even more surprisingly, makes sense.
Enter the Health and Wellbeing Boards,
hosted by local authorities, populated
by elected councillors, lay people,
clinicians and senior managers.
Health and Wellbeing Boards are
currently developing their strategies
that will essentially take the local
JSNA and turn it into a clear set of
expectations of local commissioners. [1]
The Boards will most likely driveforward the integration of services
across health, social care and
beyond, so that local people can
expect joined-up, seamless services
through the pooling of budgets and
integrated workforces.
[1] Operating Principles for Health and
Wellbeing Boards (published October 2011)
http://www.local.gov.uk/c/document_library/get_
file?uuid=c40f27d7-7208-4dc1-9120-fa5fd67e52
53&groupId=10161
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the author
Rod While
head of strategy and service improvement,Luton Clinical Commissioning Group
[3] NICEs Consultation on potentialCommissioning Outcomes Framework(COF) indicators. (Consultation datesFebruary 1-29, 2012)
http://www.nice.org.uk/media/2F5/CF/
NICECOFIndicatorConsultationDocument.pdf
If Health and Wellbeing Boards
emerge with the genuine ability to
hold commissioners of all services to
account, they give us the opportunityto begin to tackle some of the wider
determinants of health, such as the
environment, unemployment, housing
and family poverty.
Health and Wellbeing Boards will be
accountable to local communities and
that in essence is what will give them
the power. CCGs will not be allowed
to do their own thing: they will be
effectively answerable to the man in
the street.
But (there is always a but), there
is a new beast on the horizon called
the NHS Commissioning Board [2]
which will pick up a SHA-type role;
performance managing CCGs using
well over 100 nationally mandatedindicators [3]. This will leave CCGs
caught between two masters placing
potentially conflicting demands
on health commissioners. Let the
juggling commence.
So where does this leave those in
pharma? Possibly relieved that they
arent the only people who dont know
whats going on? The key word for meis localism. The Coalition Government
is committed to devolving the power
to localities. The top-down imperatives
wont go away but remember the mantra
from the NHS White Paper no decision
about me without me? Local people and
communities should have more influence
on local health services and treatments.
So get to know them, be part of them andget your hands dirty.
[2] Creating Responsive and AccountableClinical Commissioning Groups (NHSCommissioning Board February 2012)
https://www.gpc.eoe.nhs.uk/downloadFile.
php?doc_url=1327917168_qVHB_towards_
establishment_-_final_feb_12.pdf
Towards establishment:
Creating responsive andaccountable clinicalcommissioning groups
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I
understand that governance is
important especially within the
NHS where we are dealing with
public money but I guess I have been
turned off by the fact that in the NHS
it often seems disconnected from
what I see as the core task caring
for people. It feels as if it has been
reduced to a tick-box exercise, and
that the process poses more obstacles
than it supports change happening.
That is why I was so struck by apresentation on governance I heard at
The NHS Alliance Conference last year.
It really resonated. So I made a mental
note to refocus on the subject.
Darren Thorne from The Good
Governance Institute (see link page 7)
opened by asking delegates to identify
their touchstone the thing that
keeps you going on the bad days. Heexplained that this touchstone should
be an organisations starting point when
designing great governance that drives
the right behaviours.
It makes so much sense. Yet, that
touchstone question stopped me in
my tracks when I reflected on the
NHS organisations I am familiar with.
For many, the main focus of theirgovernance seems to be financial
balance with maybe a little bit of
governance matters
Georgina is a member of the NHS Alliance
Executive; leads on pharmacy commissioning and
is co-lead of the patient and public involvementnetwork. Georgina runs her own healthcare
consultancy and recently completed a DH-funded
pilot of a new approach to clinical commissioning
called experience led commissioning. She also
works with the University of Oxford to turn
patient insights into commissioning data for
clinical commissioning groups.
Georgina Craig
http://uk.linkedin.com/in/
georginacraig
Why great
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quality thrown in. The patient is
nowhere to be seen.
All of a sudden, it became really clear
to me why clinicians and managers inthe old system so often failed to identify
any common ground and why the
public often feels disconnected from the
NHS. Their touchstones are different.
An opportunity foran enabling cultureClinical commissioning groups freedom
to redesign governance suddenly
seemed like a golden opportunity
to get it right and identify a shared
touchstone. Great governance could
potentially unite everyone. A shared
focus across the system and within
governance on the person would be
a paradigm shift. It would influence
culture and drive different decisionmaking behaviour.
Clinical commissioning groups (CCGs)
have considerable freedom to define
their governance. Sadly, thus far, the
mantle of learnt behaviour is yet to be
shed. Most have focused first on their
organisational form and committee
structure rather than asking the more
fundamental touchstone question;although there are some notable
exceptions such as Principia Rushcliffe
CCG [1] and Sandwell and West
Birmingham CCG [2].
Dr John Bullivant, chair of the Good
Governance Institute said in a feature
for The Guardian [3] recently: As part
of this evolution to good governance,
some new CCGs are seeking to designsystems built around purpose and task
rather than adopting traditional NHS
[1] Link to Principia CCG
http://www.principia.nhs.uk/about-us
http://westminsterresearch.wmin.ac.uk/10257/
EVALUATION OF THE EXPERIENCELED COMMISSIONING FOREND OF LIFE CARE PROJECT
ANNA CHESHIRE AND DAMIEN RIDGE
RIGOUR
RESEARCH
RESULTS
[2] Link to research Healthworks (nowpart of Sandwell and West BirminghamCCG) has done on experience-ledcommissioning in end of life care
[3] Better governance key to making NHS
reforms work an article in The Guardian,January 25 2012, by John Bullivant, chair
of the Good Governance Institute
http://www.guardian.co.uk/healthcare-network/2012/
jan/25/better-governance-nhs-reforms-work
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committee and reporting systems. We
applaud this approach.
Now that times are lean and
management budgets slashed by 40
per cent, we need a wide-ranging
debate about good governance the
process and principles. Does good
governance mean that every decision
over a set financial limit needs to be
approved by the CCG Board? Or does
good governance mean putting a
process in place that is proportionate
to the task and relative risk; enables
good decisions and a timely response;
protects corporate reputation, and
engages public confidence?The big win would be to harness
governance to drive an enabling culture
where organisations find collaboration
easy because they are united in a
common purpose where people matter
most. Achieving this would see many
of the current barriers to integration
and partnership-working fall away
as managers, clinicians, and thepharmaceutical industry united with the
local community around the needs of
the person.
Great governance would also help
commissioners be fully effective and
enable them to delegate responsibility
for achieving outcomes. Commissioners
will only ever be the conductors.
Providers are the musicians. Unless
commissioners delegate to providers,
backed by good governance
arrangements, they will end up being
held to account for things they cannot
possibly influence. When success is
dependent on improving quality and
outcomes, governance is rarely going
to be about what to do (which is
prescribed by National Standards) and
always about explaining how decisions
were made.
Governance, person-centredcare and value-basedYou could argue that the proposed
move towards value-based pricing is
part of this agenda too. After all, when
a pharmaceutical product is prescribed,the supplier is entering into a contract
whose implicit message is, if you treat
this person with this medicine, their
health will improve. If the product fails
to deliver, what does that mean?
Presenting the value of medicines in
terms of cost-effectiveness, safety and
patient experience, offers a platform
for the industry to engage in a differentdebate, where delivering person-centred
care is the touchstone that matters
most and that would be a great
shared focus to keep us all moving in
the same direction through the tough
times ahead.
the authorGeorgina Craig
NHS Alliance Executive, co-lead patient
and public involvement network
Achieving an enabling culture would see many of the current
barriers to integration and partnership-working fall away
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