georgia-russia legal aspects
TRANSCRIPT
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NATIONAL SCHOOL OF POLITICAL STUDIES AND ADMINISTRATION- SECURITY
AND DIPLOMACY M.A.- SECOND YEAR
The legitimacy in Russian-Georgian war
Alexandru-Mihai Dumitru
(S&D- II)
Bucharest, January 2013
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ContentsIntroduction ......................................................................................................................................... 4
The Course of the Conflict ................................................................................................................... 5
Justification.......................................................................................................................................... 6
Defense of Nationals Abroad .............................................................................................................. 8
Conclusion ........................................................................................................................................... 9
Bibiography........................................................................................................................................ 10
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Introduction
Destructive nationalism, fuelled by the general political climate in the region as well
as unresolved conflicts, further complicates the accomplishment of domestic reforms, dividespolitical elites and thus endangers domestic stability. The risks inherent in the conflicts
around Transnistria, Abkhazia, South Ossetia and NagornoKarabakh vary in terms of
urgency and nature, depending on factors such as the ethnopolitical dimension, the policy of
the affected country, and the role of Russia and other external actors.
The long standing Georgian-Russian crisis escalated, due to mutual accusations of
military buildup near South Ossetia and Abkhazia, the two separatist regions. The 2008 war
that started over South Ossetia quickly spread over all of Georgia and in general terms, on one
hand, Georgia accused the Russia Federation of aggression and land, air and sea invasion and
on the other hand Russia accused Georgia of targeting Ossetians and Russian peacekeeping
troops in crimes against humanity. Peacekeepers are not authorized to provide military,
financial, or logistical support to one side in a conflict, or to take military action against a
party to the conflict. Furthermore, it is a violation of international law to provide training and
military support to one side to an internal conflict, especially when that support comes from a
peacekeeping force within the country.
The war against Georgia represents possibly the first case in which Russian ground,
air, and naval components fought together in significant numbers since the end of World War
II. On August 8, 2008, Russia invaded the sovereign nation of Georgia. In doing so, Russia
claimed it was acting in self-defense of its citizens living in Georgia and located
predominantly in the region of South Ossetia. Russian forces went well beyond South Ossetia
and invaded further into Georgian territory, and remained in Georgian territory for
approximately two months.
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This essay analyzes the legality of the stated Russian justification for invading Georgia
in defense of its citizens.
The Course of the Conflict
The decision made by the US and some European states on recognition of the
independence of Kosovo (February 2008) and an announcement, at the NATO summit, of the
prospective accession of Georgia to the Alliance (April 2008) for Russia were a pretext for
intensifying its policy towards Abkhazia and South Ossetia. The Kremlin's decision was
followed by a steady growth of tension in both separatist republics. Military incidents began
to break out with increased frequency, triggered mostly by Abkhazian or Ossetian forces.
Russian peacekeeping forces undertook actions in the conflict area (increase of military
contingents, road-building, repair of railroads, maneuvers of Russian armed forces "Caucasus2008" near the Georgian border). Georgia responded to the provocations of separatists in a
military way, and in August 2008 it decided to undertake an extensive military operation,
aimed at - according to President Mikheil Saakashvili - restoring "constitutional order in
South Ossetia."1
Russian authorities claimed that the Georgian offensive was an act of aggression,
aimed at civilians (as indicated by the shelling of Tskhinvali) and the stationed peacekeeping
troops. An additional argument for the intervention was the need to protect Russian citizens
in previous years, in spite of Georgia's protests, the vast majority of inhabitants of the two
breakaway regions were given passports of the Russian Federation.
The scale of Russian operations forced a withdrawal of the Georgian troops and
announcement of an unilateral ceasefire on 10 August. Russia did not stop with restoring its
control over Ossetiaits troops invaded Georgia proper and took over, in two days, cities of
strategic importance (including centrally located Gori and the Black Sea port of Poti), and
approached Tbilisi. At the same time, Abkhazian separatists decided to open a second front
using paramilitary troops.
On behalf of the European Union, France, as its presidency-holding member,
undertook a mediatory mission. On 12 August, President Nicolas Sarkozy reached an
understanding regarding an agreement with President Medvedev and convinced President
Saakashvili to accept it. In the Agreement, the two parties committed themselves to no
1 David Owen, Kosovo 1999 to Georgia 2008, in The New York, September 5, 2008, viewed on 10 May 2013,
.
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recourse to the use of force, a definite cessation of hostilities, assuring free access to
humanitarian aid, withdrawal of Georgian forces to their permanent positions, withdrawal of
Russian troops behind the line where military action had begun and commencement of talks
on how to ensure stability and security in South Ossetia and Abkhazia.
Justification
Russia's stated justification for its invasion of Georgia was the necessity to defend its
citizens in South Ossetia from Georgian armed aggression. Essentially, Russia claimed that
Georgia had failed to protect the Russian citizens. The Russian Ambassador gave Russia's
official position to the U.N. Security Council:
I have the honor to assure you that the use of force by the Russian side is strictlyproportionate to the scale of the attack and pursues no other goal but to protect the
Russian peacekeeping contingent and citizens of the Russian Federation from theillegal actions of the Georgian side and to prevent future armed attacks againstthem. . . . The use of force by the Russian side in self-defense will continue untilthe circumstances that brought it about cease to it2
Russia claimed a right to defend its citizens in Georgian territory. Russia cited a
constitutional mandate requiring it to protect its citizens in South Ossetia from alleged harm
caused by Georgia. Russian President Dmitry Medvedev also strongly asserted that Georgia
had launched cruel attacks in South Ossetia killing Russian citizens.
President Medvedev stated that "my duty as Russian president is to safeguard the lives
and dignity of Russian citizens, wherever they are.3 He characterized the Georgian attack on
South Ossetia as an act of aggression against Russian citizens even though it was an attack
entirely within the sovereign territory of Georgia. He compared alleged attacks on Russian
citizens suffered in South Ossetia at the hands of Georgia armed forces to the attacks United
States citizens suffered on 11 September 2001.
Russia's justifications for using military force to protect its nationals abroad find its
roots in customary international law and the U.N. Charter (Charter): self-defence, necessity
and proportionality.4 The use of force inself-defense has long predated the United Nations as
a key part of customary international law and proper application of jus ad bellum. Self-
defense presumes an armed attack or imminent threat of armed attack to justify an armed
2Letter from Vitaly Churkin, Russian Ambassador to the United Nations, to the President of the Security Council, U.N. Doc. S/2008/545
(Aug. 11, 2008), viewed on 10 May 2013, .3Georgia 'Under Attack' as Russian Tanks Roll In, CNN, Aug. 8, 2008, viewed on 10 May 2013,
.
4 Louis-Philippe Rouillard, The Caroline Case: Anticipatory Self-Defence in Contemporary International Law, Miskolc Journal ofInternational Law, Vol. 1. (2004) No. 2. pp. 104-120, viewed on 10 May 2013,
< http://www.uni-miskolc.hu/~wwwdrint/20042rouillard1.htm>.
http://www.securitycouncilreport.org/atf/cf/%7B65BFCF9B-6D27-4E9C-8CD3-CF6E4FF96FF9%7D/Georgia%20S%202008%20545.pdfhttp://www.securitycouncilreport.org/atf/cf/%7B65BFCF9B-6D27-4E9C-8CD3-CF6E4FF96FF9%7D/Georgia%20S%202008%20545.pdfhttp://www.securitycouncilreport.org/atf/cf/%7B65BFCF9B-6D27-4E9C-8CD3-CF6E4FF96FF9%7D/Georgia%20S%202008%20545.pdfhttp://www.uni-miskolc.hu/http://www.uni-miskolc.hu/http://www.securitycouncilreport.org/atf/cf/%7B65BFCF9B-6D27-4E9C-8CD3-CF6E4FF96FF9%7D/Georgia%20S%202008%20545.pdfhttp://www.securitycouncilreport.org/atf/cf/%7B65BFCF9B-6D27-4E9C-8CD3-CF6E4FF96FF9%7D/Georgia%20S%202008%20545.pdf -
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response. Real and ongoing threats signal immediacythough immediacy is not defined by
international law. Force is only permitted in cases where the immediacy of attack is
abundantly clear and great. A response in self-defense must take place close in time to the
attack so that the relationship of the response to the attack is evident.
Necessity requires the existence of a danger and the nonexistence of reasonable
peaceful alternatives. A state may only use force in response to a threat if no other reasonable
means of addressing the threat exist. A response aimed at stopping an immediate, unavoidable
threat would satisfy the necessity requirement. For Russia's invasion of Georgia to have been
necessary, there must have been a failure or inability for Georgia to protect Russia's citizens.
By its very nature, since the Georgian government supported and condoned the armed attacks
by its forces on South Ossetia, if they affected Russian citizens, Georgia indirectly failed to
specifically protect Russia's citizens. This may show the necessity of limited action by Russia
to protect its citizens. If Russia needed to protect its nationals in South Ossetia, it would need
to degrade Georgia's ability to attack them. To do so, Russia would have a legitimate need to
expand operations beyond South Ossetia to degrade Georgia's centers of gravity and quell its
military abilities. However, by occupying Georgia for over two months, and advancing well
beyond the conflict area in South Ossetia, Russia's potentially legitimate intervention in
Georgia turned into an illegal encroachment of the territorial integrity of Georgia.
Proportionality permits use of force only as necessary to counter a threat and requires
use of force to not be unreasonable or excessive. This restricted Russia to an intervention no
ftarther than South Ossetia. Russia's response became disproportional when Russia invaded
Georgia well past the South Ossetian area of conflict. The action also ceased to be
proportional when the invasion lasted long past the short time necessary to go into Georgia
and secure the safety of Russian citizens. Russia continued to occupy Georgia likely due to
political motives other than the safety of its citizens. The limited armed actions necessary to
evacuate Russian citizens from South Ossetia would have been the proportional response to
assure their safety. Russia's actions were not proportional to the threat, especially when
compared to other defense of nationals abroad cases.
The modem law on jus ad bellum is found in the Charter. War (and other uses of
force) was thought to have been outlawed upon passage of the Charter. The Charter asserts a
strict prohibition against the use of force. The Charter requires member states to "settle their
international disputes by peaceful means."5 Article 2(4) is the key provision of the Charter for
5U.N. Charter art. 2, para 3, viewed on 10 May 2013, < http://www.un.org/en/documents/charter/chapter1.shtml >.
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controlling and preventing conflict and aggression. It requires members to "refrain in their
international relations from the threat or use of force"6 to resolve disputes. Any clear, direct
threat violates the Charter. While Article 2(4) expressly limits threat or use of force intending
to violate a state's territorial integrity or political independence, any attack that trespasses on a
state's territory likely violates the Article. The Charter delineates two exceptions to the
prohibition on the use of force: self-defense upon an armed attack and use of force authorized
by the U.N. Security Council.
Once Russia crossed into South Ossetia, part of Georgian territory, and took up arms,
it violated Article 2(4). In order for Russia to protect its nationals from mistreatment by
Georgia, Russian forces would have to confront and possibly engage Georgian forces. But
Russia's actions were specifically directed at the Georgian government and armed forces. Its
use of force was not limited in any way to avoid confrontation and engagement with Georgia
or to minimize the impact or degree of force to that necessary to rescue its nationals. Russia
encroached on the territorial integrity of Georgia (initially into South Ossetia and then further
into Georgian territory) defying the Charter's prohibition on the use of force. Russia's invasion
of Georgian territory was a violation of international law.
Defense of Nationals Abroad
Russia's justification rests on the premise that defense of its citizens in Georgia can be
self-defense. Under customary international law, a state may protect its citizens abroad if they
are in danger and the host state is unable or unwilling to protect them. There must be an
imminent threat of injury to a state's citizens, a failure or inability of the host state to protect
them, and measures of protection must be strictly confined to protecting the citizens from
harm. All diplomatic and political options should be exhausted before using force. There had
been conflict between Georgia and its semi-autonomous province for a considerable time.
However, Russia's response was within days of the last action. The conflict was still ongoing
at the time Russia responded.
Without certain South Ossetian residents having Russian citizenship, Russia would
have little legal justification, for protecting those residents. International law does not restrict
a state's right to confer citizenship; rather, it limits the recognition by other states of
unreasonable grants of citizenship. Every state is entitled, within its own domestic
jurisdiction, to determine its own rules regarding the grant of citizenship, and the grant shall
be recognized by other states as long as it is consistent with international law. In order to be a
6Ibidem.
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bona fide national of a state recognized as such by international law, there must be a "genuine
link"7 between the national and the state. If the residents of South Ossetia had never visited or
entered the territory of Russia, their relationship with Russia would be even more tenuous
than Nottebohm's8 relationship with Liechtenstein. Previous attempts by a state to confer
citizenship on all persons within a given radius or of a certain political persuasion have failed
to gain recognition at an international level.
Conclusion
While the CIS peacekeeping force in Abkhazia is U.N.-sanctioned, Russian forces
have violated international law, which undermines Russias credibility as a peacekeeper in
Georgia. Russia may have initially had the right to use armed force against Georgia in self-defense of its citizens but Russia did not stop here. What was an unnecessary use of force
further turned into a violation of Georgia's territorial integrity. Ultimately, the Russian
invasion of Georgia violated the Charter and customary international law.
7Robert D. Sloane, Breaking the Genuine Link: The Contemporary International Legal Regulation of Nationality, Harvard International Law
Journal, Vol. 50, No. 1, Winter 2009, viewed on 10 May 2013, < http://www.harvardilj.org/site/wp-content/uploads/2010/07/HILJ_50-1_Sloane.pdf>.8Nottebohm Case (Liech. v. Guat.), 1955 I.C.J. 4, (Apr. 6, 1955).
http://www.harvardilj.org/site/wp-content/uploads/2010/07/HILJ_50-1_Sloane.pdfhttp://www.harvardilj.org/site/wp-content/uploads/2010/07/HILJ_50-1_Sloane.pdfhttp://www.harvardilj.org/site/wp-content/uploads/2010/07/HILJ_50-1_Sloane.pdfhttp://www.harvardilj.org/site/wp-content/uploads/2010/07/HILJ_50-1_Sloane.pdf -
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Bibiography
Articles1.Louis-Philippe Rouillard, The Caroline Case: Anticipatory Self-Defence in Contemporary International Law, Miskolc
Journal of International Law, Vol. 1. (2004) No. 2. pp. 104-120, viewed on 10 May 2013,< http://www.uni-
miskolc.hu/~wwwdrint/20042 rouillard1.htm>.
2.Shanahan Cutts, Noelle M., Enemies through the gates: russian violations of International law in the Georgia/Abkhaziaconflict, viewed on 10 May 2013, .
3.Chatham, Robert P., Defense of nationals abroad: the legitimacy of Russia's invasion of Georgia, viewed on 10 May 2013,.
Documents1.Vitaly Churkin, Letter, U.N. Doc. S/2008/545 (Aug. 11, 2008), viewed on 10 May 2013
.
2.U.N. Charter art. 2, para 3, viewed on 10 May 2013, < http://www.un.org/en/documents/charter/chapter1.shtml >. Online Sources
1.Owen, David, Kosovo 1999 to Georgia 2008, in The New York Times, September 5, 2008, viewed on 10 May 2013,.
2. Georgia 'Under Attack' as Russian Tanks Roll In, CNN, Aug. 8, 2008, viewed on 10 May 2013,.
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