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Page 1: FRONT COVER · 2015-06-19 · 59. Chemical characterization of Ia antigens of the mouse major histocompatibility complex 49 60. Development of protien microsequencing methodology
Page 2: FRONT COVER · 2015-06-19 · 59. Chemical characterization of Ia antigens of the mouse major histocompatibility complex 49 60. Development of protien microsequencing methodology

FRONT COVER

The Nobel Prize in Physiology and Medicine for 1981 was awarded on December 10, 1981 to Dr. Roger Sperry. Professor Sperry is shown receiving his Prize from King Carl Gustav XVI.

We are proud.

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A REPORT FOR THE YEAR 1981-82

ON THE RESEARCH AND OTHER ACTIVITIES

OF THE

DIVISION OF BIOLOGY

AT THE

CALIFORNIA INSTITUTE OF TECHNOLOGY

PASADENA, CALIFORNIA

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STAPP OP BIOLOGY 1982

Constance R. Katz: Compilation, typing and layout.

Elizabeth T. Hanson: Copy editing.

The helpful assistance of Christina Balber, Isabella Lubomirski and Lody Kempees is greatly appreciated

RESEARCH REPORTS

Much of the research work summarized here has not yet been reported in print, in many instances because it is not yet complete. For that reason this report is not intended as a publication and should not be cited as such. Individual projects should be referred to only if specific permission to do so is obtained from the investigator responsible for the material. References are made here to published papers bearing on the projects reported. Publications by members of the Division, covering the period Jwte 1981-April 1982, are listed separately, at the end of the research reports of each group.

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Introdu~tion. . . . . . . . . . Staff of Instruction and Research

MOLECULAR BIOLOGY AND BIOCHEMISTRY

TABLE OF CONTENTS

Research Reports

Giuseppe Attardi -Summary ••••••••••••••••••••••••••••••• 1. Transcription initiation sites and rRNA gene transcription in human mitochondrial DNA . . . . . 2. Sequence analysis and precise mapping of the 3' ends of the human mitochondrial ribosomal RN As 3. Search for the mitochondrial RNA processing enzyme(s). • • • • • • • • • • • 4. An in vitro transcription/translation system . . . . . . . . . . . . . . . . . 5. Determination of the steady-state levels and metabolic stabilities of tRNA from

HeLa cell mitochondria • • • • • • • • • • • • • • • • • • • • • • • • 6. Analysis of proteins binding at the origin of replication of HeLa cell mtDN A • 7. Identification of the translation products specified by the

unidentified reading frames of human mtDNA •••••••••••••• 8. Human dihydrofolic acid reductase cDNA analysis . . . . . . . . . . . . 9. DHFR-specific sequences in chromosome fractions from V A2B-6A3 . . . . .

10. Organization of the DHFR gene and the amplified unit in a MTX-resistant human cell line . 11. Loss of double minute chromosomes and appearance of homogeneously staining regions in

a human MTX R cell line, V A2B-6A3 • • . • • • • • • • • • • • • • • • • • • • • 12. Chromosomal localization of the human dihydrofolate reductase gene in human cells 13. Isolation of dihydrofolate reductase deficient human cells • • • • • • • • • • • 14. Organization of the ribosomal RNA genes isolated from a human genomic library.

Eric H. Davidson - Summary • • • • • • • • • • • • • • • • • • • • • • • 15. A sea urchin gene represented in both maternal RNA and embryo nuclear RNA . 16. Sequence conservation in and around a sea urchin gene . . . . 17. Sequence polymorphism in regions surrounding structural genes. 18. Gene organization in sea urchin mitochondrial DNA . .... . 19. Mitochondrial transcripts in sea urchin embryo RNA . . . . . 20. Homologues of mitochondrial genes in sea urchin nuclear DNA . 21. Stage-specific expression of sea urchin embryo RNA sequences. 22. Interspersed polyadenylated RN As of sea urchin eggs and embryos 23. Structure and fate of sea urchin maternal RNA • 24. DNA transformation of sea urchin eggs . . . . . . . . . . 25. Culture of sea urchin embryos to sexual maturity. . . . . . 26. Organization and expression of actin genes in the sea urchin . 27. A study of the sea urchin "bindin" gene . . . . . . . . . . 28. Antibodies to proteins of the vitelline layer of sea urchin eggs 29. Interspersed middle frequency repeats in human and gorilla DNA . 30. Quantitative estimates of poly(A)+ mRNA in early mouse embryos 31. A cloned genomic library of a marine species of the phylum Bryozoa 32. Genome size and DNA complexity of Plasmodium falciparum

William J. Dreyer - Summary • • • • • • • • • • • • • • 33. Analysis of gp70-like molecules on murine tumors . . . . . 34. Detection on human cells of molecules resembling retroviral gp70 35. Genes related to retrovirus envelope genes in the human genome . 36. Structural studies of a human leukemia antigen . . . . . . . . 37. Melanoma surface antigen p97 is related to transferrin . . . . . 38. Protein chemical and recombinant DNA facility . . . . . . . . 39. Speculations on the role of mobile genes and cell-surface molecules in embryogenesis .

iii

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17 18 19 19 19

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20 21 21 21

22 22 23 23

24 25 25 25 26 26 26 26 27 27 28 28 28 29 29 29 30 30 30

31 32 33 33 34 34 35 35

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Leroy E. Hood - Summary. • • • • • • • • • • • • • • • • • • • • , • • • • • • • • • • 37 40. Chromosomal arrangement of antibody heavy chain variable region genes • . . . • • • . . . . 38 41. Sequence organization of the T15 Ytt gene family . . . . . • . • . . . . . . . . • • • . • 39 42. Evolutionary analysis of a small immunoglobulin heavy chain variable region (V H) multigene family 39 43. Sequence organization of the J558 gene family in BALB/c mice . . . . . . . . • . . • . . . 40 44. Molecular genetics of anti~treptococcal antibodies. • . . . . . . . . . . . • . • . • . . . 41 45. Structure and evolution of human immunoglobulin gamma constant region genes . . . • . . . . 41 46. Molecular analysis of human B-cell differentiation using B-cell leukemias and immunodeficiencies 42 47. Rearrangement of cloned immunoglobulin genes introduced into B cell lines • . . . . . . 42 48. The molecular nature of the gene(s) encoding the T-cell receptor . . . . . . . . . . • . 43 49. Molecular dissection of the mouse major histocompatibility complex . . . . . . . . • • 43 50. Assignment of cosmid clones encoding mouse transplantation antigens to defined regions of

the mouse major histocompatibility complex. . . . . . • . 44 51. Studies of genes encoding H-2 molecules of the ''P" haplotype • • . . . . • . . . . 45 52. Structure of genes encoding mouse transplantation antigens • . . . • • • . . . • . 45 53. DNA sequence analysis of the Tia genes of the BALB/c mouse . . . . . . • • • • • 46 54. Identification of the coding functions of the cloned genes of the H-2 and Tla regions of

the mouse by DNA-mediated gene transfer . . . . • . . • • . . . . . . . . . . • 46 55. Studies on the gene structure, expression and function of mouse class I transplantation antigens 47 56. Generation of recombinant histocompatibility antigen genes and

analysis of their expression in mouse L cells . . . . .- • . . . . . . . . 47 57. Expression of histocompatibility genes in mouse teratocarcinoma cells . . 48 58. Biochemical analyses of mouse L cells transformed with class I genes of the

mouse major histocompatibility complex . • . . . • . • • • . . • . . 49 59. Chemical characterization of Ia antigens of the mouse major histocompatibility complex 49 60. Development of protien microsequencing methodology 49 61. Structural analysis of the acetylcholine receptor . 50 62. Generalized recombination in E. coli . • . . . 50 63. Miniplasmids, microplasmids, replicon modules. 51 64. Genes for reproductive hormones of Aplysia . . 51

Norman H. Horowitz - Summary • • • • • • • 53 65. Ornithine synthesis by an ornithine-deficient triple mutant of Neurospora 53 66. The function of cellular siderophores . . . . . 54 67. Search for siderophore receptors in Neurospora • . . . . • . • . • 54 68. Utilization of triacetylfusigen for iron transport . . . • • . . • . • 55 69. Isolation of an autonomously replicating plasmid in Neurospora crassa. 55

Elliot M. Meyerowitz - Summary • • • • . • • • • • • • • • • • • 56 70. Effect of a-ecdysone on RNA metabolism in Drosophila salivary glands 57 71. Transcript mapping of the 68C RNAs . . . . • . . . . . 58 72. Comparative sequence analysis of Drosophila glue proteins 58 73. Sequence analysis of 68C puff DNA. • . . . • . . . . . 59 7 4. Two ways in which the 68C puff is not controlled. . . . . 59 75. Molecular limits of the 68C glue puff . . . . • . • . • . 60 76. Analysis of the 68C cluster in Drosophila species other than D. melanogaster. 60 77. Mutagenesis of the 68C region . . . • . . . • . . . • . • . . . . . . 60 78. Characterization of mutations affecting development of the Drosophila eye 61 79. Preliminary characterization of the genome of Arabidopsis thaliana. 61

Herschel K. Mitchell - Summary • • • • • • • • • • • • • • • • 62 80. Developmental abnormalities in Drosophila induced by heat shock 62 81. The morphogenesis of cell hairs on Drosophila wings . . . . . . • 62 82. Gradients of differentiation in wild-type and bithorax mutants of Drosophila. 63 83. Effects of heat shock on messenger RNA synthesis, stability, and

translation in differentiating Drosophila wings . . . . . . 63 84. Changes in actin gene expression during wing development. . . . 64

James H. Strauss Jr. - Summary • • • . • • • • • • • • • • • 65 85. The 3'-noncoding regions of alphavirus RN As contain repeating sequences 65 86. Sequence studies of several alphavirus genomic RN As in the region containing

the start of the subgenomic RN A. • . . . . . . • . . . • . . . • 65 87. Comparative studies of the 51-terminal sequences of several alphavirus

genomic RN As and a family of their defective interfering RN As • 66 88. Construction of Sindbis virus defective interfering RN As in vitro . 66 89. Evolution of alphaviruses . . . . • . . . . . . . 66 90. Sequence analysis of Ross River virus 268 RNA 67 91. Intracellular transport of Sindbis virus glycoproteins 67 92. Analysis of the glycosylation of several alphaviruses 68 93. Studies on a small glycoprotein produced by Sindbis virus 68

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94. Sequencing of the region of the Sindbis-genome encoding the nonstructural proteins .. 95. Study of the nonstructural proteins of Sindbis virus . 96. Flavivirus proteins . . . . . . . . . . . .

Barbera J. Wold - Summary • • • • • • • • 97. A selection system for LDL receptor function 98. Homologous recombination in animal cells. . 99. Isolation and characterization of cell lines resistant to high levels of mevinolin.

CELLULAR BIOLOGY AND BIOPHYSICS

100. 101. 102. 103. 104. 105. 106. 107. 108. 109.

110. 111. 112. 113. 114.

115. 116. 117.

118. 119. 120.

121. 122. 123.

124. 125. 126. 127. 128. 129.

130. 131. 132. 133. 134. 135. 136. 137.

Howard C. Berg - Summary • • • • • • • • Adaptation in E. coli chemotaxis . . . . . . Signal processing times in E. coli chemotaxis The chemotactic impulse response . . . . . Chemiosmotic coupling to the flagellar motor and membrane ATPase of Streptococcus Dynamics of the flagellar motor of Streptococcus Effect of eosin on motility of Streptococcus . Mechanism of gliding motility • • • • • • • The phototactic response of Chlamydomonas. Chiasma interference in eukaryotic organisms The avoidance response in Phycomyces . . .

Charles J. Brokaw - summary • • • • • • • Bending patterns of Chlamydomonas flagella. Activation of non-motile flagella. . . . . . Movement of sperm flagella with and without a terminal filament Sulfate inhibition of flagellar motility Monoclonal antibodies to alpha tubulin •

Jolm J. Hopfield - Summary • • • • • • Emergent properties of neural networks , The dynamics of CO binding to heme proteins Electron transfer processes . . . . . . . .

Elias LaF.arides - summary • • • • • • • • Structural analysis of desmin and vimentin genes . Isolation of neurofilament protein and glial fibrillary acidic protein cDNAs Cyclic AMP-modulated phosphorylation of intermediate filament proteins in cultured avian myogenic cells . . . . . . . . . . . . . . . . . . . . . A possible role for synemin revealed by immunoelectron microscopy . . . . Biochemical characterization of the intermedaite filament associated protein, synemin Isolation of a new high molecular weight protein associated with desmin and vimentin filaments from avian embryonic skeletal muscle . . . . . . . . . . . Changes in the composition of intermediate filaments during muscle development Planar anisotropy in the avian erythrocyte plasma membrane . . . Widespread occurrence of avian spectrin in non-erythroid cells . . . Characterization of skeletal muscle filamin . . . . . . . . . . . The methylation of heat shock proteins at lysyl and arginyl residues. The effect of sodium arsenite on tropomyosin phosphorylation

Jean-Paul Revel - SUmmary • • • • • • • • • • • • • • • Tissue specificity of the gap junction protein • • • • • • • Studies to identify the gene coding for the gap junction protein. Genetic analysis of gap junctions in cultured mammalian cells The isolation of gap junctions from rat heart. . . . . . . Modulation of gap junction permeability. . . . . . . . . Orientation of the lens junctional protein in the membrane A neutron diffraction study of lens junctions. . . . Cell junctions in the development of feather germs .

CELLULAR NEUROBIOLOGY

Jeremy p. Brockes - summary • • • • • • • • • • • • • • • • • • 138. Antibodies to the voltage-sensitive sodium channel . . . . . . . . . 139. Characterization of Trembler mouse Schwann cells in vivo and in vitro 140. Latent infection of nerve cells by HSV-1 141. Glial growth factor •••••••••••••••••••••••

68 69 69

70 70 71 72

75 75 76 76 78 78 79 79 79 80 80

80 81 81 82 82 82

83 83 83 84

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87 88 89 89 90 90 91

91 92 93 93 93 94 94 95 95

99 99

100 100 100

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142. 143.

144. 145. 146.

147.

148. 149.

150. 151. 152. 153. 154. 155. 156. 157. 158.

159. 160. 161. 162.

163. 164. 165.

166. 167.

168. 169. 170. 171.

A characterization of monoclonal antibodies generated against rat dorsal root cells . Studies on blastemal cells from regenerating limbs of Urodeles.

A. James Hudspeth - Summary • • • • • • • • • • • • • • • In vivo adaptation in hair cells and primary neurons of the bullfrog sacculus Motion of hair-cell stereocilia in the auditory receptor organ of the alligator lizard . Characteristics of voltage-, ion-, and time-dependent ionic conductances in isolated hair cells

Mary B. Kennedy - Summary. • • • . • . . . • • • • • • • • • Substrate specificity and possible "autophosphorylation" of rat brain calmodulin-dependent synapsin I kinase • • • • • • • • • • • • • Purification of synapsin I kinase • . • • • • • • • • • • • • • • Preparation and selection of hybridomas which produce monoclonal antibodies to partially purified synapsin I kinase

Henry A. Lester - Summary • • • Agonist concentration-jumps at nicotonic receptors. Characterization of single ionic channels opened by nicotinic agonists. The properties of the Bis-Q activated channel and the nature of desensitization A study of the nicotinic acetylcholine receptor using a photoisomerizable competitive antagonist . Studies of tissue-cultured cardiac muscle . . . . . . . . . . . . . . Photolabile proton donors and pH control of gap junctions in Chironomus Intracellular pH and gap junctional permeability in early embryos. Photosensitive calcium chelates . . . . . . . . . . . . . . . The application of a photoactivatable cAMP analogue to study the mechanism of afterdischarge in bag cell neurons . . . . • . . . Photoactivated cyclic nucleotides probe the kinetics of calcium channel regulation in heart Torpedo synaptosomes . . . . . . . . Physiology of nerve and muscle cultures. Soft X-ray microscopy . . . . . .

Felix Strumwasser - Summary • • • Calcium determination in bag cells • Agents that affect the neuronal circadian rhythm in the eye . Enhanced protein phosphorylation with exogenous protein kinase in extracts of Aplysia eyes during day versus night . . • . . . . . Altered patterns of protein phosphorylation in extracts of Aplysia eyes as a function of photoperiod. Mapping neuron~ activity in the eye of Aplysia wiwith high resolution ( H)2-deoxyglucose autoradiography. • • • • • • • • • • • • • • • Physiology of cultured Aplysia photoreceptors • • • • • • • • • • • • • • • • • • An economical real-time neuronal spike sorter . . . . . . . . . . . . . . • . . . High potassium stimulation of 35s-methionine incorporation into atrial gland peptide B Atrial gland peptide B immunohistochemistry . . • . . . • . . . . . . . • . . .

NEUROBIOLOGY AND BEHAVIORAL BIOLOGY

172. 173. 174. 175. 176. 177. 178.

179. 180. 181. 182. 183. 184. 185. 186. 187.

188. 189.

Jolm M. Allman - Summary • • • • • • • • • • • • • • • • • • • The organization of the cortical visual areas in a strepsirhine primate. Ontogeny of monoaminergic receptors . . . . . . . Involvement of cyclic AMP in visual cortical plasticity . • . . . . . Energy metabolism in the visual cortex . . . . • . . . • • • . . . Quick changes in ocular dominance . . . . . • • . . . • . • . • . Antagonistic direction-specific mechanisms in Area MT in the owl monkey. Regrowth of central catecholaminergic fiber$ in cat visual cortex following localized lesions with 6-hydroxydopamine . . . . . • • . . . Morphology of catecholaminergic terminals in cat visual cortex . . . . . Distribution of $-adrenoreceptors in cat visual cortex . . . . • . . . • The "critical period" for plasticity in dark-reared cats; dependence on catecholamines. Segregation of geniculocortical afferent terminals in layer IV of cat visual cortex Illusions of depth produced by moving random dots • • • • • • • • • • • • • • Single unit electrophysiology in the CNS of two visually predatory arachnids . • . The structure and function of vocalizations in free ranging owl monkey . . . . . Physiological properties of norepinephrine-containing cells in cat locus coeruleus . Restoration of neuronal plasticity in cat visual cortex by stimulation of the locus coeruleus

Masakazu Konishi - Summary • • • • • • • • • • • • • • • • • • • • • • • • Neuronal control of bird song production . . . . . . . • • • . . • . . . . • . Intracellular staining and microanatomy of single neurons in song system brain slices

101 101

102 102 103 104

105

106 106

107

107 108 109 109 110 110 110 111 111

111 112 112 113 113

114 115 115

115 116

116 117 117 118 118

123 123 123 124 125 125 126

126 128 128 128 129 130 131 131 132 133

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190.

191.

192. 193. 194.

195.

196. 197. 198. 199. 200. 201. 202. 203. 204. 205. 206. 207. 208. 209. 210.

211. 212. 213. 214. 215.

216. 217. 218. 219.

Acoustic parameters underlying neuronal responses to song in a vocal control nucleus of white-crowned sparrows • • • • • • • • • • • • The auditory periphery: Extraction of binaural cues for sound localization.

Marianne I!. Olds - summary. • • • • • • • • • • • • • • • • • • • • Study of the effects [>roduced by the neurotoxin 6-hydroxydo[>amine injected neonatally in the rat Effects of [>ermanent de[>letion of do[>amine in the brain of the rat • • • • • • • • Behavioral and biochemical effects of deafferenting the hippocampus neonatally of its noradrenergic input . . . . • . . . . . . . . . • • . • . • . . Anatomical basis and function of learned enhanced neural responsiveness in the auditory system of the rat . . . . . . • . . • • • • • . • .

R. W. Sperry -SUmmary. • • • • • • • • • • • • • • • • • • • • Hemispheric differences in ability to recognize figure and background. Background influenee on perception of size and location in left and right hemispheres • Right/left processing of perspective cues for visual distance in commissurotomy subjects Visual field abnormalities in commissurotomy subjects • . . • • • • . . . . . • . . Naming of stimuli felt with the left hand following forebrain commissurotomy • • • • • Serial reversal learning: Two hemispheres are better than one and the left is better than the right Lexical decision and semantic facilitation in the split brain • . • • • • • . . Disconnection syndrome as a model for laterality effects in the normal brain. • Left hemisphere superiority for perception of sequentially-presented stimuli . . Right hemisphere superiority for processing mental images of rectangular solids Hemispheric specialization for oriented lines . . • . • • • . . . • . • . • Hemispheric differences in facial discrimination . . . . . • . . . • . • . • Sequential processing in the two hemispheres of split-brain monkeys • . • • • Interhemispheric communication in partially split-brain monkeys for perceptual processes Interhemispheric communication in partially split-brain monkeys during learning • . . •

David C. Van Essen - SUmmary. • • • • • • • • • • • • • • • • • • • • • • • • • Functional specialization for motion analysis in the middle temporal area of the macaque Analysis of motion in three-dimensional space in the middle temporal area of the macaque. Cortical and subcortical connections of Area MT in·the macaque • • • • • • • • • • • • Spatial organiz~tion of directionally-selective neurons in the middle temporal area of macaque. Functional properties of single cells in visual areas V2, VP and VA of ventral extrastriate cortex in the macaque . . • • • • • . . . • . . . . . • . Transformations in the visual representation in the retino-geniculo-striate pathway • The pattern of ocular dominance stripes in macaque striate cortex • Two stages of synaptic reorganization in the rabbit soleus muscle •• Mechanisms involved in the control of geniculate cell size in the cat

NEUROGENETlCS

220. 221. 222. 223. 224. 225. 226. 227. 228. 229. 230. 231. 232. 233. 234.

235.

236.

237. 238. 239. 240.

Seymour Benzer - summary • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • Monoclonal antibodies against the Drosophila nervous system • • • • . . • . . . • . • . . . . . Identification of polypeptides recognized by monoclonal antibodies directed against Drosophila tissues. Monoclonal antibodies specific to nuclei. • • • • • • • • . • • • . Generation of monoclonal antibodies against Drosophila retina • • • . Monoclonal antibodies reveal antigenic profiles of Drosophila cell lihes Antibodies distinguish cell ty[>es in [>rimary culture of Droso[>hila CNS Lens-s[>ecific antibody binds to known lens-specific [>Olype[>tides • Whole mount staining procedure • • • • . . . . . . . . Cloning the Shaker gene • • • • • • • • • • • • • • • Single channel studies in Drosophila mutants. • • • . • • Giant fiber activation of direct flight muscles in Drosophila Antenna! physiology of Drosophila . . . . • . • . . . . Antenna! biochemistry . • • . • . . . . • . • . . . . cAMP phosphodiesterase in normal and dunce flies . . . . Dosage sensitivity and regulation of cyclic AMP phos[>hodiesterase 11 for the dunce memory mutant gene of Droso[>hila • • • • • • • • • • • • • • • • SU[>[>ression of the female sterility [>henotY[>e associated with the dunce memory mutant of Droso[>hila • • • • • • • • • • • • • • • • • • Hormonal regulation of cyclic nucleotide [>hOS[>hodiesterase activity in clonal Droso[>hila cell lines

Ronald J. Konopka - summary • • The chronotransposon hypothesis . Cloning the [>er locus • • • • • • Isolation of new clock mutants. . Temperature dependence of period in five clock mutants

vii

136 136

137 137 138

138

139

140 140 140 141 141 141 142 142 143 144 144 145 145 146 146 147

148 148 149 149 150

150 151 151 152 152

157 157 158 158 158 159 159 159 159 160 160 160 161 162 162

163

163 164

165 165 165 165 165

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241. Mosaic studies of circadian and courtship song oscillations. . . • . . . • • . . 242. Genetic studies of sensory neuron projection patterns in Drosophila melanogaster.

DEVELOPMENTAL GENETICS

l!dward B. Lewis - Summary • • • • • • • • • • • • • • • • • • • • • • • • 243. Localization of bithorax complex (BX-C) and antennapedia complex (ANT-C) gene

activities along the body axis of Drosophila . . • . • . • . . • . . 244. A search for a new cis-regulatory region within the bithorax complex . 245. Mitochondrial DNA polymorphism in Drosophila • • • • • • • • • •

BIOLOGY/CHEMISTRY GRADUATE STUDENTS

246. A cluster of Drosophila cuticle genes • • • • • • • • • • • • • • • • • • • 247. Characterization of genes encoding muscle proteins in Drosophila melanogaster 248. Molecular biology of the acetylcholine receptor from Torpedo • 249. Developmentally regulated expression of Drosophila actin genes 250. Do Drosophila actin genes require intrans for expression? . • .

Graduates • . . . . . • • . • . . . Financial Support • • • • • • • • • • Author Index (by page number). • • • • Financial Support Index (by page number)

166 166

169

169 170 171

172 172 173 173 174

177 178 182 184

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INTRODUCTION

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Rothenberg

Wold

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During the past year, our attention has focused on completion of the new Braun Laboratories in Memory of Carl F and Winifred H Braun. The exterior and the surrounding landscaping, shown in final form in the photograph on page 6, were completed in May. Lee Hood's research group began preparations for their big move later in the summer, after completion of additional work to set up laboratory facilities inside the building.

Tiie Faculty

Dr. Ellen Rothenberg, arrived in June to begin work as Assistant Professor of Biology. Ellen did her undergraduate work in biochemistry at Harvard, and then went to work with. David Baltimore at M.I. T. for her Ph.D. work. Her developing interest in immunology led her to the Sloan-Kettering Cancer Center, where she was a Jane Coffin Childs postdoctoral fellow, and then to the Salk Institute. She is interested in cellular immunology, both for its own sake and as a model developmental system. Focusing on the immune system of mice, she is studying the changes in gene expression that take place in T lymphocytes during their functional maturation and the mechanisms by which hormones and cell-cell contacts drive this process. This involves examination of the synthesis of specific polypeptides and their messenger RNAs in different subpopulations of cells isolated from the thymus. Ellen will be joined later this year by our two other new faculty, who will move into the Braun Laboratories, Professors John Abelson and Melvin Simon.

Earlier this year, we welcomed Dr. Barbara Wold, who returned to. our Division as Assistant Professor of Biology. Barbara did her undergraduate work in zoology, at Arizona State University, and then came to Caltech to do her Ph.D. work in developmental biology with Professor Eric Davidson. Since receiving her Ph.D. in 1978, she has been a postdoctoral fellow at Columbia University. Barbara has set up her laboratories at the east end of the first floor of the Kerckhoff Laboratories. Barbara•s research, which focuses on the use of modern molecular biological techniques to gain understanding of the function of cell surface receptor proteins, is described on pages 70-72 of this report.

The ftrrival of a new faculty member who is a Caltech Ph.D. is particularly appropriate this year, because Professor Norman Horowitz, who received his Ph.D. from our Division in 1939, retired from our faculty at the end of June. Norman began his work here studying the development of marine embryos under the direction of Professor Albert Tyler. Subsequently, he came under the influence of Professor George Beadle, and began an association that resulted in an appointment to our faculty in 1947, the development of Neurospora as a definitive model system for biochemical genetics, and ultimately to the 11one gene -- one protein" hypothesis which is now difficult to imagine as revolutionary. Subsequently, Norman1s developing interest in the problem of the origin of life in prebiotic environments led him to involvement with the search for life on Mars, and he went on a part-time basis to the Jet Propulsion Laboratory to be head of its Biosciences Section from 1965 to 1970. After this project was completed, he served as Executive Officer for the Biology Division from 1971-1976, and then for three years as our Division Chairman. His most recent research, described on pages 53-56, continues to reflect his interest in adaptations of organisms to life under harsh environmental conditions, such as the Martian environment.

Peter Lowy, Senior Research Associate in Biology, also retired at the end of June. Peter came to Caltech in 1949 to work with Professor Henry Borsook. Following Professor Borsook's retirement in 1968, Peter worked with several members of our Division, principally Professor Herschel Mitchell, and also served our Division by filling the position of Radiation Safety Officer and taking responsibility for many other duties related to safety within our Division.

Both Norman and Peter will be staying in Pasadena, and we will hope to see them frequently.

Horowitz Lowy

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4

Honors and Awlll'ds

As our cover proclaims, this year was an exceptional one, with the award of the 1981 Nobel Prize in Physiology and Medicine to Professor Roger Sperry, thus ending many years of speculation by his friends and colleagues who felt that he would eventually receive this highly deserved award. Roger received half of the 1981 prize in recognition of his contributions to understanding the function of the human brain-specifically his work on the functional specialization of the two hemispheres of the brain and the new insights which his work provided into the implications of the specialization and separateness of the two hemispheres. When the prize was announced on October 9, 1981, Roger was found to be away on a camping and fishing expedition in Baja, California-leaving his colleagues to deal with the hullabaloo associated with the prize announcement. Roger and Norma went to Stockholm in December to accept the prize at the ceremonies on December 10, an experience that Roger heartily recommends to all of us! His friends ·and colleagues in the Division of Biology and in the Institute celebrated with a party on April 6, 1982; some scenes from that occasion are shown on the next page, as well as other mementos of Roger's illustrious achievements.

Our Division Chairman, Professor Leroy Hood, was elected to membership in the National Academy of Science and also the American Academy of Arts and Sciences. Professor Hood also was selected as the Stanhope Bayne-Jones Memorial Lecturer, Johns Hopkins Medical School; Carter-Wallace Lecturer, Princeton University; and Marrs McLean Lecturer, Baylor College of Medicine.

Professor Seymour Benzer gave The John M. Prather Lectures, at Harvard University, and The Croonian Lecture to the Royal Society, London.

Associate Professor Jeremy P. Brockes was awarded a McKnight Foundation Neuroscience Development Award for advanced research.

• Professor Eric H. Davidson was appointed the Norman Chandler Professor of Cell Biology, and was elected Fellow of the

American Association for the Advancement of Science.

Professor Edward B. Lewis was awarded an honorary Ph.D. Degree by the University of Umea, Sweden.

Assistant Professor Elliot M. Meyerowitz was awarded an Alfred P. Sloan Research Fellowship; Sigma Xi Grant-in-Aid of Research associated with the Procter Prize (which was previously awarded to George w. Beadle, our first Division Chairman).

Professor Elias Lazarides' graduate student Bruce Granger won the 1982 Milton and Francis Glauser Doctoral Prize for the greatest degree of originality in his Ph.D. thesis research.

Professor Mark Konishi's graduate student Mark Gurney won the 1981 Donald Lindsley Prize for the most outstanding Ph.D. Thesis in Behavioral Neuroscience submitted during 1980-1981.

Associate Professor David Van Essen's graduate student John Maunsell has received an Intra-Science Research Foundation Graduate Student Award for 1982.

Hood Davidson

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Scenes from reeeption at the Athenaeum

Roger end Swedish students

Roger at Oberlin College graduation year 1935

Wife, Norma, and Queen Astrid of Sweden

Daughter, Janeth Sperry, next to Ammonite discovered by Roger--t>ossibly largest

in the world

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The Albert Tyler Memorial Lecture -- 1981

On November 17, 1981, the ninth Albert Tyler Memorial Lecture was given by Dr. Karl Illmensee, of the University of Geneva. This lecture, nExperimental Genetics of the Mammalian Embryo," described Dr. Illmensee's pioneering studies using nuclear transplantation and transformation methods to construct mouse embryos containing new combinations of genetic information, and to provide new understanding of the developmental potentialities of the genomes of different cells in the mammalian embryo.

mmensee

Bratm Laboratories

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BIOLOGY DIVISION STAFF

Instruction

Research

Administrative

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James Bonner, Ph.D. . Henry Borsook, Ph.D., M.D. Sterling Emerson, Ph.D. George E. MacGinitie, M.A. Anthonie Van Harreveld, Ph.D., M.D.

Giuseppe Attardi, M.D. Seymour Benzer, Ph.D., D.Sc. Howard C. Berg, Ph.D. Charles J. Brokaw, Ph.D. Eric H. Davidson, Ph.D. William J. Dreyer, Ph.D. Derek H. Fender, Ph.D. Leroy E. Hood, M.D., Ph.D. John J. Hopfield, Ph.D. Norman H. Horowitz, Ph.D. A. James Hudspeth, Ph.D., M.D. Masakazu Konishi, Ph.D. . Edward B. Lewis, Ph.D. Herschel K. Mitchell, Ph.D. Ray D. Owen, Ph.D., Sc.D. Jean-Paul Revel, Ph.D. Roger w. Sperry, Ph.D., Sc.D. Felix Strumwasser, Ph.D . .

John M. Allman, Ph.D. Jeremy P. Brockes, Ph.D. Elias Lazarides, Ph.D. Henry A. Lester, Ph.D. James H. Strauss Jr., Ph.D. David c. Van Essen, Ph.D.

Mary B. Kennedy, Ph.D. Ronald J. Konopka, Ph.D. Elliot M. Meyerowitz, Ph.D. Barbara J. Wold, Ph.D.

James F. Crow, Ph.D . . Obaid Siddiqi, Ph.D. David R. Stadler, Ph.D.

STAFF OF INSTRUCTION AND RESEARCH DIVISION OF BIOLOGY

Leroy E. Hood, Chairman Charles J. Brokaw, Associate Chairman A. James Hudspeth, Executive Officer James H. Strauss, Executive Officer

Professors Emeriti

Professors

9

Biology Biochemistry

. Genetics Biology

Physiology

• Biology . James G. Boswell Professor of Neuroscience

Biology Biology

Norman Chandler Professor of Cell Biology Biology

Biology and Applied Science Ethel Wilson Bowles and Robert Bowles Professor of Biology

Roscoe G. Dickinson Professor of Chemistry and Biology Biology Biology

Bing Professor of Behavioral Biology Thomas Hunt Morgan Professor of Biology

Biology Biology

• Albert Billings Ruddock Professor of Biology

Associate Professors

Assistant Professors

Sherman Fairchild Distinguished Scholars

Hixon Professor of Psychobiology Biology

Biology Biology Biology Biology Biology Biology

Biology Biology Biology Biology

Biology Biology Biology

Distinguished Garnegie Senior Research Associate

Roy J. Britten, Ph.D. • Biology

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Charles R. Hamilton, Ph.D. Barbara R. Hough-Evans, Ph.D. Takuji Kasamatsu, M.D., Ph.D. Peter H. Lowy, Doctorandum . Marianne E. Olds, Ph.D.

Carol H. Sibley, Ph.D.

James F. Baker, Ph.D. L. Elizabeth Bertani, Ph.D. Dorwin L. Birt, Ph.D. . Martha W. Bond, Ph.D. Lynn Dalgarno, Ph.D. • Elliott s. Goldstein, Ph.D. • • N0stor E. Gonz8J.ez-Cadavid, Ph.D. Daniel Gros, Ph.D . . I. Richard Lapidus, Ph.D. • Jocelyne Lecompte, M.D. Sudarshan Malhotra, Ph.D. Minnie McMillan, Ph.D. David J. Meyer, Ph.D. Julio Montoya, Ph.D. Monica Mottes, Ph.D. . Kunio Nakai, M.D . . Joel Nargeot, Ph.D. Carlton H. Paul Ill, Ph.D. Mari! P. Pecht, Ph.D •• Lajos Piko, D. v .M. Yves Denis Plancke, Ph.D. Jeffrey R. Powell, Ph.D. • Thomas J. M. Schopf, Ph.D. Evelyn L. Teng, Ph.D •• Irving L. Weissman, M.D. John c. Woolum, Ph.D. Eran Zaidel, Ph.D. .

Henry v. Huang, Ph.D. Michael w. Hunkapiller, Ph.D. Lawrence M. Kauvar, Ph.D. Jeanne M. Nerbonne, Ph.D. Roger M. Perlmutter, M.D., Ph.D. Nancy S. Petersen, Ph.D . . Carol Readhead, Ph.D. M. Viswanath Reddy, D.Sc. John w. Roberts, Ph.D. Janet M. Roman, Ph.D. Ignacio Sandoval, M.D., Ph.D. Ellen G. Strauss, Ph.D. Mark A. Tanouye, Ph.D. Terry L. Thomas, Ph.D. S. Barbara Yancey, Ph.D.

Senior Research Associates

Visiting Professor

Biology Biology Biology Biology Biology

Biology

Visiting Associates

Pitzer College Karolinska Institute, Stockholm

Huntington Research Institute, Pasadena DNAX Research Institute, Palo Alto . The Australian National University

Arizona State University Universidad Central de Venezuela

Faculte des Sciences de Poitiers Stevens Institute of Technology

• University of Montreal University of Alberta

University of Southern California . Jet Propulsion Laboratory

Universidad Complutense de Madrid . Universita di Pavia

• Wakayama Medical College . University of Tour;;, France

Applied Molecular Genetics, Inc. Weizmann Institute, Rehovot

Veterans Administration Medical Center .Centre National de la Recherche Scientifique, Paris

. Yale University University of Chicago

University of Southern California School of Medicine • Stanford University

California State University, ·Los Angeles . University of California, Los Angeles

Senior Research Fellows

Del Webb Research Fellows

Lee D. Chabala, Ph.D. Thomas Holton, Ph.D.

Christopher R. Kintner, Ph.D. Terry T. Takahashi, Ph.D.

Biology Biology Biology Biology Biology Biology Biology Biology Biology Biology Biology Biology Biology Biology Biology

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Hans Lennart Adler, Ph.D. John R. Bell, Ph.D. Ingrid Blikstad, Ph.D. Andreas Burkhalter, Ph.D. Carlos V. Cabrera, Ph.D. Lars Carlsson, Ph.D. Anne Chomyn, Ph.D. Camilo A. L. S. Colaco, Ph.D. Cheryl M. Corsaro, Ph.D. Claus-Jens W. Doersen, Ph.D. Richard H. Douglas, Ph.D. Lawrence C. Fritz, Ph.D. Shinobu c. Fujita, Ph.D. David L. Gard, Ph.D. Robert S. Goodenow, Ph.D. Johanna A. Griffin, Ph.D. Karen Goldman Herman, Ph.D.

Carlos F. Arias-Ortiz, B.S., M.S. Mark K. Bennett, B.S. Steven M. Block, B.A. Beverley J, Bond, A.B. George J. Carman, A.B. Stephen T. Crews, B.A. Alice M. Cronin-Golomb, B.A. Madeline A. Crosby, B.S. Thomas E. Crowley, B.S. Kurt Eakle, B.S. Ruth A. Eatock, M.Sc. Jay w. Ellison, B.S. Ngozi E. Erondu, B.S., M.B. Douglas A. Fisher, A.B. Karl J. Fryxell, B.A., B.S. George L. Gaines III, B.S. Boning Gao, B.S. Mark D. Garfinkel, B.A. Richard H. Gomer, B.A. Herman Gordon, B.A. Bruce L. Granger, B.A. Steven H. Green, B.S.

Gosney Research Fellows

Yassemi Capetanaki, Ph.D. Ian W. Duncan, Ph.D.

Constantin N. Flytzanis, Dr.rer.nat John W. Grula, Ph.D.

Janine Perlman, Ph.D. Charles M. Rice III, Ph.D.

Research Fellows

Akira Ishihara, Ph.D. Howard T. Jacobs, Ph.D. Steven A. Johnson, Ph.D. Shahid M. M. Khan, Ph.D. Joan A. Kobori, Ph.D. Ellen B. Kraig, Ph.D. Leslie S. Leutwiler, Ph.D. Paolo Mariottini, Ph.D. EveLynn McGuinness, Ph.D. Andrew P. McMahon, Ph.D. Andrew Moiseff, Ph.D. Charlotte K. Omoto, Ph.D. Lee K. Opresko, Ph.D. Anders Orn, Ph.D. Maureen G. Price, Ph.D. Elizabeth A. Repasky, Ph.D. Samuel J. Rose III, Ph.D.

Graduate Students

Tim Hunkapiller, B.S. Kent R. Jennings, B.Sc. Lawrence C. Katz, B.A. Stuart K. Kim, B.A. Michael King, B.A. Mitchell Kronenberg, B.A. Mauri E. Krouse, B.S. Baruch Kuppermann, A.B. James L. Lee, B.S. Greg Erwin Lemke, S.B. David E. Levy, B.A. Richard S. Lewis, B.S. Donna L. Livant, B.A. Susana Lopez-Charreton, B.S. Jeffrey N. Masters, B.S. William W. Mattox, B.S. John H. R. Maunsell, B.S. Jeffrey T. Mayne, S.B. James S. Mccasland, B.S., B.A. Paul W. Meyer, B.S. Katharine S. Mixter, B.A. David A. Myers, B.A.

Members of the Prof,...ional Staff

Gisela w. Charlang, Ph.D. Suzanna J. Horvath, Ph.D. Francis M. Miezin, MSEE

Shigeru Sakonju, Ph.D. Margit Schardin, Ph.D. Robert E. Sheridan Jr., Ph.D. Rosemary J. Shott, Ph.D. Donald J, Silvert, Ph.D. Michael Steinmetz, Ph.D. Iwona T. Stroynowski, Ph.D. Katherine A. Stygall, Ph.D. David B. Teplow, Ph.D. Tadmiri R. Venkatesh, Ph.D. Kazushige Watabe, M.D. Martin M. Weinstock, Ph.D. Jiyoung K. Yang, Ph.D. Martha C. Zuniga, Ph.D. Stephen L. Zipursky, Ph.D.

Jay J. Myers, B.A., M.A. John J. Ngai, B.A. Bruce J. Nicholson, B.Sc. Dominic Orr, B.Sc. Jing-hsiung James Ou, B.S. Vann Parker, B.S. James W. Posakony, B.S. Robert E. Pruitt, B.S. Antonio A. Reyes, B.S., M.S. Arthur Roach, B.Sc. Loveriza A. 8armiento, B.S. Jeffrey E. Segall, B.A. Beverly Taylor Sher, B.A. Sandra L. Shotwell, A.B. David W. Sivertsen, B.S. Randall F. Smith, B.S. Michael P. Snyder, B.A. Yi Henry Sun, B.S. Chung Wang, B.S., M.S. Astar Winoto, B.A. Joanne M. Yeakley, B.S. Lei Yu, S.S., M.S.

11

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Maria Alonso, B.S. Helen Alvarez Cynthia Akutagawa Eugene Akutagawa, B.S. Carolyn Anderson, B.A. David J. Baker Rollin H. Baker' B. A., M.S. Carlzen Balagot A. Anthony Balber Fargo Balliett, B.S. Bennett J. Berson, B.S. Amy M. Canada Jeffrey D. Carpenter Paul K. Cartier Ill, A.B. Alessandra Cellini, Ph.D. Susanna Chan Su-Ming Chiang, B.S., M.S. Maria A. Clancy M. Patricia Conley, B.S. Michael Connolly, B.S. Adriana Cortenbach Loring G. Craymer III, Ph.D. Trau Cuong Maria A. DeBruyn Arthur W. DeJohn Michael Douglas, M.S. Arger L. Drew Jean E. Edens Eveline Eichenberger Vincent R. Farnsworth, M.A. Peggy Feyen Doris T. Finch, B.A. Eef Goedemans Maria R. Gomez

Manuel Acevedo-Ruiz John J. Beahan Alison Blake R. J. Brandenburg Kimberly D. Carr Steven Chin Reese E. Faucette Lisa L. F!itz Tracy T. Furutani

Research Staff

Leila Gonzalez Margaret M. Griffith Less B. Grim, B.A. Luci Hansen, A. A. Wanetta Harrington, B.A. Nancy I. Harris Richard L. Hudspeth, B.S., M.S. Richard A. Jacobs, B.S., M.S. Jeannette Johnstone Bertha E. Jones Gertrude Jordan Bennetta T. Keeley Chin Sook Kim, M.S. Rosina K. T. Kinzel Patrick F. Koen Susan Shu-Ai Tsai Lai, B.S. Fred R. Larsen Patrick S. Leahy, B.S. Sharon W. Lee, B.A., M.S. Thomas E. Lee, B.S. Edith M. Lenches, B.S. Ilga Lielausis Eva H. Lujan Lois E. MacBird Mary J. Macchi Josephine Macenka, B.S. Susan L. Mailheau, B.A., B.S. Janet M. McNicholas Amanda E. Milgram, A.B. Laurie S. Minamide, B.A. Karyl Minard, B.S. Barbara Moore, B.S. Sandra M. Nakada, B.S. Bradford Ng, B.S.

Student Assistants

Joseph A. Garcia Pui Tong Ho Keith M. Hughes Lawrence Humm James Kendall Donald c. Lo Candy McCoy Glenn E. Nakamura Douglas M. Ruden

Stella Olive Susan Ker-hwa Ou, M.S. Wanda L. Owens Phillip A. Patten John B. Reinitz Gil F. Richards, B.S. Jane Rigg, B.A. Joan Roach, B.A. Miriam L. Rusch Floyd R. Schlechte, B.S. John M. Scotese, M.S. E. Evan Shaffer Ill, B.S., M.S. Carol L. Shotwell Robert D. Smyth, Ph.D. Roger Spencer, B.A. Elizabeth A. Springer, B.S. Devra c. Spurr Delilah A. Stephens, B.A. Teresa M. Stevens Marika Szalay, B.S. Mai Thieu Trinh Joseph F. Venti Betty A. Vermeire, Ph.D. Anne M. Villeneuve, B.S. Jessie Walker Karly Wang Gilda Watts Ronald C. Wek, B.S. Steven C. Wells, B.S. Eva Westmorland Gayle-Linda Westrate John R. Yuen Hortenzia Zepeda

Kethleen R. Sheedy Eric Sinn Steven R. Swanson John C. Terrell David P. Watkins Jeanne M. Weaver Yi-Wang Wong Fonda Wu

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Aceowiting

Lody Kempees, Supervisor Sandra L. Carta Ruth M. Erickson

Animal Rooms

Milton Grooms, Supervisor Gildardo Vega Roberto Vega

Beekman Laboratories

Christina Vasquez-Balber - Accounting Dale D. Linder - Animal Rooms Michael P. Walsh - Electronics Shop

David C. Hodge John N. Power

Nancy M. Gill - Grants Peta J. Brown - Secretarial Candace S. Hochenedel - SecretariB.1

Grants

Isabella Lubomirski Elizabeth A. V agner

Instrument Fabrication Shop

James J, Gilliam

ADMINISTRATIVE STAFF

Michael Miranda, Administrator Bernita Larsh, Division Secretary

Instrument R-"' Shop

Ellery Younger

Kerckhoff Marine Laboratory

Robert K. Blue, Superintendent Joe R. Deem Luci Hansen William Smith Peter L. Vignaroli

Machine Shop

Frank L. Ostrander, Supervisor Richard J. Broderick John Klemic

Secretarial

Stephanie A. Canada Constance R. Katz Susan K. Mangrum Phoebe A. Ray Renee Thorf

Stockroom

William F. Lease, SUpervisor Giao K. Do Jane c. Keasberry Linda Lawley

13

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MOLECULAR BIOLOGY AND BIOCHEMISTRY

Giuseppe Attardi

Roy J. Britten

Eric H. Davidson

William J. Dreyer

Leroy E. Hood

Norman H. Horowitz

Elliot M. Meyerowitz

Herschel K. Mitchell

James H. Strauss Jr.

Barbara J. Wold

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Professor: Giuseppe A ttardi Visiting Associates: Nestor E. Gonzalez-Cadavid, Julio

Montoya, Monica Mottes Research Fellows: Anne Chomyn, Claus-Jens W. Doersen,

Paolo Mariottini, Jiyoung K. Yang Visiting Scientist: Alessandra Cellini Graduate Students: George L. Gaines Ill, Michael P.

King, Jeffrey N. Masters, Barry J. Maurer* Research staff: Doris T. Finch, Benneta R. Kelley, Susan

Shu-Ai Tsai Lai Laboratory Staff: Arger L. Drew, Maria R. Gomez,

Rosina K. T. Kinzel, Wanda L. Owens

*Division of Chemistry and Chemical Engineering, California Institute of Technology.

SUpport: The work described in the following research reports has been supported by:

Biomedical Research Support Grant (NIH) Cenci Bolognetti Foundation, Rome National Institutes of Health, USPHS

Summary: Our laboratory has been pursuing for some

time an in-depth analysis of the informational content and

of the gene organization, expression and control in human

mitochondrial DNA (mtDNA). The understanding of the

basic features of this system has made rapid progress in

the past three years with the determination of the

complete sequence of human mitochondrial DNA in Dr. F.

Sanger's laboratory in Cambridge and the parallel work

carried out in our laboratory on the detailed organization

of the mitochondrial DNA transcripts and on their

structural and metabolic properties. This work has

revealed the extraordinary degree of compactness and

economy of this genome and its simplified and, at the

same time, highly evolved mode of expression. The

analysis of mitochondrial DNA transcription has led us to

propose a model (tRNA punctuation model) whereby the

tRNAs, rRNAs and mRNAs encoded in the heavy strand

are transcribed in the form of polycistronic molecules in

which tRNA sequences separate with nearly absolute

regularity the rRNA and mRNA sequences, being in most

cases butt-jointed to them. These polycistronic molecules

are destined to be processed to mature species by precise

endonucleolytic cleavages, occurring in general

immediately before and after a tRNA sequence: an

enzyme (or enzymes) that recognizes the cloverleaf

structure of tRNAs, like the RNAse P of bacteria, is

presumably involved in this process. The mechanism by

which a differential control of expression of the rRNA,

tRNA and protein coding genes is achieved in this unique

system has been the focus of much interest in our

laboratory in the past year. Particular attention has been

17

given to the identification of the initiation sites for

transcription, to the elucidation of the mode by which the

differential rate of rRNA and mRNA synthesis is produced

and to the analysis of the mechanism of RNA processing.

Evidence has been obtained for the occurrence of two

initiation sites of heavy strand transcription, one located

very near to the 5' end of the 12S rRNA gene and the

other 20 to 40 nucleotides upstream of the tRNA Phe gene

that flanks the 12S rRNA gene on the 5' side. The

existence of two initiation sites for heavy strand

transcription can be correlated with the previously

obtained evidence pointing to two different heavy strand

transcription events, one leading to the synthesis of a

polycistronic molecule corresponding to almost the entire

heavy strand, and the other restricted to the rDNA region

and responsible for the synthesis of the bulk of rRNA.

The latter transcription of the rDNA region is pre­

maturely terminated at the 31 end of the 168 rRNA, which

can be folded in a stem-loop structure resembling in a

rudimentary form the hairpin-oligo(U) signal postulated

for bacterial termination-attenuation. Which of the two

heavy strand promoters controls rRNA synthesis and how

the use of the two promoters is regulated in order to

modulate the relative rates of rRNA and mRNA synthesis

is at present being investigated. An in vitro transcription

system has been developed that will prove to be useful for

dissecting the process of initiation of transcription and its

control. In another line of investigation, an in vitro assay

has been developed for the identification and isolation of

the mitochondrial RNA processing enzyme(s) operating in

the formation of the mature rRNA, tRNA and mRNA

species from the polycistronic precursor molecules.

Another problem concerning the human mitochondrial

genetic system that has been the object of inquiry in our

laboratory in the past year has been the nature of the

polypeptides encoded in the eight unidentified reading

frames (URFs) of human mitochondrial DNA, which make

up about 40% of its information content. In collaboration

with Dr. Russell Doolittle of the University of California

at San Diego, we have started a project aimed at

identifying these polypeptides by using antibodies

prepared against synthetic peptides corresponding to

appropriate regions of the reading frames. The first

results obtained using this approach applied to cytochrome

c oxidase subunit II have been fully successful, justifying

the expectation that it may be possible in the near future

to identify several of the proteins encoded in the URFs.

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This should open the way to the isolation of these proteins

and to their further characterization.

A considerable part of the activity of the laboratory

has continued to be devoted in the past year to the

analysis of the dihydrofolic acid reductase (DHFR) gene

amplification in human cells in culture. Significant

progress has also been made in this area. Thus, screening

of phage A libraries of DNA from different chromosome

fractions of a methotrexate-resistant human cell line and

from the parental cell line, has led to the isolation of

presumably all the genomic fragments constituting the

DHFR gene; these are at present being analyzed in order

to determine the organization of the gene. Analysis of

DNA from double minute chromosomes has provided

evidence for rearrangements of some of the DHFR genes.

Furthermore, a systematic analysis of the evolution of the

chromosomal constitution of one of the methotrexate­

resistant cell lines has revealed a complex relationship

between the double minute chromosomes and the

"homogeneously staining regions11 located in identifiable

chromosomes.

1. TRANSCRIPTION INITIATION SITES AND rRNA GENE TRANSCRIPTION IN HUMAN MITOCHONDRIAL DNA

Investigators: Julio Montoya, Giuseppe Attardi

The sequence analysis of the human mitochondrial

RNAs and their alignment with the DNA sequence have

revealed that the H-strand sequences coding for the

rRNAs, poJy(A)-containing RNAs and tRNAs are

immediately contiguous to each=°ther, extending con­

tinuously from coordinate 2/100 to coordinate 95/100

(relative to the origin of replication taken as 0/100). This

arrangement is consistent with a model of transcription of

the H strand in the form of a single molecule that is

processed by precise endonucleolytic cleavages before and

after each tRNA sequence to yield the mature products

(Montoya et al., 1981; Ojala et al., 1981; Attardi et al.,

1982).

To localize the initiation sites of transcription of the

heavy and light strands of HeLa cell mitochondrial DNA,

two approaches have been followed: (1) "capping" in vitro

the mitochondrial RNA with (a-32P)-GTP and vaccinia

virus guanylyltransferase and mapping the "capped" ends

by DNA transfer hybridization and Sl nuclease protection

experiments (in collaboration with T. Christianson, D.

Levens and M. Robinowitz at the Department of Medicine,

Biochemistry and Biology, University of Chicago), and

(2) Sl nuclease protection experiments utilizing nascent

RNA molecules isolated from transcription complexes.

Using these approaches, a main initiation site for the

heavy strand transcription and one for the light strand

transcription have been identified near the origin of HeLa

cell mtDNA replication.

The rate of synthesis of the rRNA species is 20 to 60

times higher than that of most of the mRNAs (Attardi

et al., 1982). It has been proposed that a premature

termination of transcription at the 3' end of the 168 rRNA

cistron would produce a larger molar yield of the rRNA

species relative to that of the mRNAs and of the majority

of the tRNAs. To study in more detail the mode of

transcription of the rDNA region of the HeLa cell

mtDNA, the individual RNA species encoded in this region

have been analyzed by RNA sequencing, measurements of

kinetics of labeling and high resolution mapping experi­

ments. The results indicate the existence of a dual

pathway of transcription of the rDNA region, which

probably plays a major role in the regulation of the

relative rates of rRNA and mRNA synthesis. One

pathway is a part of the process of continuous tran­

scription of nearly the entire H strand. In particular,

processing of nascent transcripts and poly(A) addition at

the 31-terminal nucleotide of the 168 rRNA or very close

to it results in the formation of a polyadenylated RNA

species (RNA 4) that corresponds precisely in mapping

position to the whole rDNA region. This polyadenylated

RNA 4 is probably further processed to give rise to a

small fraction, polyadenylated, of 16S rRNA (RNA 10).

The other pathway of transcription of the rDNA region

produces transcripts that are terminated at or very near

the 3' end of the 168 rRNA; the 3'-end terminal region of

this RNA can be folded into a stem-loop structure that

resembles, in a rudimentary form, the hairpin-oligo(U)

signal postulated for bacterial termination-attenuation.

These terminated transcripts are the immediate pre­

cursors of the bulk of the mature 16S rRNA and 12S

rRNA.

References: Attardi, G., Cantatore, P ., Chomyn, A., Crews, 8.,

Gelfand, R., Merkel, C., Montoya, J. and Ojala, D. (1982) In: Mitochondrial Genes. P. Slominski, P. Borst and G. Attardi (Eds.), pp. 51-71. Cold Spring Harbor Laboratory, Cold Spring Harbor, New York.

Montoya, J., Ojala, D. and Attardi, G. (1981) Nature 290, 465-470.

Ojala, D., Montoya, J. and Attardi, G. (1981) Nature 290, 470-474.

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2. SEQUENCE ANALYSIS AND PRECISE MAPPING OF THE 3' ENDS OF THE HUMAN MITOCHONDRIAL RIBOSOMAL RNAs

Investigators: Julio Montoya, Donald T. Dubin*, Kathleen D. Timko*, Giuseppe Attardi

The 3'-terminal segments of the two HeLa cell

mitochondrial rRNA species have been sequenced by

subjecting 3'-end labeled samples of highly purified

components to RNAse T1 or RNAse A digestion, finger­

printing the products and further characterizing them by

secondary enzymatic digestion. The results, when

correlated with the mtDNA sequence, clearly indicate

that the 31-end nucleotide of the transcribed moiety of

almost 90% of the 12S rRNA molecules corresponds in the

DNA sequence to a nucleotide immediately contiguous to

the following tRNA Val gene, while the transcribed moiety

of the remainder of the 12S rRNA molecules is shorter by

one, or perhaps two or three, nucleotides. Both the major

and the minor 128 rRNA species have been found to be in

their majority oligoadenylated at their 3' ends, exhibiting

mostly stretches of 1 to 5 As. A similar analysis of the

16S rRNA has shown the occurrence of two major types of

transcribed moiety comprising about 90% of the total, and

several minor ones. Some ambiguities in the precise

localization in the mtDNA sequence of the 3'-terminal

residues of the 168 rRNA transcripts have been resolved

by high resolution mapping experiments utilizing the s 1 protection technique and analysis of the products on

sequencing gels. The results clearly show that the 31

termini of the two major types of transcribed moiety

correspond in the DNA sequence to the nucleotide

immediately adjacent to the tRNA Leu gene or to the

preceding one; furthermore, the 3' ends of the minor types

of transcribed moiety form with those of the major types

a cluster of nucleotides, mostly contiguous, in the mtDNA

sequence. All species of transcribed moiety have been

found to be oligoadenylated. The present results point to

a certain imprecision in the process leading to the

formation of the 3' ends of 16S rRNA and, together with

other data, support a model whereby termination of

transcrition, rather than processing, is responsible for

generating these 31 ends. The observation of oligo­

adenylation in the HeLa cell mitochondrial rRNAs

confirms and extends similar findings in the homologous

hamster RNAs, and suggests a general role of adenylation

in the processing or termination of mtDNA transcripts.

*Department of Microbiology, CMDNJ-Rutgers Medical School, Piscataway, New Jersey.

3. SEARCH FOR THE MITOCHONDRIAL RNA PROCESSING ENZYME(S)

Investigator: Claus-Jens W. Doersen

19

The sequence analysis of human mitochondrial RNAs

has shown, by comparison with the DNA sequence

(Anderson et al., 1981), that the sequences of the heavy

strand of mitochondrial DNA coding for the rRNAs and

poly(A)-containing RNAs are in nearly every case

immediately contiguous at both ends to a tRNA coding

sequence (Crews and Attardi, 1980; Montoya et al., 1981;

Ojala et al., 1981). This unique genetic arrangement,

together with other data from this laboratory, supports a

model whereby the heavy strand of DNA is transcribed as

a single polycistronic RN A which is processed by precise

endonucleolytic cleavages, punctuated by the tRNA

sequences, to yield the mature rRNAs, poly(A)-containing

RN As, and tRN As.

An investigation aimed at identifying the enzyme(s)

involved in the processing of mitochondrial RNAs has

begun with the construction of a pBR322-derived plasmid

containing an insert of mitochondrial DNA with tRNA

coding sequences. This plasmid can be transcribed in vitro

utilizing a phage-specific promoter to yield an RNA

species containing primarily mitochondrial DNA

sequences. Experiments are currently in progress to test

the appropriateness of in vitro synthesized RNA as a

substrate for in vitro RNA processing activity in

fractionated mitochondrial preparations.

References: Anderson, S., Bankier, A. T., Barrell, B. G., de Bruijn, M.

H. L., Coulson, A. R., Drouin, J., Eperson, L c., Nierlich, D. P., Roe, B. A., Sanger, F., Schreier, P. H., Smith, A. J. H., Stader, R. and Young, I. G. (1981) Nature 290, 457-465.

Crews, S. and Attardi, G. (1980) Cell 19, 775-784. Montoya, J., Ojala, D. and Attardi, G. (1981) Nature 290,

465-470. Ojala, D., Montoya, J. and Attardi, G. (1981) Nature 290,

470-474.

4. AN IN VITRO TRANSCRIPTION/TRANSLATION SYSTEM

Investigators: George L. Gaines, Gary G. Gibbs*

We are actively developing a functional in vitro

transcription and translation system with isolated mito­

chondria. Many of the questions involving gene expression

in the mitochondria require these systems from both

feasibility and manipulation aspects. Currently we are

studying the parameters for maximum labeling of RNA

species using radioactive precursors. ATP concentration

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20

has profound effects upon the efficiency of the

transcription system. Further investigations include

parallel studies on in vivo transcription/translation,

effects of drugs upon the in vitro systems, and potential

mitochondrial-nuclear interactions.

*Undergraduate, California Institute of Technology.

5. DETERMINATION OP THE STEADY-STATE LEVEUI AND METABOLIC STABILITIES OP tRNA PROM HeLa CELL MITOCHONDRIA

Investigator: Michael P. King

In an effort to understand better the transcription of

the HeLa cell mitochondrial genome, work has begun to

quantitate the relative amounts of tRNAs and to investi­

gate their metabolic properties. Initially, mitochondrial

RNAs from in vivo, long-term labeled cells are isolated

from EDTA-washed mitochondria by sedimentation in a

sucrose density gradient. The 4S peak is then run on an

acrylamide-urea gel; bands detected by ethidium bromide

are cut, eluted and further purified by ion-exchange

chromatography. These purified tRNAs are hybridized to

separated strands of mtDNA to determine the relative

steady-state levels of light and heavy strand transcripts.

The metabolic properties of the tRN As will be determined

by measuring their kinetics of accumulation using labeled

RNA precursors. Future studies will use specific frag­

ments of mtDNA containing individual tRNA genes or a

cluster of tRNA genes. Of particular interest are the

three tRNAs whose genes surround the 12S and 16S rRNA

genes because of the different pathways of transcription

in this area (see Abstract No. 1).

6. ANALYSIS OP PROTEINS BINDING AT THE ORIGIN OP REPLICATION OP HeLa CELL mtDNA

Investigator: Michael P. King

A previous investigation has shown the association of a

protein complex or membrane fragment with HeLa cell

mtDNA at or near its origin of replication (Albring et al.,

1977). Crosslinking mtDNA in situ with psoralen deriva­

tives indicates the presence of a protected region near the

origin of replication in vivo (De Francesco and Attardi,

1981). This evidence, indicating that the mtDNA is

attached in vivo to the inner mitochondrial membrane, is

of particular interest because the region bound contains

both the origin of replication and the proposed promoters

of heavy and light strand transcription (see Abstract

No. 1). Preliminary work is focusing on the isolation and

characterization of the protein(s) specifically associated

with the mtDNA in this complex.

References: Albring, M., Griffith, J. and Attardi, G. (1977) Proc. Nat.

Acad. Sci. USA 74, 1348-1352. De Francesco, L. and Attardi, G. (1981) Nucleic Acids

Res. 9, 6017-6030.

7. IDENTIFICATION OF THE TRANSLATION PRODUCTS SPECIFIED BY THE UNIDENTIFIED READING FRAMES OF HUMAN mtDNA

Investigators: Paolo Mariottini, Anne Chomyn, Giuseppe Attardi

The mitochondrially synthesized polypeptides number

up to 26, as determined by bidimensional SDS-gel electro­

phoresis of proteins radioactively labeled with 35s­methionine in the presence of emetine (Ching, 1980).

Three of the bands in a unidirectional separation of these

proteins have been identified as being the three largest

subunits of cytochrome c oxidase (Hare et al., 1980).

Genes for cytochrome b and for ATPase subunit 6 have

been recognized in the mtDNA sequence (Attardi et al.,

1982), but the corresponding polypeptides have not yet

been identified in gel autoradiograms. The mtDNA

includes eight additional reading frames coding for

proteins different from those mentioned above (Anderson

et al., 1981). These genes have not yet been identified as

to the polypeptides that they specify.

In collaboration with Donna Strong and Russell

Doolittle of the University of California at San Diego, we

have begun a project aimed at identifying the proteins

encoded in the unidentified reading frames of human

mtDNA. The immediate aim is to assign bands or spots on

a gel to one or another reading frame. The approach is to

use purified antibodies directed against chemically

synthesized short peptides, corresponding to sections of a

particular reading frame, in immunological reactions with

mitochondrial proteins. We have obtained positive results

in a test case using antibodies directed against two

different peptides derived from the coding sequence for

cytochrome c oxidase subunit II.

References: Anderson, S., Bankier, T., Barrell, B. G., de Bruijn, M. H.

L., Coulson, A. R., Drouin, J., Eperon, I. C., Nierlich, D. P., Roe, B. A., Sanger, F., Schreier, P. H., Smith, A. J. H., Stader, R. and Young, I. G. (1981) Nature 290, 457-465.

Attardi, G., Chomyn, A., Montoya, J. and Ojala, D. (1982) Cytogenetics and Cell Genetics, in press.

Ching, E. (1980) Ph.D. Thesis, California Institute of Technology.

Hare, J. F., Ching, E. and Attardi, G. (1980) Biochemistry 19, 2023-2030.

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8. HUMAN DIHYDROFOLIC ACID REDUCTASE cDNA ANALYSIS

Investigator: Jeffrey N. Masters

Dihydrofolic acid reductase (DHFR) cDNA clones have

been isolated (Morandi et al., 1982) and used to determine

the human DHFR coding sequence, to map this region on

the 3800 nt mRNA, and to determine the relationship of

the three mRNAs of 3800, 1000 and 750 nt to each other.

Restriction endonuclease mapping and DN.A transfer

experiments utilizing overlapping plasmids covering about

3500 nt, including plasmids derived from trimethoprim­

resistant E. coli X2882 transformants that express the

human DHFR, have localized the DHFR coding region in

the 5'-end proximal segment of the 3800 nt mRNA,

leaving a 3' tail of about 3000 nt.

DNA sequence analysis of the 713 bp insert of pHD84,

a plasmid conferring the greatest trimethoprim resistance

to E. coli X2282, shows a reading frame starting at 22 nt

from a poly(G-C) tail, extending for 558 nt to a TAA

termination site and for 95 nt more to the other poly(G-C)

tail. This reading frame is shown to code for the human

DHFR by both the 89% homology of its predicted amino

acid sequence to that of the mouse DHFR (Stone et al.,

1979) and the 87% homology of its nucleotide sequence to

that of a partial mouse DHFR cDNA sequence (Nunberg

et al., 1980), A nucleotide sequence homology of 73% is

found in the 22 nt following, on the 3' side, the TAA; the

homology then falls to 21 % for the next 61 nt, indicating a

lack of selective pressure on this 3' region.

DNA sequence analysis also shows the presence in

pHD84 of a poly(A) stretch just prior to the poly(G-C)

tail. This result has led to speculation that this plasmid

contains the cDNA of the 750 nt mRNA. Analysis of

other plasmids has confirmed this hypothesis and shown

that the cDNA of the 1000 nt mRNA has also been cloned.

References: Morandi, C., Masters, J. N., Mottes, M. and Attardi, G.

(1982) J. Mo!. Biol. 156, 583-607. Nunberg, J. H., Kaufman, R. J., Chang, A. C. Y ., Cohen,

S. N. and Schimke, R. T. (1980) Cell 19, 355-364. Stone, D., Paterson, S. J., Raper, J. H. and Phillips, A. w.

(1979) J. Biol. Chem. 254, 480-488.

9. DHFR-SPECIFIC SEQUENCES IN CHROMOSOME FRACTIONS FROM V "21HA3

Investigator: Anne Chomyn

V A2B-6A3 is a human cell line resistant to high

concentrations of metotrexate (1.8 x 10-4 M) (Masters

21

et al., 1982), which has been carried both on plates and in

suspension culture since its isolation two and a half years

ago. Six months after their adaptation to the

maintenance concentration of methotrexate, the cells in

suspension contained both double minutes and a 11homogeneously staining region" in an identifiable

chromosome. Both types of chromosome abnormalities

contain amplified genes for dihydrofolate reductase

(DHFR) (see Biology 1981, No. 12).

I have developed a rapid chromosome fractionation

method that yields high molecular weight DNA. Southern

blot hybridization of restriction enzyme digested DNA

from normal chromosomes and from double minutes with a

DHFR cDNA probe has shown the presence of DHFR­

specific sequences in both fractions. However, the double

minute DNA appears to contain, relative to the normal

chromosome DNA, much less of the Eco RI fragment that

has been identified in genome blots as representing the

5' end of the coding sequence. This result suggests that at

least some of the double minutes contain DHFR genes

with rearrangements involving the 5' end of the gene.

Reference: Masters, J., Keeley, B., Gay, H. and Attardi, G. (1982)

Molec. Cell. Biol. 2, 498-507.

10. ORGANIZATION OF THE DHFR GENE AND THE AMPLIFIED UNIT IN A MTX-RESISTANT HUMAN CELL LINE

Investigator: Jiyoung Kim Yang

All the various MTX-resistant human cell lines, which

were isolated in this laboratory (Masters et al., 1982),

exhibit the presence of small acentric chromosomal

elements, designated as double minute chromosomes. The

number of these double minute chromosomes in resistant

variants does not show any obvious correlation with the

level of DHFR activity nor with the instability of the

drug-resistant phenotype. However, 6A3, a variant

resistant to 1.8 x 10-4 M methotrexate derived from the

human line VA2-B, showed a close relationship between

loss of double minutes and the decrease in DHFR activity

after removal of MTX in the meditim (Masters et al.,

1982). This cell line has a DHFR activity which is 150

times higher than that of the parental cell line. At least

25% of the increased activity appears to be stable after

removal of MTX and persists when the double minutes

have substantially disappeared. These results indicate

that the amplified DHFR genes are associated partly with

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22

double minute chromosomes and partly with the normal

chromosomes.

Normal chromosomes and double minute chromosomes

were prepared by differential centrifugation from 6A3

cells, which were grown in suspension and arrested in

metaphase by vinblastin sulfate. Southern blot hybridiza­

tion of Eco RI-digested total 6A3 DNA and normal

chromosome DNA with a DHFR cDNA clone, pHD84

(Morandi et al., 1982), 32P-labeled by nick-translation,

revealed the same positive fragments as those found in

the DNA from the parental cell line. A similar analysis of

minute DNA showed the existence of the same fragments

but diminution of the 5' fragment (see Abstract

No. 9).

DNAs from normal chromosomes and minute

chromosomes of 6A3 were utilized to construct libraries,

using phage A Charon 4A as a vector. The libraries were

screened by in situ plaque hybridization. Approximately

0.2% of the recombinant phages from the normal

chromosome DNA library and about 0.5% of those from

the minute DNA library gave positive signals with nick­

translated pHD84. After analyzing approximately 100

positive phages, we obtained several overlapping gene

fragments corresponding to the 3'-end portion of the

coding region but were not able to find fragments

corresponding to the 51-end portion. Attempts to isolate

these fragments by differential hybridization, using

pHD84, which contains the entire protein coding sequence,

and pHD43, which lacks the coding sequences on the 5'­

end side, enabled us to obtain eight different phages

containing overlapping inserts, including some fragments

corresponding to the 5'-end portion of the gene. Analysis

of the inserts of these phages showed that they account

for the entire DHFR gene. Detailed studies of these

fragments are being carried out.

In addition, three different phages containing positive

fragments of unusual sizes were isolated. These frag­

ments have also been identified recently in the DNAs

from the parental cell line VA2-B, from HeLa cells, and

from 6A3 cells by genomic blot hybridization and have not

been found to be amplified in the DNA from the last

source. One of these fragments is being analyzed at the

present time.

References: Masters, J., Keeley, B., Gay, H. and Attardi, G. (1982)

Molec. Cell. Biol. 2, 498-507. Morandi, c., Masters, J. N., Mottes, M. and Attardi, G.

(1982) J. Mol Biol. 156, 583-607.

11. LOSS OF DOUBLE MINUTE CHROMOSOMES AND APPEARANCE OF HOMOGENEO!:ILY STAINING REGIONS IN A HUMAN MTX CELL LINE, V ~-A3

Investigator: Barry J. Maurer

A karyotype analysis of several methotrexate-resistant

(MTXR) human cell variants isolated in this laboratory

from VA2-B cell lines (Masters et al., 1982) has revealed

the presence of double minute chromosomes (DMs), shown

to contain at least some of the amplified genes for

dihydrofolate reductase (DHFR) by in situ hybridization

(Biology 1981, No. 12). One variant, VA2B-6A3, exhibits,

in addition to DMs, a chromosome bearing a homoge­

neously staining region (HSR). Upon extended growth in

methotrexate, VA2

B-6A3 loses almost all of its DMs and

acquires two additional HSRs in distinctive chromosomes.

An extensive analysis of this phenomenon is being carried

out on time points extending over a 16-month period.

Karyotype analysis is being performed to study the

kinetics of DM loss and HSR acquisition. Growth rate

studies are being conducted to explore whether a selective

advantage is conferred upon the cell by DHFR genes

located on HSRs as compared to those residing in DMs. In

situ hybridization experiments using a 1251-dCTP-labeled

human DHFR cDNA probe are being conducted to

determine the DHFR gene location at various stages

during the development of MTX resistance. Preliminary

results indicate that the acquisition of the two later

appearing HSRs is sequential and "catastrophic," with no

developmental intermediaries.

Reference: Masters, J., Keeley, B., Gay, H. and Attardi, G. (1982)

Molec. Cell. Biol. 2, 498-507.

12. CHROMOSOMAL LOCALIZATION OF THE HUMAN DIHYDROFOLATE REDUCTASE GENE IN HUMAN CELLS

Investigators: Barry J. Maurer, Jeffrey N. Masters

Somatic cell fusion techniques can be used to assign

genes to their particular chromosomal location (Ruddle,

1981). 1n collaboration with Frank Ruddle (Yale), we are

examining the DNA from mouse-human and Chinese

hamster-human cell hybrids by restriction enzyme and

Southern blot analysis using a human dihydrofolate

reductase (DHFR) cDNA probe, to determine the

chromosomal location of the normal DHFR gene in human

cells. This information may give insights into the

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mechanism of DHFR gene amplification in methotrexate­

resistant human cell lines.

Reference: Ruddle, F. H. (1981) Nature 294, 115-120.

13. ISOLATION OF DlliYDROFOLATE REDUCTASE DEFICIENT HUMAN CELLS

Investigator: Anne Chomyn

We have begun experiments aimed at the isolation of a

HeLa cell derivative that is deficient in dihydrofolate

reductase (DHFR) activity. The procedure we are using is

based on the 3H-deoxyuridine suicide technique devised by

Urlaub and Chasin (1980). The first step is the selection

of cells that have lost one functional copy of the DHFR

gene. For this purpose, cells are mutagenized and

repeatedly exposed to 3H-deoxyuridine in the presence of

a low concentration of methotrexate. The survivors are

mutagenized once more, and cells completely deficient in

DHFR are selected for surviving 3H-deoxyuridine treat­

ment.

The DHFR-deficient cells will be used as the recipient

cells in chromosome mediated transformation

experiments.

Reference: Urlaub, G. and Chasin, L. (1980) Proc. Nat. Acad. Sci.

USA 77, 4216-4220.

14. ORGANIZATION OF THE RIBOSOMAL RNA GENFJ! ISOLATED FROM A HUMAN GENOMIC LIBRARY

Investigator: Monica Mattes

We reported last year the isolation, from a human

genomic library constructed in this laboratory, of clones

containing most of the 18S rRNA coding region plus a

portion (.r12.5 kb) of the large external spacer that,

together with the 18S and 28S rRNA coding regions and

the internal transcribed spacer, constitutes the rDNA

unit. Further screening of the genomic library with

radiolabeled cDNA transcripts of 288 rRNA has led to the

isolation of other clones containing the remainder of the

188 rRNA coding region plus the internal transcribed

spacer and most of the 28S rRNA coding region; one of

the clones contains, besides the above specified segment,

the remainder of the 28S rRNA gene plus about 7.5 kb of

the adjacent portion of the nontranscribed spacer.

23

Altogether, the isolated cloned segments of the rDNA unit

encompass about 30 kb.

Partially purified 45S r RN A precursor from He La cells

has been utilized to map its coding sequence in the

external spacer segment flanking the 18S rRNA gene by

the Sl nuclease protection technique. A major protected

segment extending to about 3500 nt from the 5' end of the

188 rRNA gene and a minor protected segment extending

to about 3900 nt from the same 5' end have been found.

The data are compatible with the idea that the 5' end of

the longer protected segment may be an initiation site for

transcription, while the 5' end of the shorter protected

segment may be either another initiation site or a

processing site.

PUBLICATIONS

Attardi, G., Cantatore, P., Chomyn, A., Crews, 8., Gelfand, R., Merkel, C., Montoya, J. and Ojala, D. (1982) A comprehensive view of mitochondrial gene expression in human cells. In: Mitochondrial Genes. P. Slominski, P. Borst and G. Attardi (Eds.), pp. 51-71. Cold Spring Harbor Laboratory, Cold Spring Harbor, New York.

Attardi, G., Chomyn, A., Montoya, J. and Ojala, D. (1982) Identification and mapping of human mitochondrial genes. Cytogenetics and Cell Genetics, in press.

Attardi, G. and Montoya, J. (1982) Analysis of human mitochondrial RNA. Methods in Enzymology, Bio­membranes: Membrane Biogenesis, Assembly and Recycling, in press.

Ching, E. and Attardi, G. (1982) High resolution electro­phoretic fractionation and partial characterization of the mitochondrial translation products from HeLa cells. Biochemistry, in press.

De Francesco, L. and Attardi, G. (1981) In situ photo­chemical crosslinking of HeLa cell mitochondrial DNA by a psoralen derivative reveals a protected region near the origin of replication. Nucleic Acids Res. 9, 6017-6030.

Dubin, D. T., Montoya, J., Timko, K. D. and Attardi, G. (1982) Sequence analysis and precise mapping of the 3'­ends of HeLa cell mitochondrial ribosomal RNAs. J. Mol. Biol., in press.

Gelfand, R. and Attardi, G. (1981) Synthesis and turnover of mitochondrial RNA in HeLa cells: the mature ribosomal and messenger RNA species are metabolically unstable. Molec. Cell. Biol. 1, 497-511.

Masters, J. and Attardi, G. (1982) Amino acid sequence of the human dihydrofolic acid reductase derived from the cDNA nucleotide sequence. Nature, submitted for publication.

Masters, J., Keeley, B., Gay, H. and Attardi, G. (1982) Variable content of double minute chromosomes not correlated with degree of phenotype instability in methotrexate-resistant human cell lines. Molec. Cell. Biol. 2, 498-507.

Morandi, c. and Attardi, G. (1981) Isolation and charac­terization of dihydrofolic acid reductase from methotrexate-sensitive and -resistant human cell lines. J. Biol. Chem. 256, 10169-10175.

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24

Morandi, c., Masters, J. N., Mottes, M. and Attardi, G. (1982) Multiple forms of human dihydrofolate reduc­tase messenger RNA: cloning and expression in E. coli of their DNA coding sequence. J. Mo!. Biol. 156, 583-607.

Ojala, D., Crews, S., Montoya, J., Gelfand, R. and Attardi, G. (1981) A small polyadenylated RN A (78 RN A), containing a putative ribosome attachment site, maps near the origin of human mitochondrial DNA replication. J. Mo!. Biol. 150, 303-314.

Professor: Eric H. Davidson Distinguished C8rnegie Senior Research Associate: Roy J.

Britten* Senior Research Associate: Barbara R. Hough-Evans Visiting Associates: Lajos Pike**, Thomas J. M. Schopf Senior Research Fellows: John W. Roberts, Terry L.

Thomas Gosney Research Fellows: Constantin N. Flytzanis, John

W. Grula Research Fellows: Carlos V. Cabrera, Howard T. Jacobs,

Steven A. Johnson, Andrew P. McMahon, Samuel J. Rose III, Rosemary J. Shott

Graduate Students: Boning Gao, James L. Lee, James W. Posakony

Research Staff: Maria Alonso, Alison E. Blake, Richard L. Hudspeth, Patrick S. Leahy, Jane Rigg, Gilda Watts, Ronald C. Wek

Laboratory Staff: Manuel Acevedo, Carlzen Balagot, Fargo Balliett, Reese Faucette, Luci Hansen

*Concurrently a member of the staff of the Carnegie Institution of Washington. **Veterans Administration Medical Center, Sepulveda, California.

SUpport: The work described in the following research reports has been supported by:

American Cancer Society Biomedical Research Support Grant (NIH) California Foundation for Biochemical Research Norman Chandler Professorship in Cell Biology Deutsches Krebsforschungszentrum European Molecular Biology Organization Fogarty International Research Fellowship E. S. Gosney Fund National Institutes of Health, USPHS National Science Foundation Science Research Council Fellowship, England University of Chicago Veterans Administration

Summary: Interest in our laboratory has for several years

centered on studies of the organization and expression of

the genome in higher animals. We use sea urchin eggs and

developing embryos as a model system in much of our

work, and have recently added to the system by setting up

a series of vessels and aquaria in which embryos are

carried through metamorphosis to maturity. In examining

Wiseman, A. and Attardi, G. (1982) Cytoplasmically determined human cell mutants defective in mito­chondrial ribosome assembly. Malec. Gen. Genetics, in press.

the organization of sequences of the sea urchin genome,

we are making use of recombinant DNA techniques for

analysis of single genes and gene families, using libraries

of genomic DNA from several sea urchin species. Thus we

are able to measure the conservation of certain sequences

through evolution and between sea urchin populations, as

well as the distribution of single copy and repeated

sequences in their vicinity in the genome. Our recent

discovery of genomic DNA sequences related to mito­

chondrial DN As resulted from one aspect of· this research.

Maternal RNA (RNA sequences stored in sea urchin

eggs) and RNA extracted from embryos are used for study

of the expression of sea urchin genes during embryo­

genesis. Maternal transcripts are found to include very

long RN A molecules in which gene transcripts are

interspersed with transcripts of other single copy and

repeated sequences. We have identified and selected a

number of cloned sequences of genes whose expression is

developmentally regulated-that is, whose transcripts

show large changes in prevalence between stages of

embryonic development. For more detailed analysis of

gene expression, we are working to develop a method of

transforming sea urchin genomes by introducing cloned

DNA sequences into eggs.

The sequence organization and expression of the sea

urchin actin gene family are being actively investigated,

and we are using a variety of approaches to obtain clones

of genes coding for other specific sea urchin proteins such

as the bindin protein of sperm and the vitelline layer

proteins of eggs. Other particular projects are concerned

with sequence organization and gene expression in

eukaryotes ranging from protozoa to man. In all, our aim

is to better understand the mechanisms of gene control,

and the relationships between DNA sequences, in higher

animals.

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15. A SEA URCHIN GENE REPRESENTED IN BOTH MATERNAL RNA AND EMBRYO NUCLEAR RNA

Investigators: Terry L. Thomas, Eric H. Davidson

The sequence organization and transcriptional

expression of a 17 kilobase (kb) region of the sea urchin

genome have been described. This region includes a

transcription unit, designated "gene 88, 11 that is repre­

sented by a typical low prevalence maternal poly(A) RNA.

The predominant maternal gene 88 transcript is about

9.5 kb in length, and analysis of the sequence organization

of the cloned genomic region included in this transcript

shows that it contains a high density of low and

moderately prevalent repeat sequences, as well as ~2 kb

of single copy sequence at the 3' end. Genome blots

carried out with DNA from different individual sea

urchins show that several allelic forms of this region

exist. The transcribed single copy sequence is only

slightly less polymorphic than is the average single copy

sequence of the Strongylocentrotus purpuratus genome.

Gene 88 single copy sequences appear to be represented in

at least three smaller transcripts in the polysomal RNA of

16-cell embryos. The nuclear RNA of later embryos also

contains gene 88 transcripts. RNA gel blots indicate that

polyadenylated gene 88 transcripts are also 9.5 kb in

length in blastu!a and gastrula nuclear RNAs. These

transcripts are probably colinear with the major maternal

RN A transcript.

16. SEQUENCE CONSERVATION IN AND AROUND A SEA URCHIN GENE

Investigators: Steven A. JolulSon, Roy J. Britten

The gene designated "gene 88" or Sp88 has been chosen

for investigation of the sequence conservation, in and

around a developmentally regulated gene, between two

related species of sea urchins, Strongylocentrotus

droebachiensis (Sd) and s. purpuratus (Sp). The Sp88-

containing Sp clone p16 has been characterized with

regard to restriction sites, the location of interspersed

repeat and single copy sequences, and the location of the

major 9.5 kb egg transC!ript (Thomas et al., 1982). To

study this gene region in Sd, a Sd library was screened

with a single copy probe, pRHl.4, which represents the 3'

terminal of 1.5 kb of the Sp88 transcript. Of the clones

selected, one representative of each allele was mapped

with various 6-cut restriction enzymes. In 7 kb of gene­

region-overlap between the Sp and Sd clones, 80% of the

restriction sites are identical. Based on an average single

25

copy sequence divergence between Sp and Sd of 7%, less

than 50% of the 6-cut restriction sites should be con­

served. This suggests that this region has been quite well

conserved since the two species diverged. To study repeat

conservation, Southern blots containing digestions of Sd

and Sp 1188" DNAs were reacted with an Sd total genome

tracer. These data indicate that the location and

apparent repetition frequency of interspersed repeats in

the Sp88 region is highly conserved between Sp and Sd.

Most recently, a more detailed comparison of the major

single copy region, pRH!.4 and its Sd counterpart dRH!.4,

by 4-cut restriction mapping has revealed a small insert of

about 150 nt in the Sd gene. The insert and its

surrounding sequence environment are currently under

study.

Reference: Thomas, T. L., Britten, R. J. and Davidson, E. H. (1982)

Devel. Biol., submitted for publicatfon.

17. SEQUENCE POLYMORPHISM IN REGIONS SURROUNDING STRUCTURAL GENES

Investigators: Joint W. Roberts, Joint W. Gru!a, Steven A. JolulSon, Roy J. Britten

Thermal stability measurements have demonstrated an

average 4% single copy DNA sequence polymorphism in

the sea urchin Strongylocentrotus purpuratus, with a range

of sequence polymorphism from less than 1 % to more than

10% (Britten et al., 1978). The blot hybridization method

has been used to estimate the sequence polymorphism

surrounding several S. purpuratus structural genes and in

single copy regions adjacent to expressed repeats. The

sequences surrounding different genes exhibited a range of

polymorphism from less than 1 % to about 4%; the repeat

adjacent regions exhibited a somewhat higher level.

These results confirm the thermal stability measurements

and, further, demonstrate different degrees of poly­

morphism in different regions of the genome.

Individual genome blot hybridization experiments with

cDNA clone SpG6 suggested patterns in the sequence

polymorphism. For any restriction endonuclease used,

there appeared to be one or two predominant fragment

lengths (alleles), along with a series of less frequent

variants. This observation was confirmed by blot

hybridization experiments using balanced mixtures of

genomic DNA from 20-30 individuals from two different

populations. The two populations share the same pre­

dominant and less frequent alleles, although quantitative

differences in the frequencies of some variants are

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26

observed, suggesting some degree of isolation between the

animals in the two populations. Similar, although more

extensive, interpopulation differences are seen with the

repeat adjacent probes.

Reference: Britten, R. J., Cetta, A. and Davidson, E. H. (1978) Cell

15, 649-660.

18. GENE ORGANIZATION lN SEA URCHIN MITOCHONDRIAL DNA

Investigators: John W. Grula, John W. Roberts, James w. Posakony, Roy J. Britten

Two Strongylocentrotus purpuratus cDNA clones

(SpG30 and SpP389) encoding prevalent embryonic tran­

scripts were shown to be mitochondrial by the following

criteria: hybridization with purified mitochondrial DNA;

reaction with a band comigrating with supercoiled mtDNA

in a Southern transfer of undigested S. franciscanus DNA;

and selection of a set of circularly permuted clones from

a S. franciscanus genomic library, of size and restriction

map identical with that of mtDNA. The cDNAs were

identified as genes encoding cytochrome oxidase subunit I

and 168 mitochondrial rRNA, respectively, by virtue of

specific cross-reaction with fragments of human mtDNA

in blot hybridizations, and by partial nucleotide

sequencing. Localization of the cDNA sequences in S.

franciscanus mtDNA clones, by blot hybridization,

indicated that these genes are separated by less than 1 kb,

in contrast to their organization in mammalian mtDNAs.

Additional blot hybridization analyses using human

mtDNA and subcloned segments from S. franciscanus

mtDNA confirm a difference in the organization of the

168 rRNA, 128 rRNA, and cytochrome oxidase subunit I

genes in the two mitochondrial genomes. Gene rearrange­

ments, therefore, appear to have occurred in the

mitochondrial genome subsequent to the divergence of the

lines leading to the echinoderms and vertebrates.

19. MITOCHONDRIAL TRANSCRIPTS lN SEA URCHIN EMBRYO RNA

Investigators: Carlos v. cabrere, Constantin N. Flytzanis, Eric H. Davidson

Many of the most prevalent clones in sea urchin

embryo cDNA libraries were found to be mitochondrial

when screened with mitochondrial DNA. The cDNA

clones representing mitochondrial 16S rRNA and cyto­

chrome oxidase mRNA (see Abstract No. 18) were used to

measure the prevalence and stability of these transcripts

in gastrula stage embryos. The 168 rRNA is the single

most prevalent embryo poly(A) RNA. The relative

prevalence of the two mRNAs is largely determined by

their turnover rates.

20. HOMOLOGUES OF MITOCHONDRIAL GENES lN SEA URCHIN NUCLEAR DNA

Investigators: Howard T. Jacobs, James W. Posakony, John W. Grula, John W. Roberts, Carlos V. Cabrera, Eric H. Davidson, Roy J. Britten

Two sea urchin embryo cDNA clones, representing

mitochondrial genes for cytochrome oxidase subunit I and

168 rRNA, were found to react with restriction fragments

of genomic DNA whose sizes and demonstrable

polymorphism were incompatible with a mitochondrial

origin. In screening a genomic library, the same set of

clones was independently selected with each of these

probes. Analysis of the structure of these cloned DN As

showed that they carried only a limited region of

homology with mtDNA, contained typical dispersed

genomic repeats and were not the result of an

adventitious ligation during cloning. Sequences

homologous with the cDNAs were localized in the cloned

nuclear element by blot hybridization. This demonstrated

that only the 3' end of the 168 rRNA gene was

represented, flanked by two homologues of the cyto­

chrome oxidase subunit I gene, only one of which included

the extreme 3' end of the gene. Thermal stability analysis

and nucleotide sequencing showed differential sequence

conservation between different regions of the

mitochondrial genes and their nuclear homologues. We

interpret the results as documenting that a transposition

of sequences into the nuclear genome has occurred, and

that subsequently this domain has evolved essentially like

noncoding DNA, with a process of gross rearrangements

(duplications, deletions and insertions) superimposed on a

low rate of point mutation.

21. STAGE-SPECIFIC EXPRESSION OF SEA URCHIN EMBRYO RNA SEQUENCES

Investigators: Com;tantin N. Flytzanis, Glenn Nakamura•, Eric H. Davidson

During the early development of sea urchin embryos,

only a minor class of poly(Ai+ RN A sequences displays

sharp stage-specific changes. To study such stage-

specific transcripts, cDNA libraries made from different

embryonic stages have been screened with labeled cDNAs

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+ transcribed from polysomal poly(A) RNAs of 16-cell,

blastula,

selected

gastrula and pluteus

clones that show

stage embryos. A set of

dramatic developmental

changes has been further characterized using RNA and

genome blot analysis. On this basis, one cDN A clone,

SpP25, was selected for further studies. RNA transcripts

complementary to the clone SpP25 are rare in both the

mature egg and adult tissues tested, while a dramatic

increase (more than lOOx) in transcript concentration at

gastrula and pluteus stage of the embryo has been

calculated. Only one transcript size (1450 nucleotides)

was detected at gastrula and pluteus stage. Although this

transcript is not present in total intestine RN A, a longer

transcript (2000 nucleotides) of a lower concentration was

detected. To investigate the possibility that this tran­

script represents a nuclear non-processed RNA, a genomic

library was screened with the clone SpP25 and a set of

genomic clones was characterized with restriction enzyme

analysis. Two non-overlapping genomic clones have been

found that carry a homologous sequence of about 5

kilobases long wherein the cDNA clone SpP25 maps. The

question of whether these two clones represent two

distinct genes or the two chromosomal alleles of the same

gene is under current investigation. It is hoped that the

study of nuclear transcripts of embryo and adult tissues

will elucidate the mechanisms at the transcriptional or

post-transcriptional level that control the expression of

this gene, especially in the embryonic stages.

*Undergraduate, California Institute of Technology.

22. INTERSPERSED POLYADHNYLATED RNAs OF SEA URCHIN EGGS AND EMBRYOS

Investigators: James W. Posakony, Ronald c. Wek, Eric H. Davidson

Sea urchin egg and embryo polyadenylated RNAs

bearing specific repetitive sequences were analyzed by

cDNA cloning, DNA and RNA gel blot hybridization, and

DNA sequencing. It was found that the two complements

of a given repeat are carried on different sets of

polyadenylated transcripts, which are generally quite long

(>3 kilobases, with an estimated number average length of

5-6 kilobases). Within these transcripts, specific short

repetitive sequence elements are found interspersed

either with single-copy sequences or with other repeat

sequences. It was demonstrated by sequencing that one

such repeat-containing region is not translatable. The

27

sets of polyadenylated transcripts deriving from several

individual repeat families undergo substantial quantitative

and probably qualitative modulation during early sea

urchin development. Analysis of specific transcripts with

single-copy probes from repeat-containing cDN A clones

indicates that the embryo genome is transcribed to

produce at least some of the same interspersed RNAs as

are stored in the oocyte during oogenesis. Finally, the

transcripts bearing specific repeat sequences in the

polyadenylated egg RNA of two related sea urchin species

were found to be qualitatively dissimilar.

23. STRUCTURE AND FATE OF SEA URCHIN MATERNAL RNA

Investigators: Howard T. Jacobs, Eric H. Davidson

A considerable proportion of sea urchin maternal RNA

comprises transcripts much longer than conventional

mRN A, which include interspersed repeat elements and

single-copy regions. In order to investigate the structure

of these transcripts, and their relationship to message, we

are exploiting the fact that some embryo-derived single­

copy cDNAs react predominantly with abundant

transcripts of this class in egg RNA. One such is the

cDNA clone designated SpPI54, which is represented in

egg RNA as 7.5 kb and 3.8 kb transcripts. The nucleotide

sequence of portions of the cDN A has been determined by

the primer extension method, using subclones in the

single-stranded DNA phage M13. This shows that there is

no extended region of open reading frame in the cDN A,

from which we infer that it is either a long 3' untranslated

region, or unprocessed mRNA precursor, or a transcript

unrelated to message. The detailed structure of the

maternal transcript is being studied using overlapping

clones from a randomly-primed cDNA library to egg

poly(At RNA, and comparing these with the gene

(available as a set of clones isolated from a genomic

library) and with the homologous clones from embryonic

cDNA libraries. If, as seems likely, the maternal species

represents a message precursor, the fact that there is only

a very low rate of de novo synthesis of SpP154 transcripts

during early development means that it will be possible to

determine if this species functions as such, by measuring

the decay rates of its message and non-message sequences

in embryo RNA.

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28

24. DNA TRANSFORMATION OF SEA URCHIN EGGS

Investigators: Andrew P. McMahon, Constantin N. Flytzanis, Ronald C. Wek, Patrick S. Leahy, Eric H. Davidson

Developmental gene expression in sea urchin eggs and

embryos is being investigated by DNA transformation of

sea urchin eggs. Three procedures for the introduction of

foreign DNA are under study: (I) liposome fusion; (2)

calcium phosphate precipitation; and (3) microinjection of

unfertilized and fertilized eggs. Of these the latter has

proved the most promising, with approximately 35% of

injected unfertilized eggs surviving to feeding larvae using

the culture methods described in the following report (see

Abstract No. 25).

Appropriate vectors for the transforming DNA, and

methods for conveniently assaying the efficiency of

transformation, are being explored. One of the vectors

under current investigation contains a eukaryotic

promoter from the Herpes thymidine kinase gene,

together with the coding sequence for a prokaryotic

phosphotransferase, which inactivates the antibiotic

G-418. G-418 has been shown to perturb normal

embryonic development, resulting in plutei unable to feed,

and thus provides a potential selection system for trans­

formants.

Construction of other vectors using terminal inverted

repeats and coding sequences for the transposase of known

transposable elements, which code for the protein

responsible for their own insertion into the sea urchin

genome, is under way.

Jn order to assay the transformation efficiency, a

screening system has been developed in which single

larvae are lysed directly onto nitrocellulose filters. Nick­

translated DNA probes have been shown to detect single

copy sequences in an advanced larva (20-30,000 cells).

Other approaches using highly radioactive single-stranded

probes and a bioassay in which antibiotic resistance is

conferred on transformants are also being tested.

25. CULTURE OF SEA URCHIN EMBRYOS TO SEXUAL MATURITY

Investigators: Constantin N. Flytzanis, Andrew P. McMahon, Patrick S. Leahy, Eric H. Davidson

The development of a DNA transformation system for

sea urchin eggs is of basic importance for a functional

study of the meaning of specific nucleic acid sequence

features in the context of early embryonic development.

An essential experimental component of the

transformation system is a method for efficiently raising

eggs through larval development and metamorphosis to

sexual maturity. By adapting and improving the small­

scale procedures described initially by Hinegardner and

Rocha Tuzzi (1981), we have developed methods for

raising more than 75% of fertilized eggs through meta­

morphosis and to the juvenile adult stage. Larvae are

cultured at 16°C in seawater and are fed on a unicellular

algae (Rhodomonas sp.) which is very easy to raise in the

laboratory. Our current larval culture systems are

capable of handling up to 2000 individuals in as many

separate groups as desired. From fertilization to meta­

morphosis is about six weeks. Within two weeks of

metamorphosis, the juveniles achieve sufficient morpho­

logical development to begin grazing. We have found that

algae-coated rocks from one of our field stations provide

an ideal substratum for raising the juveniles in relatively

high concentrations. They attain sexual competence at

about six months after metamorphosis.

Reference: Hinegardner, R. T. and Rocha Tuzzi, M. M. (1981) In:

Marine Invertebrates. National Academy Press, Washington, pp. 291-302.

26. ORGANIZATION AND EXPRESSION OF ACTIN GENES IN THE SEA URCHIN

Investigators: Samuel J. Rose, Rosemary J. Shott, James L. Lee, Terry L. Thomas, Eric IL Davidson

Actin mRNA in the sea urchin Strongylocentrotus

purpuratus is encoded by a small multigene family

comprised of at least 11 nonallelic genes. Seven of these

genes are linked to at least one other actin gene. These

genes can be grouped into three major subfamilies based

on the sequences of 3' untranslated regions present on

actin mRNAs (Scheller et al., 1981). Gel blot analysis of

RNAs from different developmental stages and adult

tissues, using actin subfamily specific probes, shows that

the expression of these subfamilies is developmentally

regulated. Two major questions to be resolved are (1)

precisely which genes are expressed at each

developmental stage, and (2) whether actin genes that are

coordinately expressed are linked in the sea urchin

genome. To address the first question, 3' untranslated

regions from members of each actin gene subfamily are

being cloned into an M13 vector and sequenced by the

dideoxy-chain extension method. We are also sequencing

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these same regions in actin cDNA clones isolated from

stage-specific cDNA libraries. A comparison of the

genomic 3' noncoding sequences with cDNA 31 un­

translated sequences should . unambiguously identify the

actin gene(s) represented at each developmental stage.

Using the subfamily-specific probes, we are also

determining the absolute number of subfamily transcripts

at different stages, and the rates at which these tran­

scripts are synthesized and degraded.

The long-range genomic relationship between the

expressed actin genes is being approached by isolating

35-45 kb genomic regions containing actin genes using

cosmid cloning techniques. Linkage of different actin

subfamilies will be examined by probing these cosmids

with subfamily-specific probes. The issue of coordinate

expression of linked genes is of fundamental importance in

considering the evolution and function of small gene

families.

Reference: Scheller, R. H., McAllister, L.B., Crain, w. R., Durica, D.

S., Posakony, J. W ., Thomas, T. L., Britten, R. J. and Davidson, E. H. (1981) Molec. & Cell. Biol. 1, 609-628.

27. A STUDY OF THE SEA URCHIN "BINDIN" GENE

Investigators: Boning Gao, Eric H. Davidson

During sea urchin fertilization, the interaction of egg

jelly coat fucose sulfate polymer with the sperm plasma

membrane induces the sperm acrosome reaction, which

consists of the exocytosis of the acrosome granule.

"Bindin" (the sperm-borne binding protein) is one of the

proteins in the acrosome granule. There is evidence to

support the hypothesis that bindin is the adhesive protein

binding sperm to egg (Glabe and Vacquier, 1978). It is a

species-specific protein. Bindin protein has been purified

and partially sequenced (Glabe and Vacquier, 1978). The

molecular weight is 30,500 daltons.

Cytoplasmic poly(A) RNA was prepared from sea

urchin testes. In vitro translations were carried out using

this RNA. We are doing immunoprecipitation reactions

with anti-bindin antibody (the kind gift of V. D. Vacquier)

to find out if bindin protein was made.

Also several 11-deoxynucleotide DNA fragments were

synthesized corresponding to the amino acid sequence.

We plan to use these oligonucleotides in screening

libraries of cloned sea urchin DNA for the bindin gene.

Reference: Glabe, C. G. and Vacquier, V. D. (1978) Proc. Nat. Acad.

Sci. USA 75, 881-885.

28. ANTIBODIES TO PROTEINS OF THE VITELLINE LA YER OF SEA URCHIN EGGS

Investigators: Henry Niman*, Barbara R. Hough-Evans, Eric H. Davidson

29

The vitelline layer of the sea urchin egg consists of a

number of functionally related proteins and glycoproteins.

Monoclonal antibodies against the vitelline layer proteins

have been prepared. About 30 monoclonal antibodies were

obtained which react positively with total VL protein.

Currently we are attempting to determine the individual

protein to which each monoclonal antibody reacts,

preparatory to cloning the genes for these proteins.

*Scripps Clinic and Research Institute, La Jolla, California.

29. INTERSPERSED MIDDLE FREQUENCY REPEATS IN HUMAN AND GORILLA DNA

Investigators: Jolm W. Roberts, Richard L. Hudspeth, Roy J. Britten

The distribution of Alu family and middle frequency

(greater than about 100 copy) repeats in the human

genome was investigated using randomly chosen clones

from a human recombinant DNA library. Of approxi­

mately 50 clones (average insert size 16 kb) tested by a

low criterion screening procedure, 94% contained one or

more Alu family repeats. Restriction mapping and blot

hybridization of a subset of 16 Alu repeat-containing

clones suggests a random pattern of location for Alu

repeats with an average spacing between locations of

4.3 kb; this corresponds to a repetition frequency of

700,000 Alu family repeats per genome. Middle frequency

repeats were detected in this subset of recombinants by

blot hybridization to total human genomic DNA labeled to

high specific activity. On the basis of the number of

middle frequency repeats detected, we estimate an

average spacing between middle frequency repeats of

about 17 kb, and a total of about 170,000 middle

frequency repeats in the human gemome. The number of

different families of middle frequency repeats in the

human genome is not known. One recombinant which has

been analyzed in detail contains two middle frequency

repeats belonging to families with different repetition

frequencies.

A similar analysis of the gorilla genome has been

initiated. Of approximately 65 randomly chosen clones

from a gorilla recombinant DNA library (insert size

approximately 15 kb), 87% react with a total human

genome tracer, but fewer than 70% react with a cloned

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30

Alu family repeat. Thus, as expected, the middle

frequency repeats in human and gorilla DNA appear to be

similar in sequence and distribution, but there seem to be

fewer copies of Alu family repeats in the gorilla genome

than in the human.

30. QUANTITATIVE ESTIMATES OF POLY(A)+ mRNA IN EARLY MOUSE EMBRYOS

Investigators: Lajos Piko, Kerry B. Clegg*

The poly(A) content of preimplantation mouse embryos

undergoes a striking fluctuation: after a transient

increase in the one-cell embryo, the poly(A) content drops

by about 70% by the late two-cell stage and increases

approximately fivefold between the two-cell and early

blastocyst stages (Pik6 and Clegg, 1982). In order to

interpret these changes in terms of numbers of poly­

adenylated mRNA molecules, we analyzed the size

distribution of total poly(A) (sequences resistant to

RNase A and T1) by polyacrylamide gel electrophoresis

followed by hybridization of the eluted fractions with 3H­

poly(U). The size distribution of poly(A) was similar at all

stages between the one-cell embryo and early blastocyst,

suggesting that the fluctuations in poly(A) content are not

attributable to a lengthening or shortening of the poly(A)

tracts but are due primarily to changes in the number of

these tracts. From the data on poly(A) content and the

number-average length of poly(A) (varying from 61 to 77

nucleotides), one obtains the following number of poly{A)

tracts, taken to indicate the numbers of poly{A)+ mRNA,

per embryo at different stages of development: one-cell

embryo, 2.4 x 10 7; late two-cell, 0. 7 x 107; eight-cell,

1.3x107; early blastocyst (32 cells), 3.4x 107• These

findings and other evidence suggest that the bulk of the

maternal poly(Ai+ mRNA is eliminated at the two-cell

stage and that there is a progressive build-up in the

mRNA population, due to new synthesis by the embryo,

from the two-cell stage onwards.

Reference: Piko, L. and Clegg, K. B. (1982) Devel. Biol. 89, 362-378.

*Veterans Administration Medical Center, Sepulveda, California.

31. A CLONED GENOMIC LIBRARY OF A MARINE SPECIES OF THE PHYLUM BRYOZOA

Investigators: Thomas J. M. Sehopf, Terry L. Thomas, Eric H. Davidson

DNA was prepared in standard fashion (Graham, 1978)

from a single genetic individual of Watersipora cucullata;

this is an encrusting colonial bryozoan species which is

extremely common on docks and pilings at the Kerckhoff

Marine Laboratory. The vector, AJl, was constructed by

J. Mullins (Division of Chemistry and Chemical

Engineering, Caltech) by the insertion of two polylinker

sites into the genome of AL41 {Loenen and Brammar,

1980). Vector arms were prepared by a Barn HJ digest of

ligated AJl, followed by sucrose density gradient

centrifugation. Bryozoan DNA was cleaved by partial

Mbo I digestion, and size selected bryozoan DNA was

ligated to 1-Jl and packaged (Mullins et al., 1981).

Controls showed no packaging of E. coli DNA. Packaging

efficiency was 106 plaques/µg bryozoan DNA; 4.6 x 104

plaques were obtained on bacterial strain K802. Size

analysis of Eco RI and Barn HI digests of DNA prepared

from individual plaques of the library after amplification

revealed 8 of 15 phage with recombinant inserts. The

genome size of Watersipora is unknown, but if data apply

from the only marine bryozoan whose genome size is

known {0.4 pg, Potter, 1979), then the procedures outlined

above yielded approximately one genome equivalent of

bryozoan DNA in AJl. The library will be used to screen

for various multi-gene families.

References: Graham, D. E. (1978) Anal. Biochem. 85, 609-613. Loenen, W. A. M. and Brammar, W. J. (1980) Gene 10,

249-259. Mullins, J. I., Casey, J. W., Nicolson, M. O., Burck, K. B.

and Davidson, N. (1981) J. Virol. 38, 688-703. Potter, R. (1979) In: Advances in Bryozoology. G. P.

Larwood and M. B. Abbott (Eds.), pp. 11-32. Academic Press, London.

32. GENOME SIZE AND DNA COMPLEXITY OF PLASMODIDM FALCIPARUM

Investigators: Barbara R. Hougll-Evans, JUdith Howard*

Plasmodium falciparum is the parasite which causes

the most virulent form of human malaria. P. falciparum

DNA was prepared from cells cultured in vitro in human

red blood cells. The kinetics of reassociation were

measured along with a sample of tritium-labeled E. coli

DNA. It was found that the P. falciparum genome is 90

times as large as the E. coli genome, and that it contains

a repetitive component amounting to about 1096 of the

DNA.

*Scripps Clinic and Research Institute, La Jolla, California.

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PUBLICATIONS

Anderson, D. M., Richter, J. D., Chamberlin, M. E., Price, D. H., Britten, R. J., Smith, L. D. and Davidson, E. H. (1982) Sequence organization of the poly(A) RNA synthesized and accumulated in lampbrush chromo­some stage Xenopus laevis oocytes. J. Mol. Biol. 155 281-309.

Cabrera, c. V., Jacobs, H. T., Posakony, J. W., Grula, J. W., Britten, R. J. and Davidson, E. H. (1982) Tran­scripts of three mitochondrial genes in the RNA of sea urchin eggs and embryos. Science, submitted for publication.

Cabrera, c. V., Ellison, J. W., Lee, J. L., Britten, R. J. and Davidson, E. H. (1982) Regulation of cytoplasmic mRNA prevalence in sea urchin embryos: rates of appearance and turnover for specific sequences. Manuscript in preparation.

Clegg, K. B. and Piko, L. (1982) RNA synthesis and cytoplasmic polyadenylation in the one-cell mouse embryo. Nature 295, 342-345.

Davidson, E. H. (1982) Evolutionary change in genomic regulatory organization: speculations on the origins of novel biological structure. In: Evolution and Develop­ment. Dahlem Konferenzen. J. T. Bonner (Ed.), pp. 65-84. Spring_er-Verlag, Berlin.

Davidson, E. H., Hough-Evans, B. R. and Britten, R. J. (1982) Molecular biology of the sea urchin embryo. Science, in press.

Davidson, E. H. and Posakony, J. W. (1982) Repetitive sequence transcripts in development. Nature, in press.

Davidson, E. H., Thomas, T. L., Scheller, R. H. and Britten, R. J. (1982) The sea urchin actin genes, and a speculation on the evolutionary significance of small gene families. In: Genome Evolution. G. A. Dover and R. B. Flavell (Eds.), pp. 177-191. Academic Press, London.

Dawid, I., Britten, R. J., Davidson, E. H., Dover, G. A., Gallwitz, D. F., Garcia-Bellido, A., Kafatos, F. C., Kauffman, S. A., Moritz, K., Ohno, S., Schmidtke, J. and Schutz, G. (1982) Genomic change and morpho­logical evolution. Group Report. In: Evolution and Development. Dahlem Konferenzen. J. T. Bonner (Ed.), pp. 19-39. Springer-Verlag, Berlin.

Flytzanis, C. N., Brandhorst, B. R., Britten, R. J. and Davidson, E. H. (1982) Developmental patterns of cytoplasmic transcript prevalence in sea urchin embryos. Devel. Biol. 91, 27-35.

Grula, J. W., Hall, T. J., Hunt, J. A., Giugni, T. D., Davidson, E. H. and Britten, R. J. (1982) Sea urchin DNA sequence polymorphism and reduced interspecies differences of the less polymorphic DNA sequences. Evolution, in press.

Professor: William J. Dreyer Senior Research Fellow: Janet M. Roman Research Fellow: David B. Teplow Graduate Student: David E. Levy Research Staff: Carolyn Anderson, Gayle-Linda Westrate

Support: The work described in the following research reports has been supported by:

Biomedical Research Support Grant (NIH) National Institutes of Health, USPHS National Science Foundation

31

Hough-Evans, B. R. and Howard, J. (1982) Genome size and DNA complexity of Plasmodium falciparum. Biochem. Biophys. Acta, submitted for publication.

Jacobs, H. T., Thomas, T. L., Posakony, J. w., Hough­Evans, B. R., Britten, R. J. and Davidson, E. H. (1982) Mechanisms of eukaryotic gene regulation. In: Perspectives in Differentiation and Hypertrophy. W. Anderson (Ed.), Elsevier, New York, in press.

Jacobs, H. T., Posakony, J. W., Xin, J.-H., Grula, J. w., Britten, R. J. and Davidson, E. H. (1982) Mitochondrial genes shared with the nuclear genome in the sea urchin. Manuscript in preparation.

Lasky, L. A., Lev, Z., Thomas, T. L., Xin, J.-H., Lee, A. s., Britten, R. J. and Davidson, E. H. (1981) The expression of abundant and rare mRNA sequences during sea urchin development. In: Progress in Developmental Biology. H. w. Sauer (Ed.), pp. 75-86. Gustav Fischer Verlag, Stuttgart (Fortschritte der Zoologie 26).

Mauron, A., Kedes, L., Hough-Evans, B. R. and Davidson, E. H. (1982) Accumulation of individual histone mRNAs during embryogenesis of the sea urchin Strongylocentrotus purpuratus. Devel. Biol., in press.

Moore, G. P., Pearson, W.R., Davidson, E. H. and Britten, R. J. (1981) Long and short repeats of sea urchin DNA and their evolution. Chromosoma 84, 19-32.

Piko, L. and Clegg, K. B. (1982) Quantitative changes in total RNA, total poiy(A), and ribosomes in early mouse embryos. Devel. Biol. 89, 362-378.

Posakony, J. W., Scheller, R. H., Anderson, D. M., Britten, R. J. and Davidson, E. H. (1981) Repetitive sequences of the sea urchin genome. Nucleotide sequences of cloned repeat elements. J. Mo!. Biol. 149, 41-67.

Scheller, R. H., Anderson, D. M., Posakony, J. w., McAllister, L. B., Britten, R. J. and Davidson, E. H. (1981) Repetitive sequences of the sea urchin genome. Subfamily structure and evolutionary conservation. J. Mo!. Biol. 149, 15-39.

Scheller, R. H., McAllister, L.B., Crain, W.R., Durica, D. s., Posakony, J. W., Thomas, T. L., Britten, R. J. and Davidson, E. H. (1981) Organization and expression of multiple actin genes in the sea urchin. Molec. & Cell. Biol. 1, 609-628.

Thomas, T. L., Britten, R. J. and Davidson, E. H. (1982) An interspersed region of the sea urchin genome represented in both maternal poly(A) RNA and embryo nuclear RNA. Devel. Biol., submitted for publication.

Thomas, T. L., Posakony, J. W., Anderson, D. M., Britten, R. J. and Davidson, E. H. (1981) Molecular structure of maternal RNA. Chromosoma 84, 319-335.

Xin, J.-H., Brandhorst, B. P., Britten, R. J. and Davidson, E. H. (1982) Cloned embryo mRNAs not detectably expressed in adult sea urchin coelomocytes. Devel. Biol. 89, 527-531.

Summary: The focus of this laboratory is on cell-surface

protein molecules that function as mediators of cellular

communication and on the genes that code for such

molecules. Certain cell-surface proteins under study are

receptors for diffusible molecules. Other proteins, which

are members of highly polymorphic families of molecules,

may play a role in cell-cell interactions during

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32

embryogenesis. Little is known about these molecules

since it has been difficult or impossible for anyone to

isolate such scarce cell-surface proteins in amounts

suitable for conventional analysis. We have approached

this problem by: (1) development of highly sensitive

instrumentation capable of analyzing very small quantities

of proteins; (2) analysis of molecules from tumor cell

surfaces, an approach that provides a cloned population of

cells that express substantial amounts of the specific

proteins of interest free of related molecules that are

expressed on other cell types; and (3) taking advantage of

gene cloning techniques to isolate the relevant genes.

In previous years we invested considerable effort in

the design and construction of microchemical instrumen­

tation. That program has been successful and the desired

instruments are now in routine use (see Abstract No. 38).

As an example, the high sensitivity of the new sequencing

instrument now enables us to obtain useful amino-terminal

sequence information on very small quantities of proteins

isolated after analytical scale separation by SD5-gel

electrophoresis (see Hewick et aL, 1981 and Abstract

No. 37).

Just as homogeneous antibodies are most readily

obtained from cloned tumor cell lines or from hybridomas,

we have used tumors as a source of cell-surface receptors.

As an example, one of our collaborative efforts (see

Abstract No. 37) has been the study of a "tumor antigen"

(an iron receptor) expressed on most human melanomas.

In this case, a monoclonal antibody provided an effective

method for the isolation of this molecule. The amino-acid

sequence that we obtained allowed us to determine the

function of the receptor and also to synthesize a DNA

probe that is now being used to screen a cDNA library.

Several other cell-surface receptors that are

differentially expressed on specific normal and tumor cell

types are also under study in collaborative projects. We

not only wish to characterize such molecules but also hope

that the DNA sequences in and near the relevant

structural genes will provide insights into the differential

control of gene expression in specific classes of normal

and cancerous cells.

A closely related but more adventuresome aspect of

our study of cell-surface receptors is aimed at studying

the hypothetical "area code" molecules that are believed

to play a key role in cell-cell interaction during develop­

ment (Dreyer et al., 1967; Hood et al., 1977). Such

molecules are also expected to be most easily studied

when expressed on cloned tumor cell lines. Of particular

interest is a family of molecules that is so diverse that

each new sarcoma cell line studied to date expresses a

molecule that appears to be serologically unique. This

type of antigenic diversity is very reminiscent of the V

regions of antibodies that provide the molecular basis for

the expression of "unique" antigens {idiotypes) on B-cell

tumor lines. We are interested in learning more about the

"unique" antigens of tumors and the presumptive multi ...

gene family(s) that codes for them. This project is

discussed in Abstract Nos. 34, 35 and 39. As described in

Abstract No. 35, we have also begun analyses of a family

of human genes that are related to a gene family in the

mouse that codes for one class of cell-surface "tumor

antigens."

Our aim in each of these closely related studies is to

increase our understanding of cell-surface proteins, the

genes that code for them, and the genetic mechanisms

that program their expression on specific cell lineages.

References: Dreyer, W. J., Gray, W.R. and Hood, L. (1967) Cold Spring

Harbor Sy mp. Quant. Biol. 32, 353-367. Hewick, R. M., Hunkapiller, M. w., Hood, L. E. and

Dreyer, w. J. (1981) J. Biol. Chem. 256, 7990-7997. Hood, L., Huang, H. V. and Dreyer, W. J. (1977) J.

Supramolec. Struct. 7, 531-559.

33. ANALYSIS 01' gp70-LIKE MOLECULES ON MORINE TUMORS

Investigators: Janet M. Roman, William J. Dreyer

When skin cells are transformed in experimental

animals, essentially every tumor expresses a cell--surface

molecule(s) that differs from those expressed on other

tumors derived in the same way. Even those tumors that

arise in different sites on the same animal express

different molecules (unique tumor antigens). We wish to

isolate these molecules and the genes that code for them.

These studies are based on the hypothesis that molecules

that function as unique "tumor" antigens are actually

molecules involved in the function of the normal cell from

which the tumor developed and that the genes that code

for these molecules are inherited in the germline of those

animals. This is known to be true for plasmacytomas,

where unique tumor antigens are the variable regions of

antibody molecules. The large family of molecules that

are expressed on other types of tumors may also play a

key role in normal cellular function.

Using syngeneic antisera that recognize unique tumor

antigens on murine fibrosarcomas, we have detected, by

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immunoprecipitation studies, 70-90 K dalton molecules

that cross react with the major envelope protein (gp70) of

murine retroviruses (Roman et al., 1981). We have no

evidence that these are unique tumor antigens. However,

they are the only molecules precipitated by these

antisera, and they have the properties and the complexity

expected of such molecules. Each tumor line bears at

least two gp70-like molecules, each with extensive iso­

electric point heterogeneity, and the patterns of these

molecules on two-dimensional (2D) SDS gels are stable,

heritable characteristics of each individual tumor line,

whether passaged in vivo or in vitro. Migration of these

molecules on 2D gels relative to an internal standard

confirms that distinctly different patterns are displayed

by the molecules from different tumors.

Reference: Roman, J. M., Hirsch, J., Readhead, C., Levy, D.,

DeOgny, L. and Dreyer, W. J. (1981) Transplant. Proc. 13, 1782-1786.

34. DETECTION ON HUMAN CELLS OF MOLECULES RESEMBLING RETROVIRAL gp70

Investigator: Janet M. Roman

The intriguing series of molecules found on the

fibrosarcomas discussed in Abstract No. 33 cross react

with the retroviral envelope protein gp70, and some of

these may in fact be carried by genes related to

retroviruses. Although we feel that these molecules may

play roles other than in virus formation, perhaps during

normal development and differentiation, the pursuit of

this question in the mouse, whose genome contains many

copies of retrovirus genes, leaves room for many counter­

explanations. We therefore turned to humans, whose

genome has not been shown to contain any complete

retroviral sequences, and whose cells have not been shown

to produce any endogenous retroviruses, despite a very

extensive search.

Cell lines of human fibrosarcomas were grown and

labeled with 1251. Cells were lysed and proteins precipi­

tated with baboon endogenous virus-specific antibodies

prepared in goats, and the precipitated molecules run on

two-dimensional (2D) gels. The primary molecules

migrated on these 2D gels in a glycoprotein type of

pattern that very closely resembled the patterns of gp70-

like molecules from murine cells, although the molecular

weight was slightly lower. Again, wide isoelectric point

heterogeneity was seen, just as for the murine gp70s.

These human molecules did not cross react with a murine

gp70.

35. GENES RELATED TO RETROVIRUS ENVEWPE GENES IN THE HUMAN GENOME

Investigators: Janet M. Roman, Carolyn Anderson, William J. Dreyer

33

The detection of retrovirus envelope-like genes in

humans, whose genome has not been shown to carry genes

capable of being expressed as retroviruses, would raise the

possibility that these genes may play a role in normal

cellular processes.

Retrovirus envelope proteins are involved in cell

recognition by the virus and they determine the virus host

range. Consequently, these proteins display a great deal

of polymorphism, even within a single species such as the

mouse, where they have been carefully analyzed. If one

considers the hypothesis that such molecules function in

normal cell-cell interactions and that they have been

"parasitized" by viruses, the expectation is that the

proposed normal envelope-like molecules are also quite

polymorphic. We therefore chose to look for the

structural genes for such molecules using a retrovirus

probe from baboons, a species evolutionarily related to

humans, and to do our initial screening tests under very

low stringency conditions.

We have screened a lambda library of human DNA

using a 3.1 kb probe of baboon endogenous retroviral DNA

that contains a 3' portion of the pol (polymerase) gene, the

entire gp70 (envelope) gene, the p15E gene and the U3

region of the 3' LTR. (The cloned baboon endogenous virus

was obtained from M. Cohen.) By using a probe containing

sequences flanking the envelope gene, we hoped to

optimize our chances of detecting the envelope gene, as

these flanking sequences are highly conserved in retro­

viruses that haye been studied. Our initial screening has

yielded a number of clones. We have selected and

rescreened several of these, and are presently analyzing

them. We will_ use the envelope-like regions of these

clones to rescreen the human library at higher

stringencies. Recently, three other laboratories have also

found evidence for retrovirus-related genes in humans

(Martin et al., 1981; Noda et al., 1982; M. Cohen et al.,

private communication).

Our own focus continues to be on envelope-like genes

and we will seek to answer the following questions. (1) Do

humans, like mice, have a very large family of envelope­

like genes (see Martin et al., 1981; Phillips et al., 1982)?

(2) Are any of these genes actively transcribed and

translated? (3) ls expression of these genes regulated by

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34

tissue-specific developmental controls, again as seems to

be true in mice (see references in Hara et al., 1981)?

(4) Is the glycoprotein that we detected on the surface of

some human sarcomas related to retroviral envelope

proteins (see Abstract No. 34)? (5) Does the DNA

sequence in and near these genes provide clues as to the

origin and/or expression of these genes? (6) Do these

genes play any role in normal human development and/or

in cancer, or are they useless passenger DNA?

References: Hara, I., Izui, S., McConahey, P. J., Elder, J. H., Jensen,

F. c. and Dixon, F. J. (1981) Proc. Nat. Acad. Sci. USA 78, 4397-4401.

Martin, M. A., Bryan, T., Rasheed, s. and Khan, A. S. (1981) Proc. Nat. Acad. Sci. USA 78, 4892-4896.

Noda, M., Kurihara, M. and Takano, T. (1982) Nucleic Acids Res. 10, 2865-2878.

Phillips, S. J., Birkenmeier, E. H., Callahan, R. and Eicher, E. M. (1982) Nature 297, 241-243.

36. STRUCTURAL STUDIES OF A HUMAN LEUKEMIA ANTIGEN

Investigators: David B. Teplow, Marcus Braun•, William J. Dreyer

Cells of patients with acute lymphoblastic leukemia

(ALL) often display a common cell-surface antigen termed

CALLA. CALLA is a glycoprotein of 100,000 molecular

weight. CALLA-specific monoclonal antibodies have been

used to immunoprecipitate CALLAs from a variety of

radioiodinated leukemia cell lines and to compare them by

two-dimensional (2D) gel electrophoresis.

CALLA molecules with molecular weights of

approximately 100,000 have been identified on cells from

lines of Burkitt's lymphoma, T-cell ALL and null cell ALL.

Five of six lines examined expressed a major protein

species with an average isoelectric point (pl) of 5.83.

Additional charged species, with pis ranging from 5.55 to

6.30, were observed in three of the six lines.

To study the contribution of carbohydrate side chains

to the observed charge heterogeneity, 2D gels are being

run on samples deglycosylated by treatment with tri­

fiuoromethanesulfonic acid. Sequence relationships are

being probed by peptide mapping of partial enzymatic

digests using sodium dodecyl sulfate-polyacrylamide gel

electrophoresis (SDS-PAGE). In addition, preparative

quantities of CALLA, isolated by affinity chromatography

and SDS-PAGE, are being produced for analysis in the

gas-liquid solid phase microsequencer.

We hope to use the sequence data obtained to better

understand the structure and function of this common

leukemia antigen and its relationship to other antigens

expressed on normal cells and tumors. We expect these

data and the results of our comparative analyses to extend

our basic understanding of the role of such cell-surface

glycoproteins in normal cell function and to better enable

us to evaluate the efficacy of using such proteins as

targets in immunotherapeutic trials in vivo.

*Fred Hutchinson Cancer Research Center, Seattle, Washington.

37. MELANOMA SURFACE ANTIGEN p97 IS RELATED TO TRANSFERRlN

Investigators: Joseph P. Brown*, Rodney M. Bewick**, J:ngegerd Hellstrom•, Karl Erik Hellstrom*, Russell F. Doolittle•••, William J. Dreyer

This study, in which we have identified a human

melanoma cell-surfa~ protein as an iron receptor,

illustrates the power of the methodology and instru­

mentation now available at Caltech (Brown et al., 1982).

A small amount of monoclonal antibody directed against

the cell-surface glycoprotein p97, which is found

predominantly on melanoma cells (Woodbury et al., 1980),

was added to a lysate of several grams of cultured cells.

The antigen-antibody complex, along with a slight excess

of the monoclonal antibody, was

lysate by passage through

Staphylococcus aureus protein A.

isolated from the crude

a column containing

After washing, the pH

was lowered to elute the monoclonal antibody and the

antigen. These proteins were separated on an SDS­

acrylamide gel and stained with Coomassie blue. The

stained antigen was electrophoretically eluted and the

amino terminal sequence was determined in the new,

highly sensitive, gas-phase microsequenator (Hewick

et al., 1981). A computer search identified the amino acid

sequence as being closely related, but not identical, to

known members of the transferrin family of iron-binding

proteins. The cell-surface molecule was tested and found

to bind iron. Thus its function, previously unknown, was

determined by this approach. The amino terminal

sequence information has also been utilized to synthesize

DNA probes for use in isolation of the gene that codes for

this molecule and the control regions surrounding that

gene. The genes of normal cells will be compared with

those of melanomas to ascertain whether DNA sequences

provide any clues that might explain the high level of

expression of p97 on melanomas. At the same time, the

amino acid sequence information is being utilized to

synthesize a peptide that hopefully will be antigenic when

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coupled to a suitable carrier molecule, a property that is

of potential clinical value. Monoclonal antibodies

directed against this molecule may also be useful in

diagnosis and therapy.

References: Brown, J. P., Hewick, R. M., Hellstrom, I., Hellstrom,

K. E., Doolittle, R. F. and Dreyer, W. J. (1982) Nature 296, 171-173.

Hewick, R. M., Hunkapiller, M. W., Hood, L. E. and Dreyer, W. J. (1981) J. Biol. Chem. 256, 7990-7997.

Woodbury, R. G., Brown, J. P., Yeh, M. Y., Hellstrom, I. and Hellstrom, K. E. (1980) Proc. Nat. Acad. Sci. USA 11, 2183-2187.

*Fred Hutchinson Cancer Center, Seattle, Washington. **Genetics Institute, Boston, Massachusetts. ***Department of Chemistry, University of California, San Diego.

38. PROTEIN CHEMICAL AND RECOMBINANT DNA FACILITY

Investigators: William J. Dreyer, Michael w. Htmkapiller, Rodney M. Hewick*, Charles E. Giffin**, Leroy E. Hood

The instruments and methods we have developed at

Caltech and at the Jet Propulsion Laboratory represent a

major advance in the speed and sensitivity with which

genes and their protein products can be isolated and

characterized.

We have built a new type of microsequenator for

peptides and proteins that uses (a) gas-phase reagents at

critical points in the Edman degradation, and (b) a

cartridge-style reaction cell (Hewick et al., 1981). This

new sequenator is particularly suitable for recombinant

DNA technology, where amino acid sequence information

on a very limited supply of protein (e.g., a few micro­

grams eluted from a staiiled SDS gel) may be required.

Such information can be used to synthesize DNA probes

that are valuable for the isolation and cloning of rare

message genes. Also, an advanced type of automated

peptide synthesizer is under construction, and a very

effective automatic DNA synthesizer has been completed.

Both of these instruments are similar in design to the

protein sequencer. These will allow for the rapid

synthesis of substantial quantities of rare proteins and

peptides and for the synthesis of DNA probes and genes.

Both of these automated synthesizers make use of amino

acid sequence information.

A new instrument, which we expect to have in routine

operation within the next two years, is a new type of mass

spectrometer (Dreyer et al., 1974; Giffin et al., 1974;

Boettger et al., 1979). This mass spectrometer is small

35

and stable and is designed to be capable of being operated

by a relatively inexperienced operator. The key feature in

the development of this new mass spectrometer was the

development of an electro-optical ion detector array that

has the capacity to detect a single molecular ion. The

output of the electro-optical detector is ultimately fed to

a computer where the data are calibrated and analyzed.

This mass spectrometer can analyze PTH amino acid

derivatives in the femtogram range, thus making it

greater than a thousandfold more sensitive than present

HPLC instrumentation. Moreover, with the implemen­

tation of an appropriate sample injection system and

computerized data processing, it should be possible to

have a sample turnaround time of less than 5 minutes on

the a mass spectrometer. Thus we envision in the future

multiplexing two or more gas-liquid solid phase micro­

sequenators to a mass spectrometer and, accordingly,

being capable of carrying out a large number of analyses

each day using only minute amounts of proteins or

peptides.

References: Boettger, H. G., Giffin, C. E., Norris, D. D. and Dreyer,

W. J. (1979) In: Monograph on Image Detectors in Chemistry. Y. Talmi (Ed.), pp. 291-318. American Chemical Society, Washington, D.C.

Dreyer, W. J., Kupperman, A., Boettger, H. G., Giffin, C. E., Norris, D. D., Grotch, S. L. and Theard, L. P. (1974) Clin. Chem. 20, 998-1002.

Giffin, C. E., Norris, D. D. and Boettger, H. G. (1974) lnternat. J. Mass Spectrometry and Ion Physics 15, 437-449.

Hewick, R. M., Hunkapiller, M. W., Hood, L. E. and Dreyer, W. J. (1981) J. Biol. Chem. 256, 7990-7997.

Hood, L., Hunkapiller, M., Hewick, R., Giffin, C. E. and Dreyer, w. J. (1981) J. Supramol. Struct. & Cell. Biochem. 17, 27-36.

*Genetics Institute, Boston, Massachusetts. **Jet Propulsion Laboratory, Pasadena, California.

39. SPECULATIONS ON THE ROLE OF MOBILE GENES AND CELL-SURFACE MOLECULES IN EMBRYOGENESIS

Investigator: William J .. Dreyer

There is overwhelming evidence that antibodies must

have evolved from similar, more primitive protein

receptor systems. Antibody molecules are found in the

earliest vertebrates but homologous molecules have not

been detected in invertebrates. However, when one

compares the amino acid sequence of the heavy and light

chains of imrnunoglobulins from the earliest vertebrates

with antibodies of vertebrates that evolved much later, it

becomes evident that such a complex, polymorphic system

of molecules that display a high degree of homology

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36

across all vertebrate species could not have arisen de nova

at the time of the emergence of vertebrates. During

differentiation, antibody molecules themselves first

appear as cell-surface receptors that serve as triggers for

further cellular division, differentiation and even further

gene cutting and splicing events (see Leder, 1982, for a

good review). The immediate evolutionary precursors of

antibody molecules are also likely to be found on cell

surfaces as part of an elaborate recognition system used

for sensing the cellular environment. Furthermore, the

very sophisticated gene cutting and splicing mechanisms

that program orderly genetic rearrangements during

embryogenesis of the immune system (see Huang and

Dreyer, 1978) are not likely to be unique to those tissues

or to have appeared in a creationary flash. Accordingly, I

feel quite confident that there must be other multigene

families that also use similar sophisticated genetic cutting

and splicing mechanisms to rearrange genes during normal

development. Many types of transposable elements and

similar genes are already well known in organisms such as

bacteria, yeast, corn, Drosophila, as well as in

vertebrates, including man (e.g., the retrovirus-like genes

of Abstract No. 35). It would be very surprising if similar

flip-flop and/or transposable elements do not function in

embryogenesis (see Patrusky, 1981, for a brief review).

More complex splicing events that use mechanisms

evolutionarily related to those that occur during the

embryogenesis of the immune system would be expected

to be useful for generating large families of cell-surface

receptors. Furthermore, descriptive biology dating back

to the previous century provides overwhelming evidence

that cell surfaces must display very sophisticated arrays

of receptors that we now refer to as area code molecules

(Hood et al., 1977). For example, the cells of early

embryos can be dissociated and upon reassociation,

specific cells move back into correct positions relative to

the rest of the cells. Also, cells marked with carbon

particles migrate through embryos to precise locations.

Such cellular migration occurs reproducibly under genetic

command. It seems correct to assume that cell-surface

receptors play a role in programmed cell migration and

placement as an embryo assembles itself. I have recently

summarized this view at a symposium in honor of C. B.

Anfinsen (Dreyer, 1982).

Taking the above into account, we have used three

basic approaches in our search for area code molecules:

(1) analysis of cell-surface molecules that are polymorphic

and/or may serve as receptors (see Abstract Nos. 33, 34,

36 and 37), (2) analysis of genes that are likely to be

involved in genetic rearrangements or gene splicing events

(see Abstract No. 35), and (3) the development of

instruments and methods that facilitate these studies (see

Abstract No. 38).

As may be seen in the abstracts that precede this, cell

surfaces of different tissues display complex assortments

of molecules whose functions are mostly unknown. At the

very least, our search for area code molecules will help

clear up some of these mysteries (as for example with the

characterization of melanoma antigen p97; Abstract

No. 37), and further our understanding of cell-cell

interactions.

References: Dreyer, w. J. (1982) Jn: Proceedings of the International

Symposium on the Contributions of Chemical Biology to the Biomedical Sciences. F. Goldberger and A. Schechter (Eds.), Academic Press, New York, in press.

Hood, L., Huang, H. V. and Dreyer, W. J. (1977) J. Supramolec. Struct. 7, 531-559.

Huang, H. V. and Dreyer, W. J. (1978) J. Immunol. 121, 1738-1747.

Leder, P. (1982) Scientific American 246, 102-115. Patrusky, B. (1981) Mosaic 12, 41-45.

PUBLICATIONS

Brown, J. P., Hewick, R. M., Hellstrom, I., Hellstrom, K. E., Doolittle, R. F. and Dreyer, W. J. (1982) Human melanoma-associated antigen p97 is structurally and functionally related to transferrin. Nature 296, 171-173.

Dreyer, w. J. (1982) Molecular evolution, antibody formation, and embryogenesis. In: Proceedings of the International Symposium on the Contributions of Chemical Biology to the Biomedical Sciences. F. Goldberger and A. Schechter (Eds.), Academic Press, New York, in press.

Hewick, R. M., Hunkapiller, M. W., Hood, L. E. and Dreyer, W. J. (1981) A gas-liquid solid-phase peptide and protein sequenator. J. Biol. Chem. 256, 7990-7997.

Hood, L., Hunkapiller, M., Hewick, R., Giffin, c. E. and Dreyer, W. J. (1981) Microchemical instrumentation. J. Supramolec. Struct. & Cell Biochem. 17, 27-36.

Hunkapiller, M. W., Hood, L. E., Hewick, R. M. and Dreyer, w. J. (1982) High sensitivity sequencing with a gas-phase sequenator. Jn: Methods in Enzymology. Vol. 91, Part I, Enzyme Structure, S. P. Colowick and N. 0. Kaplan (Eds.), in press.

Jennings, K. R., Kaczmarek, L. K., Hewick, R. M., Dreyer, W. J, and Strumwasser, F. (1981) Protein phosphorylation during afterdischarge in peptidergic neurons of Aplysia. J. Neurosci. 2, 158-168.

Roman, J. M., Hirsch, J., Readhead, C., Levy, D., DeOgny, L. and Dreyer, w. J. (1981) Heritable differences among gp70-like molecules on C3H ultra­violet light-induced fibrosarcomas. Transpl. Proc. 13, 1782-1786.

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Professor: Leroy E. Hood Sherman Fairchild Distinguished Scholan James F. Crow Visiting Professor: Carol H. Sibley Visiting Associates: Martha W. Bond, Minnie McMillan,

Carlton H. Paul Ill, Marit P. Pecht, Irving L. Weissman Senior Research Fellows: Henry V. Huang, Michael W.

Hunkapiller, Roger M. Perlmutter, Carol Readhead Research Fellows: Richard H. Douglas, Robert S.

Goodenow, Johanna A. Griffin, Joan A. Kobori, Ellen B. Kraig, Anders Orn, Michael Steinmetz, Iwona T. Stroynowski, Martha C. Zuniga

Graduate Students: Stephen T. Crews, Kurt Eakle, Jay W. Ellison, Douglas A. Fisher, Tim Hunkapiller, Stuart K. Kim, Mitchell Kronenberg, Donna L. Livant, Arthur Roach, Beverly Taylor Sher, Gerald J.-M. Siu*, Yi Henry Sun, Astar Winoto

Member of the Professional Staff: Suzanna J. Horvath Research Staff: Bennett J. Berson, Paul K. Cartier m,

Michael Douglas, Vincent R. Farnsworth, Chin Sook Kim, Fred R. Larsen, Eva H. Lujan, Mary J. Macchi, Janet M. McNicholas, Karyl Minard, Stella Olive, Elizabeth A. Springer

Laboratory Staff: Maria A. De Bruyn, Bertha E. Jones, Jessie Walker

*Division of Chemistry and Chemical Engineering, California Institute of Technology.

SUpport: The work described in the following research reports has been supported by:

Ameriean Caneer Society The American-Scandinavian Foundation Earle C. Anthony Feliowship Applied Molecular Genetics, Inc. (AMGen) Arthritis Foundation Baylor College of Medicine Ethel Wilson Bowles and Robert Bowles

Professorship California Foundation for Biochemical Research Cancer Research Institute, Inc. Deutsche Forschungsgemeinschaft Fairchild Foundation Finkelstein Support for Interferon Research Fulbright Fellowship Hoag Foundation The Henry Kaiser Family Foundation MacArthur Foundation Louis B. Mayer Foundation Monsanto Co. Francis Mosley Fund for Cancer Research National Institutes of Health, USPHS National Research Council, Washington, D.C. National Science Foundation Prince Charitable Trusts Gordon Ross Medical Foundation Stanford University Sundry Donors for Cancer Research University of Southern California Weingart Foundation

Summary: Our laboratory is interested in multigene

families that encode and regulate various aspects of the

vertebrate immune response. These families include the

antibody gene families, the T-cell receptor gene families

and several gene families encoded by the major histo­

compatibility complex. We use the mouse as a model

37

system and employ a variety of techniques including

protein chemistry, nucleic acid chemistry, and

immunology.

Antibodies are made up of two types of

polypeptides-light and heavy chains. These chains are

encoded by three multigene families-two encode light

chains (A and K) and the third encodes the heavy chain.

The light chains are encoded by three gene segments

termed variable (V), joining (J), and constant (C). The

heavy chains are encoded by three similar gene segments,

as well as a fourth-diversity (D). The antibody molecU]e

has two major categories of functions--pattern

recognition encoded by the variable domains and effector

functions encoded by the constant domains. Constant

domaihs are encoded by the constant genes, whereas the

remaining gene segments encode the variable regions.

Antibody genes employ two types of DNA rearrangement

during differentiation. First, in variable gene formation,

the V and J or V, D, and J gene segments are juxtaposed

to generate a contiguous coding region for the V L and V H

genes. Second, class switching leads to a DNA rearrange­

ment whereby one heavy chain constant region is replaced

by a second heavy chain constant region during the

differentiation of the antibody-producing or B cell. In

addition, antibody heavy chain genes may undergo

alternative patterns of RNA splicing to generate

membrane and secreted for-ms of the corresponding

polypeptides. There are a variety of mechanisms for

generating diversity in antibody genes which include

(1) the existence of mU]tiple V, D, and J genes, (2) the

combinatorial joining together of any V with any J or D

gene segments, (3) two or three special types of somatic

mutation, and (4) the combinatorial association of light

and heavy chains.

We are currently studying several features of the

antibody gene system (Kim et al., 1981). First, we are

interested in the detailed organizational relationships of a

simple V H gene family-the Tl5 gene family with four

members in the inbred BALB/c mouse. Second, we are

interested in the evolution of the T15 gene family in

various inbred strains of mice, and substrains of mice,

rats, guinea pigs, and even humans. Third, we are

interested in the organization of the D gene segments and

their relationship to the J gene segments in the heavy

chain gene family. Fourth, we are interested in molecular

mechanisms which lead to class switching. Fifth, we are

interested in examining the organization and diversity

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38

contained in the heavy chain gene family which includes

among its members the gene or genes responding to

immunization by the simple carbohydrate antigen dextran.

The dextran V H gene family is interesting and contrasts

sharply with the T15 gene family in that it is large (20-25

V H genes) and has a series of very closely related V H gene

members.

We also are attempting to clone the genes encoding

the T-cell receptor. We have employed a variety of

approaches assuming B- and T-cell receptors share

common VH genes. These approaches have failed. We are

now using T-cell hybridomas that synthesize T-cell

suppressor factors in an attempt to clone the corre­

sponding genes.

The major histocompatibility complex of the mouse

encodes several families of cell-surface molecules that

are involved in self-nonself recognition. The class I gene

family includes the transplantation antigens and

hematopoietic differentiation antigens such as TL, Qa-2,3

and Qa-1. The class II gene family encodes the Ia

polypeptides or immune response genes. The class III gene

family encodes a variety of components that are involved

in the early activation sequence of the complement

pathway.

In the BALB/c mouse we have cloned most of the class

I genes (approximately 40) (Steinmetz et al., 1982),

determined their intron-exon organization, mapped many

of these genes and their corresponding gene clusters into

various regions of the major histocompatibility complex

by restriction enzyme site polymorphisms, and transferred

these class I genes into mouse L cells where they are

expressed as cell-surface molecules that can be examined

by immunochemical, serologic, and functional assays

(Goodenow et al., 1982). We also have nearly cloned the

complete class II gene region which appears to contain six

to seven genes. We are in the process of sequencing

several of these genes and using them for gene transfer

experiments to study their functions.

We are continuing to develop new types of micro­

chemical instrumentation (Hood et al., 1981). We are now

in the process of refining an automated DNA synthesizer

and have just begun to build a peptide synthesizer. We are

continuing work that we hope will lead to automated

techniques for DNA sequencing. In collaboration with

Professor Dreyer and the Jet Propulsion Laboratory, we

are continuing to develop a highly sensitive mass

spectrometer for the analysis of amino acid derivatives.

These instruments in addition to the sensitive gas-phase

solid-state protein sequenator will constitute a micro­

chemical facility with enormous potential for

manipulation of genes and proteins. Indeed, we are using

this facility to characterize proteins (and genes) that are

available in very small quantities such as the acetyl­

choline receptor and various neurohormones.

References: Goodenow, R. S., McMillan, M., Orn, A., Nicolson, M.,

Davidson, N., Frelinger, J. A. and Hood, L. (1982) Science 215, 677-679.

Hood, L., Hunkapiller, M., Hewick, R., Giffin, C. E. and Dreyer, W. J. (1981) Microchemical instrumentation. ICN-UCLA Symposium. J. Supramol. Struct. & Cell Biochern. 17, 27-36.

Kim, S., Davis, M., Sinn, E., Patten, P. and Hood, L. (1981) Cell 27, 573-581.

Steinmetz, M., Winoto, A., Minard, K. and Hood, L. (1982) Cell 28, 489-498.

40. CHROMOSOMAL ARRANGEMENT OF ANTIBODY HEAVY CHAIN VARIABLE REGION GENES

Investigators: Stephen T. Crews, Elizabeth A. Springer

The heavy chain gene locus contains hundreds of heavy

chain variable region (V H) genes scattered over a large

region of chromosome 12 of the mouse. An understanding

of the function, evolution, and expression of the DNA

contained in this locus requires a knowledge of the

physical arrangement of these genes along the chromo­

some. We have attempted to investigate the organization

of the VH locus by using recombinant DNA technology.

The system that we have chosen is the small family of

four V H genes (designated Vl, V3, Vll, and Vl3) that

comprise the T15 V H gene family. Utilizing both lambda

and cosmid recombinant DNA clones, we have isolated and

sequenced all four genes in this family (Crews et al.,

1981). These clones constitute a series of overlapping

DNA fragments containing the Tl5 genes. Restriction

mapping and hybridization studies have shown that these

overlapping clones fall into three clusters of DNA. The

first cluster contains the Vl and V3 genes, which are

separated by 15 kb of DNA. The Vll and Vl3 genes are

each found in a cluster of greater than 33 kb of DNA that

is unlinked to any other V H gene. Control experiments

have shown that our hybridization conditions can detect

all known V H genes, thus we can exclude the possibility of

distantly related V H genes also residing on these clones.

We have also isolated a large number of cosmid clones

bearing other, less related V H genes. Restriction mapping

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has allowed us to place these clones into nine clusters of

nonoverlapping DN~. Overall, including the T15 VH gene

family, we have analyzed 21 different V H genes found on

12 gene clusters and encomJ;>assing 492 kb of DNA. We

have utilized this information to make several observa­

tions about the organization of V H genes along the

chromosome. (1) Closely related V H genes can be

clustered (e.g., Vl and V3 are closely linked) although the

generality of this observation for the entire locus is still

unknown. (2) The spacing distance between V H genes is

variable; it can vary from 4 kb to greater than 30 kb. (3)

The average spacing distance is large, greater than 23 kb.

Assuming a minimum of 250 V H genes, the V H gene locus

may encompass over 5 million base pairs. We are

currently continuing molecular cloning experiments with

the goal of physically linking together all of the genes of

the T15 V H gene family.

Reference: Crews, S., Griffin, J., Huang, H., Calame, K. and Hood, L.

(1981) Cell 25, 59-66.

41. SEQUENCE ORGANIZATION OF THE T15 VH GENE FAMILY

Investigators: Gerald J. M. Siu•, Stephen T. Crews, Elimbeth A. Springer, Kathryn Calame**

We are interested in studying the structure, evoluti_on

and exJ;>ression of the heavy chain variable region (V H)

gene locus. Since the mouse genome contains hundreds of

V H genes, we have focused on a small family of four

closely related V H genes, called the T15 V H gene family

(Crews et al., 1981). Currently, large stretches of DNA

flanking these four genes are being sequenced utilizing

both the Ml 3-dideoxy sequencing method and the

chemical cleavage procedure of Maxam and Gilbert. This

information will allow a more complete understanding of

the structure of V H genes, identification of functionally

significant regions (as defined by conservation of

sequence), and the molecular events involved in the

evolution of these genes. Heteroduplex analysis of the

T15 family genes has revealed that there are extensive

stretcJ:tes of flanking sequence homology. Sequence

analysis of the regions where these flanking sequence

homologies end may allow a better understanding of the

mechanism of gene duplication. Finally, in the laboratory

of Dr. Kathryn Calame at UCLA, the caJ;> site (and

presumed site of initiation of transcription) has been

identified for one of the genes in this family. It lies

39

approximately 60 nucleotides upstream from the

methionine initiator codon of the signal peptide sequence.

There is a sequence, ATA, found 32 nucleotide pairs 51 to

the cap site that is characteristic of most eukaryotic

promoters. Examination of the sequences corresponding

to the promoters of each of the genes of this family as

well as other V H genes, in conjunction with functional

studies of their promoters, will allow a clearer picture of

the structure and function of variable region gene

promoters and the regulation and expression of antibody

genes.

Reference: Crews, s., Griffin, J., Huang, H., Calame, K. and Hood, L.

(1981) Cell 25, 59-66.

*Division of Chemistry and Chemical Engineering, California Institute of Technology. **Department of Biological Chemistry and the Molecular Biology Institute, University of California, Los Angeles.

42. EVOLUTIONARY ANALYSIS OF A SMALL IMMUNOGLOBULIN HEAVY CHAIN VARlABLE REGION (VH) MULTIGENE FAMILY

Investigators: Johanna A. Grifrm, Roger M. Perlmutter, Bennett J. Berson

T15 is a multigene family which in BALB/c mice has

four members that are from 86-96% homologous. The T15

gene segment after which the family was named encodes

the V H region of the antibody which binds J?hOSJ?hocholine

(PC). A gene segment, V3, located 15 kilobases 5' to Tl5

is a pseudogene. Two other gene segments, Vll and V13,

are probably functional but do not apr;>ear to be expressed

in a PC immune response and are not closely linked to the

Tl5-J;>seudogene comJ;>lex (Crews et al., 1981).

We have compared Southern blot hybridization

patterns of liver DNA from a number of inbred and wild

strains of mice and rats using a T15 cDNA probe. In a

majority of mouse strains, all four of the strongest

hybridizing bands are present, indicating that this gene

family arose before the strains diverged. There is a high

degree of conservation of the bands containing the T15

and V13 gene segments among mouse strains. Vll is

slightly more i;>olymorphic among different strains or

deleted in one strain, while the V3 pseudogene is deleted

in several strains. This variation probably reflects the

expansion and contraction of a family of closely related

genes over a period of probably no more than a million

years.

To analyze these findings in more molecular detail, we

selected the BlO.P mouse strain because it is thought to

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40

be very distantly related to BALB/c, the strain from

which we originally sequenced the genes of the Tl5 family

(Crews et al., 1981). We prepared a sperm DNA genomic

library in the A bacteriophage L4 7 (Loenen and Bram mar,

1980). Using a T15 probe, we have isolated the T15 and

V3 gene segments. As in BALB/c mice, the T15 and V3

gene segments are linked in BlO.P mice. DNA sequence

analysis indicates that the T15 coding region in BlO.P

differs from T15 in BALB/c by 7 bases. Of these, four

would cause changes in the amino acid sequence. These

four phenotypic differences produce an amino acid

sequence in the BlO.P protein that is identical to the

protein sequence reported for the anti-PC antibody of a

closely related strain, C57/BL (Rudikoff and Potter,

1980). This similarity suggests that T15 is the V H gene

segment used in the immune response to PC in 810.P

mice.

The V3 pseudogene in BALB/c is nonfunctional for

several reasons. (1) There is a 4-base insertion in the

coding region. (2) It has a termination codon. (3) It has a

deletion in the spacer between the two conserved

rearrangement recognition sequences that would probably

preclude its rearrangement (Huang et al., 1981). (4) Part

of the leader sequence is deleted (G. Siu and S. Crews,

personal communication). The V3 gene segment of 810.P

does not have the 4-base insertion or the termination

codon within its coding region. However, it does have

deletions in the leader sequence and in the rearrangement

recognition region identical to those in BALB/c.

Therefore, the two deletion mutations must also have

occurred before strain divergence, while the insertion and

termination mutations in the BALB/c V3 must have

occurred more recently.

These analyses will allow us to gain some insight into

the evolution of the small Tl5 V H gene family, but more

importantly, they will expand our understanding of some

mechanisms involved in evolution in general.

References: Crews, S., Griffin, J., Huang, H., Calame, K. and Hood, L.

(1981) Cell 25, 59-66. Huang, H., Crews, S. and Hood, L. (1981) J. Mo!. Appl.

Genet. 1, 93-101. Loenen, W. and Brammar, W. (1980) Gene 10, 249-259. Rudikoff, S. and Potter, M. (1980) J. Immunol. 124, 2089-

2092.

43. SEQUENCE ORGANIZATION OF THE J558 GENE FAMILY JN BALB/c MICE

Investigators: Donna L. Livant, Garol Readhead, John B. Wall*

Dextran is the branched, storage polysaccharide found

in bacteria that contains a-1,3, a-1,4, and cx-1-6 linked

glucose in varying preparations (Sugii et al., 1981).

Protein sequence analysis of heavy chain variable regions

from 21 BALB/c hybridomas has shown that when a

BALB/c mouse is immunized with the cx-1,3 dextran,

B1355S, it expresses at least five different V H segments

in its immune response (Clevinger et al., 1981). One of

these V H segments corresponds to that of the myeloma

antibody J558, and was found in 16 of the 21 hybridoma

antibodies sequenced. We have, therefore, defined the

J558 V H gene as the prototype gene for the J558 gene

family. By studying the sequence organization of the J558

family, we hope to find out which of the five V H segment

variants found by Schilling et al. (1982) is encoded in the

germline, and which must have arisen by somatic

mutation. From our sequence and linkage studies, we also

hope to learn something about the structure of the V H

locus in general since several other V H families appear by

genome blotting experiments to be of similar size and

complexity (D. Livant, unpublished observations; R.

Riblet, unpublished observations).

In order to isolate the J558 gene family from the

BALB/c germline, we have screened approximately 1 x

106 clones from a BALB/c sperm DNA library (Davis

et al., 1980), and have selected the 20 most strongly

hybridizing clones for further study. Each of the 2 0

clones contains one, two, or three V H genes exhibiting

varying homology to J558. Jn all cases, at least one gene

per clone has significant 5'-flanking sequence homology to

the J558 gene. Also, these clones fall into five different

groups based on preliminary mapping data, suggesting that

the J558 VH gene family in BALB/c has 8-10 members.

Further evidence indicating that the J558 family has at

least eight members comes from the genome blotting of

Eco RI-digested BALB/c liver (germ!ine) DNA using the

J558 gene as a probe. About 25 Eco RI bands hybridize to

J558, 8-10 bands more strongly than all the rest.

We have sequenced 378, a member of the J558 gene

family having 5'-flanking sequence homology to J558, and

found it to be 93% homologous to the J558 gene. The

implied protein sequence of 37B has six amino acid

differences with respect to the J558 coding sequence.

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Five of these involve single base changes. Four of the

amino acid changes are conservative with respect to

charge and size. The two changes leading to major

differences in charge and shape of Jhe amino acids

involved are located in the second hypervariable region.

The V H gene 37B resides on a clone having two other V H

genes, 37 A and 37C, neither of which has significant 5'­

flanking sequence homology to the J558 gene. Also,

preliminary sequence data suggest that 37 A and 37C are

less homologous to J558 than 37B.

From these data, we conclude that the J558 family in

BALB/c mice probably consists of 8-10 members having

90% or greater homology as well as substantial flanking

sequence homology. Genes in this family are closely

linked to other V H genes, although in most instances the

neighboring V H gene does not appear to be a member of

the J558 family. How the observed clusters of two, three

and four V H genes are themselves linked awaits further

study.

References: Clevinger, B., Thomas, J., Davie, J., Schilling, J., Bond,

M., Hood, L. and Kearney, J. (1981) In: lmmunoglobulin Idiotypes. ICN-UCLA Symposium on Molecular and Cellular Biology. C. Janeway, E. E. Sercarz, H. Wigzell and C. Fred Fox (Eds.), Vol. XX, pp. 159-168. Academic Press, New York.

Davis, M., Calame, K., Early, P., Livant, D., Joho, R., Weissman, I. and Hood, L. (1980) Nature 283, 733-739.

Schilling, J., Clevinger, B., Bond, M., Davie, J. and Hood, L. (1982) Manuscript in preparation.

Sugii, s., Kabat, E., Shapiro, M. and Potter, M. (1981) J. Exp. Med. 153, 166-181.

*Undergraduate, California Institute of Technology.

44. MOLECULAR GENETICS OF ANTI-STREPTOCOCCAL ANTIBODIES

Investigators: Roger M. Perlmutter, Martha W. Bond, Moon Nahm*, Joseph M. Davie*

Group A streptococcal carbohydrate (GAC) is a

thymus-dependent antigen that elicits a highly restricted

antibody response in inbred mice entirely confined to IgM

and IgG3 classes (Perlmutter et al., 1977). Although

individual mice express IgG3 anti-GAC antibodies that

appear to be monoclonal by isoelectric focusing criteria,

it is unusual for two mice to produce identical antibodies.

Thus the murine anti-GAC antibody repertoire is quite

large. In addition, most of the electrophoretic diversity in

these antibodies resides in the heavy chains (Perlmutter

et al., 1978a).

As a first step in examining the manner in which a

single clone of anti-GAC antibody producing cells

41

becomes dominant during the course of the murine

immune response, we have initiated an analysis of V Hand

VL genes employed in the production of anti-GAC

antibodies. Fifty hybridomas with anti-GAC specificity

have been generated using hyperimmune A/J mice. N­

terminal sequence analysis of four anti-GAC heavy chains

yielded a single sequence through residue 55, suggesting

that one V H gene predominates in generating these

antibodies. Four light chains that share a common

idiotype and isoelectric focusing pattern were found to

have almost identical primary structure with a single

variant residue at position 35. A fifth light chain that

lacks the common idiotype differs at seven positions in

the first 50 residues.

Recently, we have generated a genomic library from

A/J sperm DNA and have developed DNA probes that

should permit the enumeration and characterization of

anti-GAC antibody genes in the mouse. In this fashion we

hope to gain an appreciation of the extent to which

somatic mutation underlies the generation of this diverse

antibody response. Our research is also directed toward

an understanding of the rules that govern specific

expression of particular heavy and light chain genes, and

of the curious restriction of murine anti-carbohydrate

antibodies to the IgG3 subclass (Perlmutter et al., 1978b).

References: Perlmutter, R. M., Briles, D. E. and Davie, J. M. (1977) J.

Immunol. 118, 2161-2166. Perlmutter, R. M., Briles, D. E., Greve, J. M. and Davie,

J.M. (1978a) J. Immunol. 121, 149-158. Perlmutter, R. M., Hansburg, D., Briles, D. E., Nicolotti,

R. A. and Davie, J. M. (1978b) J. Immunol. 121, 566-572.

*Washington University School of Medicine, St. Louis, Missouri.

45. STRUCTURE AND EVOLUTION OF HUMAN IMMUNOGLOBULIN GAMMA CONSTANT REGION GENES

Investigators: Jay W. Ellison, Bennett J. Berson, Kathryn L. Galame*, Barbara Chapman**

Immunoglobulin G (IgG) molecules in humans are

divided into four subclasses based on the presence of

particular gamma heavy chain constant regions (CY

regions). These Cy regions (Cyl' Cy2' Cy3' and Cy4) are

encoded by distinct germline genes that are presumed to

be the products of gene duplication of an ancestral Cy

gene. Protein sequencing studies have shown that the

human gamma chain subclasses are about 95% homologous

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42

to one another, implying that the corresponding genes

have diverged very recently in evolutionary history. We

are interested in studying structural features of human Cy

genes in order to gain insights into the evolution of the

human Cy gene family.

We have used a human cy3 cDNA probe to isolate

genomic C -containing fragments from a library of human y

DNA cloned in lambda Charon 4A bacteriophage. We have

completely sequenced three genes isolated from this

library, and have identified them as encoding cyl' cy2'

and cy4 regions (Ellison et al., 1981; Ellison and Hood,

1982; Ellison et al., 1982). A comparison of the nucleotide

sequences shows that these genes share about 95%

homology in the CH domain exons as well as noncoding

regions. The nucleotide sequence differences indicate

that these genes diverged from one another approximately

6-8 million years ago. An examination of hinge exons

shows that these coding regions have evolved more rapidly

than any other areas of the CY genes in terms of both

base substitution and deletion/insertion events. Coding

sequence diversity also is observed in areas of CH domains

that border the hinge. Our interpretation is that natural

selection favors the generation of diversity in the hinge

area of the proteins. Such diversity may be responsible

for the variations in effector functions observed for

different IgG subclasses.

Analysis of lambda clones has shown that the C Y2 and

cy4 genes are linked in human DNA, and are separated by

a distance of 17 kilobases. We hope to establish the

linkage relationships not only of the remaining CY genes,

but of all the genes in the human CH cluster. Toward that

end, we have constructed a cosmid library of human sperm

DNA, employing the strategy used in this lab to construct

a mouse cosmid library.

Several clone blot experiments, as well as restriction

maps of genomic clones, indicate that the homology

shared by the Cy genes extends over a large region of

DNA flanking the coding sequences. Electron microscopy

of heteroduplexes formed between different clones is

being done to examine the flanking sequence homology in

more detail.

In view of the recent divergence of the human Cy

genes, we thought it would be interesting to examine the

Cy gene families in a variety of primate species that

diverged from humans in the range of 5-25 million years

ago. Preliminary genomic blot experiments indicate that

multiple CY genes exist in all of these primates. We plan

to analyze these gene families in more detail.

References: Ellison, J., Berson, B. and Hood, L. (1982) Nucleic Acids

Res., in press. Ellison, J., Buxbaam, J. and Hood, L. (1981) DNA 1, 11-18. Ellison, J. and Hood, L. (1982) Proc. Nat. Acad. Sci. USA

79, 1984-1988.

*Department of Biological Chemistry, School of Medicine, University of California, Los Angeles. **Department of Biochemistry, University of California, Berkeley.

46. MOLECULAR ANALYSIS OF HUMAN B-CELL DIFFBRl!NTIATION USING B-CELL LEUKEMIAS AND IMMUNODEFICIENCil!S

lnvestiga tors: Martha C. Zuniga, Jay W. Ellison

We are studying human B-cell differentiation by

examining the programmed rearrangement of immuno­

globulin genes in B-cell leukemias and B cells from

patients with well characterized immunodeficiencies. In

particular we are interested in examining the phenomenon

of heavy chain isotype switching with regard to the state

in B-cell development at which it occurs and the possible

role for abnormal switching in immunodeficiencies. These

studies are in collaboration with Dr. M. D. Cooper of the

Cellular Immunology Unit at the University of Alabama in

Birmingham, who is providing us with well characterized

human leukemia cells and lymphocytes from immuno­

deficient patients. Using the Southern blotting technique

and purified, cloned human immunoglobulin gene probes

isolated in this laboratory, we are currently screening

DNAs from leukemic individuals for evidence of heavy

chain switching as detected by rearrangement of DNA at

heavy chain loci. The use of Southern blotting with

immunoglobulin gene probes in characterizing leukemias

and other immune disorders is also being pursued in

collaborative studies with Ors. Robert Cardiff and Fred

Meyers at the University of California at Davis. The goal

of these studies is to diagnose particular immune diseases

by the immunoglobulin gene organization of the affected

cells and to use this information in the treatment of

lymphoproliferative disorders.

47. REARRANGEMENT OF CLONED IMMUNOGLOBULIN GENES INTRODUCED INTO B CELL LINES

Investigators: Stuart K. Kim, Barbara J. Wold

Heavy chain switching, an antigen-driven differentia­

tion event, is characterized by a DNA rearrangement in

which switch regions are recombined and the DNA

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originating between them is deleted. Each CH gene has

unique repetitive switch (S) sequences to their upstream

sides that mediate class switching. We have used this

change in DNA topology to construct switching vectors

that, when introduced into B cells, can be used to detect

immunoglobulin CH gene rearrangement.

Specifically, a selectable marker, eco-gpt, has been

inserted between the S µ and S y 2b regions and cloned into

pBR322. The vector can be introduced into a B

lymphocyte, SP2, by DNA-mediated gene cotransfer using

G418 resistance conferred by a second selectable

marker-pNeo3. These cells will therefore be Nm+ eco-+ gpt • Hybridomas will then be made by fusing the SP2

parent to in vitro LPS-stimulated splenocytes that are

known to be undergoing CH switching. If CH switching

operates on the switching vector, the eco-gpt gene should + -be lost and should result in a Nm gpt phenotype. These

cells can then be selected and studied in three ways.

First, the mechanism of CH switching can be studied by

mapping· switch sites and by deletional analysis. Second,

factors which influence CH switching, such as antigen or

TH cells, can be identified. Third, the CH switching

mechanism may become amenable to somatic cell

genetics.

48. THE MOLECULAR NATURE OF THE GENE(S) ENCODING THE T-CELL RECEPTOR

Investigators: Mitchell Kronenberg, Ellen B. Kraig

Although T lymphocytes respond specifically to

antigenic stimulation, the nature of their recognition

structure has eluded characterization. The T-cell antigen

receptor clearly differs from the immunoglobulin

molecule that serves as the B-cell antigen receptor.

Cloned murine T-cell lines fail to rearrange or transcribe

a number of immunoglobulin gene segments (JL' CL' JH'

CH) in a productive manner. However, on the basis of

considerable evidence from serological studies, it has been

proposed that immunoglobulin heavy chain variable (V H)

gene segments are synthesized by T cells.

currently testing this hypothesis in two ways.

We are

First, it is possible that B and T cells responding to the

same antigen will employ homologous variable regions.

The immune response to the synthetic polypeptide OAT

(glutamic acid, alanine, tyrosine) is well characterized and

cloned B and T cells specific for GAT are available. We

have constructed a cDNA library from the poly(AJ' RNA

obtained from a OAT-specific B-cell hybrid. A clone

43

encoding part of the variable region of the OAT binding

protein has been isolated from this library and sequenced.

This clone will be used as a hybridization probe to analyze

RNA from the OAT-specific T cells.

Second, we have developE;!d methods for detecting a

wide spectrum of variable gene segments. We can

therefore test for synthesis of V H segments in T cells

without making any assumptions concerning the way B and

T cells responding to the same antigen employ these

segments. One method consists of low stringency

hybridization of cloned variable gene segments to colonies

containing cloned eukaryotic DNA. We have determined

that sequences only 60% homologous to our probe can be

detected. The second method (see Biology 1981, No. 69)

depends upon the use of a combination of two probes, a

synthetic oligonucleotide and a specifically primed cDNA.

Neither probe is completely specific for variable regions,

but a clone hybridizing to both should contain a variable

gene. Using a random primer, we have constructed

relatively large (>105 colonies) cDNA libraries from the

RNA of three different cloned T cells. These libraries are

currently being screened using the methods outlined

above.

49. MOLECULAR DISSECTION OF THE MOUSE MAJOR HISTOCOMPATIBILITY COMPLEX

Investigators: Michael Steinmetz, Astar Winoto, Janet M. McNicholas, Karyl Minard

The major histocompatibility complex (MHC) is a large

genetic region encoding various proteins involved in the

cellular interactions of the immune response. Class I

genes encode the classical transplantation antigens (K, D,

L, R) and two types of differentiation antigens (Qa, TL).

Transplantation antigens restrict the interactions between

cytotoxic T cells and virally infected target cells. Class II

genes code for the immune response associated antigens

(la) that regulate the interactions between helper T cells

and macrophages and B cells. A third class of proteins

also encoded by the MHC (class III genes) are certain

complement components that are not involved in cellular

interactions. The MHC of the mouse is located on

chromosome 17 and can be divided into the H-2 region

(about 0.3 cM , 600 kb) that encodes the transplantation

antigens, class II and class III molecules and into the Tla

region (about 1 cM , 2000 kb) that codes for the class I

differentiation antigens (Figure 1). Our aim is to clone

completely the H-2 region of the MHC in order to study

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44

gene organization, evolution and function of this immuno­

logically important gene complex. Since it is possible to

clone large eukaryotic DNA fragments (about 40 kb)

within cosmid vectors, we hope to achieve our goal in a

reasonable time.

Regions and ~

Subregions K A J E s ID, L, Rl (Qa-2,Qa-3) (Qo-1, Tlol

Genes

Class Il m I I I I I I I

Gene H-2 Complex

----~"----Tio---~

Distance 0.3cM ----'~----1.0cM --~

Figure 1. The linkage relationship of the H-2 and Tla loci on chromosome 17 of the mouse.

cDNA clones for class I genes (Steinmetz et al., 1981a)

were used for the isolation of class I genes from BALB/c

sperm DNA libraries constructed in phage A (Steinmetz

et al., 1981b) and in a cosmid cloning vector (Steinmetz

et al., 1982). From the cosmid library, 13 distinct clusters

ranging in size from 35 to 191 kb of DNA (a total of

837 kb of DNA) were isolated containing 36 class I genes.

To date, most of these class I gene clusters could be

assigned to genetically-defined regions of the MHC, using

either a transfection assay to screen for functional class I

genes that can be detected with defined monoclonal

antibodies (R. S. Goodenow et al., manuscript in

preparation) or Southern blot analysis of restriction

enzyme polymorphism in inbred and recombinant mouse

strains (Steinmetz et al., 1982; A. Winoto et al.,

unpublished). In this way, clusters for K, D, L, Qa and Tla

genes could be identified. We plan to complete our

mapping analysis for all 13 gene clusters and to use

chromosomal walking experiments in an attempt to link

some of the individual clusters.

In collaboration with C. Wake, E. Long and B. Mach

(University of Geneva), we have recently used a human

class II cDNA clone (encoding the DR ex chain) to isolate

the homologous mouse class II gene from our cosmid

library. Determination of the DNA sequence of this gene

has shown that it encodes the a chain of the 1-E molecule.

The four overlapping cosmid clones isolated define a

region of

middle.

about 60 kb of DNA with the E" gene in the

Southern blot analyses of recombinant mouse

strains with cloned restriction fragments confirm that the

gene maps into the E subregion of the I region whereas a

DNA segment 30 kb downstream of the E" gene maps into

the adjacent A subregion. For the first time, therefore,

two genetically defined subregions of the MHC have been

linked by molecular cloning (M. Steinmetz et al., manu­

script in preparation).

We are presently doing chromosomal walking

experiments using the cloned region around the Ea. gene in

the middle of the H-2 region as a starting point. We have

so far walked about 30 kb of DNA both toward the K end

and the D end of the H-2 region. These clones will allow

us to study the J subregion that is believed to encode a

certain subunit of the elusive T-cell receptor.

References: Steinmetz, M., Frelinger, J. G., Fisher, D., Hunkapiller,

T., Pereira, D., Weissman, S. M., Uehara, H., Nathenson, S. and Hood, L. (1981a) Cell 24, 125-134.

Steinmetz, M., Moore, K. W., Frelinger, J. G., Sher, B. T., Shen, F. W., Boyse, E. A. and Hood, L. (198lb) Cell 25, 683-692.

Steinmetz, M., Winoto, A., Minard, K. and Hood, L. (1982) Cell 28, 489-498.

50. ASSIGNMENT OF COSMID CWNES ENCODING MOUSE TRANSPLANTATION ANTIGENS TO DEFINED REGIONS OF THE MOUSE MAJOR HISTOCOMPATIBILITY COMPLEX

Investigators: Astar Winoto, Michael Steinmetz

Sixty-four cosmid clones containing class I genes were

isolated from a BALB/c sperm DNA library with the

class I cDNA clones as probes (Steinmetz et al., 1982).

The cosmid clones were mapped with 10 different

restriction enzymes and, by restriction enzyme analyses,

were grouped into 13 clusters containing 36 class I genes

altogether. Cluster 1 could be assigned to the Qa2,3

region because it contained gene 27 .1 previously mapped

to this region (Steinmetz et al., 1981). This was

confirmed by Southern blot analysis with a low copy probe

isolated from a different part of the cluster. Cluster 2

contains the L gene, because it overlaps the insert in

lambda clone 27 .5 previously shown to encode the L d

antigen (Moore et al., 1982). To map the other clusters,

single or low copy fragments were isolated from the

cloned DNA. The fragments were ·identified by their lack

of hybridization to total mouse DNA used as a probe.

They were then subcloned into pBR322 or M13 mp8. When

no low copy fragment could be identified, a fragment

from the end of the cluster was isolated, cleaved into

smaller pieces with restriction enzymes and cloned into

Ml3. Clones containing low copy number DNA fragments

were then identified by positive hybridization to the end

fragment and negative hybridization to the total mouse

DNA.

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With the above procedure, 14 low copy probes from

different clusters were obtained. These probes were used

to identify restriction enzyme site polymorphism between

inbred mice of differing haplotypes. These polymorphisms

were then mapped by Southern blot analyses of DNA from

congenic mouse strains exhibiting recombination in the

MHC. Clusters 3, 8 and 12 map to the Tia region and

cluster 6 maps to the Qa2,3 region. Cluster 9 maps to the

D, L, R or Qa2,3 region and cluster 7 has tentatively been

located to a region proximal to K. Cluster 10 has not yet

been mapped. Clusters 4 and 5 have been identified by

Doug Fisher to contain genes encoding TL antigens

because their restriction maps overlap with lambda clones

expressing these antigens. Transfection of cosmid clones

into mouse L cells has furthermore shown that the class I

genes in cluster 11 and 13 encode Kd and Dd transplan­

tation antigens, respectively (R. Goodenow, personal

communication).

For clusters 2 and 13, hybridization probes were

isolated from the ends of the clusters and these probes

will be used for chromosomal walking experiments to link

the class I genes of the D end of the major histo­

compatibility complex.

References: Moore, K. W., Sher, B. T., Sun, Y. H., Eakle, K. and Hood,

L. (1982) Science 215, 679-682. Steinmetz, M., Moore, K. w., Frelinger, J. A., Sher, B. T.,

Shen, F. W., Boyse, E. A. and Hood, L. (1981) Cell 25, 683-692.

Steinmetz, M., Winoto, A., Minard, K. and Hood, L. (1982) Cell 28, 489-498.

51. STUDIES OF GENES ENCODING H-2 MOLECULES OF THE np• HAPLOTYPE

Investigators: Mary J. Macchi, Johanna A. Griffin, Jeffrey A. Fre!inger*, Leroy E. Hood

The existence of inbred, congenic and recombinant

mouse strains has been an invaluable aid in the

examination of the proteins encoded by the major histo­

compatibility complex. Thei;;e proteins are involved in

cell-cell recognition and interaction. Examination of the

transplantation antigens encoded within the complex has

revealed a wide array of polymorphisms, denoted by the

mouse haplotype. The H-2p haplotype appears to be

largely unrelated to the other inbred haplotypes, thus

maximizing polymorphic differences detected by allo­

immunization. Hence, we are presently screening a

genomic DNA library made from the sperm of a BlO.P

mouse (H-2P) using a cloned cDNA sequence encoding a

45

mouse transplantation antigen (Steinmetz et al., 1981).

Appropriate clones will be characterized by restriction

enzyme mapping and DNA sequencing. DNA-mediated

gene transfer will be used to introduce the clones into

mouse fibroblast Ltk - cells (Goodenow et al., 1982).

We presently have a panel of monoclonal antibodies

and cytotoxic T-!ymphocyte clones (CTL) directed against

specificities of the H-2p haplotype. Using this battery of

test reagents, we can examine the expression of H-2

molecules on the surface of the transformed cells. We

will be able to determine with certainty the molecules

recognized by CTLs and monoclonal antibodies as well as

the number of antigenic specificities associated with each

molecule. By altering DNA in the recombinant clones

prior to gene transfer, we will be able to assign functions

to particular regions of the molecules.

References: Goodenow, R. s., McMillan, M., Orn, A., Nicolson, M.,

Davidson, N., Frelinger, J. A. and Hood, L. (1982) Science 215, 677-679.

Steinmetz, M., Frelinger, J. G., Fisher, D., Hunkapiller, T., Pereira, D., Weissman, S. M., Uehara, H., Nathenson, S. and Hood, L. (1981) Cell 24, 125-134.

*University of Southern California Medical Center.

52. STRUCTURE OF GENES ENCODING MOUSE TRANSPLANTATION ANTIGENS

Investigators: Kevin W. Moore*, Beverly Taylor Sher, Yi Henry Sun, Kurt A. Eakle, Robert S. Goodenow

The transplantation antigens, which are encoded by

genes in the major histocompatibility complex, play an

important role in the regulation of the immune response.

The inbred BALB/c mouse possesses at least four different

transplantation antigen molecules, Dd, L d, Rd, and Kd.

Dd and L d are closely linked and map in the D region of

the H-2 complex; Rd maps between Dd and the Tia region;

and Kd maps in the K region of the H-2 complex, about

0.3 cM from Dd.

Genomic clones encoding transplantation antigens and

other class I molecules have been isolated from an

amplified library of BALB/c sperm DNA cloned in the A

vector Charon 4A. The nucleotide sequence of the gene

found in A clone 27 .5 was determined by the dideoxy

sequencing technique (Moore et al., 1982). It corresponds

to the known partial amino acid sequence of the L d

molecule. The identification of gene 27 .5 as encoding L d

has been confirmed by gene transfer (Goodenow et al.,

1982).

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46

Additional A genomic clones and clones isolated from a

cosmid library constructed from BALB/c sperm DNA

(Steinmetz et al., 1982) have been shown by gene transfer

to contain genes encoding the rest of the BALB/c

transplantation antigens {R. S. Goodenow et al., manu­

script in preparation). In addition, genes encoding other

class I molecules that have not been previously defined

serologically have been identified (R. S. Goodenow et al.,

manuscript in preparation). We intend to determine the

nucleotide sequences of the genes on these clones. The

sequence data will help to define the different functional

domains and evolutionary history of the different class I

molecules. They will also facilitate the in vitro muta­

genesis studies being carried out in our laboratory. In

addition, they will allow us to prepare synthetic poly­

peptides corresponding to parts of each class I molecule's

sequence. Using these polypeptides, we can generate

specific antisera that can be used to study the expression

and functions of the different class I molecules.

References: Goodenow, R. s., McMillan, M., Orn, A., Nicolson, M.,

Davidson, N., Frelinger, J. A. and Hood, L. (1982) Science 215, 677-679.

Moore, K. W., Sher, B. T., Sun, Y. H., Eakle, K. A. and Hood, L. (1982) Science 215, 679-682.

Steinmetz, M., Winoto, A., Minard, K. and Hood, L. (1982) Cell 28, 489-498.

*DNAX, Palo Alto, California.

53. DNA SEQUENCE ANALYSIS OF THE Tia GENES OF THE BALB/c MOUSE

Investigators: Douglas A. Fisher, Marit P. Pecht

Thymus leukemia (TL) antigens are cell-surface glyco­

proteins that are normally expressed only on thymocytes

of TL+ mice (Vitetta and Capra, 1978). Seven antigenic

specificities have been defined. Leukemias of TL+ mice

may express the thymocyte TL specificities, or may

express new TL antigens. TL antigens are also found on

leukemias of thymic origin in TL - mice.

Histocompatibility antigens (H-2), the T-cell

differentiation antigens Qal and Qa2, and TL antigens are

all structurally similar in that they consist of two 40,000

molecular weight polypeptide chains noncovalently

associated with two molecules of the same 12,000 MW

subunit, a2-microglobulin. The genes encoding these

antigens are also all closely linked on mouse chromosome

17.

Recently, two genomic clones isolated from a lambda

phage genomic library by hybridization with cloned H-2

cDNAs were shown to produce TL antigens when trans­

formed into mouse L cells (R. S. Goodenow, unpublished

results). We have begun DNA sequence analyses of these

clones with the aim of defining the gene structure of TL

antigens and clarifying the relationship between H-2 and

Tla genes. The Tla system may prove to be an excellent

system in which to study gene expression, since the genes

are expressed normally in limited cell types as well as

aberrantly in leukemia cells. In addition, TL expression

may be regulated in cell culture in response to thymic

hormones (Goldstein et al., 1980; Umiel et al., 1982).

With TL-specific probes isolated from Tla genes, unlike

the crossreacting H-2 probes, it should be possible to

analyze TL genes and their RNAs in normal and leukemic

cells, as well as in different haplotypes of mice.

References: Goldstein, G., Kung, P. C., Post, P. W. and Lau, c. Y.

(1980) Thymus, Thymic Hormones, and T-Lymphocytes. Proc. Serono Syrnp., F. Aiuti and H. Wigzell (Eds.), Vol. 38, pp. 195-199.

Umiel, T., Shilder, D., Pecht, M. and Trainin, N. (1982) Submitted for publication.

Vitetta, E. S. and Capra, J. D. (1978) Adv. in Immunol. 26, 147-173.

54. IDENTIFICATION OF THE CODING FUNCTIONS OF THE CLONED GENES OF THE H-2 AND Tia REGIONS OF THE MOUSE BY DNA-MEDIATED GENE TRANSFER

Investigators: Robert S. Goodenow, Minnie McMillan, Margery A. Nicolson*, Iwona Stroynowski, Norman Davidson*

DNA-mediated gene transfer has been used to

determine the coding functions of the cloned BALB/c

class I genes encoding the major histocornpatibility or H-2

antigens and the related products of the Tla complex.

Coding assignments for the cloned class I genes, obtained

from a lambda (Steinmetz et al., 1981) and cosmid

(Steinmetz et al., 1982) library, were made on the basis of

the identification of the products of the transferred genes

in mouse L cells. For example, the H-2 L d gene was

identified by demonstrating that thymidine kinase

negative (tk-) L cells transformed with A27.5 DNA and the

Herpes viral tk gene reacted with monoclonal antibodies

specific for the L d transplantation antigen (Goodenow

et al., 1982a). The immunoprecipitated products were

shown to be virtually indistinguishable from the L d

molecules on BALB/c spleen cells by two-dimensional gel

electrophoresis.

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The cloned genes encoding other serologically defined

class I antigens such as Kd and Dd have also been

identified (Goodenow et al., 1982b). In addition, a number

of novel genes have apparently been detected based on the

association of their products with the 12,000 dalton

subunit, s2-microglobulin, which is noncovalently

associated with class I molecules.

The cloned genes of the Tla complex have also been

identified by gene transfer. The products of these genes

are related to the histocompatibility antigens although

these genes are only expressed on certain subpopulations

of lymphoid cells. The Qa-2,3 and several genes encoding

the thymus-leukemia or TL antigen found on thymocytes

have been identified. Moreover, serological analysis of

the products of the transferred TL genes suggests that the

expression of one of these genes may account for the

additional TL molecules found on certain leukemic cells.

Therefore, gene transfer abrogates or circumvents the

regulation of gene expression that occurs in vivo.

Finally, a process resembling homologous

recombination may occur during the transformation of

mouse L cells with subcloned fragments of the class I

genes to yield complete products. This process is

currently being analyzed in order to reveal the molecular

basis for this phenomenon.

References: Goodenow, R. S., McMillan, M., Orn, A., Nicolson, M.,

Davidson, N., Frelinger, J. A. and Hood, L. (1982a) Science 215, 677-679.

Goodenow, R. s., McMillan, M., Nicolson, M., Davidson, N. and Hood, L. (1982b) Nature, submitted for publication.

Steinmetz, M., Moore, K. W., Frelinger, J. G., Sher, B. T., Shen, F .-W ., Boyse, E. A. and Hood, L. (1981) Cell 25, 683-692.

Steinmetz, M., Winoto, A., Minard, K. and Hood, L. (1982) Cell 28, 489-498.

*Division of Chemistry and Chemical Engineering, California Institute of Technology.

55. STUDIES ON THE GENE STRUCTURE, EXPRESSION AND FUNCTION OF MOUSE CLASS I TRANSPLANTATION ANTIGENS

Investigator.: Iwona Stroynowski

Two cloned genes encoding products of the BALB/c

murine major histocompatibility or H-2 complex were

recently sequenced. Clone 27 .1 is believed to be a

pseudogene that maps to Qa-2,3 region (Steinmetz et al.,

1981). Clone 27.5 contains a functional H-2 L d gene,

which is expressed on the cell surface after DNA transfer

47

into mouse fibroblast L cells (Goodenow et al., 1982a). Its

product can be recognized as a restriction element by

cytotoxic T cells in lymphocytic choriomeningitis virus

(LCMV) (Orn et al., 1982).

Hybrid genes have been constructed that contain

sequences from 27.1 and 27.5 DNA. Currently, these 11shuffled11 genes are being introduced into c 3H L tk - cells

by cotransformation with the herpes viral thymidine

kinase ( tk) gene as described previously (Goodenow et al.,

1982a) in order to examine the expression of these hybrid

genes. The transformation products will be studied using

radioimmunoassays, two-dimensional gel protein analysis

and cytotoxic T cell reactions. The objective of this

approach is to determine which L d domains are recognized

by virus-restricted and allogeneic cytotoxic T cells.

Using the same approach for shuffling other class I

genes, e.g., Kd and Dd (Goodenow et al., 1982b) with L d,

we hope to establish whether cytoplasmic and trans­

membrane domains of transplantation antigens are

essential in T-cell killing.

In addition, in vitro mutagenesis will be used to modify

5' and 3' gene sequences as well as intron sequences of

27.5 DNA to localize the transcriptional regulatory

elements essential for the characteristic constitutive

expression of this gene in almost all tissues of the mouse.

References: Goodenow, R. S., McMillan, M., Orn, A., Nicolson, M.,

Davidson, N., Frelinger, J. A. and Hood, L. (1982a) Science 215, 677-679.

Goodenow, R. S., McMillan, M., Nicolson, M., Davidson, N. and Hood, L. (1982b) Nature, submitted for publication.

Orn, A., Brayton, P. R., Woodward, J. G., Goodenow, R. S., Harmon, R. C., Frelinger, J. A. and Hood, L. (1982) Nature 297, 415-417.

Steinmetz, M., Moore, K. W., Frelinger, J. G., Sher, B. T., Shen, F.-W., Boyse, E. A. and Hood, L. (1981) Cell 25, 683-692.

56. GENERATION OF RECOMBINANT HISTOCOMPATIBILlTY ANTIGEN GENES AND ANALYSIS OF THEIR EXPRESSION IN MOUSE LCELLS

Investigators: Iworut Stroynowski, Martha C. Zuniga, Anders Orn

A major goal of the studies on H-2 genes in this

laboratory is to elucidate the relationship between the

structures of molecules encoded in the murine major

histocompatibility complex and their functional inter­

actions with other molecules. In particular it is important

to identify the domains on H-2 antigens that interact with

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48

the T-cell receptor for antigen in allogeneic T cell killing

and in H-2 restricted killing of virally infected cells by

cytotoxic T cells. In an effort to answer these questions

we are generating recombinant genes in vitro using

standard molecular techniques (Shortle et al., 1981) on

genes cloned and sequenced in this laboratory. By

deleting exons and by shuffling exons of different class I

genes (e.g., second exon of H-2Kd with second exon of

H-2Dd), we are constructing recombinant genes of defined

structure. These genes are being cotransformed with the

Herpes simplex virus thymidine kinase gene into tk -

mouse L cells (H-2k). After selection in HAT medium,

transformants are assayed for presence of H-2d gene

products by radioimmunoassay (Goodenow et al., 1982).

Cloned transformants are tested as targets for allo­

reactive cytotoxic T lymphocytes (Woodward et al., 1982),

and after viral infection, as targets for virus-specific T

killer cells (Orn et al., 1982). These experiments should

enable us to identify the class I molecule domains

recognized by T cells. Using these methods we are also

trying to determine the role of the transmembrane and

cytoplasmic portions of the class molecule in the

function of the antigen, in particular to determine the

role of the cytoplasmic domains in the normal display of

H-2 antigens on the cell surface. Finally this approach is

being applied to the a2-microglobulin gene in an effort to

determine its sites of interaction with the class I H-2

antigen and its role in H-2 restriction.

References: Goodenow, R. S., McMillan, M., Orn, A., Nicolson, M.,

Davidson, N., Frelinger, J. A. and Hood, L. (1982) Science 215, 677-679.

Orn, A., Brayton, P. R., Woodward, J. G., Goodenow, R. S., Harmon, R. C., Frelinger, J. A. and Hood, L. (1982) Nature 297, 415-417.

Shortle, D., Di Maio, D., Nathans, D. (1981) Ann. Rev. Genet. 15, 265-294.

Woodward, J. G., Orn, A., Harmon, R. C., Goodenow, R. s., Hood, L. and Frelinger, J. A. (1982) Proc. Nat. Acad. Sci. USA, in press.

57. EXPRESSION OP HISTOCOMPATIBILITY GENES IN MOUSE TERATOCARCINOMA CELLS

Investigators: Martha C. Zuniga, Anders Orn

A teratocarcinoma is a tumor which occurs as the

result of the transplantation of a normal mouse embryo

(one- to seven-day-old) to an extrauterine site in a histo­

compatible host of either sex (Stevens, 1970). Stem cell

lines have been derived from such tumors that share

biochemical and morphological properties with pluripotent

embryonic cells, and that, in some cases, are able to

differentiate to various cell types in vitro. Moreover,

embryonal carcinoma cells (ECC) derived from

teratocarcinomas, when injected into normal mouse

blastocysts, can contribute to the resulting tissues of the

fully developed normal mouse derived from such a mosaic

embryo (Mintz and Illmensee, 1975). Hence the

teratocarcinoma is believed to be a good in vitro model

system for studying normal mammalian embryonic

development.

Teratocarcinomas and ECCs, like their normal

embryonic counterparts in cleavage stage embryos, do not

express histocompatibility antigens (Solter and Knowles,

1979). We are currently studying the expression of

histocompatibility genes in teratocarcinomas using cloned

genes isolated in this laboratory from BALB/c (H-2d)

libraries. The approach we are using is to cotransform tk -

teratocarcinoma F9 (H-2b) cells (Gmilr et al., 1980) with

the Herpes simplex virus thymidine kinase gene and the

H-2d gene of interest, to select transformants in HAT

medium, and to detect expression with anti-H-2 antigen

antibodies by radioimmunoassay. Using this approach we

hope to answer several questions. (1) Will the

introduction of foreign DNA overcome normal cellular

controls and permit the constitutive expression of H-2

genes in undifferentiated teratocarcinoma cells?

(2) Does expression of a H-2 class I gene require the

concomitant introduction of a cloned a 2-microglobulin

gene or is the endogenous 13 2-microglobulin gene

expressed under these conditions? (3) If induction of

differentiation is required for expression of these genes,

then are H-2 genes of the b and d haplotypes coordinately

expressed, or are they independently regulated?

Ultimately, we also want to study H-2 gene expression in

chimeric mice derived from normal mouse blastocysts

injected with pluripotent ECCs (Martin, 1981) or terato­

carcinoma cells transformed with defined H-2 genes.

References: Gmiir, R., Solter, D. and Knowles, B. B. (1980) J. Exp.

Med. 151, 1349-1359. Martin, G. R. (1981) Proc. Nat. Acad. Sci. USA 78, 7634-

7638. Mintz, B. and Illmensee, K. (1975) Proc. Nat. Acad. Sci.

USA 72, 3585-3589. Solter, D. and Knowles, B. B. (1979) Curr. Top. Dev. Biol.

13, 1395. Stevens, L. c. (1970) Develop. Biol. 21, 364-382.

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58. ffiOCHEMICAL ANALYSES OF MOUSE L CELLS TRANSFORMED WITH CLASS I GENES OF THE MOUSE MAJOR HISTOCOMPATIBILITY COMPLEX

Investigator: Minnie McMillan

Genes encoding the H-2L d and H-2Kd class I transplan­

tation antigens have been identified using indirect

immunoprecipitation and two-dimensional gel electro­

phoresis.

The lysates from biosynthetic radiolabeled

transformed mouse L cells were incubated with mono­

clonal antibodies specific for L d (or Kd) molecules. The

antibody-antigen complexes were first isolated using

Staphylococcus aureus and then analyzed on two­

dimensional gels. The resulting electrophoretic patterns

were shown to be virtually identical to those obtained for

L d (or Kd) molecules isolated from normal splenic

lymphocytes.

In order to characterize new class I gene products for

which specific monoclonal antibody reagents do not as yet

exist, antisera directed against either a2-microglobulin or

against the transformed cells themselves were used for

the immunoprecipitations. Anti-S2-microglobulin serum

proved to be an inefficient reagent for precipitating most

class I gene products, presumably because the noncovalent

association of a2-microglobulin, the invariant chain of all

known class I gene products, with the polymorphic heavy

chain of the class I molecule, is relatively weak.

Preliminary two-dimensional gel analysis of the

immunoprecipitate from the transformant 8-1 using an

alloantiserum raised against 8-1 showed a pattern of

closely-related spots characteristic of a transplantation

antigen, as well as several other unrelated spots not

present in "control" immunoprecipitates.

59. CHEMICAL CHARACTERIZATION OF la ANTIGENS OF THE MOUSE MAJOR HISTOCOMPATIBILITY COMPLEX

Investigator: Minnie McMillan

The Ia antigens are encoded in the I region of the

major histocompatibility complex {H-2) of the mouse.

The I region controls a series of phenotypic traits which

are intimately involved in the immun~ response. By

recombinational analysis the I region has been divided into

five subregions I-A, I-B, I-J, 1-E and I-C.

The only gene products from the I region that have

been directly identified are the Ia antigens. These

molecules are expressed predominantly on B .lymphocytes

49

and are integral membrane proteins that appear to be

highly polymorphic by serological analysis. They are

composed of at least two subunits of approximate

molecular weights 35,000 (<:<) and 28,000 <el, which

coimmunoprecipitate with a third invariant polypeptide,

>!, of approximate molecular weight 30,000. Distinct la

molecules are encoded by the I-A and 1-E subregions.

I have demonstrated that this invariant polypeptide is

not a precursor of the Aa' Aa, Ea or Ea polypeptides and

that its interaction with Ia polypeptides varies with

haplotype. I have also shown that the polypeptides we

have previously characterized are contaminated with very

little, if any, invariant protein. Further, I have used a

high-pressure liquid chromatography tryptic peptide map

technique to formally map the genes encoding Aa.' Aa and

Ee to the I-A subregion using recombinant and F 1 hybrid

mice (McMillan et al., 1981).

These experiments are carried out in collaboration

with Dr. H. O. McDevitt (Stanford Medical School,

Stanford, California), Dr. D. B. Murphy (Yale Medical

School, New Haven, Connecticut) and Dr. J. A. Frelinger

(USC Medical School, Los Angeles, California).

Reference: McMillan, M., Frelinger, J. A., Jones, P. P., Murphy, D.

B., McDevitt, H. 0. and Hood, L. (1981) J. Exp. Med. 153, 936-950.

60. DEVELOPMENT OF PROTEIN MICROSEQUENCING METHODOLOGY

Investigators: Michael W. Hunkapiller, Paul K. cartier m We have continued the development of protein and

peptide microsequencing techniques (see Biology 1981,

No. 79). This work has included refinement of the gas­

phase Edman sequenator developed in collaboration with

Professor William Dreyer. Improvements in reagent

methods and changes in both reagents and operating

programs have improved the yields of several amino acid

derivatives that are produced by the Edman degradation

and thereby increased the sensitivity of the sequencing

experiments. This has provided greater reliability in the

assignment of several amino acids in the low picomole

range.

We have also begun development of an automated C­

terminal protein sequencing method to complement the

Edman N-terminal method. No generally useful C­

terminal sequencing method is currently available

although a variety of chemical approaches has been tried.

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50

They have been limited by an inability to selectively

remove excess reagents and cleaved amino acids from the

protein while keeping the remainder of the protein in the

reaction vessel. We hope to overcome this problem by

adapting the gas-phase Edman sequenator to allow for

delivery of gas-phase reagents to effect the thiocyanate

c-terminal cleavage that results in removal of the C­

terminal amino acid as the thiohydantoin.

61. STRUCTURAL ANALYSIS OF THE ACETYLCHOLINE RECEPTOR

Investigator: Miehe.el W. Hunkapiller

The acetylcholine receptor (AcChR) is a prototype for

many membrane-bound proteins that function in the

nervous system by transiently altering the electrical

properties of the cell membrane in response to chemical

transmitters such as acetylcholine or to drugs. Molecular

characterization of AcChR can serve as a model for

interactions of small molecules with membrane-bound

proteins and also for transport of ions across a biological

membrane in response to these interactions.

By employing microsequencing techniques developed in

our laboratory, we have determined the amino acid

sequences for extended stretches from the amino termini

of the subunits of AcChR from the electric ray Torpedo

californica, the electric eel Electrophorus electricus, and

fetal calf. These studies reveal that AcChR from these

diverse species share a common subunit structure

(consisting of two identical and three structurally related

polypeptides) and that all of the AcChR subunits have

arisen from a common ancestral gene early in the

development of neuromuscular systems.

The shared ancestry of the different subunits, revealed

by the amino acid sequence homology, suggests that each

of the four subunits plays a functional role in the

receptor's physiological action. We are using quantitative

amino acid sequence analysis to examine the

stoichiometry of binding of several snake venom toxins to

Torpedo AcChR. This can reveal whether binding sites of

these antagonists exist only on the smaller two subunits or

whether, at least for some toxins, there are functional

binding sites on some or all of the others.

These studies are being carried out in collaboration

with Professor Michael Raftery and Dr. Bianca Conti­

Tronconi of the Division of Chemistry and Chemical

Engineering at the California Institute of Technology.

62. GENERALIZED RECOMBINATION IN B. COLI

Investigators: Henry V. Huang, Lisa L. Flitz*

We measured the dependence of the efficiency of

generalized recombination on the homology of parental

sequences in E. coli. The parental sequences used are a

series of BALB/c mouse V H gene segments that are

67-100% homologous to each other. One v 8 gene

segment (405 bp) is cloned in a plasmid containing a supF

gene, and is allowed to recombine in vivo with the

identical V H gene segment, or any of a number of other

V H gene segments, residing in amber-marked phages.

We find a dramatic decrease in the frequency of

recombinants when the parental sequences are non­

identical. The frequency of recombinants is 3 x 10-4

when parental sequences are 9096 homologous, compared

to 1.5 x 10-2 for 100% homology. At 78% homology, the -6 frequency of recombination drops to 7 x 10 . We

interpret the strong effects of parental homology on

recombination as arising from the requirement of the

recombination enzymatic machinery for short sequence

identities or minimal efficient processing segments

(MEPS). The size of the MEPS is estimated from these

results, using the known sequences of the V H gene

segments, to be 40-60 bp.

A more direct measurement of the MEPS is to use a

series of 10096 homologous sequences of various lengths.

We find that a 405 bp long sequence gives 10-3 frequency

of recombinants, while a 214 bp long sequence gives 10-5

-9 and a 21 bp long sequence gives 10 frequency of

recombinants. The 44 bp frequency is consistent with the

405 bp frequency if we assume that the MEPS is 42 bp

long: the 405 bp sequence contains 354 MEPS, while the

44 bp long sequence contains only two MEPS, thus giving

about 102 fold difference in frequency of reoombinants.

It is not possible to rationalize the 21 bp frequency in a

similar manner, and we interpret the low frequency as

being due to the decreased efficiency of the enzymatic

machinery when forced to process sequences that are

shorter than optimal.

Our approach also allows us to recover and

characterize two of the four recombinant DNA strands in

the recombination intermediate. The sequence difference

between the parental sequences serves as a fine-scale

genetic marker in this approach. The extent of the

heteroduplex region in the intermediates can be estimated

from sequence analyses of two recovered strands from

recombination between non-identical parental sequences.

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The results show that heteroduplex regions can be as short

as 28 bp, and maximally 110 bp.

In summary, generalized recombination seems to

operate efficiently on short, perhaps 20-60 bp, sequence

identities, and recombination between parental sequences

that are 88% homologous result in heteroduplex regions

only 28-110 bp long.

We are now testing which E. coli recombination

pathway is responsible for the observed results, and if

different recombination pathways have different require­

ments for parental sequence length and homology.

*Undergraduate, California Institute of Technology.

63. MINIPLASMIDS, MICROPLASMIDS, REPLICON MODULES

Investigator: Henry V. Huang

have constructed a 1895 bp plasmid, pMT21

(Morpheus Thanatos) that consists of a Col El replicon, an

ampicillin-resistance gene, and a 47 bp polylinker that

contains the following unique restriction sites: Sac II,

Eco RI, Sma I, Barn HI, Sal I, Pst I, Bgl II, Xba I and

Hind III. The many tandem restriction sites make this

plasmid convenient for directional cloning. Its small size

results in a minimal number of vehicle fragments that

might interfere with analyses of cloned sequences.

I have also used the same polylinker, minus the Sac II

site, in a microplasmid. The microplasmid, n AN7

(Arcadian Nomius) is 885 bp in size, has a Col El replicon

with high copy number, and is amplifiable. The selective

marker is the supF gene. This plasmid is useful for the

supF-amber phage recombination method for library

screening devised by Brian Seed (in press).

During the construction of nAN7, I have isolated a 649

fragment containing the entire Col El replicon flanked by

Hind ill and Cla I restriction sites. This small replicating

module should be useful in a number of applications.

64. GENES FOR REPRODUCTIVE HORMONES OP APLYSIA

Investigators: Arthur Roach, Felix Strumwasser, Leroy E. Hood

Most animals employ peptide hormones to regulate

some aspects of their reproduction. One can isolate

several neuroactive peptides from tissues of the sea hare,

Aplysia, which in the pure form can induce or alter the

animal's reproductive behavior. Several of these peptides

have been sequenced in our and other laboratories (Chiu

51

et al., 1979; Heller et al., 1980; Schlesinger et al., 1981).

A family of genes coding for some of these peptides has

recently been cloned from a genomic Aplysia library

(Scheller et al., 1982). Initial results suggest that several

active peptides may be processed from a single large

precursor protein.

We have succeeded in constructing a cDNA library

from messenger RNA molecules isolated from the atrial

gland of Aplysia, the site of abundant production of

several of these peptides. Initial screening has allowed us

to select several clones for further study--primarily,

sequence determination. Through a combination of

sequence data and processing studies, we hope to under­

stand the pathways of synthesis of some of these peptides,

as well as learn about other possible members of this

peptide family.

References: Chiu, A. Y., Hunkapiller, M. W., Heller, E., Stuart, D. K.,

Hood, L. E. and Strumwasser, F. (1979) Proc. Nat. Acad. Sci. USA 76, 6656-6660.

Heller, E., Kaczmarek, L. K., Hunkapiller, M. w., Hood, L. E. and Strumwasser, F. (1980) Proc. Nat. Acad. Sci. USA 77, 2328-2332.

Scheller, R. H., Jackson, J. F., McAllister, L. B., Schwartz, J. H., Kandel, E. R. and Axel, R. (1982) Cell, in press.

Schlesinger, D. H., Babirak, S. P. and Blankenship, J. E. (1981) In: Symposium on Neurohypophyseal Peptide Hormones and Other Biologically Active Peptides. D. H. Schlesinger (Ed.), Elsevier/North Holland Publishing Co.

PUBLICATIONS

Alexander, A., Steinmetz, M., Barritault, D., Frangione, B., Franklin, E. c., Hood, L. and Buxbaum, J. (1982) Gamma heavy chain disease in man: cDNA sequence supports partial gene deletion model. Proc. Nat. Acad. Sci. USA, in press.

Chapman, B. s., Hood, L. E. and Tobin, A. J. (1982) Amino acid sequences of the e: and cxE globins of Hbe, a minor early embryonic hemoglobin of the chicken. J. Biol. Chem. 257, 643-650.

Chapman, B. S., Hood, L. E. and Tobin, A. J. (1982) Minor early embryonic chick hemoglobin M amino acid sequences of the e: and cxD chains. J. Biol. Chem. 25'1, 651-658.

Clevinger, B., Thomas, J., Davie, J., Schilling, J., Bond, M., Hood, L. and Kearney, J. (1981) Anti-dextran antibodies: Sequences and idiotypes. In: Immuno­globulin Idiotypes. C. Janeway, E. E. Sercarz, H. Wigzell and C. Fred Fox (Eds.). ICN-UCLA Symposia on Molecular and Cellular Biology, Vol. XX, pp. 159-168. Academic Press, New York.

Ditto, M. D., Chou, J., Hunkapiller, M. W., Fennewald, M. A., Gerrard, S. P ., Cozzarelli, N. R., Hood, L. E., Cohen, S. N. and Casadaban, M. J. (1982) The amino terminal sequence of the Tn3 transposase protein. J. Bacterial., submitted for publication.

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Early, P. and Hood, L. (1981) Allelic exclusion and nonproductive immunoglobulin gene rearrangements. Cell (Minireview) 24, 1-3.

Early, P., Nottenburg, c., Weissman, I. and Hood, L. (1982) Immunoglobulin gene rearrangements in normal mouse B cells. Mol. Cell. Biol., in press.

Ellison, J. w., Berson, B. J. and Hood, L. E. (1982) The nucleotide sequence of a human immunoglobulin Cyl gene. Nucleic Acids Res., in press.

Ellison, J., Buxbaum, J. and Hood, L. (1981) Nucleotide sequence of a human immunoglobulin Cy4 gene. DNA 1, 11-18.

Ellison, J. and Hood, L. (1982) Linkage and sequence homology of two human immunoglobulin y heavy chain constant region genes. Proc. Nat. Acad. Sci. USA 79, 1984-1988.

Frelinger, J. G., Hood, L. E. and Wettstein, P. J. (1981) Analyses of RT! products using two-dimensional poly­acrylamide gels. Transplant. Proc. 13, 1360-1363.

Goldstein, A., Fischli, w., Lowney, L. I., Hunkapiller, M. and Hood, L. (1981) Porcine pituitary dynorphin: Complete amino acid sequence of the biologically active heptadecapeptide. Proc. Nat. Acad. Sci. USA 78, 7219-7223.

Goodenow~ R. S., McMillan, M., Orn, A., Nicolson, M., Davidson, N., Frelinger, J. A. ang Hood, L. (1982) Identification of a BALB/c H-2L gene by DNA­mediated gene transfer. Science 215, 677-679.

Hewick, R. M., Hunkapiller, M. W., Hood, L. E. and Dreyer, W. J. (1981) A gas-liquid solid phase peptide and protein sequenator. J. Biol. Chem. 256, 7990-7997.

Hood, L. (1982) Antibody genes. Arrangements and rearrangements. In: Molecular Genetic Neuroscience. F. 0. Schmitt, S. J. Bird and F. E. Bloom (Eds.), Chapt. 7, pp. 75-82. Raven Press, New York.

Hood, L. E. (1982) Antibody diversity. In: Science Year. B. Merz (Ed.), World Book-Childcraft International, Inc., Chicago, in press.

Hood, L., Griffin, J., Crews, S., Huang, H., Kronenberg, M. and Kim, S. (1981) Antibody and MHC genes. In: Immunoglobulin Idiotypes. C. Janeway, E. E. Sercarz, H. Wigzell and C. Fred Fox (Eds.), ICN-UCLA Symposia on Molecular and Cellular Biology, Vol. XX, pp. 805-824. Academic Press, New York.

Hood, L., Hunkapiller, M., Hewick, R., Giffin, C. E. and Dreyer, W. J. (1981) Microchemical instrumentation. ICN-UCLA Symposium. J. Supramol. Struct. & Cell. Biochem. 17, 27-36.

Hood, L., Steinmetz, M. and Goodenow, R. (1982) Genes of the major histocompatibility complex. Cell (Mini­review) 28, 685-687.

Huang, H., Bond, M. w., Hunkapiller, M. W. and Hood, L. E. (1982) Cleavage at tryptophanyl residues with dimethylsulfoxide/hydrochloric acid and cyanogen bromide. Meth. Enzymol., submitted for publication.

Huang, H., Crews, S. and Hood, L. (1981) An immuno­globulin Va pseudogene. J. Mo!. Appl. Genet. 1, 93-101.

Huang, H., Crews, S. and Hood, L. (1981) Diversification of antibody genes through DNA rearrangements. In: Advances in Experimental Medicine and Biology, Vol. 137, The Reminant Immune System. J.E. Butler (Ed.), pp. 475-488. Plenum Press, New York and London.

Huang, H., Crews, S. and Hood, L. (1981) The arrange­ment, rearrangement, and diversification of antibody genes. In: Frontiers in Immunogenetics. w. H. Hildeman (Ed.), pp. 63-74. Elsevier North Holland, Inc., New York, New York.

Huang, H. and Hood, L. (1982) The expression of antibody genes. In: Advances in Comparative Leukemia Research 1981. D. S. Yohn and J. R. Blakeslee (Eds.), pp. 169-172. Elsevier Biomedical Press, New York.

Hunkapiller, M., Hewick, R. M., Dreyer, W. J. and Hood, L. E. (1982) A new protein microsequenator using gas phase Edman reagents. In: IVth International Conference on Methods in Protein Sequence Analysis. The Humana Press Inc., Clifton, New Jersey, in press.

Hunkapiller, M. W. and Hood. L. E. (1981) Microsequence analysis of polypeptides using automated Edman degradation. In: Chemical Synthesis and Sequencing of Peptides and Proteins, Vol. 17, Developments in Biochemistry. T.-Y. Liu, A. Schechter, R. Hendrikson and P. Condliffe (Eds.), pp. 111-118. Elsevier North Holland, Inc., New York.

Hunkapiller, M. W. and Hood, L. E. (1982) Analysis of phenylthiohydantoin amino acids by ultrasensitive gradient HPLC. Meth. Enzymol., in press.

Hunkapiller, M. W., Hood, L. E., Hewick, R. M. and Dreyer. W. J. (1982) High sensitivity sequencing with a gas phase sequenator. Meth. Enzymol., in press.

Hunkapiller, T., Huang, H., Hood, L. and Campbell, J. (1982) The impact of modern genetics on evolutionary theory. In: Perspectives on Evolution. R. Milkman (Ed.), pp. 164-189. Sinauer Associates, Inc., Sunderland, Massachusetts.

Hunkapiller, M. W., Lujan, E., Ostrander, F. and Hood, L. E. (1982) Isolation of microgram quantities of proteins from polyacrylamide gels for amino acid sequence analysis. Meth. Enzymol., in press.

Hunkapiller, M. W., Strader, C. D., Hood, L. E. and Raftery, M. A. (1982) Subunit stoichiometry of Torpedo californica acetylcholine receptor. Proceedings Conference on Taste and Olfaction (March 1980). R. K. Cagin (Ed.), in press.

Johnson, N., Slankard, J., Paul, L. and Hood, L. (1982) The complete V domain amino acid sequences of two myeloma inulin-binding proteins. J. Immunol. 128, 302-307.

Kehry, M. R., Fuhrman, J. S., Schilling, J. W., Rogers, J., Sibley, C. H. and Hood, L. E. (1982) Complete amino acid sequence of a mouse mu chain: Homology among heavy chain constant region domains. Biochemistry, in press.

Kenner, G. W., Moore, s., Ramachandran, K. L., Ramage, R., Dockray, R. A. G., Hood, L. and Hunkapiller, M. (1981) Porcine big gastrin: Sequence, synthesis, and immunochemical studies. Bioorg. Chem. 10, 152-160.

Kim, S., Davis, M., Sinn, E., Patten, P. and Hood, L. (1981) Antibody diversity: Somatic hypermutation of rearranged Ya genes. Cell 27, 573-581.

Kronenberg, M., Kraig, E., Horvath, S. J. and Hood, L~ E. (1982) Cloned T cells as a tool for molecular geneticists: Approaches to cloning genes which encode T-cell antigen receptors. In: Isolation, Characteriza­tion and Utilization of T Lymphocyte Clones. C. G. Fathman and F. Fitch (Eds.), Academic Press, New York, in press.

Martens, C. L., Moore, K. W ., Steinmetz, M., Hood, L. and Knight, K. L. (1982) Heavy chain genes of rabbit IgG: Isolation of a cDNA encoding y-heavy chain and identification of two genomic Cy genes. Proc. Nat. Acad. Sci. USA, in press.

Moore, K. w., Sher, B. T., Sun, Y. H., Eakle, K. and Hood, L. (1982) DNA sequence of a gene encoding a BALB/c mouse Ld transplantation antigen. Science 215, 679-682.

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Nicholson, B. J., Hunkapiller, M. w., Grim, L. B., Hood, L. E. and Revel, J.-P. (1981) Rat liver gap junction proteins: Properties and partial sequence. Proc. Nat. Acad. Sci. USA 78, 7594-7598.

Orn, A., Brayton, P. R., Woodward, J. G., Goodenow, R. S., Harmon, R. C., Frelinger, J. A. and Hood, L. (1982) Product of a transferred H-2Ld gene acts as a restriction element for LCMV-specific killer T cells. Nature 297, 415-417.

Steinmetz, M., Frelinger, J. G., Fisher, D. A., Moore, K. W., Sher, B. T. and Hood, L. (1981) Isolation and characterization of cDNA clones encoding mouse transplantation antigens. In: Developmental Biology Using Purified Genes. D. Brown and C. Fred Fox (Eds.), ICN-UCLA Symposium on Molecular and Cellular Biology, pp. 173-188. Academic Press, New York.

Steinmetz, M., Moore, K. W., Frelinger, J. G., Sher, B. T., Shen, F.-w., Boyse, E. A. and Hood, L. (1981) A pseudogene homologous to mouse transplantation antigens: Transplantation antigens are encoded by eight exons which correlate with protein domains. Cell 25, 683-692.

Profes;or: Norman H. Horowitz Sherman Fairchild Distinguished Scholar: David R. Stadler Visiting Associate: L. Elizabeth Bertani Research Fellow: Hans Lennart Adler Member of the Professional Staff: Gisela W. Charlang Research Staff: Bradford Ng

Support: The work described in the following research reports has been supported by:

Fairchild Foundation National lnstitutes of Health, USP HS University of GOteborg, Sweden

Summary: Last year we described the identification of

some highly active siderophores produced by Aspergillus

nidulans and Penicillium chrysogenum. At the time of

writing, identification of two of the compounds was not

finished. The work has since been completed, and both

A-13 and P-13 are identified as fusigen B, or fusarinine B,

a linear trimer of the ornithine derivative, fusarinine.

These results are published in the paper listed at the end

of this report.

This report will be the last from the Horowitz group,

since Horowitz is retiring at the end of this academic

year. The subject of our research in recent years-the

relation between water and iron .requirements in

fungi-arose out of the Mars explorations in which some

of us were involved in the '60s and '70s. Before that, we

worked on the genetic determination of enzyme synthesis

in Neurospora, a subject that is now of historical interest

only.

53

Steinmetz, M., Winoto, A., Minard, K. and Hood, L. (1982) Clusters of genes encoding mouse transplantation antigens. Cell 28, 489-498.

Wettstein, P. J., Frelinger, J. G. and Hood, L. (1981) Serological and biochemical characterization of rat (RTl) class II molecules with restricted mouse anti-Ia sera. Immunogenetics 13, 93-107.

Wettstein, P. J., Frelinger, J. G. and Hood, L. (1981) Serological and biochemical analyses of rat class II molecules with anti-la sera. Transplant. Proc. 13, 1364-1366.

Woodward, J. G., Harmon, R. C., Orn, A., Brayton, P. R., McLaughlin-Taylor, E., Goodenow, R. S., Hood, L. and Frelinger, J. A. (1982) Biological properties of class I MHC molecules expressed after DNA-mediated gene transfer. In: B and T Cell Tumors: Biological and Clinical Aspects. E. Vitetta and C. Fred Fox (Eds.), ICN-UCLA Symposia on Molecular and Cellular Biology. Academic Press, New York, in press.

Woodward, J. G., Orn, A., Harmon, R. C., Goodenow, R. S., Hood, L. and Frelinger, J. A. (1982) Specific recognition of the product of a transferred major histocompatibility complex gene product by cytotoxic T lymphocytes. Proc. Nat. Acad. Sci. USA, in press.

We are the last group in the Biology Division still using

Neurospora crassa as its principal research organism. It is

interesting to recall that the first cultures of Neurospora

at Caltech were brought here in 1928 by T. H. Morgan,

who received them from B. o. Dodge before Morgan left

Columbia University. Dodge told Morgan that Neurospora

would be important for genetics some day. This prophecy

was fulfilled when Beadle and Tatum used Neurospora to

produce the first "biochemical mutants"-auxotrophs in

modern terminology. Neurospora was uniquely suited for

this pioneering investigation, since at the time it was the

only microorganism whose genetics and nutritional

requirements were understood. Investigation of the many

auxotrophic mutants that were eventually obtained in

Neurospora led to the realization that a specific relation­

ship exists between genes and enzymes, a relationship

summarized in the phrase "one gene, one ·enzyme." This

discovery became one of the foundation stones of

molecular biology. The illustrations on the back cover of

this Annual Report show the procedure used by Beadle and

Tatum to isolate the first mutants.

65. ORNITIHNE SYNTHESIS BY AN ORNITIHNE­DEFICIENT TRIPLE MUTANT OF NEUROSPORA

lnvestigators: Gisela CharlBng, Bradford Ng

A mutant blocked in all pathways of ornithine

synthesis should be unable to produce siderophores, since

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54

the latter contain three molecules of ornithine. Such a

mutant has been constructed by Davis (1970). The triple

mutant arg-5, ota, aga lacks enzymes in all known

pathways leading to ornithine. It has been reported that

this mutant is unable to make siderophores (Winkelmann,

1973).

A different picture has errierged from our studies,

however. Using the very sensitive bioassay for

siderophores developed in our laboratory, we find that

after four transfers on agar medium under stringent

ornithine-free conditions, the conidia of the triple mutant

still contain ferricrocin at approximately 5% of the wild­

type level.

Under conditions of iron deficiency, siderophore

production is strongly derepressed in N eurospora, as in

other fungi. Under these conditions, siderophore--and

therefore ornithine-production is also increased in the

triple mutant. We find that the triple mutant produces

nearly 6 micromoles of ornithine, as siderophores, per

g dry weight of mycelium on an Fe-deficient medium.

This is about 296 as much siderophore ornithine as wild

type produces under the same conditions.

These results suggest either that an alternative

pathway to ornithine synthesis exists which is derepressed

under Fe-starvation conditions, or that the mutant is

slightly leaky-not enough to be detected under ordinary

conditions, but enough to show a response under the strong

derepression effected by Fe deficiency.

References: Davis, R. (1970) J. Bacterial. 102, 299-305. Winkelmann, G. (1973) Arch. Mikrobiol. 88, 49-60.

66. THE FUNCTION OF CELLULAR SIDEROPHORES

Investigators: N. H. Horowitz, Gisela Charlang, Bradford Ng

Fungi make two classes of siderophores, cellular and

extracellular. In a given species, the two are chemically

different substances, although structurally related;

however, the cellular siderophore of one species can be

the extracellular siderophore of another. Extracellular

siderophores are secreted into the environment during

growth, where they are known to solubilize and transport

iron. Cellular siderophores remain in (or on) the cell

through the life of the cell. We have identified a small

fraction of the cellular siderophores of conidia as

essential for conidial germination. This fraction appears

to be bound to the cell surface, where it functions in the

transport of iron at a critical point in the life cycle.

Most cellular siderophores are not involved in conidial

germination, however, and one presumes that they have

some other cellular function. We have tested the

hypothesis that they have an essential role in the synthesis

of heme; for example, they might transport iron into the

mitochondria, where heme synthesis occurs, and release it

at a critical point. Experiments showed that 3H­

ferricrocin is taken up by mitochondria isolated from

exponentially growing cultures of wild type and of the

triple ornithine-deficient mutant described in the previous

abstract. Active transport is not involved, since uptake is

not inhibited by azide.

Further tests were done with the triple mutant.

Although the mutant produces up to 5% of the wild-type

level of siderophores, it might be expected to show a

deficiency of cytochromes if cellular siderophores have

the role suggested. Because of its block in ornithine

synthesis, the mutant requires exogenous arginine and

putrescine for growth. If heme synthesis does not occur,

respiration would be expected to proceed through the CN­

insensitive flavoprotein pathway, and cytochromes should

be absent. The mutant was grown in several different

media, and the mycelium was examined with a hand

spectroscope following treatment with ascorbic acid to

reduce cytochromes. In all cases, the characteristic

absorption bands of cytochromes a, b, and c were visible

in the mutant. The bands were not noticeably fainter than

those of wild-type controls.

These results suggest that the cellular siderophores do

not have a specific function in heme synthesis. Quite

possibly, their function is that of iron storage in the cell.

The results also show that, except for ungerminated

conidia, siderophores are not required for iron uptake by

Neurospora. The latter has been known for some time.

Citrate, among other substances, can transtmrt iron for

growing mycelia; and ferrous iron is taken up by a

separate, and unknown, mechanism.

67. SEARCH POR SIDEROPHORE RECEPTORS IN NEUROSPORA

Investigators: Hans Lennart Adler, Gisela Charlang

The uptake of siderophores by Neurospora crassa shows

saturation kinetics and is inhibited by metabolic poisons

and SH-reacting agents. It is also competitively inhibited

by structurally similar siderophores indicating a receptor

mechanism on the cell membrane. Previous results from

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this laboratory indicate that conidia release surface

(membrane?)-bound siderophores at low water activity,

presumably a response to prevent the spores from

germinating under conditions of low water availability. In

an effort to identify the siderophore receptor(s) of the

plasma membrane, we have taken advantage of our

recently isolated uptake-deficient mutants. The electro­

phoretic pattern of membrane proteins from wild type and

mutants has been compared on SDS gels and we are

proceeding to use a radioactive crosslinking reagent

(Schwartz et al., 1982) for affinity labeling of the

receptor(s). One of the siderophores, Coprogen B, has

been coupled to an activated agarose gel and we are

presently trying to find suitable conditions for affinity

chromatography of solubilized rece1.>tor(s).

Reference: Schwartz, M. A., Das, o. P. and Hynes, R. 0. (1982) J.

Biol. Chem. 257, 2343-2349.

68. UTILIZATION OF TRIACETYLFUSIGEN FOR moN TRANSPORT

Investigators: Gisela Charlang, Bradford Ng

Aspergillus nidulans produces several extracellular

siderophores. In young cultures, fusarinines A and B

predominate; in older cultures (6 days or more)

triacetylfusigen is the major siderophore. While the

fusarinines are very active in our bioassay, triacetyl­

fusigen shows no activity at all. A. nidulans also makes

two intracellular siderophores, triacetylfusigen and

ferricrocin.

It has puzzled us for some time why an organism would

produce great quantities of a siderophore both inside the

mycelium and into the medium and yet be unable to use it.

We have evidence now that suggests that triacetylfusigen

can, indeed, be used as a siderophore by A. nidulans, even

though it is inactive under the conditions of our bioassay.

The evidence comes from two kinds of experiments.

(1) We have done U[>take studies of tritiated triacetyl­

fusigen (TAF) and find that it is trans[>Orted into the cells

by an azide-inhibitable process. Amounts of 3H-TAF

transported are much less than amounts of 3H-ferricrocin

(FC), which is active in the bioassay, when measured

under identical conditions. The highest values recorded

for 3H-TAF were about 0.89 nmol/mg dry weight of 16-hr

mycelium in 5 min of incubation, compared to 2.6 nmol of 3H-FC. We found no competition between TAF and FC

U[>take. (2) We have found that a 1.>artially [>Urified

55

extract of 4-day-old mycelium will hydrolyze the ester

bonds of TAF to release the monomers, acetylfusarinine,

liberating the iron in the process.

A third &[>[>roach tested the idea that TAF might

function in iron transfer to ferricrocin, which then would

deliver iron to wherever it was needed. 55Fe-TAF was

incubated with an equimolar amount of desferri FC and

samples were analyzed on silica gel TLC at hourly

intervals. After an early (1 hr) transfer of 25% of the 55Fe to FC, the final equilibrium favored TAF with 90%

of the isotope remaining with (or returning to) TAF. The

reverse experiment showed an initial 50:50 distribution

and a final 45 (FC):55 (TAF) equilibrium. Evidently iron

entering the cell with TAF will not readily transfer to FC.

69. ISOLATION OF AN AUTONOMOUSLY REPLICATING PLASMID IN NEUROSPORA CRASSA

Investigators: L. Elizabeth Bertani, David R. Stadler

For many years Neurospora crassa has been an

organism of choice for the study of basic genetic and

biochemical phenomena in eukaryotes. There have been

surprisingly few published attempts, however, to investi­

gate the organism at the molecular level, using

conventional recombinant DNA techniques. Such an

investigation seems warranted, as Neurospora diverged

from other fungi at a relatively early time and thus might

be expected to have developed original features in the

organization and regulation of its genetic material.

To date, there are no known plasmids-either naturally

occurring or laboratory synthesized-that can multiply

autQnomously in Neurospora. Therefore, as a first step,

we are trying to isolate or construct such a plasmid

vector. On the one hand, we are screening a series of

wild-type strains-some of N. crassa and some of N.

intermedia-that have been isolated from different areas

of the world, for the presence of covalently-closed,

circular structures by gel electrophoresis and-with the

hell.> of Sue Celniker of the Chemistry Division-by

electron microscopy.

At the same time, we are preparing a library of

5-20 kb fragments of Neurospora DNA in a hybrid

bacterial vector (generously provided by Mary Case,

University of Georgia) that already contains a cloned

Neurospora gene that can be selected either in E. coli

(Alton et al., 1978) or in the fungus itself (Case et al.,

1979). This DNA will be used to transform a suitable

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56

strain of Neurospora. Potential independently-replicating

structures will be selected by pooling the DNA from the

transformants and using it to transform again the same

strain, under the assumption that only replicating

structures will be able to transform in the second round.

In addition, we will test for the presence of a cytoplasmic

factor by forcing heterokaryon formation between the

initial transformants en masse and a tester strain that can

be examined later to see if it has acquired the selected

character.

Assistant Professor: Elliot M. Meyerowitz Visiting Associate: Elliott S. Goldstein Research Fellow: Leslie S. Leutwiler Graduate Students: Madeline A. Crosby, Thomas E.

Crowley, Mark D. Garfinkel, Robert E. Pruitt Research Staff: Anne M. Villeneuve Laboratory Staff: Phillip A. Patten

Support: The work described in the following research reports has been supported by:

Arizona State University National Institutes of Health, USPHS National Science Foundation Alfred P. Sloan Foundation

Summary: Our research is directed toward understanding

the molecular mechanisms of organismal development.

Most of our experiments use the laboratory fly, Drosophila

melanogaster, but this year we have also initiated several

projects with Arabidopsis thaliana, a green plant.

Two different systems are being studied in the fly

work. Most of our effort is devoted to the 68C polytene

chromosome glue puff. This is a chromosomal locus that

contains the coding sequences for three RNAs that are

coordinately transcribed in third instar larval salivary

glands. We have shown that two of these RNAs are

messenger RNAs, coding for two of the polypeptides that

comprise the complex glue that fly larvae secrete from

their salivary glands just before puparium formation.

Preliminary evidence indicates that the third RNA codes

for yet another glue polypeptide. This glue serves to

attach the pupa to its substrate during metamorphosis.

Our interest in the locus derives from the fact that its

expression is directly regulated by the steroid hormone

ecdysone; we wish to determine the mechanism by which

Refer'"1ces: Alton, N. K., Hautala, J. A., Giles, N. H., Kushner, S. R.

and Vapnek, D. (1978) Gene 4, 241-259. Case, M. E., Schweizer, M., Kushner, S. R. and Giles, N.

H. (1979) Proc. Nat. Acad. Sci. USA 76, 5259-5263.

PUBLICATIONS

Charlang, G., Horowitz, R. M., Lowy, P. H., Ng, B., Poling, S. M. and Horowitz, N. H. (1982) The extra­cellular siderophores of rapidly growing Aspergillus nidulans and Penicillium chrysogenum. J. Bacteriol. 150, 785-787.

Charlang, C. and Ng, B. (1982) Ornithine synthesis by an ornithine-deficient triple mutant. Neurospora Newsl., in press.

the steroid coordinately affects the levels of the three

RN As. In the past year our goals fell into two classes:

determination of the level at which ecdysone affects RN A

quantity, and identification of the sequences necessary for

steroid action at the 68C locus. Pulse-labeling experi­

ments told us that the steroid acts at or very soon after

the transcriptional level; genetic experiments showed that

a maximum of 20,000 base pairs of contiguous DNA is

required for normal tissue-specific, steroid-dependent

expression of all three RNAs. This 20 kb (see Figure 1)

divides into two regions: the 5 kb that includes the three

RNA coding regions, and the region to the left of this.

Studies of the DNA sequence of the 5 kb cluster region

showed some sequences shared between the three

transcribed regions that may be involved in control of

transcript level. Examination of the 20 kb locus in several

different species of Drosophila demonstrated that the

region to the left of the cluster is remarkably conserved

in nucleotide sequence, and thus is at least a candidate for

a region that is important for control of the 68C gene

cluster.

The second Drosophila system being studied is the eye.

Development of the eye from an undifferentiated

epithelium to a highly ordered and regular structure

results from the processes of pattern formation and

differentiation, neither of which are understood at the

molecular level. A number of known mutations prevent

normal eye development in Drosophila; we have started to

analyze these mutations to determine the precise develop­

mental processes that they affect.

The final set of projects currently under way uses a

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green plant, Arabidopsis thaliana. This tiny member of

the mustard family has been selected for stuc;lies of

genetic control of gene expression because it possesses a

number of useful properties for such studies, including a

very small genome size for a plant, ease of culture, ability

to grow in great numbers in a small space, ability to grow

as tissue culture cells, short generation time, and ease of

classical genetic manipulation. This year we initiated

culture of the plant, began the molecular characterization

of the genome, and started the construction of a number

of mutant strains that will be necessary for our further

studies.

rs

57

70. EFFECT OF f!-ECDYSONE ON RNA METABOLISM IN DROSOPIDLA SALIVARY GLANDS

Investigator: Thomas E. Crowley

Chromosomal puffs on Drosophila salivary gland

polytene chromosomes are sites of RNA synthesis (Bonner

et al., 1977). The steroid hormone B-ecdysone causes

regression of the 68C puff in cultured salivary glands

(Ashburner, 1973). To determine if the effect of the

steroid is on RNA transcription, and to find the levels of

ecdysone that produce effects on puff expression, the

amount of newly synthesized RNA in salivary glands was

analyzed, using hybridization of newly-made RNA to

rt vin Lsp-2

J I W.IM 11 IAllAIAI Ill I Ml 111 lllAI IAIAIAll llA II

x R

E F A B

67 68

7777777777771 ' '

c DE F

Df!3Llvin3

Df(3Llvin4

R I

,,H R I

H I - -II llI

68

S. I

x -N

s s I

'---' I kb

Figure 1. The 68C glue puff. At the top is a depiction of the segment of the salivary gland polytene chromosome set that contains the 68C puff, with the vertical arr3w indicating the position of the puff. Below this are bars indicating the extent of two chromosomal deficiencies. Df(3L}vin defines the maximal rightward extent of the DNA sequence required for 68C puff function; Df(3L}vin4 entirely removes the puff. The hatched bar shows the right breakpoint of the chromosomal inversion In(3LJHR15, which defines the maximal leftward extent of the puff. The bottom of the figure shows a restriction map of the 20,000 base pair region between the inversion and deficiency breakpoints. Different letters indicate cleavage sites of different restriction endonucleases (X; Xho I, R ; Eco RI, B; Barn HI, H; Hind III, S; Sal[). The horizontal arrows indicate the extent and direction of transcription of the three steroid-controlled RN As coded at the puff locus. The group II RNA is 360 nucleotides in length, group III is 320 nucleotides and the group N RNA extends for 1100 nucleotides. The three RN As are expressed coordinately in the salivary glands of third instar Drosophila larvae.

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58

filter-bound cloned DNA encoding the 1100 nucleotide (nt)

group IV RNA from 68C as an assay for the rate of

appearance of new 68C RNA, and an RNA not from 68C

as a control. Salivary glands were cultured in the

presence of various concentrations of S-ecdysone and

RNA was pulse-labeled with 3H-adenosine. RNA was then

extracted and hybridized to each of the cloned, filter­

bound DNAs. The hybridized RNA was then eluted from

the DNA filters and the radioactivity of the RNA

quantitated. Maximal incorporation of label into the 68C

RN A occurred in salivary glands which had been cultured

in 10-9 M S-ecdysone. The relative amount of label in

this RN A was decreased threefold by increasing the

concentration of B-ecdysone in the culture medium to

10-5 M. The amount of label incorporated into the

non-68C RNA was not affected by the steroid. The

specific activity of total salivary gland RNA did not

decrease with increasing B-ecdysone concentrations, but -5 actually increased. Therefore, B-ecdysone at 10 M

causes a decrease in the rate at which the 68C RNA

enters the cytoplasm, or causes an increase in the

degradation rate of the RNA in the cytoplasm.

The concentration of S-ecdysone in Drosophila

salivary glands increases near the end of the third larval

instar (Maroy et al., 1980). The 68C puff begins to regress

at this stage. The 1100 nt 68C RNA (group IV RNA) is

thought to encode Sgs 3, a glue protein that is secreted

from the salivary gland at the end of the third larval

instar (see Abstract No. 72). It is likely that the synthesis

of this RN A decreases near the end of the third larval

instar as a consequence of increased ecdysone titer.

References: Ashburner, M. (1973) Devel. Biol. 35, 47-61. Bonner, J. J., Berninger, M. and Pardue, M. L. (1977) Cold

Spring Harbor Symp. Quant. Biol. 42, 803-814. Maroy, P., Koczka, K., Fekete, E. and Vargha, J. (1980)

Dros. Inf. Serv. 55, 98-99.

71. TRANSCRIPT MAPPING OF THE 68C RNAs

Investigator: Mark D. Garf'mkel

The three transcripts of the 68C glue gene cluster are

each interrupted by a single intervening sequence. The

evidence that leads to this conclusion derives from the use

of three methods: nucleotide sequencing of cloned cDNA

inserts, nuclease digestion of end-labeled genomic

restriction fragments hybridized to salivary gland poly(A) +

RNA, and sequence determination of cDNA synthesized

with reverse transcriptase, using salivary gland RNA as a

template and cloned restriction fragments as gene­

specific primers.

The 5' exon of each mRNA is approximately 55

nucleotides long. Forty-five contiguous nucleotides (nt)

are about 80% homologous among the three mRNAs. The

homologous sequences encode the first 10 amino acids of

each polypeptide and consensus splicing donor sites. The

intervening sequences are each about 70 nt long, conform

to the GT-AG rule, and are not homologous to each other.

In mRNAs II and III, the 3' exons begin with 38-nt-long

conserved regions; in mRNA IV this conserved region is

only 20 nt long. The two conserved sequences that are

joined together in each mature mRNA encode the amino­

terminal hydrophobic region of each polypeptide. We have

not yet determined if the nucleic acid sequences are

conserved solely to preserve the amino-terminal protein

sequence, or if they have functional significance at the

RN A or DNA levels.

72. COMPARATIVE SEQUENCE ANALYSIS OF DROSOPHILA GLUE PROTEINS

Investigators: TI!omas E. Crowley, Martha W. Bond

A 5400 dalton polypeptide has been identified as the

product of the 320 nucleotide (nt) group III RNA from the

68C locus. The protein was labeled in cultured salivary

glands with 35s-Cys and 3H-Pro or 3H-Lys, and purified

by preparative two-dimensional electrophoresis. A partial

amino acid sequence was determined using the spinning

cup Edman rnicrosequenator designed and built at Caltech

(Hunkapiller and Hood, 1980). This partial amino acid

sequence matches that predicted by the group III 68C

RNA. This protein has an isoelectric point between pH 7

and pH 9 and is part of the glue secreted from the larval

salivary glands at the time of pupariation.

Sgs-3, a large, heavily glycosylated glue protein, has

been mapped to the 68C locus by genetic means (Akam 35 et al., 1978). This protein was labeled with S-Cys,

purified and sequenced as described above. The position

of four Cys residues was determined; they can be aligned

with the amino acid sequence predicted by the 1100 nt

group IV 68C RNA. The sequence of this RNA also

predicts that its protein product should be approximately

40% threonine. The Formosa strain of Drosophila

melanogaster produces an Sgs-3 that migrates differently

on acid-urea gels than the Sgs-3 of the Oregon R wild­

type strain (Korge, 1977). Oregon R and Formosa salivary

gland proteins were labeled in vivo with 3H-Thr and

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analyzed on acid-urea gels. For each strain, only one 3 major band was detected by fiuorography. The H-Thr

bands coincided with the gel position of the Sgs-3 protein

from each strain. Thus, Sgs-3 is probably encoded by the

68C group IV RN A.

To identify the protein product of the group II RNA, a

5000 dalton salivary gland protein was labeled in vivo with 35s-Cys and 3H-Lys, purified and sequenced as described

above. Preliminary results indicate that this protein is

probably encoded by the group II 68C RN A. This protein

has an isoelectric point between pH 5 and pH 6 and is part

of the salivary gland glue.

References: Akam, M. E., Roberts, D. 8., Richards, G. P. and

Ashburner, M. (1978) Cel! 13, 215-225. Hunkapil!er, M. W. and Hood, L. E. (1980) Science 207,

523-525. Korge, G. (1977) Devel. Biol. 58, 339-355.

73. SEQUENCE ANALYSIS OF 68C PUFF DNA

Investigator: Mark D. Garfinkel

A detailed analysis of 6746 bp of DNA sequence from

the 68C3-5 glue gene cluster has been completed. The

analysis has been aided by fine-structure transcript

mapping (see Abstract No. 71), by protein sequencing (see

Abstract No. 72), and by the DNAMST data base system

(see Biology 1981, No. 81).

In the course of this work, I determined exactly the

point of insertion of the 9.2 kb roo transposable element

found at 68C in some Oregon R stocks (Meyerowitz and

Hogness, 1982). Clones from a roo-free and from a roo­

containing chromosome were sequenced. Comparison of

the two sequences placed the roo insertion at 763 bp to

the left of the 3' terminus of mRNA II (the arrowhead on

the restriction map in Figure 1). Since 68C puff

expression is not affected by the insertion, we may

conclude that if sequences to the genetic left of the

cluster region are relevant to cluster expression, then

they may be displaced 9.2 kb further to the left without

consequence.

The limits of each transcript have been mapped to

single-nucleotide precision (see Abstract No. 71). The

Goldberg-Hogness box (TATAAA box) is the only sequence

element found adjacent to all three mRNA 5' terminal

sites. The inverted gene pair-mRNAs II and III-have 5'

termini separated by only 550 base pairs. Flanking these

mRNAs, the DNA sequences are highly homologous for

nearly 100 bp upstream of each mRNA. These similarities

59

suggest that genes II and III may be coordinately regulated

in a manner independent of gene IV.

Conceptual translation of the sequences of each

mature mRNA species revealed a modular design for the

probable protein products. All three mRNAs encode

amino-terminal hydrophobic regions of approximately 25

amino acids and cysteine-rich carboxy-terminal segments

of 50 amino acids. Gene IV differs from the others by the

insertion of a third segment that, roughly speaking,

separates gene IV's copies of the other two elements. At

the DNA level, the third element is a tandem repetition of

a 15 base pair unit and simple variants of the unit.

Different D. melanogaster strains diffe~n the length of

the gene IV mRNA. This difference may be due to

variation in the number of repeated units. The origin of

this tandem repetition is unknown; it has some sequence

similarity to the inverted repeat element that flanks the

gene II and gene ill mRNAs (Biology 1981, No. 85).

The 68C3-5 cluster region thus contains three genes

that appear to be related to each other by gene

duplication and divergence. The divergence may include

both single base substitutions and more involved inversions

and insertion-deletion events.

Referenee: Meyerowitz, E. M. and Hogness, D. S. (1982) Cell 28,

165-176.

74. TWO WAYS IN WIDCH THE 68C PUFF IS NOT CONTROLLED

Investigator: Elliot M. Meyerowitz

Expression of several RN As in eukaryotic tissues has

been shown to be regulated by DNA rearrangements;

levels of other RN As have been shown to be modulated by

DNA amplification. DNA extracted from whole adult

flies, embryos, and isolated salivary glands of one

Drosophila melanogaster strain was digested with

restriction endonucleases and the resulting fragments

separated by electrophoresis in an agarose gel. The DNA

in the gel was denatured, and the gel pattern blotted to a

nitrocellulose filter. Hybridization of various 32 P-labeled

cloned chromosomal fragments of the 68C puff to the

filter-bound genomic DNA was followed by auto­

radiography. The resulting autoradiograms revealed no

differences in size or relative intensity of comparable 68C

puff DNA segments from any of the three sources. Thus,

no DNA amplification or DNA rearrangement in the 68C

puff was detected in salivary gland, the expressing tissue.

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60

75. MOLECULAR LIMITS OF THE 68C GLUE PUFF

Investigators: Elliot M. Meyerowitz, Madeline A. era.by

The length of chromosomal DNA required for normal

function of the 68C glue puff can be determined by

finding how close to the cluster chromosomal rearrange­

ment breakpoints can occur without affecting puff

function. Last year (Biology 1981, No. 88) we reported

that Df(3L)vin3, a deficiency that removes DNA from the

right of the gene cluster, starting less than 2000 base

pairs from it, has no effect on puff activity. Thus DNA

2 kb and more to the right of the cluster is not required

for normal puff function. In the past year a leftward , molecular limit for the cluster has been set by

ln(3L)HR15, which takes sequences starting between 10

and 14 kb to the left of the cluster and moves them to a

location thousands of kb away. The molecular breakpoint

of In(3L)HR15 was indicated by anomalies in genome blot

analyses of the inverted strain when probed with labeled

genomic clones representing the DNA 10 to 14 kb to the

left of the gene cluster; proof that the breakpoint is in

this region came from hybridization of cloned DNA

including this region, labeled with tritium, to the polytene

chromosomes of an In(3L)HR15 homozygous strain. Auto­

radiography revealed that the signal resulting from this

hybridization was present at both ends of the inversion,

and therefore that the labeled probe included the 68C

breakpoint of In(3L)HR15. In(3L)HR15 homozygous fly

stocks apparently have normal 68C puff activity, thus

DNA more than 14 kb to the left of the gene cluster need

not be in the vicinity of the cluster for normal action.

The extent of DNA required at 68C for function of this

multi-transcript polytene chromosome puff is therefore

less than or equal to 20,000 base pairs.

76. ANALYSIS OF THE 68C CLUSTER IN DROSOPHILA SPECIES OTHER THAN D. MELANOGASTER

Investigator: Elliot M. Meyerowitz

The melanogaster species subgroup of the genus

Drosophila includes Drosophila melanogaster, D. simulans,

D. mauritiana, D. erecta, D. arena, D. yakuba and

D. teissieri. Approximately 30 kb of contiguous

chromosomal DNA, homologous to the D. melanogaster

68C glue puff, has been cloned from D. simulans, D.

erecta and D. yakuba, and the restriction map of these

three sets of clones has been compared to that of the

homologous D. melanogaster DNA. All four species show

little if any restriction site conservation in the 5 kb glue

gene cluster region of the cloned DNA; they also show

considerable divergence to the right of the cluster (toward

the centromere). The 10 kb immediately to the left of the

cluster is remarkably conserved, however, showing no

difference between D. melanogaster and D. simulans, and

restriction site differences indicative of only 2-4% DNA

sequence divergence between D. melanogaster and the

other species. The reason for the high conservation of

this region is unknown; one possibility (among many) is

that it serves an important function in regulation of the

68C glue gene cluster.

11. MUTAGENESIS OF THE 68C REGION

Investigators: Madeline A. Crosby, Anne M. Villeneuve

To facilitate genetic analysis of the 68C region, we

have been carrying out a series of mutagenesis experi­

ments designed to detect lethals and deficiencies in a

large region flanking 68C.

In the region from 68A3 to 69Al-2, we have induced

approximately 100 lethals. These have been roughly

mapped by complementation tests with overlapping

deficiencies which extend into the 68 region. The

distribution of these lethals is very unusual. In the regions

from 68A3 to 68Bl-2 (6-7 bands) and from 68C9-11 to

69Al-2 (approximately 25 bands), many lethals have been

found, distributed over both regions. However, in the

region from 68Bl-2 to 68C9-11, an area of 12-14 bands,

no lethals have been found. This is the region in which the

68C glue gene cluster is located.

We have started complementation analysis of the

newly-induced lethals; several complementation groups

are represented two or more times, but we have not yet

saturated the area. This is verified by the fact that we

have not found a lethal which is allelic to a known lethal

gene at 68C9-10, 1(3)v4.2.

We have been using two different mutagens in this

screen, the alkylating agents EMS (ethylmethane

sulfonate) and ENU (ethylnitroso urea). Thus far, the

pattern of lethal distribution is very similar for both

mutagens. Both of these mutagens are believed to create

predominantly point mutations. We are presently testing

DEB (diepoxybutane) which is believed to induce small

deletions.

We were recently given a deficiency that extends into

the 68C region from the left, Df(3L)lxd6, with the right

breakpoint at 68Cl-4. We have, in addition, several

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deficiencies which extend into 68BC from the right. One

in particular, Df(3L)vin 4, extends through 68C and breaks

at 68Bl-2 (Figure !). Since our lethal mutagenesis results

indicate that there may be no lethals in the region of

overlap between these two deficiencies, we decided to

test if animals that are Df(3L)Jxd6 /Df(3L)vin 4 survive.

Such animals do survive, despite the fact that they are

totally deficient for approximately 5 bands. They look

normal, but are semi-sterile. It appears that this huge

chromosomal region has no essential function in the

development of the fly.

78. CHARACTERIZATION OF MUTATIONS AFFECTING DEVELOPMENT OF THE DROSOPIDLA EYE

Investigators: Elliot M. Meyerowitz, Anne M. Villeneuve

The adult Drosophila eye is composed of a regular

hexagonal array of 700 to 800 ommatidia. Each

ommatidium is itself a regular array of several different

specialized cell types. This highly structured tissue

develops from an undifferentiated epithelium called the

eye-antenna! imaginal disc, which is present in the larval

stages of development. Various observations and experi­

ments (see Ready et al., 1976) make it clear that two

processes are involved in eye development. First, cells

learn what sort of cell to differentiate into, presumably

by receiving messages from neighboring eye cells

(certainly not from inheriting this information from their

ancestors); and then the individual cells differentiate to

the appropriate cell type. A number of mutations are

known to cause abnormal eye development. As a first

step in comprehending which of the two processes, pattern

formation or differentiation, is affected by each

mutation, somatic recombination spots containing tissues

mutant for each of these loci are being induced in

otherwise wild-type eyes, and the phenotype of the spot

and its surrounding tissue studied. (For dominant

mutations, the somatic recombination spot is wild type, in

an otherwise mutant eye.) Each spot is simultaneously

marked with an autonomous eye color mutation and an eye

development mutation. If the mutation affects

differentiation and not pattern formation, the eye

development mutant phenotype on the spot should

coincide with the autonomous eye color;: marker. If

communication between neighboring cells is the process

blocked by the eye development mutation, differentiation

of genotypically wild-type cells adjacent to the

genotypically mutant patch should be abnormal, due to the

61

mutant neighbors of these genetically wild-type cells

being unable to send signals of positional information to

them.

Fifteen different eye development mutations have

been studied in this way, fourteen are autonomous in their

effect and thus affect differentiation of individual cells.

One mutation is nonautonomous. Further study will show

whether or not it affects communication between cells in

the developing eye or a diffusible factor required for

differentiation of individual eye cells.

Reference: Ready, D. F., Hanson, T. E. and Benzer, S. (1976) Devel.

Biol. 53, 217-240.

79. PRELIMINARY CHARACTERIZATION OF THE GENOME OF ARABIDOPSlS THALlANA

Investigators: Robert E. Pruitt, Leslie s. Leutwiler

The small crucifer Arabidopsis thaliana has many

advantages as an experimental organism with which to

study plant molecular biology. It has a short life cycle

which can be completed in four weeks, only five

chromosomes, and a genome that is approximately the

same size as Drosophila (approximately 2 x 108 nucleotide

pairs). In addition, large populations can easily be grown

in a small controlled environment. In order to learn more

about the Arabidopsis genome a recombinant A library was

constructed from Arabidopsis genomic DNA, partially

digested with Eco RI and cloned in the 1- vector Sep6.

Random clones were picked from this library and the

insert DNAs analyzed in the following manner: the clones

were digested with Eco RI, subjected to agarose gel

electrophoresis, and blotted to nitrocellulose filters.

These filters were probed with 32P-labeled Arabidopsis

DNA. The intensity of the resulting signal was used to

determine in a crude manner which clones clearly

contained repetitive DNA and which might be unique.

Those clones which appeared to be unique were then used

as probes of genome blots to help confirm their unique­

ness. Of ten clones examined, eight appear to be unique,

one appears to contain some moderately repetitive DNA,

and one appears to be composed of highly repetitive DNA.

Neither of the repetitive clones represents chloroplast

DNA sequences, because when either clone is used to

probe a genome blot, many bands not corresponding in size

to those present in the clone are seen. A chloroplast DNA

clone would be expected to hybridize only to a small

number of bands corresponding to the chloroplast

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62

sequences cloned. It is interesting that eight out of ten

clones appear to contain only unique DNA and one of the

remaining two appears to contain only highly repetitive

DNA. Since the average length of these clones is 13 kb,

this would indicate that the Arabidopsis genome may have

a long period sequence interspersion pattern. We are

currently extending this analysis to more clones and also

Professor: Herschel K. Mitchell Senior Research Associate: Peter H. Lowy Senior Research Fellow: Nancy S. Petersen Research Fellow: Donald J. Silveri Graduate Students: Antonio A. Reyes, Loveriza A.

Sarmiento Research Staff: Joan Roach

Support: The work described in the following research reports has been supported by:

Biomedical Research Support Grant (NIH) California Foundation for Biochemical Research Josephine v. Dumke Fund National Institutes of Health, USPHS The Rockefeller Foundation

Summary: We are interested primarily in mechanisms of

regulation of gene expression, particularly in relation to

the programs of differentiation and development. We use

Drosophila for the most part as biological material and

have made increasing use of wing development in pupal

stages for a variety of purposes. The reason for this

choice is that wing cells differentiate in remarkable

synchrony in the absence of cell division. This permits

studies that directly relate molecular biology and

morphogenesis. We have been able to correlate expression

of actin genes with particular cell activities related to

differentiation of cell hairs. In addition we have defined a

number of steps in hair morphogenesis that occur at the

same time that particular sets of proteins are synthesized.

We have continued studies on mechanisms of action of

heat shock proteins and their relation to phenocopy

production and teratogenesis. We have extended work on

the multihair phenocopy to two bithorax mutants with the

conclusion that individual cells or groups in synchrony

react to heat shock on a time scale based on a

predetermined program.

Investigations on the pupation process in Drosophila

have now shown clearly that protein components synthe­

sized in the prepupal salivary glands are transported into

will be carrying out other studies using Arabidopsis in the

future.

PUBLICATION

Meyerowitz, E. M. and Rogness, D. s. (1982) Molecular organization of a Drosophila puff site that responds to ecdysone. Cell 28, 165-176.

the intercuticle space where they evidently function in

separation of the prepupal cuticle from the pupal case.

80. DEVELOPMENTAL ABNORMALITIES IN DROSOPHILA INDUCED BY HEAT SHOCK

Investigators: Herschel K. Mitche!J., Nancy S. Petersen

Phenocopies in Drosophila, as induced by heat shock,

have proven to be valuable as tools for studies of the

molecular events in morphogenesis (Mitchell and Lipps,

1978; Mitchell and Petersen, 1981; Petersen and Mitchell,

1981). We have recently summarized information on

conditions for induction of phenocopies by heat shock of

Drosophila pupae, and have constructed a temporal map of

sensitive periods for abnormalities that can be produced in

more than 90% of the treated animals. Most of the 34

abnormal phenotypes considered are concerned with

alterations in differentiation of epithelial cells and most

of them resemble known mutants.

References: Mitchell, H. K. and Lipps, L. S. (1978) Cell 15, 905-918. Mitchell, H. K. and Petersen, N. S. (1981) Devel. Biol. 85,

233-242. Petersen, N. S. and Mitchell, H. K. (1981) Proc. Nat.

Acad. Sci. USA 78, 1708-1711.

81. THE MORPHOGENESIS OF CELL HAIRS ON DROSOPIHLA WINGS

Investigators: Herschel K. Mitchell, Joan Roach, Nancy S. Petersen

We have shown previously that patterns of mRNA and

protein synthesis change rapidly during differentiation of

wings in pupal stages of Drosophila (Mitchell and

Petersen, 1981). During this time cell hairs are produced,

drastic changes in cell shape occur and cuticulin and

cuticle are deposited, all in the absence of further cell

division.

We have now completed experiments that yielded a

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detailed timetable for the morphogenetic events that

occur in sequence as each wing cell differentiates to

produce a cell hair. Since this is done in synchrony among

about 30,000 cells, it is feasible to relate gene expression

directly to hair construction. We have observed that five

abundant proteins synthesized in the time interval of hair

extrusion and cuticulin deposition (33-39 hr). There is a

maximum in the rate of actin synthesis at the time of

greatest cell movement and there are several candidates

for proteins that are deposited as fibers within the

structure of the hairs. Components that may become part

of the structure of adult cuticle have also been observed.

Of the various proteins whose synthesis is turned on and

off during hair differentiation, only actin has been

identified. We expect that some of the others are

structural materials and this is under investigation.

Reference: Mitchell, H. K. and Petersen, N. S. (1981) Devel. Biol. 85,

233-242.

82. GRADIENTS OF DIFFERENTIATION IN WILD-TYPE AND BITHORAX MUTANTS OF DROSOPHILA

Investigators: Herschel K. Mitchell, Nancy S. Petersen

Cell hairs are normally produced on many areas of

Drosophila during metamorphosis. We have shown that

the cells in each area respond on their own predetermined

time scale to a heat shock that induces the differentiation

of abnormal hairs (the multihair phenotopy). In general a

gradient of sensitive periods goes from anterior to

posterior on dorsal structures. Hair differentiation occurs

after cell division has ceased and it occurs synchronously

within an area. For example, hairs are extruded within a

two-hour period or less on about 28,000 of the 30,000 cells

of the developing wing. Thus the wing provides sufficient

material in synchrony for studies of RN A and protein

synthesis.

In order to ascertain whether the heat shock sensitive

periods in the gradient are due to position of the cells in

the animal or a predetermined program in the cells, we

have looked at heat shock sensitivity in two mutants that

carry different combinations of genes in the bithorax

complex. In one of these, halteres are replaced by

complete wings, and in the second the halteres are

replaced by very small wings. Anterior normal wings and

haltere replacements were compared with respect to

periods sensitive to heat shock and changing patterns of

63

protein synthesis. In normal animals, haltere cells respond

four hours later than wing cells. In the mutants, large

posterior wings responded on wing time and small

posterior wings on haltere time except for small cell

patches which responded to heat on wing time. Quite

clearly the gradient observed in hair differentiation by

epithelial cells is due to predetermination of a program of

gene expression rather than position in the animal.

83. EFFECTS OF HEAT SHOCK ON MESSENGER RNA SYNTHESIS, STABILITY, AND TRANSLATION IN DIFFERENTIATING DROSOPHILA WINGS

Investigators: Nancy S. Petersen, Herschel K. Mitchell

Heating at 40-41° induces stage-specific develop­

mental defects in Drosophila pupae. These defects can be

prevented by a lower temperature (35°} pretreatment that

induces heat shock gene expression but does not shut off

normal protein synthesis. In order to investigate the

molecular basis for this protection phenomenon, we have

chosen to look at the multihair phenocopy on wings.

Biochemical analysis is simplified by the facts that wing

tissue is almost entirely one cell type and the cells

differentiate synchronously. Cell division already has

been completed at the time each wing cell differentiates

to produce one hair. However, either mutation or heat

shock can alter the normal course of hair formation to

produce multiple hairs or branched hairs. The multihair

phenocopy is induced by heating during the process of hair

formation at 38 hr after puparium formation. During this

time there is a rapidly changing program of protein

synthesis. The changes in protein synthesis reflect in

changes in the concentrations of major mRNAs. A heat

shock sufficient to induce the multihair defect shuts off

both RNA and protein synthesis.

We have looked at protein synthesis and mRNA

content of normally developing wings and of wings that

were heat shocked at 38 hr either by a single 40.8"

treatment or by heating first at 35° and then at 40.8°. We

have fotmd that heat shock interrupts the developmental

program of protein synthesis and that the delay in

recovery of the developmental program is much less when

the 40.8° heat shock is preceded by a 35° treatment. The

effect on recovery of new RNA synthesis is less

pronounced. The remarkable effect of heat shock on

mRNA is to stabilize messages that would normally decay

as part of the developmental program. The resumption of

mRNA decay is coincident with the synthesis of new

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64

mRNAs in the developmental program. The decay of

specific messages and the appearance of new messages

occur sooner in wings that received at 35° pretreatment.

This indicates that there are very specific controls for the

synthesis and decay of messages during development and

that the decay of normal messenger RNA is probably not

the cause of the phenocopy defect. The multihair

phenocopy is probably caused by the noncoordinate

resumption of two morphogenetic processes involving

protein synthesis. The prevention of phenocopies by the

35° pretreatment may be due to an effect of one or more

of the heat shock proteins on the ability of cells to

recover normal protein synthesis.

84. CHANGl!S IN ACTIN GENE EXPRESSION DURING WING DEVELOPMENT

Investigators: Nancy S. Petersen, Beverley J. Bond, Herschel K. Mitchell, Norman Davidson*

During pupal development, there are rapid changes in

the proteins that are being synthesized in wings. One of

the proteins whose synthesis changes is actin. We have

looked at actin messenger RNA at three different times

during wing development: 44-48 hours, 52-60 hours and

78-84 hours after puparium formation. The first and last

periods correspond to periods of peak actin synthesis while

there is at least tenfold less actin synthesis in the 52-60

hour period. Wing tissue is ideal for studying temporal

regulation of gene expression during development since it

consists mainly of one cell type that differentiates quite

synchronously.

The peak of actin synthesis between 44 and 48 hours

after puparium formation is associated with striking

changes in cell shape and with the movement of cell hairs

from lying flat at the edges of cells to an upright position

in the center of cells. We would like eventually to be able

to show how the expression of the actin genes is related to

these changes in cell shape.

There are six actin genes in Drosophila. The coding

sequences for the different actins are almost identical;

however, the intervening sequences and the 51 and 3'

noncoding regions of the mRNAs are quite different

(Fyrberg et al., 1981). We have used cloned sequences

specific for the 3' noncoding portion of each message to

detect expression of actin genes during the 44-48 hour

peak, the 52-60 hour minimum and the 78-84 hour period.

At 44-48 hours, three of the six actin genes are expressed,

Al, A3 and A5. There is very little actin message in RNA

made from 52-60 hour pupae. Actin A2 and A6 genes are

expressed in the later time period. This suggests that the

different actin genes may have specific functions in cells

and that the regulation of their levels of synthesis may be

important during development. We are planning to

investigate the role of actin gene expression in wing

development further by looking at in situ hybridization of

specific actin probes to developing wing tissue in order to

confirm the expression of more than one gene in the same

cell and in order to correlate the expression of specific

genes with specific changes in cell shape.

Reference: Fyrberg, E. A., Bond, B. J., Hershey, N. P., Mixter, K. s.

and Davidson, N. (1981) Cell 24, 107-116.

*Division of Chemistry and Chemical Engineering, California Institute of Technology.

PUBLICATIONS

Bond, B., Petersen, N. S., Mitchell, H. K. and Davidson, N. P. (1982) Expression of actin genes during wing development in Drosophila. Manuscript in preparation.

Buzin, C. and Petersen, N. S. (1981) Major Drosophila heat shock proteins resolve into multiple components on 2-D gels. J. Mol. Biol., in press.

Chomyn, A. and Mitchell, H. K. (1982) Synthesis of the 84,000 dalton protein in normal and heat shocked Drosophila cells as detected by specific antibody. Insect Biochem. 12, 105-114.

Li, G., Petersen, N. S. and Mitchell, H. K. (1982) Induced thermotolerance and heat shock prot~in synthesis in CHO cells. Int. J. Radiation, Oncology and Biol. Phys. 8, 63-67.

Mitchell, H. K. and Petersen, N. S. (1981) Rapid changes in gene expression in differentiating tissues of Drosophila. Devel. Biol. 85, 233-242.

Mitchell, H. K. and Petersen, N. S. (1982) Developmental abnormalities in Drosophila induced by heat shock. Devel. Genetics, in press.

Mitchell, H. K. and Petersen, N. S. (1982) Gradients of differentiation in wild-type and bithorax mutants of Drosophila. Devel. Biol., submitted for publication.

Mitchell, H. K. and Petersen, N. S. (1982) Heat shock induction of abnormal morphogenesis. Cold Spring Harbor Publication, in press.

Mitchell, H. K., Roach, J. and Petersen, N. S. (1982) The morphogenesis of cell hairs in Drosophila wings. J. Cell Biol., submitted for publication.

Petersen, N. S. and Mitchell, H. K. (1982) Heat shock proteins. In: Biochemistry of Comprehensive Insect Physiology, Biochemistry and Pharmacology, Vol. X. G. A. Kerkut and L. I. Gilbert (Eds.), Pergamon Press, Oxford, in press.

Petersen, N. S. and Mitchell, H. K. (1982) Effects of heat shock on gene expression during development: Induction and prevention of the multihair phenocopy in Drosophila. Cold Spring Harbor PUblica tion, in press.

Page 75: FRONT COVER · 2015-06-19 · 59. Chemical characterization of Ia antigens of the mouse major histocompatibility complex 49 60. Development of protien microsequencing methodology

Associate Professor: James H. Strauss Jr. Visiting Associate: Lynn Dalgarno Senior Research Fellow: Ellen G. Strauss Gosney Researeh Fellow: Charles M. Rice III Researeh Fellow: John R. Bell Graduate Students: Jeffrey T. Mayne, Jing-hsiung

James Ou Special Graduate Students: Carlos F. Arias-Ortiz, Susana

Lopez-Charreton Research Staff: Peggy Feyen, Edith M. Lenches Laboratory Staff: Jeannette Johnstone

SUpport: The work described in the following research reports has been supported by:

Australian National University Biomedical Research Support Grant (NIH) Charles B. Corser Fund for Biological Research E. S. Gosney Fund National Institutes of Health, USPHS National Science Foundation National University of Mexico

Summary: We wish to understand the molecular biology

of replication of Sindbis virus. Although not pathogenic to

man, this alphavirus is a close relative of many other

alphaviruses that are important human or veterinary

pathogens. In addition, the virus provides a useful model

membrane system. Two virus-encoded glycoproteins are

made after infection that migrate from the site of

synthesis in the endoplasmic reticulum through the Golgi

to the cell surface. The virus matures when the

nucleocapsid, formed in the cytoplasm, buds through the

modified cell plasma membrane and acquires an outer

membrane layer.

The following reports describe various approaches we

are using to study Sindbis virus in particular and alpha­

viruses in general. Our recent projects have stressed

comparative approaches, such as looking for conserved

nucleotide sequences in the alphaviruses that may serve as

control regions in replication, comparing the amino acid

sequences of the structural proteins of different alpha­

viruses to deduce evolutionary relationships between

members of this virus group, and determining the amino

acid substitution responsible for the temperature-sensitive

phenotype of a number of mutants. Further progress has

been made in studying the nonstructural proteins of

Sindbis, both by determining the RNA sequence of regions

of the genomic RNA encoding these polypeptides and in

producing antibodies from synthetic peptides whose amino

acid sequence is deduced from the nucleotide sequence.

85. THE 3'-NONCODING REGIONS OF ALPHAVIRUS RNAs CONTAIN REPEATING SEQUENCES

Investigators: Jing-llsiung James Ou, Dennis W. Trent•, James H. Strauss

65

We ha Ve compared the 3' terminal noncoding sequences

of the RNAs from 10 alphaviruses and found this region to

be composed of distinct domains in terms of base

composition, degree of sequence conservation, and

sequence organization. The first 50-60 nucleotides

adjacent to the 3'-terminal poly(A) tract are extremely

AU rich (up to 90% A+U). Of these, the first 19

nucleotides are highly conserved, and we postulate that

this conserved sequence serves as a replicase recognition

signal. For strains of Venezuelan, Western, and Eastern

equine encephalitis viruses, Highlands J virus and Sindbis

virus, only the sixth nucleotide of this sequence shows any

variation. This conserved region is slightly more variable

for Semliki Forest virus and Middelburg virus. The

remainder of the AU-rich region shows only limited

homology among viruses and may contain signals for

polyadenylation. Upstream from the AU-rich domain,

between 60 and 300 nucleotides from the poly(A) tract,

there are repeated sequences in each viral RNA. These

repeats are up to 60 nucleotides in length and can be

either tandemly or nontandemly arranged. The repeated

sequences show considerable conservation among closely

related viruses, in contrast to the nonrepeated sequences

i_n this region which contain little homology.

*Centers for Disease Control, Center for Infectious Diseases, Vector-Borne Diseases Division, Fort Collins, Colorado.

86. SEQUENCE STUDIES OF SEVERAL ALPHAVIRUS GENOMIC RNAs IN THE REGION CONTAINING THE START OF THE SUBGENOMIC RNA

Investigators: Jing-llsiung James Ou, Charles M. Rice, Lynn Dalgarno, Ellen G. Strauss, James H. Stra...,

The sequence of the region of the 49S genomic RNA

which contains the 5'-end of the subgenomic 268 RNA and

the 5'-flanking sequences in 498 RNA were determined for

several alphaviruses. A highly conserved sequence of 21

nucleotides was found that includes the first two

nucleotides of 26S RNA and the 19 nucleotides preceding

it. We propose that the complement of this sequence in

the minus strand is the recognition site used by the viral

transcriptase for initiation of transcription of 26$ RNA.

The COOH-terminal sequence of the nonstructural poly­

protein precursor, which is translated from 498 RNA, has

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66

been deduced for each virus. These protein sequences are

highly homologous, but the particular triplets used for a

given amino acid have diverged markedly between viruses,

indicating that virus evolution is quite rapid at the

nucleotide level. Clusters of in-phase stop codons for the

nonstructural polyprotein were found in the nontranslated

region of 268 RNA in each case. The length of

untranslated sequence at the 5'-end of 268 RNA is

between 48 and 51 nucleotides, depending on the virus.

ST. COMPARATIVE STUDil!S OF THE 5'-TERMINAL SEQUENCES OF SEVERAL ALPHAVIRUS GENOMIC RNAs AND A FAMILY OF THEIR DEFECTIVE INTERFERING RNAs

Investigators: Jing-hsiung James OU, Ellen G. Strauss, James H. Strauss

By developing sequencing strategies we have

determined the 5'-terminal sequences of several alpha­

virus genomic RNAs and a family of their defective

interfering (DI) RNAs. A highly conserved sequence and

several secondary structures formed by the 5'-terminal

sequences which might be important in alpha.virus

replication were discovered. Comparative studies also

enabled us to deduce the NH2-terminal sequences of their

nonstructural polyproteins.

88. CONSTRUCTION OF SINDB!S VIRUS DEFECTIVE INTERFERING RNAs IN VITRO

Investigators: Charles M. Rice, Henry V. Humig

As mentioned in Abstract Nos. 85, 86 and 87, it

appears that at least three regions of the alphavirus 498

genomic RNA are important in the replication of the

genome and transcription of the 3'-terminal subgenomic

268 RNA. Two of these regions, the 5' and 3' ends of the

498 RNA, are found in defective interfering (DI) RNAs

(truncated and rearranged RNAs of viral origin that

replicate only in the presence of a helper virus and thus

compete with the helper genome for the replicational

machinery) and are thought necessary for production of

full-length(-) and(+) 498 RNA. A third region (called the

junction region), adjacent to the start of 268 RNA, may

encode the recognition site for initiation of 268 tran­

scription from the 498 (-) strand template. To study the

replication and transcription of these RNAs, we are

presently constructing cDN A clones of these three regions

as well as clones containing full-length DNA copies of

Sindbis virus 498 RNA, and several DI RNAs. Once

constructed, we will attempt to reintroduce these viral

sequences into tissue culture cells either as DNA or RNA

and study their ability to replicate (or transcribe sub­

genomic RNA) in the presence or absence of an

appropriate helper virus. Along with current methods for

in vitro mutagenesis, such a system will enable us to

correlate structural features of the genome with their

function in RN A replication and transcription.

89. EVOLUTION OF ALPHAVIRUSES

Investigator: John R. Bell

Historically, morphological characteristics and

serological specificity have been the most important

criteria for the taxonomic classification of viruses, both

to assign viruses to families and to assess the relationships

between members of a given family. Recently, additional

measures such as the mode of replication and both protein

and nucleic acid homologies have been used for classifica­

tion. These molecular criteria have been most useful in

redefining the relationships between members of a given

family or genera. In particular, two viruses of a given

group that show no serological cross-reaction may have

extensive homology at the level of amino acid sequence.

Furthermore, by studying amino acid replacements in the

structural proteins of a group of related viruses it is

possible to trace their evolution, in the same way that

comparative sequence data of cytochromes, for example,

have been used to trace evolution of higher organisms.

With this in mind, we have determined, in collabora­

tion with Dr. Dennis Trent and Mr. Richard Kinney of the

Centers for Disease Control, Fort Collins, Colorado, the

terminal amino acid sequences of the two glycoproteins of

six related alphaviruses and analyzed the results in

conjunction with the published data for Sindbis and

Semliki Forest virus proteins. This comparison shows that

the alphavirus proteins share regions and features of

homology. Particularly noteworthy is the conservation of

cysteine residues. Since cysteine residues are involved in

disulfide bridges linking distal regions of polypeptides,

their conservation implies that the overall three­

dimensional conformation of the proteins is also

conserved. The two glycoproteins show differing degrees

of diversity, with E2 being the more variable. Within the

eight E2 sequences examined there are small deletions as

well as examples of amino acid replacements at almost

every Joeation with the exception of the cysteines. This

would imply that considerable variation in the primary

sequence of the polypeptide can be accommodated

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without destroying protein function. The overall

homology among the proteins is readily apparent and

supports the currently accepted hypothesis that all alpha­

viruses have evolved from a common ancestor.

The protein sequence data are currently being further

analyzed by computer programs that are designed to

elucidate evolutionary relationships. Although the

analysis is not yet complete, it is clear that this analysis

will greatly add to our understanding of the evolution of

alpha viruses.

90. SEQUENCE ANALYSIS OF ROSS RIVER VIRUS 265 RNA

Investigators: Lynn Dalgarno, Charles M. Rice

Ross River virus (RRV), an alphavirus first isolated in

Australia, is capable of causing periodic outbreaks of

human disease, characterized by polyarthritic symptoms.

Strains of RRV that differ in pathogenicity have been

isolated in nature, and wild strains can be altered in

pathogenicity by passage in tissue culture. The purpose of

this study was to examine at the molecular level the

evolutionary relationships between RRV and other alpha­

viruses with different geographical distributions, such as

Sindbis virus and Semliki Forest virus (SFV), and also to

begin collecting sequence data that should eventually

allow the identification of changes in the RRV genome

that cause the observed differences in pathogenicity

between strains. Thus far we have determined the

nucleotide sequence of the subgenomic 268 RNA of RRV

that encodes the virus structural proteins. The RNA

sequence was determined without the use of molecular

cloning by chemical sequence analysis of end-labeled

Hae m digested cDN A fragments. These sequences were

translated by computer into the three possible reading

frames. The correct coding phase was identified by (1) a

lack of termination codons, and (2) homology with the

corresponding Sindbis virus and SFV structural protein

sequences. By comparison with the known sequences of

the 268 RNA, we could unambiguously order the RRV

Hae III cDNA fragments. The overlapping regions were

then determined by sequencing the appropriate double­

stranded cDNA restriction fragments. The complete

sequence reveals that the genomic organization of the

RRV structural protein genes is identical to that of

Sindbis virus and SFV. However, the 3'-untranslated

region of RRV, 524 nucleotides, is more than 200

nucleotides longer than the corresponding region in Sindbis

67

or SFV. Examination of structural protein sequences of

these viruses revealed that RRV is much more closely

related to SFV (75% homology between the structural

proteins) than to Sindbis virus (47% homology). In

addition, during the sequence analysis of RRV, a variant

RNA population was detected that contained a 21-

nucleotide deletion that encoded seven amino acids near

the NH2 terminus of the virion glycoprotein E2. This

variant could be plaque-purified from the original RRV

stock, and differed phenotypically from the parental

strain by producing smaller plaques.

91. INTRACELLULAR TRANSPORT OF SINDBJS VIRUS GLYCOPROTEINS

Investigators: Carlos F. Arias-Ortiz, Edith M. Lettches

We have sequenced the cDNA corresponding to the

genes encoding the viral glycoproteins of two

temperature-sensitive mutants of Sindbis virus, tslO and

ts23, which are defective in the transport of their

glycoproteins from the rough endoplasmic reticulum to

the plasma membrane at the restrictive temperature.

This defect is reversible and the proteins are transported

after shiftdown to the permissive temperature, implying

that the signal for the transport is specified by the protein

itself. We also determined the sequence of revertants of

these mutants, and by comparing the deduced amino acid

sequence of the mutants with that of the parental strain,

Sindbis HR, and with the sequence of the revertants, we

determined that ts23 contained two mutations in glyco­

protein El, while tslO had a single mutation in the same

glycoprotein, as expected since they belong to the same

complementation group.

El is a glycoprotein of 439 amino acids. In tslO, the

lysine at position 176 is changed to glycine. In ts23,

alanine106 is replaced by threonine and arginine267 by

glutamine. Thus, two of the changes involved the loss of a

positive charge. In the tslO revertant, glycine172 goes to

arginine, restoring the charge but not the exact amino

acid. In the ts23 revertant, the original amino acids are

restored. The results of this study suggest that the idea

that a linear domain in the protein is responsible for its

correct intracellular transport may be too simplistic, and

that the three-dimensional conformation of the protein

(perhaps involving interactions between widely separated

regions of the amino acid sequence) may be very

important for transport. We cannot rule out a primary

sequence being responsible for transport, whose

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68

accessibility or conformation can be altered by mutation

in other regions of the molecule.

92. ANALYSIS OP THE GLYCOSYLATION OP SEVERAL ALPHAVIRUSl!S

Investigators' Jeffrey T. Mayne, John R. Bell

Elucidation of the complete protein sequences (from

cDNA) of the structural proteins of several alphaviruses

(Sindbis virus, Semliki Forest virus, and Ross River virus)

provides detailed knowledge of their potential asparagine­

linked carbohydrate attachment sites. This enables us to

investigate the specificity and extent of glycosylation of

these proteins.

We have purified the structural proteins from Sindbis

virus grown in chick embryo fibroblasts and analyzed the

glycopeptides produced from tryptic digests by gel

filtration, high pressure liquid chromatography, and

protein sequenation. We found that in both El and E2,

both of which contain two potential glycosylation sites,

the first glycosylation site contained complex carbo­

hydrates and the second one contained simple

carbohydrates. Preliminary data indicate that these sites

are essentially completely glycosylated. In addition, E3

has only one potential carbohydrate attachment site,

which contains a complex carbohydrate.

It is known that Sindbis virus grown in BHK cells has a

different glycosylation pattern, in that E2 contains almost

no simple carbohydrate. Using the above method, we

should be able to determine whether the second

glycosylation site is unglycosylated or contains a complex

carbohydrate.

We want to investigate further the conservation and

variation of the glycosylation of the potential sites in

different alphavirus glycoproteins. Such comparisons will

help to define the necessary common characteristics of

glycosylation sites in membrane proteins and may

elucidate those features of a protein that determine

whether it is glycosylated with simple or complex

carbohydrate chains.

93. STUDIBS ON A SMALL GLYCOPROTEIN PRODUCED BY SINDBIS VIRUS

Investigators: Jeffrey T. Mayne, Charles M. Rice, Ellen G. Strauss

The two best studied alphaviruses are Sindbis virus and

Semliki Forest virus (SFV). One of the major differences

between the two viruses is the presence of E3 (a s·mall,

heavily glycosylated protein) in the membrane of the SFV

virion and its absence in the Sindbis virion. In SFV, E3 is

produced at a late stage of virus maturation when PE2 is

cleaved to produce E2 and E3. But in the Sindbis

infection, PE2 is cleaved to produce E2 only, and the

fragment equivalent to E3 is released into the culture

fluid. We have previously purified and characterized this

protein extensively (see Biology 1981, No. 113).

Careful analyses of the carboxy terminus of E3 have

shown that at least the carboxy terminal -Lys-Arg is

absent from greater than 98% of the population of E3.

Thus E3 is analogous to some other pro-proteins that seem

to be cleaved by a trypsin-like activity followed by a

carboxypeptidase B-like activity. Further labeling studies

confirm that this cleavage is not the rate limiting step in

virus maturation and that E3 is not even transiently

associated with the virion.

94. SEQUENCING OP THE REGION OP THE SINDBIS GENOME ENCODING THE NONSTRUCTURAL PROTEINS

Investigator: Ellen G. Strauss

The genome of Sindbis virus is a single stranded RNA

molecule of approximately 12,000 nucleotides that is

capped at the 5' end and polyadenylated at the 3' end.

Early in the infection cycle, the infecting genome RNA

serves as messenger RNA for the virus-encoded non­

structural proteins. The structural proteins are translated

from a subgenomic message that contains roughly one­

third of the genome and is coterminal with the 3'

terminus. This subgenomic RN A has been completely

sequenced (Rice and Strauss, 1981, 1982). We are

currently extending these results to determine the

sequence of the remainder of the genome, primarily by

direct chemical sequencing of restriction fragments of

single stranded cDNA synthesized using virion RNA as

template. We have now determined more than 90% of the

sequence of Hae III fragments and linked many of them

together by means of partial digests and sequencing of

Taq I fragments. Experiments to complete the ordering of

these fragments and to deduce the protein sequence of the

nonstructural proteins are in progress.

References: Rice, C. M. and Strauss, J. H. (1981) Proc. Nat. Acad. Sci.

USA 78, 2062-2066. Rice, C. M. and Strauss, J. H. (1982) J. Mo!. Biol. 150,

315-340.

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95. STUDY OF THE NONSTRUCTURAL PROTEINS OF SINDBIS VIRUS

Investigators: SUsana Lopez-Charreton, Jolm R. Bell

The study of the nonstructural polypeptides of Sindbis

virus, i.e., the proteins that are involved in the replication

and transcription of the genomic RNA, has been hampered

by the fact that these proteins are produced in only

catalytic amounts during infection; the nonstructural

proteins are translated as a single polyprotein which is

then cleaved to yield three or four polypeptides.

Recently, the cDNA sequence corresponding to the

region that encodes the nonstructural proteins has been

partially determined by E. G. Strauss, and with these

nucleotide sequences the amino acid sequences of some

regions of the polyprotein have been predicted.

As an approach to study the nonstructural poly­

peptides, we used these predicted amino acid sequences to

chemically synthesize (by solid state methods) polypeptide

subsets corresponding to the 11 carboxy terminal amino

acids, and a 12 amino acid long region situated 250 amino

acids away from the NH2-terminus of the polyprotein.

These peptides were coupled to BSA as a protein carrier

and injected into rabbits to raise antibodies.

We hope that the resulting antibodies will recognize

some of the nonstructural viral proteins and their

precursors in infected cells or in a cell-free translation

system directed by the viral mRNA, allowing us a clear

identification of these proteins.

These antibodies will also offer a new approach in the

study and isolation of the polypeptides involved in the

viral replicase functions, in which we are particularly

interested.

96. FLA VIVIRUS PROTEINS

Investigators: John R. Bell, James H. Strauss

The members of the flavivirus genus of the Togavirus

family include many important human pathogens,

including yellow fever virus and dengue virus. Originally,

the fl.aviviruses were thought to be related to the

alphaviruses on the basis of similar morphology and mode

of transmission. Members of both genera are small

enveloped viruses with an icosahedral nucleocapsid and

one molecule of single stranded RNA of plus polarity as

their genome. Both alphaviruses and flaviviruses replicate

in their vertebrate hosts and their invertebrate vectors.

However, at the molecular level these two groups are

quite dissimilar in the polypeptide composition of the

69

virions and in their translation and replication strategies.

Flaviviruses have one species of nucleocapsid protein 13.5

kilodaltons, a glycosylated envelope protein of roughly

60 K and a small envelope polypeptide of approximately

8 K.

We have begun to characterize the structural proteins

of St. Louis encephalitis virus, in collaboration with Dr.

Dennis Trent and Richard Kinney from the Centers for

Disease Control in Ft. Collins, Colorado. We have

determined the N-terminal amino acid sequence of the

three polypeptides for 16 to 55 amino acids, using an

automatic protein sequenator developed by Professor

Leroy Hood. None of the sequences obtained show any

detectable homology with any of the alphavirus proteins.

The genomic RNA appears to be the only viral message

in flavivirus infected cells, but whether the viral genes

are translated as a single polyprotein precursor that is

processed by proteolytic cleavages or whether the

individual proteins are the result of independent initiation

and termination events is unclear. Our sequence studies

show that methionine is not found at the N-terminus of

any of the St. Louis encephalitis proteins, nor are the

proteins blocked by N-terminal acetylation. These results

favor the model with a polyprotein and posttranslational

cleavage. However, the nucleotide sequence of the

genome will be required to unambiguously locate initiation

codon(s) in the RN A.

We plan to extend this project with a similar study of

the N-termini of the structural proteins of two additional

flaviviruses, dengue virus and yellow fever virus.

PUBLICATIONS

Bell, J. R. and Strauss, J. H. (1981) In vivo NHrterminal acetylation of Sindbis virus proteins. J. Biol. Chem. 256, 8006-8011.

Bell, J. R., Rice, C. M., Hunkapiller, M. W. and Strauss, J. H. (1982) The NH2-terminus of PE2 in Sindbis virus infected cells. Virology, in press.

Monroe, S. S., Ou, J.-H., Rice, c. M., Schlesinger, S., Strauss, E. G. and Strauss, J. H. (1982) Sequence analysis of cDNAs derived from the RNA of Sindbis virions and of defective interfering particles. J. Virol. 41, 153-162.

Ou, J.-H., Rice, c. M., Dalgarno, L., Strauss, E. G. and Strauss, J. H. (1982) Sequence studies of several alphavirus genomic RNAs in the region containing the start of the subgenomic RNA. Proc. Nat. Acad. Sci. USA, in press.

Ou, J.-H., Strauss, E. G. and Strauss, J. H. (1982) Comparative studies of the 5'-terminal sequences of several alphavirus RNAs. J. Mol. Biol., submitted for publication.

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70

Ou, J.-H., Trent, D. w. and Strauss, J. H. (1982) The 3'­noncoding regions of alphavirus RNAs contain repeating sequences. J. Mo!. Biol. 156, 719-730.

Rice, c. M. and Strauss, J. H. (1982) Synthesis, cleavage, and sequence analysis of DNA complementary to the 26S messenger RNA of Sindbis virus. J. Mo!. Biol. 150, 315-340.

Rice, c. M. and Strauss, J. H. (1982) Association of Sindbis virion glycoproteins and their precursors. J. Mo!. Biol. 154, 325-348.

Rice, C. M., Bell, J. R., Hunkapiller, M. w., Strauss, E.G. and Strauss, J. H. (1982) Isolation and characterization of the hydrophobic COOH-terminal domains of the Sindbis virion glycoproteins. J. Mo!. Biol. 154, 355-378.

Assistant Professor: Barbara J. Wold Research Staff: Amanda E. Milgram, Charles Reel

Support: The work described in the following research reports has been supported by:

Charles B. Corser Fund for Biological Research National Institutes of Health, USPHS The Alfred P. Sloan Fund for Basic Research

Summary: We are interested in the biology of

mammalian cell-surface receptors. Most of our studies

employ the low density lipoprotein (LDL) receptor as a

mqdel system. Our interests include the mechanism(s) of

receptor regulation, the cell biology of receptor-mediated

endocytosis and the structure of the receptor itself. The

experimental approach employs various molecular

techniques in oonjunction with somatic cell genetics.

Our efforts this year were mainly directed toward

developing techniques and obtaining reagents necessary in

order to study the LDL receptor and its cell biology at the

molecular level. These include: (1) development of a

selection system that renders cells in culture dependent

upon a functional LDL receptor; (2) development of

permanent cell lines bearing mutations in LDL receptor;

and (3) model studies demonstrating that a significant

amount of homologous recombination occurs during DNA

transformation in animal cells and that this can be

utilized for rapid fine-structure mapping of cloned

selectable genes. We are also working to isolate the LDL

receptor gene.

In a related project we are attempting to isolate the

hydroxymethy!glutaryl CoA reductase (HMG CoA reduc­

tase) gene. This enzyme catalyzes the rate-limiting step

in de novo cholesterol biosynthesis, while the LDL

receptor governs acquisition of cholesterol from the

Strauss, E. G. and Strauss, J. H. (1982) Replication strategies of the single stranded RNA viruses of eukaryotes. In: Current Topics in Microbiology and Immunology. Springer-Verlag, Berlin, submitted for publication.

Strauss, E. G., Tsukeda, H. and Simizu, B. (1982) Mutants of Sindbis virus. IV. Interspecific complementation and phenotypic mixing between temperature-sensitive mutants and wild-type Sindbis and Western equine encephalitis viruses. J. Gen Viral., submitted for publication.

extracellular environment. We are interested in under­

standing the integration of reductase and LDL receptor

regulation that ultimately results in homeostasis with

respect to cellular cholesterol content.

97. A SELECTION SYSTEM FOR LDL RECEPTOR FUNCTION

Investigator: -... J. Wold

In any system where a genetic approach is to be

employed, a selection technique that permits identifica­

tion and subsequent isolation of the rare variant from a

large population of individuals is a powerful experimental

tool. Therefore we have developed a biochemical

selection system that permits isolation of the rare LDL

receptor-plus (LDL R+) cell from a population of

receptor-negative cells. This system is to be used in

several studies. The first is to identify LDL R + revertants

of various receptor-negative and receptor-defective cell

lines. Our objective is to locate both true revertants and,

of special interest, second-site mutants. These should

help us to gain insight into receptor structure-function

relationships and identify additional gene products

involved in receptor function. The second is to perform

complementation analyses by either cell fusion between

different receptor mutants or complementation via DNA­

mediated gene transfer. In each case the complemen­

tation event can be identified by survival under LDL R

selection.

The selection strategy depends on the fact that

cholesterol is required by all animal cells as a component

of the cell membrane. This requirement can be satisfied

by either of two independent pathways. One is entirely

intracellular and results in the de novo synthesis of

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cholesterol from acetate. The rate-limiting step in this

J?athway is the reduction of hydroxymethylglutaryl CoA to

mevalonic acid, a reaction catalyzed by HMG CoA

reductase. The second pathway provides for the

acquisition of cholesterol from the extracellular environ­

ment via the receptor-dependent endocytosis of low

density liJ?OJ?rotein (LDL), the J?rinciJ?al cholesterol

transport moiety in serum.

The key element in the biochemical selection for LDL

receptor function is the drug mevinolin, which is a potent

competitive inhibitor of HMG CoA reductase. For some

time it has been known that mevinolin effectively blocks

reductase activity in vivo, thereby blocking the de novo

biosynthesis of cholesterol (Goldstein et al., 1979), and

leaving the LDL receJ?tor J?athway as the only J?OSSible

cholesterol source. Under such circumstances, it is

expected that cells possessing functional LDL receptors

could survive via the catabolism of LDL while receptor­

negative cells should die due to cholesterol starvation.

However, it proved necessary to consider one additional

feature of the HMG CoA reductase selection. If reduc­

tase is 100% blocked by mevinolin, there will be no

mevalonic acid to supply quantitatively minor

noncholesterol anabolic pathways (reviewed in Brown and

Goldstein, 1980), and at least one of these mevalonate

end-products is essential for cell growth (James and

Kandutsch, 1979; Queeney-Haneeus et al., 1979). There­

fore, at high mevinolin dosages, cells will die regardless of

how much cholesterol they have, because they are starved

for a noncholesterol mevalonate end-product. This minor

requirement can be satisfied by adding back a small

amount of mevalonate to the cells, such that the minor

pathways are served, but inconsequential quantities of

cholesterol are synthesized.

The final LDL receptor selection conditions were

found to be DMEM (Dulbecco's modified Eagle's medium)

J?lUs 10% liJ?id-deJ?leted fetal calf serum J?lus 40 µM

mevinolin J?lUS 165 µM mevalonate J?lus 2 µg/ml J?Urified

LDL. Receptor-plus cells grow in this medium while

receptor-negative cells die, and it has been shown that the

selection is dependent on LDL, as expected.

References: Brown, M. S. and Goldstein, J. L. (1980) J. LiJ?id Res. 21,

505-517. Goldstein, J., Helseson, J. A. S. and Brown, M. S. (1979) J.

Biol. Chem. 254, 5403-5409. James, M. J. and Kandutsch, A. A. (1979) J. Biol. Chem.

254, 8442-8446. Queeney-Haneeus, V., Wiley, M. and Siperstein, M. (1979)

Proc. Nat. Acad. Sci. USA 76, 5056-5060.

98. HOMOLOGOUS RECOMBINATION IN ANIMAL CELLS

Investigators: Barbera J. Wold, Charles Reel, Steven McKnight*

71

We are utilizing the cloned Herpes virus thymidine

kinase (tk) gene as a model system to study homologous

recombination in animal cells. The objectives of this

study are: (1) to develoJ? a technique for raJ?id maJ?J?ing of

mutations of functional significance in cloned selectable

genes; (2) to develOJ? a model system for studying the

substrate specificities and mechanisms of recombination

in animal cells; and (3) to attempt to develop conditions

under which homologous recombination between donor

sequences and their chromosomal homologues is

sufficiently frequent that it can be used for site-directed

introduction of cloned or synthetic sequences into their

proper chromosomal locations.

The experimental approach is to transform cells with a

combination of two nonfunctional mutant genes that share

a small defined stretch of homologous sequence. These

mutant genes have been chosen so that a single

recombination event in the region of homology should

regenerate a wild-type gene as one of its products. Cells

in which such a recombinant gene has been produced and

expressed can be identified by their ability to survive

selective growth conditions that require the wild-type

gene product. In these experiments, we used two mutant

tk genes constructed by Steven McKnight (Figure 1). Each

clone contains a portion of the tk gene including 217 bases

of honi.ology in the center of the protein coding region.

When cells are grown in media containing HAT (hypo­

xanthine, aminopterin and thymidine), they will survive if,

and only if, they have a functional thymidine kinase

activity. Tk-minus mutants such as the mouse Ltk - cell

line will survive HAT selection if a wild-type tk gene is

introduced via DNA-mediated gene transfer. Initial

control experiments in this study showed that neither of

the cloned fragments of the HerJ?es tk gene could by itself

transform tk - cells, but a mixture containing both

plasmids generates tk + transformants. Southern blotting

analysis of the tk + transformants confirmed the presence

of an intact tk gene, which must be the result of a

homologous recombination event in the recipient cell

during DNA transfer. Further experiments investigated

the effect of donor J?lasmid toJ?ology on transfer

frequency and showed that linear molecules transform

three to fivefold better than supercoils. Linearization at

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72

the region of homology (in this case the Hind III sites)

enhanced the frequency approximately tenfold over

linearization at the other sites, suggesting that initial

homologous strand invasion may be facilitated by a cut in

the region of shared sequence. We are presently exploring

the substrate specificity of the recombination in greater

detail. Under these conditions we have observed >2 x

102 recombinants/5 x 105 recipient cells/217 base; of

homology. These frequencies can be compared with

internal controls for transfer of a second unrelated, intact

marker to measure the fraction of all DNA transformants

that have undergone a recombination event between the

tk markers. Preliminary data for Hind III linearized

molecules show that one of every 10 cells transformed has

included a functional tk recombinant. For the purposes of

mapping mutations in a selectable function, the technique

at its present stage of development will be useful. Thus a

library of sequential 3' and 5' deletions in the gene of

interest will be constructed and transformations

conducted with pairs consisting of the complete mutant

gene to be analyzed plus an in vitro deletion fragment

from the wild-type gene. By noting which wild-type

deletion fragments are capable of complementing the

unknown mutant, the lesion of interest can be localized to

within 200 bases. Additional experiments are directed

toward quantitating and enhancing the frequency of

recombination between donor DNA and sequences residing

in the animal cell chromosome. Various copy numbers of

the M'l.24 plasmid have been introduced into cells, and

these are to be transformed with the l!.3'1.94 clone.

Recombinants, if present, will be detected by their

survival in HAT and analyzed by subsequent Southern

blotting of DNA from the transformants.

*Assistant Professor, Fred Hutchinson Cancer Research Center, Seattle, Washington.

~§~1~~~------- F Figure 1. Two cloned deletion mutants of the Herpes virus thymidine kinase gene are shown. Herpes-derived DNA sequence is indicated by the solid line and pBR322 sequence is indicated by the dotted line. The boxed region corresponds to homologous Herpes tk sequence present in both clones. H = Hind III restriction sites; B = Bam HI restriction sites.

99. ISOLATION AND CHARACTERIZATION OF CELL LINES RESISTANT TO IIlGH LEVELS OF MEVINOLIN

Investigators: Amanda E. Milgram, Barbara J. Wold

Mevinolin is a competitive inhibitor of the enzyme 3-

hydroxy-3-methylglutaryl CoA reductase (HMG CoA

reductase). We have selected a number of independent

human and rodent cell lines resistant to progressively

higher doses of rnevinolin in the presence of standard

media (Dulbecco's modified Eagle's medium) supplemented

with lipid-depleted fetal calf serum. The parental cell

lines are sensitive to 0.5-1 µM mevinolin under these

Culture conditions, and the majority of cells are killed

within 2 weeks. With variable frequency (10-3-10-5),

resistant cells appeared. These were then subjected to a

three to fivefold higher drug dose, survivors selected, and

the cycle repeated. At present, we have two cell lines

resistant to 100 times the normal killing dosage. This

resistant character reflects a correspondingly higher level

of HMG CoA reductase. Our working hypothesis is that

these cells have undergone gene amplification at the HMG

CoA reductase locus. Our purpose in generating these cell

lines is twofold: (1) it is likely that the exceedingly high

levels of enzyme activity derive from a correspondingly

high level of reductase mRNA, and we are attempting to

capitalize on this in our efforts to isolate cDNA and

chromosomal clones of the reductase gene(s); and

(2) HMG-CoA reductase activity is, under normal

circumstances, regulated over 300-fold in response to

different growth conditions. We are interested in studying

the regulation of reductase in cells with different doses of

the gene. Additional studies will focus on the conse­

quences of altered reductase gene doses to the regulation

of the LDL-receptor pathway with the hope of shedding

light on the nature of the coordination of the two

cholesterol pathways.

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CELLULAR BIOLOGY AND BIOPHYSICS

Howard C. Berg

Charles J. Brokaw

John J. Hopfield

Elias Lazarides

Jean-Paul Revel

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Professor: Howard c. Berg Visiting Associate: I. Richard Lapidus Research Fellows: Shahid M. M. Khan, Akira Ishihara Graduate Students: Markus Meister*, Paul W. Meyer,

Jeffrey E. Segall Special Graduate Student: Steven M. Block Research Staff: M. Patricia Conley, Robert D. Smyth

*Division of Physics, Mathematics and Astronomy, California Institute of Technology.

Support: The work described in the following research reports has been supported by:

Biomedical Research Support Grant (NIH) National Institutes of Health, USPHS National Science Foundation Gustaws and Louise Pfeiffer Research Foundation

Summary: We are interested in the behavioral biology of

bacteria and other unicellular microorganisms.

Flagellated bacteria possess a remarkable motile

system based on a reversible rotary motor linked by a

flexible coupling to a thin helical propeller. The motor

derives its energy from protons driven into the cell by

chemical gradients or electrical fields. The direction of

rotation of the motor depends, in part, on signals

generated by sensory systems, the best studied of which

analyzes chemical stimuli. The nature of these signals is

not known. We would like to understand how the motor

works, what the signals are that control its direction of

rotation, and how these signals are processed by the

chemical sensory system.

The rotation of the motor can be observed directly by

fixing the helical propeller to a glass slide: the cell body

spins alternately clockwise (CW) and counterclockwise

(CCW). These cells are called tethered cells. If chemical

attractants or repellents are added to the medium

surrounding tethered cells, chemotactic responses can be

elicited.

Some bacteria have no recognizable organelles of

locomotion, yet move steadily when in contact with solid

surfaces. We would like to understand the mechanism for

this gliding motility.

The unicellular green alga Chlamydomonas, a eukary­

otic cell with two anterior flagella, is able to track a

source of light. We are studying the coupling between the

antenna, a quarter-wave optical stack,. and the flagella.

Another project deals with the genetics of this organism.

The spore-bearing stalk of the fungus Phycomyces

grows away from solid objects. It is thought to have some

kind of chemical radar. We are studying the physics of

this avoidance response.

100. ADAPTATION IN E.COLI CHEMOTAXIS

Investigator: Steven M. Block

75

Bacteria, in their sensory behavior, exhibit a feature

that is common to most living organisms-they adapt.

Cells are able to ignore the ambient level of sensory input

and respond to changes about that level. This sensitivity

to the time-derivative of the input may be termed "range

adjustment." There exists a region where the organism is

most sensitive, with a saturated output occurring for

stimuli that are too large and a threshold for stimuli that

are too small. This may be considered as "range

compression.'' Range adjustment and compression occur

for a wide array of sensory modalities across all

phylogeny. I am studying the details of the adaptation

process using E. coli as a model system.

In my experiments, tethered cells are subjected to

programmed changes in the concentration of the non­

metabolizable attractant e>-methylaspartate. The cells

are maintained in a flow cell that is part of a miniaturized

constant-flow perfusion apparatus. The attractant con­

centration in the flow can be changed in a continuous and

controlled manner by an electronic pump programmer that

is set up to produce exponential, stepwise, linear, and

sinusoidal variations. The behavior of the tethered cells is

recorded on videotape through phase-contrast optics.

Later, the pattern of reversals of the spinning cells is

transferred to a strip-chart record that is digitized and

analyzed by computer.

In a chemically isotropic environment, tethered E. coli

spin in either direction for roughly equal periods of time,

the probability of a reversal at any given instant being

roughly constant. Accordingly the distributions of clock­

wise and counterclockwise rotation intervals are

approximately exponential (obey Poisson statistics). In

response to exponential ramps up, the cells bias their

reversals in such a way as to lengthen the time spent in

the counterclockwise (run) mode and shorten the time

spent in the clockwise (tumble) mode. The amount of bias

is directly related to the steepness of the exponential

ramp. In response to ramps down, cells show the reversed

bias; however, the st6epness of the down-ramp must be

much greater in order to give the same degree of bias.

Up-adaptation and down-adaptation, therefore, exhibit a

fundamental asymmetry. In response to sinusoidal

changes in concentration, cells are able to "adapt out"

variations with periods on the order of 1000 sec. For

faster periods, the CCW /CW bias of the cell varies in an

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76

oscillatory fashion, with frequency-dependent phase and

amplitude variations. For frequencies about 5 x 10-3 Hz,

the response of the cell begins to saturate (clip). If the

system is treated as approximately linear, a Bode plot is

obtained that is typical of a first-order high-pass filter

with a 3 dB point at 3 x 10-3 Hz. This corresponds to a

temporal change of the same magnitude as that which

half-saturates the response during exponential ramps.

Cells continue to show Poisson-type behavior even under

stimulation. They do not appear to respond to either the

concentration per se or to time-derivatives of the

concentration higher than first-order.

A closer examination of adapted cells, as well as cells

exposed to ramps, shows that the CW-CCW distributions

are not strictly exponential: there is a characteristic

absence of short events (corresponding to times less than

about 0.4 sec) which cannot be accounted for by

systematic errors in the analysis. The adapted distribu­

tions can be fit by a convolution of two exponential

processes, with one time constant of 0.8 sec that accounts

for the exponential "tail" of the distribution, and another

of 0.16 sec that yields the paucity of short events. It is

intriguing that the shorter time is very close to the

latency observed by Segall and Manson (see their report,

"Signal Processing Times ... 11). Since a convolution of two

exponential processes is exactly what one expects for a

cascade of two first-order reactions, we are modeling the

system in terms of a sequence of steps that lead to motor

reversal, using components known from genetics and

biochemistry to be a part of the chemosensory pathway.

101. SIGNAL PROCl!SSING TIMl!S IN E.COLI CHEMOTAXIS

Investigators: Jeffrey E. Segall, Michael D. Manson*

We are using iontophoretic pipettes to deliver pulses-of

attractants and repellents to tethered cells in order to

learn more about how cells process chemotactic stimuli

(Segall et al., 1982). With wild-type cells the mean

latencies are 0.2 to 0.3 sec following stimulation with cx­

methylaspartate (a-MeAsp, an attractant) or benzoate (a

repellent). With Cl-MeAsp, this latency changes by less

than a factor of 2 over a hundredfold range of stimulus

strengths. The .latencies are much longer than the

stimulus delivery times measured with the negatively-

charged dye fluorescein. Control experiments with

mutants that fail to respond to specific chemoattractants

indicate that we are dealing with bona fide chemotactic

responses.

We have analyzed several generally nonchemotactic

mutants. Cells defective in adaptation via methylation

that contain deletions of the che R and che B genes have

normal latencies. However, the latencies of strains

containing che Z mutations are very long, ca. 2 sec.

Future work will involve a study of the temperature

dependence of the latency and of pulses of attractant

followed by pulses of repellent, designed to determine if

the latency is due to a series of steps or a single

reversible step.

Reference: Segall, J. E., Manson, M. D. and Berg, H. C. (1982) Nature,

in press.

*FakultB.t ftir Biologie, UniversitB.t Konstanz, West Germany.

102. THE CHEMOTACTIC IMPULSE RESPONSE

Investigators: Jeffrey E. Segall, Steven M. Block

One useful method of characterizing a sensory system

is a measurement of its response to a very brief

stimulus-the impulse response. For a sufficiently short

impulse, the duration of the response ceases to correspond

to that of the stimulus and instead reflects the intrinsic

kinetics of the system under study. We are using short

( <0.1 sec) pulses of an attractant or repellent generated

iontophoretically to stimulate tethered E. coli. The cells

are monitored with a microscope equipped with an

electro-optical device that extracts information about

their si;>eed and direction of rotation. Data records are

collected and digitized off-line as a two-valued function

of time (denoting CW or CCW rotation). Many such

records are put into register, and a graph is generated of

the probability that a cell will rotate in the CCW (run)

direction as a function of time following the stimulus.

The change in the rotational bias of the cell is the impulse

response.

When wild-type cells are pulsed with an attractant, the

response is biphasic: within about 0.2 sec of stimulation,

the cells increase their CCW bias for about a second and

then decrease this bias for a period that lasts somewhat

longer (Figure 1). For pulses of repellent, the shape of the

impulse response is inverted (Figure 1). For both kinds of

pulses, the response is independent of the direction of

rotation of the cell when the pulse is given. Moreover,

the kinetics of the impulse response does not seem to be

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strongly correlated with the initial CCW /CW bias of the

cell, the nature of the attractant, or the temperature.

The biphasic nature of the response is characteristic of

systems that show adaptive behavior, i.e., that respond

only to changes in the intensity of a stimulus. In the

terminology of the systems analyst, the bacterium

behaves as a differentiator or high-pass filter. Its

"memory time" is comparable with the time during which

the impulse response has an appreciable value, a time of

order 1 or 2 sec (Figure 1). It should be noted that

previous work on E. coli has demonstrated adaptation

times of order hundreds of seconds. This long-term

adaptation is mediated, at least in part, by a protein

methylation-demethylation system. It constitutes a form

of "long-term" memory. The "short-term" memory

described here has not been seen before. Bacteria

swimming up a gradient must be able to estimate changes

in concentration occurring over periods of time of order

100

~ u u

0 - 1 sec c: <ll 100 u

... <ll Q.

0

pulse

77

1 sec if they are to bias their random walk successfully, so

it is not surprising that processes with time constants of

this magnitude are observed.

We also are studying mutants, in order to identify the

gene products responsible for the various portions of the

impulse response. We find that che Z mutants have an

increased latency, as well as a much longer initial lobe to

the impulse response. However, cells that are missing the

methylation-demethylation enzymes (cells with che R and

che B deletions) have normal impulse responses, although

their response thresholds are higher. These results

suggest that the che Z gene product is involved in the

excitation phase of chemotaxis, while , the che R-che B

gene products are not. The availability of a number of

other chemotaxis-deficient mutants will allow us to

investigate, by physiological means, how the various

components of the chemosensory pathway interact to give

rise to excitation, adaptation, and motor response.

time

Figure 1. Impulse responses of tethered bacteria. Top: to a pulse of attractant. Bottom: to a pulse of repellent. Cells were followed over 20-sec periods. with the stimulus applied at t = 5 sec. This process was repeated many times, and records were accumulated of the direction of rotation (CW or CCW) as a function of time. These records (over 150 in number) were placed in register and averaged to yield the probability of CCW rotation (percent cells rotating CCW). The attractant used was aspartate or its non-metabolizable analog o.-methylaspartate; the repellent used was benzoate. The pulses were of duration 0.1 sec or less.

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78

103. CHEMIOSMOTIC COUPLING TO THE FLAGELLAR MOTOR AND MEMBRANE ATPase OF STREPTOCOCCUS

Investigators: Shahid M. M. Khan, Howard C. Berg

We have found that the torque generated by the

flagellar rotary motor and the rate at which ATP is

synthesized by the membrane ATPase do not change when

cells of Streptococcus strain V4051 are powered by a

deuteronmotive force rather than a protonmotive force.

Therefore, although the protonmotive force determines

rates, protonation-deprotonation reactions are not rate

limiting. The torque is constant over a wide temperature

range. Its generation does not involve the formation and

breakage of chemical bonds. ATP is synthesized at a rate

that varies exponentially with inverse temperature, but

the activation enthalpy does not change with proton­

motive force. The motor and the ATPase appear to be

reversible engines driven by simple acid-base dissociation.

These considerations have led us to a model for the

flagellar rotary motor (Figure 2) in which gated channels

(channel complexes), elastically connected to the S-ring,

move from site to site along the periphery of the M-ring.

The probability that a channel complex advances or

retreats depends on whether sites in contact with the

external medium or the cytoplasm are protonated or

deprotonated.

The relative motion of sites and channel complexes is

subject to the following two constraints: 1) A site cannot

move past the center of a channel complex, which we

assume to be hydrophilic, unless the site is protonated.

2) A site cannot move away from a channel complex into

the surrounding hydrophobic region of the membrane

unless the site is unprotonated. Thus, when the motor is

driven by an inward-direction proton flux, the complexes

advance only when the sites, o, in contact with the outer

channels are protonated and the sites, i, in contact with

the inner channels are unprotonated. When these

conditions are met, protons move from the external

medium through the outer channels, onto the M-ring,

around to the adjacent inner channels, and through these

channels into the cytoplasm. The motor reverses when

the gating particles flip to the other stable position, a

transition that requires coordinate control. This

transition interchanges the labels o and i.

(a)

Binding site~

A-

• I I I I I

' ( b) ' I

~"' --- ',, , ,,. .... ' I -' ' \

I ,' \ \ t 1 I J I \ I I \ \. I I ' ' ,, ,, ', .... __ .... ,,."

.... ___ ....

Rod

i~ o B I

bl

' I

I B

( c)

' I 1 Channel I

S-ring I

-!c_________,--~c__,--_---.~IE'" M-ring tcytoplasmic Gating

membrane particle 10 nm

Figure 2. A model for the flagellar rotary motor of a gram-positive bacterium, drawn to scale. (a) The M-ring sectioned through its center in a plane parallel to that of the cytoplasmic membrane. (b) The motor viewed from the side, section AA. (c) A third view of a channel complex, section BB. The M-ring is embedded in the cytoplasmic membrane .and attached to the rod. which leads to the proximal hook and the flagellar filament (not shown). The S-ring is attached to the cell wall. Channel complexes are distributed around the periphery of the M­ring, as shown in (a) and attached to the periphery of the S-ring, as shown in (b). The number of complexes is not critical; two are shown in (a). Each complex has two channels that penetrate the cytoplasmic membrane. The outer or inner part of each channel is blocked by a gating particle, shown in (b) and (c). The gating particle toggles between two stable positions, blocking the outer part of one channel and the inner part of the other channel, or vice versa. Each channel leads to a proton binding site on the periphery of the M-ring, as shown in (a) and (b). The number of sites is not critical; 32 are shown in (a). The distance between adjacent sites is d. For a description of the operation of the motor, see the text.

104.. DYNAMICS OF THE FLAGELLAR MOTOR OF STREPTOCOCCUS

Investigator: Akira lshihara

An energized tethered cell rotates at a speed that is

inversely proportional to the viscosity of the external

medium: its flagellar motor generates a constant torque.

What happens when an external torque is applied and the

motor is forced to stop? What is the stall torque?

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If a tethered cell is starved, it stops rotating: the

motor is fixed in one orientation. How large an external

torque is required to force the motor to rotate? Will a

motor driven in this way pump protons?·

In order to answer these questions, we are attempting

experiments in which external torques are applied

magnetically. We have found that magnetic particles can

be attached to the cell bodies with poly-D-lysine. The

stall torque can be measured by the angular deviation of

these magnets in a fixed magnetic field. Rotation can be

driven by rotating magnetic fields. These experiments

should further our understanding of flagellar motor

function.

105. EFFECT OF EOSIN ON MOTILITY OF STREPTOCOCCUS

Investigator: M. Patricia Conley

Photodynamic dyes are known to affect motility in a

variety of bacteria. In our attempts to identify chemical

groups involved in flagellar motor function (reported on

these pages last year), we found that motility is inhibited

when tethered cells of Streptococcus strain V 4051 are

exposed to eosin plus light. The speed of rotation

becomes progressively slower, until ce~ stop completely.

A similar time course is observed for energized cells and

cells driven by an artificially induced protonmotive force,

i.e., by a potassium diffusion potential. Eosin not

activated by light has no effect. Cells that have stopped

spinning cannot be induced to start again, after the

reagent has been removed, by supplying an energy source

or imposing a diffusion potential. However, if cells are

exposed to eosin plus light until their speed is partially

reduced, further inhibition of motility can be blocked by

placing a filter in the light path. Such cells continue to

rotate at the reduced rate. These results suggest that

photooxidation changes the structure of the flagellar

motor and that it reduces the number of independent

force generators. Experiments in progress are designed to

rule out the alternative possibility that photooxidation

reduces the protonmotive force. If this _alternative can be

ruled out, then it will be of interest to compare the

physiological properties of motors photooxidized to

varying extents. Can a flagellar motor run on a single 11piston11?

106. MECHANISM OF GLIDING MOTILITY

Investigators: L Richard Lapidus, Howard C. Berg

79

Cytophaga strain 067 is a gram-negative, rod-shaped

organism about 0.5 µm in diameter and 4 µm long. The

cells glide singly on glass at speeds in excess of 1 µm/sec.

They move in the direction of their long axes, stop,

hesitate or back up, and occasionally pivot rapidly about

one pole (sometimes completing more than one

revolution). They actively propel polystyrene latex

spheres along their surfaces. We have used video

techniques to analyze these maneuvers quantitatively.

Our data are consistent with a model in which sites, to

which glass and polystyrene strongly adsorb, move within

the fluid outer cell membrane along tracks fixed to the

rigid peptidoglycan framework (Lapidus and Berg, 1982).

The coupling between the sites and the tracks is rigid, not

viscous. We do not know how the sites are propelled.

Reference: Lapidus, I. R. and Berg, H. C. (1982) J. Bacteriol., in

press.

107. THE PHOTOTACTIC RESPONSE OF CHLAMYDOMONAS

Investigator: Robert D. Smyth

The microscopic green alga Chlamydomonas swims by

doing a breast stroke with its two nagella. The motile

cells are phototactic, that is, they can swim toward or

away from a source of light. The photoreceptor for this

response is associated with the eyespot, a small red

organelle located on the side of the cell. Light absorbed

by the receptor somehow alters the flagellar beat. By

using a mutant that has only one flagellum and spins in

place on a microscope slide, we found that either an

increase or decrease in light intensity can cause a

decrease in the frequency of the fiagellar beat without

altering its form (Smyth and Berg, 1982). We are

currently using high-speed cinematography to record the

effect of light on the flagellar beat of normal biflagellate

cells held in a micropipette. These experiments are being

done in collaboration with Professor Charles Brokaw. We

find, as expected, that the two flagella respond to light

differently.

Reference: Smyth, R. D. and Berg, H. C. (1982) Cell Motility, Suppl.

1, 211-215.

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80

108. CHIASMA INTERFERENCE IN EUKARYOTIC ORGANISMS

Investigator: Robert D. Smyth

Chiasma interference is one of the oldest problems in

genetics. Although known for over 60 years, the physical

basis of the phenomenon remains a mystery. Chiasma

interference refers to the fact that when homologous

chromosomes of eukaryotic organisms pair at meiosis, the

crossovers that occur between the paired chromosomes do

not occur at random, but are more evenly spaced.

Following a suggestion of Cobbs (1978), Kenneth Foster

(Department of Pharmacology, Mt. Sinai School of

Medicine, New York, New York) and I have developed

computer programs for the statistical analysis of genetic

data based on the assumption that crossing over is a

stationary renewal process, and that the distances

between crossovers follow a gamma probability distribu­

tion. A single parameter, K, provides a measure of the

intensity of chiasma interference in different organisms.

The theory adequately predicts the frequency of all

genetic products recovered in crosses involving four to

seven linked markers in Aspergillus, N eurospora,

Drosophila, and Chlamydomonas. The theory suggests a

model of crossing over in which homologous chromosomes

pair at randomly selected sites along the chromosome, but

in which approximately K paired sites adjacent to a

crQssover are excluded from crossing over.

Reference: Cobbs, G. (1978) Genetics 89, 563-581.

109. THE AVOIDANCE RESPONSE IN PHYCOMYCES

Investigator: Paul W. Meyer

A Phycomyces sporangiophore (spph) bends away from

any object placed within a few millimeters of its growing

Professor: Charles J. Brokaw Researeh Fellows: Charlotte K. Omoto, Lee K. Opresko Graduate Student: David A. Myers Research Staff: Pui Ho, Sandra M. Nakada

Support: The work described in the following research reports has been supported by the National Institutes of Health, USPHS.

Summary: Evidence has accumulated that indicates that

the bending movements of cilia and flagella are generated

by a sliding microtubule process, similar to the sliding

zone. What mechanism does the spph use to detect the

object (or barrier)? We believe that an inert, diffusible

substance, gas X, is emitted by the spph. Gas X is

converted on the surface of the object to a growth­

promoting, diffusible substance, gas Y. The concentration

of Y is greater on the side of the spph proximal to the

object than on the distal side, causing the spph to grow

faster on its proximal side and, thus, to avoid the object.

In order to study the avoidance response in the

diffusion limit, we have constructed a convection-free

chamber. Convection is suppressed by heating the top of

the chamber to a temperature of 0.05°C higher than that

at the bottom. The resulting density is stable:

magnesium oxide smoke particles suspended in the air

inside the chamber move with velocities less than

5 µm/sec, which is the measurement error.

Experiments in this chamber with barriers of different

chemical and gas-adsorbing properties are in progress.

They should tell us whether or not an spph really uses a

gas X to detect barriers, and, if so, what X might be.

PUBLICATIONS

Berg, H. C., Manson, M. D. and Conley, M. P. (1981) Dynamics and energetics of flagellar rotation in bacteria. Symp. Soc. Exptl. Biol. 35, in press.

Lapidus, 1. R. and Berg, H. c. (1982) Gliding motility of Cytophaga sp. strain U67. J. Bacteriol., in press.

Segall, J. E., Manson, M. D. and Berg, H. c. (1982) Signal processing times in bacterial chemotaxis. Nature, in press.

Smyth, R. D. and Berg, H. C. (1982) Change in flagellar beat frequency of Chlamydomonas in response to light. Cell Motility, Suppl.1, 211-215.

filament process responsible for muscle contraction.

Control mechanisms are needed to cause oscillatory

bending, to maintain the phase differences between

bending in different regions that are required for

propagated bending waves, and to determine the

parameters of particular bending patterns.

Our work makes particular use of ATP-reactivated

movements of demembranated sperm flagella as a source

of experimental data, and of computer programs that

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simulate the movements of model flagella to relate

theoretical mechanisms to experimental data. We hope to

identify the types of control mechanisms that actually

exist in flagella and cilia, to understand how parameters

of movement such as frequency, wave length, and bend

angle are controlled, and to use this understanding to

enable detailed study of the active process that generates

sliding in flagella and muscle.

110. BENDING PAITERNS OF CHLAMYDOMONASFLAGELLA

Investigators: Charles J. Brokaw, David J. L. Luck*

The use of a mutant, uni-1, has enabled us to obtain

cells of Chlamydomonas that develop only one flagellum.

The normal asymmetric bending pattern of this flagellum

causes the cells to spin around a point on the microscope

slide and allows us to obtain good photographic records of

the flagellar bending pattern. We have used these

techniques to photograph a largeo-number of mutant strains

with altered bending patterns.

As previously reported, a mutant that is a combination

of a paralyzed mutant lacking radial spoke heads and a

suppressor mutation that restores motility without

restoring the ultrastructural defect or its associated

polypeptide deficiencies has an altered flagellar bending

pattern. In this pattern, large amplitude bends are

generated in both directions, in contrast to the normal

asymmetric bending pattern that has large bends in only

one direction.

This pattern has also now been found to be

characteristic of mutants lacking the central pair micro­

tubules, also constructed by combining a paralyzed mutant

and a suppressor mutation. This pattern has also been

found to occur at a very low frequency in wild-tyi;>e cells

that are switching between the normal asymmetric

pattern and the Ca-dependent "reversal" pattern that

produces a symmetric, low amplitude, bending wave. The

reversal pattern appears to be identical in the two

mutants and in wild-type, but a detailed analysis of these

photographs has not yet been completed.

These observations suggest that the defects in the

radial-spoke/central pair system, which are correlated

with an inability to generate the normal asymmetric

bending pattern, may implicate a higher-level control

mechanism that is responsible for selecting from a

repertoire of possible bending patterns, rather than a

fundamental defect in the mechanism required to

81

generate asymmetric bending patterns.

Further analysis of asymmetric bending patterns on

wild-type cells and in other mutants confirms our first

impression that no "synchronous sliding" is associated with

generation of these asymmetric bending patterns. This

contrasts with the conclusion reached from earlier studies

on asymmetric bending patterns of demembranated sea

urchin sperm flagella. It now appears that the

synchronous sliding detected in those studies with sea

urchin sperm flagella may be an artifact resulting from

the erroneous assumption that the orientation of the

sperm head is a valid indicator of the orientation of the

basal end of the flagellum.

*The Rockefeller University.

111. ACTIVATION OF NON-MOTILE FLAGELLA

Investigators: Lee K. Opresko, Charles J. Brokaw

We previously reported that spermatozoa of the

tunicate, Ciona, when diluted directly into a Triton­

demembranation solution and subsequently exposed to

MgATP, did not show reactivated motility. Reactivated

motility was only obtained when the spermatozoa were

activated to become motile in seawater before

demembranation. This activation can be induced by

theophylline, but not by permeable cAMP analogs such as

8-bromo-eAMP. We have now found conditions where a

partial activation of demembranated flagella can be

obtained with cAMP.

We would like to know why non-activated axonemes

are unable to generate spontaneous bending movements,

even though the activity of their active sliding mechanism

can be demonstrated after brief exposure to trypsin. An

obvious direction is to look for a cAMP-dependent

phosphorylation of axonemal components correlated with

the activation of motility. We find that under conditions

where cAMP gives partial activation of motility, there is

a large (5-10 fold) enhancement of phosphorylation of

flagellar proteins, in both the Triton-solubilized fraction

and the insoluble flagellar fraction. Autoradiograms of

one-dimensional gels show many phosphorylated bands in

both fractions. However, we do not yet have good

evidence for a correlation between the ability to generate

spontaneous movement in the presence of ATP and the

phosphorylation of any specific axonemal components.

Although the use of Ciona spermatozoa for these

experiments is attractive because of the clear-cut

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82

distinction between activated and non-activated

axonemes, theY may turn out to be a poor choice for

biochemical study, because the sperm heads are very

small in this species, and very difficult to separate from

the flagellar axonemes.

112. MOVEMENT OF SPERM FLAGELLA WITH AND WITHOUT A TERMINAL FILAMENT

Investigators: Charlotte K. Omoto, Charles J. Brokaw

Light and electron microscope observations of Ciona

intestinalis and Lytechinus pictus spermatozoa show a thin

terminal filament at the distal end. The internal

structure of this terminal filament is composed of two

central tubules and a small number of A subfiber

extensions of the peripheral doublets. Photographs of the

movement of beating spermatozoa do not show any

obvious discontinuity in curvature at the transition region

between the 9+2 axoneme and the thinner terminal

filament. However, spermatozoa in which the terminal

filament has been removed show a clear "end effect."

This end effect involves a rapid unbending of bends that

have reached the distal end of the flagellum. Computer

simulations of flagellar models lacking a terminal

filament show a similar end effect.

When a terminal filament is present at the end of a

flagellum, bends propagate smoothly off the end of the

fiagellum, with no decrease in curvature. Addition of a

tapered terminal filament to the end of the computer

model can eliminate the end effect and give realistic

bending behavior. These computations give an estimate

for the bending resistance of the major portion of the

terminal filament of 0.03 x 109 pN nm2. This leads to

estimates of 0.01 x 109 pN nm2 for the elastic bending

resistance of an individual microtubule, and 0.2 x 109

2 pN nm for the elastic bending resistance of the 9+2

portion of the flagellum. This estimate for the value of

the bending resistance has a simpler basis than previous

estimates.

113. SULFATE INHIBlTION OF FLAGELLAR MOTILITY

Investigators: David A. Myers, Charles J. Brokaw

A slight inhibition of the beat frequency of reactivated

fie.gella by sulfate was noticed several years ago, in

comparing reactivation in solutions in which Mg +2 was

supplied by MgC12 or by MgS04• We have now found that

the inhibitory effect is caused by the MgSO 4 species

-2 rather than by SO 4 , and that MgSO 4 is a competitive

inhibitor of beat frequency. This is interesting because

MgSO 4 is an uncharged species, while the normal sub­

strate, MgATP-2, and other competitive inhibitors such as - -3 -4 MgADP , ADP , or ATP , are all charged species.

114. MONOCWNAL ANTIBODIES TO ALPHA TUBULIN

Investigators: David J. Asai*, Charles J. Brokaw

Four monoclonal anti-tubulins-Abl, Ab2, Ab3, and

Ab4, all reactive for alpha tubulin and not reactive for

beta tubulin-have been characterized in terms of their

relative binding to tubulins from different sources in a

solid-phase assay and in an immunoautoradiographic

analysis. These methods revealed several differences in

relative reactivities: Ab2 bound better than Abl to

tubulins from bovine brain, chick brain, and sea urchin

sperm flagella. Although Ab2 bound better than Abl to

flagellar tubulin, this relationship was reversed when the

antibodies were applied to sea urchin egg tubulin; Abl

bound better than Ab2 to egg tubulin. Both Abl and Ab2

recognized bovine brain tubulin; however, only Ab2 also

bound bull sperm tubulin. Ab3 gave a similar pattern to

Ab2. Ab4 was relatively unreactive. Indirect immuno­

fluorescence further revealed differences between Abl

and Ab2: both antibodies stained microtubules in chick

primary fibroblasts but only Abl was capable of staining

PtK2 microtubules. These results demonstrate two things:

tubulins isolated from various sources, and even from

different tissues within the same species are not identical;

and at least two of these monoclonal anti-alpha tubulins,

Abl and Ab2, are not identical. In reactivation experi­

ments, both Abl and Ab2 selectively and potently

inhibited bend amplitude, without affecting beat

frequency of reactivated sea urchin spermatozoa; this

amplitude inhibition rapidly progressed until the axonemes

were completely paralyzed. Monoclonal anti-alpha

tubulin, at concentrations in excess of those necessary to

paralyze the reactivated flagella, did not inhibit outer

doublet microtubule sliding in elastase-digested axonemes.

Anti-tubulin antibodies may be preventing normal

flagellar bending by binding to the surfaces of outer

doublet microtubules and preventing tubulin subunit

rearrangements that are an essential component of the

mechanism controlling flagellar bending.

*Department of Biological Sciences, University of California, Santa Barbara.

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PUBLICATIONS

Asai, D. J., Brokaw, C. J., Harmon, R. C. and Wilson, L. (1982) Monoclonal antibodies to tubulin and their effects on the movement of reactivated sea urchin spermatozoa. Cell Motility, Suppl. 1, 175-180.

Asai, D. J., Brokaw, C. J. and Wilson, L. (1981) Mono­clonal antibodies to tubulin and their effects on the reactivated movement of sea urchin spermatozoa. J. Cell Biol. 91, 45a.

Brokaw, C. J. (1982) Activation and reactivation of Ciona spermatozoa. Cell Motility, Suppl. 1, 185-189.

Brokaw, C. J. (1982) Generation of the bending cycle in cilia and fiagella. Cell Motility, Suppl. 1, 137-141.

Brokaw, c. J. (1982) Models for oscillation and bend propagation by flagella. Symp. Soc. Exptl. Biol. 35, in press.

Brokaw, C. J., Luck, D. J. L. and Huang, B. (1982) Analysis of the movement of Chlamydomonas nagella: The function of the radial spoke system is revealed by a comparison of wild-type and mutant nagella. J. Cell Biol. 92, 722-732.

Brokaw, C. J. and Omoto, C. (1982) The terminal piece of Ciona sperm fiagella. Biophys. J. 37, 284a.

Professor: John J. Hopfield Weizm8Jlll Research Pellow: Noam Agmon* Research Pellow: George Geller*

SUpport: The work described in the following research reports has been supported by:

National Science Foundation Weizmann Fellowship

*Division of Chemistry and Chemical Engineering, California Institute of Technology.

summary: The general area of interest is the chemical

physics of how biological processes take place. We

attempt to abstract from biology important chemical and

physical properties; to understand, through theory and

experiments, how these properties may come about in

terms of structure, dynamics and context; and to then

take these results back into biological systems to test our

findings. Areas in which studies have been made include:

the molecular mechanisms of cooperative ligand binding in

heme proteins; the mechanism of biological electron

transfer processes; the problem of accuracy in the

synthesis of biological molecules-its limits, mechanisms

to enhance accuracy, and its origin; and emergent

properties of interacting neurons.

115. EMERGENT PROPERTIES OP NEURAL NETWORKS

Investigator: John J. Hopfield

Emergent or collective properties of systems are

83

Brokaw, C. J. and Verdugo, P. (Eds.) (1982) Mechanism and Control of Ciliary Movement. Alan R. Liss, Inc., New York.

Luck, D. J. L., Huang, B. and Brokaw, C. J. (1982) A regulatory mechanism for nagellar function is revealed by suppressor analysis in Chlamydomonas. Cell Motility, Suppl. 1, 159-164.

Okuno, M., Asai, D. J., Ogawa, K. and Brokaw, c. J. (1982) Effects of antibodies against dynein and tubulin on the stiffness of flagellar axonemes. J. Cell Biol. 91, 689-694.

Okuno, M. and Brokaw, c. J. (1982) Calcium-induced change in form of demembranated sea urchin sperm fiagella immobilized by vanadate. Cell Motility 1, 349-362.

Okuno, M. and Brokaw, c. J. (1981) Effects of Triton­extracted conditions on beat symmetry of sea urchin sperm fiagella. Cell Motility 1, 363-370.

Okuno, M. and Brokaw, c. J. (1981) Effects of AMPPNP and vanadate on the mechanochemical crossbridge cycle in fiagella. J. Muscle Res. and Cell Motility 2, 131-140.

behaviors which come about through the interactions of

many similar objects, and which are not displayed or

directly anticipated from the properties of very small

systems. Large neural systems may display such emergent

properties. The sense of the now of time, the intactness

of memories, and attention are plausibly emergent

properties. We model systems of 30-1000 neurons to

examine what biologically useful collective properties

spontaneously arise. Several such properties do occur of

which the most obvious is the interaction between

different aspects of a single memory. In the model

system, this results in the ability of the network to

reconstruct all of a particular memory from any sub-part

sufficiently large to distinguish that memory from other

stored memories. The storage of individual memories is

broadly distributed in many synapSes, and the destruction

of a small number of synapses or neurons has little effect

on memories. An extension of these ideas to memories of

time sequences and problems with spatial extent is being

pursued.

116. THE DYNAMICS OP CO BINDING TO HEME PROTEINS

Investigators: Noam Agmon, John J. Hopfield

The kinetics of ligand binding to heme proteins

depends on the structure of the protein. While at high

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84

temperatures, the protein structure fluctuates rapidly and

the rate of binding is averaged over these fluctuations; at

low temperature the fluctuations are very slow, and

binding takes place for a distribution of different struc­

tures. We have constructed a detailed energy surface

model on which to calculate the dynamics of ligand

binding, and have used it to describe some of the

experiments of Hans Frauenfelder and coworkers at the

University of Illinois, Urbana. The theory unifies a

considerable body of experiments in a simple structure­

based model, and has predicted results for a new class of

experiments which have yet to be tried on the basis of the

old results.

117. ELECTRON TRANSFER PROCESSES

Investigators: David N. Beratan•, George Geller, Alvin D. Joran•, Peter Dervan•, Jolm J. Hoptield

A major limitation to the understanding of the

electron transfer processes control to bioenergetics has

been the absence of detailed structure for any biological

system of known electron transfer properties. Feeling

that we understand the general constructs which must be

Associate Professor: Elias Lazarides Visiting Associate: Yves Denis Plancke Senior Research Pellow: Ignacio V. Sandoval Gosney Research Pellow: Yassemi Capetanaki Research Fellows: Ingrid Blikstad, Lars Carlsson, Camilo

A. L. S. Colaco, David L. Gard, Maureen G. Price, Elizabeth A. Repasky

Graduate Students: Richard H. Gomer, Bruce L. Granger, John J. Ngai, Chung Wang

Research Staff: Adriana Cortenbach, Ilga Lielausis Laboratory Staff: Margaret M. Griffith

Support: The work described in the following research reports has been supported by:

American Heart Association Biomedical Research Support Grant (NIH) British Heart Foundation Centre National de la Recherche Scientifique The Camille and Henry Dreyfus Foundation, Inc. European Molecular Biology Organization E. S. Gosney Fund Muscular Dystrophy Association of America National Institutes of Health, USPHS National Science Foundation Sweden's National Science Foundation

Summary: Understanding of the structural complexity of

the cell's cytoplasm has taken a new turn with the

essential to the occurrence and control of electron

transfers in bacterial photosynthesis, we have embarked

on the synthesis and physical study of a series of electron

transfer molecules. The design of those molecules

incorporates the ideas believed essential to the charge

separation process. The first target molecule is

0

0

The electron transfer rate for this particular molecule is

also being calculated theoretically.

*Division of Chemistry and Chemical Engineering, California Institute of Technology.

PUBLICATIONS

Hopfield, J. J. (1982) Neural networks and physical systems with emergent collective computational abilities. Proc. Nat. Acad. Sci. USA '19, 2560-2564.

Redi, M. H., Gerstman, B. S. and Hopfield, J. J. (1981) Hemoglobin-CO binding rate. Biophys. J. 35, 471-484.

Yamane, T., Miller, D. L. and Hopfield, J. J. (1981) Discrimination between D- and L-tyrosyl tRNA in peptide chain elongation. Biochemistry 20, 7059-7064.

realization that in addition to actin filaments and micro­

tubules, it contains a class of filaments, known es

intermediate filaments. Recent studies in our laboratory

have indicated that what is uniquely different about

intermediate filaments is that their structure, polypeptide

composition and cytoplasmic associations change during

differentiation and are different in various differentiated

tissues. The subunits of intermediate filaments in various

tissues are structurally related. In order to understand

their structural homology and evolutionary divergence, as

well as to study their expression in different tissues, we

have begun preparing cDNA probes for the subunits

expressed specifically in muscle, glial cells, erythrocytes

and neurons with the ultimate goal of isolating their

corresponding genes.

We have developed two model cell systems to under­

stand the function and expression of the subunits of

intermediate .filaments: chicken erythrocytes and chicken

skeletal muscle. New techniques for the visualization of

the cytoplasmic distribution of these filaments in these

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cell types have revealed that in the avian erythrocyte

these filaments form a three-dimensional network inter­

linking the nucleus and the plasma membrane. Similarly,

in skeletal muscle these filaments interact with the

myofibril Z discs at their peripheries interlinking them to

each other and to the plasma membrane. These studies

have provided a clear example of the existence of a

transcytoplasmic integrating matrix in differentiated

higher eukaryotic cells. Both chicken erythrocytes and

skeletal muscle provide ideal systems where we can

investigate the regulation of the assembly of this matrix.

One approach is to investigate the function of proteins

that are associated with these filaments. We have

characterized two such high molecular weight proteins,

synemin and paranemin. What is intriguing about these

two proteins is that their expression varies in different

cell types and in different stages of differentiation. Thus,

apparently their expression is linked to the physiological

function of the filaments. One of them, synemin, appears

to function to crosslink intermediate filaments to each

other in avian erythrocytes. The degree of crosslinking of

the filaments as mediated by synemin appears to change

with differentiation and we are currently trying to

understand what regulates the crosslinking of the

filaments during differentiation and if such physiological

roles of these high molecular weight proteins determine

their expression. Response of those filaments to physio­

logical stimuli has come from our discovery that two of

their major subunits, desmin and vimentin, are phos­

phorylated in muscle cells by the cAMP-dependent protein

kinases and that the cytoplasmic levels of cAMP may

regulate their associations with various cytoplasmic

structures. Chemical analysis of the phosphorylation sites

on these two molecules has shown that they contain both

common and distinct sites which are differentially

modulated by cAMP; these observations have suggested

for the first time that these two filament subunits can

respond differentially to physiological stimuli and that

such a differential response may be one of the deter­

mining factors behind their expression in different cell

types.

In trying to understand how intermediate filaments

interact with the plasma membrane, biochemical

characterization of this interaction with the erythrocyte

plasma membrane has indicated that this interaction is

most likely indirect via some component of the spectrin­

actin network that underlies the erythrocyte membrane.

85

We have sought to find analogues of spectrin in non­

erythroid cells since thus far this protein has been thought

of as being specific to the erythrocyte. We have

succeeded in showing that at least one form of spectrin,

a-spectrin, is expressed in non-erythroid cells. The

biochemistry behind its interaction with intermediate

filaments is currently being worked out.

Finally, we are developing monoclonal antibodies to

probe structural changes in the filaments during differ­

entiation as well as to discover other proteins that may

modulate their function. In particular we would like to

understand further what regulates their association with

the Z disc during muscle differentiation.

118. STRUCTURAL ANALYSIS OF DESMIN AND VIMENTIN GENES

Investigator: Yassemi C&petanakl

Studies on the intermediate filaments of many higher

eukaryotic cells have shown that their subunits share a

number of properties including similar morphological

characteristics and polymerization properties in vitro.

However, on the basis of a number of biochemical and

immunological criteria, we can distinguish five major

classes of subunits within this class of filaments, each of

which is preferentially or exclusively expressed in various

differentiated cell types.

The two major subunits expressed in various types of

muscle are desmin and vimentin; some types of muscle

cells express predominantly desmin, others express

predominantly vimentin, and still others express

simultaneously varying ratios of the two polypeptides. To

explain these observations, previous work from this

laboratory has led to the conclusion that desmin and

vimentin share regions of amino acid sequence homology

and regions of amino acid sequence divergence

responsible, respectively, for the conserved properties of

the molecules and their presumed unique functions in a

given muscle cell type. In addition, the regulation of the

expression of these two proteins differentially in various

muscle types and their evolutionary conservation are also

unknown. As a major step in beginning to obtain an

answer to these questions,_ it is obviously necessary to

investigate the organization of these proteins at the DNA

level. For this purpose, a chicken cDNA library was

constructed from 10-day-old gizzard poly(A)+ RNA using

pBR322 as a vehicle. This library was screened for desmin

using two different 32P-cDNA probes reverse-transcribed

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86

from gizzard poly(At RNA fractions obtained by

formamide-sucrose gradients. The one fraction was

enriched in desmin mRNA sequences and the other was

desmin-depleted. Further screening will be done using

desmin-specific and vimentin-specific synthetic oligo­

nucleotides and the positive clones will be verified by

selection-hybridization assay and nucleotide sequencing.

The identified clones will be further used for studies of

desmin and vimentin expression during myogenesis, as well

as to isolate genomic clones and study their structure and

evolution.

119. llOLATION OP NEUROPILAMENT PROTEIN AND GLIAL PlBRlLLARY ACIDIC PROTEIN eDNAs

Investigator: Jolm J. Ngai

The relationships between the intermediate filament

subunits pose a fascinating biological problem. By many

biochemical and immunological criteria, these proteins

exhibit clear homologies, yet they show diversity as well.

It is possible that the similar polymerization properties

and subunit organization manifested by these proteins are

attributable to conserved regions of these proteins,

whereas presumed tissue- or cell-specific functions are

effected ·by the regions of divergence. In this study, I am

concentrating on two intermediate filament proteins

found in the chicken central nervous system: the 70

kilodalton (kd) neurofilament core po!Ypeptide, and the

major subunit of glial filaments, glial fibrillary acidic

protein (GFAP).

Protein sequencing data of others (Geisler and Weber,

1981; Geisler et al., 1982) have demonstrated .r70%

sequence homology between the carboxy-terminal one­

third of desmin and vimentin, and a lesser degree of

similarity (.r40%) between small regions (42 amino acids)

of vimentin (or desmin) and the 70 kd neurofilament

protein. In order to better understand the relationships of

the intermediate filament proteins to one another, it is

necessary to examine the structures of their respective

genes and mRNAs. To this end, I have started by

constructing a cDNA library from chicken spinal cord

poly(A)+ RNA. Fractionation of this RNA by preparative

methylmercury hydroxide agarose gel electrophoresis and

analysis by rabbit reticulocyte lysate in vitro translations

reveal size classes of RNA enriched in either GFAP or

70 kd neurofilament protein messenger activity.

Fractions enriched for the appropriate mRNA activities

are being used as substrates for reverse transcriptase to

generate 32P-labeled cDNA probes. Candidate clones

identified by screening the cDN A library with these

probes will be further analyzed by positive hybrid-selected

translation. The resulting clones for neurofilament 70 kd

protein and GFAP will be sequenced and used to elucidate

the genomic organization of these genes. These data will

be compared to those obtained for desmin and vimentin

(see Abstract No. 118), ultimately to give a broader

understanding of the diversity and evolution of the

intermediate filament protein family.

References: Geisler, N. and Weber, K. (1981) Proc. Nat. Acad. Sci.

USA 78, 4120-4123. Geisler, N., Plessemann, U. and Weber, K. (1982) Nature

296, 448-450.

120. CYCLIC AMP-MODULATED PHOSPHORYLATION OF INTERMEDIATE FILAMENT PROTEINS IN CULTURED AVIAN MYOGENIC CELLS

Investigator: David L. Gard

The intermediate filament proteins, desmin and

vimentin, and the muscle tropomyosins are the major

protein phosphate acceptors in 8-day-old myotubes

incubated 4 hours in medium containing radiolabeled

phosphate. Addition of isoproterenol or 8-bromo-cyclic

AMP (BrcAMP) results in a two- to threefold increase in

incorporation of 32PO 4 into both desmin and vim en tin,

while no changes in incorporation of 32eo 4 into tropo­

myosin or other cellular proteins are observed. The

BrcAMP-induced or hormonally-induced increase in 32Po4 incorporation into desmin and vimentin is independent of

protein synthesis, and is not due to stimulation of protein

phosphate turnover. In addition, BrcAMP does not induce

significant changes in the specific activity of the cellular

ATP pool. These data suggest that the observed increase

in 32PO 4 incorporation represents an actual increase in

phosphorylation of the intermediate filament proteins,

desmin and vimentin. Two-dimensional tryptic analysis of

desmin from 8-day myotubes reveals five phosphopeptides,

of which two show a seven- to tenfold increase in 32PO 4 incorporation in BrcAMP-treated myotubes. Four of the

phosphopeptides identified in desmin labeled in vivo are

also observed in desmin phosphorylated in vitro by bovine

heart cAMP-dependent protein kinase. Although phos­

phorylation of desmin and vimentin is apparent in

myogenic cells at all stages of differentiation, BrcAMP­

and isoproterenol-induced increases in phosphorylation of

these proteins are restricted to mature myotubes. These

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data strongly suggest that in vivo phosphorylation of the

intermediate filament proteins desmin and vimentin is

catalyzed by the cAMP-dependent protein kinases and

that such phosphorylation may be regulated during muscle

differentiation.

121. A POSSIBLE ROLE FOR SYNEMIN REVEALED BY IMMUNOELECTRON MICROSCOPY

Investigator: Bruce L. Granger

Synemin is a 230,000 dalton polypeptide associated

with desmin filaments in smooth muscle, with desmin and

vimentin filaments in skeletal muscle, and with vimentin

filaments in avian erythrocytes (Granger and Lazarides,

1980; Granger et al., 1982). The avian erythrocyte has

been adopted as a model system for the study of

intermediate filaments because of its relative simplicity.

A combination of techniques has recently allowed ultra­

structural visualization of previously unrecognized aspects

of the erythrocyte cytoskeleton (Granger et al., 1982):

cells are attached to a cationized substrate, hypotonically

lysed, broken open with a sonicator, fixed, dehydrated,

and shadowed at a low angle with platinum. The resulting

platinum replicas are stabilized with a layer of carbon,

removed from the substrate, and examined in a trans­

mission electron microscope. If the disrupted cells are

incubated with specific antibodies prior to fixation or

dehydration, corresponding structures are "decorated."

This approach has revealed that vimentin, the

predominant component of the intermediate filaments in

these cells (Granger et al., 1982), indeed forms the core

polymer. Synemin, on the other hand, is present at

regularly spaced intervals along the filament axis.

Measurement of this synemin periodicity under a specified

set of sample preparation conditions has given average

values of 180 ± 40 nm (mean ± S.D.; n = 1220) for adult

erythrocytes and 230 nm ± 50 nm (n = 811) for 10-day

embryonic erythroid cells, suggesting some fundamental

change in the structure of the filaments during erythro­

poiesis. Since synemin itself is not identifiable on the

filaments, the observed focal anti-synemin decoration

pattern suggests that synemin may normally exist in an

extended rod conformation along the axis of the vimentin

core, yet be either antigenically masked or non­

immunogenic along most of its length. Registration of the

decorated synemin foci in laterally associated filaments,

and decoration of bridges between slightly separated

filaments, suggest that synemin mediates crosslinking of

87

intermediate filaments through self-interaction. Synemin

may play a similar role in muscle cells, where it is present

in similar relative amounts. The importance of this

crosslinking activity to intermediate filament structure

and function, and the mechanism by which this activity

might be regulated are currently under investigation.

References: Granger, B. L. and Lazarides, E. (1980) Cell 22, 727-738. Granger, B. L., Repasky, E. A. and Lazarides, E. (1982) J.

Cell Biol. 92, 299-312.

122. BIOCBEMICAL CHARACTERIZATION OF TBE INTERMEDIATE FILAMENT ASSOCIATED PROTEIN, SYNEMlN

Investigators: Camilo A. L. S. Colaco, Ignacio V. Sandoval

One approach to the elucidation of the molecular and

functional nature of intermediate filaments is the

development of an in vitro system in which their assembly

and disassembly can be studied. This in turn requires the

purification and characterization of their molecular

constituents that can then be used in reconstitution

studies to probe their functional characteristics. With

this aim in mind, we have purified and characterized

biochemically a protein component, synemin, associated

with desmin- and vimentin-containing filaments. Synemin

is a protein of molecular weight 230,000 and migrates in

analytical ultracentrifugation and column chromatography

as a globular tetramer. The amino acid content of

synemin is rather acidic and the protein has a pl of 5.34.

Synemin has a high content of serine and also incorporates

phosphate into the serine residues in a cAMP-dependent

manner. The purified synemin has no effect on the rate or

extent of desmin polymerization, although it does bind

desmin and inhibits its immunoprecipitation. At present,

studies are being undertaken to elucidate further the

binding of synemin to desmin and a possible effect on the

type of polymers of desmin formed and the effect of

synemin on vimentin polymerization. The effect of the

phosphorylation on the interactions of synemin with

desmin and its effect on . the dynamics of the in vitro

assembled filaments are also being investigated.

123. ISOLATION OF A NEW ffiGH MOLECULAR wmGHT PROTEIN ASSOCIATED WITH DESMIN AND VlMENTIN FILAMENTS FROM AVIAN EMBRYONIC SKELETAL MUSCLE

Investigators: Jennifer llreckler, Elias Lazarides

In order to investigate developmental changes in the

structure and composition of intermediate filaments, we

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88

have developed techniques for their isolation from

embryonic muscle and have compared their composition

with filaments isolated from adult muscle tissue.

Filaments with a diameter of 80-120 X have been pre­

pared from 14-<lay-old chick embryonic skeletal muscle,

using a physiological salt solution and gel , filtration

chromatography. The filaments obtained are composed of

the two known muscle intermediate-filament proteins,

vimentin and desmin, as well as the vimentin- and desmin­

associated high molecular weight protein, synemin

(230,000 mo! wt). In addition, they contain a previously

unidentified high molecular weight protein (280,000

mol wt) which differs from synemin by isoelectric point,

molecular weight, and immunological reactivity.

Immunofluorescence on cultured myogenic cells, using

antisera to the 280,000-dalton polypeptide, has revealed

that this protein has the same spatial distribution as

desmin, vimentin, and synemin in both early myotubes,

where it associates with cytoplasmic filaments, and in

late myotubes, where it is associated with myofibril

Z lines. Examination by immunofluorescence of frozen

sections of developing embryonic skeletal muscle reveals

a gradual diminution in the presence of the 280,000-dalton

protein. The 280,000-dalton protein is undetectable in

adult skeletal and smooth muscle, as shown by immuno­

n1:1orescence and immunoautoradiography. In chick

embryonic fibroblasts grown in tissue culture, only a

subpopulation of the cells is reactive with antibodies to

the 280,000-dalton protein even though all these cells

contain vimentin. In the reactive cells, vimentin and the

280,00D-dalton polypeptide exhibit an indistinguishable

cytoplasmic filamentous network, which aggregates into

filamentous bundles when the cells are exposed to

colcemid. These results suggest that this newly identified

high molecular weight protein is closely associated with

intermediate filaments containing either vimentin alone

or vimentin, desmin and synemin. The expression of this

protein appears to be developmentally regulated and does

not appear to parallel the expression of any of the other

three intermediate-filament proteins. The absence of the

280,000-dalton polypeptide in adult muscle cells and its

gradual reduction during development implies that it is

probably not required for the maintenance of Z-disc

structure after the assembly of the sarcomere.

124. CHANGES IN THE COMPOSITION OF INTERMEDIATE FILAMENTS DURING MUSCLE DEVELOPMENT

Investigator: Maureen G. Price

It has been established in this laboratory (Gard and

Lazarides, 1980) that the intermediate filaments are

redistributed during skeletal and cardiac muscle develop­

ment. In early myogenesis, antibodies to desmin and

vimentin stain cytoplasmic filaments, while the same

antibodies stain the periphery of the Z discs in adult

muscle (Granger and Lazarides, 1979). Recently, we have

determined that the ratio of desmin to vimentin changes

during muscle development. Breckler and Lazarides

(1982) found that intermediate filaments isolated from

embryonic skeletal muscle are composed of desmin and

vimentin in a ratio of 2:3, whereas the salt-insoluble

residue of adult skeletal muscle contains those proteins in

a ratio of 2.5:1. Another major difference in the

composition of the embryonic and adult intermediate

filaments is the association of a high molecular weight

protein with the embryonic filaments. Antibodies to this

protein, called paranemin, fail to stain adult skeletal

muscle (Breckler and Lazarides, 1982).

The present study was designed to determine if the

pattern of expression of paranemin in early muscle

development, with its gradual loss, was requisite in all

muscle development. To this end, the intermediate

filament composition of developing smooth and cardiac

muscle was examined by immunofiuorescent staining of

frozen sections and immunoautoradiography of proteins

separated by gel electrophoresis, using antibodies to

desmin, vimentin, and paranemin. Another goal of this

study was to determine if the expression of paranemin is

linked t.o the expression of either desmin or vimentin, or

both. Therefore cells which synthesize only desmin

(gizzard smooth muscle) or only vimentin (Schwann cells

of peripheral nerve) were stained. The results are that

paranemin is expressed in embryonic visceral smooth and

cardiac muscle, but not in adult visceral muscle.

Paranemin persists in adult cardiac tissue, where it is

localized with desmin and vimentin at the Z discs.

Schwann cells and endothelial cells contain vimentin

filaments and paranemin throughout development. The

pattern that emerges is that paranemin is synthesized in

detectable amounts only in cells capable of synthesizing

either desmin or vimentin, or both proteins. Neurons and

epithelial cells do not contain paranemin, or desmin or

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vimentin. The capacity to synthesize desmin or vimentin

does not guarantee synthesis of paranemin; synthesis of

paranemin ceases in desmin-containing adult visceral

smooth muscle and skeletal muscle. We propose that the

presence of paranemin indicates particular physiological

requirements of the cell. Continued research on the

vascular system, in which there is a gradient of expression

of paranemin and the intermediate-filament proteins, may

provide insight into the determinants of the expression of

paranemin.

References: Breckler, J. and Lazarides, E. (1982) J, Cell Biol. 92,

795-806. Gard, D. L. and Lazarides, E. (1980) Cell 19, 263-275. Granger, B. G. and Lazarides, E. (1979) Cell 18, 1053-

1063.

125. PLANAR ANISOTROPY IN THE AVIAN ERYTHROCYTE PLASMA MEMBRANE

Investigator: Bruce L. Granger

Avian erythrocytes are nucleated, biconvex, elliptical

discs. A coil of microtubu!es, known as the marginal

band, is present just inside the plasma membrane at the

cell's greatest circumference. Intermediate filaments

span from the nucleus to the plasma membrane. How

these cells (or any other cells) develop and maintain their

characteristic shapes and structural anisotropies is an

enigma. Studies of. the intermediate filaments of avian

erythrocytes (see Abstract No. 121) have revealed several

striking aspects of plasma membrane topography in these

cells, and have indicated that nucleated erythrocytes

might be an ideal system for the study of cellular

anisotropy.

The cytoplasmic surface of the avian erythrocyte

plasma membrane is lined with a cytoskeletal network of

proteins composed predominantly of spectrin, much as in

the anucleate mammalian erythrocyte (see Abstract

No. 126). Microtubules of the marginal band are closely

associated with this network. If the microtubules are

removed by depolymerization or sonication, ridges or

"tracks" remain on the membrane. There is apparently

one track for each microtubule in close apposition to the

membrane. These tracks were found to be positionally

stable, as if they were anchored in a non-dynamic spectrin

network. The tracks are absent from the membrane at

the poles of the cell, existing only along the blunt sides of

the elliptical disc.

89

The marginal band conceptually divides the erythro­

cyte membrane into two symmetric, elliptical bowls. The

intermediate filaments do not attach uniformly to the

irlner surfaces of these bowls, but only to the region that

is more than about 1.5 micrometers from the rim. Thus,

there is a 3-micrometer-wide belt of plasma membrane

centered on the marginal band that is devoid of firmly

attached intermediate filaments.

Of interest here are the anisotropy of the microtubule

tracks and the intermediate filament anchorage points,

and their relationship to the dynamics of the plasma

membrane lipid bilayer and spectrin network. Determi­

nation of how these anisotropies are established during

erythropoiesis, and how these systems interact to give the

red cell its characteristic shape, will have far-reaching

implications for the understanding of the regulation of

cell structure.

126. WIDESPREAD OCCURRENCE OF AVIAN SPECTRIN IN NON-ERYTHROID CELLS

Investigators: Elizabeth A. Repasky, Bruce L. Granger

Avian erythrocyte spectrin is composed of two high

molecular weight polypeptides designated " and a' with

solubility properties similar to mammalian erythrocyte

spectrin. We have prepared an antibody against chicken

a-spectrin, using as immunogen protein purified by two­

dimensional polyacrylamide gel electrophoresis. One- and

two-dimensional immunoautoradiography shows that this

antiserum reacts only with a-spectrin in chicken erythro­

cytes and crossreacts with a.-spectrin in erythrocytes from

various mammals. Immunofluorescence reveals that this

antiserum reacts with a plasma membrane component in

erythrocytes as well as in most non-erythroid avian and

mammalian cells. Frozen sections of nerve tissue and lens

tissue show intense staining. Positive staining is also seen

in endothelial cells and epithelial cells of the gastro­

intestinal and respiratory tracts. Skeletal and cardiac

muscle as well as skeletal myotubes grown in tissue

culture show a similar staining at or near the plasma

membrane. Immunoautoradiography indicates that the

crossreactive antigen in these non-erythroid tissues has

the same molecular weight and isoelectric point as the

chicken erythrocyte antigen. Smooth muscle, tracheal

cilia, myelin and mature sperm appear to stain weakly or

not at all. These results suggest that the distribution of

spectrin is

Since a

more extensive than previously recognized.

cytoskeletal protein network composed

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90

predominantly of spectrin is thought to be responsible for

maintaining the shape of and conferring structural

integrity to mature erythrocyte membranes, these obser­

vations further suggest that the functions of spectrin thus

far elucidated for erythrocytes may be applicable to other

cell types as well.

127. CHARACTERIZATION OF SKELETAL MUSCLE FlLAMlN

Investigator: Richard H. Gomer

We have previously shown (Gomer and Lazarides, 1981)

using immunofluorescence and immunoautoradiography on

SD&-[>olyacrylamide gels that filamin exists on the stress

fibers of myoblasts and early fused myotubes, and then

disappears from these cells approximately one day after

cell fusion and before the appearance of Z-line striations

containing a-actinin. Several days later, filamin

reappears in the cells at the Z lines, shortly before desmin

and vimentin transit to the Z line. Using metabolic pulse

labeling with 35s-methionine, we were able to show that

the disappearance of filamin is in part a result of a

cessation of its synthesis.

We have used Staphylococcus aureus mediated

immunoprecipitation to isolate the filamins present in the

early and late stages of myogenesis and two-dimensional

peptide mll(>ping to compare them. Fi!amin purified from

chicken gizzard and filamins immunoprecipitated from

chick embryo fibroblasts and myoblasts all have the same

molecular weight while filamin immunoprecipitated from

cultured skeletal myotubes or purified adult skeletal

myofibrils has a molecular weight approximately 5000

daltons less than this. Immunoprecipitation of filamin

from myoblast and myotube cultures metabolically labeled

for 5 minutes with 35s-methionine show that myotube

filamin is synthesized as the lower molecular weight

variant. Two-dimensional peptide maps of filamins

labeled in vitro with 1251 and digested with three

different proteases, show that purified chicken gizzard

and chick embryo fibroblast filamins are virtually

identical, and very similar to myoblast filamin. Filamins

from cultured skeletal myotubes and skeletal myofibrils

are very similar to each other but are very different from

gizzard, fibroblast or myoblast filamins. The similarity of

fibroblast and myoblast filamins and their differences

from myotube filamin can also be seen using filamins

metabolically labeled in vivo with 35s-methionine. We

therefore conclude that myoblast and myotube filamins

are distinct gene products and that during myogenesis in

vitro, one class of filamin polypeptides is replaced by a

new class of filamin polypeptides and that the latter is

maintained into adulthood. We are currently purifying

skeletal muscle filamin so as to be able to compare its

biochemical properties, such as ability to bind actin, with

those of purified smooth muscle filamin.

Reference: Gomer, R. and Lazarides, E. (1981) Cell 23, 524-532.

128. THE METHYLATION OF HEAT SHOCK PROTEINS AT LYSYL AND ARGINYL RJ!SIDUES

Investigators: Chwig Wang

As described previously, certain heat shock proteins of

cultured chicken embryonic fibroblasts and cultured

mammalian cells are methylated (Biology 1981, No. 152).

Here we report the identification of the methylated amino

acids and some of the biosynthetic properties of this

methylation.

Using a combination of column chromatography and

thin-layer chromatography for amino acid analysis, we

found that lysyl residues are the predominant methylation

site(s) of 83,000 polypeptides and that both lysyl and

arginyl residues are methylated in the 68,000 [>Olypeptides

A and B. The majority of the methyl lysines has been

identified as E-N-trimethyHysine. E-N-mono- and E-N­

dimethyl-lysines were also found as minor variants. The

major methylated arginine species was N°-monomethyl­arginine.

The stoichiometry of the methylation of these proteins

was determined by isolating the [>Olypeptides from cell

cultures which were grown in 3H-leucine and [methyl-3H]­

methionine. It was estimated that each of the three

[>Olypeptides contains one to three methylated lysines. In

addition, there is one methyl arginine per molecule of

68 K polypeptides A and B. Nevertheless, in the presence

of protein synthesis inhibitors, the methyl groups incor­

porated are substoichiometric; we estimated that less

than one methyl group is incor[>Orated per 100 molecules

under these conditions. The results suggest that the basic

amino acid methylation on these heat shock proteins

occurs during or soon after translation and there is little

turnover of the methyl groups. Indeed, the half-life of

methyl groups was estimated to be greater than 65 hours

with double labeling pulse-chase experiments.

The possible functional significance of the methylation

of these heat shock proteins is currently under

investigation.

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129. THE EFFECT OF SODIUM ARSENITE ON TROPOMYOSIN PHOSPHORYLATION

Investigator: Chwig Wmig

Tropomyosin is one of the key proteins for regulating

muscle contraction. In skeletal muscle, it is composed of

two forms, a.- and a-tropomyosin, both of which are

phosphorylated. The functional significance of the two

forms and their phosphorylation are presently unknown.

We found that upon the addition of sodium arsenite to

tissue culture myotubes, the phosphorylation of tropo­

myosin is specifically reduced. Upon reversal, it takes

two days for the cells to fully recover; thus the drug

effect is best characterized as slowly reversible. In

addition, we discovered that the sodium arsenite actually

facilitates the removal of phosphate from tropomyosin.

For example, the half-life of 32P phosphate in cx­

tropomyosin is about 10 hours in control cells and is

reduced to less than four hours in sodium arsenite treated

cells. We have therefore concluded that the reduction of

tropomyosin phosphorylation is due to the fact that

sodium arsenite somehow activates a tropomyosin-specific

phosphatase system instead of inactivating a tropomyosin­

specific phosphotransferase.

The possibility of using sodium arsenite treatment as a

tool to elucidate the function of phosphorylation of

tropomyosin is under investigation.

PUBLICATIONS

Breckler, J. and Lazarides, E. (1982) Isolation of a new high molecular weight protein associated with desmin and vimentin filaments from avian embryonic skeletal muscle. J. Cell Biol. 92, 795-806.

Professor: Jean-Paul Revel Visiting Associates: Daniel Gros, David J. Meyer Senior Research Fellow: S. Barbara Yancey Research Fellow: Cheryl M. Corsaro Graduate Student: Bruce J. Nicholson Research Staff: Jean Edens, Les B. Grim, Patrick F.

Koen

Support: The work described in the following research reports has been sup(X>rted by:

European Molecular Biology Organization National Institutes of Health, USPHS Gordon Ross Medical Foundation Albert Billings Ruddock Fund

91

Gard, D. L. and Lazarides, E. (1982) Cyclic AMP­modulated phosphorylation of intermediate filament proteins during myogenesis in vitro. Mol. Cell. Biol., submitted for publication.

Granger, B. L. and Lazarides, E. (1982) Structural associations of synemin and vimentin filaments in avian erythrocytes revealed by immunoelectron microscopy. Cell, submitted for publication.

Granger, B. L., Repasky, E. A. and Lazarides, E. (1982) Synemin and vimentin are components of intermediate filaments in avian erythrocytes. J. Cell Biol. 92, 299-312.

Lazarides, E. (1982) Intermediate filaments: a chemically heterogeneous, developmentally regulated class of proteins. Ann. Rev. Biochem. 51, in press.

Lazarides, E., Gard, D. L., Granger, B. L., O'Connor, C. M., Breckler, J. and Danto, S. 1. (1982) Regulation of the assembly of the Z disc in muscle cells. In: Proceedings of the International Congress of Develop­mental Biology. Basel, in press.

Lazarides, E. and Granger, B. L. (1981) The preparation and assay of desmin. In: Methods in Enzymology, Contractile Apparatus and Cytoskeleton, Vol. 85, L. W. Cunningham and D. R. Frederiksen (Eds.), pp. 488-508. Academic Press, New York.

Lazarides, E., Granger, B. L., Gard, D. L., O'Connor, c. M., Breckler, J., Price, M. and Danto, S. I. (1982) Desmin and vimentin containing filaments and their role in the assembly of the Z disc in muscle cells. Cold Spring Harbor Symp. Quant. Biol. 46, in press.

Repasky, E. A., Granger, B. L. and Lazarides, E. (1982) Widespread occurrence of spectrin in non-erythroid cells. Cell 29, 821-833.

Sandoval, I. V ., Colaco, C. A. L. S. and Lazarides, E. (1982) Purification of the intermediate filament associated protein synemin from chicken smooth muscle: Studies on its physicochemical properties, interaction with desmin and phosphorylation in vivo. J. Biol. Chem., submitted for publication.

Wang, C. W., Gomer, R. H. and Lazarides, E. (1981) Heat shock proteins are methylated in avian and mammalian cells. Proc. Nat. Acad. Sci. USA 78, 3531-3535.

Wang, c., Lazarides, E., O'Connor, C. M. and Clarke, S. (1982) Methylation of chicken fibroblast heat shock proteins at lysyl and arginyl residues. J. Biol. Chem., in press.

summary: My laboratory's continuing concern has been

the investigation of the structure of gap junctions. These

are membrane specializations through which neighboring

cells exchange low molecular weight substances, ions,

metabolites, or signaling molecules. In the central

nervous system they are called electrical synapses and in

the heart they play a major role in synchronizing the beat

of muscle cells. They are also found between many

unexcitable cells: while much remains to be learned about

their functions there, they allow metabolic cooperation

between cells, thus minimizing the effect of deleterious

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92

mutations, and have been implicated in the control of

differentiation.

In the electron microscope, gap junctions are seen as

patches of "eonnexons," a single pair of which forms the

smallest possible transcellular channel. Each connexon is

probably a hexamer and contains one major protein

species in association with lipid. We have studied this

protein extensively in liver. We know that it turns over

very rapidly, and have obtained the amino acid sequence

of about 20% of the molecule. On the basis of these data,

we have been able to specify oligonucleotide sequences

that B. Yancey will use in isolating the genes which

specify for the gap junction protein(s). Partial sequence

for the protein extracted from a gap junction-like

structure in the lens of the eye, as well as comparison of

two-dimensional peptide fingerprints, suggests that gap

junctions in different tissues contain very different

proteins. Support for this idea comes from work by D.

Gros, a visitor from France. With B. Nicholson he isolated

a gap junction fraction from rat hearts in purer form than

had been done heretofore. To our surprise the two­

dimensional peptide fingerprints suggest that heart

junctions are as different from liver as they are from lens.

It would thus seem that we must at present imagine that

each tissue has a characteristic gap junction protein, a

rather unexpected finding considering the fact that all of

these junctions are reasonably similar in appearance in

widely separated species and tissues. Gap junction

proteins appear to be reasonably well conserved however,

when the junctional protein in a given organ is compared

in different species.

We are now beginning to assemble a picture of how the

gap junction protein traverses the membrane, on the basis

of the amino acid sequences as well as other experiments

that suggest to us where various portions of the poly­

peptide chain are located. We hope that, by combining a

molecular approach and genetic approach (C. Corsaro)

with morphological analysis, we will in the years to come

get an understanding of the organization of the connexon

and of the mechanisms by which its function is modulated

(D. Meyer).

130. TISSUE SPECIFICITY OP THE GAP JUNCTION PROTIDN

Investigators: Bruce J. Nicholson, Daniel Gros, Jean-Paul Revel

Although gap junctions have been identified in

virtually every metazoan phylum and in a wide variety of

different tissues, the characterization of their com­

ponents (protein and lipid) has only been achieved in two

systems where the gap junctions are reasonably abundant

(i.e., liver and lens). As reported previously (Biology 1980,

No. 137), the junctional proteins from these two tissues

differ markedly, as judged from two-dimensional peptide

"fingerprints11 and partial, N-terminal sequencing. This,

and other morphological considerations (see Abstract

No. 136), have led to the claim that lens junctions may not

be gap junctions. It therefore was of importance to

characterize biochemically gap junctions in other tissues.

We have now identified and partially characterized a

single major protein of Mr 28,000 in gap junction fractions

isolated from rat heart (see Abstract No. 133).

In some ways, the heart and liver junctional proteins

appear similar and distinct from that of lens, thereby

apparently supporting the proposal that lens junctions are

not related to gap junctions elsewhere. The liver and

heart proteins comigrate in SDS-PAGE while the lens

junctional protein migrates slightly faster. When intact

junctional plaques are treated with trypsin (see Biology

1981, No. 153 for a detailed discussion), the junctional

proteins of heart and liver are reduced to polypeptides of

Mr 10,000, while the lens protein is only reduced to a

polypeptide of Mr 21,000. However, when the three

proteins were compared by two-dimensional peptide

"fingerprints" after tryptic or a-chymotryp~ic digestion,

the· liver, lens and heart proteins all showed very distinct

patterns. Any homology which might exist between the

proteins of these three tissues is certainly at the limits of

detection of the two-dimensional mapping system and is

only likely to be defined by more detailed knowledge of

the primary structures of the proteins. When junction

proteins from lens or liver from different mammalian

species were compared they showed very similar "finger­

prints" (Biology 1981, No. 154).

These results shed no new light on the relatedness of

lens junctions with gap junctions, but they do raise the

previously unsuspected issue of diversity among the

proteins of gap junctions in different tissues. Currently,

research is being directed towards detecting any

homologies which may exist between these proteins and

defining their nature. An understanding of these

differences and similarities at the structural level could

be useful in determining structure-function correlations,

the evolutionary history of the gap junction gene and the

significance of this diversity with respect to tissue

differentiation.

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131. STUDil!S TO IDENTIFY THE GENE CODING FOR THE GAP JUNCTION PROTEIN

Investigators: S. Barbara Yancey, Ellen B. Kraig, Les B. Grim, Jean-Paul Revel

The gap junction from rat liver is comprised of a single

major protein which has been isolated and characterized

biochemically and sequenced for 52 consecutive amino

acids beginning at the NH2-terminus (Nicholson et al.,

1981). From in vivo studies of its rate of turnover

(Yancey et al., 1981), the gap junction protein appears to

have a half-life of only a few hours. This suggests that

the mRNA that codes for the protein could be abundant

enough to be detected by the use of recombinant DNA

techniques. By constructing a cDNA library by cloning

ds-cDNA corresponding to total poly(A) RNA isolated

from rat liver and screening with synthetic oligo­

nucleotides whose sequences have been deduced from the

amino acid sequence of the gap junction protein, we hope

to be able to characterize the mRNA for the protein, to

gain information about any post-translational modification

of the protein, and ultimately to be able to study the

organization, expression, and evolution of the gene that

codes for the protein.

Two mixtures of 14-base-long oligonucleotides repre­

senting all the possible coding sequences predicted for

amino acids 1 to 5 and 44 to 48, respectively, have been

synthesized by Dr. Suzanna Horvath. We are now in the

process of constructing the cDN A library using the

plasmid pBR322 as vector and random priming with calf

thymus DNA. Each of the two synthetic oligonucleotide

mixtures will be used to screen the library for clones

whose cDNA codes for the known amino acid sequence of

the gap junction protein. To identify the gene, cDNA will

be used as well as the synthetic oligonucleotides as

hybridization probes to screen a rat liver genomic library

constructed at Caltech by James Bonner and his

associates.

References: Nicholson, B. J., Hunkapiller, M. w., Grim, L.B., Hood, L.

E. and Revel, J.-P. (1981) Proc. Nat. Acad. Sci. USA 78, 7594-7598.

Yancey, S. B., Nicholson, B. J. and Revel, J.-P. (1981) J. Supramolec. Struct. &: Cell. Biochem. 16, 221-231; Cellular Recognition, 215-226.

132. GENETIC ANALYSIS OP GAP JUNCTIONS IN CULTURED MAMMALIAN CELLS

Investigators: Cheryl M. Corsaro, Jean-Paul Revel

The isolation and analysis of gap junction-deficient

93

mutants (gap-) in differentiated cell lines in culture would

facilitate our understanding of the role of gap junctions in

growth and differentiation. We are isolating gap - mutants

in a liver epithelial cell line (BRL cells) because gap

junctions from liver have been characterized extensively

at both the morphological and biochemical levels.

The selective system involves the coculture of

tk -hprt- BRL cells (thymidine kinase--<leficient, hypo­

xanthine guanine phosphoribosyl transferase-deficient)

with tk+hprt+ BRL cells in medium containing bromo­

deoxyuridine and 6-thioguanine. The wild-type cells

metabolize the pyrimidine and purine analogues into toxic

nucleotides and transfer them through gap junctions to the

tk -hprt- cells. Any tk -hprt - cell which is gap - will be

resistant to this junctional transfer and survive. Two -7 clones have been isolated at a frequency of 2 x 10 after

mutagenesis with EMS. They are being characterized by

metabolic assays for nucleotide and ion transfer and by

freeze-fracture electron microscopy. The gap mutants

will be analyzed further by cell hybridization to determine + dominance or recessivity of the mutation, and gap

revertants will be isolated by culturing cells under

conditions where they must transfer nucleotides and ions

to survive.

133. THE ISOLATION OP GAP JUNCTIONS PROM RAT HEART

Investigators: Daniel Gros, Bruce J. Nicholson, Jean-Paul Revel

The isolation of gap junctions in sufficient quantities

and purity for biochemical analysis has until now been

restricted to liver and lens. However, by modifying the

previously published procedure of Kensler and Goodenough

(1980), we have simplified the isolation of gap junctions

from heart and produced fractions containing much

smaller amounts of nonjunctional material (e.g., desmo­

somes). Furthermore, by using the highly sensitive

techniques of micro-polyacrylamide gels and two­

dimensional peptide mapping, the protein components of

the fractions can be examined individually.

As described by Kensler and Goodenough (1980), 20 rat

hearts were homogenized and the myofilaments extracted

overnight in 0.6 M KI. The plasma membrane-enriched

fraction obtained from the KI-insoluble material by

separation on a discontinuous sucrose gradient was treated

with 0.3% N-lauryl sarcosine (Sarkosyl NL-97). This

material was loaded on a discontinuous sucrose gradient

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94

containing 1 M urea and a trace of Sarkosyl, as described

for the isolation of liver gap junctions (Nicholson et al.,

1981). The final gap junction fraction, collected at the

40/54% (w/v) sucrose interface, contained between 2 and

15 µg of gap junctional protein.

Examination of this fraction by electron microscopy in

either thin-sectioned or negatively-stained samples

revealed gap junctions indistinguishable from those seen in

gap junction fractions from liver as the predominant

component. Some contamination by single membrane

vesicles, clumps of amorphous, fibrous material and

occasional strands of collagen was detected, although

there was no evidence for contamination by desmosomes

as reported by Kensler and Goodenough (1980). Analysis

of the fractions by SDS-PAGE revealed a mueh simpler

profile of polypeptides than that reported by the previous

investigators. A single major protein of molecular weight

(Mr) 28,000 was detected, although more variable com­

ponents of Mr 50,000, 45,000 (a dimer), 34,000, 32,000 and

26,000 could be detected when gels were more heavily

loaded. All of these polypeptides, including that of Mr

28,000, show closely related patterns when examined by

two-dimensional peptide mapping, a technique which

provides a unique "fingerprint" for any protein. The

relationship between the components has yet to be

determined, although aggregation and proteolysis explain

some of the variability (cf. liver gap junction fractions,

Biology 1980, No. 136). However, it does appear that, as

is the case for liver and lens junctions, the heart gap

junctions are comprised of a single major protein.

References: Kensler, R. W. and Goodenough, D. A. (1980) J. Cell Biol.

86, 755-764. Nicholson, B. J., Hunkapiller, M. W., Grim, L.B., Hood, L.

E. and Revel, J.-P. (1981) Proc. Nat. Acad. Sci. USA 78, 7594-7598.

134. MODULATION OP GAP JUNCTION PERMEABILITY

Investigator: David J. Meyer

A large body of data suggests that gap junctions are

aggregates of intercellular channels (Meyer et al., 1981)

that can change their conductance in response to voltage

gradients and to changes in intracellular pH. We have

studied the modulation of junction permeability in the

mammalian liver, a tissue of special interest because it is

possible to isolate gap junctions from it in quantities large

enough for detailed biochemical and structural study.

In order to monitor conductance of the junctional

channels, we took advantage of the theoretical results

reported by Peskoff (1981). Hepatocytes separated by

about 50 µm were impaled with microelectrodes and the

voltage response resulting from a square wave stimulus

was recorded. The transient was fit with equation 21

from Peskoff (1981) using a nonlinear least square curve

fitting program. The program returned values of mem­

brane resistivity (Rm), intercellular resistivity (Ri) and

membrane capacity (Cm) which yielded the best fit to the

data points. In liver superfu$ed with saline gassed with

95% oxygen and 5% co2, the average values in seven

experiments were Rm::;; 13,096 ncm2, and Ri::;; 3190 Qcm.

When the saline was switched to one gassed with 100%

co2 (a maneuver known to change intracellular pH in

other tissues), both membrane resistance and junctional

resistance increased in a time-dependent fashion. The

maximal increase in Ri was about sevenfold. All changes

were completely reversible on return to saline

equilibrated with 95% oxygen. Changes in extracellular

pH alone produced no effect on junctional or membrane

resistivity. We found that treatment with co2

also

reversibly impeded the spread of the fluorescent tracer

molecule, 6-carboxyfluorescein.

Further work will be necessary to demonstrate changes

in intracellular pH and to reveal the relationship between

intracellular pH and junctional conductance.

References: Meyer, D. J., Yancey, S. B. and Revel, J.-P. with an

Appendix by Peskoff, A. (1981) J. Cell Biol. 91, 505-523.

Peskoff, A. (1981) J. Cell Biol. 91, 519-523.

135. ORIENTATION OF THE LENS JUNCTIONAL PROTfilN IN THE MEMBRANE

Investigators: Bruce J. Nicholson, Michael W. Hunkapiller, Jean-Paul Revel

Exhaustive digestion of isolated gap junction sheets

with trypsin yields two polypeptides of Mr 10,000 in the

case of liver, but a single polypeptide of Mr 21,000 in the

case of lens junctions. NH2-terminal sequence analysis of

the Mr 10,000 polypeptides from liver has shown that the

NH2-terminus of the original Mr 28,000 protein is pro­

tected from trypsin attack (Biology 1981, No. 153). As

previously argued (Biology 1981, No. 153), the size

(minimum diameter 50 !) and water solubility of trypsin

make it unlikely that any proteolysis would occur inside

the membrane, within the putative 15 1 diameter pore, or

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in the 20-40 X gap between membranes. The stability of

the double membrane structure of gap junctions following

trypsin treatment would seem to confirm that proteolysis

is restricted to the cytoplasmic faces of the junction.

We have recently sequenced the trypsin-resistant Mr

21,000 polypeptide of lens junctions. As is the case for

the liver gap junction protein, trypsin largely removes

residues from the C-terminal end of the original Mr

26,000 protein. However, the lens Mr 21,000 protein has

also lost the five NH2-terminal residues of the original Mr

26,000 protein, although a second tryptic cleavage site 11

residues from the NH2-terminus of the Mr 26,000 protein

remains untouched. These results would suggest that both

the c- and NH2-terminal ends of the lens junctional

protein are exposed at the cytoplasmic surface of the

junction. Furthermore, we may have identified the point

(to within five residues) where the protein enters the lipid

bilayer at the NH2-terminus of the molecule. Although it

is clear that the liver gap junction protein also has its-C­

terminus exposed at the cytoplasmic face of the junction,

the orientation of the NH2-terminus in the liver cannot be

determined with certainty until the effect of enzymes

other than trypsin are tested, since there is no tryptic

cleavage site very close to the NH2-terminus.

136. A NEUTRON DIFFRACTION STUDY OF LENS JUNCTIONS

Investigators: Bruce J. Nicholson, Shahid M. M. Khan, Edward Gogol*, Les B. Grim, David J. Meyer, Donald Engelman•, Jean-Paul Revel

Gap junctions can be identified between two cells as

an area of closely packed (frequently in a hexagonal

lattice) intramembrane particles (connexons) in regions

where the plasma membranes of adjacent cells come into

close apposition yet remain separated by a uniform gap of

2-4 nm. They have been strongly implicated as the

mediators of electrical coupling and the transfer of low

molecular weight compounds (Mr <1000) directly between

cells. Structural and electrophysiological studies and the

determination of molecular exclusion limits have sug­

gested that each connexon of the gap junction forms an

aqueous pore 1-2 nm in diameter which ·connects the

cytoplasms of adjacent cells.

As a result of the ease and efficiency of preparation,

considerable interest has recently arisen in the junctions

between lens fiber cells. While showing many of the

attributes of gap junctions in other tissues, they also have

95

some unique properties such as a narrower extracellular

gap, a more dispersed array of connexons (or, in some

instances, a tetragonal crystalline packing), and a major

protein of Mr 26,000 markedly different from that of liver

gap junctions (Biology 1980, No. 137; see Abstract No.

130). These differences have led to the suggestion that

these junctions may not be related to gap junctions. In an

attempt to resolve this issue, we are in the process of

analyzing the structure of isolated lens junctions by

neutron diffraction. The advantage of this technique is

that by replacing water with heavy water, the regions of

hydration can be mapped directly without the addition of

extraneous labels. This should provide a direct method of

visualizing any aqueous channels, thus demonstrating

whether or not the lens junctions isolated for biochemical

studies do form channels of dimensions consistent with

that determined for gap junctions in other tissues and

sufficient to account for the obs~rved coupling of eye lens

fiber cells.

To interpret such neutron diffraction data, one must

be able to choose a unique, or certainly limited, number of

possible phase sets. The determination of this requires an

analysis of the lattice present in purified lens junctions to

establish whether or not it is centrosymmetric. Towards

this end, X-ray and electron diffraction studies are

currently being carried out on lens junctions isolated

under a variety of conditions. These approaches should

not only enable us to determine whether or not lens

junctions form intercellular channels of appropriate

dimensions, but may also ultimately enable us to study the

secondary and tertiary structure of the protein in the

membrane.

*Department_ of Molecular Biophysics and Biochemistry, Yale University.

137. CELL JUNCTIONS IN THE DEVELOPMENT OF FEATHER GERMS

Investigators: Jean Edens, Jean-Paul Revel

Feathers are derived from the ectoderm but their

development is closely controlled by the underlying

mesenchymal cells. In the past year we have used diverse

morphological techniques to define this interaction. We

have obtained evidence based on serial thin sectioning and

observation of thick sections in the 1000 kV microscope in

Boulder, Colorado, that processes of epithelial cells pass

through the basement lamina and make contact with the

mesenchyme. Conversely, processes of the mesenchymal

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96

cells seem to pass through the basement lamina to contact

the epithelium. We believe that these cell processes may

form gap junctions allowing for direct communication

between the two interacting tissues. Physiological experi­

ments aimed at testing this hypothesis are presently under

way.

PUBLICATIONS

Meyer, D. J., Yaneey, S. B. and Revel, J.-P. (1981) lntercellular communication in normal and regen­erating rat liver: a quantitative analysis. J. Cell Biol. 91, 505-523.

Miller, M. M., Strader, C. D., Raftery, M. A. and Revel, J.-P. (1981) Hemoeyanin linked to protein A as an immunochemical labeling reagent for electron microscopy. J. Histochern. and Cytochem. 29, 1322-1327.

Nicholson, B. J., Hunkapiller, M. w., Grim, L.B., Hood, L. E. and Revel, J.-P. (1981) The rat liver gap junetion protein: properties and partial sequence. Proc. Nat. Aead. Sei. USA 78, 7594-7598.

Nieholson, B. N. and Revel, J.-P. (1982) Eleetron microscopy and subcellular fractionation of gap junc­tions in liver. Methods in Enzymology, in press.

Nicholson, B. J., Takemoto, L. J., Hunkapiller, M. w., Hood, L. E. and Revel, J.-P. (1982) The gap junetion proteins of liver and eye lens. Cell, submitted for publication.

Revel, J.-P. (1981) lntereellular eommunieation. Jn: The Paraeellular Pathway. S. E. Bradley and E. F. Pureell (Eds.), pp. 57-78. Josiah Maey Jr. Foundation.

Revel, J.-P., Yancey, S. B., Meyer, D. J. and Nicholson, B. (1981) Cell junctions and intercellular communication. In Vitro 16, 1010-1017.

Yancey, S. B., Edens, J. E., Trisho, J. E., Chang, C.-c. and Revel, J.-P. (1982) Deereased ineidenee of gap june­tions between Chinese hamster V-79 cells upon exposure to the tumor promoter 12-0-tetradecanoyl­phorbol-13-aeetate. Exp. Cell Res., in press.

Yancey, S. B., Nicholson, B. J., Grim, L. and Revel, J.-P. (1981) The dynamie state of gap junetions. J. Supramolee. Struet. 16, 221-232.

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CELLULAR NEUROBIOLOGY

Jeremy P. Brockes

A. James Hudspeth

Mary B. Kennedy

Henry A. Lester

Felix Strumwasser

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Associate Professor: Jeremy P. Brockes Del E. Webb Research Fellow: Christopher R. Kintner Research Fellows: Lawrence C. Fritz, Katherine A.

Stygall Graduate Students: Karl J. Fryxell, Greg Erwin Lemke Research Staff: Arthur W. DeJohn, Wanetta Harrington,

Gil F. Richards, Teresa M. Stevens Laboratory Staff: Hortensia Zepeda

Support: The work described in the following research reports has been supported by:

The Kroc Foundation The McKnight Foundation Muscular Dystrophy Association of America National Institutes of Health, USPHS National Multiple Sclerosis Society Pew Memorial Trust Gustavus and Louise Pfeiffer Research Foundation The Del E. Webb Foundation Weingart Foundation

summary: Research in cellular and molecular neuro­

biology has centered around several topics in the 'Rell

biology of nerve and glial cells and their various inter­

actions. Much of our work is done on purified cell

populations maintained under the defined conditions of

culture.

Peripheral myelinated axons have a very high density

of electrically excitable sodium channels at the node of

Ranvier-the area of nerve cell plasma membrane

between successive myelinating Schwann cells. The

density in the interno-dal membrane underlying the glial

cell is undetectable. Our efforts are directed to analyzing

in vitro the factors responsible for this remarkable

clustering. During the last year we have collaborated

with Dr. M. A. Raftery's laboratory in the derivation of

monoclonal and polyclonal antibodies to the channel.

These reagents have contributed to our understanding of

the protein components of the channel and promise to be

useful for cytochemical studies.

We are also interested in the signals that pass from the

axon to the Schwann cell and instruct it to make myelin.

Our previous work has provided quantitative estimates for

the extent of this induction. A current emphasis in the

laboratory is the study of the mutant mouse Trembler,

which has a lesion in its Schwann cells leading to a

defective interaction with the myelinated class of axon.

In order to maximize the defect, the homozygote has been

bred and its mutant Schwann cells are being studied in

culture. These animals may also be valuable for studying

the nodal segregation of the sodium channel.

For the last five years we have been studying a new

growth factor, a protein component of the brain and

99

pituitary which is mitogenic for Schwann cells, astrocytes

and fibroblasts. This component, called glial growth

factor (GGF), has been extensively purified from large

quantities of bovine pituitary gland and a variety of

structural and functional studies are in progress. Our

interest in GGF and its possible role in controlling

proliferation in vivo has led to initial investigations of

limb regeneration in Urodeles-an interesting problem

which may become a major focus of future effort.

138. ANTIBODIES TO THE VOLTAGE-SENSrnYB SODWM CHANNEL

Investigators: Lawrence c. Fritz, Hsiao-Ping H. Moore*, Michael A. Raftery*, Jeremy P. Brockes

The voltage-sensitive sodium channel is the membrane

component responsible for the rising phase of the action

potential in many excitable cells. A body of experimental

evidence suggests that sodium channels are not always

uniformly distributed over a cell's surface, but can be

clustered. One striking example of this clustering occurs

at the node of Ranvier in myelinated axons. Our work has

centered on the production of antibodies against the

sodium channel from the electroplaques of the eel

Electrophorus electricus. Our intention is to use these

antibodies as cytochemical markers for studying the

process of sodium channel localization in neurons.

We have isolated and characterized a monoclonal

antibody (named VDlO) that recognizes the eel sodium

channel. This antibody can precipitate the saxitoxin

binding component from solubilized preparations of

electroplaque membranes in a dose-dependent manner.

Since it is known that saxitoxin binds specifically to the

sodium channel, the immunoprecipitation data demon­

strate that VDlO recognizes some portion of the sodium

channel complex. We have further shown that VD10

reacts with a single protein band of molecular weight

250,000 (p250). This was demonstrated by separating

electroplaque membrane proteins on SDS-po!yacrylamide

gels and reacting either the gels or nitrocellulose

transfers of the gels with VDlO. This provides the

clearest evidence to date that p250 comprises part of the

eel sodium channel. VD10 does not cross-react with

sodium channel from rat brain or frog brain.

We have purified p250 by electroelution from prepara­

tive SDS-po!yacrylamide gels and produced a rabbit

antiserum against it. Immunonuorescent staining of

sections of the electroplaques has demonstrated that the

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100

sodium channel is restricted to the innervated caudal face

of the electrocyte, in accord with earlier physiological

results. We are currently examining the cross-reactivity

of this antiserum.

*Division of Chemistry and Chemical Engineering, California Institute of Technology.

139. CHARACTERIZATION OF TREMBLER MOUSE SCHWANN CELLS IN VIVO AND IN VITRO

Investigators: Karl J. Fryxell, Jeremy P. Brookes

The Trembler (Tr/+) mouse mutant has a pronounced

reduction in peripheral myelin, while both central myelin

and peripheral unmyelinated nerves appear normal.

Experiments (by A. J. Aguayo and collaborators) in which

axons of one genotype are confronted by Schwann cells of

another genotype produce a clear answer-the Trembler

deficit is expressed in the Schwann cell and not in the

axon. The myelin proteins P 0 and P 1 are apparently

reduced to the same extent in Trembler nerve. We would

like to understand the nature of this Schwann cell-specifie

function, which is required for the accumulation of myelin

proteins, but is not required for Schwann eell survival or

normal wrapping of unmyelinated axons.

In the original description of Trembler {Falconer,

1951), no difference was found between Tr/+ and Tr/Tr

mice. We have found, however, that homozygotes (of at

least one of the Tr alleles) do not survive to adulthood,

while Tr/+ mice do. Although these homozygotes cannot

be proven to be such by breeding experiments, they do

have a clearly recognizable phenotype in young animals.

Tr/Tr Schwann cells show significant heterogeneity in

their response to competent axons in vivo-only a fraction

of these Schwann cells make recognizable myelin and/or

are well-stained by antibodies against myelin proteins.

The cause of this heterogeneity is not yet clear, but is

almost certainly not differences in axonal diameter.

We have found that mouse Schwann cells may be

immunologically purified by methods similar to those used

for rat Schwann cells (Brockes et al., 1979), enabling us to

grow ''genetically pure" cultures of Tr/Tr Schwann cells.

Preliminary experiments indicate that cultured Tr/Tr

Schwann cells respond normally to glial growth factor;

additional experiments are planned to further charac­

terize Tr/Tr Schwann cells in culture.

References: Brockes, J. P., Fields, K. L. and Raff, M. c. (1979) Brain

Res. 165, 105-118. Falconer, D.S. (1951) J. Genet. 50, 192-201.

140. LATENT INFECTION OF NERVE CELLS BY HSV-1

Investigator: Christopher R. Kintner

Herpes simplex virus type 1 (HSV-1), a human herpes

virus, latently infects the trigeminal ganglion of its

natural host. Although it is possible to produce a similar

infection in rodents, it has not been possible to latently

infect sensory ganglion cells taken from rodents and

grown in cell culture. One explanation for this apparent

failure is that the ganglion is made up of many cell types

and the lytic infection of some cell types (for example,

fibroblasts) may obscure latent infections of other ones

(for example, neurons). To obtain a HSV-1 latent

infection in vitro, it may be necessary to isolate the

appropriate cells from sensory ganglion and to define

culture conditions that permit latent infections of these

ceijs. The ability to latently infect ganglion cells in vitro

with HSV-1 would be an important tool for studying

cellular and molecular aspects of HSV-1 latency. To this

end, dorsal root ganglion neurons, Schwann cells, and

fibroblasts are being isolated from neonatal rats, cultured

in vitro as separate, pure populations and infected with

HSV-1. The infected cultures are being scored for cells

that survive the infection. Cells that are resistant to the

cytopathic effects of the virus will be tested for the

presence of latent virus.

141. GLIAL GROWTH FACTOR

Investigator: Greg Erwin Lemke

We have previously reported on the properties of glial

growth factor (GGF), a protein present in the brain and

pituitary which triggers DNA synthesis and cell division in

cultured rat Schwann cells, astrocytes, and muscle

fibroblasts (Biology 1981, No. 164). Our biochemical

characterization of this molecule has progressed along the

following lines:

(1) We have developed methods for recovering GGF

activity following SDS-polyacrylamide electrophoresis

under non-reducing conditions. These methods have

allowed us to demonstrate that all growth factor activity

resides in a molecule of molecular weight 31,000, and to

identify this protein unambiguously.

(2) By using immunoautoradiographic methods in

conjunction with a panel of monoclonal antibodies to GGF

(Lemke and Brockes, 1981), we have shown that all

antibodies which specifically precipitate GGF activity

also bind exclusively to the 31K protein.

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(3) We have investigated the possible relation of GGF

to the platelet-derived growth factor (PDGF), a potent

fibroblast mitogen isolated from platelet lysates and

believed to be the principal mitogenic activity in serum

(Heldin et al., 1981). Like PDGF, GGF is a very basic

protein of molecular weight 31,000 whose activity is

destroyed by reducing agents, but which is relatively

resistant to high temperature and low pH. (Active PDGF

can also be recovered from SDS gels.) While purified

PDGF (a gift from Dr. R. Ross, University of Washington,

Seattle) shows little mitogenic activity against Schwann

cells (our results), we hypothesize that both proteins are

members of the same family of growth factors, some of

whose target cells (e.g., fibroblasts) overlap.

(4) In conjunction with Michael Hunkapiller and Leroy

Hood, we are attempting to determine the amino terminal

sequence of the GGF protein.

References: Heldin, C.-H., Westermark, B. and Wasteson, A. (1981)

Biochem. J. 193, 907-913. Lemke, G. E. and Brockes, J. P. (1981) In: Monoclonal

Antibodies to Neural Antigens. R. McKay, M. c. Raff and L. Reichardt (Eds.), pp. 133-140. Cold Spring Harbor Press, New York.

142. A CHARACTERIZATION OF MONOCLONAL ANTIBODil!S GENERATED AGAINST RAT DORSAL ROOT CELLS

Investigator: Katherine A. Stygall

The generation and initial characterization of several

monoclonal antibodies generated againSt cultured newborn

rat dorsal root ganglion cells has already been described

(Biology 1981, No. 166). As described in the previous

report, two of the antibodies bind to unfixed cultured

dorsal root ganglion cells and to rat primary muscle cells

with a very distinct pattern. These antibodies have since

been shown by competition experiments to bind to the

same or adjacent determinants.

To overcome experimental problems associated with

the use of unfixed cells, several fixation techniques were

tried in an endeavor to find one which did not severely

reduce antibody binding. Benzoquinone-fixed cells

retained antibody binding and also a good morphological

appearance under light microscopy. The density of

labeling on all cell types studied was greater when the

cells were prefixed. It has yet to be determined whether

this is due to the presence of the antigenic site inside the

cell or to a greater sensitivity of the new technique.

101

Clustered antibody binding at process branch points

and thickenings on dorsal root ganglion cells was still

apparent when the cells were pre-fixed but was less

frequent and Jess pronounced. This suggests the

possibility that in the absence of fixation some

redistribution of the antigen-antibody complex occurs.

Antibody binding had not been demonstrated on

unfixed cultured rat fibroblasts but was apparent on

benzoquinone-fixed fibroblasts. Binding to both rat

muscle cells and fibroblasts was not uniform; some cells

showed quite a high degree of labeling, others none at all.

(This Wlexplained phenomena has been observed with

several other antibodies; M. Raff, personal commWli-

cation.) My results indicate that the non-uniform

distribution of the antigenic site on the muscle cells and

fibroblasts may be related to a stage in the cell cycle and

to spreading out of the cell on the substrate. I shall do

further experiments to test this theory, and also to

determine the molecular weight of the antigen.

143. STUDil!S ON BLASTBMAL CELLS FROM REGENERATING LIMBS OF URODELES

Investigators: Christopher R. Kintner, Katherine A. Stygall, Jeremy P. Brockes

Limb regeneration in Urodeles (newts and axolotls)

begins with an accumulation of mesenchymal-like

blastemal cells. During the early stages of regeneration,

the blastemal cells divide, migrate and in later stages

differentiate into cells that make up the tissue in the

mature limb. Because of the accessibility of blastemal

cells and their similarity to embryonic stem cells, we have

begun the study of their developmental biology by doing

two things. First, we are developing methods to dis­

sociate blastemal cells from regenerating newt limbs

using enzymatic digestion and defining culture conditions

that support growth in vitro of these dissociated cells. In

view of the role of nerves in stimulating division of these

cells in vivo, we are particularly interested in the effect

of GGF preparations, from both mammalian and

amphibian sources, on their proliferation in vitro.

Secondly, we are looking for antigenic markers that are

specific for blastemal cells and for each of their differen-

tiated derivatives. To do this, we are generating

hybridomas directed against blastema from early and late

stages of limb regeneration. These hybridomas are being

screened by immunohistochemistry for antibodies that

bind to specific cells of regenerating limbs.

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102

PUBLICATIONS

Brockes, J, P. (1982) Identification cultured Schwann cells, and controlling their proliferation. Reconstruction. c. C. Kao and Raven Press, New York, in press.

and purification of a purified factor

In: Spinal Cord R. P. Bunge (Eds.),

Brockes, J, P. (1982) Glial growth factor-a new com­ponent of the brain and pituitary. In: Nervous System Regeneration. A. M. Giuffrida-Stella, B. Haber, G. Hashim and J, R. Perez-Polo (Eds.), Alan R. Liss, Inc., New York, in press.

Brockes, J. P. (1982) Nerve, myelin and multiple sclerosis. Engineering & Science, Vol. XLV, pp. 9-14.

Brockes, J. P. (Ed.) (1982) Neuroimmunology. Plenum Press; New York, in press.

Brockes, J, P., Fryxell, K. and Lemke, G. E. (1981) Studies on cultured Schwann cells-the induction of myelin synthesis, and the control of their proliferation by a new growth factor. J. Exp. Biol. 95, 215-230.

Professor: A. James Hudspeth Del E. Webb Research Fellow: Thomas Holton Graduate Students: Ruth Anne Eatock, Richard S. Lewis Research staff: Richard A. Jacobs

Support: The work described in the following research reports has been supported by:

National Institutes of Health, USPHS Ann Peppers Foundation Pew Memorial Trust Gustavus and Louise Pfeiffer Research Foundation Gordon Ross Medical Foundation The Del E. Webb Foundation

SUmmary: Hair cells are specialized epithelial cells that

are the sensory receptors of the vertebrate inner ear and

lateral-line organ. Each cell is a mechanoreceptor that

produces electrical signals in response to movement of its

hair bundle, a cluster of large microvilli (stereocilia) and a

single true cilium (kinocilium) projecting from the cellular

apex. The nature of the stimulus that evokes hair-bundle

displacement determines the modality to which a given

hair cell is sensitive: sound, vibration, angular accelera­

tion, linear acceleration, or water movement. The

electrical response produced in the cell by appropriate

stimuli modulates the release of a chemical transmitter

from synaptic sites on the basal surface of the hair cell,

and thereby controls the firing rate of the postsynaptic

nerve fibers that convey the signal into the central

nervous system.

We are interested in the transduction process by which

mechanical stimulation evokes an electrical response, the

receptor potential, from a hair cell. We have developed in

Fryxell, K. J., Balzer, D. R. Jr. and Brockes, J. P. (1982) Development and applications of a solid phase radio­immunoassay for the Po protein of peripheral myelin. J. Neurochem., submitted for publication.

Lemke, G. E. and Brockes, J. P. (1981) An immuno­chemical approach to the purification and characteri­zation of glial growth factor. In: Monoclonal Antibodies to Neural Antigens. R. McKay, M. c. Raff and L. Reichardt (Eds.), pp. 133-140. Cold Spring Harbor Laboratory, Cold Spring Harbor, New York.

Moore, H.-P. H., Fritz, L. C., Raftery, M.A. and Brockes, J, P. (1982) Isolation and characterization of a monoclonal antibody against the saxitoxin-binding component from the electric organ of the eel Electrophorus electricus. Proc. Nat. Acad. Sci. USA 79, 1673-1677.

Pappenheimer, A. M. Jr., Harper, A. A., Moynihan, M. and Brockes, J, P. (1982) Diptheria toxin and related proteins: effect of route of injection on toxicity and the determination of cytotoxicity for various cultured cells. J. Infect. Diseases 145, 94-102.

vitro preparations of hair cells from the bullfrog's

sacculus and from the alligator lizard's basilar papilla with

which is it possible to record receptor potentials and to

view displacements of hair bundles while cells are

stimulated individually with a fine probe or en masse by

oscillatory pressure changes. By this means, we are able

to determine how hair cells respond to stimuli of known

amplitude, direction, velocity, and frequency. We are

presently employing these preparations not only for

electrophysiological and biophysical studies of the hair

cell's membrane, but also for investigations of the

physiological effect of treatments which produce

permanent damage to hair cells and consequent deafness

or vertigo: overstimulation, or acoustic trauma, and

ototoxicity, or poisoning by exposure to aminoglycoside

antibiotics.

Our previous investigations have established that:

(1) it is bending of the hair bundle which produces

responses; (2) the range of hair-bundle deflection over

which a cell responds is remarkably small-an angular

extent of about ±1°; (3) hair cells are correspondingly very

sensitive, giving measurable responses in vitro to stimuli

smaller than 0.5 nm; (4) the cells possess an adaptation

mechanism which keeps them highly sensitive even in the

presence of large static stimuli; (5) the stereocilia, rather

than the kinocilium, mediate the mechanosensitivity of

the hair cell; (6) the receptor potential results from an

increase in membrane conductance of the cell, implying

that mechanical stimuli open ion channels; (7) the

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channels so opened are relatively non-selective in their

ionic permeability and will pass most cations with

molecular dimensions of less than 0.6 nm; (8) the channels

open following a stimulus with a latency of less than

13 µsec at 37°; and (9) the rate of channel opening

depends upon the amplitude of the stimulus in such a way

as to suggest that mechanical force exerts a direct effect

on channel configuration.

144. IN VIVO ADAPTATION IN HAIR CELLS AND PRIMARY NEURONS OF THE BULLFROG SACCULUS

lnvestigator: Ruth Anne Eatock

Sensory adaptation is a general term used to describe

any decline with time in the response of a sensory organ

or cell to a maintained stimulus. Studies on a variety of

vertebrates have shown that adaptation is a prominent

feat~re of the responses of primary neurons innervating

the hair cells of inner-ear organs. Adaptation of a

primary neuron's response may be due to any or all of a

variety of mechanisms, including: (1) mechanical

relaxation in the accessory structures that transmit the

stimulus to the hair cells; (2) adaptation of the hair cell's

receptor current and/or receptor potential; (3) adaptation

at the synapse between hair cell and primary neuron, at

either a pre- or a post-synaptic site; (4) adaptation of the

mechari.ism for generating spikes in the primary neuron;

(5) inhibitory efferent feedback onto the hair cell and/or

primary neuron.

We have observed that the responses of hair cells of

the bullfrog's sacculus adapt in vitro to maintained

deflections of their hair bundles [(2) above]. In order to

relate this adaptation to the in vivo adaptation of primary

neurons, I have been recording the spike activity of single

primary saccular neurons and the saccular microphonic

potential, the receptor potential recorded extracellularly

from the population of hair cells. The appropriate in vivo

stimulus for the bullfrog's sacculus is linear (translational)

acceleration. For these experiments, the frog is secured

to a platform on an electromagnetic shaker that delivers

steps of vertical linear acceleration. Both the micro­

phonic potential and the firing of primary neurons show a

response at the onset of a step of constant acceleration,

then adapt rapidly. The decline in response in both cases

is faster than the adaptation of hair cells in vitro, even

when efferents of central origin have been cut, suggesting

that there may be additional sources of adaptation. For

103

instance, it seems likely that there is relaxation of the

mechanical input to the hair cells in vivo, so that a step of

acceleration is not equivalent to a step deflection of the

hair bundles.

However, it also seems likely that adaptation at the

hair-cell level contributes significantly to the in vivo

adaptation, since there are some common properties. For

instance, the response decline shown by a primary neuron

during constant acceleration is partly due to a shift in the

stimulus range to which the neuron is sensitive. Such a

shift was found to be the source of the in vitro hair-cell

adaptation. Also, both in vivo and in vitro microphonic

responses have thermal Q-lOs between 2 and 3. Finally,

preliminary results indicate that the rate of adaptation of

the in vivo microphonic potential shows a Ca++ depen­

dence similar to that of the in vitro microphonic current.

145. MOTION OF HAIR-CELL STEREOCilJA IN THE AUDITORY RECEPTOR ORGAN OF THE ALLIGATOR LIZARD

Investigator: Thomas Holton, A. James Hudspeth

In vertebrate auditory organs, hair cells are thought to

transduce mechanical displacements of their hair bundles

into receptor potentials. In the auditory receptor organ of

the alligator lizard (Gerrhonotus multicarinatus), the

basilar papilla or cochlea, hair cells rest on a basilar

membrane that moves in response to sound. The motion

of this membrane differs from that of the mammalian

basilar membrane in that it is not tonotopically organized;

that is, the frequency selectivity of motion does not vary

with longitudinal position along the organ (Peake and Ling,

1980). However, responses of cochlear-nerve fibers

innervating the basal portion of the papilla are tono­

topically organized (Weiss et al., 1978). In this region, the

hair bundles protrude into fluid unencumbered by

overlying tectorial structures and have heights that vary

monotonically with position along the organ. We have

sought to determine whether tonotopic organization exists

at the mechanical input to the hair cells; that is, whether

hair bundles in different positions along the organ move

maximally in response to stimuli of different frequencies.

We have observed the motion of individual hair bundles

in response to mechanical stimulation in an in vitro

preparation of the lizard's basilar papilla. The organ is

cemented across a perforated partition separating two

fluids, a high-K + saline bathing the top (hair-bundle)

surface of the organ and a high-Na+ saline bathing the

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104

bottom (basilar-membrane) surface. Motion of the organ,

induced by driving the fluid in the bottom compartment

with a piezoelectric bimorph element, is observed under

differential-interference-contrast optics with xenon-flash

stroboscopic illumination and recorded on 35 mm film or

videotape.

The main finding is that the motions of the distal tip

of a hair bundle and of the top surface of its hair-cell

body are different, frequency-dependent functions of

longitudinal position. As a result, the relative motion

between these structures, which constitutes the effective

mechanical stimulus to the cell, is frequency-selective

and tonotopically organized: the longest hair bundles

move preferentially at low frequencies (about 1.5 kHz),

while the shortest hair bundles move preferentially at high

frequencies (about 4 kHz). Thus, tonotopic organization

of hair-bundle motion and neural response are correlated,

suggesting that receptor-organ micromechanics partly

determines such neural response properties as frequency

selectivity and tonotopic organization.

References: Peake, w. T. and Ling, A. L. (1980) J. Acoust. Soc. Am.

67, 1736-1745. Weiss, T. F., Peake, W. T., Ling, A. L. and Holton, T.

(1978) In: Evoked Electrical Activity in the Auditory Nervous System. R. F. Naunton and C. Fernandez (Eds.), pp. 91-110. Academic Press, New York.

146. CHARACTERISTICS OF VOLTAGE-, ION-, AND TIME-DEPENDENT IONIC CONDUCTANCES IN ISOLATED HAIR CELLS

Investigator: Richard S. Lewis

The receptor potential of the hair cell is a composite

of the effects of several ionic currents. The transduction

current, produced through deflection of the hair bundle,

changes the membrane potential and thereby activates

other ionic conductances. We are attempting to describe

quantitatively the role of these voltage-, ion-, and time­

dependent conductances in modulating the receptor

potential, using the whole-cell voltage-clamp technique of

Neher and colleagues (Hamill et al., 1981). Our initial

goals have been to determine the number of discrete

conductances and to find conditions that allow the study

of each in isolation. To assist in the rapid collection of

voltage-clamp data from isolated hair cells, an external

perfusion system has been designed that allows placing a

single cell sequentially in each of four different solutions

during recording of ionic currents.

Thus far, three ionic conductances have been found in

hair cells using these techniques. An inward current is

carried by Ca++ and possibly by Na+, and can be blocked

with external Mg++ or Ni++. In contrast to somatal Ca++

currents in several other preparations, this one does not

inactivate within at least 100 msec; it may underlie tonic

transmitter release at the synapse onto auditory nerve

fibers. There are two outward K + currents, both of which

are blocked by internal Cs+ but which differ in their

pharmacological sensitivities and kinetics. A fast, non­

inactivating K + current is blocked by exposure to external ++ N.++ ++ d + ( . ) Mg , i , Ba , an TEA tetraethylammon1um , as

well as by removal of all external Ca++; it is most likely a ++ . + .

Ca -activated K conductance. Interestingly, its

kinetics are 10 to 100 times faster than Ca++ _activated

K+ currents described in other preparations. In addition, a

slower K+ current is present that is relatively insensitive

to external divalent cations and TEA+, but is blocked by •

external 4-aminopyridine, and shows voltage- and time­

dependent inactivation. Its pharmacological and kinetic

characteristics are quite similar to those of the A current,

which has been described in both vertebrates and

invertebrates (Thompson and Aldrich, 1980).

We are now quantitatively determining the voltage-,

ion-, and time-dependences of these conductances in

order to predict their modulatory effects on the trans­

duction response under various conditions. These

predictions should be testable and may yield insight into

the role of these ionic currents in shaping the physio­

logical response of the hair cell.

References: Hamill, o. P., Marty, A., Neher, E., Sakmann, B. and

Sigworth, F. J. (1981) PflUgers Arch. 391, 85~100. Thompson, S. H. and Aldrich, R. W. (1980) In: The Cell

Surface and Neuronal Function. C. W. Cotman, G. Poste and G. L. Nicolson (Eds.), pp. 49-85. Elsevier/North-Holland Biomedical Press, Amsterdam.

PUBLICATIONS

Corey, D. P. and Hudspeth, A. J. (1982) Analysis of the microphonic potential of the bullfrog's sacculus. J. Neurosci., submitted for publication.

Corey, D. P. and Hudspeth, A. J. (1982) Kinetics of the receptor current in bullfrog saccular hair cells. J. Neurosci., submitted for publication.

Eatock, R. A. and Hudspeth, A. J. (1981) Adaptation in hair cells: in vitro intracellular responses and in vivo microphonic potentials from a vestibular organ. Soc. Neurosci. Abstracts 7, 62.

Holton, T. and Hudspeth, A. J. (1982) Motion of hair-cell stereocilia in the auditory receptor organ of the alligator lizard. Soc. Neurosci. Abstracts 8, submitted for publication.

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Hudspeth, A. J. (1982) The recovery of local trans­epithelial resistance following single-cell lesions. Exp. Cell Res. 138, 331-342.

Hudspeth, A. J. (1982) Extracellular current flow and the site of transduction by vertebrate hair cells. J. Neurosci. 2, 1-10.

Assistant Professor: Mary B. Kennedy Visiting Associate: Jocelyne Lecompte Graduate Students: Mark K. Bennett, Ngozi E. Erondu Research Staff: Barbara Moore Laboratory Staff: Susanna Chan, Hortensia Zepeda

Support: The work described in the following research reports has been supported by:

The Norman W. Church Fund National Institutes of Health, USPHS Pew Memorial Trust Gordon Ross Medical Foundation The Alfred P. Sloan Fund for Basic Research

Summary: We are interested in the molecular

mechanisms by which changes in the cytoplasmic levels of

calcium ion regulate neuronal functions. It has been

known for many years that certain neurotransmitters as

well as electrical activity can cause large transient

changes in intracellular calcium concentrations. Studies

with pharmacological agents that block or mimic the

changes in calcium levels suggest that many physiological

effects that are caused by these neurotransmitters or by

electrical activity are the result of their effects on

calcium concentration. However, the number and nature

of the calcium "receptors" in the cytoplasm are still

incompletely understood. Examples of specialized

neuronal functions that are or may be regulated entirely

or in part by calcium concentrations are: formation and

maintenance of synaptic contacts during development and

regeneration; choice of transmitter phenotype during

development; transmitter synthesis; transmitter release;

modulation of the amount of transmitter released per

electrical impulse; and insertion and stabilization of

postsynaptic neurotransmitter receptors.

As one approach to understanding the mechanisms of

action of calcium in neurons, our attention has been

focused on a regulatory enzyme that is highly concen­

trated in brain and can be activated about 40-fold by

calcium ion (Kennedy and Greengard, 1981). It is a

protein kinase that was discovered because it phos­

phorylates an abundant brain protein, originally called

105

Lewis, R. S. (1982) Characterization of voltage- and ion­dependent conductances in vertebrate hair cells. Soc. Neurosci. Abstracts 8, submitted for publication.

Shotwell, S. L., Jacobs, R. and Hudspeth, A. J. (1981) Directional sensitivity of individual vertebrate hair cells to controlled deflection of their hair bundles. Ann. N.Y. Acad. Sci. 374, 1-10.

protein I and recently renamed synapsin I, that is

specifically associated with synaptic vesicles (Krueger et

al., 1977; Schulman and Greengard, 1978a,b; Ueda et al.,

1979; Kennedy and Greengard, 1981; DeCamilli et al., in

preparation). (Synaptic vesicles are specialized structures

within nerve terminals that contain neurotransmitter and

release it into the extracellular space when they fuse with

the presynaptic membrane. Calcium ion, which flows into

the terminal during each impulse, is the trigger for this

fusion event and has also been postulated to be involved in

control of the number of vesicles that are "primed" for

fusion prior to each impulse.) Because protein

phosphorylation is a regulatory mechanism that is

commonly used in many different cell types, it seemed

that understanding the properties, distribution, and

various actions of this calcium-regulated protein kinase

would help to clarify the mechanisms by which calcium

exerts its effects in nervous tissue. A similar enzyme

activity is found, in lower concentration, in other tissues

(Kennedy and Greengard, 1981); thus, these studies may

also be important in understanding the regulatory role of

calcium in non-neuronal cells.

Several general properties of the synapsin I kinase

have been described. It is found roughly evenly dis­

tributed between the cytosolic and particulate fractions

after tissue homogenization. The enzymes from both

sources have been partially purified and their properties

have been compared (Kennedy, McGuinness and

Greengard, manuscript in preparation). By all criteria

thus far examined, the two are indistinguishable. For

example: they are both activated by physiological

concentrations of calcium ion; the activation is mediated

by the small calcium-binding protein, calmodulin; they

both phosphorylate the same two serine residues on

synapSin I; their affinities for syilapsin I and ATP are

identical; their protein substrate specificities are the

same; they cannot be separated by various chromato­

graphic procedures. We are now interested in defining

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106

mor_e rigorously the structure, substrate specificity, and

tissue and cellular locations of this enzyme. Our long­

term goal is to learn enough about it to develop

pharmacological tools for use in studying its functions.

Our major efforts over the past year have been in

three areas. (1) The protein substrate specificity of the

enzyme has been examined in greater detail, and evidence

that one of the enzyme's own subunits may be auto­

phosphorylated has been obtained. (2) Methods have been

developed to further purify the enzyme by standard

protein biochemical techniques. (3) Hybridomas secreting

monoclonal antibodies to the partially purified enzyme

have been selected. They will be used in the purification

of the enzyme and in studies of its structure and

localization.

References: Kennedy, M. B. and Greengard, P. (1981) Proc. Nat. Acad.

Sci. USA 78, 1293-1297. Krueger, B. K., Porn, J. and Greengard, P. (1977) J. Biol.

Chem. 252, 2764-2773. Schulman, H. and Greengard, P. (1978a) Nature 271,

478-479. Schulman, H. and Greengard, P. (1978b) Proc. Nat. Acad.

Sci. USA 75, 5432-5436. Ueda, T., Greengard, P., Berzins, K., Cohen, R. s.,

Blomberg, F., Grab, D. J, and Siekevitz, P. (1979) J. Cell Biol. 83, 308-319.

147. SUBSTRATI! SPECIFICITY AND P05SIBLE "AUTOPHOSPHORYLATION" OF RAT BRAIN CALMODULIN-DEPENDENT SYNAPSIN I KlNASE

Investigators: Mary B. Kennedy, Teresa MeGuinness•, Paul Greengard*

Our initial examination of the protein substrate

specificity of calmodulin-dependent synapsin I kinase

made use of several homogeneous proteins that are

substrates for various other protein kinases. These studies

suggested that the range of substrates recognized by the

kinase was very narrow. However, Schulman and

Greengard (1978), in their initial description of

"endogenous" calmodulin-dependent protein kinase in brain

particUlate fraction, showed that phosphorylation of

several particulate protein bands was stimulated by

calcium and calmodulin. It was of interest to us to

determine whether the synapsin I kinase, given its

apparently narrow substrate specificity when tested with

soluble homogeneous proteins, could phosphorylate any of

the endogenous brain particulate substrate proteins. In

the course of experiments to test this possibility, we made

the rather surprising observation that two of the most

prominent particulate Substrates, one at 50 kilodaltons

(kd), and one at 60 kd, are present in partially purified

enzyme preparations from both the soluble and particulate

fractions. Enzyme from both sources had been purified

about 70-fold and passed over a calmodUlin-Sepharose

affinity column, as described in Abstract No. 148. The

two substrates in the enzyme preparations and the

corresponding particulate endogenous substrates

comigrate on two-dimensional polyacrylamide gels, and

have identical phosphopeptide maps following digestion

with Staph. aureus VS protease; thus it appears that they

are the same. We made the additional discovery that one

of the substrates, the 50 kd phosphoprotein, is the major

peptide band in both partially purified enzyme prepara­

tions. This band comprises 10-20% of the total protein at

this stage of purification. We used two different methods

to show that the major 50 kd protein band, the 50 kd

"endogenous" substrate protein, and the synapsin I kinase

activity migrate identically during DEAE-cellulose

chromatography and calmodulin-Sepharose affinity

chromatography. These results suggest either that the

calmodulin-dependent protein kinase and its 50 kd

substrate are associated during purification or that the

50 kd protein is a subunit of the enzyme which is

autophosphorylated. Because many protein kinases are

autophosphorylated, the second possibility is not unlikely.

Further purification of the enzyme and production of

monoclonal antibodies to the 50 kd protein should help to

distinguish between the two possibilities.

It is evident from the recovery of the 50 kd protein

after only two purification steps that it is an unusually

abundant brain protein (perhaps 0.1 % of the total). Thus,

if it is a subunit of the kinase, the implication is that

there is a great deal of the kinase in brain, and it may be

one of the major brain calcium "receptors."

Refermce: Schulman, H. and Greengard, P. (1978) Nature 271,

478-479.

*Department of Pharmacology, Yale Medical School.

148. PURIPlCATION OF SYNAPSIN I KlNASE

Investigators: Mark K. Bennett, Mary B. Kennedy

Synapsin I kinase had previously been partially purified

from the cytosolic fraction using a two-step procedure.

The first step was ion exchange chromatography on

DEAE-cellulose, followed by affinity chromatography on

calmodulin-Sepharose (Kennedy and Greengard, 1981;

Kennedy et al., 1982). These steps resulted in an

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approximately 70-fold purification of the enzyme with

3-10% recovery of activity. We have been working on

other conventional biochemical techniques to further

purify synapsin I kinase. We have optimized an ammonium

sulfate precipitation step yielding an additional 1.5-fold

purification with 95% recovery of activity. Gel filtration

has also been used to further purify the enzyme, resulting

in a 3.6-fold purification, with 50% of the activity

recovered. From the gel filtration data, the Stokes radius

of the kinase is estimated to be 75 X. The 50 kd substrate

band on SDS gels remains the dominant band through these

further purifications. This is consistent with the idea that

one of the subunits of synapsin I kinase is auto­

phosphorylated.

We are currently working to optimize recovery and

purification of the kinase by various techniques. Once the

kinase is purified, we hope to do detailed studies of its

subunit structure, regulation, substrate specificity, and

possible autophosphorylation.

References: Kennedy, M. and Greengard, P. (1981) Proc. Nat. Acad.

Sci. USA 78, 1293-1297. Kennedy, M., McGuinness, T. and Greengard, P. (1982)

Manuscript in preparation.

149. PREPARATION AND SELECTION OF HYBRIDOMAS wmcH PRODUCE MONOCLONAL ANTIBODIES TO PARTIALLY PURIFIBD SYNAPSIN I KINASE

Investigators: Barbera Moore, Mary B. Kennedy, Ngozi E. Erondu

One of the advantages of hybridoma technology is that

specific monoclonal antibodies can, in theory, be produced

using impure antigens. Specific antibodies to synapsin I

Associate Professor: Henry A. Lester Professor: Jerome Pine* Visiting Associate: Joel Nargeot Senior Research Fellow: Jeanne M. Nerbonne Del E. Webb Research Fellow: Lee D. Chabala Research Fellows: Robert E. Sheridan Jr., Martin M.

Weinstock Graduate Student: Mauri E. Krouse Research Staff: E. Evan Shaff er lll, Roger Spencer,

Joseph E. Venti

*Division of Physics, Mathematics and Astronomy, California Institute of Technology.

107

kinase and (if they are distinct) its 50 kd substrate protein

would be of use to us in several ways. They could be used

to purify the enzyme and determine its subunit structure,

as well as to develop a radioimmunoassay for quantitation

of the enzyme in other tissues and brain regions. The

antibodies can be labeled with fluorescent or electron­

dense ligands, and used to determine the locations of the

enzyme in tissue sections at the light and electron

microscope levels. Antibodies recognizing peptides in the

antigen that are not part of the kinase may be useful for

removing contaminating proteins from the enzyme.

We have used synapsin I kinase purified through the

calmodulin-Sepharose affinity column step to immunize

mice, and have fused cells from their spleens with

myeloma cells to produce antibody-secreting hybridomas.

Two screening methods have been developed fo~ use in

selecting hybridomas that are of interest to us. The first

is a modification of conventional solid phase radio­

immunoassay methods, in which serum or hybridoma

supernatants can be tested for antibody recognizing any of

the peptides in the crude antigen. The second is a

precipitation assay that tests for antibody recognizing the

synapsin I kinase. Hybridoma clones have been selected

that are positive in the first screen, and we are beginning

to test them in the second screen.

PUBLICATIONS

Kennedy, M. (1982) Control of phosphorylation of a vesicle-associated protein, synapsin I. Psycho-pharmacology Bulletin, in press.

Kennedy, M. (1983) Experimental approaches to under­standing the role of protein phosphorylation in the regulation of neuronal function. Ann. Rev. Neurosci. 6, in press.

Support: The work described in the following research reports has been supported by:

American Heart Association Fulbright Fellowship Muscular Dystrophy Association of America National Institutes of Health, USPHS Pew Memorial Trust The Del E. Webb Foundation

Summary: We are interested in exploring the mechanisms

that render the nerve cell a highly sophisticated electro­

chemical machine, specialized to function on a time scale

of milliseconds and a distance scale of micrometers.

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108

In recent years the group has studied the synapse that

transmits impulses from a nerve cell to a muscle fiber or

(in certain fishes) to an electric organ. Acetylcholine is

the transmitter at these synapses, and the group has

explored the sequence of events that allows acetylcholine

to interact with membrane-bound receptors and to open

channels for ion flow in membranes. Several drugs and

anesthetics can block this process, and the mechanisms of

blockade provide important information about membrane

function. The experiments utilize electrophysiological

measurements-voltage-clamp and the like-in combi­

nation with a series of photoisomerizable molecules that

resemble acetylcholine in some cases, and blocking drugs

in other cases. Lasers and flashlamps are used to produce

pulses of molecules near membranes, on the same time

scale as the naturally occurring events; and the electrical

measurements provide a simultaneous picture of how

channels are responding in the membrane. This avenue of

investigation seems to hold continued promise because of

new techniques for recording single ionic channels in

intact cells and in isolated membrane patches. We have

adopted these "patch-clamp" procedures, using cultured

cells. In our present experiments, photochemical manipu­

lations are timed, by on-line data processing, to occur

while a single channel is either open, closed or desensi­

tized.

The group is also investigating the processes that

enable intracellular messengers-cyclic nucleotides,

calcium ions and protons-to control ion channels and gap

junctions in membranes. The rationale of these experi­

ments is to produce photochemical "concentration jumps"

of second messengers within intact cells under electro-

physiological investigation. The work required the

development of a new photochemical technology, based

largely on photolyzable ortho-nitrobenzyl esters, and the

introduction of several new preparations in the laboratory.

We have employed photochemical pH-jumps to turn off

gap junction channels in Chironomus salivary glands.

Also, the physiologically crucial Ca conductance of heart

muscle is increased within a few seconds after an

intracellular concentration jump of cyclic AMP-but not

of cyclic GMP! We are looking forward to detailed

information about the kinetics and localization of second

messenger action.

We are also interested in the question, how is

transmitter liberated initially in response to a nerve

impUlse? This problem is being approached in biochemical

experiments designed to define the activity of certain

6acterial toxins known to block the natural release

process. The experiments involve subcellular fractions,

rich in synaptic tissue, from the electric organs of fish.

Dr. Jerome Pine, Professor of Physics at Caltech, is

affiliated with the research group. Pine's interests center

on nerves and muscles in culture, and on those factors

that influence synapse formation, receptor production,

and synaptic change. Tissue culture dishes are used that

incorporate microelect~ode arrays, for long-term stimu­

lation and recording. Other experiments involve the use

of voltage-sensitive dyes to monitor electrical activity.

An ultrasoft X-ray scanning microscope is being

developed, with the goal of studying live, developing

synapses with submicron resolution.

150. AGONIST CONCENTRATION-JUMPS AT NICOTINIC RECEPTORS

Investigators: Lee D. Chllbala, Henry A. Lester, Jeanne M. Nerbonne, Robert E. Sheridan

The association of an agonist and its receptor is

characterized by both rates and steady-state responses

that are functions of agonist concentration. The

determination of these dose-response relationships is

usually complicated by a dose-dependent decrease in the

agonist sensitivity of receptors, called "desensitization."

Desensitization generally proceeds slowly compared to the

activation of receptors. Thus, if a known quantity of

agonist can be added to the receptors rapidly (within a

few microseconds), activation of receptors can be studied

under a condition that minimizes distortions caused by

desensitization.

We are now using the photoisornerizable agonist Bis-Q

to study activation of the acetylcholine receptor at

Electrophorus electroplaques. Bis-Q is added to the cell

as the cis isomer, purified by high performance liquid

chromatography. In this form, Bis-Q is inactive at the

nicotinic receptor and causes no desensitization. A one­

microsecond laser flash then creates a known concen­

tration of the trans isomer of Bis-Q that proceeds to

activate receptor channels. We have determined that

little desensitization occurs during the few milliseconds

required to activate the receptors. Furthermore, at low

agonist concentrations where desensitization does not

occur, both kinetic and steady-state data obtained in this

way are comparable to those obtained with conventional

bath application of trans-Bis-Q. We expect that light-

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activated agonists will be most useful for the application

of large doses of agonist, when desensitization would

otherwise be more pronounced. These experiments are

currently under way using both eel electroplaques and

cultured chick muscle.

151. CHARACTERIZATION OF SINGLE IONIC CHANNEUI OPENED BY NICOTINIC AGONISTS

Investigators: Lee D. Chabela, Robert E. Sheridan

The activation of nicotinic acetylcholine receptors

leads to discrete changes in membrane conductance as ion

channels coupled to the receptors open and close.

Thousands of such stochastic events sum to produce a

cell's response to acetylcholine. We have been studying

single ionic channels in primary cultures of pectoral

muscle from embryonic chickens. Mechanically

dissociated myoblasts are allowed to fuse under conditions

where the cells cannot attach to a substrate, thus forming

"myoballs" consisting of many fused myoblasts. A

specially constructed glass pipette with a tip diameter of

about 1 micron is then placed on the surface of the

myoball, and the appli<?ation of gentle su<?tion electri<?ally

isolates the underlying section of membrane from the rest

of the cell (Neher, 1981). If the pipette contains a

nicotinic agonist and if the patch of membrane contains

acetylcholine receptors, the opening and closing of single

ionic channels can be measured.

Channels that are opened by acetylcholine at room

temperature have an average durati~n of about 4 milli­

seconds at a membrane voltage of -90 millivolts. In

agreement with other measurements on nicotinic

receptors, this average lifetime is reduced when the

membrane is depolarized. The photoisomerizable

nicotinic agonist, trans-Bis-Q, opens channels with about

the same average lifetime and dependence on membrane

voltage as the channels opened by acetylcholine, even

though the affinity of the receptor for Bis-Q is about 100-

fold greater. Furthermore, channels opened by the two

agonists have about the same conductance, 25-30 pS. The

cis isomer of Bis-Q does not open channels in this

preparation. This suggests experiments in which Bis-Q

and other azobenzene derivatives are ·Photoisomerized

while interacting with a receptor in a known state (open,

closed or desensitized).

Reference: Neher, E. (1981) In: Techniques in Cellular Physiology.

P. F. Baker (Ed.), Elsevier/North-Holland, Amsterdam.

152. THE PROPERTIES OF THE BIS-Q ACTIVATED CHANNEL AND THE NATURE OF DESENSITIZATION

Investigator: Martin M. Weinstock

109

The purpose of these experiments was twofold: first,

to compare the elementary properties of the Bis-Q

activated channel to the ACh activated channel; second,

to study the nature of the onset and recovery of

cholinergic desensitization. Muscle fibers of the fish

Xenomystus nigris were bathed in a solution containing

100 nM cis-Bis-Q while being held under voltage clamp.

A flash of light photoisomerized some of the cis-Bis-Q

(non-agonist form) to trans-Bis-Q (agonist form). This

resulted in agonist-induced current.

Subsequent light flashes caused further increases in

the ratio of trans-Bis-Q to cis-Bis-Q and accompanying

increases in agonist-induced holding current. Eventually,

a plateau was reached and further light flashes caused no

permanent increases in current. This plateau represents

the attainment of a photostationary cis/trans ratio,

although individual molecules undergo cis t. trans

conversion as a result of any given light flash.

Current noise of channels activated by both trans­

Bis-Q and ACh was analyzed to find the channel

conductances and open times associated with these two

agonists. Channels activated by trans-Bis-Q and ACh had

similar conductances (20-30 pS) and open times (3-4 msec)

despite the azobenzene group of Bis-Q, which is unusual in

cholinergic agonist molecules.

The process of recovery under desensitization was

explored by continuing to flash after the equilibrium

current level was reached. At this ?Qint, light flashes

cause temporary increases in holding current which decay

back to equilibrium in seconds. This result is interpreted

according to a model in which trans-Bis-Q molecules are

tightly bound to a subpopulation of desensitized receptors

and prevent recovery to native receptor. A flash of light

at this -point may convert trans-Bis-Q molecules bound to

the desensitized receptor to the cis form. This cis-Bis-Q

molecule then unbinds, allowing the desensitized receptor

to recover.

When light was flashed on fish muscles exposed to

300-600 nM cis-Bis-Q, large (100-200 nA) agonist-induced

currents were produced. These currents decayed

exponentially in several seconds as the fiber desensitized.

This result confirms that a first order process underlies

the onset of desensitization.

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110

153. A STUDY OF THE NICOTINIC ACETYLCHOLINE RECEPTOR USING A PHOTOISOMERIZABLE COMPETITIVE ANTAGONIST

Investigators: Mauri E. Krouse, Norbert H. WBSSermann*, Bernard F. lll"langer*

Competitive antagonists bind to unoccupied receptors,

preventing agonist molecules from binding to the receptor

and opening the receptor channel. At equilibrium, the

effect of increasing antagonist concentration is to

increase the number of closed receptor channels, as

though the agonist concentration were reduced. In

previous studies on the kinetics of receptor inhibition by

antagonists such as d-tubocurarine, interpretations have

been complicated by desensitization and by the high rates

of action. We have developed a more appropriate method

for measuring the kinetics of antagonist-receptor

interactions.

The photoisomerizable azobenzene derivative, cis-2,2'­

bis[a-(trimethylammonium)methyU azobenzene (2BQ), has

been studied with the voltage-clamped Electrophorus

electroplaque preparation. Dose-response studies were

conducted in the presence of an agonist (carbachol) and

2BQ over a voltage range of -50 mV to -150 mV. At

cis-2BQ concentrations less than 5 µM, the dose-response

curves are shifted in a parallel fashion to higher agonist

concentrations. A dose-ratio analysis reveals that

cis-2BQ is a pure competitive antagonist with a voltage­

independent dissociation constant of 0.5 µM, roughly

equal to that of d-tubocurarine. Because 2BQ can exist

in two stable photoisomers, it was also of interest to

compare the effects of several 2BQ solutions with varying

ratios of the cis/trans isomers. The apparent affinity of

the receptor for 2BQ varies linearly with the mole

fraction of the cis isomer; the extrapolated dissociation

constant is >10 µM for the pure trans isomer.

These studies, on the equilibrium between receptors

and 2BQ, provide a basis for several kinetic experiments

employing light flashes:

1) Rapid changes of the cis-2BQ concentration;

2) Structural perturbations of the antagonist-receptor

complex;

3) Studies of the possible effects of 2BQ on the open

receptor channel.

*Department of Microbiology, Columbia University College of Physicians and Surgeons.

154. STUDIBS OF TISSUE-CULTURED CARDIAC MUSCLE

Investigators: Lee D. Chabala, Robert E. Sheridan

The heart muscle cell offers a unique opportunity to

study a wide variety of membrane conductances. We have

been culturing cardiac muscle from embryonic chickens

and looking at the membrane conductances that appear at

different stages of development. The cells are dissociated

by a combination of enzymatic digestion and mechanical

agitation. Placed in suspension culture, the dissociated

myocytes coalesce into heart reaggregates. Within 24

hours in culture, the reaggregates begin to contract

spontaneously. This beating continues during the first

week of culture and gradually disappears during the

second week, although the cells remain healthy throughout

this period. At present, we have just begun to investigate

the nature of the membrane conductances in cultured

heart cells. Preliminary examinations of single ionic

currents obtained with "patch" electrodes reveal several

different types of conductances that are qualitatively

distinct from any we have seen in skeletal muscles.

155. PHOTOLABILE PROTON DONORS AND pH CONTROL OF GAP JUNCTIONS IN CHlRONOMUS

Investigator: Jeanne M. Nerbonne

We have synthesized three classes of photosensitive

molecules capable of liberating protons efficiently upon

irradiation (quantum yields 0.25-0.50). Various structural

modifications have been inCorporated to optimize the

photochemical properties (absorption maxima, conversion

efficiencies, etc.), thermal stabilities, water solubilities,

and biological usefulness of these compounds.

Presently available evidence does not allow for a clear

decision on the relative roles of intracellular protons

versus calcium ions in controlling gap junction

permeability. The first class of photosensitive proton

donors, ortho-nitrobenzyl acetates, is therefore studied in

the salivary gland of the midge, Chironomus. When glands

are bathed in the parent compound and irradiated, there is

a precipitous change in junctional resistance, consistent

with a drop in intracellular pH. Neither the unphotolyzed

compound, the nitroso photoproduct, nor light alone

produce uncoupling. Uncoupling begins within 1 sec (as

fast as we can presently measure), although complete

uncoupling requires 2-3 min following a single light flash.

The dose dependence of this time course is highly variable

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in our experiments. In vitro studies, in collaboration with

J. Connor (Bell Laboratories), reveal that light induces a

pH drop within 300 msec (as fast as we can measure);

preliminary data show that this change is followed by a

much slower (half-time, 1 min) phase of proton release.

We are presently studying the absolute time course of

these light-induced pH jumps and the role of molecular

structure in this process.

156. INTRACELLULAR pH AND GAP JUNCTIONAL PERMEABILITY IN EARLY EMBRYOS

Investigator: Jeanne M. Nerbonne

In collaboration with A. Harris, D. Spray, and M. V. L.

Bennett (Albert Einstein College of Medicine), we have

attempted to utilize the ortho-nitrobenzyl acetates to

study the effect of intracellular pH on gap junctional

conductance in developing blastomeres from squid,

fundulus, and axolotl embryos. In all of these prepara­

tions, we find that exposure to the drugs causes a

precipitous drop in junctional conductance and a large

drop in intracellular pH in the absence of light. We

attribute this result to enzymatic cleavage of the esters,

because it can be inhibited (albeit with some variability)

by conventional esterase inhibitors and because the

thermal hydrolysis of these compounds is much slower

(half-time, 24 hr). After inhibition of the esterases, light

induces uncoupling with a half-time of about 1 min. Since

it is difficult to inhibit the hydrolysis completely and

reproducibly, we have prepared and characterized two

new classes of photosensitive pH donors which are not

esterase substrates. We are presently utilizing the new

compounds in the gap junction preparations.

157. PHOTOSENSrnYE CALCIUM CHELATES

Investigators: Jeanne M. Nerbo1U1e, Donald C.-T. Lo*

In many cells, alterations in intracellular calcium

concentration interact with intracellular pH; furthermore,

changes in internal calcium or pH have diverse physio­

logical effects. To study these phenomena, we have been

developing molecules which liberate calcium ions rapidly

and efficiently upon irradiation. These compounds will be

used alone or in conjunction with the photoactivated

proton donors to examine the intracellular buffering

mechanisms for these small ions (on a wide range of time

scales) and to measure directly the physiological responses

to step changes of concentration.

111

We have taken two approaches to developing photo­

sensitive calcium chelates. In the first case, we have

exploited the well-characterized azobenzene photo­

chemistry to prepare molecules with appropriately

disposed carboxylate moieties. Depending on the

wavelength of irradiation, these molecules can be photo­

isomerized reversibly between two states with different

binding affinities. For the second class of compounds,

irradiation produces an irreversible reaction that results

in a large drop in the ligand affinity; free calcium is

liberated. Several compounds of both classes have been

prepared and their calcium and magnesium affinities are

being determined using spectroscopic and electrochemical

techniques.

Recently, in a collaborative effort with ~· Kaplan

(University of Pennsylvania), we have begun synthetic

work on another class of photosensitive calcium chelates: ~

molecules which can bind calcium in the physiological

concentration range only after the photoreaction.

*Undergraduate, California Institute of Technology.

158. THE APPLICATION OP A PHOTOACTIVATABLE eAMP ANALOGUE TO STUDY THE MECHANISM OF AFTERDJSCHARGE IN BAG CELL NEURONS

Investigators: Jeanne M. Nerbonne, Felix Strumwasser

The bag cells in Aplysia generate an afterdischarge

(.r30 minutes at 14°C) in response to a few seconds of

electrical stimulation. The onset of afterdischarge and

the correlated enhancement of spike broadening have been

shown to be related to an increase in intracellular cAMP

and these phenomena can be initiated by cAMP analogues

in intact bag cell clusters and in isolated neurons in cell

culture. We have initiated experiments that exploit a

photoactivatable cAMP analogue (an ortho-nitrobenzyl

ester of cAMP synthesized by J. Engels, University of

Konstanz) to study the time course and concentration

dependence of cAMP-induced spike broadening and after­

discharge. This analogue is membrane permeable and

liberates cAMP upon irradiation (A = 300 nm). We are

presently determining the rate of cAMP light-induced

release.

Initial experiments on intact bag cell clusters using

extracellular suction electrodes demonstrate that the

unphotolyzed cAMP analogue (up to 500 µM and exposed

for up to 1 hour) did not cause afterdischarge. Irradiation

of the preparation for times ranging from 15 sec-2 min

resulted in discharge in 12 out of 15 experiments.

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112

Irradiation alone, on the other hand, elicited discharge in

1 of 30 experiments (3 min exposure to light). The

photoactivatable cGMP analogue (up to 500 µM) did not

cause afterdischarge in the absence or presence of light (8

experiments). 1n 6 of 8 experiments with the cGMP

compound, the results suggest that following irradiation,

the threshold for electrical stimulation of afterdischarge

was increased over control values.

Because these experiments involve large cAMP con­

centrations, long irradiation times and, in addition, are

not amenable to kinetic analyses of the cAMP and cGMP

responses, experiments exploiting these techniques on bag

cell neurons in culture are planned.

159. PHOTOACTIVATED CYCLIC NUCLEOTIDES PROBE THE KINETICS OF CALCIUM CHANNEL REGULATION 1N HEART

Investigators: Joel Nargeot, Henry A. Lester, Jeanne M. Nerbonne

The positive inotropic and chronotropic effects of

beta-adrenergic agonists on heart arise partly from an

enhanced slow inward calcium current. Binding of

agonists to myocardial beta receptors causes an increase

in intracellular cAMP that, in turn, is thought to mediate

the slow inward current via a chain of events including

protein phosphorylation and leading to an increase either

in the number of functional calcium channels or of their

elementary conductance. The effects of adrenaline

require about 60 seconds to reach completion in frog heart

at 25"; little is known of the rates of the intermediary

biochemical events. Furthermore, the negative inotropic

effects of muscarinic agonists are based on a decrease in

this calcium current, as well as on an increased potassium

conductance. Among the postulated intracellular second

messengers for the muscarinic response are decreased

cAMP and increased cGMP.

To obtain more information on these events, we are

exploiting photoactivatable cAMP and cGMP analogues.

The ortho-nitrobenzyl esters of cAMP and cGMP, synthe­

sized by J. Engels (University of Konstanz), cleave

efficiently upon irradiation and therefore allow precise

concentration jumps that are complete within at most 300

msec. We are studying the behavior of the slow calcium

current after such jumps. In voltage-clamped atrial

trabeculae from bullfrog heart, flash-induced concen­

tration jumps (1-10 µM) of intracellular cAMP increase

the calcium current by at least twofold. The effect is

complete within 30 sec and proceeds along a roughly

exponential time course, with a time constant of 10-20

sec. Increases are detectable within 2 sec after the flash.

Neither the calcium current nor the muscarinic potassium

conductance is affected by similar concentration jumps of

cG MP. Further experiments are planned on the

pharmacology and kinetics of cAMP/cGMP channel

modulation in frog heart as well as in cultured myoballs

from chick heart; but it is already possible to conclude

that the response to beta agonists is significantly limited

in rate either by the activation of protein kinase or, more

likely, by the rate of protein phosphorylation.

160. TORPEDO SYNAPTOSOMES

Investigators: Henry A. Lester, E. Evan Shaffer

We are studying the process of acetylcholine release in

pinched-off cholinergic nerve terminals (synaptosomes)

from the electric organ of Torpedo, the giant electric ray.

A procedure has been adapted from the literature for the

isolation of synaptosomes. Acetylcholine is measured

with a gas chromatograph/mass spectrograph system (in

the laboratory of Dr. D. Jenden, University of California

at Los Angeles) and with a recently reported assay that

involves (a) the hydrolysis of acetylcholine to choline,

(b) the production of hydrogen peroxide by choline

oxidase, (c) the oxidation of luminol by peroxidase, and

finally, (d) measurement of luminescence from oxidized

luminol. The luminescence assay can detect tens of

pico moles.

The major present goal is to test and exploit .the

hypothesis that certain bacterial toxins exert their well­

known blockade of acetylcholine release by performing a

covalent modification of a protein crucial to the release

process. A phosphorylation assay has been developed with

lysed Torpedo synaptosomes as the intended substrate of

botulinum toxin (supplied by H. Sugiyama, University of

Wisconsin) or tetanus toxin (supplied by B. Bizzini, Institut

Pasteur, Paris). The toxins themselves do not exhibit

protein kinase activity. However,. in initial experiments

we find that both toxins can be phosphorylated by lysed

synaptosomes. The heavy chains are better substrates

than the light chains; and in the case of tetanus toxin the

phosphorylation proceeds best in the presence of 0.01 %

sodium dodecyl sulfate. It is not yet known whether

phosphorylation of the toxins is important for their action.

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161. PHYSIOLOGY OF NERVE AND MUSCLE CULTURF.S

Investigators: Jerome Pine, Jolm Gilbert*

Development of culture dishes which embody an array

of 61 extracellular microelectrodes in the dish bottom has

been completed. The electrical properties of the

electrodes appear to be better than those made in early

tests of the method; this should result in improved signal­

to-noise. Toxicity was originally present, presumably

caused by traces of lead incorporated in the electrodes

during platinizing, but the addition of EDTA to the

medium has apparently solved the problem by chelating

the lead in solution.

We are now growing the first healthy chick myotube

cultures in the microcircuit dishes, and developing optimal

culture conditions for dissociated chick ciliary ganglion

neurons. In culture these neurons have exhibited the

ability to make cholinergic synapses on chick muscle, and

on each other, in recent experiments done in other

laboratories. We will try to study the development of

neuromuscular jWlctions in culture, and the effects of

activity on that development. We will also grow micro­

cultures of a few neurons over the electrode array to

study the patterns of synapse formation and the effects of

various forms of stimulated activity.

We are also beginning to construct a facility to utilize

voltage-sensitive dyes in conjunction with the micro­

circuit dishes. In tissue culture the measurement of dye

fluorescence that is sensitive to membrane voltage has

been shown to be practical by a group headed by A.

Grinvald at the Weizmann Institute. He is interested in

combining his technique with ours, and we anticipate a

fruitful joint effort during the coming year.

*Graduate Student, Division of Physics, Mathematics and Astronomy, California Institute of Technology.

162. SOFT X-RAY MICROSCOPY

Investigators: Jerome Pine, Jeanne M. Nerbonne, Sze-Kung Kwong*

We have been involved with groups at the State

University of New York at Stony Brook and at the IBM

Watson Laboratories in a collaboration to d? soft X-ray

scanning microscopy on wet, live, biological

specimens-cultured nerve and muscle in particular.

Since the last report, no further tests in an X-ray beam

have been done, but considerable development work has

taken place. The National Synchrotron Light Source, at

113

Brookhaven Laboratory on Long Island, has just begun to

operate, and our group has a beam line dedicated to soft

X-rays at that machine. The main X-ray optical

components of the beam, aside from the final focusing

zone plate, are now in place. During the coming months,

the beam will be studied and its performance charac­

terized, while the synchrotron light source is being

brought from its current state of initial test running to

becoming a useful research facility.

At Caltech, we have been working on a procedure for

producing our standard microcircuit culture dishes and

then etching the glass substrate from under the central

500 micrometer diameter region where cells are to be

studied. This should leave the electrodes in place,

supported by the thin (less than 1 micrometer thick)

polyimide insulating film of the dish bottom, on which

cells can be grown. The etched dishes will permit X-rays

to penetrate the cultures, so that microscopy can be done

on specimens whose physiological properties can be

studied before, during and after irradiation.

The most critical component of the microscope is the

focusing zone plate that consists of hundreds of narrow

concentric circular openings (zones) in a gold film. The

minimum width of these annular zones determines the

limiting resolution of the mi-croscope. For initial tests a

zone plate with a minimum width of 1350 X is being fab­

ricated. The procedures for making such a zone plate are

partly developed, and success is expected in the next few

months.

*Graduate Student, Division of Physics, Mathematics and Astronomy, California Institute of Technology.

PUBLICATIONS

Chabala, L. D., Sheridan, R. E. and Lester, H. A. (1982) Characterization of single ionic channels opened by nicotinic agonists. Soc. N eurosci. Abstracts, in press.

Krouse, M. E., Lester, H. A., Wassermann, N. H. and Erlanger, B. F. (1982) A study of the nicotinic acetylcholine receptor using a photoisomerizable com­petitive antagonist. Soc. Neurosci. Abstracts, in press.

Lester, H. A. and Nerbonne, J. M. (1982) Physiological and pharmacological manipulations with light flashes. Ann. Rev. Biophys. Bioeng.11, 151-175.

Lester, H. A., Steer, M. L. and Levitzki, A. (1982) Prostaglandin-stimulated GTP hydrolysis associated with activation of adenylate cyclase in human platelet membranes. Proc. Nat. Acad. Sci. USA 79, 719-723.

Lester, H. A., Steer, M. L. and Michaelson, D. M. (1982) ADP-ribosylation of membrane proteins in cholinergic nerve terminals. J. Neurochem. 38, 1080-1086.

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114

Nargeot, J., Lester, H. A., Birdsall, N. J. M., Stockton, J., Wassermann, N. H. and Erlanger, B. F. (1982) A photoisomerizable muscarinic antagonist. Studies of binding and of conductance relaxations in frog heart. J. Gen. Physiol. 79, 657-678.

Nargeot, J., Lester, H. A., Nerbonne, J. M. and Engels, J. (1982) Photoactivated cyclic nucleotides probe the kinetics of calcium channel regulation in heart. Soc. N eurosci. Abstracts, in press.

Nerbonne, J. M. and Lester, H. A. (1982) Photolabile proton donors and pH control of gap junctions in Chironomus. Soc. Neurosci. Abstracts, in press.

Professor: Felix Strumwasser Visiting Associates: Sudarshan Malhotra, John c. Woolum Research Pellow: Karen Goldman Herman Graduate Students: Kent R. Jennings, Joanne M. Yeakley Research Staff: Susan L. Mailheau, Laurie Minamide,

Floyd Schlechte, John M. Scotese, Delilah A. Stephens, John R. Yuen

Support: The work described in the following research reports has been supported by:

Biomedical Research Support Grant (NIH) National Institutes of Health, USPHS Pew Memorial Trust Gordon Ross Medical Foundation University of Alberta, Canada

Bum~ Our studies are concerned with how the

nervous, system generates endogenous long-lasting

programs of membrane activity. The two model systems

that we use for such studies are the peptidergic bag cell

neurons, which generate a 30-minute afterdischarge in

response to a few seconds of synaptic input, . and the

isolated eye of Aplysia which generates a circadian (J'24

hour) rhythm of neural discharge in total darkness. Our

working hypothesis is that these endogenous programs of

neural activity involve an intracellular modulation of

membrane channels and pumps.

Over the last several years we have published evidence

that the 30-minute afterdischarge to brief synaptic input

in the bag cells is intimately associated with a rise in

intracellular cyclic AMP and consequent protein phos­

phorylation. The two major phosphoproteins involved have

apparent molecular weights of 33,000 (BC-1) and 21,000

(BC-2) daltons. The BC-1 protein has an elevated

phosphorylation (J'8096) by 2 min into afterdischarge which

is still sustained (J'7096 elevation) by 20 min into after­

discharge. In contrast, the BC-2 protein phosphorylation

state is unchanged by 2 min into afterdischarge but is

Pine, J. and Gilbert, J, (1982) Studies of cultured cells in dishes incorporating integral microcircuit electrodes. Soc. N eurosci. Abstracts, in press.

Sheridan, R. E. and Lester, H. A. (1982) Functional stoichiometry at the nicotinic receptor. The photon cross-section for phase 1 corresponds to two Bis-Q molecules per channel. J. Gen. Physiol., in press.

Weinstock, M. M. (1982) The properties of the Bis-Q activated channel and the nature of desensitization. J. Physiol., submitted for publication.

elevated by 20 min (J' 9096). The full paper has appeared in

Journal of Neuroscience (Jennings et al., 1982).

We are now examining whether there are protein

phosphorylation changes during the circadian cycle of

neural activity in the eye. Strumwasser, Stephens and

Minamide find that under diurnal conditions there is

enhanced phosphorylation (.r60%) during "day" versus

"night" when eye extracts are tested with exogenous

protein kinase catalytic subunit. These results imply that

the endogenous phosphorylation level is actually lower in

the day versus the night.

In other experiments we have examined the sensitivity

of the circadian period to perturbations of the intra­

cellular environment due to pharmacological agents such

as La3+, caffeine and lithium. Woolum and Strumwasser

have shown that all three agents produce dose-dependent

increases in t~e circadian period. La 3+ is particularly

impressive in that at low concentrations, between 2 and

5 µM, the period increases from near the control value

(23.9 hr) to 28.0 hr. Caffeine at 6.5 mM increases period

to 30.4 hr while lithium at 40 mM increases period to

32.8 hr. We believe that the La3+ result, in particular, is

due to reduced cytosolic calcium uptake by mitochondria

since butacaine blocks the period-lengthening effect as

well as the known La 3+ reduction of mitochondrial

calcium uptake. We suggest that the period of the

circadian oscillator is only regulated indirectly through

homeostatic mechanisms that buffer the chemical

environment of the cell itself. In other words the

oscillator machinery itself is independent of any homeo­

static controls explaining why these agents as well as

amino acids alter period.

Localization of the cell type within the eye producing 3 the circadian oscillation is being pursued by H-2-

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deoxyglucose autoradiography by Herman. We have

preliminary evidence that during the 11night11 (inactive)

phase, glycogen bodies in photoreceptors and upper retinal

neurons are more prominent and abundant than during the

"day" (active) phase. Electrophysiological localization of

the cell type is also being pursued with primary cell

cultures of the eye. Strumwasser is adapting the

extracellular suction microelectrode technique, used so

successfully in other systems to record single channels,

for longer-term membrane current recording. Our best

success to date, using this approach, has been with

isolated photoreceptors.

Finally, we are interested in tracing how circadian

information is transmitted from the eyes to the rest of

the nervous system. We approach the problem in organ

culture by dissecting all the head ganglia with attached

eyes and abdominal ganglion and depend on Mailheau for

these preparations. Our assay is to record the

spontaneous discharges of nerve cells from the axons in

the nerve trunk. Elliott and Strumwasser have developed,

with a commercial microprocessor system (Apple II Plus),

a real-time waveshape recognition system that can

separate up to 5 spikes continously, print the spike counts

and automatically plot the waveshapes at intervals for

quality checks on the sorting.

Reference: Jennings, K. R., Kaczmarek, L. K., Hewick, R. M.,

Dreyer, W. J. and Strumwasser, F. (1982) J. Neurosci. 2, 158-168.

163. CALCWM DETERMINATION IN BAG CELLS

Investigators: Jolm c. Woolum, Felix Strumwasser

We are attempting to determine the role of internal

calcium on the bag cell afterdischarge and hormone

secretion. We have constructed an optical system that

detects changes in ca2+ concentration (see Ashley and

Campbell, 1979) in a single bag cell in tissue culture.

Light is passed through a cell that has been injected with

the dye Arsenazo IIL The light is then split into its

component wavelengths and monitored at 660 and 700 nm.

When ca2+ interacts with the dye, the dye absorbs more

at 660 nm but about the same at 700 nm so the ratio of

light transmitted at 660 to that at 700 will be inversely

proportional to the Ca 2+ content of the cell. Preliminary

results obtained when a train of action potentials is

evoked in a cell show that the system is capable of

detecting changes in internal ca2+ due to the action

115

potentials. We now hope to determine if there are any

changes in internal ca2+ during an afterdischarge elicited

by addition of 8-benzylthio cAMP or other active cyclic

AMP analogs.

Refermce: Ashley, C. C. and Campbell, A. K. (Eds.) (1979) Detection

and Measurement of Free Ca2+ in Cells. Elsevier/North Holland Biomedical Press, New York.

164. AGENTS THAT AFFECT THE NEURONAL CIRCADIAN RHYTHM IN THE EYE

Investigators: John c. Woolum, Felix Strumwasser

We have continued our search for agents that alter the

circadian rhythm of the intact Aplysia eye. We have

found that agents that block K + channels in nerves

(tetraethyl ammonium and 4-amino pyridine) will ilbolish

the circadian rhythm of compound action potentials

without stopping the spontaneous compound action

potentials themselves. This result is in agreement with a

number of reports that K + flux is important in expressing

the circadian rhythm in other systems. We have also

found that several mutagenic agents that are known to

have effects on nucleic acids (ethidium bromide,

acriflavin, and 5-fluoro uridine) will lengthen the period

of the circadian rhythm. Though effects of these agents

other than on nucleic acids may be important, these

results may help to support other evidence for a role of

nucleic acids in generating the circadian rhythm.

165. ENHANCED PROTEIN PHOSPHORYLATION WITH EXOGENOUS PROTEIN KINASE IN EXTRACTS OF APL YSIA EYI!S DURING DAY VERSUS NIGHT

Investigators: Felix Strumwasser, Delilah A. Stephens, Laurie Minamide

Our studies on the mechanisms of afterdischarge in

bag cells showed that cyclic AMP elevation and protein

phosphorylation were involved. In particular two proteins

(apparent molecular weights-33,000 and 21,000 daltons)

had enhanced phosphorylation during afterdischarge

(Jennings et al., 1982). The possibility that the circadian

rhythm of impulses in the eye of Aplysia is mediated by an

intracellular modulation of membrane activity due to

altered protein phosphorylation patterns seemed worth

investigating based on the results obtained for bag cell

afterdischarge.

Last year we determined that cyclic AMP levels are

increased during the day (versus the night) phase of the

circadian rhythm (ratio ..rl.6). We have examined protein

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116

phosphorylation patterns in cell-free extracts of eyes

made at the two opposite phases of circadian activity.

Protein phosphorylation patterns were determined by

simultaneous addition of y-32P-ATP and beef heart

catalytic subunit of protein kinase (Sigma) to cell-free

extracts. After 1 minute of reaction, a stop buffer was

added and proteins were separated on SDS, 13.5% poly­

acrylamide slab gels by electrophoresis. After Coomassie

blue staining, autoradiograms were obtained from dried

gels.

Under diurnal conditions we find that the overall

incorporation of y-32P-ATP into phosphoprotein is .rl.6

times higher during the day versus the night ( 4 paired

experiments, each experiment involving a total of 8 eyes).

When zinc ions are left out of the reaction mixture, the

ratio of day:night incorporation is reduced to .ri.1 (2

paired experiments, diurnal conditions). This finding has

been confirmed in 4 more paired experiments without zinc

in which the diurnal cycle of lighting was stopped in the

last 24 hours before the eyes were removed (mean ratio of

phosphorylation in day:night = 0.8). These results suggest

that there may be an endogenous zinc-sensitive factor

that fluctuates between day versus night extracts. Among

the possibilities explaining these results are altered

diurnal levels of phosphoprotein phosphatases for which

there is some evidence of zinc sensitivity. The results

also imply that the endogenous state of phosphorylation is

diminished in day versus night extracts of the eye.

Reference: Jennings, K. R., Kaczmarek, L. K., Hel"'lick, R. M.,

Dreyer, W. J. and Strumwasser, F. (1982) J. Neurosci. 2, 158-168.

166. ALTERED PATl'ERNS OP PROTEIN PHOSPHORYLATION IN EXTRACTS OP APLYSIA EYES AS A FUNCTION OF PHOTOPERIOD

Investigators: Felix Strumwasser, Delilah A. Stephens, Laurie Minamide

Back phosphorylation of cell-free extracts of Aplysia

eyes was performed (see Abstract No. 165) at the two

opposite phases of circadian activity. Intact animals were

maintained either under diurnal conditions (12 hours

light:12 hours dark) or continuous dim red light ("extended

darkness") for the 24 hours just before enucleation. Under

both conditions there were at least eight phosphoprotein

bands that could be consistently identified on one­

dimensional SDS, 13.5% polyacrylamide gels. Quantita­

tion by microdensitometry revealed that the most

prominent phosphoprotein band, apparent molecular

weight 17 ,000 daltons, was relatively stable. It accounted

for between 24% and 30% of total 32 P-incorporation by

the 8 bands with the higher value dependent on the

presence of zinc ions in the reaction mixture. When the

LD and extended darkness groups are compared, where

zinc ions are omitted in the reaction mixture, the most

prominent phosphoprotein to change has an apparent

molecular weight of 21,000 daltons. The ratios for this

phosphoprotein band of the extended darkness to LD

groups at the two circadian phases examined were 1.4

(inactive phase) and 1.3 (active phase). Interestingly, a

phosphoprotein with this apparent molecular weight is the

most abundant phosphoprotein in the bag cells and is one

of the two phosphoproteins that we found to significantly

increase phosphorylation during afterdischarge.

167. MAPPING NEURONAL ACTIVITY IN THE EYE OP APLYSIA WITH ffiGH RESOLUTION (11H)2-DEOXYGLUCOSE AUTORADIOGRAPHY

Investigators: Karen Goldman Berman, Felix Strumwasser

The eye of Aplysia contains a circadian oscillator

system that generates a rhythm in the frequency of

compound action potentials (CAPs) in the optic nerve

(Strumwasser et al., 1979). An important question that

has not been answered in this or other neuronal circadian

systems is whether the rhythm is generated in a particular

cell or cell type, or whether the interactions of many cells

are necessary to produce the rhythm (see Page, 1981). We

are examining this question by searching for circadian

variations in the activity of neurons in the Aplysia eye

using the 2-deoxyglucose (2-DG) method for mapping

neuronal activity.

In the most recent protocol, both eyes and attached

optic nerves were removed from individual Aplysia and

the CAP activity was recorded with suction electrodes in

separate chambers. Then, incubations in (3H)2-DG media

were carried out at the peak and trough of CAP activity

while recording electrically. After incubation, the eyes

were frozen in isopentane chilled with liquid nitrogen,

freeze-substituted in 2% OsO 4 in ethanol, and embedded

in Araldite. Sections were collected on slides and dipped

in nuclear track emulsion.

Autoradiograms reveal a striking accumulation of label

in clumps at the bases of the photoreceptors, and adjacent

to the pigment granules in ciliated neurons of the upper

retina. A lower density of silver grains covers other

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portions of all cells, but there are few grains over the

nuclei or extracellular spaces. Preliminary observations

of periodic acid Schiff-stained material and electron

microscopic observations suggest that the dense aggre­

gations of grains in photoreceptors and ciliated neurons

occur in regions of glycogen storage. A similar labeling of

glycogen by (3H)2-DG and the incorporation of (3H)2-DG

into glycogen was recently reported by Kai Kai and

Pentreath (1981).

Autoradiograms of an eye, which was demonstrated by

recording to be at the trough of CAP activity, had dense

clusters of grains in photoreceptors and ciliated neurons,

and heavy labeling of the cytoplasm of all cells. The

opposite eye, incubated at the peak of electrical activity,

was generally lightly labeled, although a few cells were

heavily labeled. The Schiff-stained sections of these eyes

showed more prominent and abundant glycogen bodies

during the trough as compared with the peak of CAP

activity. Three additional pairs of eyes have been

incubated during electrical recording to determine

whether these unexpected results, the increased uptake of

(3H)2-DG by the inactive eye and the increased Schiff

staining, occur repeatably. We will also examine these

eyes to see if heavy labeling of certain cells is consis­

tently found in eyes incubated at the peak of CAP

.activity. We also hope to improve the localization of

soluble label by applying dry nuclear track emulsion to the

sections, and to study the pattern of incorporation of

(3H)2-DG into glycogen by examining glutaraldehyde­

fixed material (Kai Kai and Pentreath, 1981).

References: Kai Kai, M. A. and Pentreath, V. W. (1981) J. Neurocytol.

10, 693-708. Page, T. L. (1981) In: Handbook of Behavioral Neuro­

biology, Vol. 4. J. Aschoff (Ed.), pp. 145-172. Plenum Press, New York.

Strumwasser, F., Alvarez, R. B., Viele, D. P. and Woolum, J. c. (1979) In: Biological Rhythms and Their Central Mechanism. M. Suda, o. Hayaishi and H. Nakagawa (Eds.), pp. 41-56. Elsevier/North-Holland Biomedical Press.

168. PHYSIOLOGY OF CULTURED APLYSIA PHOTORECEPTORS

Investigators: Karen Goldman Herman, Felix Strumwasser

To a large degree some of the basic features of vision,

including extreme sensitivity and ability to adapt to a

wide range of light intensities, are properties of the

photoreceptors themselves. The cultured Aplysia eye cell

preparation developed by Strumwasser et al. (1979a)

117

presents an opportunity to examine the physiology of

isolated photoreceptors in vitro. In addition, the Aplysia

photoreceptors are of special interest because they

mediate the entrainment of the circadian oscillator

(Eskin, 1976).

We have begun to study with intracellular micro­

electrodes the physiology of both isolated photoreceptors

and those in small clumps of cells. The photoreceptors

responded to light with graded depolarizations, which may

be followed by an undershoot at higher light intensities.

The latency of the responses of dark-adapted photo­

receptors was considerable, ranging from as long as 4

seconds for intensities near threshold and decreasing to

about a second near saturation. The input resistance of

photoreceptors in clumps was considerably less than that

of isolated photoreceptors, which is consistent with

anatomical evidence for electrical connections between

photoreceptors and other cells (Strumwasser et al.,

1979b). By injecting pulses of current during the response

to light, we found that, like other invertebrate photo­

receptors, the conductance of Aplysia photoreceptors

increases when illuminated.

References: Eskin, A. (1976) J. Neurobiol. 8, 273-299. Strumwasser, F., Viele, D. P. and Scotese, J. M. (1979a)

Soc. Neurosci. Abstracts 5, 809. Strumwasser, F., Alvarez, R. B., Viele, D. P. and Woolum,

J. c. (1979b) In: Biological Rhythms and Their Central Mechanism. M. Suda, O. Hayaishi and H. Nakagawa (Eds.), pp. 41-56. Elsevier/North-Holland Biomedical Press.

169. AN ECONOMICAL REAL-TIME NEURONAL SPIKE SORTER

Investigators: Felix Strumwasser, Susan L. Maillteau, Floyd Schlechte, James Elliott*, Joseph Mcintyre**

The analysis of the patterns of nerve impulses in a

population of neurons is presently limited by the short­

term nature and difficulties of either multiple micro­

electrode recordings or alternatively optical recording of

membrane potential activity by dye absorption or

fluorescence. The recording of nerve impulses from

several axons simultaneously is possible in molluscan

ganglia by relatively non-invasive electrode techniques

applied to the nerve trunks (Strumwasser, 1967). In

addition, intact molluscan ganglia can be organ cultured

for several weeks (Strumwasser and Bahr, 1966) and

spontaneous nerve inpulse discharges are recordable from

the nerve trunks over this prolonged period (Strumwasser,

1971).

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The limiting factor in analyzing multiunit activities

from individual nerve trunks is the reliable recognition

and sel?fil'ation of the same unit impulse from a back­

ground of several units. One recently published procedure

records such multiunit data on magnetic tape and utilizes

software on a lab minicomputer to analyze short segments

of data (Camp and Pinsker, 1979). Two important

parameters in unit identification in this system are

conduction velocity and amplitude. The main dis­

advantages of this system are lack of real-time analysis,

the necessity for preliminary recording on magnetic tape

and the dedicated use of a large lab minicomputer system

(PDP 11/34).

Our real-time spike sorting system is based on a

standard Apple Il Plus computer with 48 K bytes of

memory, a standard minifioppy disk drive and an Epson

MX80FT printer equipped with Graftrax chips for high

resolution graphics. Two of the interface cards in the

Apple computer are special purpose. One card contains an

analog-to-digital converter with a 1'look-back11 feature

which allows the viewing of the action potential wave­

shape before as well as after crossing a threshold level.

The second card contains a system clock to read time-of­

day during the experiment.

The overall system has two modes of operation, a spike

selection mode and a continuous run mode. In the spike

selection mode, an operator selects spikes that have

exceeded threshold to be classified from a high resolution

graphics display on a TV monitor. A selected spike is

assigned to one of five unit classes after a joy-stick

controlled cursor is used to select up to five voltage,time

coordinates which are distinctive features of the unit

waveshape. High and low limits are set at each of these

coordinates. These distinctive voltage,time coordinates

and limits are stored in memory and represent a template

identifying the unit. In the continuous run mode, an

incoming spike that exceeds the initial voltage threshold

is compared to each of the four unit waveshape templates.

When a proper match occurs, a count register is upgraded

for this unit and the full waveshape is displayed in a

selected 1?81't of the TV monitor screen. Unclassified

incoming units increment the zero class register and are

also displayed. During the run mode, spike counts are

printed at intervals selected by the operator. Quality

checks of the classified unit waveshapes are an important

feature of the overall system and are plotted by the

printer. They are plotted either on manual request or

automatically at regular intervals during the continuous

run mode.

References: Camp, c. and Pinsker, H. (1979) Brain Res. 169, 455-479. Strumwasser, F. (1967) In: Invertebrate Nervous Systems:

Their Significance for Mammalian Neurophysiology. C. A. G. Wiersma (Ed.), pp. 291-319. University of Chicago Press.

Strumwasser, F. (1971) J. Psychiatr. Res. 8, 237-257. Strumwasser, F. and Bahr, R. (1966) Fed. Proc. 25, 512.

*Digital Engineering Co., Whittier, California. **Undergraduate, California Institute of Technology.

170. ffiGH POTASSIUM STIMULATION OF 35s-METHIONINI! INCORPORATION INTO ATRIAL GLAND PEPTIDE B

Investigators: Joanne M. Yeakley, Felix Strumwasser

In Biology 1981, No. 195, preliminary results of mem­

brane binding experiments employing 35s-methionine

labeled peptide B were described. In order to increase the

specific activity of the ligand for further studies, the

effect of high K + medium was assayed on 35s-methionine

incorporation into TCA-insoluble total protein. An eight­

hour preincubation of intact glands in 57 mM K + seawater

(a fivefold increase) caused the subsequent incorporation

of 35s-methionine in normal K + medium to increase by

280%. Further increases in specific activity can be

obtained by radioiodination (about one hundredfold, n ;;; 1).

This approach is currently being pursued.

171. ATRIAL GLAND PEPTIDE B IMMUNOHISTOCHEMISTRY

Investigators: Joanne M. Yeakley, Felix Strumwasser

An immunohistochemical approach was adopted to

localize the distribution of immunoreactive peptide B in

the atrial gland and nervous system of Aplysia. Antisera

to a conjugate of B and thyroglobulin were raised in two

rabbits and purified for IgG. These sera demonstrated

immunospecific binding to peptide B and to thyroglobulin

by enzyme-linked immunosorbant assay. However, efforts

to localize peptide B immunoreactivity in cryostat

sections of atrial gland remain unsuccessful. Some

staining of very small cells and fibrous tissue has been

observed in the abdominal ganglion. A variety of control

experiments are presently being pursued to resolve this

problem.

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PUBLICATIONS

Chiu, A. Y. and Strumwasser, F. (1981) An immuno­histochemical study of the neuropeptidergic bag cells of Ai;>lysia. J. Neurosci. 1, 812-826.

Jennings, K. R., Host, J. J., Kaczmarek, L. K. and Strumwasser, F. (1981) Serotonergic inhibition of afterclischarge in i;>ei;>tidergic bag cells. J. Neurobiol. 12, 579-590.

Jennings, K. R., Kaczmarek, L. K., Bewick, R. M., Dreyer, W. J. and Strumwasser, F. (1982) Protein i;>hosi;>horylation during afterdischarge in i;>ei;>tidergic neurons of Ai;>lysia. ;f. Neurosci. 2, 158-168.

Kaczmarek, L. K., Jennings, K. R. and Strumwasser, F. (1982) An early sodium and a late calcium i;>hase in the afterdischarge of peptide-secreting neurons of Aplysia. Brain Res. 238, 105-115.

Kaczmarek, L. K. and Strumwasser, F. (1981) Net outward currents of bag cell neurons are diminished by a cAMP analogue. Soc. Neurosci. Abstracts 7, 932.

119

Strumwasser, F. (1982) Introduction: Comparative neuro­biology of i;>ei;>tidergic systems. In: Pei;>tidergic Neurons: Physiology and Biochemistry. Neurobiology and Behavior Thematic Symposium. Fed. Proc. 41, in press.

Strumwasser, F., Kaczmarek, L. K. and Jennings, K. R. (1982) Intracellular modulation of membrane channels by cyclic AMP-mediated protein in i;>hosphorylation in the i;>ei;>tidergic bag cell neurons of Ai;>lysia. N euro­biology and Behavior Thematic Symi;>osium. Fed. Proc. 41, in press.

Strumwasser, F., Kaczmarek, L. K., Jennings, K. R. and Chiu, A. Y. (1981) Studies of a model i;>ei;>tidergic neuronal system, the bag cells of Ai;>lysia. In: Neurosecretion: Molecules, Cells, Systems. D. S. Farner and K. Lederis (Eds.), i;>i;>. 249-268. Plenum Press, New York.

Van Harreveld, A. and Strumwasser, F. (1981) Glutamate agonistic and antagonistic activity of L-proline investigated in the hippocampal slice. Neuroscience 6, 2495-2503.

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NEUROBIOLOGY AND BEHAVIORAL BIOLOGY

John M. Allman

Derek H. Fender

Masakazu Konishi

Marianne E. Olds

R. W. Sperry

David C. Van Essen

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Associate Professor: John M. Allman Senior Research Associate: Takuji Kasamatsu Visiting Associates: James F. Baker, Kunio Nakai Research Fellows: EveLynn McGuinness, Kazushige Watabe Graduate Student: David W. Sivertsen Member of the Professional Staff: Francis M. Miezin Research Staff: Maria A. Clancy Laboratory Staff: A. Anthony Balber, Claude N. Boehm,

Miriam L. Rusch, Karly Wang

support: The work described in the following research reports has been supported by:

Biomedical Research Support Grant (NIH) L. S. B. Leakey Foundation National Institutes of Health, USPHS National Science Foundation Pew Memorial Trust

SUmmary: This year Dr. Takuji Klisamatsu joined our

group as a Senior Research Associate. Dr. Kasamatsu has

a very active program that is focused on the mechanisms

of neural plasticity during the development of visual

cortex (see Abstract Nos. 173-176, 178-182, 186 and 187).

We have achieved several important technical innovations

during the past year. Francis Miezin from our laboratory

and John Power and Mike Walsh of the Biology Electronics

Shop have developed a highly versatile video display

system for producing visual stimuli to be used in the

neurophysiological study of the functional organization of

the extrastriate cortical visual areas. In most

illboratories the visual stimuli used to probe the

organization of visual cortex have been limited to bars

and gratings presented against a uniform background. The

new video system has the virtue that it can present visual

patterns that much more closely approximate natural

visual scenes. The system has the capability of presenting

a variety of different depth cues based on motion and

binocular disparity as well as stimuli presented against

moving textured backgrounds. This system has enabled us

to investigate the human perception of motion depth cues

(see Abstract No. 183) and has led to the discovery of

antagonist direction-specific mechanisms in Area MT

which may relate to the mechanisms that accomplish the

perceptual stability of the visual world during eye, head

and body movements (see Abstract No. 177). During the

past year Francis Miezin and I have developed a new

training procedure that has enabled us to use owl monkeys

as both psychophysical and neurophysiological subjects in

the exploration of the functions of the extrastriate

cortical visual areas.

123

172. THE ORGANIZATION OP THE CORTICAL VISUAL AREAS JN A STREPSIRHINE PRIMATE

Investigators: John M. Allman, EveLynn MeGuinness, Kati Shepherd*

The order Primates is divided into two suborders:

haplorhines (tarsiers, monkeys, apes, man) and

strepsirhines (galagos, lorises, lemurs). In order to trace

the evolutionary history of the cortical visual areas, we

are seeking to determine which areas are present in both

suborders. To achieve this we have been mapping the

representations of the visual field with microelectrode

recordings in the visual cortex of a strepsirhine Primate,

Galago senegalensis. Our results indicate that the

primary visual area (V-I), the second visual area (V-II), the

middle temporal area (MT), the dorsolateral (DL), the

ventral posterior (VP) and the ventral anterior (VA) are all

present in Galago. Previous data indicate that these areas

are present in New World monkeys. There is also

substantial evidence from other laboratories that most if

not all of these areas also are present in Old World

monkeys. These results suggest that these areas were

present in the primitive Primates that were the common

ancestors of these living forms. The development of these

areas may be related to the acquisition of large, frontally­

directed eyes and expanded posterior neocortex evidenced

in the fossil remains of the early Primates from Eocene

deposits 55 million years old.

*Rutgers University.

173. ONTOGENY OP MONOAMJNERGIC RECEPTORS

Investigators: Giista Jonsson*, Takuji Kasamatsu

In a search for biochemical correlates of changes in

neuronal plasticity in the developing kitten neocortex, we

started to examine ontogeny of both endogenous

catecholamines (CAs) and B-adrenoreceptor binding sites.

The following two assays were used: one is the measure­

ment of endogenous CAs by high pressure liquid

chromatography combined with an electrochemical

recording method developed by Adams and his associates

(Keller et al., 1976; Jonsson et al., 1980), and the other is

a standard receptor binding assay for B-adrenoreceptors

using a nanomolar amount of 3H-dihydroalprenolol as a

radioligand (Bylund and Snyder, 1976; Jonsson and

Hallman, 1978). Our preliminary result is quite sugges­

tive. We have consistently noted small but significant

peaks of endogenous norepinephrine (NE) at 4 and 11

weeks, superimposed on its gradual increasing trend. This

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124

maturation curve for the cortical NE, at least at its early

portion, seems roughly to fit the susceptibility curve to

monocular deprivation. The correspondence between the

maturation curve in the intracortical NE system and that

of visual cortical cells became even better when we

looked at the ontogeny of a-adrenoreceptor binding sites

as an index for the development of the NE system.

A slab (about 5 mm wide x 10 mm Jong x 2 mm thick)

of cortical tissue from the frontal and the occipital areas

will be dissected out from the brain of deeply

anesthetized (45-50 mg/kg, Nembutal, i.p.) kittens and

adult cats. Tissue samples will be kept frozen at -70°C

until their shipment to Stockholm via SAS air freight. A

hidden merit of this project is that we can pile up

materials for biochemical assay whenever we obtain more

kittens than we can use for our physiological and

morphological studies.

References: Bylund, D. and Snyder, S. (1976) Molec. Pharmacol. 12,

658-680. Jonsson, G. and Hallman, H. (1978) Neurosci. Lett. 9,

27-32. Jonsson, G., Hallman, H., Mefford, I.· and Adams, R. N.

(1980) In: Central Adrenaline Neurons-Basic Aspects and Cardiovascular Function. K. Fuxe, M. Goldstein, B. Hokefelt and T. Hokefelt (Eds.), pp. 59-71. Pergamon Press, Oxford.

Keller, R., Oke, A., Mefford, I. and Adams, R. N. (1976) Life Sci. 19, 995-1004.

*Department of Histology, Karolinska Institute, Stockholm, Sweden.

174. INVOLVEMENT OF CYCLIC AMP IN VISUAL CORTICAL PLASTICITY

Investigator: Takuji Kasamatsu

A preliminary result strongly suggested that an

increase in adenosine cyclic monophosphate (cAMP) within

the cortex may be involved in enhancing neuronal

plasticity by norepinephrine (NE) (Kasamatsu, 1980). I

first created the brain region, at the corresponding site in

both hemispheres of the kitten's visual cortex (6-7 weeks

of age), which had lost plasticity by the continuous and

localized perfusion with 4 mM 6-hydroxydopamine

(6-0HDA) in 0.4% ascorbate in saline (pH 3). After one

week of this pretreatment, the left side was perfused,

using the same implanted cannula, for another week with

dibutylyl cAMP and the right side with the vehicle

solution alone. The results are summarized as follows:

. (1) Most cells recorded in both dibutylyl cAMP-perfused

and control cortices had normal receptive fields. (2) In

the visual cortex perfused with dibutylyl cAMP, a class of

monocular cells which exclusively responded to stimula­

tion through the nondeprived, ipsilateral eye was

preeminent, suggesting dibutylyl cAMP in fact restored

neuronal plasticity to the visual cortex which had Jost it

due to the prior 6-0HDA treatment. (3) The control

hemisphere of the same animals contained many binocular

cells as expected from our previous results with the

6-0HDA perfusion (Kasamatsu et al., 1979). (4) At the

concentration of 10-7 M dibutylyl cAMP stored in the

osmotic minipump system, the above effect started to

become less obvious, suggesting that 10-7 M dibutylyl

cAMP is near the threshold for enhancing plasticity. As

suggested for NE, the actual threshold concentration at

the recording site has to be much lower than this value.

Next, I would like to test, using the same paradigm of

replacement, the effects of cholera toxin, which is a

potent stimulant of plasma membrane-bound cAMP

synthesizing enzyme, adenylate cyclase (Bennett and

Cuatrecasas, 1976). Choleragen (I µg/µl or 1.2 x 10-4 M,

Miller and Kelly, 1975) will be perfused into one visual

cortex of 6-0HDA-pretreated kittens and the other

cortex with the vehicle solution alone. If I am able to

obtain a sign for enhanced plasticity in the choleragen­

perfused cortex, I will repeat the same study by diluting

the toxin solution tenfold each time to determine the

threshold concentration. Then, I would like to test the

effects of choleragenoid (binding subunit, molecular

weight 66,000), as a control, which has a strong binding

capacity and thus works as a true competitive antagonist

of binding but which does not by itself have a biological

action. In in vitro study, only a brief exposure of the

tissue to low concentration of toxin (lo-10-10-8 M) is

sufficient for full biological effects (Pierce et al., 1971).

Another important test to be done is to study, in a similar

replacement paradigm, the effects of guanosine triphos­

phate (GTP) and its nonhydrolyzable synthetic analogue,

Gpp(NH)p that are also known to activate adenylate

cyclase activity, especially when combined with a a--7 agonist such as isoproterenol (apparent Km at 10 M,

Aurbach et al., 1975).

References: Aurbach, G. D., Spiegel, A. M. and Gardner, J. D. (1975)

Adv. Cyclic Nucleotide Res. 5, 117-132. Bennett, V. and Cuatrecasas, P. (1976) In: The Specificity

and Action of Animal Bacterial and Plant Toxins. Series B, Vol. 1: Receptors and Recognition. P . Cuatrecasas (Ed.), pp. 1-66. Chapman and Hill, London.

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Kasamatsu, T. (1980) Soc. Neurosci. Abstracts 6, 494. Kasamatsu, T., Pettigrew, J. D. and Ary, M. (1979) J.

Comp. Neural. 185, 163-182. Miller, R. J. and Kelly, P.H. (1975) Nature 255, 163-166. Pierce, N. F., Greenough, W. B. III and Carpenter, C. C. J.

(1971) Bacterial. Rev. 35, 1-13.

175. KNl!RGY METABOLISM IN THE VISUAL CORTEX

Investigator: Takuji Kasamatsu

It is important to examine whether NE-enchanced

plasticity is necessarily accompanied by an elevation of

local glucose metabolism or cerebral blood flow. As an

initial trial, I studied the effects of glucose perfusion

under the replacement paradigm in combination with

monocular lid suture. First, the visual cortex of a 5-

week-old kitten was perfused bilaterally with 4 mM

6-0HDA for a week. A week later, the left hemisphere

was then perfused with 10 mg/ml glucose (about tenfold

more concentrated than the glucose level in the plasma or

cerebrospinal fluid in cats) for the second week while the

other hemisphere was perfused with the saline alone. The

kitten's right eye was closed for the second week only.

The implanted cannula in each hemisphere was kept at the

same site for these two weeks. Because of a relatively

iarge area of tissue damage near the cannula site,

probably related to uncontrolled infection, etc., the

recording microelectrodes were placed at least 3-3.5 mm

away, on the cortical surface, from the perfusion site to

register cells with normal receptive fields (except for

ocular dominance). The electrode track was long for both

sides (6-9 mm). The preliminary result was not clear-cut.

By comparing the ocular dominance distribution obtained

from the two hemispheres, however, it may be suggested

that there was no sign of a strong shift of ocular

dominance in the hemisphere perfused with glucose for a

week together with monocular lid suture. The

binocularity in the glucose hemisphere was 4796 and it

may be compared to that of 23% in the other hemisphere

which showed the usual extent of shift. The result in the

control hemisphere may imply that the distal end of this

long electrode track left the catecholamine terminal­

denervated area and entered into the boundary zone in

which some amount of NE was still available. In

supporting this guess, we obtained consecutively the last

14 cells which exclusively responded to stimulation of the

nondeprived eye. In the first half of the track (N = 16),

the proportion of binocular cells was relatively high (7 of

16 cells). It may be wise to test a wide range of glucose

125

concentrations, as done in our previous studies under the

replacement paradigm with NE and dibutylyl cAMP.

I would like to extend this line of study using

neuropeptides such as vasoactive intestinal polypeptide,

which is known to stimulate the enzymatic hydrolysis of

glycogen in mouse cortical slices at Ec502s nM

(Magistretti et al., 1981), in place of glucose. When we

use a neuropeptide in our continuous perfusion system, it

is important to pre-coat the inside of the cannula­

minipump system with Prosil-28 in order to reduce the

adhE;!sion of peptide to the inner wall of the cannula and

reservoir.

Reference: Magistretti, P. J., Morrison, J. H., Shoemaker, w., Sapin,

V. and Bloom, F. E. (1981) Proc. Nat. Acad. Sci. USA 78, 6535-6539.

176. QUICK CHANGl!S IN OCULAR DOMINANCE

Investigators: Takuji Kasamatsu, Paul Heggelund*

Physiological changes in ocular dominance can quickly

take place following monocular visual experience. In a

normal animal that is acutely anesthetized and paralyzed,

if the visual cortex was concurrently perfused with a high

level of exogenous norepinephrine (NE),_ we found a

significant increase in monocular cells at the expense of

binocularly driven cells which are commonly present

(.r80%) in the normal visual cortex (Heggelund and

Kasamatsu, 1981). We interpreted this striking change in

the ocular dominance distribution as due to the nsquint11

effect which was exaggerated up to one extreme by

exogenous NE.

In our preliminary study (Kasamatsu and Heggelund,

1981), we noted that this acute "squint" effect on the

normal cortex can be blocked or reversed by approxi­

mately superimposing the two sets of receptive fields by

means of an appropriate prism in front of one eye during

the NE (0.5 mM) perfusion. In the ocular dominance

histogram obtained before placing a prism (14 prism

diopter) to dislocate the image on a tangent screen (57 cm

from the cat's eye} by 8°, we found a massive loss of

binocular cells. After we finished with track 1, the

anesthetized and paralyzed animal was left facing slowly

rotating black and white gratings under light overnight.

From track 2, about 0.5 mm anterior to track 1, we

obtained this time many binocular cells as expected for

the normal visual cortex. This phenomenon also seems to

be age-dependent, the extent of loss of binocular cells

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126

being larger in younger animals than in adults.

In order to confirm these initial results, I shall record

three times from the same animal successively: first to

show the W-shaped distribution, next a return to the

normal distribution by setting up an appropriate prism,

and finally reappearance of the W-shaped distribution

after removing the prism. The cortex is perfused

throughout the recordings with 0.5 mM NE.

References: Heggelund, P. and Kasamatsu, T. (1981) Adv. Physiol. Sci.

36, 233-242. Kasamatsu, T. and Heggelund, P. (1981) Soc. Neurosci.

Abstracts 1, 142.

*Neurobiology Laboratory, University of Trondheim, Trondheim, Norway.

177. ANTAGONISTIC DIRECTION..,SPECIFIC MECHANISMS IN AREA MT IN THE OWL MONKEY

Investigators: Francis M. Miezin, EveLynn McGuinness, John M. Allman

It is well known that most Area MT neurons are

strongly selective for the direction of stimulus motion.

We wished to know how MT neurons behaved when stimuli

were presented against moving textured backgrounds such

as occur commonly in natural stimulus conditions. We

have explored the receptive field structure and

directionally selective mechanisms in MT using a newly

developed microprocessor-based video display that can

present simultaneously bars and random dot patterns

moving in different directions. In nearly all MT neurons

tested, when a bar moving in the cell's preferred direction

is presented against a background of random dots moving

in the same direction, the response is greatly reduced

relative to the response to the bar moving on a

background of stationary random dots. When the

background is moved in the opposite direction, the

response to bar stimulation in the preferred direction is

either less inhibited or in some cases strongly facilitated.

The effects of background stimulation generally could be

obtained by stimuli restricted to the neuron's

conventionally defined receptive field but were stronger

when background stimulation extended into the

surrounding visual field.

In a related set of experiments we sought to map the

extent and nature of the antagonistic mechanism in the

surround. By continuously driving MT neurons by stimu­

lating the conventionally defined receptive field and by

simultaneously moving fields of random dots in the

surrounding visual field, we have found that MT neurons

are affected by stimuli presented at considerable

distances from the conventional receptive field. These

surround effects are often directionally selective with the

preferred direction of the center being the direction of

maximum inhibition in the surround (see Figure 1). This

antagonistic direction-selective mechanism provides an

ongoing comparison between movement occurring locally

in the visual field and more global retinal image move­

ments such as would occur during eye and head movement

or bodily transport. Thus they may be related to the

mechanisms that accomplish the perceptual stability of

the visual world during eye, head and body movements as

well as to perceptual mechanisms in figure-ground

discrimination.

178. REGROWTH OF CENTRAL CATECHOLAMINERGIC FIBERS IN CAT VISUAL CORTEX FOLLOWING LOCALIZED LESIONS WITH 6-HYDROXYDOPAMINE

lnvestigators: Kunio Nakai, Glista Jonsson*, Talarji Kasamatsu

The catecholamine (CA) system is known for its

remarkable capability of regrowth of terminal fields or

sprouting after partial lesions, provided that the proximal

axons and the somatas of CA cells are saved from initial

lesions (Moore et al., 197 4; Sachs and Jonsson, 1975).

The visual cortices of 5-week-old kittens, which had

been priorly subjected to the bilateral resection of

superior cervical ganglia, were locally perfused with 4 mM

6-hydroxydopamine (6-0HDA) for a week. By varying the

survival time (0, 2 and 4 weeks) after stopping the

6-0HDA perfusion, such cortices were then studied by

either glyoxylic acid fluorescence histochemistry (ltakura

et al., 1981) or a biochemical assay for endogenous CAs

using high performance liquid chromatography (Keller

et al., 1976). Immediately after the end of the 6-0HDA

perfusion, no CA terminals were seen within a cortical

area whose radius was about 5 mm from the perfusion site

(Kasamatsu et al., 1981a). Two weeks after stopping the

6-0HDA perfusion, the CA-terminal-depleted area

seemed to have shrunk (radius, 2-3 mm). Some of the

regrowing fibers were observed even at the edge of the

gliosis caused by the palcement of a cannula. Electron

microscopic examinations of the visual cortices of kittens

that survived for 3 weeks showed the regrowing CA

terminal boutons with pleomorphic granular vesicles,

apparently different from the normal CA terminals

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containing small-cored or granular vesicles. By four

weeks, CA fibers with terminals were seen virtually

everywhere in the visual cortex including the site of

previous cannulation. At the center of perfusion,

however, the intensity of CA fluorescence did not yet

return to the normal level. In an area 3-4 mm away from

the perfusion site, complexity and intensity of fluorescent

fibers were already indistinguishable from those in the

normal. In corollary with the above result in fluorescence

histochemistry, biochemical assays 8.l.so revealed the quick

recovery of CA contents in a cortical area which had been

once depleted of its CA terminals with 6-0HDA.

Furthermore, one and two weeks after stopping the

6-0HDA perfusion, S-adrenergic receptor binding sites,

as meaaured by light microscopic autoradiography with 3H-dihydroalprenolol (Palacios and Kuhar, 1980), showed

more than a 50% increaae (in layers II and llI) at an area

2-3 mm from the perfusion site (denervation super­

sensitivity). Thus, both the quick regeneration of

denervated CA terminals and the supersensitivity of a­adrenoreceptors may help to explain the observed

incomplete blockade of the ocular dominance shift in

monocularly-deprived and 6-0HDA-treated visual cortex

(Kaaamatsu and Pettigrew, 1979; Kaaamatsu et al., 1979)

HCXXl"Ef"."6 9. 6 .

.....n.nn..r--.---m...--'"""--~--- 3 3" .

= ___ __,__.mnnn!!!fL-~·--- 2 I" •

..... !h~ -18"·

-----.ao11o11"""'Pcn1llr.-11111-----'"- I 5" • ....,_.....,..._..m:llDladllmilfl---- I 2" • --r---~--..az:ru!!.a...mnn.1J11:n.11:11:11nn --~......., s" • ____________ __........._ 60.

3" . a.

127

and also the incomplete suppression by the 6-0HDA

perfusion of cortical recovery from the effects of prior

monocular deprivation (Kasamatsu et al., 198lb).

We also found that the rate of CA terminal regrowth

following the 6-0HDA treatment was significantly

accelerated when 3.3 mM substance P was perfused

intracisternally.

References: ltakura, T., Kaaamatsu, T. and Pettigrew, J. D. (1981)

Neuroscience 6, 159-175. Kaaamatsu, T. and Pettigrew, J. D. (1979) J. Comp.

Neurol. 185, 139-162. Kasamatsu, T., Pettigrew, J. D. and Ary, M. (1979) J.

Comp. Neurol. 185, 163-182. Kasamatsu, T., Itakura, T. and Jonsson, G. (1981a) J.

Pharm. Exp. Ther. 217, 841-850. Kasamatsu, T., Pettigrew, J. D. and Ary, M. (198lb) J.

Neurophysiol. 45, 254-266. Keller, R., Oke, A., Mefford, I. and Adams, R. (1976) Life

Sci. 19, 995-1004. Moore, R., Bjorklund, A. and Stenevi, U. (1974) The

Neurosciences. Third Study Program. pp. 961-977. The MIT Press, Cambridge, Massachusetts.

Palacios, J. M. and Kuhar, M. J. (1980) Science 208, 1378-1380.

Sachs, c. and Jonsson, G. (1975) In: Chemical Tools in Catecholamine Research. G. Jonsson, T. Malmfors and Ch. Sachs (Eds.), Vol. 1, pp. 163-171. North Holland Publishing Co., Amsterdam.

*Department of Histology, Karolinska Institute, Stockholm, Sweden.

HCXX I "El'". "4 I 8 • 6 .

nfR1tn11J1111 3 3 Ill •

n.n...nn11n1n ... 3 fJ /II • n.t1111trllmllfl.i1.1111nmll!Htn...irtf"1llllfldhf~270.

"™""""""""""m-.ma-.i..mllllll'i..f!!~240. rffll1rflmlltl...tfD,.-..... .,_,..llllllOOnnll~21". .-tllntMrlllfli....--_.JJ!!11h!l.'Jltlln I 8" •

m1Jt1Jn111.flt)iiba..--.---..rfflkllblllllmm1so. IMfl.nnfl!TtmO..---~llhllt.1111"'1 I 2 " •

9" . 60 .

30· ~.

Figure 1. Histograms illustrating the responses of a single neuron in Area MT to 12 angles of stimulus motion (0° through 330°). The left set of histograms illustrates the response of the neuron to a moving random dot pattern wtthin a stationary window that corresponded to the conventionally defined receptive field. For each direction of stimulus movement, a 2-second foreperiod is shown, followed by a 2-second stimulus presentation period, which is underscored in the histograms, followed by a 2-second afterperiod. Stimuli were presented in pseudorandom order with 10 presentations of each direction of motion. The neurons were excited by stimuli moving at angles between 90° and 240°. In the right set of histograms, the conventional receptive field of the neuron was stimulated continuously with a noise pattern moving in the preferred direction. During the middle 2-second Wlderscored period. a random dot pattern occupying the visual field surrounding the receptive field was moved in 12 different directions. The neurori was strongly inhibited by the same directions of movement in the surroWld that excited the neuron's receptive field center (90°-240°). The ongoing response to the receptive field center stimulation was facilitated by surround movement at 0°, 300°, and 330°.

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128

179. MORPHOWGY OF CATECHOLAMINERGIC TERMINALS IN CAT VISUAL CORTEX

Investigators: Kunio Nakai, Takuji Kasamatsu

The normal distribution pattern and the ultrastructure

of norepinephrine-containing nerve terminals in kitten

visual cortex have been reported (Itakura et al., 1981).

We are particularly interested in studying the nature of

synaptic contacts made by catecholaminergic (CA)

terminals in cat visual cortex. In order to label individual

terminals, the cortex was briefly perfused with a CA­

specific neurotoxin, 6-hydroxydopamine (6-0HDA). We

used early signs of degeneration as a marker of CA

terminals.

Electron microscopic observation in serial sections

obtained from the 6-0HDA-treated and glutaraldehyde­

fixed visual cortex has revealed that only 28.2% of

identified CA terminal boutons (N : 131) made either

asymmetrical or symmetrical synaptic contacts with

postsynaptic elements, mostly dendritic shafts and spines.

This low proportion of synapse-forming CA terminal

boutons was in contrast with the much higher proportion

(57.6%) seen among non-aminergic boutons in the same

area of the visual cortex. These results are consistent

with the previous findings based on the glyoxylic acid­

KMnO 4 fixation method (ltakura et al., 1981). The

proportion of synapse-forming CA terminal boutons was

highest in layers II and III (38.1 %) in which not only the

CA terminals and fibers but also the 13-adrenergic

receptors were most richly distributed. Further, most of

the synapses of CA terminals in layers II and III were the

symmetrical type that has been considered to be an

inhibitory synapse (Ribak, 1978; Peters and Proskauer,

1980). The central CA neurons seem to have dual actions

in the neocortex: one is neurohumoral in nature and the

other is mediated bY conventional synapses.

References: ltakura, T., Kasamatsu, T. and Pettigrew, J. D. (1981)

Neuroscience 6, 159-175. Peters, A. and Proskauer, C. C. (1980) J. Neurocytol. 9,

163-183. Ribak, C. E. (1978) J. Neurocytol. 7, 461-478.

180. DISTRIBUTION OF 8-ADRENORECEPTORS IN CAT VISUAL CORTEX

Investigators: Kunio Nakai, Takuji Kaswnatsu

Using a light microscopic autoradiographic method

(Palacios and Kuhar, 1980), we studied the ontogenic

changes in the laminar distribution pattern of $­

adrenoreceptor binding sites in the maturing kitten visual

cortex. In 6-week-old kitten visual cortex, the receptor

density was very high in the superficial layers I-III and

moderate in the lower layers V and VI, showing a very low

value in layer IV.

The procedure is as follows: the animal is first

perfused via the aorta with 0.1 % formaldehyde in phos­

phate buffered saline. The visual cortex is quickly

dissected out and frozen with a flake of liquid C02. Ten­

micron-thick sections are sliced by a cryostat (American

Optical) at -15°C and picked up on the gelatin-coated

slide glass. Slide-mounted sections are stored in the

frozen condition for a few more days with desiccant.

Incubation of warmed and dried sections with 2 nM 3H­

dihydroalprenolol, with and without a displacer, 10 µM

propranolol, is carried out at room temperature. About 30

minutes after, sections are rinsed in ice-cold buffer

solution for 20 minutes. This rinsing is further followed

by quick dipping in double distilled water and finally

sections are dried on a cold plate by blowing cold air. We

use both LKB Ultrofilm for the fast return of results

(exposure time about 2 weeks) and a dipping method with

Kodak NTB2 emulsion (about 10 weeks) for photo­

densitometry of silver grains. Either a piece of Ultrofilm

cut the size of the slide glass or a NTB2-coated, long size

cover slip are placed together, glued at one end of the

slide, with slide-mounted cortical sections in a dark room

under safe light. The slide glass and Ultrofilm (or

coverslip) are clamped tightly at the other end, having a

thin piece of hard Teflon sheet in between. These

assemblies are finally placed in a light-tight plastic

container with desiccant and kept at 4°C.

Reference: Palacios, J. M. and Kuhar, M. J. (1980) Science 208,

1378-1380.

181. THE "CRITICAL PERIOD" FOR PLASTICITY IN DARK-REARED CATS; DEPENDENCE ON CATECHOLAMINES

Investigators: Vilayanur S. Ramachandran•, Baruch Kuppermann

If one eye of a kitten is closed earJy in life, that eye

becomes functionally disconnected from visual cortical

neurons. Normally this effect can be produced only during

a "critical period" restricted to the first 3 months of life

(Hubel and Wiesel, 1970), but if kittens are dark-reared

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for 6-12 months and subsequently exposed to a normal

visual environment with one eye closed, most of their

cortical neurons are found to be dominated by the

experienced eye (Cynader and Mitchell, 1980).

There are two possible interpretations of this effect.

First, individual cortical neurons may be actually shifting

their allegiance to the experienced eye and there may be

an 11expansion11 of columns devoted to that eye.

Alternatively, the findings may simply be the result of

selective activation of one eye's connections by the visual

experience restricted to that eye.

Using anatomical and physiological techniques, we

have been doing experiments to distinguish between these

two possibilities and have also explored the limits of this

apparent plasticity in adult animals.

(1) Two cats were dark-reared from birth until 6

months, then monocularly deprived (MD) and exposed to

light for 10 days and 3.5 weeks, respectively. The first

showed a breakdown of binocularity while the second

showed a marked shift in ocular dominance toward the

open eye. This conforms to the normal sequence of

changes that one observes in MD kittens. (2) The second

cat was subsequentJy reverse-sutured, that is, the

originally experienced eye was closed, while the initially

deprived eye was opened for 3 months. We found that this

catised a strong shift back to the newly-opened eye. (3) A

cat was dark-reared for 2 years and subsequently

monocularly deprived for 6 weeks. This cat showed shifts

in ocular dominance almost as pronounced as in 6-month­

old animals. (4) 6-Hydroxydopamine was used to deplete

catecholamines from one hemisphere of three dark-reared

adult cats that were then monocularly deprived for 6

weeks. Shifts in ocular dominance were seen only in the

untreated control hemisphere. This suggests that

preserving plasticity into adulthood may at least partially

involve the continued activity of ascending catecholamine

pathways. (5) A cat was dark-reared for 6 months and

then monocularly deprived and exposed to light for 3

months. Its deprived eye was injected with tritiated 3H­

proline. Although the deprived eye was injected, heavy

labeling was seen in layer 4 of both hemispheres. After

long-term monocular suture of kittens, little label is

discerned in layer 4 from the deprived eye (Shatz and

Stryker, 1978); the heavy labeling observed here suggests

that "plasticity" in adult dark-reared animals probably

occurs in the supra- and infra-granular layers of the

striate cortex.

129

References: Cynader, M. and Mitchell, D. E. (1980) J. Neurophysiol.

43, 1026-1040. Hubel, D. and Wiesel, T. N. (1970) J. Physiol. 206, 419-

436. Shatz, c. J. and Stryker, M. P. (1978) J. Physiol. 281, 267-

283.

*University of California, Irvine.

182. SEGREGATION OF GENICULOCORTICAL AFFERENT TBRMINAIB IN LAYER IV OF CAT VISUAL CORTEX

Investigators: Holger Reiter•, Michael Stryker••, Takuji Kasamatsu

In layer IV of cat visual cortex, the geniculo~ortical

terminals that receive input from either the left or the

right eye physically segregate to form the left and right

eye dominance bands in the early postnatal days. This

study was designed to determine to what extent this

terminal segregation during the critical period was

influenced by visual afferents. The animals were raised

under various visual environments such as normal,

binocularly lid-sutured and dark-reared. This study is

largely based on previous work by LeVay and Stryker

(1979).

Two injections of 40% horseradish peroxidase (HRP) in

296 DMSO were made in the optic radiation beneath the

primary visual cortex. Anterograde transport of HRP (12

hr) in the visual cortex was demonstrated by the TMB

method (Mesulam, 1978). Reconstruction of HRP-filled

terminal arborizations was made by means of camera

lucida drawings from serial sections.

The following three problems were encountered:

(1) filling of axons with a sufficient amount of HRP;

(2) timing of histochemical reactions; and (3) reconstruc­

tion of HRP-filled axons. The first problem was solved by

injecting HRP slowly with a motor-driven device (30-45

min). This seemed to facilitate the axonal uptake of HRP

and thus we have consistently achieved sufficient filling.

The timing of histochemical reactions, the duration of

postfixation wash with phosphate buffer in particular, was

cruciaL Any wash over 6 hr seemed to impair HRP

activity to a point where it was largely lost in the axons,

even though there was plenty of reaction product

everywhere within the visual cortex.

The last problem of reconstruction has not been fully

solved yet. Considerable distortion of the tissue sections

due to dehydration and coverslipping makes axonal tracing

across sections extremely difficult. Usually the thickness

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130

of sections decreased by up to 7596 in these procedures.

We will attempt to solve this problem by preparing thicker

sections (250 micra) than the ones used before (100

micra).

References: LeVay, S. and Stryker, M. P. (1979) Soc. Neurosci. Symp.

4, 83-98. Mesulam, M. M. (1978) J. Histochem. Cytochem. 26, 106-

117.

*Undergraduate, Occidental College, Los Angeles. **Department of Physiology, School of Medicine, University of California, San Francisco.

183. ILLUSIONS OP DEPTH PRODUCED BY MOVING RANDOM DOTS

Investigators: Constance Royden*, James F. Baker, John M. Allman

We studied the perception of depth using a computer­

controlled display that presented random dots moving

within a fixed rectangle surrounded by a field of

stationary random dots. When dot motion was orthogonal

to the long axis of the central rectangle, naive subjects

100

80

PERCENT 60

FAR

RESPONSES 40

20

0

20

PERCENT 40

NEAR RESPONSES 60

80

100 CD CD 0

reported that they saw the central area in depth behind

the surround This has the appearance of a sheet of

random dots appearing at one edge of the rectangle,

moving across it, and disappearing on the opposite side.

When the dot motion was parallel to the long axis of the

central rectangle, the rectangle was most often reported

as being in front of the surround. As the ratio of length to

width was decreased, the strength of the illusions

decreased (see Figure 2). Increasing velocity from 0.3° to

3.0° per second strengthened the illusion of depth

produced by orthogonal motion. The near effect produced

by parallel motion was strongest at 1° per second. 1'lis

depth illusion produced by orthogonal motion was stronger

than the near effect elicited by parallel motion; it also

was stronger than stereoscopic (binocular disparity) depth

cues. The depth illusion produced by orthogonal motion is

thus a very strong effect and corresponds to the cue of an

occluding surface. The near effect occurs when the

inferred occluding surface is relatively small or absent.

*University of California at San Francisco.

[II] UP or DOWN

~ LEFT or RIGHT

N= 10

88 Figure 2. Reports of depth by 10 naive observers for up or down and left or right motion in five shapes of central area. The circled figure below each pair of bars corresponds to the shape tested within a 5° circular viewing aperture. The bars with vertical stripes show the combined data for up or down motion, and the bars with horizontal stripes show the combined data for left or right motion. The percentage of responses that indicated that the central area appeared to be behind the surroUI1d (far responses) is displayed above the horizontal line, and the percentage of responses that indicated that the central area appeared in front of the surroUJld (near reponses) is displayed below the horizontal axis.

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184. SINGLE UNIT ELECTROPHYSIOLOGY IN THE CNS OF TWO VISUALLY PREDATORY ARACHNIDS

Investigators: David W. Sivertsen, John C. Wathey*

Jumping spiders (salticids) and wolf spiders (lycosids)

are visual predators. These arachnids do not capture prey

with silk webs, but rely on visually-guided behaviors.

Brightly colored salticids wave their front legs like

semaphores as a courtship display, and stalk their prey

with relentless efficiency (Forster, 1982).

Previous work has quantified behavior (Land, 1972),

receptor properties, and anatomy (Hill, 1975). No one has

previously recorded from the central nervous system.

Visually predatory spiders have the advantage of

simplicity, characteristic of invertebrate preparations,

yet are capable of complex visual behaviors. Phidippus

johnsonii, a salticid found in the Cft.mpus gardens, is well­

suited for study.

Figure 3. Scanning electron microscope photo of salticid. The two largest spheroids are the anterior medial (AM) eyes, used for complex visual analysis tasks.

Salticids have eight eyes (Figure 3). One pair is

largely vestigial, two pair are primarily concerned with

orienting towards the target, and the anterior medial pair

(AM) perform complex analysis. The AM eyes have a 2°

wide by 20" high retina which scans (the lens is fixed).

The receptors are ordered into four distinct layers. This

array takes advantage of the focal length versus wave­

length aberration to extract color information from green

to ultraviolet (Yamashito, 1976).

131

During preliminary recordings in lycosids and salticids,

we found single cells in the protocerebrum with well

defined action potentials. Visual cells had distinct

receptive fields and were selective for contrast, direction,

velocity, and size of the stimulus. We also found

vibration-sensitive cells. Spiders have specialized struc­

tures in their exoskeleton for receiving vibrations. The

cells were tightly tuned for specific frequencies.

Our recording site was marked with electrolytic

lesions and spiders were thin-sectioned and stained with

haemotoxylin and eosin. Further experiments will

attempt to quantify single unit properties.

References: Forster, L. (1982) Am. Scientist 70, 165-175. Hill, D. E. (1975) Unpublished Dissertation, Oregon State. Land, M. F. (1972) J. Exp. Biol. 57, 15-40. Yamashito, T. (1976) J. Comp. Physiol. 105, 29-41.

*University of California, San Diego.

185. THE STRUCTURE AND FUNCTION OF VOCALIZATIONS IN FREE RANGING OWL MONKEY

Investigators: David w. Sivertsen, Patricia C. Wright*

Aotus trivirgatus, the owl monkey, is the only

nocturnal primate in South America. We studied the

ecology and behavior of the owl monkey for over five

months in undisturbed tropical rainforest in the· Madre de

Dios region of Peru.

We recorded calls during each monthly six night focal

group sample. We tracked and recorded neighboring

groups an additional ten nights per month.

We found nine discrete, stereotyped vocalizations and

evaluated their behavioral context. The temporal

patterning and frequency structuring of these calls are a

consequence of physical and environmental parameters.

"Hoots" are the long call of this species, a low

frequency three-note ca!L The 250 Hz fundamental is

advantageous because it is relatively unattenuated by the

spectral filtering of the forest, and it avoids competition

with the calls of frogs and insects.

Series of hoots were performed only a few nights each

month, for periods of over an hour. Hoots were performed

while the group approached fruit trees that would come

into fruit in the next month. These fruit trees were

located on territorial borders, and vicious fighting

between groups would occur in them about a week later.

We found the hooting behavior correlated with ambient

noise. A wet, drippy forest has a high broadband noise

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132

level. In this situation, calls were suppressed. The owl

monkeys only hoot when their neighbors can hear. We

heard hoots 500 meters away, a distance encompassing

almost all adjacent territories.

neighbor/neighbor interactions

foraging.

Groups can assess

to optimize future

Calls also correlate with altitude and phase of the

moon, resulting in a monthly cycle of behavior (see

Figure 4). We believe the need for high light levels to

Aotus trivirgqtus

COMPOSITE AGONISTIC DATA

9/80 - 8/81

5

4

3

2

conduct canopy level fights safely to be the selective

pressure for this behavior.

Nocturnality confers the advantage of reduced

competition on the owl monkey. Np other animal

displaces Aotus from resources, diurnal raptor predation is

avoided, and lack of competition in the auditory spectrum

allows simple, parsimonious calls.

*City University of New York.

MOON PHASE

• • Hoot Nights

Fights

II

Figure 4. Hooting behavior occW's predominantly during the second week of the lunar month, when the moon is above the canopy. Agonistic encounters take place around the time of the full moon, when it is directly overhead. Because of the altitude requirement, fights that occW' later in the month take place later at night.

186. PHYSIOLOGICAL PROPKRTII!S OF NOREPJNEPHRINE-CONTAINJNG CELUI JN CAT LOCUS COKRULBUS

Investigators: Kazushige Watabe, Takuji Kssamatau

Single cell activity was extracellularly recorded from

208 norepinephrine (NE)-containing cells in cat locus

coeruleus (LC). They showed almost the same physio­

logical properties as those of NE cells in rat LC. These

properties included the wide duration of a full spike

{.r2 msec), a waveform composed of A-, B- and C-spikes,

a low spontaneous discharge rate and good responsiveness

to natural stimuli such as sound and pain (Nakamura, 1977;

Watabe, 1980). Antidromic responses were obtained from

NE-containing LC cells in response to stimulation of the

dorsal lateral geniculate nucleus (LGN), the superior

colliculus (SC) and the visual cortex (VC), in accordance

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with the dense innervation of such visual structures by

NE-containing axons originating from the LC. The

conduction velocity was calculated in 112 cells activated

antidromically by electrical stimulation of ascending

axons in the dorsal bundle. The mean conduction velocity

was 1.2 m/sec. This was faster than that reported for NE

cells in rat LC. 1n some of the 208 NE-containing LC

cells, responses to natural visual stimuli and electrical

stimulation of central visual structures, such as the optic

chiasm (OX), LGN, SC and VC, were studied. Twelve NE­

containing LC cells responded to flashing-light with a Jong

but stable latency (mean, 60 msec),' although receptive

fields could not be plotted for them. The mean latency of

orthodromic responses of LC cells elicited by OX, LGN,

SC and VC stimulation was 21, 8.1, 5.6 and 16.4 msec,

respectively. These long orthodromic latencies may

suggest that visual inputs reach the LC polysynaptically.

It seems most likely that the reticular formation inter­

venes between the LC and central visual structures as a

final common path for sensory afferents. The fact that

LC cells receive sensory afferents from various sources

through polysynaptic connections is consistent with the

above proposal.

Referenees: Nakamura, S. (1977) J. Physio!. 267, 641-658. Watabe, K. (1980) Arch. Ital. Biol. 118, 303-329.

187. RESTORATION OF NEURONAL PLASTICITY IN CAT VISUAL CORTEX BY STIMULATION OF THE LOCUS COERULEUS

Investigators: Kazusbige Watabe, Takuji Kasamatsu, Erling SchO!ler•, Paul Hegge!und•

We have been studying the role of norepinephrine (NE)

in regulating neuronal plasticity in cat visual cortex. We

previously showed that NE-containing nerve terminals in

the visual cortex are necessary to maintain and enhance

neuronal plasticity that is especially evident in the

immature visual cortex of young kittens. In all previous

studies, we directly manipulated NE-terminals within the

visual cortex by means of localized perfusion of either

catecholamine-related neurotoxin, 6-hydroxydopamine or

exogenous NE (Kasamatsu and Pettigrew, 1976;

Kasamatsu et al., 1979). 1n the present study we

investigated the effect upon visual cortical plasticity of

electrical stimulation of locus coeruleus (LC), by which

NE can be released from NE-terminals within the cortex

(Tanaka et al., 1976). We used adult cats and old kittens

that had outgrown the postnatal critical period (.r13 weeks

133

of age) for effects of monocular deprivation. Electrical

stimulation of the left LC, ipsilateral to the visual cortex

studied later, was carried out only when the animal was

allowed to have monocular vision through the left eye 2 hr

a day. The monocularly lid-sut~ed animal was otherwise

kept in the dark without LC stimulation. Ocular

dominance of visual cortical cells was determined. First,

largely reduced binocularity (33-50%) was obtained in

every animal studied (N = 5). Second, in two of them the

ocular dominance distribution was shifted toward the

monocularly exposed eye after only 12 hr of monocular

experience. In these old kittens, the shift was not so

evident as that usually observed in young kittens within

the critical period. These results suggest that activation

of LC cells can restore neuronal plasticity in cat visual

cortex.

References: Kasamatsu, T. and Pettigrew, J. D. (1976) Science 194,

206-209. Kasamatsu, T., Pettigrew, J. D. and Ary, M. (1979) J.

Comp. Neurol. 185, 163-182. Tanaka, C., Inagaki, C. and Fujiwara, H. (1976) Brain Res.

106, 384-389.

*Neurobiology Laboratory, Universi.ty of Trondheim, Trondheim, Norway.

PUBLICATIONS

Allman, J. (1981) Reconstructing the evolution of the brain in primates through the use of comparative neurophysiological and neuronanatomical data. In: Primate Brain Evolution. E. Armstrong and D. Falk (Eds.), pp. 13-28. Plenum Press, New York.

Allman, J. (1982) Evolution of the brain in primates. In: Oxford Companion to the Mind. R. Gregory (Ed.). Oxford University Press, in press.

Allman, J., Baker, J., Newsome, W. and Petersen, s. (1981) Visual topography and function: Cortical visual areas in the owl monkey. In: Multiple Visual Areas. C. Woolsey (Ed.), pp. 171-186. Humana Press, Clifton, New Jersey.

Kamei, I., Shiosaka, S., Senba, E., Takagi, H., Sakanaka, M., Inagaki, S., Takatsuki, K., Nakai, K., Imai, H., ltakura, T., Komai, N. and Tohyama, M. (1981) Comparative anatomy of the distribution of catecholamines within the inferior olivary complex from teleosts to primates. J. Comp. Neurol. 202, 125-133.

Kasamatsu, T. (1982) Neuronal plasticity maintained by the central norepinephrine system in the cat visual cortex. ln: Progress in Psychobiology and Physio­logical Psychology, Vol. 10. A. N. Epstein and J. M. Sprague (Eds.). Academic Press, New York, in press.

Kasamatsu, T. (1982) Enhancement of neuronal plasticity by activating the norepinephrine system in the brain: A remedy for amblyopia. Human Neurobiol. 1, 49-54.

Kasamatsu, T. (1982) A role of the central norepinephrine system in regulation of neuronal plasticity in cat visual cortex. Biomedical Res. Suppl., in press.

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134

Kasamatsu, T. and Heggelund, P. (1981) Norepinephrine iontophoresis in cat visual cortex: A quick change in ocular dominance. Soc. Neurosci. Abstracts 7, 142.

Kasamatsu, T. and Heggelund, P. (1982) Single cell responses in cat visual cortex to visual stimulation during iontophoresis of noradrenaline. Exp. Brain Res. 45, 317-327.

Kasamatsu, T., Watabe, K., SchOller, E. and Heggelund, P. (1982) Activation of the central noradrenaline system: A remedy for experimental amblyopia. An abstract for the first World Congress of !BRO, Lausanne, 1982, Neuroscience Suppl. 7, 8113.

McGuinness, E. (1981) Innervation of the facial muscles by the brainstem facial nucleus. Soc. Neurosci. Abstracts 7, 896.

Miezin, F., McGuinness, E. and Allman, J. (1982) Antagonistic direction-specific mechanisms in Area MT in the owl monkey. Soc. Neurosci. Abstracts 8, in press.

Professor: Masakazu Konishi Del I!. Webb Research Pellow: Terry T. Takahashi Research Pellow: Andrew Moiseff Graduate Students: Lawrence C. Katz, Daniel Margoliash*,

James s. McCasland Research Staff: Eugene Akutagawa Laboratory Staff: Cynthia Akutagawa

*Division of Engineering and Applied Science, California Institute of Technology.

Support: The work described in the following research reports has been supported by:

Bing Chair of Behavioral Biology National Institutes of Health, USP HS National Science Foundation Pew Memorial Trust The Del E. Webb Foundation Whitehall Foundation Helen Hay Whitney Foundation

Summary: The introduction of new techniques sometimes

opens an entirely new vista in our research. The methods

of making live brain slices and recording intracellularly

from them have been used mainly by people interested in

the pharmacological aspect of brain physiology. Larry

Katz found that these methods worked well with finch and

owl brains. We think that these methods combined with

intracellular tracer injection have great potentials for the

study of neuron growth, morphology and connectivity.

Our new postdoctoral fellow, Terry Takahashi, uses these

techniques to establish neuron types and connections to

and from the owl's midbrain auditory nucleus.

Another technical advance we achieved was the

Nakai, K., Iwai, H., Kamei, I., Itakura, T., Kamai, N., Kimura, H., Nagai, T. and Maeda, T. (1981) Micro­angioarchitecture of rat parietal cortex with special reference to vascular "sphincters." Stroke 12, 653-659.

Nakai, K., Jonsson, G. and Kasamatsu, T. (1981) Regrowth of central catecholaminergic fibers in cat visual cortex following localized lesion with 6-hydroxy­dopamine. Soc. Neurosci. Abstracts 7, 675.

Petersen, S., Baker, J. and Allman, J. (1982) Direction­specific adaptation in Area MT of owl monkey. Brain Res., in press.

Watabe, K. and Kasamatsu, T. (1982) Visual afferents to locus coeruleus neurons in the cat. ARVO Abstracts, Suppl. Invest. Ophth. Vis. Sci. 21, in press.

Watabe, K. Nakai, K. and Kasamatsu, T. (1982) Visual afferents to norepinephrine-containing neurons in cat locus coeruleus. Exp. Brain Res., in press.

development of a technique to record multi-unit aj:!tivity

from the hypoglossus nerves of singing canaries. Jim

McCasland and Mark Konishi found that both the left and

the right nerves showed simultaneously a burst of spike

discharge before every note of the bird's song. These

results contradict the prevailing view that a majority of

song notes are controlled by the left hypoglossus.

Dan Margoliash's analysis of complex auditory neurons

has paid off handsomely. He found in one of the song­

control nuclei of the white-crowned sparrow neurons

which responded only to playback of the song of the very

same individual he was recording from. His computer­

aided techniques enabled him to determine the particular

acoustic features of the song which were necessary for

stimulating the song-specific neurons.

Andy Moiseff and Mark Konishi continued their heroic

study of the brain stem neuronal connections and their

physiological properties underlying auditory receptive

fields in the owl.

188. NEURONAL CONTROL OP BIRD SONG PRODUCTION

Investigator: James S. MeCasland

During the past year we have developed a technique

for making single-unit neurophysiological recordings from

the singing mockingbird; developed a technique for

recording bilaterally from the hypoglossal motor nerve;

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and shown that there is a "higher" efferent center in the

song control pathway-nucleus interface (NIF}-than the

"highest" nucleus previously implicated in song control,

HVc.

A chronically-mounted microdrive which allows move­

ment of an electrode in three dimensions has been

developed for us by Herb Adams. The stability of this

device is such that single neurons can be isolated and held

for long periods in the freely moving, singing mockingbird.

Our preliminary results using this technique in HVc show

that many cells are active during production of all song

elements, while some show highly stereotyped bursts for

only a few elements. Some units show long latency

"anticipatory" activity before song. At least some of the

auditorily responsive cells in HVc ·are inhibited during

song, as predicted from our multi-unit data. We wish to

see whether some cells show both auditory responses and

pre-motor activity, thus suggesting their involvement in

the developmentally crucial interface between auditory

feedback and motor output.

The need for making bilateral motor nerve

recordings was due to our inability to demonstrate

functional hemispheric dominance at the HVc level

(Biology 1981, No. 207). Our simultaneous bilateral

recordings from the hypoglossal nerves of singing canaries

verify that the overall timing and apparent patterning of

activities are essentially identical for the two sides, thus

suggesting the syringeal musculature itself as the site of

dominance. We are currently investigating the degree of

independence of left and right efferent pathways

following unilateral lesions and other manipulations.

Recordings from NIF in the zebra finch show longer

pre-song latencies than those from HVc, consistent with

the unidirectional pathway from NIF to HVc. Preliminary

results indicate that this pathway is essential for normal

song production, and that the input nucleus to NIF does

not relay song-related activity. Thus NIF may be a source

of timing cues for song.

189. INTRACELLULAR STAINING AND MICROANATOMY OF SINGLE NEURONS IN SONG SYSTEM BRAIN SLICl!S

Investigator: Lawrence C. Katz

The neural pathways controlling birdsong form a

system particularly amenable to studies of central nervous

system plasticity. The development of birdsong requires

that a bird use auditory feedback to modify his song. The

135

brain areas specifically responsible for song production

consist of a chain of brain nuclei (Nottebohm et al., 1976),

two of which-HVc and RA-receive auditory input (Katz

and Gurney, 1981; Katz, unpublished observations). These

nuclei are likely to be involved in song development. My

work during the past year has focused on the morpho­

logical alterations of single neurons within HVc and RA

during song learning. An in vitro brain slice preparation

of relevant song nuclei has been developed. The brain is

removed from a bird, and sliced into 0.5-mm-thick

sections which are placed in a balanced salt solution in a

warmed, oxygenated chamber. The neurons in this

preparation remain healthy, exhibiting normal

electrophysiological characteristics, _and the song nuclei

HVc and RA are clearly visible. Using intracellular

injection of the fluorescent dye Lucifer Yellow, neurons

within HVc and RA can be visualized in their entirety. In

the slice preparation, both the number and quality of

intracellular dye fills is far superior to that obtainable in

vivo.

I have so far catalogued the various cell types present

in HVc and RA of adult male zebra finches, with respect

to the spatial extent and patterns of their dendrites and

axons. Results from over 50 filled cells have revealed an

unexpected complexity in the extent and distribution of

axons of these cells within their respective nuclei. How

does this local circuitry change during song development?

There are at least two possibilities: (1) the internal

"wiring" in a young bird is simple-each cell contacts (i.e.,

makes synapses with) only a small number of other

neurons within the nucleus; as the bird learns song, each

neuron contacts a greater number of cells; or (2) the

neurons in a young bird each synapse with a large number

of other neurons, and, as the bird learns song, the number

of synapses between cells is "pruned" so that only useful

contacts are retained. To distinguish between these

possibilities, I have started examining the neurons in HVc

and RA of young birds that have not yet begun to sing, as

well as those of adult birds who were deafened before

they started singing.

References: Katz, L. c. and Gurney, M. E. (1981) Brain Res. 221,

192-197. Nottebohm, F., Stokes, T. M. and Leonard, C. A. (1976) J.

Comp. Neurol. 165, 457-486.

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136

190. ACOUSTIC PARAM1!TfillS UNDERLYING NEURONAL RESPONSES TO SONG IN A VOCAL CONTROL NUCLEUS OF WHITE-cROWNED SPARROWS

Investigator: Daniel Margoliash

A distinct group of brain nuclei subserves song

production in oscine songbirds (Nottebohm et al., 1976).

In one of these, HVc, it has recently been shown that some

neurons respond to noise bursts (Katz and Gurney, 1981).

This finding is interesting in light of the requirement for

auditory feedback during vocal development (Konishi,

1965). Thus, an in-depth analysis of the auditory

responses of HVc units was undertaken.

White-crowned sparrows were induced to sing by

subcutaneous testosterone implants. Songs (typically

consisting of four phrases or parts: whistle, buzz, trill,

terminal buzz) were recorded, digitized (PDP 11/40), and

modeled as frequency and amplitude functions. These

functions could be used (with special electronics) to

synthesize accurate copies of the songs. Modifications of

a function (for example, frequency shift) produced the

appropriate change in the song. In this way, a complex

stimulus (song) could be systematically modified along all

parameter dimensions. For extracellular recording,

standard techniques were used with urethane-anesthetized

birds. Tone and noise bursts, and the bird's own song,

were used as search stimuli.

Four classes of responses were found, two of which (no

response, and weak response to noise bursts) have already

been described (Katz and Gurney, 1981). A third class

responded vigorously to tone bursts. Some of these units

showed excitation to most stimuli; others preferred a

limited range of frequencies. Often the best frequency

was related to the frequency of the whistle (first phrase)

of the bird's own song. On occasion the tone burst

duration necessary for excitation ( >400 msec) was

comparable to the duration of the whistle. The fourth

class included cells responding only if combinations of

phrases were presented, the individual phrases being

ineffective. Significant changes in interphrase interval

typically did not greatly affect the response. However,

frequency shifting, or modification of the .fine structure

(for example, frequency modulation) of either phrase

could diminish or abolish the response. For many of these

neurons, the specific parameters underlying the response

to song could be delineated. These parameters reflect

integrative phenomena within the auditory system.

The specificity of class IV neurons often resulted in

selectivity within an extensive song repertoire. Thus,

some inter-dialect, and on occasion intra-dialect songs

were ineffective stimuli. This selectivity may be

coincidental, or it may be related to the fact that birds

learn song from their parents. It should now be possible to

address this question directly by recording from young

birds.

References: Katz, L. C. and Gurney, M. E. (1981) Brain Res. 211,

192-197. Konishi, M. (1965) z. TierpsychoL 22, 770-783. Nottebohm, F., Stokes, T. M. and Leonard, C. A. (1976) J.

Comp. NeuroL 165, 457-486.

191. THE AUDITORY PERIPHERY: EXTRACTION OF BINAURAL CUES FOR SOUND LOCALIZATION

Investigators: Andrew Moiseff, Masakazu Konishi

The barn owl has an acute sense of hearing which can

be used for the localization and eventual capture of prey.

We have been investigating the neural mechanisms under­

lying the detection and processing of sound necessary for

extracting information about its location. Behavioral and

neurophysiological experiments suggested that owls make

use of two major binaural cues for sound localization:

(1) the difference in the intensity of sound perceived at

the two ears appears to be an important cue for the

elevation of the sound, and (2) the ongoing time disparity

between the two ears appears to be important for

establishing the azimuth of the sound. To obtain a

quantitative measure of the magnitude of these binaural

cues, we measured the intensity and time delay of sounds

reaching the ears as a function of the location of the

sound.

We measured the "cochlear microphonics11 from each

ear in response to directional sound stimulation. This

technique allowed us to measure the sound reaching each

eardrum, and is sensitive to both the absolute sound

intensity and the absolute arrival time of the sound

perceived at each ear.

Our results confirmed that by combining intensity and

time cues the owl can uniquely specify the location of a

sound. The results also provided us with an indication of

the amount of time or intensity difference to which the

owl must be sensitive-better than 10 microseconds

ongoiilg time disparity, and approximately 1 dB interaural

intensity difference.

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PUBLICATIONS

Gurney, M. E. (1981) Hormonal control of cell form and number in the zebra finch song system. J. Neurosci. 1, 658-673.

Gurney, M. E. (1982) Behavioral correlates of sexual differentiation in the zebra finch song system. Brain Res. 231, 153-172.

Katz, L. c. and Gurney, M. E. (1981) Auditory responses in the zebra finch's motor system for song. Brain Res. 211, 192-197.

Senior Research Associate: Marianne E. Olds Visiting Associate: Dorwin L. Birt Laboratory Staff: Jeffrey D. Carpenter, Trau Cuong,

Lawrence Humm, Mai Thieu Trinh

Support: The work described in the following research reports has been supported by the National Institutes of Health, USPHS.

Summary: We are continuing our studies of the neural

basis of reinforcement and learning. Our studies of

reinforcement are carried out in rats using as a model

self-stimulation behavior. The animals are implanted with

chronic electrodes which are aimed at specific brain sites.

To obtain reinforcement in the form of a brief electrical

st.imulus, the subject has to depress-a lever. The number

of times the lever is depressed within a given period is the

basis for classifying sites as reinforcing or neutral or

aversive. Numerous mapping studies have revealed that

reinforcing sites are often found in the trajectories of the

central catecholamine systems or in the regions where the

cell bodies lie. Three such systems have been of

particular interest: (1) the dopamine neurons in the

substantia nigra, zona compacta, which project to the

striatum; (2) the dopamine neurons in the ventral

tegmentum, which innervate forebrain limbic structures;

and (3) the norepinephrine neurons in the locus coeruleus

together with their ascending projections to the cortex

and the hippocampus. We have given our attention to this

last system this past year on the basis of findings that the

induction of noradrenergic hyperinnervation of the locus

coeruleus region leads to enhanced reinforcement in that

region. Our aim is to determine the basis of this

behavioral effect in terms of the biochemical and

morphological changes accompanying noradrenergic

hyperinnervation.

137

Konishi, M. and Akutagawa, E. (1981) Androgen increases protein synthesis within the avian brain vocal control system. Brain Res. 222, 442-446.

Konishi, M. and Gurney, E. (1982) Sexual differentiation of brain and behaviour. Trends in Neurosci. 5, 20-23.

Mccasland, J. S. and Konishi, M. (1981) Interaction between auditory and motor activities in an avian song control nucleus. Proc. Nat. Acad. Sci. USA 78, 7815-7819.

Moiseff, A. and Konishi, M. (1981) The owl's interaural pathway is not involved in sound localization. J. Comp. Physiol. 144, 299-304.

Our studies of learning are carried out in rats

chronically implanted with electrodes for recording extra­

cellular neuron activity in the auditory pathway, the

superior colliculus, and the dorsal tegmentum while the

animal learns to discriminate between two auditory

stimuli, one that is followed by a food reward, the other

not. We have found that under such conditions, the

neurons respond differently to the tones when they are

followed by the food reward than. when they are presented

not in association with the reward. Our concern in these

experiments is to determine the anatomical basis and the

function of these "learned11 changes in cellular

responsiveness. Our immediate aim is to dissociate these

changes in terms of their latencies or their appearance in

the trial sequence from the "learned" behavior of the

animal that is used as a marker to show that the

association between tone and food is being learned.

192. STUDY OF THE EFFECTS PRODUCED BY THE NEUROTOXIN 6-HYDROXYDOPAMINE INJECTED NEONATALLY IN THE RAT

Investigators: Marianne E. Olds,. Mamoni Umemoto•, Toru Itakura**, S. Kurumiya*

When the neurotoxin 6-hydroxydopamine (6-0HDA) is

injected neonatally in the ventricular system of the rat, it

has long-term consequences on the anatomy, the bio­

chemistry and the function of the central catecholamine

systems. We have been using this approach to study the

effects of inducing a permanent alteration in central

aminergic transmission on reinforcement produced by

brain stimulation at sites localized in these systems. We

have obtained evidence that in the adult rat treated with

this substance at birth, the effects of brain stimulation in

the dorsal pons, in the vicinity of the locus coeruleus, are

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138

greatly enhanced. We have also obtained evidence that in

these animals the levels of the catecholamines-dopamine

and norepinephrine--are reduced in cortex, hippocampus,

and to a lesser extent, in hypothalamus. In the region of

the locus coeruleus, the levels of norepinephrine are

elevated. Morphological studies based on visualization of

catecholamine-containing terminals, fibers, and cell

bodies have shown that the number of neurons in the locus

coeruleus are reduced in number or are absent in the

treated animals but the number of catecholamine fibers in

that same region is enhanced. It would seem therefore

that the catecholamine neurons of the locus coeruleus are

not responsible for the reward produced in the dorsal pons.

We are proceeding with an investigation of the source for

the increase in the norepinephrine fibers in this region.

*Psychology Department, Osaka City University, Osaka, Japan. **Department of Neurosurgery, Wakayama Medical College, Wakayama, Japan.

193. EFFECTS OF PERMANENT DEPLETION OF DOPAMINE IN THE BRAIN OF THE RAT

Investigators: Mamoru Umemoto*, Marianne E. Olds

When 6-hydroxydopamine (6-0HDA) is given to rats, it

produces effects on the catecholamines dopamine and

norepinephrine. If selective action on dopamine is

required, it is possible to use the tricyclic antidepressant

desmethylimipramine (DMJ) as a pretreating agent before

6-0HDA to achieve this effect because DMI inhibits the

uptake of the neurotoxin into the terminals of

norepinephrine neurons. We have used this approach to

study the effects of the selective depletion of dopamine

on reinforcement obtained in the substantia nigra, on the

regional concentrations of dopamine and norepinephrine,

and on the morphology of the substantia nigra, with a view

to determining whether enhanced reinforcement can be

obtained in the substantia nigra.

Our findings indicate that reinforcement can be

obtained in these animals but it is more difficult to

demonstrate because reward sites are sparser. The

biochemical findings show effects in one direction only, a

depletion of dopamine. This effect is, however, graded,

being more marked in the forebrain than in the

mesencephalon. The levels of norepinephrine in the test

animals are the same as in controls. We are in the process

of investigating the morphological changes induced in the

substantia nigra zona compacta by the neonatal

treatment. The aim of these studies is to establish on a

firm footing the reduction of rewarding sites in the

substantia nigra and to determine whether this behavioral

finding and the biochemical results correlate with

morphological changes in this region.

*Psychology Department, Osaka City University, Osaka, Japan.

194. BEHAVlORAL AND BIOCHEMICAL EFFECTS OF DEAFFERENTING THE HIPPOCAMPUS NEONATALLY OF ITS NORADRENERGIC INPUT

Investigators: Marianne B. Olds, James Smith*, John Lane*, Jeffrey D. Carpenter

The anatomical findings in the brains of adult rats

treated neonatally with 6-hydroxydopamine (6-0HDA)

suggest that one of the principal targets of the toxic

substance is the hippocampus. This is a region that

receives noradrenergic input principally from the

adrenergic neurons of the locus coeruleus, and it receives

serotonergic input from the raphe nuclei. In animals

treated with 6-0HDA by the intraventricular route, the

histological material shows selective degeneration of the

rostral hippocampus-septum complex, in particular the

axon-dendrite network linking the several types of cell

bodies found in this structure. Inasmuch as this structure

is also implicated in the regulation of emotionality and

has been postulated to exert an inhibitory role in the

activity of brainstem structures, we have reasoned that

this particular projection of the ascending branch of the

coeruleus noradrenergic system may be responsible for the

behavioral effects of animals treated at birth in the

lateral ventricles with 6-0HDA. Two behavioral effects

are especially noteworthy. One is the hyperreward in the

dorsal pons and the hyporeward in the hypothalamus; the

other is a hyperactive reaction to stimuli, either new or

part of the animal's environment. We are using a

stabilimeter to measure the startling variety of move­

ments executed by the animal when it has been removed

from its home cage. The treated animals perform more

movements of the type counted by our apparatus and for a

longer time than controls. This syndrome develops over

time and becomes slightly attenuated when the animal

reaches old age, but it remains a permanent feature of its

behavioral repertory.

In the biochemical studies carried out with the

collaboration of Dr. James Smith and Mr. John Lane of

the University of Louisiana Medical School, the levels of

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catecholamines are measured in three subdivisions of the

hippocampus, the Cal and Ca3 regions and the dentate

gyrus, because anatomical findings from other

laboratories have indicated that the distribution of the

adrenergic input to this structure is uneven, its greater

density being in the dentate. In addition, levels are

measured in the pons, ventral, and dorsal regions for

effects in the A6-A4 and Al-A3 group cells, and in the

hypothalamus and caudate for effects on the dopamine

systems, since 6-0HDA used without pretreatment with

desmethylimipramine may have preferential effects on

the noradrenergic systems. We have tested these animals

in the stabilimeter and have not replicated the hyper­

reactivity seen when 6-0HDA is injected into the lateral

ventricles. It is possible that the concentration of 6-

0HDA was not high enough to produce the damage in the

hippocampus seen with the neonatal intraventricular

injections or, alternatively, that the damage was too

selective to induce the changes in adrenergic innervation

seen with the ventricular route. We are at present testing

identically treated animals for reward in the diencephalon

and the dorsal pons, in the locus coeruleus region.

*University of Louisiana Medical School.

195. ANATOMICAL BASIS AND FUNCTION OF LEARNED ENBANCED NEURAL RESPONSIVENESS 1N THE AUDITORY SYSTEM OF THE RAT

Investigators: Marianne E. Olds, Dorwin L. Birt, Jeffrey D. Carpenter

In previous studies we have obtained evidence of

associative neural changes in the medial portion of the

medial geniculate bodies and in the deep layers of the

superior colliculus in the rat. Inasmuch as the latencies of

these changes suggested that they might be related to the

movements of the animal during the presentation of

auditory stimuli that signal a food reward, the present set

of experiments is designed to dissociate the neural

changes from the "learned" behavior both in terms of the

latencies of their occurrence with respect to signal

presentation, and in terms of the trial sequence.

we have selected three strategies to demonstrate this

dissociation. In the first, we have altered the paradigm

used hitherto to include three food magazines instead of

one. The appropriate magazine in a trial is signaled by a

139

click given 200 msec after the onset of one of the tones,

which can be either paired or not pa.ired with a food

reward. The absence of information during the first 200

msec about which of the three food magazines will be the

"hot" magazine during a given trial is intended to

eliminate the directional movements toward the food

magazine in the one-food magazine situation.

In the second strategy, we introduce a delay in the

one-food magazine paradigm. It is also intended to

eliminate movements during the first 200 msec of the

stimulus presentation. In this situation, if the animal

moves during this interval, the trial is aborted. The aim is

to obtain an interval free of movements, under the control

of the experimenter, for analysis of neural changes during

that period.

In the third strategy, we use the one-food magazine

situation but we substitute brain reward for the food

reward. As a rule the brain reward induces movements

but it does not have directionality or have as a component

an orienting response toward the food magazine. We have

evidence that the nonspecific movements induced by the

brain reward can be conditioned. We are hoping to use

this method to show that the associative neural changes

we have uncovered remain, even though the movements

associated with the food-task have been eliminated.

PUBLICATIONS

Birt, D. and Olds, M. E. (1981) Associative response changes in lateral midbrain tegmentum and medial geniculate during differential appetitive conditioning. J. Neurophysiol. 46, 1039-1055.

Olds, M. E. (1981) Reinforcing effects of morphine in the nucleus accumbens. Brain Res. 237, 429-440.

Olds, M. E. (1982) Developmental aspects of pontine self­stimulation in the rat. Devel. Brain Res., submitted for publication.

Umemoto, M., Kurumiya, S., Itakura, T. and Olds, M. E. (1982) Catecholaminergic hyperinnervation but Joss of cell bodi~ in the locus coeruleus (AS) in rats treated neonatally with 6-hydroxydopamine: histochemical fluorescence study of self-stimulation. Brain Res., submitted for publication.

Umemoto, M., Kurumiya, S., Itakura, T. and Olds, M. E. (1982) Enhanced pontine self-stimu1ation, noradrenergic hyperinnervation in LC, but loss of AS neurons after neonatal 6-0HDA. Science, submitted for publication.

Umemoto, M. and Olds, M. E. (1981) Presynaptic alpha­adrenergic mediation of self-stimulation in locus coeruleus in rats pretreated neonatally with 6-hydroxydopamine. Brain Res. 219, 107-119.

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140

Professor: Roger W. Sperry Senior Research Associate: Charles R. Hamilton Visiting Associates: Evelyn L. Teng, Eran Zaidel Graduate Students: Alice M. Cronin-Golomb, Jay J. Myers Research Staff: Amy M. Canada, Eef Goedemans, Lois E.

MacBird, Betty A. Vermeire

Support: The work described in the following research reports has been supported by:

Biomedical Research Support Grant (NIH) Frank P. Hixon Fund National Institutes of Health, USPHS Pew Memorial Trust University of California, Los Angeles University of Southern California

summary: Our research has continued to focus on

hemispheric specialization and left-right cross integration

in human subjects who have undergone surgical

disconnection of the cerebral hemispheres. Correlated

investigations, carried out in split-brain monkeys by

Dr. Charles Hamilton, have attempted to carry further

the analysis of basic hemispheric interrelations with

combined surgical and testing techniques not applicable in

human subjects.

196. HEMISPHERIC DIFFERENCES IN ABILlTY TO RECOGNIZE FIGURE AND BACKGROUND

Investigator: Alice M. Cronin-Golomb

Four complete commissurotomy subjects, LB, NG, RY

and AA, were tested for the ability to recognize

components of pictures presented in central vision to right

or left visual field. A test picture, exposed tachisto­

scopically for 150 msec, consisted of one of four solid

figures of amorphous shape, centrally placed against one

of four Gibson gradients as background. When required to

identify either the test figure or the background from a

four-choice array in free vision, the subjects demon­

strated a left/right difference not observed in control

subjects: the left hemisphere performed very well in

identifying the figure, but only at near-chance level in

recognizing the background, especially in early blocks of

trials. In contrast, the right hemisphere was equally adept

at identifying the figures and grounds. A hierarchy of

performance within and between hemispheres was

observed, such that the subjects performed best on the

figure task with the left hemisphere; less successfully,

though still well above chance, on either the figure or

ground task with the right hemisphere; and at near-chance

level on the ground task with the left hemisphere. When

either the "figure" or "ground" was presented alone, both

hemispheres were essentially perfect in selecting that

"figure" or "ground" from a four-choice array.

These results support the view that the left

hemisphere tends to zero in on the "focal" component of a

picture, and that the right is better at perceiving the

"whole" situation. What is new is the finding that,

although the subjects claimed to be aware that attention

to both the figure and ground elements of the test

composite was necessary in order for them to perform

well, they nevertheless failed to obtain ground infor­

mation when it was presented to the left hemisphere. The

left hemisphere was apparently "compelled" to attend

selectively to the figures. Further experiments are

planned to examine more systematically the figure-ground

variables involved.

197. BACKGROUND INFLUENCE ON PERCEPTION OF SIZE AND LOCATION IN LEFT AND RIGHT HEMISPHERES

Investigator: Alice M. CronhrGolomb

The relative abilities of right and left hemispheres to

determine the size and position of solid dots on a variety

of backgrounds were measured in commi.Ssurotomy

subjects LB, NG, RY, and AA. A dot appeared against

either a plain white background, or against a Gibson

gradient of horizontal lines, receding naturally toward the

top of the stimulus card. The stimulus card was presented

in central vision for 150 msec to either right or left visual

field. When the test dot appeared against a white

background, each of the nine choices of the answer array

in free vision (three dot sizes X three positions) was also

located on a white ground. Likewise, when the test dot

was presented against a gradient background, each of the

dots of the nine-choice array appeared against the same

gradient background.

Two subjects (NG and AA) and two normal controls

demonstrated a superior performance with the natural

gradient, relative to the plain background. In the

commissurotomy subjects, this superiority appeared within

the right hemisphere exclusively. In subsequent tests with

the same dot size and localization task with the back­

ground gradient inverted, only the right hemisphere

performance was disrupted, as it was enhanced by use of

the natural gradient. The observed tendency of the right

hemisphere to be more influenced by background

information may explain reports of the right1s greater

susceptibility to illusions, and may, indeed, be the basis of

some illusory effects observed in normal subjects.

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198. RIGHT/LEl'T PROCl!SSING OP PERSPECTIVE CUES FOR VISUAL DISTANCE IN COMMJSSUROTOMY SUBJECTS

Investigator: Allee M. Cronin-Golomb

In normal subjects it has been shown that an object

viewed in the top half of a field is perceived to be smaller

than it actually is, and, when viewed in the bottom half

field, to be perceived as larger than it really is. When a

solid dot of one of three sizes in one of three vertical

{top, middle, or lower) positions was flashed in central

vision to either right or left visual field for 150 msec,

commissurotomy subjects LB, NG and AA demonstrated

the above normal effect for the right hemisphere only.

The effect was enhanced when a natural gradient back­

ground (Gibson's horizontal lines, receding toward the top)

was used, rather than a plain white ground, and the effect

was diminished when the gradient ground was inverted.

Further, the right hemisphere of three subjects (LB,

NG and AA) more often chose the correct answer (i.e.,

that dot of the nine-choice array which was of the same

size and position as the test dot) when the stimulus card

represented a relatively "correct" distance relationship

(e.g., small dot at the top) than when the relationship was

relatively "incorrect" (e.g., small dot at the bottom). The

opposite effect was obtained for the left hemisphere in

subjects NG and RY, in whom left hemisphere

performance was better on trials involving "incorrect"

than "correct" relationships. The latter effects were

independent of background used. These findings suggest

that the separated hemispheres may be analyzing some

visual perspective cues in different ways.

199. VISUAL FIBLD ABNORMAIJTll!S IN COMMJSSUROTOMY SUBJECTS

Investigator: Jay J. Myers

Abnormalities in the visual fields of commissurotomy

subjects were noted in the course of measurements taken

to permit the use of the lateral limits method for

lateralizing visual input. These have been further

examined using perimetric techniques with a tangent

screen at a one-meter viewing distance. Measurements

were taken for both binocular and monocular vision, with

moving and stationary targets, and under conditions

requiring verbal or manual report. Detailed measure­

ments were obtained for two commissurotomy subjects

(LB and NG) while a cursory examination was made of two

others (AA and RY).

141

There was some indication of field defects in all of

these subjects. Although reliable results were not

obtained for RY because of difficulties in maintaining

fixation, the other three all showed abnormalities

restricted to, or more pronounced in, the right visual field

(RVF) projecting to the left hemisphere. As reported on

other occasions, NG showed evidence of grossly con­

stricted visual fields (tunnel vision), possibly an hysterical

condition. AA showed a similar, less severe constriction

limited to the RVF. LB reported blurry vision in the RVF

interspersed with patches of clear vision and blindspots.

The defects were probably not detected in previous

testing because in all cases, the region of foveal vision is

spared.

These abnormalities of vision are difficult to explain.

Their presence with monocular viewing by either eye

indicates a central rather than retinal origin, the nature

of which remains obscure. Damage to central visual

pathways from the surgery or from earlier epileptic

activity or some sort of functional reorganization of the

substrates of visual perception are among possibilities

that need to be ruled out.

200. NAMING OF STIMULI FELT WITH THE LEl'T HAND FOLLOWING FOREBRAIN COMMJSSUROTOMY

Investigator: Jay J. Myers

In contrast to earlier observations, recent reports

increasingly suggest that long-term commissurotomy

subjects can at times verbally identify stimuli projected

to the right hemisphere (RH) through the left visual field.

This finding has been taken to imply development of RH

speech, an interpretation that has since been questioned

(Biology 1981, No. 232) from evidence that the left

hemisphere (LH) rather than RH is responsible for the

verbalizations. Whether the LH gains access to such

information through ipsilateral sensory projections or by

interhemispheric channels has not been determined. In an

effort to further explore this question in a different

modality, a series of tests was conducted to assess the

ability of subjects LB and NG to name tactual, alpha­

numeric characters (5 cm plastic letters and digits)

through blind unimanual stereognosis with the left and

right hands.

The present results conform closely with prior findings

in the visual modality. LB was able to name the tactual

stimuli when presented to either hand with very few

errors. NG could name stimuli in her right hand with a

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142

few errors but correctly identified very few stimuli felt

with the left hand unless the number of alternatives was

reduced to two or three and unless informed in advance of

their identities. During one block of 24 trials, NG gave

completely reversed responses to two letters presented to

the left hand. Similar reversals had also been noted

during visual testing within the left visual field.

Taken together, these findings strongly suggest that

interhemispheric channels allow the LH to sometimes

verbally identify stimuli projected to the RH. The close

similarity of performance within the visual and tactual

modalities, especially for subject NG, further argues

against the use of ipsilateral sensory projections.

201. SERIAL REVERSAL LEARNING: TWO HEMISPHERES ARE BE'ITER THAN ONE AND THE LEFT IS BETTER THAN THE RIGHT

Investigator: Evelyn L. Teng

A previous study (Biology 1981, No. 230) with four

cornmissurotomy patients has shown that the left and the

right hemispheres learned equally readily on a two-choice

discrimination problem that involved tactile inputs and

manual responses, but the right hemisphere was clearly

inferior to the left one in mastering discrimination

reversals (i.e., when the designations of correct and

incorrect responses were reversed). In addition, even the

left hemisphere of the commissurotomy patients did not

perform as well as three control patients over a series of

reversals, suggesting that learning with both hemispheres

is better than learning with a single one; however, this

between-group comparison cannot give unequivocal

conclusions because the two groups were not matched in

age, IQ, and other possibly pertinent variables.

The aim of the present study was to make within-·

subject comparisons between learning with both

hemispheres and learning with a single hemisphere. The

same two-choice serial reversal learning task was

presented to each hand of four commissurotomy patients

under two conditions: (1) behind an opaque screen, as was

the case in the previous study, so that only the hemisphere

contralateral to the working hand could participate in the

task; and (2) in free view, so that information about the

task was available to both hemispheres. Results show

that, with vision, the two hands performed at comparable

high levels. Without vision, the right-hand performance

showed minor impairments, and the left-hand performance

showed major deteriorations. Control patients consis­

tently performed at high levels with either hand, with or

without vision. These results confirm that serial reversal

learning is better performed with two hemispheres than

with one hemisphere, and the right hemisphere is

particularly deficient in this task. Work is under way to

check whether or not the above findings also hold when

different discriminanda and response requirements are

involved, and to explore the reasons of the right­

hemisphere deficiency.

202. LEXICAL DECISION AND SEMANTIC FACILITATION IN THE SPLIT BRAIN

Investigator: Eran Zaidel

Consider a hemifield tachistoscopic experiment in

which the subject has to decide whether a brief target

character string flashed to one or the other visual

hemifields is a word or not (lexical decision). The target

is preceded by another lateralized word (the prime) that

may or may not be semantically associated with the

target word. In central vision, it is known that when the

prime is a semantic associate of the target, the decision

about the target is faster (semantic facilitation). In a

second experiment, the printed prime is replaced by an

unlateralized spoken word. A control test was also

administered in which lateralized targets without any

primes were presented. Three or four complete, and one

or two partial, con'lmissurotomy patients participated in

the experiments.

The results are summarized in Table 1. Lexical

decision of lateralized targets alone, without primes,

disclosed generally bilateral competence (4 out of 5

patients) and no hemispheric difference in latency (3 out

of 4 patients). The partial commissurotomy patient

showed a pattern of latency and accuracy that was

completely consistent with that of the complete

comissurotomy patients.

Lexical decision of lateralized targets preceded by

lateralized primes showed bilateral competence in three

patients, and bilateral incompetence in one. There was a

trend for more accurate left hemisphere (LH) decisions

but no consistent hemispheric difference in latency. Only

one patient (LB) showed significant facilitation, and then

only in the LH.

Lexical decision of lateralized targets with free

auditory primes showed again bilateral competence and no

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consistent hemispheric superiority in accuracy. Latency

data showed significant but mixed hemispheric

superiorities. Furthermore, auditory facilitation was

about equally likely to occur in either hemisphere.

Table 1

Summary of performance of commissurotomy patients

on lexical decision and semantic facilitation

Targets

Lexical Bl decision - - - -Semantic facilitation

Hem~s~heri_c LH spec1ahzat1on

alone

4/5 RH 5/5 LH

- - - - -

Visual Auditory primes primes

Bl 3/4 RH Bl 4/5 RH 3/4 LH 4/5 LH - - - - - - - - -

LH? Bl 4/5 RH 4/5 LH

·-Mixed Mixed

Bl = bilateral competence; LH = left hemisphere, RH = right hemisphere; 3/4 RH = 3 out of 4 right hemispheres, etc.

What is the relation of lexical decision to reading?

The same targets used in the lexical decision tasks were

subsequently used for a reading test in which two

complete commissurotomy patients were required to point

to multiple choice arrays of pictures in free vision, in

response to the lateralized target. Hemispheric

performance estimates for both hemispheres were

generally higher for the reading than for the decision task.

Furthermore, the tachistoscopic assessment of reading

competence in these patients actually underestimates the

hemispheric reading vocabularies as assessed with a

custom-made contact lens technique for free ocular

scanning. It would seem, therefore, that lexical decision

provides a conservative estimate of competence for

reading in the disconnected RH.

The same lexical decision was administered to normal

subjects (Radant, 1981). These subjects showed evidence

of RH competence for both decision and semantic

facilitation. Thus, the disconnected RH, in turn, appears

to underestimate the contribution of the normal RH to

language.

Reference: Radant, A. (1981) Undergraduate Honors Thesis, Depart­

ment of Psychology, University of California, Los Angeles.

143

203. DISCONNECTION SYNDROME AS A MODEL FOR LATERALITY EFFECTS IN THE NORMAL BRAIN

Investigator: Eran Zaidel

Consider a dichotic listening experiment showing a

right ear advantage (REA) or a hemifield tachistoscopic

experiment showing a right visual half-field advantage

(RVFA) for some language stimuli. Both are commonly

interpreted to reflect left hemisphere (LH) specialization

in processing the stimulus material. But how are we to

interpret the observed laterality effect? Does it reflect

exclusive LH specialization for processing so that in

reading stimuli the RH must first shuttle across the

corpus callosum to the LH at some cost in latency and

stimulus quality, hence the REA or RVFA? Or can the RH

also process its own input, but not as quickly and

accurately as the LH, hence the REA or RVFA?

Let us call the first possibility the "callosal relay"

model, and the second possibility the "direct access"

model. The latter focuses on relative hemispheric

specialization, whereas the former emphasizes callosal

connectivity. Complex tasks that require inter­

hemispheric interaction may involve components of both

models.

How can we tell whether a given task fits one model or

the other? Direct access tasks involve no callosal

transfer and can be done by both hemispheres so that a

small and comparable laterality effect should be observed

in the normal and in the disconnected brains. Callosal

relay tasks, on the other hand, should result in massive

laterality effects in the split brain, where callosal

transfer is impossible, but in only small effects in the

normal brain. Other behavioral criteria for direct access

and callosal relay tasks in the normal brain include

(i) response hand by hemifield interaction (direct access),

(ii) a main hand effect without a hand by hemifield

interaction (callosal relay), and (iii) a hemifield by

stimulus complexity interaction (direct access).

Conditions i and ii may not hold for choice RT tasks where

the motor response reflects a simple binary choice (e.g.,

yes/no).

Examples of tasks that fit both models actually exist.

Thus, dichotic listening to nonsense CV syllables is a

callosal relay task. It shows a massive REA in the

disconnected LH, signaling left hemisphere specialization,

but only a modest REA in the normal brain. Further, the

disconnected RH cannot do the task at all so that the left

ear signal must be transferred to the LH via the corpus

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144

callosum for further processing (Zaidel, 1976). Lexical

decision of concrete, imageable words, on the other hand,

fits the direct access model (see Abstract No. 202).

The existence of direct access and callosal relay tasks

makes it possible to analyze the possible selective roles of

relative hemispheric specialization or of callosal connec­

tivity in giving rise to diverse laterality effects as a

function of individual differences in sex, handedness, and

cognitive profile.

Reference: Zaidel, E. (1976) Jn: UCLA Conference on Human Brain

Function. BR!, UCLA, Los Angeles, pp. 103-110.

204. LEFT HEMISPHERE SUPERIORITY FOR PERCEPTION OF SEQUENTIALLY-PRESENTED STIMULI

Investigators: Harold W. Gordon*, Eran Zaidel

While it is generally accepted that the left cerebral

hemisphere is dominant for the processing of sequences,

the evidence is limited in the case of auditory stimuli.

There are difficulties in investigating the lateral

asymmetry of sequential processing in normal subjects

because long sequences may not be conveniently

lateralized to the left or right hemisphere by conventional

tachistoscopic or dichotic techniques. Accordingly, most

studies rely on observations of dysfunction in neurological

patients w!th verified unilateral left or right lesions

(Bentin and Gordon, 1979). This problem has been

eliminated by use of unimanual presentations of tactile

stimuli to split-brain patients showing LH superiority for

both common objects and nonsense shapes (see Biology

1973, No. 54). Jn the present study we used a specially­

designed scleral contact lens with an attachment that

restricts vision to one half-field. This lens was used in the

present study with two patients who have undergone

complete forebrain commissurotomy (NG, LB) to inves­

tigate the ability of each hemisphere separately to

process sequentially-presented stimuli.

Sequential perception was assessed with two tests, one

in which the sequential stimuli were presented audibly,

one in which they were presented visually. For the

auditory test, easy-to-recognize sounds such as rooster

crowing, trumpet fanfare, and bird chirping were

presented in sequences of 2, 3, 4, and 5. · The subject's

task was to point to associated pictures in the same

sequence as the sounds had been presented. The

associated pictures were confined to one visual field (one

hemisphere), assuring that assessment of each hemisphere

was made independently. The visual sequence test was

presented by a Super-8 movie. Six circles arranged in a

hexagon array were "colored in" at a rate of 4/sec in

sequences of 3, 4, and 5. The subject's task was to

indicate (by pointing) the correct sequence of the "colored

in" circles on a response card containing the same 6-circle

array. With the lens system, both the stimuli and response

card could be confined to one visual field, again assuring

the assessment of one hemisphere at a time. The scoring

for both tests gave weighted credit for longer sequences,

and partial credit for partially correct sequences (e.g., the

first 3 correct in a sequence of 5 would get some credit

even if items 4 and 5 were omitted or reversed).

The results for both the auditory and visual tests were

the same for both subjects. The score for the left

hemisphere was consistently better than the right,

reflecting the facts that the left hemisphere was more

consistently correct and was able to process longer

sequences. In order to enhance the chances of the right

hemisphere success, the test had been given first as a

practice run to the right hemisphere, followed by testing

the left hemisphere and then retesting the right hemi­

sphere. For both subjects, the score of the right

hemisphere was still only about half that of the left

hemisphere. The right hemisphere correctly reported

about half of the trials with 3 in a sequence and

occasionally reported correctly 4 in a sequence. The left

hemisphere regularly reported 3 in a sequence with few

errors and often correctly reported 4 and even 5 in a

sequence. Whereas the performance for either hemi­

sphere was below normal, the reduced capacity of the

right hemisphere compared to the left in the same subject

was clear. The results give direct support for left

hemisphere superiority in perception of sequences whether

they are presented by the visual or auditory modality.

Reference: Bentin, S. and Gordon, H. w. (1979) J. Neuro!. Neurosurg.

Psychiat. 42, 715-723.

*Department of Psychiatry, University of Pittsburgh, School of Medicine.

205. RIGHT HEMISPHERE SUPBRIORITY FOR PROCESSING MENTAL IMAGES OF RECTANGULARSOLJDS

Investigators: Harold W. Gordon*, Eran Zaidel

Specialized abilities of the r-ight cerebral hemisphere

have been variously described as 11spatial, 11 and

"synthetic, 11 in reference to better performance on tasks

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of pattern perception, orientation, localization, and

musical perception. As with most studies in this area,

conclusions are inferred from performance deficits in

patients with verified unilateral brain lesions, or in quick­

flashing (tachistoscopic) or right/left competition

techniques, dichotic (auditory) or dichhaptic (tactual)

presentation, in non-neurological subjects. Patients with

complete commissurotomy offer a unique opportunity to

explore the capabilities of each hemisphere separately and

thereby compare the performance of each in the same

individual. Accordingly, the contact lens system was used

to present a test of three-dimensional mental imaging in

each hemisphere separately in order to obtain direct

compariscn between the right and left hemisphere ability

In this domain.

The test consisted of a picture of a stack of 8-10

rectangular solids arranged randomly along each of the

three Euclidean axes. (Imagine a cube made up of several

rectangular blocks.) One block was designated a "key"

block and was shaded in the picture. The task for the

subject was to indicate which other blocks were touching

the ''key" block. Some of the touching blocks could be

directly observed, others had to be inferred or imagined

by extrapolating to the third dimension. The test was

presented to each hemisphere separately, first to the right

hemisphere, then to the left. It consisted of 30 drawings

of six different stacks of blocks.

The results showed a striking superiority of the right

hemisphere for the one subject (LB) who was able to

perform the task. The score of complete~y correct

responses was 26/30 for the right hemisphere and 16/30

for the left. Three of the four incorrect responses for the

right hemisphere were due to false positives while only

2/14 were false positives in the left hemisphere. There

were 108 blocks that could be directly observed to be

touching the "key" blocks over the 30 trials. The right

hemisphere was able to point to all of them without error;

the left pointed to 102. There were 29 touching blocks

that were hidden so that contact had to be inferred from

extrapolating to the third dimension. The right hemi­

sphere pointed out 28_of the 29; the left pointed out only

9. The importance of right hemisphere superiority in this

task is most evident when contrasted with left hemisphere

superiority in sequencing tasks and, of course, in verbal

skills. These results complement earlier findings about

right hemisphere superiority in three-dimensional spatial

representation (Levy, 1969).

145

Reference: Levy, J. (1969) Unpublished Doctoral Dissertation,

California Institute of Technology.

*Department of Psychiatry, University of Pittsburgh, School of Medicine.

206. HEMISPHERIC SPECIALIZATION FOR ORIENTED LINES

Investigators: Charles R. Hamilton, Betty A. Vermelre

The split-brain preparation allows the two cerebral

hemispheres to be tested independently for speicalized

abilities. Our progress in studying hemispheric

differences in monkeys is summarized in this and the next

two abstracts. Overall, the possibility of human-like

differences in the processing abilities of the two

hemispheres remains tenable even though negative results

still outnumber the positive ones.

Last year we reported that the left hemisphere learned

to differentiate lines tilted 15° from each other about 2.5

times more readily than did the right hemisphere (Biology

1981, No. 235). This finding has now been confirmed with

eight additional monkeys. Furthermore, these 16 monkeys

showed no consistent hemispheric specialization while

discriminating symmetrical geometric patterns presented

in the same training apparatus. This controls for

unrecognized asymmetries in our testing paradigm or in

our surgical preparation. We are now determining the

thresholds for discrimination by each hemisphere and are

trying to pin down the exact cues being used by the

monkeys. For example, besides the tilt of the lines there

are correlated differences in the position of the ends of

the line as well as possible uncontrolled asymmetries in

the stimuli. If our results remain robust, we may finally

have a tool for examining the mechanisms of hemispheric

specialization with invasive techniques that are not

practical for use with human subjects.

207. HEMISPHERIC DIFFERENCES IN FACIAL DISCRIMINATION

Investigators: Betty A. Vermelre, Catherine K. Ifune*, Charles R. Hamilton

We previously reported no differences between the left

and right hemispheres of split-brain rhesus monkeys in

learning to discriminate photographs of the faces of

conspecifics (Biology 1976, No. 154). Because recognition

of emotion in human faces is more lateralized in man than

is individual recognition, we decided to test our monkeys

with photographs of monkeys making different

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146

expressions. As reported last year (Biology 1981, No.

234), we made four discriminations based on differences in

expression with the individual held constant and four

based on individuals with the expression constant. To

date, eight subjects have learned these eight problems.

Overall, they have not shown consistent differences

between the left and right hemispheres although the

retention of these discriminations was considerably, but

not yet significantly, better with the right hemisphere.

When the handedness of the subjects is taken into account,

there is a significant correlation between the handedness

and dominance indices of the monkeys such that the

hemisphere opposite the preferred hand learned more

readily. Several monkeys have also been tested with each

hemisphere for the ability to recognize new photographs

of the expressions or individuals in order to assess the

generalizability of the acquired discriminations. While

noticeable hemispheric differences exist for the subjects,

these data are still too incomplete for a consistent picture

to be drawn. Final interpretation of all the above results

must wait until all 16 monkeys in the balanced design are

tested.

*Undergraduate, California Institute of Technology.

208. SEQUENTIAL PROCESSING IN THE TWO HEMISPHERES OP SPLIT-BRAIN MONKEYS

Investigators: Betty A. Vermeire, Charles R. Hamilton

Twelve split-brain rhesus monkeys were tested for

differences in the abilities of their two cerebral

hemispheres to learn discriminations based on the

comparison of sequentially-presented visual stimuli

(Biology 1980, No. 217). Across all monkeys there was no

generalized advantage for either hemisphere in learning

these discriminations. However, there was a significant

correlation between each monkey's handedness and the

hemisphere that learned more readily; the more proficient

hemisphere tended to be contralateral to the pre­

operatively preferred hand. These data suggest that

monkeys' handedness may be more closely related to

cognitive processing than is usually believed. In addition,

the results show that in these monkeys, as in right-handed

human subjects, sequentially-received information is

processed better by the hemisphere contralateral to the

preferred hand.

Experiments with human subjects have usually required

reporting the order of stimulus presentation. Therefore,

to make our experiments more comparable to those with

human subjects,

sequential task.

we are testing our monkeys with a new

Up to four circular windows arranged

vertically before the monkey flash briefly in succession,

with their order different on each trial. To obtain a pellet

of food, the monkeys must reconstruct the sequence by

· pushing the Y1indows in the same order in which they were

flashed. Left and right hemispheres are being tested

separately. This experiment should extend our previous

finding by using a task known to be better latera!ized to

the left hemisphere of man.

209. INTERHEMISPHERIC COMMUNICATION IN PARTIALLY SPLIT-BRAIN MONKEYS FOR PERCEPTUAL PROCESSES

Investigators: Charles R. Hamilton, Betty A. Vermeire

An approach to studying the functions of different

regions of cortex by behavioral methods has been

developed for use with monkeys (Biology 1979, Nos. 205-

208; Hamilton, 1982). Jn brief, a restricted set of visual

areas is left interconnected with the opposite hemisphere

by a small commissural bridge and the functions of these

areas inferred from the kinds of information that can still

be conveyed interhemispherically. We have chosen two

perceptual tasks, interocular transfer of tilt aftereffects

and stereopsis, for initial study because they are thought

to depend on binocular neurons in the early stages of

visual processing and hence upon known commissural

connections.

We have recently shown with five monkeys that tilt

aftereffects can be reliably measured. The subjects

continuously gaze at a high contrast square wave grating

that is unpredictably replaced with a thin, dim test line.

If the line is vertical, a push is rewarded; if the line is

tilted, withholding a response is rewarded. When the

grating is tilted about 10° from vertical, human subjects

typically pick as vertical a test line tilted 2° or 3° in the

same direction. Furthermore, if the grating is viewed

monocularly, normal subjects show about 7096 interocular

transfer of this illusion. All five monkeys, tested

binocularly, have demonstrated a reliable tilt aftereffect

of about 1°. The smaller magnitude of the aftereffect of

monkeys compared with people probably represents less

complete adaptation to the grating caused by an average

viewing time of about 8096. Tests for interocular transfer

of the aftereffect are now being run with four monkeys

that have either the anterior commissure or the splenium

intact. If transfer occurs in the splenium intact group, as

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expected, then tests with further subdivisions of the

splenium will be continued to pinpoint the visual areas

that are involved.

The same partially split-brain monkeys will be tested

for preservation of stereopsis along the vertical meridian

of the visual field. We will test local stereopsis with

traditional stereograms and global stereopsis with

dynamic random dot stereograms. Although optic chiasm

section destroys the principal source of binocularity,

cortical cells near the representation of the vertical

midline can still receive information through the commis­

sures from the contralateral eye and therefore could

support stereopsis. The commissural bridges permitting

midline stereopsis should allow inferences as to which

visual areas are used.

Reference: Hamilton, c. R. (1982) In: Analysis of Visual Behavior,

MIT Press, pp. 693-717.

210. INTERHBMISPHI!RIC COMMUNICATION IN PARTIALLY SPLIT-BRAIN MONKEYS DURING LEARNING

Investigators: Charles R. Hamilton, Betty A. Vermeire

Discrimination learning is usually thought to occur

farther downstream from the primary visual cortex than

the perceptual functions discussed in the preceding

abstract. Thus interhemispheric transfer should occur via

commissural fibers connecting areas farther into the

visual hierarchy. We are attempting to determine if the

learning of discriminations based on different cues is

transferred across different commissural regions. At

present we are comparing interhemispheric transfer of

discriminations of geometrical patterns, characteristics of

monkey faces, and direction of movement in monkeys with

an intact anterior commissure or splenium. So far, all

three transfer through the splenium as expected.

Discriminations of patterns and movement also transfer

through the anterior commissure, which is consistent with

known cortical connections to inferotemporal cortex;

there is not yet enough data to decide if facial discrimi­

nations also transfer through the anterior commissure.

Once the basic magnitude of transfer of these tasks is

established for these two routes, additional surgical

fractionation of the interhemispheric pathways will be

pursued to further characterize the pathways and areas

involved.

147

PUBLICATIONS

Benowitz, L. I., Bear, D. M., Rosenthal, R., Mesulam, M., Zaidel, E. and Sperry, R. W. (1982) Hemispheric specialization in nonverbal communication. Science, in press.

Hamilton, c. R. (1982) Mechanisms of interocular equiva­lence. In: Analysis of Visual Behavior. D. J. Ingle, M. A. Goodale and R. J. W. Mansfield (Eds.), pp. 693-717. MIT Press, Cambridge.

Hamilton, c. R. and Vermeire, B. A. (1982) Hemispheric differences in split-brain monkeys learning sequential comparisons. Neuropsychologia, in press.

MacKay, D. M. (1980) Letters to the Editors, The interdependence of mind and brain. Neuroscience 5, 1389-1391.

MacKay, D. M. and MacKay, V. (1982) Explicit dialogue between left and right half-systems of split brains. Nature 295, 690-691.

Myers, J. J. and Sperry, R. w. (1982) A simple technique for lateralized visual input that allows prolonged viewing. Behavior Research Methods and Instrumen­tation, in press.

Zaidel, E. (1981) Hemispheric specialization for reading: From Franz to Sperry. Brain Research Institute Bulletin, UCLA, 5, 9, 13-19.

Zaidel, E. (1981) Hemispheric intelligence: The case of the Raven Progressive Matrices. In: Intelligence and Learning. M. P. Friendman, J.P. Das and N. O'Connor (Eds.), pp. 531-552. Plenum Publishing Corp., New York.

Zaidel, E. (1982) Reading in the disconnected right hemisphere: an aphasiological perspective. In: Dyslexia: Neuronal, Cognitive and Linguistic Aspects. Y. Zotterman (Ed.), pp. 69-91. Wenner-Gren Symposium Series, Vol. 35. Proceedings of an Inter­national Symposium held at the Wenner-Gren Center, Stockholm, June 3-4, 1980. Pergamon Press, Oxford.

Zaidel, E. (1982) Advances and retreats in laterality research, Extended commentary on J. L. Bradshaw and N. S. Nettleton (1981) The nature of hemispheric specialization in man. The Brain and Behavoral Sciences, in press.

Zaidel, E. (1982) On multiple representations of the lexicon in the brain: The case of the two hemispheres. In: The Neurobiology of Language. M. Studdert­Kennedy and G. Adelman (Eds.), NRP Monograph. MIT Press, Cambridge, in press.

Zaidel, E. (1982) Disconnection syndrome as a model for laterality effects in the normal brain. In: Cerebral Hemisphere Asymmetry: Method, Theory and Application. J. Hellige (Ed.), Praeger, New York, in press.

Zaidel, E. and Peters, A. M. (1981) Phonological encoding and ideographic reading by the disconnected right hemisphere: Two case studies. Brain and Language 14, 205-234.

Zaidel, E., Zaidel, D. and Sperry, R. W. (1981) Left and right intelligence: Case studies of Raven's Progressive Matrices following brain bisection and hemi­decortication. Cortex 17, 167-186.

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148

Associate Professor: David c. Van Essen Research Pellow: Andreas Burkhalter Graduate Students: George J. Carman, Herman Gordon,

Baruch Kuppermann, John H. R. Maunsell Research Staff: Michael Connolly, Carol Shotwell

SUpport: The work described in the following research reports has been supported by:

Fogarty International Research Fellowship National Institutes of Health, USP HS National Science Foundation Pew Memorial Trust

Summary: The cerebral cortex of primates has recently

been found to contain a large number of distinct visual

areas which collectively carry out many diverse aspects of

visual perception and attention. Our laboratory uses a

combination of anatomical and physiological techniques to

identify cortical areas and study their functional

organization in the macaque monkey. Our major

apprOaches are (1) to trace the connections between

various areas, (2) to determine how the visual field is

represented within each of them, and (3) to ascertain the

functional properties of cells in different areas. This year

we can report significant progress on several fronts. Two

new visual areas have been identified, raising the total

number of known visual cortical areas in the macaque to

12. Detailed analyses have been made of the topographic

organization of several visual centers. This has led to a

better understanding of the transformations taking place

at different levels of a single sensory system. Using a

variety of anatomical tracer techniques, new pathways

between various areas have been identified. As well as

contributing to a rapidly expanding list of known intra­

cortical connections in the macaque, this information has

led to an important insight concerning the hierarchical

organization of cortical visual areas. In particular, the 12

known areas can be grouped into seven hierarchical levels

on the basis of specific features of their patterns of

connectivity.

Several interesting results have come out of studies of

single unit properties in extrastriate visual cortex. A

detailed analysis of area MT has shown that this area is

specialized for processing three aspects of stimulus

motion: direction, speed, and depth in space. The way in

which motion-in-depth is analyzed differs from that

expected on the basis of previous studies, however. This

has important implications for our understanding of the

psychophysics of motion perception in humans. We have

also obtained interesting results on the functional

organization of several areas in the ventral part of the

hemisphere. The most striking result has been the finding

of a high incidence of color-selective cells in at least two

areas, V2 and VP. This implies that color analysis is not

restricted to a single extrastriate area, V 4, as had been

hypothesized in reports from other laboratories.

A separate facet of our research progr~m concerns the

development and plasticity of the mammalian neuro­

muscular junction. Our interest is in the phenomenon of

synapse elimination, whereby the majority of synapses

initially formed in developing muscles are removed in a

relatively brief period after birth. During this past year

we have obtained evidence that there are two distinct

stages of synaptic reorganization during postnatal

development. Moreover, the rules governing the likeli­

hood that any given synapse will survive appear to differ

during these two stages. Further analysis of these events

may provide insights relevant to the understanding of

competitive interactions elsewhere in the nervous system.

211. FUNCTIONAL SPECIALIZATION l'OR MOTION ANALYSIS IN THE MIDDLE TEMPORAL AREA OP THE MACAQUE

Investigator: Jolm H. R. Maunsell

The middle temporal visual area (MT) in the macaque

monkey is known to contain a large percentage of cells

that are selective for the direction of stimulus motion.

We were interested in learning more about the responses

of neurons in MT to this and other aspects of visual

stimuli. Computer generated stimuli were used to

examine quantitatively the responses of 168 cells in MT.

The results confirmed earlier reports on the high

degree of direction selectivity in this ~ea. On average,

the response of a cell to motion in its preferred direction

was about 10 times that to motion in the opposite

direction. Tuning for direction was sharp, with most cells

giving half-maximal responses when stimulus motion was

changed by only 30 degrees from optimal.

In addition to having direction selectivity, most

neurons in MT were shown to be sharply tuned for stimulus

speed. On average, the responses of a given cell fell to

half-maximal within a factor of four on either side of the

optimal speed; many cells were inhibited by motion at

speeds which were far from the preferred value. Although

most cells were sharply tuned for speed, individual cells

had different preferred speeds, so the range which they

collectively covered was relatively broad, running from

about 1 to 250 degrees/second.

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It was possible to compare the results of these and

other tests with existing quantitative data reported by

John Allman's laboratory on the response properties in the

homologous area in another primate, the owl monkey.

Overall, the data from the two species are remarkably

similar. This similarity is striking in light of the fact that

the owl monkey is a nocturnal, New World species, while

the macaque is diurnal and from the Old World. The high

degree of conservation of response properties between

these different species may provide a clue to the role of

MT in visual function.

212. ANALYSIS OF MOTION lN THREE-DIMENSIONAL SPACE lN THE MIDDLE TEMPORAL AREA OF THE MACAQUE

Investigator: John H. R. Maunsell

The macaque monkey, like man, makes use of the

different views seen by the two eyes to judge the distance

to points in space. Objects that do not lie on the plane of

fixation have images in the eyes that fall on non­

corresponding parts of the retinas. The sign and

magnitude of this retinal disparity is used in stereoscopic

vision to determine the distance of objects. Vl and V2 in

the macaque are known to contain neurons that are

selective for retinal disparity. Because most neurons in

the ·middle temporal area (MT) are sensitive to the

direction and speed of visual motion parallel to the

fixation plane, it is of interest to know if this area is

further specialized for handling information about motion

in three-dimensional space. We examined neurons in MT

with stimuli that simulated objects moving parallel to the

fixation plane at different distances from the animal, and

also stimuli that simulated motions with components

toward or away from the animal-motion-in-depth.

The majority of neurons tested (52/76) showed striking

sensitivity to the disparity of stimuli moving parallel to

the fixation plane. Most of these cells could be classified

into one of four types of response. The first group

responded well only over a narrow range of disparities

near zero. These cells could be expected to signal

information about objects on or near the fixation plane.

The seeond group had responses that were complementary

to the first, responding best to stimuii in front or behind,

but not on, the fixation plane. The final two groups also

responded well over broad ranges, but were more

selective. One responded well only to stimuli in front of

the fixation plane, the other preferred stimuli that were

beyond.

149

None of the neurons that were tested was truly

selective for motion with components toward or away

from the animal. Because cells had tuning for disparity,

they generally preferred motions in depth which moved

from a bad disparity to a preferred disparity over fronto­

parallel motion at a bad disparity, but the best overall

responses were almost always to fronto-parallel motion at

the preferred disparity. We therefore do not regard such

cells as selective for motion-in-depth. Nonetheless, the

presence of a large percentage of disparity tuned cells in

MT indicates that this area is very well suited for the

analysis of motion in three-dimensional space.

213. CORTICAL AND SUBCORTICAL CONNECTIONS OF AREA MT lN THE MACAQUE

Investigator: John H. R. MaWISell

MT is a well-defined visual area ·that is highly

specialized for the analysis of visual motion. Knowledge

about which visual areas it has connections with -can

provide insight into how this aspect of visual information

is processed in the nervous system. While MT is known to

receive input from Vl and V2, little is known about its

other connections. We injected both 3H-proline and

horseradish peroxidase into MT to demonstrate its inputs

and outputs.

Three successful injections were made in MT. The

demonstrated patterns of cortical and subcortical

connections were consistent among the different

injections. Connections were found between MT and many

other eortical areas, and most of these pathways were

shown to pass information in both directions. On the basis

of the cortical layers in which projections originated and

terminated, it was possible to group almost all the

cortical areas with which MT has connections into two

categories: those at lower levels, which predominantly

supply input to MT, and those at higher levels, which

receive input from MT. The inputs to MT arose from Vl,

V2, V3, VP, and a region tentatively designated VA in

ventral extrastriate cortex. The areas receiving output

from MT include two previously unidentified areas that we

have called the medial superior temporal area (MST) and

the ventral intra-parietal area (VIP). Our laboratory has

previously recorded from the cortex in MST; we have

found that this area has many neurons that are direction­

selective, like those in MT, but they have much larger

receptive fields. It is likely that MST represents a

subsequent stage in the cortical processing of information

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150

about motion. One other area, V 4, had reciprocal

connections with MT whose laminar distributions were

intermediate between the input and output types.

MT also projects to many subcortical structures,

including the pulvinar (lateral and inferior subdivisions),

the pregeniculate nucleus, the thalamic reticular nucleus,

the claustrum, the putamen, the caudate nucleus, the

superior colliculus, and the pontine nuclei. Only the

pulvinar was shown to return a projection to MT. The

projection to the pontine nuclei is of particular interest,

since these nuclei project directly to the cerebellum, a

major center of the control of body movements. This

suggests that MT may supply information about move­

ments in the visual field that is used for guiding body

movements.

214.. SPATIAL ORGANJZATION OP DIRECTIONALLY-SELECTIVE NEURONS IN THE MIDDLE TEMPORAL AREA OP MACAQUE

Investigators: Andreas Burkhalter, Jolm H. R. Maunsell

The large proportion of neurons selective for the

direction of stimulus motion found in the middle temporal

area (MT) of the macaque suggests that this area is

involved in motion analysis. Physiological studies have

shown clustering of cells having similar direction

preferences in MT, suggestive of a columnar organization

of preferred direction.

We have used the 2-deoxyglucose labeling technique to

study the pattern of labeling in MT after stimulation with

spots moving in a single direction (four experiments) or

alternating between movements to the left and to the

right (one eXI?eriment). Animals were exposed to the

stimulus in only one visual hemifield, which allowed

comparison of the stimulated and the control hemisphere

within the same individual. The patterns of labeling in the

stimulated and the control hemispheres were compared to

the labeling pattern in an unstimulated control animal,

which had both eyes covered during the eXI?eriment.

In both hemispheres of the control animal, labeling was

densest in layer IV and was non-uniform throughout

extrastriate cortex. No obvious asymmetries were

observed between the two sides. This picture was similar

within MT, where occasional patches and radially-oriented

columns occurred.

In the unidirectionally stimulated animals, there was a

significant asymmetry, mainly in parts of MT where fields

outside the fovea are represented and where the stimu­

lation was most effective. The labeling on the stimulated

side was arranged in distinct columns that extended

radially throughout the entire thickness of cortex. Their

cross section was mostly oval with about 1.2 mm in the

long and 0.3-0.5 mm in the short axis. The center-to­

center spacing between individual columns ranged from

0.6 to 1.2 mm. Occasionally two neighboring columns

merged in layer IV, but separated again in deeper layers.

In the bidirectionally stimulated animal, the pattern of

labeling in the two hemispheres was asymmetric, as in the

unidirectional cases. The individual columns, however,

were about twice as wide (0.6-0.8 mm) as in the uni­

directional eXI?eriments. The center-to-center spacing

remained about equaL

From these results we conclude that stimulus direction

in MT is represented in columnar fashion. This is evidence

that an anatomically-defined functional system of

direction of stimulus motion exists in extrastriate visual

cortex. Interestingly, the direction columns in MT are not

arranged in stripes or slabs, as occurs for ocular

dominance columns in striate cortex; rather, they form

discrete, moderately elongated zones which often are

immediately adjacent to columns representing the

opposite direction of movement.

215. FUNCTIONAL PROPERTIES OP SINGLE CELLS IN VISUAL AREAS V2, VP AND VA OP VENTRAL EXTRASTRIATE CORTEX IN THE MACAQUE

Investigators: Andreas Burkhalter, Jolm H. R. Maunsell, David C. Van Essen

To learn more about the functional subdivision of

macaque extrastriate visual cortex, we have recorded

from single cells in three areas in the ventral part of the

occipital lobe: V2, VP and a less well-characterized area

tentatively designated VA. Neurons were examined for

their selectivity to stimulus shape, orientation, direction,

speed, binocular disparity and color; responses were

analyzed quantitatively.

In three monkeys 117 units were examined, of which 57

were in V2. The remaining 60 were in cortex anterior to

V2 and are considered as a single group (VP IV A) for the

present, because final assignments to VP or VA have not

been completed.

The most striking result to date has been the finding of

a high incidence of color-sensitive neurons in V2 and

VP IV A. In both regions nearly half of the cells studied

were sensitive to the wavelength of the stimulus, and

many of these responded only to a narrow portion of the

visible spectrum and far less, if at all, to white light.

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These observations show that the analysis of stimulus

color is strongly emphasized in several visual areas and

not just in a single area, V4, as suggested by reports from

other laboratories.

In both regions there were many cells that were

selective for stimulus parameters other than color. A

higher percentage of cells were orientation-selective in

V2 (84%) than in VP/VA (59%). In contrast, the incidence

of direction selectivity was higher in VP/VA (41%) than in

V2 (23%), and the same was true for disparity selectivity

(56% in VP/VA, 33% in V2). Interestingly, none of the

cells in V2 was selective for more than two of the

parameters that we tested for, whereas 30% of the VP/VA

cells were selective for three parameters (e.g., color,

orientation and disparity).

These results demonstrate a considerable degree of

functional specificity in individual cortical neurons. It is

likely, however, that each visual area among the ones

under study is involved in more than one aspect of the

analysis of form, color, and motion in the visual world.

216. TRANSFORMATIONS IN THE VISUAL REPRESENTATION IN THE RETIN<>-GENICULO­STRIATE PATHWAY

Investigators: Michael Connolly, David C. Van Essen

It is well known that there is a marked emphasis of

central vision relative to the visual periphery in most

visual centers. This obviously is due in part to the

elevated density of retinal ganglion cells in the central

retina, but it has been controversial whether the

distribution of ganglion cells can account entirely for the

topographic organization of higher visual centers. The

issue is of importance for understanding the ways in which

each center is specialized for processing different aspects

of visual information.

Last year (Biology 1981, Nos. 241 and 242), we

reported on the use of two-dimensional maps of striate

cortex and the lateral geniculate nucleus (LGN) in the

macaque as a means of facilitating the accurate analysis

of visual topography of these structures. In continuing

this approach over the past year, our primary goal has

been to obtain accurate expressions of cortical and LGN

"magnification factors," i.e., distance within the cortex or

LGN per degree of visual field. A previous report by

Daniel and Whitteridge (1961) had suggested that the

cortical magnification factor is inversely proportional to

eccentricity in the visual field and that it is independent

of polar angle and of the direction in the cortex along

151

which it is measured. However, we have found that none

of these relationships is exactly correct. Magnification

declines more steeply than the inverse of eccentricity; it

depends on polar angle, as there is more cortex devoted to

the horizontal meridian than to the vertical meridian; and

the representation is anisotropic in many regions, with a

greater magnification along lines of constant polar angle

than along lines of constant eccentricity.

Similar complexities exist in the representation in the

LGN, but there are important quantitative differences.

The dependence of magnification on eccentricity is not as

steep as in the cortex. The anisotropies in the LGN differ

from those in the cortex in a manner that may be related

to the way in which alternate LGN layers project to form

interdigitating ocular dominance stripes in the cortex.

Comparisons between retina, LGN, and cortex indicate

that there are major transformations at each stage. In

particular, retinal ganglion cell density, determined in

other studies, does not change with eccentricity as rapidly

as do the magnification factors in the LGN and cortex.

Thus, the postulate of "peripheral scaling," i.e., that

central sensory representations are dictated strictly by

the density of peripheral innervation, does not hold in the

macaque visual pathway.

Reference: Daniel, P. M. and Whitteridge, D. (1961) J. Physiol. 159,

203-221.

217. THE PATTERN OF OCULAR DOMINANCE STRIPES IN MACAQUE STRIATE CORTEX

Investigators: Michael Connolly, David C. Van Essen

In order to achieve binocular fusion and stereopsis, it

is necessary to have precisely aligned inputs from the two

eyes. The first stage of the visual pathway at which there

are binocular inputs to individual neurons is in the striate

cortex. Binocular integration at this level involves a

network of ocular dominance columns, or stripes, which

receive inputs alternately from the left and right eyes.

Previous studies of the pattern of ocular dominance

stripes in the macaque monkey have been incomplete

because a large portion of striate cortex is buried within

the complex folds of calcarine sulcus. In the present

study we have used the technique of preparing two­

dimensional cortical maps to obtain a complete

representation of ocular dominance stripes in a single

hemisphere. A large dose of 3H-proline was injected into

one eye of an adult macaque, and the animal was allowed

to survive long enough to permit transneuronal transport

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152

of label through the lateral geniculate nucleus and up to

striate cortex. Histological sections through the cortex

were processed for autoradiography to reveal alternating

labeled and unlabeled regions within layer !Ve, the layer in

which geniculocortical fibers terminate.

A number of interesting features of the ocular

dominance pattern are evident from our preliminary

analysis of the completed cortical maps. As expected

from previous studies, the ocular dominance stripes

intersect the margins of striate cortex roughly at right

angles. Surprisingly, though, the stripes are significantly

wider near the border, where the vertical meridian is

represented, than they are near the horizontal meridian

representation. Over most of striate cortex, the stripes

run approximately orthogonal to the representation of the

horizontal meridian. Although lines of constant

eccentricity in the visual field tend to run in the same

direction on the map, the two sets of contours are not

strictly parallel to one another. In the region of central

representation {less than 5° eccentricity), the pattern of

ocular dominance stripes is even more complex, and in

places the stripes run parallel to the horizontal meridian

representation. Another significant difference between

center and ?eriphery concerns the balance between left­

and right-eye inputs. For the central representation, the

inputs are equally balanced, but for eccentricities of 20°

and above the contralateral eye shows an unexpected

dominance. A final noteworthy feature is that the optic

disc, which is a nearly circular structure within the retina,

is represented as a highly elongateQ.. region in the cortex.

This supports previous physiological evidence for the

existence of significant anisotropies in the visual repre­

sentation within the cortex.

This work was done in collaboration with Dr. Simon

Le Vay of Harvard Medical School.

218. TWO STAGES OF SYNAPTIC REORGANIZATION IN THE RABBIT SOLEUS MUSCLE

Investigators: Herman Gordon, David c. Van Essen

During early postnatal development of mammalian

muscles, a major reorganization occurs in the pattern of

innervation. In the rabbit soleus muscle, our experimental

system, individual muscle fibers at birth are innervated by

an average of four motoneurons, but over a period of two

weeks each muscle fiber comes to be innervated by only

one motoneuron. Last year (Biology 1981, No. 243), we

reported that concomitant with this wholesale loss of

synapses, the distribution of tensions produced by

individual motor units becOmes relatively more diverse.

On the assumption that motor unit tension accurately

reflects the number of muscle fibers innervated by a

single motoneuron, we inferred that motoneurons differ in

their abilities to retain synaptic sites within the muscle.

In particular, synapses from large motor units are

evidently at a competitive advantage and those from

small motor units at a disadvantage during the first two

weeks after birth.

In the past year, we have examined the motor unit

sizes in muscles from animals five to six weeks old and

have obtained evidence for a second stage of postnatal

synaptic reorganization. At this age the motor unit

tensions are considerably less diverse than at two weeks

or even at birth. Thus, there appears to be a protracted.

secondary period of reciprocal sprouting and elimination

of synapses favoring the growth of small units and the

shrinkage of large units. Recently, we have followed an

analogous sequence of events in the soleus muscle of the

rat as well.

We would like to know how the secondary

reorganization occurs. Are muscle fibers transiently

denervated by shrinkage of large motor units or are they

transiently polyinnervated by sprouts from expanding

small motor units? We hope to address this problem using

anatomical techniques.

219. MECHANISMS INVOLVED IN THE CONTROL OF GENICULATE CELL SIZE IN THE CAT

Investigator: Baruch Kuppermann

Intravitreal injections of tetrodotoxin (TTX), a potent

sodium channel blocker, into one eye of seven-week-old

kittens have been shown to. have a dramatic effect on cell

size in the lateral geniculate nucleus {LGN) within one

week ·after initiation of the TTX treatment {Biology 1981,

No. 222). The changes in cell size occur throughout the

LGN, but vary according to location in the LGN. In the

binocular region of the LGN, where adjacent laminae

receive input from different eyes but from the same area

of visual space, cells in laminae receiving input from the

untreated eye increase in size, and cells in laminae with

input from the TTX-treated eye shrink in size. In the

monocular segment, where cells receive input from the

visual periphery through the contralateral eye only, TTX­

treated cells shrink in size, but the untreated cells remain

normal in size. Animals given monocular TTX treatment

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and placed in the dark during the week-long treatment

period exhibit a uniform change in cell size throughout the

LGN: no increase in cell size is observed in the untreated

laminae, and a decrease in cell size is seen in TTX-treated

laminae. These results suggest at least two mechanisms

involved in the control of LGN cell size: (1) deprivation

effects due to inactivity per se, and (2) competitive

effects due to differential activity of the treated and

untreated layers of the LGN.

Recent work has shown that while major changes in

cell size are observed after one week of monocular TTX

treatment, there is not a correspondingly obvious

difference in the levels of cytochrome oxidase (a mito­

chondrial enzyme) between TTX-treated and untreated

laminae. Kittens subjected to months of monocular lid­

suture have been shown by Wong-Riley (1979) to have a

decreased level of cytochrome oxidase activity in laminae

receiving input from the sutured eye, as determined by

staining fixed LGN tissue with cytochrome CIII. In the

present situation, after a short (one week) period of TTX­

induced monocular inactivity, there resulted comparable

changes in LGN cell size without the corresponding

change in cytochrome oxidase levels.

TTX was also applied to one eye of adult cats, and a

change in cell size was observed in the LGN of these

S:nimals. The cells in the inactive laminae were uniformly

smS:ller than in the untreated laminae, both in the

binocular and the monocular regions of the LGN. This

uniformity in change of cell size suggests that it is the

silencing of activity alone that affects cell size in adults.

Experiments are currently under way to determine

whether the cortex is involved in the observed changes in

LGN cell size. By locally perfusing TTX into one cortical

hemisphere, done in conjunction with monocular TTX

injection, it is possible to silence the primary visual

cortex of one hemisphere without affecting the

differential activity of LGN layers subserving the treated

and untreated eyes. If the cortex is involved in the

geniculate cell size changes, the pattern of changes in the

LGN ipsilateral to the TIX-treated cortical hemisphere

should be measurably different than in the untreated

hemisphere. Preliminary experiments indicate that the

cortex may indeed be involved in the control of LGN cell

size, but to what extent and under what conditions has yet

to be determined.

Reference: Wong-Riley, M. (1979) Brain Res. 171, 11-28.

153

PUBLICATIONS

Burkhalter, A., Van Essen, D. c. and Maunsell, J. H. R. (1981) Patterns of 2-deoxyglucose labeling in extra­striate visual cortex of unstimulated and unidirectionally stimulated macaque monkeys. Soc. Neurosci. Abstracts 7, 172.

Burkhalter, A. and Van Essen, D. C. (1982) Functional properties of neurons in the ventral posterior area (VP) of the macaque monkey. Soc. Neurosci. Abstracts 8, in press.

Connolly, M., LeVay, S. and Van Essen, D. C. (1982) The complete pattern of ocular dominance stripes in macaque striate cortex. Soc. Neurosci. Abstracts 8, in press.

Connolly, M. P. and Van Essen, D. c. (1982) The representation of the visual field in the lateral geniculate nucleus of the macaque: anisotropies, laminar differences, and individual variability. Manuscript in preparation.

Gordon, H. and Van Essen, D. c. (1981) Motor units diversify in size as synapse elimination proceeds in the neonatal rabbit soleus muscle. Soc. Neurosci. Abstracts 7, 179.

Maunsell, J. H. R. and Van Essen, D. C. (1982) Functional properties of neurons in the middle temporal visual area (MT) of the macaque monkey. I. Selectivity for stimulus direction, velocity and orientation. Manu­script in preparation.

Maunsell, J. H. R. and Van Essen, D. C. (1982) Functional properties of neurons in the middle temporal visual area (MT) of the macaque monkey. II. Binocular interactions and the sensitivity to binocular disparity. Manuscript in preparation.

Maunsell, J. H. R. and Van Essen, D. C. (1982) The connections of the middle temporal visual area (MT) in the macaque monkey. Soc. Neurosci. Abstracts 8, in press.

Maunsell, J. H. R. and Van Essen, D. c. (1982) Cortical and sub-cortical connections of the middle temporal visual area (MT) in the macaque monkey. Manuscript in preparation.

Van- Essen, D. C. (1982) Neuromuscular synapse elimi­nation: structural, functional and mechanistic aspects. In: Neuronal Development. N. C. Spitzer (Ed.), pp. 333-376. Plenum Press, New York.

Van Essen, D. c., Maunsell, J. H. R. and Bixby, J. L. (1981) The middle temporal visual area in the macaque: Myeloarchitecture, connections, functional properties and topographic organization. J. Comp. Neurol. 199, 293-326.

Van Essen, D. C., Maunsell, J. H. R. and Bixby, J. L. (1982) The organization of extrastriate visual areas in the macaque monkey. In: Multiple Cortical Somatic Sensory-Motor, Visual and Auditory Areas and Their Connectivities. C. N. Woolsey (Ed.), pp. 157-170. Humana Press, New Jersey.

Van Essen, D. c., Newsome, W. T. and Bixby, J. L. (1982) The pattern of interhemispheric connections and its relationship to extrastriate visual areas in the macaque monkey. J. Neurosci. 2, 265-283.

Van Essen, D. c., Newsome, W. T. and Maunsell, J. H. R. (1982) The representation of the visual field in striate cortex of the macaque: anisotropies and individual variability. Manuscript in preparation.

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NEUROGENETICS

Seymour Benzer

Ronald J. Konopka

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Professor: Seymour Benzer Sherman Fairchild Distinguished Scholar: Obaid Siddiqi Senior Research Fellows: Lawrence M. Kauvar, Mark A.

Tanouye Research Fellows: Shinobu c. Fujita, Tadmiri R. Venkatesh,

Stephen L. Zipursky Graduate Student: Sandra L. Shotwell Research Staff: Eveline Eichenberger, John B. Reinitz,

Devra C. Spurr, Marika Szalay Laboratory Staff: Sharon W. Lee

Support: The work described in the following research reports has been supported by:

The James G. Boswell Foundation for Virus Research

Fairchild Foundation Lawrence A. Hanson Foundation National Institutes of Health, USPHS National Science Foundation Pew Memorial Trust Helen Hay Whitney Foundation

Summary: Our activities are directed at mechanisms

underlying the development and function of the nervous

system, using the fruit fly, Drosophila, in which

connections between genetics, molecular biology,

physiology and behavior can be traced.

Monoclonal antibodies offer highly selective markers

for identifying surface molecules that distinguish neurons

and other nervous system components from one another.

By injection of Drosophila brains into mice and subsequent

hybridization of the host's activated spleen cells with a

myeloma cell line, we have generated a large collection of

hybridomas that produce monoclonal antibodies. These

are being used to study the chemical architecture of the

nervous system, the developmental appearance of each

antigen, and the genes involved.

The excitability of membranes depends on ion-specific,

voltage-dependent channels whose biochemical identities

and molecular mechanisms are incompletely understood.

Since these proteins, and others that comprise essential

components of the nervous system, are encoded in genes,

they are subject to mutational changes. The adult fly

possesses a pair of "giant" axons that can be impaled by

microelectrodes, to record resting and action potentials.

Such intracellular recordings provide a method for

analyzing the membrane properties of mutants suspected

of having defective ionic channels. Our experiments

indicate that certain Shaker mutations may affect

potassium conductance. Genetic mapping of various

Shaker alleles and deficiencies indicates a complex struc­

ture of the controlling chromosomal region. By using

recombinant techniques to clone the genes in question,

157

this system may be used to identify the relevant

molecular components of the membrane.

Memory presumably embodies changes in functional

strength of patterns of synaptic connections. Genetic

methods can be used to delete or modify individual steps

in the process of memory formation, leading to identifi­

cation of those steps. In certain paradigms, Drosophila

can learn, and mutants deficient in learning can be

isolated. The finding that the dunce mutant is deficient in

one kind (form II) of cyclic nucleotide phosphodiesterase is

an exciting first step. Our results show that the dunce+

gene is the structural gene for the form II enzyme, rather

than a regulatory gene. This leads to other questions,

such as whether there is an identifiable molecular product

influenced by form II that is associated with memory.

220. MONOCLONAL ANTIBODIES AGAINST THE DROSOPHILA NERVOUS SYSTEM

Investigators: Shinobu c. Fujita, Sandra L. Shotwell, Seymour Benzer

We have extended our panel of antibodies with which

to dissect the fly nervous system by performing fusion

experiments using mice immunized with fly brain or fly

head homogenates. Screening was with indirect immuno­

fluorescence on cryostat sections of fly heads. Eighty­

five new hybridoma lines were established, bringing the

total to 115. Of these, 61 antibodies are highly specific to

or primarily directed toward the nervous system (brain,

retina, nerves) and have diverse staining patterns. Several

others are specific to tissues such as muscle (e.g., Ab3E2)

or lens (Ab3F12). Most of the remaining antibodies have

broader tissue specificities; some are highly organelle­

specific, such as to nuclei (e.g., Ab8C5). The majority

(64%) of the antibodies were identified as IgGs, 28% as

IgMs. The stability of antibody production in hybridomas

was tested for 11 lines in long-term flask cultures. Ten

lines continued to secrete specific antibodies for a three­

month test period.

The antibodies serve to identify architectonic regions

of the nervous system. For example, our findings indicate

that the first optic ganglion (lamina) has an antigenic

composition quite distinct from the rest of the brain.

AbDlO, specific to neuropil, stains most central neuropil

homogeneously, but in the lamina it stains a regular array

of columns. On the other hand, AbD12A, which strongly

stains the cellular cortex of the brain, also intensely

stains the entire lamina, but not those columns. Ab5D6

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158

also stains the cortex, but the entire lamina only faintly.

Ab5B12 and Ab3Fll, while not specific to the nervous

system, stain the lamina more intensely than any other

CNS region. An antibody was also found that stains only

the neuropil of the lamina (Ab10Hl2).

Two antibodies (4B6A and 6Bll) stain nerves, retina

and the brain neuropil, the calyx of the mushroom body

and the subesophageal nerve being stained particularly

intensely. Moreover, a group of cells immediately

overlying the calyx is also stained in marked preference to

other cell bodies, indicating that these antibodies

recognize a subset of cells in the fly brain. An antibody

was found (Ab2E6) that intensely stains most tissues in the

head, yet the neuropil of the optic lobes is only very

weakly stained. Thus, the antibodies not only define

specific presence but also specific absence of antigens in

a particular tissue.

221. IDENTIFICATION OF POLYPEPTIDES RECOGNIZEDBYMONOCLONALANTIBODII!S DIRECTED AGAINST DROSOPHILA TISSUES

Investigators: Stephen L. Zipursky, Shinobu c. Fujita, Seymour Benzer

We are utilizing monoclonal antibodies to identify

polypeptides that are unique to cell types or organelles

within the Drosophila nervous system. Identification of

such proteins will facilitate localization of the genes that

encode them, and generation of mutations that affect

their expression will aid in determining their function. We

have employed the technique of "western blot11 analysis to

detect specific polypeptides recognized by our panel of

monoclonal antibodies directed against Drosophila tissues.

We have observed bands on western blots for 51 of the

115 antibodies tested so far. Of these, a subclass of 25

reacted with single polypeptide bands corresponding to

molecular weights from 14 to 200 kilodaltons (kd). These

antibodies vary in tissue specificity, from highly specific

to general. For instance, Ab3F2 recognizes a high

molecular weight polypeptide in the retina, whereas

AbGllB binds to a 55 kd polypeptide in all Drosophila

tissues tested. A second subclass of monoclonal anti­

bodies reacted with multiple bands of the western blot.

Within this group, binding of a single antibody may occur

with from two to more than ten distinct bands. As was

observed for antibodies that recognized single bands, this

subclass of antibodies also manifests staining patterns

that range from being highly specific, e.g., lens (Ab3F12)

or muscle (Ab4E9), to general, e.g., Ab2G4A. Of· the

antibodies that bound to single bands, 92% were IgG and

4% were lgM whereas of those that recognized multiple

bands, 54% were IgG and 39% were lgM. The immuno­

globulin class of the remaining antibodies has not been

determined.

These results demonstrate that monoclonal antibodies,

readily generated with Drosophila homogenates, can

identify polypeptides unique to various tissues. These

antibodies should prove useful in studying the molecular

genetics of Drosophila development.

222. MONOCLONAL ANTIBODII!S SPECIFIC TO NUCLEI

Investigators: Seymour Benzer, Shinobu c. Fujita

Several monoclonal antibodies were obtained that are

highly specific to nuclei of Drosophila tissues (Ab8C5,

Ab7C6, and 24D4; all three are lgGs). Ab8C5 was studied

in some detail. It stains nuclei at all stages of Drosophila

development, from embryo to adult. In addition, it stains

nuclei of a wide range of animal and plant species tested,

from yeast and protozoa up to human brain. The antigen

survives fixation with 2% formalin (30 min, room

temperature). It does not stain live cells. The identity of

the antigen for this antibody is being investigated. This

antibody will be highly useful as a universal fluorescent

counterstaining reagent for nuclei.

223. GENERATION OF MONOCLONAL ANTIBODII!S AGAINST DROSOPIIILA RETINA

Investigators: Shinobu c. Fujita, Stephen L. Zipursky, Tadmiri R. Venkatesh, Seymour Benzer

The visual sys tern is the best analyzed part of the

nervous system of Drosophila (Meinertzhagen, 1973;

Ready et al., 1976). A fusion experiment using a mouse

initially immunized against whole Drosophila head

homogenate, then boosted with pure retina dissected from

acetone-dried flies gave rise to many positive hybridomas

whose culture supernatants gave specific immuno­

fluorescence staining of retina in cryostat sections of fly

heads. Some appear to be specific to lens, crystalline

cone, photoreceptors, rhabdomeres, pigment cells, or

basement membrane. Some stain retina intensely, but

also stain the first optic ganglion and a regular array of

fibers in the second optic ganglion (e.g., Ab26G5). About

70 such hybridoma lines are being cloned. Interestingly, in

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this fusion experiment, antibodies specific to nonretinal

tissue were rare.

Ref.,.,ences: Meinertzhagen, I. A. (1973) In: Developmental Neuro­

biology of Arthropods. D. Young (Ed.), pp. 51-104. Cambridge University Press, London.

Ready, D. F., Hanson, T. H. and Benzer, s. (1976) Devel. Biol. 53, 217-240.

224. MONOCLONAL ANTIBODil!S REVEAL ANTIGENIC PROFILES OF DROSOPHILA CELL LINES

Investigators: Ronald J. Konopka, Shinobu C. Fujita, Seymour Benzer

A number of cell lines have long been established in

Drosophila, but their nature has been difficult to define

with the small number of parameters available, such as

content of particular enzymes or reactions to conven­

tional antisera (Moir and Roberts, 1976).

Many of our monoclonal antibodies were tested on four

established lines: Kc, Ore-R, CL-7 and shi, using indirect

immunofluorescence on live and acetone-treated cells.

For 17 antibodies with broad tissue specificity (as

determined on cryostat sections of fly heads), each of the

four cell lines expressed a high percentage (varying from

11 to 15 positives for the four lines) of the antigens. In

contrast, for 26 antibodies specific to nervous tissues, the

Kc line was positive for only four, while the shi line

reacted to 19 out of 20 tested. The other two cell lines

were intermediate. This shows that the shi line expresses

a neural antigenic profile, in contrast to the Kc line. As

our panel of monoclonal antibodies consists mostly of

those with either neural or broad tissue specificity, it

remains to be seen whether these cell lines express

antigens characteristic of other differentiated tissues.

Some antibodies stained acetone-treated but not live cells

(e.g., Ab8C5, AbD12A), while some others stained both

similarly (AbDllA, Ab2A9), indicating intra- or extra­

cellular localization of the antigens, respectively.

Cultured cell lines will be useful for preparation of -large

quantities of antigen molecules.

Reference: Moir, A. and Roberts, D. B. (1976) J. Insect Physiol. 22,

299-307.

225. ANTIBODil!S DISTINGUISH CELL TYPES IN PRIMARY CULTURE OF DROSOPHILA CNS

Investigators: Shinobu C. Fujita, Nobuyuki Suzuki•, Chung-Fang Wu•

The Drosophila larval brain can be dissociated and

cultured in vitro, with many cells retaining neuronal

159

characteristics (Wu et al., 1981). Such a system allows

the identification of cell types expressing particular

neural antigens, thus distinguishing cells of different

neuronal subclasses or differentiation states. Also, a

panel of antibodies could be used to eliminate particular

cell types by immunocytotoxicity. To probe these

possibilities, selected monoclonal antibodies were tested

on live or fixed cells in such cultures. Antibodies with

broad tissue specificity (AbDllA, Ab2A8, Ab4H3)

intensely stained all cells, whether large or small, and

with or without processes. Some other antibodies stained

subsets of cells. For instance, AbD8A, which stains the

entire fly brain, stained primarily clumps of small cells

with bundles of processes. Ab2E9, which stains fly retina,

neuropil and nerves, stained only a small number of larger

cells in culture. This study is being combined with

immunohistology of the larval brain to establish the

identities of the distinct cell types.

Reference: Wu, C.-F., Suzuki, N. and Poo, M.-M. (1981) Soc. Neurosci.

Abstracts 7, 598.

*Department of Zoology, University of Iowa, Iowa City.

226. LENS-SPECIFIC ANTIBODY BINDS TO KNOWN LENS-SPECIFIC POLYPEPTIDES

Investigators: Shinobu C. Fujita, stephen L. Zipursky

Monoclonal Ab3F12 specifically stains the lenses of

the compound eyes and ocelli of Drosophila. A whole

homogenate of the fly was analyzed by two-dimensional

electrophoresis, followed by electroblotting. The antibody

was found to bind specifically to a family of spots having

pl of around 6, with the major component in the 55-60 K

region. This family of spots had been previously

identified, by dissection experiments, to be among a set of

lens-specific polypeptides (Fujita, 1980). This antibody

and others will provide sensitive histological markers and

biochemical probes in molecular approaches to the

development of the compound eye.

Reference: Fujita, S. c. (1980) Taisha 17, 489-494.

227. WHOLE MOUNT STAINING PROCEDURE

Investigator: Shinobu C. Fujita

In studying the antigen distribution within a tissue,

whole mount preparations (Zipser and McKay, 1981) have

certain advantages compared with tissue sections. The

neural lamella ensheathing the fly brain presents a barrier

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160

to antibody molecules. Therefore, a procedure employing

collagenase (EC3.4.24.3) (Sigma type VII) was developed to

allow indirect immunofluorescence staining of the entire

Drosophila brain. Brains dissected from acetone freeze­

dried flies (Fujita and Hotta, 1979) are soaked in Tris­

buffered saline containing 1 mM EGTA and 5 mM NaN3 (TBS). The tissue is then incubated in Tris buffer, pH 7 .5,

containing 10 mM CaC12 and collagenase (150 U/ml) for

10 min. After 5 min wash in TBS, the brain is fixed with

2% formalin in phosphate buffer for 15 min, followed by a

1 hr wash in TBS plus 1 % NP-40. Incubations with the

first and second antibodies are each overnight, with half­

day-washes in TBS. All steps are at room temperature.

Fresh brain became very fragile upon collagenase treat­

ment. Aldehyde fixation before collagenase treatment

interfered with action of the enzyme. Elastase was not

effective. Using this procedure, AbB7 (IgG) stained

numerous fibers throughout the brain.

References: Fujita, S. C. and Hotta, Y. (1979) Protein, Nucleic Acids,

Enzymes 24, 1336-1343. Zipser, S. and McKay, R. (1981) Nature 289, 549-554.

228. CLONJNG THE Shaker GENE

Investigators: Alberto Ferrus*, Carlos V. Cabrera, Mark A. Tanouye

We have previously used chromosomal rearrangements

broken in and around Shaker (Sh) to localize the gene to a

small region between X chromosome salivary bands 16E2

and 16F8 (Tanouye et al., 1981). Further, one EMS­

induced allele, ShKsi 33, was localized proximal to a

breakpoint in 16E2-4 and distal to a breakpoint in 16Fl-4.

In order to extend the genetic analysis of Sh, we are

studying its molecular genetics using recombinant DNA

techniques.

We have obtained a cDNA clone that maps by in situ

hybridization to 16F. The cloned DNA maps to a unique

site, proximal to a breakpoint in 16E2-4 and distal to a

breakpoint in 16Fl-4, the same location as ShKSl33.

Further, genomic blots with several restriction enzymes

produce a single band. We are now in the process of

walking along the chromosome in both directions in order

to obtain the entire chromosomal region originally

ascribed to Sh by genetic means.

Reference: Tanouye, M. A., Ferrus, A. and Fujita, S. C. (1981) Proc.

Nat. Acad. Sci. USA 78, 6548-6552.

*Centro de Biologia Molecular, Universidad Autonoma, Madrid.

229. SINGLE CHANNEL STUDIES IN DROSOPIULA MUTANTS

Investigators: Mark A. Tanouye, Chun-Fang Wu*

Electrophysiological studies in Drosophila have

suggested that various mutations affect fundamental

macromolecular mechanisms underlying ionic conduc­

tance. For example, Shaker (Sh) mutants appear to have

altered K + channels. The temperature-sensitive paralytic

mutant, nap ts (no action potential, temperature sensitive),

appears to have alterations in the voltage-sensitive Na+

channel.

Identification of channel defects in mutants has, until

recently, relied largely on indirect means. One of the

most direct ways to demonstrate channel defects is to

record single channel currents. Current flowing through

individual ion channels can be measured in small patches

of nerve or muscle membrane (Neher et al., 1978). A

small-diameter glass pipette is used to electrically isolate

and voltage clamp the membrane patch. An advantage of

patch recording is that it is particularly adaptable to

small cells, such as Drosophila neurons.

We are employing patch recording methods for analysis

of normal and mutant Drosophila cultured neurons.

Primary tissue cultures of dissociated cells are prepared

from the isolated nervous systems of third instar larvae.

Cells cultured for 24 hr exhibit excitable membrane

properties and have one or more long neuronal processes

with branches (Wu et al., 1981). These differentiated cells

may be maintained in culture for up to one week.

Patch recording methods provide a means for

unequivocally identifying the classes of channels affected

by different mutations. It is anticipated that the

molecular details of channel activation, inactivation, ion

selectivity and channel distributions will be revealed by

using genetic mutations which alter these processes.

References: Neher, E., Sakmann, B. and Steinbach, J. H. (1978)

Pfltigers Arch. 375, 219-228. Wu, C.-F., Suzuki, N. and Poo, M.-m. (1981) Soc. Neurosci.

Abstracts 7, 598.

*Department of Zoology, University of Iowa, Iowa City.

230. GIANT FIBER ACTIVATION OF DIRECT FLIGHT MUSCLES JN DROSOPIULA

Investigators: Mark A. Tanouye, David G. King*

Escape in several Dipterans, including Drosophila, is

initiated by a complex sequence of behavioral and

physiological events (Nachtigall and Wilson, 1967; Kaplan

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and Trout, 1974; Tanouye and Wyman, 1980). An escape

jump acts to get the animal into the air. The indirect

flight muscles are activated. The wings are elevated,

opened, and properly oriented. The flight motor system is

started. A large portion of escape initiation including the

escape jump, wing elevation, and indirect flight muscle

activation is driven by the cervical giant fiber (Tanouye

and Wyman, 1980). The present experiments examined

giant fiber system contributions to the control of wing

position.

Intracellular microelectrode recordings were made

from the fibers of direct flight muscles. Recordings from

the two main direct wing elevators, pa 1 and pa 2

(terminology from Zalokar, 1947), showed that although

both muscles could be activated by nerve fibers

(unidentified) descending from the brain, neither was

driven by the giant fiber. These results suggest that the

first wing elevation seen during giant fiber-driven escape

initiation is apparently due solely to activation of the

tergotrochanter muscle (Tanouye and Wyman, 1980) which

functions dually as a jump muscle and an an indirect wing

elevator.

Recordings from the two main direct wing opener

muscles, pa 3 and pa 4, showed that although both muscles

could be activated by nerve fibers descending from the

brain, only pa 3 was driven by the giant fiber. These

results suggest that wing opening during escape initiation

is mediated by giant fiber activation of pa 3.

References; Kaplan, W. D. and Trout, W. E. (1974) Genetics 77,

721-739. Nachtigall, W. and Wilson, D. M. (1967) J. Exp. Biol. 47,

77-97. Tanouye, M. A. and Wyman, R. J. (1980) J. Neurophysiol.

44, 405-421. Zalokar, M. (1947) Revue Suisse de Zoologie 54, 17-33.

*Southern Illinois University School of Medicine, Carbondale.

231. ANTENNAL PHYSIOLOGY OF DROSOPHILA

Investigators: Oba.id Siddiqi, John B. Reinitz

Behavioral experiments show that Drosophila has a

well-developed sense of smell. It can discriminate

between a variety of attractants and repellants and

memorize single odorants as well as their combinations.

The underlying peripheral and central mechanisms of odor

perception are, at present, poorly understood. We are

studying olfactory mechanisms of Drosophila with the help

of mutations that block smell responses. A number of

161

X-Iinked olfactory (olf) mutations causing specific

anosmias are available (Figure 1). Electrophysiological

experiments on normal and mutant flies aimed at

identifying neurological defects in the mutants have been

initiated.

BEr<ZALDEOYDE f<0"'lAL'.JiHY0£ D~CYLl<LOEH'"'

"""'"'''"''',"' $AllCYLACll0.4'0' '0RMALDEHYDE

ET"YL ACETATE ETHYL ACO'tOACETAT£ ""'LACE7'TE I >OIL'I'<. ACETAT[ •urn ACETlln CVCLOHEXYL 'CEThH' OERA,VLAtEl"' CITRO,ELLVL AC<TAr£ B!NlYLACf"T/\fE

olfD

"HH'L SALlCVLATE MH"Yl BrnlOAT£

Figure 1. Olfactory genes on the X chromosome of Drosophila; brackets indicate the sets of chemicals to which responses are blocked. Three of the olf genes appear to be closely linked. Data by V. Rodriguez and 0. Siddiqi.

The electroantennogram (EAG) is an easily measured

response of the antenna to odor stimuli. It reflects the

receptor potential in the sensory neurons. We have

examined the EAG of Drosophila against a variety of

volatile chemicals. The amplitude of the EAG is related

to odor concentration by a power law (log response :;; k log

stimulus concentration). Most chemicals elicit a mono­

phasic negative response but certain odorants produce a

positive potential. The threshold and maximal responses

vary with individual chemicals. The strongest responses in

Drosophila are to acetates and alcohols. The fly responds

also to certain aldehydes and ketones, but only weakly or

not at all to several volatiles that attract other insects

(plant hydrocarbons and amines). The EAG responses are

thus indicative of well-defined receptor groups.

We have compared the effects of simultaneous and

successive stimulation with paired odorants in order to

determine the elementary set of olfactory chemo­

receptors. It is assumed that if two odorants, A and B,

act on independent receptors, the amplitude of the EAG in

response to B will not be affected by an overlapping

stimulus of A; the responses should be additive. On the

other hand, if A and B act on the same receptor, the

response to B should be competitively inhibited by the

presence of A. Experiments with over 50 chemicals show

that the elementary receptor groups of Drosophila

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162

correspond, in the main, to chemical groups such as

acetates, alcohols, ketones, aldehydes and fatty acids.

Some of these groups appear to be heterogeneous, i.e., act

on more than one chemoreceptor, while others are

homogeneous. The olf mutants belonging to four different

genes, olf A, olf B, olf C and olf D, were examined. Olf C

exhibits an enhanced threshold for ethyl acetate, while

the others show an unimpaired EAG.

The EAG is a combined response of over 1000 sensory

neurons in the third antenna! segment. In order to know

the response characteristics of olfactory sensillae, it is

necessary to observe the responses of single neurons. The

absence of observable defects in the EAG in some of the

mutants might mean that these mutations affect the CNS.

On the other hand, a mutation which alters the distribu­

tion of chemoreceptors on the . sensory neurons could

profoundly alter sensory coding of olfactory information

without changing the EAG. We have begun, therefore, to

make extracellular recordings from single units in the

antenna. Several different types of olfactory units in the

antenna with characteristic firing patterns have been

identified. On the lateral face of the third segment,

surrounding the sacculus, there is a cluster of units

primarily responsive to ethyl acetate. We hope to

construct a detailed map of the functional organization of

Drosophila antenna. The availability of such a map should

make it easier to identify peripheral defects in anosmic

mutants.

232. ANTENNAL BIOCHEMISTRY

Investigators: Lawrence M. Kauvar, Obeid Siddiqi

A simple method for preparing large numbers of pure

antennae from Drosophila has been established. The

antennae, which are attached to the fly by a narrow stalk,

are easily dislodged by gentle shaking of frozen rues.

After being sieved through appropriately sized nylon

mesh, the antennae are free of fly bodies and large debris.

Contamination by small leg fragments and halteres is

further reduced by a series of unit-gravity sedimentations

in dilute non-ionic detergent (Figure 2). Anatomical and

electrophysiological studies of antennae from Drosophila

and larger insects have indicated that the primary

olfactory receptors are located in the fine hairs that

cover the surface of the antenna. We have been able to

shear off these hairs from purified antennae by

mechanical abrasion. This preparation should allow a

variety of biochemical techniques to be applied to

problems of chemosensory physiology.

Figure 2. Scanning electron micrograph of mass prepared antenna! third segments (with feathery aristo attached). Sensory hairs ccwering the surface of the antennae are undamaged.

233. cAMP PHOSPHODIESTERASE IN NORMAL AND dunce FLIES

Investigator: Lawrence M. Kauvar

The purification of cyclic nucleotide phospho­

diesterases (PDE) from normal Drosophila, reported last

year, has now been adapted to allow substantial purifica­

tion of PDE from dunce mutant stocks. Evidence has been

obtained for dunce as the structural gene for one of the

forms of PDE found in adult flies, the PDE-II enzyme.

For one mutant allele, dunce 1, the PDE-II -is markedly

more thermally labile than normaL For a second allele,

dunce2, the Michaelis kinetic constant, Km' is tenfold

higher than normal. In each case, the PDE-II defect is

present in both crude homogenates and purified prepara­

tions. Furthermore, flies heterozygous for either dunce1

or dunce2 contain PDE-II characteristic of both mutant

and normal types. Thus, the dunce mutations are

apparently not acting by causing abnormal processing of a

normal PDE-II, since a processing defect should produce a

single, uniform population of PDE-Il molecules. The

thermal !ability and Km defects of PDE-Il have both been

mapped genetically to the dunce gene. In combination

with previously retwrted data showing linear dependence

of PDE-Il activity per fly with the dosage of the dunce+

gene (Kiger and Golanty, 1979; Shotwell, 1982), this work

establishes dunce as the structural gene for PDE-Il.

Consequently, defective cAMP metabolism is the primary

lesion leading to dunce's impaired memory in the olfactory

associative conditioning paradigm of Dudai et al. (1976).

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References: Dudai, Y., Jan, Y.-N., Byers, D., Quinn, w. and Benzer, S.

(1976) Proc. Nat. Acad. Sci. USA 73, 16841688. Kiger, J. A. and Golanty, E. (1979) Genetics 91, 521-535. Shotwell, S. (1982) Ph.D. Thesis, California Institute of

Technology.

234.. DOSAGE SENSlTIVITY AND REGULATION OF CYCIJC AMP PHOSPHODIESTERASE II FOR THE dtmce MEMORY MUTANT GENE OF DROSOPHILA

Investigator: Sandra L. Shotwell

The Drosophila memory mutant dunce has reduced

activity for one of the cyclic AMP phosphodiesterases

present in fruitflies, PDE II (Byers et al., 1981). Does this

enzymatic defect result from abnormal regulation of PDE

Il activity, or is dunce the structural gene for PDE Il?

The following results present evidence that dunce is a

structural gene for PDE II, indicating a role for this

enzyme in the learning ability of Drosophila.

Male flies bearing the mutant alleles dunceMll or

dunceM14 have greatly reduced PDE II activities (4.0% ±

0.9% and 1.8% ± 0. 7% of normal, respectively). The

addition of a normal copy of the dunce gene present on

the duplication chromosome Dp(1;2)w +Slb7 restored

PDE II activity to normal levels in these males (dunceMll;

Dp = 96% ± 2. 7% of normal levels and dunceM14; Dp =

88% ± 13%). This indicates that dunce flies have normal

PDE II regulation from the level of transcription to the

level of enzyme activity. The presence of a normal copy

of the dunce gene also fully restores learning ability in dunceMll and dunceMl 4 males.

In Drosophila, as a rule, the activity level of an

enzyme is proportional to the number of copies of the

_enzyme's structural gene that are present in a cell.

Homogenates of flies with gene arrangements providing

the equivalent of O, 0.5, 1.0, 1.5 and 2 times the normal

dose of the gene were assayed for PDE II and had,

respectively, 0.03 ± 0.01, 0.64 ± 0.02, I.O, 1.45 ± 0.10, and

1.67 ± 0.13 times the PDE II specific activity of normal

flies. This demonstrates a one-to-one correlation between

PDE II activity and the number of copies of the norrrial

dunce gene at five different doses.

Thus, PDE II appears to be regulated normally in dunce

mutants, and the dose dependence is consistent with the

ideas that dunce is a structural gene for the enzyme and

that altered PDE 11 represents the primary defect in dunce

flies. In addition, Davis and Kiger (1981) and Kauvar

(1982) have also shown differences in kinetic and thermo­

stability properties of two mutant forms of PDE II. These

163

studies indicate that PDE II plays a role in the learning

ability of normal flies.

Refer'"1ces: Byers, D., Davis, R. and Kiger, J. A. (1981) Nature 289,

79-81. Davis, R. L. and Kiger, J. A. (1981) J. Cell Biol. 90, 101-

107. Kauvar, L. M. (1982) J. Neurosci., in press.

235. SUPPRJ!SSION OF THE FEMALE STERILITY PHENOTYPE ASSOClATED WITH THE dtmce MEMORY MUTANT OF DROSOPHILA

Investigator: Sandra L. Shotwell

Mutants at the dunce locus on the Drosophila X

chromosome show three phenotypic defects-learning

disability, female sterility, and elevated levels of cyclic

AMP due to reduced activity of one of the cAMP

phosphodiesterase activities present in normal flies,

PDE II (Byers et al., 1981). In this study, three different

genetic modifications are shown to suppress female

sterility without affecting the other two phenotypes. This

indicates that female sterility is subject to suppression at

a secondary level, and that the remaining mutant pheno­

types of reduced PDE II activity and poor learning lie

closer to the primary defect in dunce mutants.

The first two genetic modifications are second

chromosome mutations isolated by Madeline Crosby

(personal communication) that suppress the sterility of

females homozygous for the mutant allele dunce2. One of

the suppressors, su(fs)C67, is recessive. Females homo­

zygous for dunce2 on the X chromosome, and su(fs)C67 on

the second chromosome, are fertile, but still have reduced

PDE II activity as do sterile female dunce2 controls (27%

and 25%, respectively, of the PDE II activity of normal

females). The second suppressor, Su(fs)C119, is dominant.

Females homozygous for dunce2 on the X chromosome and

heterozygous for Su(fs)C119 on the second chromosome

are fertile, but also have similarly reduced PDE II activity

as dunce2 controls (26% and 20%, respectively, of normal

PDE II activity levels). One of the suppressors was tested

for learning, and it does not improve the learning of

dunce 2 flies. While normal flies achieve a learning score

of 0.30, dunce2 females scored 0.03 in the absence, and

0.02 in the presence, of Su(fs)C119. The su(fs)C67 has not

been tested for its effect on learning.

The third genetic modification that separates female

sterility from the other two defects is a deficiency of the 64°15 X chromosome Df(l)N l (see Kiger, 1977) that deletes

bands 3C4 to 3D3, a region just to the left of the dunce

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164

gene. Females were constructed bearing this deficiency

on one X chromosome and a second deficiency

Df(l)dm 75e19, which deletes the dunce gene, on the other

X chromosome. While most of these females are fertile,

10-20% are sterile. Df(l)N64jlS /Df(l)dm 75el9 females

are poor learners (learning score = 0.04, D. Byers, personal

communication). In this study, individual sterile and

fertile females of this genotype were found to have

similarly reduced PDE II activity (23% and 25%,

respectively, of normal PDE II activity).

These results indicate separate genetic regulation of

the female sterility associated with dunce mutants. The

continued expression of poor learning and reduced PDE II

activity indicates that these mutant phenotypes lie closer

to the primary defect of dunce mutants.

References: Byers, D., Davis, R. L. and Kiger, J. A. Jr. (1981) Nature

289, 79-81. Kiger, J. A. Jr. (1977) Genetics 85, 623-628.

236. HORMONAL REGULATION OF CYCLIC NUCLEOTIDE PHOSPHODIESTERASE ACTIVITY 11!1 CLONAL DROSOPHILA CELL LINES

Investigators: Sandra L. Shotwell, Ronald J. Konopka

Drosophila contains three cyclic nucleotide phospho­

diesterase activities, one that hydrolyzes both cAMP and

cGMP (PDE I), one specific for cAMP (PDE II), and one

specific for cGMP (PDE III) (see Kauvar, 1982). We have

assayed these three enzymes in three cultured clonal cell

lines (designated CL7, CL12 and CL14) and found that

each cell line contains all three enzymes at specific

activity levels within the range seen for adult tissues.

These lines had been established by Ronald Konopka and

Steven Wells from late Drosophila embryos, and cloned in

soft agar. The presence of each enzyme in all three

clonal cell lines indicates that a single cell type can

contain multiple forms of PDE.

Why would a single cell contain more than one enzyme

capable of hydrolyzing a given substance? One possibility

is that the enzymes are subject to separate regulation,

thus allowing different subcellular pathways to utilize

Assistant Professor: Ronald J. Konopka Gosney Researeh Fellow: Janine Perlman Graduate students: Steven H. Green, Dominic Orr,

Randall F. Smith Research Staff: David J. Baker, Leila Gonzalez, Thomas

E. Lee, Steven M. Wells

cAMP as an intracellular messenger. Support for this

hypothesis comes from the observation that the PDE

activities of one of the cell lines, CL14, have different

responses to ecdysone, a hormone involved in pupation.

The effect of ecdysone on PDE activity in the other cell

lines has not yet been tested. After adding 2 x 10 - 6 M

ecdysone to CL14 cells, cGMP hydrolysis by PDE 1 and

PDE III declines dramatically, while the hydrolysis of

cAMP by PDE 1 and PDE ll does not. The decline in cGMP

hydrolysis is apparent by day 1 after adding ecdysone, and

reaches a maximum by day 5, when hydrolysis is reduced

by over 85% with respect to untreated CL14 cells. These

results demonstrate that it is possible to have separate

hormonal regulation of similar enzymatic activities. The

molecular mechanism of this effect is under investigation.

Reference: Kauvar, L. M. (1982) J. Neurosci., in press.

PUBLICATIONS

Fujita, S. C., Ferrus, A., Shotwell, S. L. and Benzer, s. (1981) Monoclonal antibodies against the Drosophila nervous system. Soc. Neurosci. Abstracts 1, 120.

Kauvar, L. M. (1982) Defective cAMP phosphodiesterase in the Drosophila memory mutant dunce. J. Neurosci., in press.

Kauvar, L. M. (1982) The Dff'Ophila temperature­sensitive paralytic mutant nap shows reduced binding of 3H-tetrodotoxin. Mol. Gen. Genet., in press.

Kato, M., Tanouye, M. A., Ferrus, A., Thomas, J. B. and Wyman, R. J. (1981) The morphology of the cervical giant fiber neuron on Drosophila. Brain Res. 221, 213-217.

Mogami, K., Fujita, S. and Hotta, Y. (1982) Identification of Drosophila indirect flight muscle myofibrillar proteins by means of two-dimensional electrophoresis. J. Biochem. 91, 643-650.

Shotwell, S. L. (1981) Cyclic adenosine 3',5'-mono­phosphate phosphodiesterase (cAMP-PDE) and its role in learning in Drosophila. Soc. Neurosci. Abstracts 1, 352.

Tanouye, M. A., Ferrus, A. and Fujita, S. C. (1982) Abnormal action potentials associated with the Shaker complex locus of Drosophila. Proc. Nat. Acad. Sci. USA 78, 6548-6552.

Tanouye, M. A. and Wyman, R. J. (1981) Inhibition between flight motoneurons in Drosophila. J. Comp. Physiol. 144, 345-355.

Wyman, R. J. and Tanouye, M. A. (1981) Drosophila flight motor pattern: The evidence from interspike intervals. J. Exp. Biol. 96, 413-416.

Support: The work described in the following research reports has been supported by:

E. S. Gosney Fund National Institutes of Health, USP HS Pew Memorial Trust Evelyn Sharp Fellowship Whitehall Foundation

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Summary: Our research combines genetic, physiological

and behavioral techniques to study the control of rhythmic

behavior in Drosophila. We have identified several

genetic loci that affect the periodicity, expression and

temperature compensation of circadian rhythms and

courtship song rhythms. The aim of our current research

is to understand how different cell types utilize these

genes and gene products to regulate their rhythmic

functions on different time scales.

237. THE CHRONOTRANSPOSON HYPOTHESIS

Investigator: Ronald J. Konopka

Two mutations that we have previously isolated alter

the period of the Drosophila activity rhythm by 1.5 hours.

One mutation (andante) lengthens the period by this

amount, while the other (clockKOG) shortens the period by

this amount. The andante mutation maps to the

miniature-dusky region and has a dusky phenotype. We

have formulated a hypothesis which states that the 1.5

hour difference in period is due to a transposable element

of DNA; depending on the site of insertion, the period is

either lengthened or shortened by this amount. To test

this hypothesis, a cross was made in an attempt to cause

the transposable element to move from its site of

integration in the dusky region; this should result in

recovery of flies with normal wings and a wild-type

rhythm. Accordingly, males containing P-factor elements

were crossed to andante females; while the majority of F1 males were andante, a few males were recovered with

normal wings and a wild-type rhythm, consistent with the

chronotransposon hypothesis. Additional tests of this

hypothesis are in progress.

238. CLONING THE PER LOCUS

Investigator: Janine Perlman

During the past year, a set of clones flanking and

containing the white locus at bands 3Cl-2 was made

available by R. Levis and coworkers. By using these

clones to screen a wild-type Drosophila library, it should

be possible to "walk" to the DNA located at the

breakpoints of deficiencies that place the per locus close

to the white region. Additional "walking," making use of

available deficiencies whose rhythm phenotypes have been

defined (Smith and Konopka, 1981), will define the limits

of the per locus. Subsequently, comparison of the DNA

from per mutant strains with that of wild-type strains will

165

reveal the molecular basis of the altered periodicity

produced by the per mutants.

Reference: Smith, R. F. and Konopka, R. J. (1981) Molec. Gen. Genet.

183, 243-251.

239. ISOLATION OF NEW CLOCK MUTANTS

Investigator: Ronald J. Konopka

As a result of screening several hundred stocks that

had been mutagenized with ethyl methanesulfonate, two

mutations were recovered that affect the adult locomotor

activity rhythm. Both are X-linked. One, designated E20,

produces arrhythmic activity in the majority of individuals

tested. The other, designated E1283, produces weak

rhythmicity with variable periodicity. The mapping of

these mutants and the characterization of their

interaction with other clock mutants are in progress.

240. TEMPERATURE DEPENDENCE OF PERIOD IN FIVE CLOCK MUTANTS

Investigators: Dominic Orr, Ronald J. Konopka

One of the general properties of circadian clock

systems is the relative temperature independence of the

clock period. Three lines of evidence have suggested that

the periodicity of circadian clocks is temperature com­

pensated rather than temperature independent: (1) in some

organisms, the period slows down the increasing

temperature, (2) circadian clocks can be phase-shifted by

temperature steps and pulses, and (3) in many cases, the

temperature insensitivity of period is restricted to a

limited temperature range. In this study, our aim is to ask

whether this homeostatic property of circadian systems is

subject to perturbation by five clock mutants at three

genetic loci. The results of measurements of activity

rhythm periods at 17°, 22" and 25° indicate that two of the

mutants at different loci, andante and clockKOG, do not

significantly affect the temperature compensation mecha­

nism. The per locus mutants, however, do have significant

effects on temperature compensation of period; the Q10 of per" is greater than that of wild type, while the Q10 of

per1 and per12 are less than that of wild type. One

hypothesis to account for these results is that the genetic

elements utilized in the temperature compensation

mechanism are a subset of those that affect periodicity.

Alternatively, effects of temperature compensation may

be significant only when the genetic alteration of period is

greater than a certain threshold value of about 3 hours.

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166

241. MOSAIC STUDillS OP CIRCADIAN AND COURTSHIP SONG OSCILLATIONS

Investigators: Ronald J. Konopka, Jeffrey Ball*, C. P. Kyriaeou**

Mutations at the per locus affect the periodicity of the

circadian locomotor activity rhythm as well as a short­

term oscillation in the interpulse interval of the male's

courtship song. In order to determine the behavioral foci

of these effects, mosaic flies were constructed whose

nervous tissue was partly wild type and partly hetero­

zygous for the per8 mutation. A histochemical marker

(acid phosphatase) was used to distinguish between these

two tissue genotypes. The flies were homozygous for a

transformer gene so that all mosaics would be

behaviorally male. The results of measurements of both

the activity rhythm and the courtship song oscillation

indicate that the foci for the effe~ts of per8 on the two

rhythms are some distance apart. It appears likely that

the activity rhythm focus is in the brain, while the song

rhythm focus is in the thoracic ganglia. Analysis of the s distribution of wild type and heterozygous per nervous

tissue in each mosaic is in progress. These histochemical

results will further localize the cells responsible for the

effects on the two rhythms.

*Department of Biology, Brandeis University, Waltham, Massachusetts. **Department of Psychology, University of Edinburgh, Scotland.

242. GENETIC STUDillS OP SENSORY NEURON PROJECTION PATl'HRNS IN DROSOPHILA MELANOGASTER

Investigator: Steven IL Green

The projections of genetically produced ectopic

thoracic sensilla into the brain of D. melanogaster were

studied by cobalt and HRP filling. These were compared

with the normal projections of these sensilla into the

ventral ganglion as well as the projections into the brain

of the local sensilla that normally occupy the new

locations of the ectopic neurons. The ectopic sensilla

studied were the tarsal and tibial bristles of antenna! legs

produced by the genotype Antp Df(3)sbd/Pc ss and dorsal

thoracic and wing margin bristles produced by the

mutation, ey. The mutations cause these sensilla to

appear on the head by replacing or being added to sensilla

that are normally present.

The normal antenna's projection has also been

described by Stocker and Lawrence (1981). It consists of a

bilateral olfactory lobe (OL) component organized into

glomeruli, and a mainly ipsilateral component in the

posterior deutocerebrum and SEG which can be further

subdivided into three major branches. The head macro­

chaetes all arborize in an identical manner in the

subesophageal ganglion (SEG). The routes they take to

the SEG, however, vary according to their positions on the

head. The arborization is L-shaped with an ipsilateral,

longitudinally oriented branch and a medially directed

branch that crosses the midline. One branch of the non­

OL antenna! component precisely matches the head bristle

projection.

The antenna! leg projection is identical to the antennal

for the non-OL component but in the OL the axons

arborize randomly, are not organized into glomeruli, have

few contralateral branches and have adventitious projec­

tions into the protocerebrum and SEG. Some of these

latter are consistent from fly to fly. Mechanosensory

fibers alone can make up the entire projection.

Thoracic and wing bristles on the head and eye project

in the brain and optic lobes. In the brain they often reach

the SEG but ramify irregularly. Similarly, their branching

in the optic lobes is irregular and unlike that of retinular

or intrinsic axons.

1 conclude that the ability of ectopic axons to be

guided by local pathways or branch in local neuropil is not

like that of local neurons and depends on the modality or

type of ectopic sensilla that is being studied. In general

only the initial projection of the ectopic sensilla is like

the local sensilla. The projections of ectopic sensilla into

"foreign" neuropil bears no resemblance to their normal

projections.

Reference: Stocker, R. and Lawrence, P. (1981) Devel. Biol. 82,

224-237.

PUBlJCATIONS

Smith, R. F. and Konopka, R. J. (1981) Circadian clock phenotypes of chromosome aberrations with a break­point at the per locus. Molec. Gen. Genet. 183, 243-251.

Smith, R. F. and Konopka, R. J. (1982) Effects of dosage alterations at the per locus on the period of the circadian clock of Drosophila. Malec. Gen. Genet. 185, 30-36.

Smith, R. F. and Konopka, R. J. (1982) Andante, a new circadian clock mutant of Drosophila melanogaster. Malec. Gen. Genet., submitted for publication.

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DEVELOPMENTAL GENETICS

Edward B. Lewis

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Professor: Edward B. Lewis Visiting Associate: Jeffrey R. Powell Gosney Research Fellow: Ian W. Duncan Researcl\ Fellows: Shigeru Sakonju, Margit Schardin Research Staff: Rollin H. Baker, Su-Ming Chiang, Loring

G. Craymer III, Josephine Macenka, Ker-kwa Susan Ou Laboratory Staff: Helen Alvarez, Ana L. Gharzeddine,

Nancy Harris, Gertrude Jordan, Eva Westmoreland

Support: The work described in the following research reports has been supported by:

Deutsche Forschungsgemeinschaft E. s. Gosney Fund National Institutes of Health, USPHS National Science Foundation Edwin H. Schneider Fund Helen Hay Whitney Foundation Yale University

Summary: In many higher organisms, abdominal and

thoracic body segments are highly differentiated from one

another internally and externally. In Drosophila, primary

control of such differentiation resides largely within the

bithorax gene complex (BX-C). BX-C regulates many

other genes in the sense that organisms lacking entirely

one or more BX-C genes show embryonic patterns of

development in which differences between thoracic and

abdominal segments become blurred; the more BX-C

genes that are deleted, proceeding distally in the

chromosome, the more the segmentation pattern of the

abdominal segments approaches the primitive thoracic

state. The complex itself is under both cis- and trans­

regulation. Thus, a series of cis-dominant gain-of­

function mutants is scattered throughout the complex.

Such mutants presumably alter regions within BX-C that

are under negative control of one or more trans­

regulatory genes. Of particular interest is the trans­

regulatory Polycomb (Pc) gene, since mutants and

deletions of this gene not only exert derepression of wild­

type BX-C gene functions, but they intensify the gain of

function associated with several cis-regulatory BX-C

mutants.

The genes of the complex obey the following rules:

the more posterior the segment of the organism, the more

genes of the complex are derepressed (or activated}.

Secondly, the order of the genes in the chromosome

parallels the order in which they are derepressed (or

activated) during embryonic development. In order to test

the generality of these rules, we hope to saturate the

complex with mutants, especially of the cis-regulatory

type. The strategy is to look for derepression of a gene in

regions of the body where it is normally kept in the

repressed state; that is, to look for mutants of the

169

bithorax complex that result in active function of such a

gene in one or more segments anterior to the segment in

which it normally becomes active. An example is the

strategy we are using to search for cis-regulatory mutants

that extend the easily scored black pigmentation of the

fifth and sixth abdominal segments of the male to more

anteriorly located segments. Extension of pigment to the

fourth segment has already been achieved in the case of a

spontaneous mutant, Miscadastral pigmentation (Mcp).

Madeline Crosby, who found Mcp, has shown that it is cis­

regulatory; namely, it derepresses only in cis an

abdominalizing gene, infra-abdominal-5 (iab-5), that is

normally only active in the fifth and sixth segments. It

follows that there should exist an iab-4 gene that when

active in the third segment of an Mcp animal might cause

the pigment to extend forward to the third segment. The

strategy therefore has been to mutagenize Mcp flies with

ENU and to analyze mutants which produce black pigment

on the third through the sixth segments. One such

mutant, tentatively designated Ultra-abdominal-4

(Uab-4), has now been isolated by Dr. Sakonju, who has

found that it maps within the bithorax complex.

A bonus of such mutation analyses is that mutants of

trans-regulatory genes of the bithorax complex, such as

the Polycomb (Pc) gene, are also detected. Thus

inactivation of Pc leads presumably to a reduction in a

repressor-like substance with concomitant activation of

bithorax genes in segments more anterior to those in

which they are normally expressed. Ultimately, the cis­

regulatory and trans-regulatory mutants should tell us how

the bithorax genes come to be turned on in an orderly

manner during embryogenesis and should enable us to test

the validity of our current specific hypothesis that there

is an antero-posterior gradient along the embryo in the Pc

substance and a gradient along the chromosome in the

affinity of cis-regulatory regions for that substance, such

that genes most proximally located in the complex have

the lowest affinity and those most distal the highest

affinity.

243. LOCALIZATION OF BITHORAX COMPLEX (BX-C) AND ANTENNAPEDIA COMPLEX (ANT-C) GENE ACTIVITIES ALONG THE BODY AXIS OF DROSOFIIlLA

Investigator: Ian W. Dwtcan

At least two major gene complexes (BX-C and ANT-C)

are involved in controlling body segment differentiation in

Drosophila. Analysis of cuticular patterns in embryos

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170

having various combinations of mutants within these

complexes reveals that in some segments, genes from both

complexes are required for normal development. In

embryos deficient for only the bithorax complex (BX-C),

the third thoracic (T3) to seventh abdominal (A7) seg­

ments are transformed both dorsally and ventrally to T2;

the head, Tl, and T2 appear unaffected. AS is more

complicated: in the anterior portion a Tl-like setal belt

forms ventrally and a T2-like belt forms dorsally while in

the posterior portion, sclerotized chitinous plates (CP),

which appear to be mouth-hook material, form both

dorsally and ventrally. This complex behavior of AS

occurs in all segments from T2 through AS in BX-C­

animals that are hemizygous for certain Antp mutants

(Antp WlO, Antp07, AntpB, AntpScx). Antp +, therefore,

appears to function in T2 through A 7 to suppress the

formation of Tl-like setal belts and CP. Hence, one or

more genes of the Antennapedia complex (ANT-C) is

active more posteriorly in the body than had previously

been thought. Tl-like setal belts and CP provide useful

markers for assaying the activities not only of Antp +, but

also of the BX-C genes. The CP are of particular value in

this connection because they mark the posterior portions

of segments. When added to BX-C- AntpScx hemi­

zygotes, DP-100 causes suppression of CP in T2 to AS

(and partial suppression of Tl setal belts from T3 to AS).

Similarly, AntpScx Df-Ubx109 hemizygotes show suppres­

sion of CP in A4 to AS and the corresponding Df-PlO and

Df-100 hemizygotes show suppression of CP in Al to AS.

Therefore, with respect to setal belts and chitinized

plates, the BX-C genes present in Dp-100 are expressed in

middle but not in terminal body segments and the BX-C

genes remaining in Df-Ubx109, Df-PlO, and Df-100 are

shown here to be active more anteriorly in the embryo

than had previously been known. For descriptions of

BX-C mutants see Lewis (197S) and of ANT-C mutants

see Kaufman et al. (19SO).

References: Kaufman, T. c., Lewis, R. and Wakimoto, B. (19SO)

Genetics 94, llS-133. Lewis, E. B. (197S) Nature 276, SSS-S70.

244. A SEARCH FOR A NEW CIS-REGULATORY REGION WITHIN THB BITHORAX COMPLEX

Investigator: Shigeru Sakonju

The current model for interpreting regulation of genes

within the bithorax complex postulates the existence of

cis-regulatory regions for each of the major genes of the

complex. A new mutant, possibly of the cis-regulatory

type, has now been identified that causes the third

abdominal (A3) segment to be transformed into one

resembling the fourth (A4). In the wild-type fly these two

segments are for all practical purposes indistinguishable.

A way of selecting for mutants that might transform the

third segment into the fourth presented itself when

Madeline Crosby discovered some years ago a dominant

mutant, Miscadastral pigmentation (Mcp), also known as

Male-chauvinist pigmentation, which causes an extension

of the uniform black pigmentation normally found in

segments AS and A6 of the male to A4 (cited in Lewis,

197S). Furthermore, she showed that Mcp is cis­

regulatory, derepressing (or activating) in cis, the wild­

type allele of a gene designated infra-abdominal-S (iab-S).

In normal development iab-5 + is assumed to be inactive in

A4 and active in AS (and presumably A6) where it leads to

uniform black pigmentation. In Mcp flies iab-5 + is

assumed to be active in A4, as well as AS and A6, but not

to be active in A3. If, by analogy with iab-S, there exists

another gene, iab-4, which is involved in the normal

differentiation of A4, then one might expect that a cis­

regulatory mutation affecting iab-4 would tend in an Mcp

background to cause male pigmentation to form on

segment A3, as well as on A4, AS and A6. Accordingly,

Mcp males were mutagenized with the chemical ethyl

nitroso urea (ENU). These males were then mated to Mcp

females carrying suitable flanking markers. It was

anticipated that extension of Mcp pigmentation into A3

could also occur if dominant mutants occurred at the loci

of certain genes that are known to act as negative trans­

regulators of the bithorax complex, such as Polycomb

{Lewis, 1978) and certain other genes {Duncan and Lewis,

19S2). Indeed, from a total of 42 cases in the first

generation of males with extended pigmentation on A3, all

but one proved to be dominant mutants of the trans­

regulatory type. The remaining case has turned out to

map to the bithorax complex and therefore is a strong

candidate for the sought after cis-regulatory mutant,

which is tentatively being called Ultra-abdominal-4

(Uab-4). The mutant is fortunately not associated with

any detectable chromosomal rearrangement in the

salivary gland chromosomes. It remains to determine by

recombination analysis the precise location within the

bithorax complex of this mutant and to induce revertants

of it in order to determine whether it alters the regulation

of either an iab-4+ gene or the iab-5+ gene.

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References: Duncan, J. and Lewis, E. B. (1982) In: Developmental

Order: Its Origin and Regulation. S. Subtelny (Ed.), Proceedings of the 40th Symposium of the Society for Developmental Biology, Boulder, Colorado, June 8-10, 1981. Alan R. Liss, Inc., New York, in press.

Lewis, E. B. (1978) Nature 276, 565-570.

245. MITOCHONDRIAL DNA POLYMORPHISM IN DROSOPIIlLA

Investigator: Jeffrey R. Powell

Stemming from pioneering studies by Professors A. H.

Sturtevant and Th. Dobzhansky 50 years ago at Caltech,

Drosophila pseudoobscura and its close relative, D.

persimilis, have contributed more to our understanding of

evolutionary genetics than practically any other species.

Among other findings, studies on these species revealed

two fundamental and unexpected phenomena: (1) that

evolutionary changes occur on a time scale short enough

to be experimentally observed and manipulated; and

(2) different species may be morphologically identical; the

crucial aspect of speciation is reproductive isolation

which leads to genetic isolation and thus, evolutionary

independence.

During this past year, I have been studying variation in

mitochondrial DNA (mtDNA) in D. pseudoobscura and D.

persimilis. mtDN A is maternally inherited in egg cyto­

plasm; thus, variation in this DNA allows one to follow

maternal lineages which are of great potential usefulness

to population biologists. Variation is detected by changes

in recognition sites for restriction endonucleases. One of

the main goals and accomplishments of my research

program was to simplify techniques so that variation in

mtDNA could be routinely studied on a population level

with a minimum of cost and time. i have surveyed 60

strains for variation in restriction site patterns for nine

restriction enzymes.

171

The most important and unexpected result of this

• study is that the two species studied appear to be sharing

mtDNA genomes in areas where they live together, i.e.,

are sympatric. Sympatric strains of the different species

have essentially identical mt genomes. D. pseudoobscura

has a wider geographic range than D. persimilis, and

where it exists in the absence of D. persimilis the mtDNA

genome has diverged considerably. Thus, the similarity in

restriction site patterns in flies collected from locations

where the two species are sympatric is not due to slow

evolution of this DNA. The similarity of sympatric

populations is probably due to mtDNA exchange between

species via occasional hybridization. However, much

previous data indicates that nuclear genes are not

exchanged between species. This is the first observation

of cytoplasmic gene flow between species in the absence

of nuclear gene flow.

PUBLICATIONS

Craymer, L. (1981) Techniques for the manipulation of chromosomal rearrangements and their application to Drosophila melanogaster. I. Pericentric inversions. Genetics 99, 75-97.

Duncan, I. and Lewis, E. B. (1982) Genetic control of body segment differentiation in Drosophila. In: Develop­mental Order: Its Origin and Regulation. S. Subtelny (Ed.), Proceedings of the 40th Symposium of the Society for Developmental Biology, Boulder, Colorado, June 8-10, 1981. Alan R. Liss, Inc., New York, in press.

Lewis, E. B. (1981) Developmental genetics of the bithorax complex in Drosophila. In: Developmental Biology Using Purified Genes. ICN-UCLA Symposia on Molecular and Cellular Biology, Vol. XXJI. D. D. Brown and C. Fred Fox (Eds.), pp. 189-208. Academic Press, New York.

Lewis, E. B. (1982) Control of body segment differen­tiation in Drosophila by the bithorax gene complex. Progress in Clinical and Biological Research, BSA, in press.

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172

THE FOLLOWING REPORTS ARE BY GRADUATE STUDENTS IN THE DIVISION OF BIOLOGY WHO ELECTED TO DO THEIR THESIS WORK IN THE DIVISION OF CHEMISTRY AND CHEMICAL ENGINEERING.

246. A CLUSTER OP DROSOPIULA CUTICLE GENES

Investigators: Michael P. Snyder, Michael W. Hunkapiller, David Yuen•, Leroy E. Hood,

Support:

Donald J. Silvert••, James Pristrom, Norman Davidson***

National Institutes of Health, USPHS

We are studying the sequence organization and

expression of the larval cuticle genes of Drosophila. Five

major cuticle proteins are synthesized and secreted by the

epidermal cells of late third instar larvae in order to

provide a protective pupal coat. This gene system is of

interest for the study of evolutionarily-related genes,

their hormonally-induced developmental expression, and

the coordinate control of this expression.

A 50 kb DNA segment of the Drosophila genome which

resides at chromosomal locus 44D. and contains genes for

several larval cuticle proteins has been cloned (Snyder

et al., 198la). Gene mapping and DNA sequencing

techniques have shown that five cuticle-like genes are

clustered within 7,9 kb of DNA (Snyder et al., 198la,b,

1982). Amino acid sequences of four of the five major

third instar cuticle proteins have been determined. These

four sequences are identical with those predicted from the

sequences of four of the five genes of the 440 cluster.

Two of these genes are transcribed in one direction while

two are transcribed in the opposite direction. The fifth

cuticle-like gene is believed to be a pseudogene because

several features of its structure and the absence of

detectable transcripts suggest that it is non-functional.

Sequence comparisons indicate that it arose by an unequal

crossing-over event involving two closely related and

adjacent cuticle genes. The structures of the four cuticle

genes have several interesting features. Each contains a

signal peptide coding sequence which is interrupted by a

short intervening sequence (about 60 bp) at a conserved

site. Conserved sequences occur in the 5' mRNA

untranslated region, in the adjacent 35 bp of upstream

flanking sequence, and at -200 bp from the mRNA start

position in each of the cuticle genes. These sequences

may control the expression of these genes; moreover, gene

clustering may be important in the mechanism by which

these genes are expressed coordinately.

10 kb away from the third instar cuticle genes lie

three genes which are related in sequence and expressed

in second instar larvae. Further analysis will determine

whether this multigene family encodes second instar

larval cuticle proteins and test the hypothesis that these

sets of structural genes are arranged on the chromosome

in order of their developmental expression.

References: Snyder, M., Hirsh, J. and Davidson, N. (1981a) Cell 25,

165-177. Snyder, M., Hunkapiller, M., Yuen, D., Silvert, D.,

Fristrom, J. and Davidson, N. (198lb) In: Develop­mental Biology Using Purified Genes. D. Brown (Ed.), pp. 125-133. Academic Press, New York.

Snyder, M., Hunkapiller, M., Yuen, D., Silvert, D., Fristrom, J. and Davidson, N. (1982) Cell, submitted for publication.

*Undergraduate, California Institute of Technology. **Department of Genetics, University of California, Berkeley. ***Division of Chemistry and Chemical Engineering, California Institute of Technology.

247. CHARACTERJZATION OP GENES ENCODING MUSCLE PROTEINS IN DROSOPHILA MELANOGASTER

Investigators: Scott Falkenthal*, William W. Mattox, Vann P. Parker, Norman Davidsml*

Support: Muscular Dystrophy Association of America National Institutes of Health, USPHS

A major event during muscle development is the rapid

accumulation of both myofibrillar proteins and glycolytic

enzymes. Since the onset of this accumulation appears to

be simultaneous for many of these proteins, a common

mechanism for their temporal regulation has been

hypothesized. The expression of some myofibrillar pro­

teins appears to be restricted to muscle tissue and even to

particular muscle types.

In order to understand the mechanisms of tissue­

specific coordinate regulation of muscle protein genes, we

have isolated 17 independent genomic clones containing

gene sequences which are abundantly expressed in the

adult muscle of Drosophila melanogaster. In vitro

translation of hybridization-selected polyadenylated RNA

reveals that we have isolated genes encoding proteins with

the molecular weights and isoelectric points expected for

myosin light chain and tropomyosin (both myofibrillar

structural proteins) as well as triose phosphate isomerase

(TPI) and aldolase (both glycolytic enzymes). Screening

the cloned DNAs with a 32P-labeled chicken glycer­

aldehyde-3-phosphate dehydrogenase (G3PDH) cDNA

clone identified one of our clones as cross-homologous.

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This Drosophila clone hybridization selects an RNA which

directs the in vitro translation of a polypeptide with the

characteristics expected for G3PDH. Thus we have

probably isolated the genes coding for at least two

myofibrillar structural proteins and three glycolytic

enzymes.

These clones and the other 12 muscle gene clones were

used as probes for in situ hybridization to Drosophila

polytene chromosomes. This analysis revealed that our

presumptive aldolase and TPI clones have cytogenetic

locations of 97 A and 99E, respectively. This is consistent

with the localizatioris of these enzyme genes previously

derived from cytogenetic analysis of deficiency

chromosomes (Voelker et al., 1979). In situ hybridization

also showed that the cytogenetic location of G3PDH,

myosin light chain, and tropomyosin are 53F, 98B and 88F,

respectively. All 17 clones hybridized to distinct

chromosomal sites, indicating that the muscle genes are

dispersed. This is in contrast to some other coordinately

regulated genes in Drosophila which are tightly clustered.

Preliminary results indicate that in wild-type flies

both the myosin light chain and glycolytic enzyme genes

encode multiple polyadenylated transcripts and that the

concentrations of these RNA species are developmentally

regulated in the pattern expected for genes which encode

muscle proteins. We are now fully characterizing these

genes and studying their expression in two flightless

mutants, raised and wings-up B.

Reference: Voelker, R. A., Ohnishi, S. and Langley, C. H. (1979)

Biochem. Genet. 17, 769-783.

*Division of Chemistry and Chemical Engineering, California Institute of Technology.

248. MOLECULAR BIOLOGY OF THE ACETYLCHOLINE RECl!PTOR FROM TORPEDO

Investigators: Katharine S. Mixter, N. Davis Hershey*, Daniel Noonan•, Toni Claudio•,

Support:

Norman Davidson•

Muscular Dystrophy Association of America National Institutes of Health, USPHS

The electric ray, Torpedo, has been widely used to

study the protein components that make up the

cholinergic synapse because of the higJ:ily specialized

electroplaque cells that make up the electric organ.

Studies in the laboratory of Professor Michael A. Raftery

at Caltech as well as those by other laboratories have

conclusively shown that the acetylcholine receptor is an

173

integral membrane protein complex composed of four

different polypeptide subunits (Raftery et al., 1980).

These peptides-40 kd, 50 kd, 60 kd, and 65 kd-are found

in a 2:1:1:1 stoichiometric ratio in native receptors. In

order to investigate further the structure and action of

this important class of neuroreceptors, we have set out to

clone the genes for these four subunits.

We have constructed a double-stranded cDNA library

from electric organ poly(A)+ RNA by standard methods,

using the plasmid vector, pBR322. Five thousand colonies

of this library were screened with 32P-labeled cDNA from

electric organ and counter-screened with liver and brain 32 P-cDNA to identify clones corresponding to abundant

transcripts specific to the electric organ.

These clones (about 150) were then screened by hybrid

selection as follows: DNA from each clone was bound to

nitrocellulose filters and used to select complementary

mRNA by hybridization. This mRNA was then translated

in a reticulocyte lysate system. The resulting proteins

were immunoprecipitated with antibodies raised against

SOS-denatured receptor subunits. SDS-polyacrylamide

gels were used to identify clones that enhanced the

translation of specific proteins known to be receptor

subunits. Two such clones were identified. One, pT37, is

a 1.0 kbp cDNA clone that selects mRNA specific for the

65 kd subunit. The other, pT24G, is a 625 bp cDNA clone

specific for the 50 kd subunit.

The current directions of this project are aimed at

(1) sequencing these two genes, (2) generating full-length

cDNA copies of these two and the other two receptor

subunits, and (3) identifying and characterizing genomic

clones of the genes that encode all four subunits.

Reference: Raftery, M. A., Hunkapiller, M. W ., Strader, C. D. and

Hood, L. E. (1980) Science 208, 1454-1457.

*Division of Chemistry and Chemical Engineering, California Institute of Technology.

249. DEVELOPMENTALLY REGULATED EXPRESSION OF DROSOPIHLA ACTIN GENES

Investigators: Beverley J. Bond, Eric A. Fyrberg*, Norman Davidson**

Support: National Institutes of Health, USPHS

Our work in the pa.st year has been directed toward

identifying the developmental stages in which each of the

six Drosophila actin genes is expressed.

This analysis required the construction of probes that

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174

could be used to identify the specific messenger RNAs

from each gene. Since DNA fragments from the protein­

coding portions of the genes will cross-hybridize, we chose

to use DNA fragments from the 5' and 3' untranslated

regions of the genes as probes. The untranslated regions

have been shown by heteroduplex analysis to be non­

homologous between different actin genes. These

nonhomologous, gene-specific DNA fragments were sub­

cloned in pBR322.

Polyadenylated RNA was isolated from synchronized

animals at nine time points during Drosophila

development. RNA blots with these samples were probed

with nick-translated gene-specific probes. The six actin

genes exhibited several different patterns of expression

over the time points studied.

Two of the Drosophila actin genes, DmA2 and DmA3,

are expressed at low to intermediate levels in all stages of

d~velopment studied as well as in the Kc line of cultured

Drosophila cells (in collaboration with David Price and

Carl Parker). Therefore, they are the cytoplasmic actins.

The DmAl and DmA6 actin genes are expressed at high

levels in late pupae when the adult flight muscles are

being synthesized. These are candidates for indirect

flight muscle and tubular muscle specific actins. DmA4 is

expressed abundantly in larvae and is a reasonable

candidate for the larval intersegmental muscle actin.

DmA5 is expressed at several different stages but it is not

clear as yet what its particular function is.

Now that we have shown that the Drosophila actin

genes represent a differentially regulated gene family, we

wish to examine whether DNA sequences 5' to the gene

may function in controlling these differences in

expression. We plan to modify the sequences 5' to the

genes in vitro and examine their function in vivo by

injecting the modified genes into Drosophila embryos.

*Division of Biology, Johns Hopkins University. **Division of Chemistry and Chemical Engineering, California Institute of Technology.

250. DO DROSOPHILA ACTIN GENES REQUIRE INTRONS FOR EXPRESSION?

Investigators: Lei Yu, Beverley J. Bond,

Support:

El'lc A. Fyrberg*, Norman Davidson**

California Foundation for Biochemical Research

National Institutes of Health, USPHS

We wish to address the question of whether there are

classes of structural genes in a multigene family for which

all of the primary transcripts require the removal of an

intron by processing, in order for export to the cytoplasm

and subsequent translation to protein. We and others have

shown that four of the actin genes of Drosophila have

introns, either in their protein coding region or in the 51

untranslated region. For the other two genes, DmA3 and

DmA5, there is no information at present as to whether

they have introns in either the 5' or 3' untranslated region.

Sequence data and electron microscope heteroduplex

experiments indicate that these two genes do not have

introns within their respective protein coding regions, but

the possibility of a very short intron therein has not been

rigorously excluded. Therefore, various appropriate kinds

of Berk-Sharp experiments for identifying introns in these

two genes are now being carried out.

*Division of Biology, Johns Hopkins University. **Division of Chemistry and Chemical Engineering, California Institute of Technology.

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GRADUATES

FINANCIAL SUPPORT

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177

GRADUATHS

Twenty-six students in Biology were awarded the B.S., M.S. or Ph.D. degree in June 1982. Names, degrees conferred, and titles of doctoral theses are as follows:

Bachelor of Science

Cynthia Juyne Beegle, B.S. Catherine Ann Kirschvink, B.S.

Roberta Jane Brandenburg, B.S. with honor. Linda Beth McAllister, B.S. with honor.

Duke P. Briscoe, B.S. Phillip Andrew Patten, B.S. with honor.

Joseph Anthony Garcia Jr., B.S. Geoffrey David Rubin, B.S. with honor.

Nak-Hui Hwang, B.S. with honor. Juanito Serrano Villanueva, B.S. with honor.

David Stone Kamins, B.S. Thiennu Huy Vu, B.S. with honor.

Master of Science

David Alan Myers, M.S.

Doctor of Philosophy

David Lynn Gard, Ph.D. Intermediate Filaments and Myogenesis in vitro.

Bruce Leslie Granger, Ph.D. Composition and Function of Intermediate Filaments in Avian Muscle Cells and Erythrocytes.

Steven Haym Green, Ph.D. Genetic Studies of Neuronal Development in Drosophila melanogaster.

Kent Richard Jennings, Ph.D. Studies of Excitability in a Model Peptidergic System: The Roles of Cyclic AMP, Protein Phosphorylation and Serotonin During After­discharge in the Bag Cell Neurons of Aplysia californica.

John Henry Richard Maunsell, Ph.D. Functional Organiza­tion and Connections of the Middle Temporal Visual Area in the Macaque Monkey.

Dominic Ping-Yim Orr, Ph.D. Studies of a Circadian melanogaster.

Behavioral Neurogenetic Clock in Drosophila

Jing-hsiung James Ou, Ph.D. Structure and Replication of Alphavirus RNAs.

Steven Elery Petersen, Ph.D. Visual Response Properties of Neurons in Extrastriate Cortex of the Owl Monkey.

James William Posakony, Ph.D. Studies of the Organiza­tion and Expression of Individual Repetitive Sequence Families of the Sea Urchin Genome.

Antonio Arevalo Reyes, Ph.D. Application of Synthetic Oligonucleotides in the Isolation of Murine Transplan­tation Antigen cDNA Clones.

Loveriza A. Sarmiento, Ph.D. Developmental Regulation in Drosophila melanogaster.

Sandra Lee Shotwell, Ph.D. A Biochemical and Genetic Analysis of the Cyclic AMP Phosphodiesterase Defect in dunce, a Memory Mutant of Drosophila.

Randall Forrest Smith, Ph.D. Genetic Analysis of the Circadian Clock System of Drosophila rnelanogaster.

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178

FINANCIAL SUPPORT

The financial support available for the work of the Division of Biology comes from many sources: from general Institute endowment and from special endowment funds for broad areas of work; from grants or contracts with individuals, companies, foundations, and U.S. governmental agencies for specific projects; from unrestricted annual gifts; from fellowships for the support of individual scholars; and from contributions to general funds provided by Industrial Associates and Institute Associates, as follows:

Fund--Reseerch SUpport

American Cancer Society

American Heart Association

Anonymous Gift Fund

John E. Barber Fund

Louis D. Beaumont Foundation

Beckman Instruments, Inc.

Bing Endowment Fund, Inc.

Biology Research in Neuroscience

Biomedical Research Support (NIH)

The James G. Boswell Foundation

The James G. Boswell Foundation

Ethel Wilson Bowles and Robert Bowles

Mrs. Leah Hills Bruce

Norman Chandler

Louisa Jane Church Fund

Norman W. Church Foundation

The Commonwealth Fund

Charles B. Corser Fund

Roberta Crutcher

The Deafness Research Foundation

Dreyfus Foundation, Teacher-Scholar

Mrs. Mary Bruce Delbriick

Josephine V. Dumke Fund

E. I. DuPont de Nemours & Co.

Fairchild Foundation

Lester and Irene Finkelstein Endowment Fund

Gloria Gartz Fund

E. s. Gosney Fund

The Hearst Foundation

Frank P. Hixon Fund

Cancer research

Cardiac research

Research in educational programs

Biological research, particularly as related to the brain

Neuroscience research

Funds for equipment; Research in developmental biology

Professorship in behavioral biology

Neuroscience research

Biomedical research

Professorship in biology

Virus research

Professorship in chemical biology

Research in biology

Professorship in cell biology and chemistry

Research in biology

Research in chemical biology

General support

Research in chemical biology

Research in biology

Deafness research

Biochemistry research

Research in biology

Cancer research

Interferon research; General support

Fairchild scholars program

Interferon research

Research and education in biology

Research in genetics

Research in auditory anatomy and physiology

Neurobiology, physiological psychology, and related research

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Irma Hoef!y Fund

The Henry J. Kaiser Family Foundation

The Kroc Foundation

Lasker Award Fund

MacArthur Foundation

Louis B. Mayer Foundation

The McKnight Foundation

Merck and Company, Inc.

Monsanto Company

Francis Mosley Fund

Muscular Dystrophy As.sociations of America, Inc.

The National Foundation - March of Dimes

National Institutes of Health, USPHS

National Science Foundation

The Ann Peppers Foundation

Pew Memorial Trust

Gustavus and Louise Pfeiffer Research Foundation

The President's Fund

President's Venture Fund

Prince Charitable Trusts

The Rockefeller Foundation

Albert Billings Ruddock Fund

Damon Runyon-Walter Winchell Cancer Fund

Edwin H. Schneider Fund

Norton Simon

Alfred P. Sloan Foundation

Alfred P. Sloan Fund for Basic Research

Spencer Memorial Fund

Richard Steele

The Stone Foundation

A. H. Sturtevant Memorial Fund

179

Cancer research

Research on the antiviral and antitumor properties of human interferon

Research in biology

Chemical genetics

Human interferon research

Medical research program

Neuroscience research

Research in biology

Instrumentation development

Cancer research

Research in biology

Research in birth defects

Studies in basic experimental biology, animal physiology, biochemistry, biological systems analysis, biophysics, developmental biology, genetics, neurobiology, plant and cell biology, psychobiology, and virology; graduate research training, biomedical sciences support grant

Studies in animal physiology, biochemistry, biophysics, developmental biology, genetics, neurobiology, plant and cell biology; undergraduate research participation program

Research in auditory physiology and anatomy

Neuroscience research program

Neuroscience research program

Research and development at JPL

Medical science

Interferon research

Chemical biology research

Professorship in biology

Cancer research

Study and research in genetics

Cancer Center

Neuroscience research

General support

Research in neurobiology

Grace C. Steele professorship of immunology

Research in psychobiology

General support

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180

Sundry Donors

Walter and Sylvia Treadway Fund

Albert Tyler Memorial Fund

Unallocated Gifts

Joseph G. Venable Fund

The Del E. Webb Foundation

Martin Webster Fund

Jean Weigle Memorial Fund

The Weingart Fund

Whitehall Foundation

Robert E. and May R. Wright Foundation

The Zanetti Grant

Cancer research

General support

Annual lectureship in biological research

General support

Arthritis research

Neuroscience research program

Immunology and virology basic to the problems of multiple sclerosis

General support

Gene isolation; General support

Neurobiology

Medical science

Biochemistry, cancer research

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181

l'und--Fellowship Support

American Cancer Society The Anna Fuller Fund

American Heart Association E. S. Gosney Fund

The American-Scandinavian Foundation Lawrence A. Hanson Foundation

Earle C. Anthony Fellowship International Union Against Cancer

Arthritis Foundation Mackenzie Foundation

The James G. Boswell Foundation The Helen G. and Arthur Mccallum Fund

British Heart Foundation Muscular Dystrophy Associations of America, Inc.

California Foundation for Biochemical Research National Institutes of Health, USPHS

Cancer Research Institute, Inc. National Multiple Sclerosis Society

Carnegie Institution of Washington National Research Council

Centre National de la Recherche Scientifique, France National Science Foundation

Lucy Mason Clark Fund Prince Charitable Trusts

The Jane Coffin Childs Memorial Fund for Medical Research Gordon Ross Medical Foundation

Council for International Exchange of Scholars Damon Runyon-Walter Winchell Cancer Fund

Albert and Kate Page Crutcher Science Research Council, England

Delegation Generale a la Recherche Scientifique et Technique Evelyn Sharp Fellowship

Deutsche Forschungsgemeinschaft Swedish Natural Science Research Council

Deutsche Krebsforschungszentrum Walter and Sylvia Treadway Fund

The Camille and Henry Dreyfus Foundation, Inc. Vern Underwood Undergraduate Scholarship

European Molecular Biology Organization Veterans Administration

Fairchild Scholars Program The Del E. Webb Foundation

Federal College Work-Study Program Helen Hay Whitney Foundation

John E. Fogarty International Research Fellowship Program for Advanced Study in the Health Sciences (NIH)

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182

Adler, H. L., 54 Agmon, N., 83 Allman, J. M., 123, 126, 130 Anderson, c., 33 Asai, D. J., 82 Arias-Ortiz, c. F ., 67 Attardi, G., 17-20

Baker, J. F., 130 Bell, J. R., 66, 68, 69 Bennett, M. K., 106 Benzer, S., 157-159 Beratan, D. N., 84 Berg, H. C., 75, 78, 79 Berson, B. J., 39, 41 Bertani, L. E., 55 Birt, D. L., 139 Block, S. M., 75, 76 Bond, B. J., 64, 173, 174 Bond, M. W ., 41, 58 Braun, M., 34 Breckler, J., 87 Britten, R. J., 25, 26, 29 Brockes, J. P., 99-101 Brokaw, c. J., 80-82 Brown, J. P ., 34 Burkhalter, A., 150

Cabrera, C. V ., 26, 160 Calame, K. L., 39, 41 Capetanaki, Y ., 85 Carpenter, J. D., 138, 139 Cartier, P. K., 49 Chabala, L. D., 108-110 Chapman, B., 41 Chariang, G., 53-55 Chomyn, A., 20, 21, 23 Claudio, T ., 17 3 Clegg, K. B., 30 Colaco, c. A. L. S., 87 Conley, M. P., 79 Connolly, M., 151 Corsaro, C. M., 93 Crews, S. T., 38, 39 Cronin-Golomb, A. M., 140, 141 Crosby, M. A., 60 Crowley, T. E., 57, 58

Dalgarno, L., 65, 67 Davidson, E. H., 24-30 Davidson, N., 46, 64, 172-174 Davie, J. M., 41 Dervan, P ., 84 Doersen, C.-J. W ., 19 Doolittle, R. F., 34 Dreyer, w. J., 31-35 Dubin, D. T., 19 Duncan, L w., 169

Eakle, K. A., 45 Eatock, R. A., 103 Edens, J., 95 Elliott, J., 117 Ellison, J. W., 41, 42 Engelman, D., 95

AUTHOR INDEX (by page number)

Erlanger, B. F., 110 Erondu, N. E., 107

Falkenthal, S., 172 Ferrus, A., 160 Fisher, D. A., 46 Flitz, L. L., 50 Flytzanis, c. N., 26, 28 Frelinger, J. A., 45 Fristrom, J., 172 Fritz, L. c., 99 Fryxell, K. F., 100 Fujita, S. c., 157-159 Fyrberg, E. A., 173, 174

Gaines, G. L., 19 Gao, B., 29 Gard, D. L., 86 Garfinkel, M. D., 58, 59 Geller, G., 84 Gibbs, G. G., 19 Giffin, C. E., 35 Gilbert, J., 113 Gogol, E., 95 Gomer, R. H., 90 Goodenow, R. S., 45, 46 Gordon, H., 152 Gordon, H. W ., 144 Granger, B. L., 87, 89 Green, s. H., 166 Greengard, P., 106 Griffin, J. A., 39, 45 Grim, L. B., 93, 95 Gros, D., 92, 93 Grula, J. W ., 25, 26

Hall, J., 166 Hamilton, c. R., 145-147 Heggelund, P., 125, 133 Hellstrom, I., 34 Hellstrom, K. E., 34 Herman, K. G., 116, 117 Hershey, N. D., 173 Hewick, R. M., 34, 35 Holton, T., 103 Hood, L. E., 35, 37, 45, 51, 172 Hopfleld, J. J., 83, 84 Horowitz, N. H., 53, 54 Hough-Evans, B. R., 29, 30 Howard, J., 30 Huang, H. V., 50, 51, 66 Hudspeth, A. J., 102, 103 Hudspeth, R. L., 29 Hunkapiller, M. w., 35, 49, 50,

94, 172

!fune, C. K., 145 Ishihara, A., 78 ltakura, T., 137

Jacobs, H. T., 26, 27 Johnson, S. A., 25 Jonsson, G., 123, 126 Joran, A. D., 84

Kasamatsu, T., 123-126, 128, 129 132, 133 '

Katz, L. c., 135 Kauvar, L. M., 162 Kennedy, M. B., 105-107 Khan, S. M. M., 7 8, 95 Kim, S. K., 42 King, D. G., 160 King, M. P., 20 Kintner, c. R., 100, 101 Konishi, M., 134, 136 Konopka, R. J., 159, 164-166 Kraig, E. B., 43, 93 Kronenberg, M., 43 Krouse, M. E., 110 Kuppermann, B., 128, 152 Kurumiya, S., 137 Kwong, S.-K., 113 Kyriacou, c. P., 166

Lane, J., 138 Lapidus, !. R., 7 9 Lazarides, E., 84, 87 Leahy, P. S., 28 Lee, J. L., 28 Lemke, G. E., 100 Lenches, E. M., 67 Lester, H. A., 107, 108, 112 Leutwiler, L. s., 61 Lewis, E. B., 169 Lewis, R. s., 104 Livant, D. L., 40 Lo, D. C.-T., 111 Lopez-Charreton, s., 69 Luck, D. J. L., 81

Macchi, M. J., 45' Mailheau, S. L., 117 Manson, M. D., 7 6 Margoliash, D., 136 Mariottini, P ., 20 Masters, J. N., 21, 22 Mattox, W. M., 172 Maunsell, J. H. R., 148-150 Maurer, B. J., 22 Mayne, J. T., 68 Mccasland, J. s., 134 McGuinness, E., 123, 126 McGuinness, T., 106 Mcintyre, J., 117 McKnight, s., 71 McMahon, A. P ., 28 McMillan, M., 46, 49 McNicholas, J. M., 43 Meyer, D. J., 94, 95 Meyer, P. W., 80 Meyerowitz, E. M., 56, 59-61 Miezin, F. M., 126 Milgram, A. E., 72 M~namide, L., 115, 116 Minard, K., 43 Mitchell, H. K., 62-64 Mixter, K. S., 173 Moiseff, A., 136 Montoya, J., 18, 19 Moore, B., 107

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Moore, H.-P. H., 99 Moore, K. W ., 45 Mottes, M., 23 Myers, D. A., 82 Myers, J. J., 141

Nahm, M., 41 Nakai, K., 126, 128 Nakamura, G., 26 Nargeot, J., 112 Nerbonne, J. M., 108, 110-113 Ng, B., 53-55 Ngai, J. J., 86 Nicholson, B. J., 92-95 Nicolson, M. A., 46 Niman, H., 29 Noonan, D., 173

Olds, M. E., 137-139 Omoto, C. K., 82 Qpresko, L. K., 81 Orn, A., 47, 48 Orr, D., 165 Ou, J.-H. J., 65, 66

Parker, V. P., 172 Pecht, M. P ., 46 Perlman, J., 165 Perlmutter, R. M., 39, 41 Petersen, N. S., 62-64 Pik6, L., 30 Pine, J., 113 Posakony, J. W., 26, 27 Powell, J. R., 171 Price, M. G., 88 Pruitt, R. E., 61

Raftery, M. A., 99 Ramachandran, V. S., 128 Readhead, c., 40 Reel, C., 71

Reinitz, J. B., 161 Reiter, H., 129 Repasky, E. A., 89 Revel, J.-P., 91-95 Rice, C. M., 65-68 Roach, A., 51 Roach, J., 62 Roberts, J. W ., 25, 26, 29 Roman, J. M., 32, 33 Rose, S. J., 28 Royden, c., 130

Sakonju, S., 170 Sandoval, 1. V., 87 Schl_echte, F., 117 Scholler, E., 133 Schopf, T. J. M., 30 Segall, J. E., 76 Shaffer, E. E., 112 Shepherd, K., 123 Sher, B. T., 45 Sheridan, R. E., 108-110 Shott, R. J., 28 Shotwell, S. L., 157, 163, 164 Siddiqi, 0., 161, 162 Silver!, D. J., 172 Siu, G. J. M., 39 Sivertsen, D. w., 131 Smith, J., 138 Smyth, R. D., 79, 80 Snyder, M. P., 172 Sperry, R. W ., 140 Springer, E., 38, 39 Stadler, D. R., 55 Steinmetz, M., 43, 44 Stephens, D. A., 115, 116 Strauss, E. G., 65, 66, 68 Strauss, J. H., 65, 66, 69 Stroynowski, I., 46, 47 Strumwasser, F., 51, 111, 114-118 Stryker, M., 129 Stygall, K. A., 101

Sun, Y. H., 45 Suzuki, N., 159

Tanouye, M. A., 160 Teng, E. L., 142 Teplow, D. B., 34 Thomas, T. L., 25, 28, 30 Timko, K. D., 19 Trent, D. W ., 65

Umemoto, M., 137, 138

Van Essen, D. C., 148, 150-152 Venkatesh, T. R., 158 Vermeire, B. A., 145-147 Villeneuve, A. M., 60, 61

Wall, J. B., 40 Wang, C., 90, 91 Wassermann, N. H., 110 Watabe, K., 132, 133 Wathey, J. c., 131 Weinstock, M. M., 109 Wek, R. C., 27, 28 Winoto, A., 43, 44 Wold, B. J., 42, 70-72 Woolum, J. C., 115 Wright, P. C., 131 Wu, C.-F., 159, 160

Yancey, s. B., 93 Yang, J. K., 21 Yeakley, J. M., 118 Yu, L., 174 Yuen, D., 172

Zaidel, E., 142-144 Zipursky, S. L., 158, 159 Zuniga, M. C., 42, 47, 48

183

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FINANCIAL SUPPORT INDEX (by page number)

American Cancer Society, 24, 37 American Heart Association, 84, 107 The American-Scandinavian Foundation, 37 Earle c. Anthony Fellowship, 37 Applied Molecular Genetics, Inc. (AMGen), 37 Arizona State University, 56 Arthritis Foundation, 37 Australian National University, 65

Baylor College of Medicine, 37 Bing Chair of Behavioral Biology, 134 Biomedical Research Support Grant (NIH), 17, 24, 31, 62,

65, 75, 84, 114, 123, 140 Cenci Bolognetti Foundation, Rome, 17 The James G. Boswell Foundation for Virus Research, 157 Ethel Wilson Bowles and Robert Bowles Professorship, 37 British Heart Foundation, 84

California Foundation for Biochemical Research, 24, 37, 62, 174

Cancer Research Institute, Inc., 37 Centre National de la Recherche Scientifique, 84 Norman Chandler Professorship in Cell Biology, 24 Charles B. Corser Fund for Biological Research, 65, 70 The Norman w. Church Fund, 105

Deutsche Forschungsgemeinschaft, 37, 169 Deutsche Krebsforschungszentrum, 24 The Camille and Henry Dreyfus Foundation, Inc., 84 Josephine V. Dumke Fund, 62

European Molecular Biology Organization, 24, 84, 91

Fairchild Foundation, 37, 53, 157 Finkelstein Support for Interferon Research, 37 Fogarty International Research Fellowship, 24, 148 Fulbright Fellowship, 37, 107

E. s. Gosney Fund, 24, 65, 84, 164, 169

Lawrence A. Hanson Foundation, 157 Frank P. Hixon Fund, 140 Hoag Foundation, 37

The Henry Kaiser Family Foundation, 37 The Kroc Foundation, 99

L. S. B. Leakey Foundation, 123

MacArthur Foundation, 37 Louis B. Mayer Foundation, 37 The McKnight Foundation, 99 Monsanto Co., 37 Francis Mosley Fund for Cancer Research, 37 Muscular Dystrophy Association of America, 84, 99, 107,

172, 173

National Institutes of Health, USPHS, 17, 24, 31, 37, 53 56, 62, 65, 70, 75, 80, 84, 91, 99, 102, 105, 107' 114, 123, 134, 137, 140, 148, 157, 169, 172, 173, 174

National Multiple Sclerosis Society, 99 National Research Council, Washington, D.C., 37 National Science Foundation, 24, 31, 37, 56, 65, 75, 83,

84, 123, 134, 148, 157, 164, 169 National University of Mexico, 65

Ann Peppers Foundation, 102 Pew Memorial Trust, 99, 102, 105, 107, 114, 123, 134,

140, 148, 157, 164 Gustavus and Louise Pfeiffer Research Foundation, 75,

99, 102 Prince Charitable Trusts, 37

The Rockefeller Foundation, 62 Gordon Ross Medical Foundation, 37, 91, 102, 105, 114 Albert Billings Ruddock Fund, 91

Edwin H. Schneider Fund, 169 Science Research Council Fellowship, England, 24 Evelyn Sharp Fellowship, 164 Alfred P. Sloan Foundation, 56 Alfred P. Sloan Fund for Basic Research, 70, 105 Stanford University, 37 Sundry Donors for Cancer Research, 37 Sweden's National Science Foundation, 84

University of Alberta, Canada, 114 University of California, Los Angeles, 140 University of Chicago, 24 University of GOteborg, Sweden, 5 3 University of Southern California, 37, 140

Veterans Administration, 24

The Del E. Webb Foundation, 99, 102, 107, 134 Weingart Foundation, 37, 99 Weizmann Fellowship, 83 Whitehall Foundation, 134, 164 Helen Hay Whitney Foundation, 134, 157, 169

Yale University, 169

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Antibody Decoration of Chicken Erythrocyte Intermediate Filaments

Sonication of erythrocytes attached to a glass substrate leaves elliptical patches of adherent plasma membrane; intermediate filaments associated with these patches can be visualized by transmission electron microscopy after low angle rotary shadowing with platinum (upper left). Incubation of patches with synemin preimmune serum prior to shadowing does not alter this image (upper right). Incubation with anti-vimentin (lower left) or anti-synemin (lower right) specifically decorates the corresponding antigen and reveals its spatial distribution within the filament. Width of each panel represents 9.5 micrometers.

(B. L. Granger and E. Lazarides)

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