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    University of Cyprus

    Fluorescence S ectrosco

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    Principles of Fluorescence

    Luminescence Emission of photons from electronically

    excited states Relaxation from singlet excited state Relaxation from triplet excited state

    ng e an r p e s a es Ground state two electrons per orbital; electronshave opposite spin and are paired

    Singlet excited state Electron in higher energy orbital has the opposite spin

    orientation relative to electron in the lower orbital The excited valence electron may spontaneously

    reverse its spin (spin flip). This process is calledintersystem crossing. Electrons in both orbitals now

    2

    ave same sp n or en a on

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    Principles of Fluorescence

    Types of emission Energy level diagram Fluorescence

    return from excited singletstate to ground state;

    a ons agram

    oes not requ re c angein spin orientation (morecommon of relaxation)

    return from a tripletexcited state to a groundstate electron re uireschange in spin orientation

    Emissive rates offluorescence are severalorders of magnitudefaster than that ofphosphorescence

    3

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    Principles of Fluorescence

    The ratio of molecules in S1

    n

    nupper

    kTnlower =exp

    k=1.38*10-23 JK-1 (Boltzmanns constant)E = separation in energy level

    nlower

    4

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    Principles of Fluorescence

    Excitation Light is absorbed; for dilute

    sample, Beer-Lambert law applies Magnitude of reflects probability of S1

    a sorp on Wavelength of dependence

    corresponds to absorption spectrum

    ( )A Cl == -1 -1

    Franck-Condon principle

    C = concentration, l = pathlength

    The absorption process takes placeon a time scale (10-15 s) much fasterthan that of molecular vibration

    5

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    Principles of Fluorescence

    Non-radiative relaxation The electron is promoted to

    hi her vibrational level in S1S1 state than the vibrationallevel it was in at the ground

    state Vibrational deactivation

    takes place through

    intermolecular collisions me sca e o - s as erthan that of fluorescencerocess

    6

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    Principles of Fluorescence

    Emission The molecule relaxes from the

    lowest vibrational energy level ofthe excited state to a vibrational S1energy level of the ground state(10-9 s)

    lower than that of the incidentphotons

    m ss on pec rum For a given excitation wavelength, the

    emission transition is distributed among

    For a single excitation wavelength, canmeasure a fluorescence emission

    7

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    Principles of Fluorescence

    Emission Stokes shift

    Fluorescence light is red-shifted (longerwavelength than the excitation light) S1

    Internal conversion can affect Stokes shift Solvent effects and excited state reactions

    Stokes shift Invariance of emission wavelength with

    Emission wavelength only depends onrelaxation back to lowest vibrational level

    of S1 For a molecule, the same fluorescence

    emission wavelength is observedirrespective of the excitation wavelength

    8

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    Principles of Fluorescence

    Mirror image rulev=5

    Vibrational levels in the excited

    states and ground states are

    1

    v=0

    An absorption spectrumreflects the vibrational levels of

    v=5

    the electronically excited state An emission spectrum reflects S

    t e v rat ona eve s o t eelectronic ground state

    v=0

    spectrum is mirror image ofabsorption spectrum

    9

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    Principles of Fluorescence

    Internal conversion vs. fluorescence

    Electronic energy increases --> the

    energy levels grow more closely Overlap between the high vibrational

    energy levels of Sn-1 and low vibrationalenergy levels of Sn more likely

    s over ap ma es rans on e ween

    states highly probable Internal conversion: a transition

    between states of the same multi licit Time scale of 10-12 s (faster than that of

    fluorescence process)

    Significantly large energy gape ween 1 an 0 S1 lifetime is longer radiative emission

    can compete effectively with non-radiative emission

    10

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    Principles of Fluorescence

    Internal conversion vs. fluorescence emission Mirror-image rule typically applies when only S0 S1 excitation

    takes place

    Deviations from the mirror-ima e rule are observed when S S2 or transitions to even higher excited states also take place

    11

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    Principles of fluorescence

    Intersystem crossing n ersys em cross ng re ers o

    non-radiative transition betweenstates of different multiplicity

    It occurs via inversion of the spino t e exc te e ectron resu t ng ntwo unpaired electrons with thesame spin orientation, resulting ina triplet state

    Transitions between states ofdifferent multiplicity are formallyforbidden

    S in-orbit and vibronic cou linmechanisms decrease the purecharacter of the initial and finalstates, making intersystemcrossing probable

    T1 S0 transition is alsoforbidden T1 lifetimesignificantly larger than S1 lifetime10-3-102 s

    12

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    Quantum yield and life time

    Quantum yield of fluorescence, f, is defined as:

    number of photons emitted

    number of photons absorbedf =

    Another definition for f is

    = kr

    f

    where kr is the radiative rate constant and k is the sum of the rateconstants for all processes that depopulate the S1 state.

    In the absence of com etin athwa s =1 Characteristics of quantum yield

    Quantum yield of fluorescence depends on biological environment Exam le: Fura 2 excitation s ectrum and Indo-1 emission s ectrum

    13

    and quantum yield change when bound to Ca +

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    Quantum yield and life time

    Radiative lifetime, r, is related to kr

    r

    r

    k

    =

    e o serve uorescence e me, s e average methe molecule spends in the excited state, and it is

    1

    Characteristics of life-time=

    kf

    rov e an a ona mens on o n orma on m ss ng ntime-integrated steady-state spectral measurements

    Sensitive to biochemical microenvironment, including local, Lifetimes unaffected by variations in excitation intensity,

    concentration or sources of optical loss

    14

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    Quantum yield and life time

    Fluorescence life-time methods Short pulse excitation followed by an interval during

    which the resulting fluorescence is measured as afunction of time

    Provide an additional dimension of information

    m ss ng n me- n egra e s ea y-s a e spec rameasurements ,

    local pH, oxygenation and binding

    intensity, concentration or sources of optical loss

    Com atible with clinical measurements in vivo

    15

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    Fluorescence Intensity

    Absorbed intensit for a dilute solution Very small absorbance

    From the Beer-Lambert law

    ( ) ( ) ( ), ( ) 2.303x m A m o x mF I Z I CL Z = =

    where, Z instrumental factor (collection angle) Io incident light intensity

    molar extinction coefficient quan um y e C concentration

    16

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    Fluorescence Intensity

    Emission spectrume

    Fixed Excitation

    ce

    Fixed Emission

    o exc a on wave eng xe ,scan emission

    Reports on the fluorescencespectral profile luo

    rescen

    Flu

    oresce

    reflects fluorescence quantum yield,k(lm)

    Excitation spectrum

    Emission (nm)Excitation (nm)

    550

    Hold emission wavelength fixed,scan excitation

    Reports on absorption structurenm)

    450470490510 FAD

    ,(lx)

    Excitation-Emission MatrixExcitation

    370

    390410430

    NADH

    Composite Good representation of multi-

    fluorophore solution 290310330350

    Tryp.

    17Emission(nm)

    300 350 400 450 500 550 600 650 700250

    270

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    Quenching, Bleaching & Saturation

    Excited molecules relax to ground states via

    emission (vibration, collision, intersystem

    Molecular oxygen quenches by increasing the

    Polar solvents such as water generally quenchfluorescence by orienting around the exited statedipoles

    18

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    Quenching, Bleaching & Saturation

    Photobleaching Defined as the irreversible destruction of an excited

    fluorophore

    window for excitation is very short (a few hundredmicroseconds)

    Excitation Saturation The rate of emission is dependent upon the time the

    state lifetime f)

    Optical saturation occurs when the rate of excitationexcee s e rec proca o Molecules that remain in the excitation beam for extended

    eriods have hi her robabilit of interstate crossin s and

    19

    thus phosphorescence

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    Fluorescence Resonance Energy

    Non radiative energy transfer a quantum mechanical process of

    Effective between 10-100 only

    Emission and excitation spectrum must significantly overlap onor rans ers non-ra a ve y o e accep or FRET is very sensitive to the distance between donor an acceptor and

    is therefore an extremely useful tool for studying molecular dynamics

    Molecule 1 Molecule 2Molecule 1 Molecule 2

    DONOR ACCEPTOR

    Absorbance Absorbance

    uorescence uorescence

    20

    WavelengthWavelength

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    Fluorescence Recovery after Photo-

    Useful technique for studying,

    especially transmembrane proteindiffusion

    FRAP can be used to estimate therate of diffusion, and the fraction ofmolecules that are mobile/immobile

    Can also be used to distinguish

    diffusion Procedure

    a e e mo ecu e w afluorophore

    Bleach (destroy) the fluorophore is a

    intensity laser Use a weaker beam to examine the

    recovery of fluorescence as aNature Cell Biology 3, E145 - E147 (2001)

    21

    unct on o t me

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    Biological Fluorophores

    Endogenousuorop ores

    amino acids enzymes and co-enzymes vitamins lipids porphyrins

    xogenousFluorophores

    C anine d es Photosensitizers Molecular markers GFP,

    22

    .

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    Biological Fluorophores

    23

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    Fluorescence Instrumentation

    Fluorescence is a highly

    analyte concentration of 10-8 M)

    mpor an o m n m zeinterference from:

    Background fluorescence fromsolvents

    Light leaks in the instrument Stray light scattered by turbidsolutions

    Instruments do not yield ideal

    spectra: on-un orm spec ra ou pu o gsource

    Wavelength dependent efficiency ofdetector and optical elemens

    24

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    Fluorescence Instrumentation

    Major components foruorescence ns rumen Illumination source

    Broadband (Xe lamp)

    Excitation Emission

    Control Monochromatic (LED, laser)

    Light delivery to sample Lenses/mirrors

    LightSource

    p ca ers

    Wavelength separation(potentially for both excitation

    Monochromator

    ImagingSpectrograph

    Filters Monochromator

    S ectro ra h

    Fiber

    Optic Detector

    PMT CCD camera

    Probe

    25

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    Applications

    Has disease Does not have

    Tests positive (A)

    True positive

    (B)

    False positive

    (A+B)

    Total # who test

    Tests negative (C)

    False negative

    (D)

    True negative

    (C+D)

    Total # who test

    (A+C)

    Total # who have

    (B+D)

    Total # who do not

    Sensitivity=A/(A+C)= +

    Positive predictive value=A/(A+B)= +

    26

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    Applications

    - 0.5 Datacancerous lesions

    00.1

    0.2

    0.3

    0.4

    .

    ectocervix 350 450 550 650

    Wavelength (nm)

    1.2 Pre-Processin Ste 1

    00.20.40.60.8

    1

    endocervix

    350 450 550 650

    Wavelength (nm)

    0.4 Pre-Processing Step 2

    -0.2

    0

    0.2

    350 450 550 650Normal squamous

    Low- rade

    27

    - .

    Wavelength (nm)

    High-grade

    Normal columnar

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    Applications

    -cancerous lesions

    SILs vs. NON SILs HG SIL vs. Non HG SIL

    Classification Sensitivity Specificity Sensitivity Specificity

    Pap Smear Screening 62% 23 68%21 N/A N/A

    Colposcopy in Expert Hands 94%6 48%23 79%23 76%13

    Full Parameter

    Composite Algorithm82%1.4 68%0.0 79%2 78%6

    -Composite Algorithm

    84%1.5 65%2 78%0.7 74%2

    28

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    Applications

    Detection of lung carcinoma in situ using the LIFEmag ng sys em

    Carcinoma in situ

    White light bronchoscopy Autofluorescence ratio

    29Courtesy of Xillix Technologies (www.xillix.com)

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    Applications

    Detection of lung carcinoma in situ using the LIFEmag ng sys em

    Autofluorescence enhances ability to localize smallneo lastic lesions

    Severe dysplasia/Worse Intraepithelial Neoplasia

    WLB WLB+LIFE WLB WLB+LIFE

    Sensitivity 0.25 0.67 0.09 0.56

    Positive predictive value 0.39 0.33 0.14 0.23

    Negative predictive value 0.83 0.89 0.84 0.89

    False positive rate 0.10 0.34 0.10 0.34

    Relative sensitivity 2.71 6.3

    30S Lam et al. Chest 113: 696-702, 1998

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    Applications

    Fluorescence lifetimemeasurements

    Autofluorescencelifetimes measured fromcolon tissue in vivo

    Analysis via iterative re-convolution

    Two component modelwith double exponentialecay

    31

    M.-A. Mycek et al. GI Endoscopy 48:390-4, 1998

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    Applications

    Fluorescence lifetimemeasurements

    Autofluorescencelifetimes used todistinguish

    non-adenomatousol s in vivo

    32M.-A. Mycek et al. GI Endoscopy 48:390-4, 1998