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Q1A018 7th. edition Green Procurement Standards 1st. edition: 11 June 2002 7th. edition: 1 July 2016 Production Engineering & Procurement Division Quality Assurance Division

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Page 1: Green Procurement Standards - Yamaha Corporation › en › csr › guideline_green... · Green Procurement Standards I Purpose Yamaha has been active in Green Procurement activities

Q1A018 7th. edition

Green Procurement Standards

1st. edition: 11 June 2002

7th. edition: 1 July 2016

Production Engineering & Procurement Division

Quality Assurance Division

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Revision history

Edition Date Details

1st edition 11 Jun. 2002 First edition issued

2nd edition 1 Mar. 2004 ・ Revised to separate "Standards for Chemical Content in Products"

for the investigation of chemical substance contents

・ State of investigation of chemical substance control in products

added to supplier evaluation items

3rd edition 31 July 2008 ・ Overall revisions made due to review of standards and operation

・ Contents of separate “Standards for Chemical Content in Products”

combined as Annex 2. In addition, some contents were changed, and

some substances were added or deleted

– Arsenic and its compounds: Restricted Prohibited Substances

(with exemptions)

– Cadmium and its compounds: Restricted Prohibited Substances

(with exemptions) and exemptions added

– Mercury and its compounds: Restricted Prohibited Substances

(with exemptions)

–-Polychlorinated terphenyls added to Polychlorinated biphenyls

– Short chain chlorinated paraffins: Restricted Prohibited

Substances

– Hexachlorobenzene added to Prohibited substances

– Exemptions added to Lead and its compounds

– Nickel: Controlled Restricted Substances

– Perflouorooctane sulfonates added to Restricted Substances

– Polyvinyl chloride: Controlled Restricted Substances

– Formaldehyde added as a Volatile Organic Compounds, and

standards set for Yamaha Products

– Magnesium (and its alloys), copper and its compounds, gold and its

compounds, palladium and its compounds, silver and its compounds

deleted

4th edition 1 April 2009 Change the name of Division

– From “Procurement Planning Department, Purchasing &

Logistics Division” to “Procurement Planning Department,

Production Engineering & Planning Division”

– From “Quality Planning Department, Quality & Engineering

Planning Division” to “Quality Planning Department, Production

Engineering & Planning Division”

5th edition 29 Dec. 2010 Main changes

1. “YAMAHA’S POLICY ON THE ENVIRONMENT” was obsolete, and

“Yamaha Group Environmental Policy” was established.

2. Form 3 was obsolete and the Article Information Sheet (AIS)

established by Joint Article Management Promotion-consortium

(JAMP) was adopted for chemical content survey in material.

3. “Annex 2 Standards for Chemical Content in Materials” was

amended.

- The definition of “Article” was added to definitions.

- Criteria for controlled substances were added in “Policy of

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Q1A018 7th. edition

applicable standards.”

- Chemical content standards were changed and some substances

were added or deleted.

・Arsenic and its compounds: Prohibited→Restricted substances

with applicable scope.

・ Cadmium and its compounds: Prohibited → Restricted

substances with applicable scope.

・Mercury and its compounds: Prohibited→Restricted substances

with applicable scope.

・Pentachlorophenol and its salts and esters: Content standards

were modified. (Define residual concentration level.)

・ 2-(2H-1,2,3-Benzotriazol-2-yl)-4,6-di-tert-butylphenol: Add to

prohibited substances

・Dimethyl fumarate: Add to prohibited substances

・Lead and its compounds: Modify applicable scope

・Tributyl tins and triphenyl tins: Deleted and tri-substituted

organostannic compounds add to prohibited substances.

・Perfluorooctane sulfonates: Restricted→Prohibited substances

・Control method for brominated flame retardants were modified.

・Listed substances on the Candidate List of Substance of Very

High Concern for Authorisation under EU REACH regulation

were add to Controlled substances.

- Reference laws and regulations were updated.

- EU RoHS directive exemptions were listed on Table 6.

- Example substance lists were added.

6th edition 1 July, 2012 Main changes

1. The goods used and consumed in the company were excluded from

the scope.

2. Amendments of “Annex 2 Standards for Chemical Content in

Production Materials and Products”

- Chemical content standards were changed and some substances

were added

・Concerning the restricted usage for lead and its compounds, the

exempted application on surface painting layer was deleted.

・Dibutyltin compounds: Add to restricted substances.

・Dioctyltin compounds: Add to restricted substances.

-The candidate list of the SVHC for authorisation based on EU

REACH regulation were updated. (as of 19 December 2012)

-EU RoHS directive exemptions were updated.

7th. edition 1 July, 2016 Main changes

1. Division in charge to Production Engineering & Procurement

Division and Quality Assurance Division.

2. Revision of the Yamaha Group Environment Policy

3. In “IV Operation (iv) Conformation of response”, improvement

request was added.

4. Amendments of “Annex 2 Standards for Chemical Content in

Production Materials and Products”

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-Amendments of definitions

・ Delete the definition of "dependent" in the definition of

"electrical and electronic equipment"

・Delete wording that indicate whole object (e.g. a whole product)

in the definition of “article”.

-Chemical content standards were changed and some substances

were added or deleted.

・Short chain chlorinated paraffins: Change of content standard

・ Hexabromocyclododecane (HBCDD) and all major

diastereoisomers: Add to prohibited substances.

・Hexavalent chromium compounds: Enlargement of restricted

application (leather article)

・Lead and its compounds: Enlargement of restricted application

(parts which may be placed in the mouth by children and

batteries)

・Azo colorants: Amendment of restricted application

・ Volatile Organic Compounds (VOC): Additional Notes on

formaldehyde contained in the wood material

・ Cadmium and its compounds: Amendment of restricted

application (batteries).

・ Mercury and its compounds: Amendment of restricted

application (batteries).

・Perfluorooctanoic acids (PFOAs): Add to restricted substances

・Polycyclic-aromatic hydrocarbons (PAHs) : Add to restricted

substances

・Fluorinated greenhouse gases: Add to restricted substances

・ Bis(2-ethylhexyl) phthalate (DEHP ) : Add to restricted

substances

・ Dibutyl phthalate (DBP), Benzyl butyl phthalate (BBP),

Diisobutyl phthalate (DIBP): Add to restricted substances

・ Tris(2-chloroethyl)phosphate (TCEP), Tris(1-chloro-2-propyl)

phosphate (TCPP), Tris(1,3-dichloro-2-propyl)phosphate

(TDCPP): Add to restricted substances

・Bismuth and its compounds: Delete from controlled substances

・ Phthalate: Controlled substance → 4 kinds of phthalates

(DEHP, DBP, BBP, DIBP) are added to restricted substances and

other phthalate are included IEC62474 declarable substance

(controlled substance). Therefore substance group was deleted.

・Antimony and its compounds, Beryllium and its compounds,

Selenium and its compounds, Brominated flame retardants

(excluding PBBs and PBDEs), Ozone depleting substances (class

II substances) are included IEC62474 declarable substance

(controlled substances). Therefore substance group was deleted.

・EU CLP Regulation Table 3.1and Table 3.2 of Annex VI : List of

Carcinogenic, Reprotoxic and Mutagenic – Category 1 and 2

Substances: Add to controlled substances

REACH Annex XVII Restriction substances [excluding Entry 28,

29, 30 (CLP Regulation Annex VI CMR-Cat. 1,2) ] : Add to

controlled substances

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Fulfilling criteria of ESIS PBT: Add to controlled substances

IEC62474 declarable substances: Add to controlled substances

-The candidate list of the SVHC for authorisation based on EU

REACH regulation were updated. (as of 20 June, 2016)

-EU RoHS directive exemptions were updated.

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1

Contents

Yamaha Group Environmental Policy ................................................................................. 2

Environment Preservation Activities and Green Procurement ......................................... 3

Green Procurement Standards ............................................................................................ 4

I Purpose ......................................................................................................................... 4

II Scope ............................................................................................................................ 4

III Green Procurement Investigation ............................................................................ 4

(i) Investigation of supplier ........................................................................................... 4

(ii) Investigation of production materials and products ............................................. 4

IV Operation.................................................................................................................... 5

(i) Investigation of supplier ........................................................................................... 5

(ii) Investigation of production materials and products ............................................. 5

(iii) Handling of responses ............................................................................................ 5

(iv) Confirmation of responses ...................................................................................... 5

(v) Notification of changes ............................................................................................. 6

V Revisions ...................................................................................................................... 6

VI Contact regarding these Standards ......................................................................... 6

Annex 1 Substances Prohibited in Manufacturing Process of Production Materials

and Products .......................................................................................................................... 7

Annex 2 Standards for Chemical Content in Production Materials and Products ...... 9

1.Definitions ..................................................................................................................... 9

2.Policy of applicable standards ..................................................................................... 11

2-1.Prohibited Substances .......................................................................................... 11

2-2.Restricted Substances ........................................................................................... 11

2-3.Controlled Substances .......................................................................................... 11

3.Standards for Chemical Content in Production materials and Products ............... 12

3-1.Prohibited Substances ......................................................................................... 12

3-2.Restricted Substances .......................................................................................... 18

3-3.Controlled Substances ......................................................................................... 32

Form 1: The Investigation Sheet for Environmental Aspects ........................................ 54

Form 2: Declaration of Environmental Aspects .............................................................. 56

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2

Yamaha Group Environmental Policy

The Yamaha Group will always contribute to the making of a better global

environment using our unique expertise and sensibilities, gained from our devotion to

the sound and music, in order to create excitement and cultural inspiration together

with people around the world. Our slogan is “A Concerto Played by the World and

Yamaha, for the Future.”

1. To protect biodiversity and the global environment, we will prevent rapid climate

change and environmental pollution, while protect the environments around our

business sites and contribute to local communities. In particular, we will reduce

emissions and leakage risks of harmful chemicals, use responsibly sourced wood,

and promote the protection of forests.

2. We will develop technologies, and offer products and services that minimize any

burdens on the environment.

3. We will comply with all relevant environmental laws and regulations. We will act

faithfully accordance with the agreed norms of international communities and

industrial bodies.

4. We will maintain effective environmental management systems, and continuously

improve them.

- This environmental policy will be distributed both inside and outside the Yamaha Group.

Established on 17 March,2010.

Revised on 1 February, 2016

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3

Environment Preservation Activities and Green Procurement

At Yamaha, we have positioned activities to maintain and improve environment

preservation as a priority within our corporate activities. We have continued to

approach this from various angles. In 1994, we set the "YAMAHA’S POLICY ON THE

ENVIRONMENT" outlining our basic policy regarding the environment protection. This

clearly indicates our policy on the environment and the principles of our activity.

Based on this policy, we have promoted our environment load reduction activities

through a life cycle which covers “extraction of raw materials, manufacture of materials,

production of products, distribution, usage, disposal and recycle” so that we may provide

eco-friendly products to our users. To promote these activities, we started our Green

Procurement activities in 2002 to procure materials from suppliers who are positively

taking part in environment preservation. This allows us to procure materials which

have a small environmental load throughout the product’s life cycle.

Our environment preservation activities aim to “reduce environment load substances”,

“conserve energy and prevent global warming” and “conserve resources and recycle

materials”, etc. We have set reduction of environment load substances as a main pillar

of our Green Procurement activities while focusing on human health damage and

environment pollution.

Environment management system, quality management system and chemical

substance control are the foundation of environment-friendly products. The “Green

Procurement Standards” confirm the situation of procured materials, and confirm the

state of environment-conscious management in our business partner activities.

Environment management system

Quality management system

Chemical substance control

Product

Foundation section (Undertaken by organization)

Realize with products

Basic concept for realizing environment-friendly products

Reduce environment load substances,Energy conservation, global warming prevention

Resource conservation, recycling

The green procurement activities are successful only when a partnership is formed

with our suppliers. We ask that our suppliers also work positively and continuously to

preserve the environment, and cooperate with the investigations, etc., which we

periodically conduct.

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4

Green Procurement Standards

I Purpose

Yamaha has been active in Green Procurement activities through which we purchase

from suppliers who are positively active in environment preservation. We preferentially

procure materials which have a low environment load throughout the product’s life cycle

from the extraction of raw materials to disposal. This includes resource conserving,

energy conserving and reduced toxic chemical substances.

Yamaha’s requirements of our suppliers for Green Procurement activities are

summarized in these Standards.

II Scope

These Standards apply to the raw materials, parts products, etc. procured by Yamaha,

and include the following goods.

・ Raw materials and parts (hereinafter "production materials") which configure the

products manufactured by Yamaha.

・ Accessories including instruction manuals and power adaptors, etc.

・ Containers and packages for packaging Yamaha products

・ Finished products

・ OEM/ODM products

And these standards do not apply to the goods (e.g. fixtures, office supplies) used and

consumed in the company.

III Green Procurement Investigation

Yamaha conducts the following two investigations for Green Procurement.

(i) Investigation of supplier

(ii) Investigation of production materials and products

(i) Investigation of supplier

When evaluating our suppliers, we check the conventional matters regarding the

quality, price, surety of delivery, the stability, reliability, after-sales service, technical

development power, stability of management base, and response in case of troubles,

etc. In addition, we also check the supplier’s approach to the environment, etc., listed

below.

1. Structure of environment management system and quality management system

2. Use of specific chemical substances in manufacturing process

3. Control system for chemical substances contained in delivered production

materials and products

(ii) Investigation of production materials and products

When selecting production materials and products, Yamaha checks the required

quality and function, the rational price and delivery, and following environmental

issues.

1. Presence and content of specific chemical substances in production materials and

products

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5

IV Operation

(i) Investigation of supplier

Prospective suppliers are investigated with the “Green Procurement Investigation

Sheet for Environmental Aspects” (Form 1) prior to starting business. Prospective

suppliers are asked to complete this Investigation for Environmental Aspects and to

make a declaration that the response is true with the “Declaration of Environmental

Aspects” (Form 2). If the supplier is a trading house, a secondary investigation of the

delivered production materials and products manufacturer will be required.

The investigation results are used as reference when selecting suppliers.

Suppliers which have already conducted business transaction with us may also be

investigated as prospective suppliers. We ask for your cooperation in this matter.

(ii) Investigation of production materials and products

When newly incorporating a material or a product, suppliers are required to

investigate the content of substances listed in “Standards for Chemical Content in

Production materials and products” (Annex 2), and list the results in the “Article

Information Sheet1 (AIS)” defined by Joint Article Management Promotion-consortium

(JAMP) in principle. The AIS are prepared according to the “JAMP AIS preparation

manual”. These results must be submitted to Yamaha. Suppliers are also requested to

submit the Material Safety Data Sheets (MSDS) for raw materials such as substances

and preparations.

Production materials and products which have already been in use may also be

investigated as when newly adopted. We ask for your cooperation in this matter.

The responses will be confirmed prior to judge the acceptability of procurement.

(iii) Handling of responses

Unless disclosure is required by law, all information will be used in Yamaha, and will

not be disclosed to any external party.

Any personal information indicated in the investigation shall be appropriately

managed following the Yamaha Privacy Protection Policy, and shall not be used for any

purpose other than procurement activities.

(iv) Confirmation of responses

Additional information or audits may be requested to confirm the submitted

information.

Improvement of chemical management may be requested based on the responses and

performance.

1 AIS and it’s related documents are downloadable form the following URL.

http://www.jamp-info.com/english/ais

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(v) Notification of changes

If any changes arise in the submitted responses, such as changes to the supplier’s

management system, supplies, used materials and processes, etc., please submit the

data to be changed beforehand.

V Revisions

These standards shall be revised as necessary.

VI Contact regarding these Standards

Please forward any inquiries regarding these Standards to your contact buyer or the

followings.

Production Engineering & Procurement Division

(Phone:+81-53-460-3205 FAX:+81-53-460-2762)

Quality Assurance Division

(Phone:+81-53-460-2332 FAX:+81-53-460-2379)

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Annex 1

7

Annex 1 Substances Prohibited in Manufacturing Process of Production

Materials and Products

Ozone depleting substances

(the substance provided for the Montreal Protocol (Annex C group I is excluded))

Annex Group Substance Alias Name Formula

A I Trichlorofluoromethane CFC-11 CFCl3

Dichlorodifluoromethane CFC-12 CF2Cl2

Trichlorotrifluoroethane CFC-113 C2F3Cl3

Dichlorotetrafluoroethane CFC-114 C2F4Cl2

Chloropentafluoroethane CFC-115 C2F5Cl

II Bromochlorodifluoromethane halon-1211 CF2BrCl

Bromotrifluoromethane halon-1301 CF3Br

Dibromotetrafluorometane halon-2402 C2F4Br2

B I Chlorotrifluorometane CFC-13 CF3Cl

Pentachlorofluoroethane CFC-111 C2FCl5

Tetrachlorodifluoroethane CFC-112 C2F2Cl4

Heptachlorofluoropropane CFC-211 C3FCl7

Hexachlorodifluoropropane CFC-212 C3F2Cl6

Pentachlorotrifluoropropane CFC-213 C3F3Cl5

Tetrachlorotetrafluoropropane CFC-214 C3F4Cl4

Trichloropentafluoropropane CFC-215 C3F5Cl3

Dichlorohexafluoropropane CFC-216 C3F6Cl2

Chloroheptafluoropropane CFC-217 C3F7Cl

II Carbon tetrachloride CCl4

III 1,1,1-Trichloroethane*1 Methyl chloroform C2H3Cl3

C II Dibromofluoromethane CHFBr2

Bromodifluoromethane HBFC-22B1 CHF2Br

Bromofluoromethane CH2FBr

Tetrabromofluoroethane C2HFBr4

Tribromodifluoroethane C2HF2Br3

Dibromotrifluoroethane C2HF3Br2

Bromotetrafluoroethane C2HF4Br

Tribromofluoroethane C2H2FBr3

Dibromodifluoroethane C2H2F2Br2

Bromotrifluoroethane C2H2F3Br

Dibromofluoroethane C2H3FBr2

Bromodifluoroethane C2H3F2Br

Bromofluoroethane C2H4FBr

Hexabromofluoropropane C3HFBr6

Pentabromodifluoropropane C3HF2Br5

Tetrabromotrifluoropropane C3HF3Br4

Tribromotetrafluoropropane C3HF4Br3

Dibromopentafluoropropane C3HF5Br2

Bromohexafluoropropane C3HF6Br

Pentabromofluoropropane C3H2FBr5

(Continue)

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Annex 1

8

Annex Group Substance Alias Name Formula

C II Tetrabromodifluoropropane C3H2F2Br4

Tribromotrifluoropropane C3H2F3Br3

Dibromotetrafluoropropane C3H2F4Br2

Bromopentafluoropropane C3H2F5Br

Tetrabromofluoropropane C3H3FBr4

Tribromodifluoropropane C3H3F2Br3

Dibromotrifluoropropane C3H3F3Br2

Bromotetrafluoropropane C3H3F4Br

Tribromofluoropropane C3H4FBr3

Dibromodifluoropropane C3H4F2Br2

Bromotrifluoropropane C3H4F3Br

Dibromofluoropropane C3H5FBr2

Bromodifluoropropane C3H5F2Br

Bromofluoropropane C3H6FBr

III Bromochloromethane CH2BrCl

E I Methyl bromide*2 CH3Br

*1: This formula does not refer to 1,1,2-trichloroethane.

*2: Applications in which the use of methyl bromide is indispensable for quarantine purposes are

excluded.

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Annex 2

9

Annex 2 Standards for Chemical Content in Production Materials and

Products

1.Definitions

For the purposes of this Standard, the following definitions apply:

Battery or accumulator:

“Battery” or “accumulator” means any source of electrical energy generated by direct

conversion of chemical energy and consisting of one or more primary battery cells

(nonrechargeable) or consisting of one or more secondary battery cells (rechargeable)

include battery pack.

“Battery pack” means any set of batteries or accumulators that are connected

together and/or encapsulated within an outer casing so as to form a complete unit that

the end user is not intended to split up or open.

Electrical and electronic equipment:

“Electrical and electronic equipment” means equipment which is dependent on

electric current or electromagnetic fields in order to work properly, and equipment for

the generation, transfer and measurement of such currents and fields.

Homogeneous material:

“Homogeneous material” means a material that cannot be mechanically disjointed (e.g.

unscrewing, cutting, crushing, grinding and abrasive processes) into different materials.

The term “homogeneous” is understood as "of uniform composition throughout".

Intentionally added:

“Intentionally added” means deliberately utilized in the formulation of a material or

component where its continued presence is desired in the final product to provide a

specific characteristic, appearance or quality.

Following addition does not handled as “intentionally added”.

・ Impurities doping in the semi-conductor manufacturing process.

・ Product manufacturing which use the material containing known impurities.

Impurities:

“Impurities” mean substances that cannot be completely removed by industrial

technology at the time of production in cases like the following:

・ chemical substances that exist in the natural world and are contained natural

material;

・ by-products generated in the synthesis of materials or chemical substances as well

as raw materials or catalysts that remain as residues after synthesis;

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Annex 2

10

・ chemical substances contained in recycles materials used in metal refining, paper

composition, or other process.

Concentration:

The concentration in these Standards is indicated as mass concentration.

The concentration of metal compounds is not the concentration of contained

compounds but the value obtained by converting the metal elements contained in those

compounds.

Materials which contain volatile compounds, such as paints and bonds, are specified

by the content concentration in the solid layer (layer formed by residues from which

volatile compounds have been removed).

Article:

The "article" means an object to which during manufacture is given a particular

shape, appearance or design that determines the function of the end-use to a degree

larger than what is performed by the chemical composition.

Containers and packaging materials:

“Containers and packaging materials” mean the containers and packaging materials

used to package Yamaha products. These are materials which are unnecessary when the

Yamaha product is consumed or when separated from the product.

Examples of judging containers and packaging materials are given in Table 1.

Table 1: Example of container and packaging material

Items classified as container and

packaging materials

Items not classified as container and

packaging materials

・ Package boxes (individual boxes, decorative

boxes, assembly boxes), Crate (wooden crate)

・ Cushioning material, protective bags (sheets),

partitions (spacers)

・ Vinyl bags, envelopes (bags for instruction

manuals and warranty cards)

・ Shrink film, binding bands, adhesive tape,

staples

・ Cases for CDs and FDs

・ Carrying cases (case enclosed with keyboards

or guitars, etc.)

・ Labels (Labels attached to sections other than

container or packaging material, or invoice

etc. attached by third party)

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Annex 2

11

2.Policy of applicable standards

The product content standards shall be set for each substance based on the applicable

legal regulations.

2-1.Prohibited Substances

Inclusion of the following substances in the production materials and products is

prohibited. When using under the applicable exemption clause, the application, usage

area, content and content rate, etc., must be clear.

・ Substances of which content in product is prohibited by law

・ Substances of which content in product is voluntarily prohibited by Yamaha

2-2.Restricted Substances

Inclusion of the following substances in the production materials and products is

restricted, or inclusion in specific applications is prohibited. When included within the

restricted level or when included for purposes other than specific applications, the

application, usage area, content and content rate, etc., must be clear.

・ Substance of which content or concentration is restricted by law

・ Substance of which content in specific application is prohibited or restricted by law

・ Substance of which content in product is voluntarily restricted or in specific

application is voluntarily prohibited by Yamaha

2-3.Controlled Substances

Use of the following substances in the production materials and products is not

restricted. However, if such substances are contained in the production materials or

products, the application, usage area, content and content rate, etc., must be clear to

enable product recycling and suitable treatment, etc. depending on the product

destination, the status of recycle and the status of industrial activity on contained

chemical management.

・ Substances which might have a negative impact in view of the environment, health

or safety and sanitation

・ Substances for which laws and ordinances to prohibit or restrict use in product are

under review

・ Substances for which display or disclosure is required when included in product

・ Substances for which legal disclosure regarding wastes is required (Hazard and

toxicity of waste)

・ Substances which must be understood to avoid negative effect within the product’s

life cycle

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Annex 2

12

3.Standards for Chemical Content in Production Materials and Products

3-1.Prohibited Substances

Substance group: Bis (tri-butyl tin) oxide (TBTO)

Target substance: Bis (tri-butyl tin) oxide CAS No. 56-35-9

Content standards: Use shall be prohibited in the following case:

・ Intentional addition

Major reference laws and regulations:

Law Concerning Examination and Regulation of Manufacture and Handling of Chemical

Substances (Class 1 substance)(Japan), EU regulation No.1907/2006 (REACH) Candidate list of

SVHC for authorisation

Substance group: Polybrominated biphenyls (PBBs)

Examples of polybrominated biphenyls(PBBs)

Substance name CAS No.

Decabromobiphenyl 13654-09-6

Nonabromo-1,1’-biphenyl 27753-52-2

Octabromobiphenyl 27858-07-7

Heptabromobiphenyl 35194-78-6

Hexabromobiphenyl 36355-01-8

Pentabromobiphenyl 56307-79-0

Tetrabromobiphenyl 40088-45-7

Note: This table does not indicate all the target substances.

Content standards: Use shall be prohibited in the following cases:

・ Intentional addition

・ An impurity concentration in the homogeneous material exceeding 1000ppm

Major reference laws and regulations:

EU regulation No.1907/2006 (REACH) Annex XVII, 2011/65/EU (EU RoHS directive (recast)),

Basel Convention, etc.

Substance group: Polybrominated diphenylethers (PBDEs)

Example of polybrominated diphenylethers (PBDEs).

Substance name CAS No.

Decabromodiphenyl ether 1163-19-5

Nonabromodiphenylether 63936-56-1

Diphenyl ether, octabromo derivative 32536-52-0

2,2',4,4',5-pentabromodiphenyl ether 32534-81-9

Tetrabromodiphenyl ether 40088-47-9

Note: This table does not indicate all the target substances.

Content standards: Use shall be prohibited in the following cases:

・ Intentional addition

・ An impurity concentration in the homogeneous material exceeding 1000ppm

Major reference laws and regulations:

EU regulation No.1907/2006 (REACH) Annex XVII, 2011/65/EU (EU RoHS directive (recast)),

Product Regulations (Norway), Brominated flame retardant law (state statute in US), Basel

Convention, etc.

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Substance group: Polychlorinated biphenyls (PCBs) and Polychlorinated terphenyls

(PCTs)

Substance details:

Polychlorinated biphenyls and polychlorinated terphenyls include the following analogs.

Examples are given below.

Examples of polychlorinated biphenyls (PCBs) and polychlorinated terphenyls (PCTs)

Substance name CAS No.

Polychlorinated biphenyl 1336-36-3

Aroclor 12767-79-2

Chlorodiphenyl (Aroclor 1260) 11096-82-5

Kanechlor 500 27323-18-8

Aroclor 1254 11097-69-1

Monomethyl – tetrachlorodiphenyl methane (Ugilec 141) 76253-60-6

Monomethyl-dichloro-diphenyl methane (Ugilec 121, Ugilec 21) -

Monomethyl-dibromo-diphenyl methane (DBBT) 99688-47-8

Polychlorinated terphenyl 61788-33-8

Note: This table does not indicate all the target substances.

Content standards: Use shall be prohibited in the following case:

・ Intentional addition

Major reference laws and regulations:

Law Concerning Examination and Regulation of Manufacture and Handling of Chemical

Substances (Class 1 substance) (Japan), EU regulation No.1907/2006 (REACH) Annex XVII, etc.

Substance group: Polychloronapthalenes (more than 3 chlorine atoms)

Examples of polychloronapthalenes (more than 3 chlorine atoms).

Substance name CAS No.

Naphthalene, chloro derivatives 70776-03-3

Octachloronaphthalene 2234-13-1

Heptachloronaphthalene 32241-08-0

Hexachloronaphthalene 1335-87-1

Pentachloronaphthalene 1321-64-8

Note: This table does not indicate all the target substances.

Content standards: Use shall be prohibited in the following case:

・ Intentional addition

Major reference laws and regulations:

Law Concerning Examination and Regulation of Manufacture and Handling of Chemical

Substances (Class 1) (Japan).

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Substance group: Short chain chlorinated paraffins (C10~13)

Examples of short chain chlorinated paraffins (C10~13).

Substance name CAS No.

Alkanes, C10-13, chloro (Short Chain Chlorinated Paraffins) 85535-84-8

Alkanes, C12-13, chloro 71011-12-6

Note: This table does not indicate all the target substances.

Content standards: Use shall be prohibited in the following cases:

・ Intentional addition

・ An impurity concentration in the article exceeding 1500ppm

Major reference laws and regulations:

EU regulation No 850/2004 (POPs regulation), EU regulation No.1907/2006 (REACH) candidate

list of SVHC for authorisation, etc.

Substance group: Asbestos

Examples of asbestos

Substance name CAS No.

Chrysotile 12001-29-5

Amosite 12172-73-5

Crocidolite 12001-28-4

Actinolite 77536-66-4

Anthophyllite 77536-67-5

Tremolite 77536-68-6

Note: This table does not indicate all the target substances.

Content standards: Use shall be prohibited in the following cases:

・ Intentional addition

・ An impurity concentration in the homogeneous material exceeding 1000ppm

Major reference laws and regulations:

Industrial safety and health law (Japan), EU regulation No.1907/2006 (REACH) Annex XVII,

ChemVerbotsV (Germany), TSCA(US), etc.

Substance group: Ozone depleting substances (Class I substances)

Substance details:

Ozone depleting substances (Class I substances) defined under the Montreal Protocol excluding

those listed in the annex C group I (HCFCs) . Refer to table 2 for details.

Content standards: Use shall be prohibited in the following cases:

・ Intentional addition

・ An impurity concentration in the homogeneous material exceeding 1000ppm

Exemption: Use in the following applications shall be permitted

・ The use of methyl bromide is indispensable for quarantine purposes.

Major reference laws and regulations:

Montreal Protocol, Ozone Layer Protection Law(Japan), EU regulation No. 2037/2000, Clean Air

Act (US), etc.

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Substance group: Radioactive substances

Examples of radioactive substances

Substance name CAS No.

Americium-241 14596-10-2

Thorium-232 7440-29-1

Note: This table does not indicate all the target substances.

Content standards: Use shall be prohibited in the following case:

・ Intentional addition

Exemption: Use in the following applications shall be permitted

・ Lamps with radiological dosages which will not affect human bodies

Major reference laws and regulations:

Law for the regulation of nuclear source material,fuel material reactors 1986 (Japan), Law

concerning prevention from radiation hazards due to radio-isotopes, etc.

Note: Although laws noted in the regulations do not correspond to Yamaha product fields, this

has been set as a prohibited substances in view of worker health.

Substance group: Pentachlorophenol and its salts and esters

Examples of Pentachlorophenol and its salts and esters

Substance name CAS No.

Pentachlorophenol 87-86-5

Potassium pentachlorophenolate 7778-73-6

Sodium Pentachlorophenate 131-52-2

Zinc bis(pentachlorophenolate) 2917-32-0

Note: This table does not indicate all the target substances.

Content standards: Use shall be prohibited in the following case:

・ Intentional addition

・ A residual concentration in the homogeneous material exceeding 5 ppm when material was

treated with the mixture containing target substance.

Major reference laws and regulations:

EU regulation No.1907/2006 (REACH) Annex XVII, ChemVerbotsV (Germany), etc.

Substance group: Hexachlorobenzene

Target substance: Hexachlorobenzene CAS No. 118-74-1

Content standards: Use shall be prohibited in the following case:

・ Intentional addition

・ An impurity concentration level in homogeneous material is clearly high compared to BAT

(best available technology) level.

Major reference laws and regulations:

Law Concerning Examination and Regulation of Manufacture and Handling of Chemical

Substances (Class 1 substance), Stockholm Convention, etc.

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Substance group: Tri-substituted organostannic compounds (excluding TBTO)

Examples of tri-substituted organostannic compounds (excluding TBTO)

Substance name CAS No.

Triphenyltin=N,N-dimethyldithio carbamate 1803-12-9

Triphenyltinfluoride 379-52-2

Triphenyltinacetate 900-95-8

Triphenyltinchloride 639-58-7

Triphenyltinhydroxide 76-87-9

Tributyltinacetate 56-36-0

Tributyltin laurate 3090-36-6

Bis(Tributyltin) phthalate 4782-29-0

Tributyltinchloride 1461-22-9

Note: This table does not indicate all the target substances.

Content standards: Use shall be prohibited in the following cases:

・ Intentional addition

・ An impurity concentration in the homogeneous material exceeding 1000ppm of Tin.

Major reference laws and regulations:

Law Concerning Examination and Regulation of Manufacture and Handling of Chemical

Substances (Class 1 substance), EU regulation No.1907/2006 (REACH) Annex XVII

Substance group:Perfluorooctane sulfonates (PFOSs)

Substance details: Perfluorooctane sulfonates refer to C8F17SO2X (OH, metal salt (O-M+), halide,

amide and other derivatives). This substance group includes perfluorooctane sulfonyl fluoride

(PFOSF CAS No. 1763-23-1, 307-35-7). Examples are given below.

Examples of Perfluorooctane sulfonates (PFOSs).

Substance name CAS No.

Perfluoro(octane-1-sulfonic acid) 1763-23-1

Ammonium perfluorooctane-1-sulfonate 29081-56-9

Bis(2-hydroxyethyl)ammonium perfluorooctanesulfonate 70225-14-8

Potassium perfluorooctane-1-sulfonate 2795-39-3

Lithium perfluorooctane-1-sulfonate 29457-72-5

Note: This table does not indicate all the target substances.

Content standards: Use shall be prohibited in the following cases:

・ Intentional addition

Exemption: Use in the following applications shall be permitted

・ Photoresists or anti reflective coatings for photolithography processes.

・ Photographic coatings applied to films, papers, or printing plates

・ Mist suppressants for non-decorative hard chromium (VI) plating and wetting agents for

use in controlled electroplating systems. (Limited to parts already in use)

Major reference laws and regulations:

Law Concerning Examination and Regulation of Manufacture and Handling of Chemical

Substances (Class 1 substance) (Japan), EU regulation No.1907/2006 (REACH) Annex XVII,

Stockholm Convention, etc.

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Substance group: 2-(2H-1,2,3-Benzotriazol-2-yl)-4,6-di-tert-butylphenol

Target substance:2-(2H-1,2,3-Benzotriazol-2-yl)-4,6-di-tert-butylphenol CAS No. 3846-71-7

Content standards: Use shall be prohibited in the following cases:

・ Intentional addition

Major reference laws and regulations:

Law Concerning Examination and Regulation of Manufacture and Handling of Chemical

Substances (Class 1 substance) (Japan),

Substance group: Dimethyl fumarate

Target substance: Dimethyl fumarate CAS No. 624-49-7

Content standards: Use shall be prohibited in the following cases:

・ Intentional addition

・ An impurity concentration in the article exceeding 0.1ppm

Major reference laws and regulations

EU regulation No.1907/2006 (REACH) Annex XVII

Substance group: Hexabromocyclododecane (HBCDD) and all major diastereoisomers

Examples of Hexabromocyclododecane (HBCDD) and all major diastereoisomers

Substance name CAS No.

Hexabromocyclododecane 25637-99-4

4736-49-6

65701-47-5

1,2,5,6,9,10-hexabromocyclododecane 3194-55-6

α-hexabromocyclododecane 134237-50-6

β-hexabromocyclododecane 134237-51-7

γ-hexabromocyclododecane 134237-52-8

Note: This table does not indicate all the target substances.

Content standards: Use shall be prohibited in the following cases:

・ Intentional addition

Major reference laws and regulations

Law Concerning Examination and Regulation of Manufacture and Handling of Chemical

Substances (Class 1 substance) (Japan), Stockholm Convention, EU regulation No.1907/2006

(REACH) Candidate list of SVHC for Authorisation

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3-2.Restricted Substances

Substance group: Hexavalent chromium compounds

Examples of hexavalent chromium compounds

Substance name CAS No.

Chromium(VI) oxide 1333-82-0

Sodium chromate 7775-11-3

Potassium chromate 7789-00-6

Calcium chromate 13765-19-0

Zinc chromate 13530-65-9

Barium chromate 10294-40-3

Lead(II) chromate 7758-97-6

Potassium dichromate 7778-50-9

Sodium dichromate 10588-01-9

Ammonium dichromate 7789-09-5

Note: This table does not indicate all the target substances.

Prohibited applications and content standards: Use shall be prohibited in the following cases

・ Leather articles and leather parts coming into directly contact with the skin (include inside

parts that might touch during maintenance)

A concentration in the dry weight of the leather exceeding 3mg/kg

・ Materials used for electrical and electronic equipments

Intentional addition

An impurity concentration in the homogeneous material exceeding 1000ppm

・ Container and packaging material

Total mass concentration of cadmium, mercury, lead and hexavalent chromium

exceeding 100ppm

Notes: Hexavalent chromium concentration in the dried leather is tested by ISO EN 17075

(Leather - Chemical tests - Determination of chromium (VI) content).

Major reference laws and regulations:

EU regulation No. 1907/2006 (REACH) Annex XVII, 2011/65/EU (EU RoHS directive (recast)),

Management Methods for the Restriction of the Use of Hazardous Substances in Electrical and

Electronic Products (China), Act on the Resource Recycling of Electric and Electronic Products

and Vehicles (South Korea), 94/62/EEC (EU Packaging directive), Toxics in packaging laws (state

statute in US), etc.

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Substance group: Lead and its compounds

Examples of lead and its compounds

Substance name CAS No.

Lead 7439-92-1

Lead(II) carbonate 598-63-0

Lead(II) oxide 1317-36-8

Lead(IV) oxide 1309-60-0

Lead(II,IV) oxide 1314-41-6

Lead(II) chromate 7758-97-6

Lead(II) sulfide 1314-87-0

Lead(II) sulfate 7446-14-2

Lead(II) phosphate 7446-27-7

Lead(II) titanate 12060-00-3

Lead stearate 1072-35-1

Note: This table does not indicate all the target substances.

Prohibited applications and content standards: Use shall be prohibited in the following cases

・ Accessible parts to consumer during normal use

A concentration in the surface painting layer exceeding 90ppm.

A concentration in the part of the product which may be placed in the mouth by

children (smaller than 5 cm in one dimension or has a detachable or protruding part)

exceeding 500ppm.

・ Materials used for electrical and electronic equipments

A concentration in the homogeneous material exceeding 1000ppm. For PVC outer

coatings of external connection cable, a concentration level exceeding 300ppm.

・ Paint, pigment, ink or resin additive used for applications other than electrical and electronic

equipments

A concentration in the homogeneous material exceeding 100ppm

・ Batteries and accumulators

For manganese batteries (including button cells) and button-type alkaline batteries, a

concentration exceeding 1000ppm/piece.

For alkaline batteries (excluding button cells), a concentration exceeding 40ppm/piece.

・ Container and packaging material

Total mass concentration of cadmium, mercury, lead and hexavalent chromium

exceeding 100ppm

Note:

・ In the U.S., when a product is classified the "furniture article" of consumer products, the

certificate that the lead concentration in the painting material does not exceed 90 ppm, may

be required.

・ Batteries and accumulators are not included in electrical and electronic equipments, but if

the lead content exceeds 40ppm/piece, a LEAD indication will be required in the EU. Notify

Yamaha in this case.

Exemptions for application in the part of the product which may be placed in the mouth by

children: Use in the following applications is permitted.

・ Electrical and electronic equipments, packaging material, musical instruments, batteries

and accumulators, keys and locks (including padlocks) and parts made of brass alloys, if the

concentration of lead (expressed as metal) in the brass alloy does not exceed 500ppm.

・ The rate of lead release from parts, whether coated or uncoated, does not exceed 0.05

µg/cm2/hour (equivalent to 0.05 µg/g/h), and, for coated articles, that the coating is sufficient

to ensure that this release rate is not exceeded for a period of at least two years of normal or

reasonably foreseeable conditions of use of the article.

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Exemptions for application in electrical and electronic parts:

In accordance with the EU RoHS exemptions listed on table 6.

However, "Management Methods for the Restriction of the Use of Hazardous Substances in

Electrical and Electronic Products" (China law) requires to indicate the presence of hazardous

substances.

Reference laws and regulations:

Consumer Product Safety Improvement Act and Ban of Lead Containing Paint (16CFR1303)

(US), EU regulation No.1907/2006 (REACH) Annex XVII, 2011/65/EC (EU RoHS recast),

California Proposition 65 (US, California state), Statutory Order No. 1082 of September 13, 2007

on prohibition of import and marketing of products containing lead (Denmark), Quality

management and safety control of industrial products act (South Korea), GB24427 (China),

Battery Regulation (Resolution No.401/08) (Brazil),94/62/EEC (EU Packaging directive), Toxics

in packaging laws (USA State law), etc.

Substance group: Nickel and its compounds

Examples of nickel and its compounds

Substance name CAS No.

Nickel 7440-02-0

Nickel(II) oxide 1313-99-1

Nickel(II) carbonate 3333-67-3

Nickel(II) sulfate 7786-81-4

Nickel sulfide 12035-72-2

Note: This table does not indicate all the target substances.

Prohibited applications and content standards: Use shall be prohibited in the following cases

・ Materials of products intended for use on body parts, and which directly contact with the skin

(e.g. necklaces, bracelets and chains, wrist-watch cases, watch straps and tighteners)

Release of nickel exceeds 0.5µg/cm2/week when tested EN1811

Reference laws and regulations:

EU regulation No.1907/2006 (REACH) Annex XVII, etc.

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Substance group: Azo colorants

Substance details:

Azo colorants which, by reductive cleavage of one or more azo groups, may release one or more of

the certain aromatic amines.

List of certain amines

Substance name Formula CAS No.

4-Amino azobenzene C12H11N3 60-09-3

2,6-Dimethylaniline C8H11N 87-62-7

o-Anisidine C7H9NO 90-04-0

2-Naphthylamine C10H9N 91-59-8

3,3'-Dichlorobenzidine C12H10Cl2N2 91-94-1

Biphenyl-4-ylamine C12H11N 92-67-1

Benzidine C12H12N2 92-87-5

o-Toluidine C7H9N 95-53-4

2,4- Dimethylaniline C8H11N 95-68-1

4-Chloro-o-toluidine C7H8ClN 95-69-2

2,4-Diaminotoluene C7H10N2 95-80-7

o-Aminoazotoluene C14H15N3 97-56-3

5-Nitro-o-toluidine C7H8N2O2 99-55-8

3,3'-Dichloro-4,4'-diaminodiphenylmethane C13H12Cl2N2 101-14-4

4,4'-Methylenedianiline C13H14N2 101-77-9

4,4'-Diaminodiphenylether C12H12N2O 101-80-4

p-Chloroaniline C6H6ClN 106-47-8

3,3'-Dimethoxybenzidine C14H16N2O2 119-90-4

3,3'-Dimethylbenzidine C14H16N2 119-93-7

6-Methoxy-m-toluidine C8H11NO 120-71-8

2,4,5-Trimethylaniline C9H13N 137-17-7

4,4'-Thiodianiline C12H12N2S 139-65-1

4-Methoxy-m-phenylenediamine C7H10N2O 615-05-4

4,4'-Methylenedi-o-toluidine C15H18N2 838-88-0

Prohibited applications and content standards: Use shall be prohibited in the following cases

・ Textile or leather materials of products which direct and prolonged contact with the skin (e.g.

headphones, straps)

Intentional addition

・ Textile or leather materials of products intended for oral use, and which directly enter mouth

Intentional addition

Major reference laws and regulations:

EU regulation No.1907/2006 (REACH) Annex XVII, Act on Control of Household Products

Containing Harmful Substances (Japan), etc.

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Substance group: Creosotes

Substance detail: Target substances are listed below.

List of creosotes

Substance CAS No.

Creosote 8001-58-9

Creosote oil 61789-28-4

Distillates (coal tar), naphthalene 84650-04-4

Creosote oil, acenaphtene fraction 90640-84-9

Distillates (coal tar), upper 65996-91-0

Anthracene oil 90640-80-5

Tar acids, Coal, Crude 65996-85-2

Creosote, wood 8021-39-4

Low temperature tar oil, alkaline 122384-78-5

Prohibited applications and content standards: Use shall be prohibited in the following cases

・ Wood materials (veneer, plywood, MFD, etc.)

Intentional addition

Major reference laws and regulations:

EU regulation No.1907/2006 (REACH) Annex XVII, etc.

Substance group: Vinyl Chloride Polymer (PVC)

Target substance: Vinyl chloride polymer (PVC) CAS No. 9002-86-2

Prohibited applications and content standards: Use shall be prohibited in the following cases

・ Container and packaging material

Intentional addition

Major reference laws and regulations:

Basel Convention, Taxes on Polyvinyl chloride and Phthalate Act (Denmark), etc.

Note:

Having regard to the environmental impact of packaging materials, this substance has been set

as a restricted substance voluntarily by Yamaha. If technologically impossible, please contact us.

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Substance group: Volatile Organic Compounds (VOC)

Content Standards:

In-house Standards are set for the VOC which are emitted by Yamaha products. To achieve these

Standards, differ requirements have been set according to the procured material in use. Contact

the Procurement Supervisor for details.

Yamaha In-house standards for VOCs emitted by product

Emission concentration

Substance

Standard value (Same as Ministry of

Health, Labor and Welfare Guidelines)

μg/m3 ppm

Formaldehyde 100 0.08

Toluene 260 0.07

Xylene 870 0.20

p-Dichlorobenzene 240 0.04

Styrene 220 0.05

Ethylbenzen 3,800 0.88

Measurement conditions:

Temperature 25°C, humidity 50%, measurement using Chamber method

Note on formaldehyde in using materials:

Plywood, particleboard and medium density fiberboard used for US destination products must

comply with phase 2 criteria based on the Composite Wood Products ATCM (California).

Major reference laws and regulations:

ChemVerbotsV (Germany), Standards for School Environmental Sanitation (Japan), The

airborne toxic control measure (ATCM) to reduce formaldehyde emissions from composite wood

products (California, US)

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Substance group: Arsenic and its compounds

Examples of arsenic and its compounds

Substance name CAS No.

Arsenic 7440-38-2

Gallium arsenide 1303-00-0

Arsenic pentoxide 1303-28-2

Arsenic trioxide 1327-53-3

Cupric aceto arsenite 12002-03-8

Lead (II) arsenite 10031-13-7

Potassium arsenite 10124-50-2

Arsenic trisulfide 1303-33-9

Potassium arsenate 7784-41-0

Calcium arsenate 7778-44-1

Calcium arsenite 27152-57-4

Cacodylic acid 75-60-5

Note: This table does not indicate all the target substances.

Prohibited applications and content standards: Use shall be prohibited in the following cases

・ Treatment with the mixture contained target substance for the preservation of wood

・ Paint, pigment, ink or resin additive

An impurity concentration in the homogeneous material exceeding 1000ppm

Major reference laws and regulations:

EU regulation No.1907/2006 (REACH) Annex XVII, (2009/48/EC (on the safety of toys)) etc.

Note:

In view of the target substance's acute toxicity and carcinogenic possibilities, this substance has

been set as a restricted substance for paint, pigment, ink and resin additive voluntarily by

Yamaha.

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Substance group: Cadmium and its compounds

Examples of cadmium and its compounds

Substance name CAS No.

Cadmium 7440-43-9

Cadmium oxide 1306-19-0

Cadmium sulfide 1306-23-6

Cadmium chloride 10108-64-2

Cadmium iodide 7790-80-9

Cadmium sulfate 10124-36-4

Diethyl cadmium 592-02-9

Bis(diethyl-dithio carbamato) cadmium 14239-68-0

Cadmium fluoroborate 14486-19-2

Cadmium nitrate 10325-94-7

Note: This table does not indicate all the target substances.

Prohibited applications and content standards: Use shall be prohibited in the following cases

・ Plating containing cadmium

・ Fluorescent lamps containing cadmium.

・ Materials used for electrical and electronic equipments

A concentration in the homogeneous material exceeding 100ppm.

・ Paint, pigment, ink or resin additive used for applications other than electrical and electronic

equipments

A concentration in the homogeneous material exceeding 75ppm

・ Batteries and accumulators

A concentration exceeding 20ppm/piece

For manganese batteries and alkaline batteries, a concentration exceeding

10ppm/piece.

・ Container and packaging material

Total mass concentration of cadmium, mercury, lead and hexavalent chromium

exceeding 100ppm

Exemption: Use in the following applications shall be permitted

In accordance with the EU RoHS exemptions listed on table 6.

However, "Management Methods for the Restriction of the Use of Hazardous Substances in

Electrical and Electronic Products" (China law) requires to indicate the presence of hazardous

substances.

Major reference laws and regulations:

EU regulation No.1907/2006 (REACH) Annex XVII, 2011/65/EU (EU RoHS directive (recast)),

2006/66/EC (EU Batteries directive), Cadmium decree 1999 (Netherlands), Cadmium regulation

(Denmark), California Proposition 65 (US, California state), Quality management and safety

control of industrial products act (South Korea), GB24427 (China), Battery Regulation

(Resolution No.401/08) (Brazil), 94/62/EEC (EU Packaging directive), Toxics in packaging laws

(state statute in US), etc.

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Substance group: Mercury and its compounds

Examples of mercury and its compounds

Substance name CAS No.

Mercury 7439-97-6

Mercury(II) oxide 21908-53-2

Mercury(I) chloride 10112-91-1

Mercury(II) chloride 7487-94-7

Mercury sulfate 7783-35-9

Mercury dinitrate 10045-94-0

Mercury(II) sulfide 1344-48-5

Phenyl mercury acetate 62-38-4

Note: This table does not indicate all the target substances.

Prohibited applications and content standards: Use shall be prohibited in the following cases

・ Materials used for electrical and electronic equipments

A concentration in the homogeneous material exceeding 1000ppm.

・ Surface treatment, paint, pigment, ink or resin additive used for applications other than

electrical and electronic equipments

A concentration in the homogeneous material exceeding 100ppm

・ Batteries and accumulators

A concentration exceeding 5ppm/piece

For manganese batteries and alkaline batteries, concentration exceeding 1ppm/piece.

・ Container and packaging material

Total mass concentration of cadmium, mercury, lead and hexavalent chromium

exceeding 100ppm

Exemption: Use in the following applications shall be permitted

In accordance with the EU RoHS exemptions listed on table 6.

However, "Management Methods for the Restriction of the Use of Hazardous Substances in

Electrical and Electronic Products" (China law) requires to indicate the presence of hazardous

substances.

Reference laws and regulations:

EU regulation No.1907/2006 (REACH) Annex XVII, 2006/66/EC (EU Batteries directive),

94/62/EEC (EU Packaging directive), Toxics in packaging laws (state statute in US), 2011/65/EU

(EU RoHS directive (recast)), Statutory Order No. 627 of 1 July 2003 on Prohibition of Import,

Sale and Export of Mercury and Mercury-Containing Products (Denmark), Mercury Law

(U.S.A., State Law), Products Containing Mercury Regulations (Canada), Quality management

and safety control of industrial products act (South Korea), GB24427(China), Battery Regulation

(Resolution No.401/08) (Brazil), etc.

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Substance group: Dibutyltin compounds (DBTs)

Examples of dibutyltin compounds

Substance name CAS No.

Dibutyl tin 1002-53-5

Dibutyltin oxide 818-08-6

Di-n-butyltin di(monobutyl)maleate 15546-16-4

Dibutyltin dilaurate 77-58-7

Dibutyltin maleate 78-04-6

Dibutyltin di(acetate) 1067-33-0

Note: This table does not indicate all the target substances.

Content standards: Use shall be prohibited in the following cases

・ A concentration in the article or part thereof exceeding 0.1 % by weight of Tin.

Reference laws and regulations:

EU regulation No.1907/2006 (REACH) Annex XVII

Substance group: Dioctyltin compounds (DOTs)

Examples of dioctyltin compounds

Substance name CAS No.

Dioctyltin oxide 870-08-6

Dioctyltin dilaurate 3648-18-8

Note: This table does not indicate all the target substances.

Prohibited applications and content standards: Use shall be prohibited in the following cases

・ A concentration in the following articles or part thereof exceeding 0.1 % by weight of Tin.

textile articles intended to come into contact with the skin,

gloves,

footwear or part of footwear intended to come into contact with the skin,

wall and floor coverings,

childcare articles,

two-component room temperature vulcanisation moulding kits (RTV-2 moulding kits).

Reference laws and regulations:

EU regulation No.1907/2006 (REACH) Annex XVII

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Substance group: Perfluorooctanoic acids (PFOAs)

Substance details: Target substances are listed below

Substance name CAS No.

Pentadecafluorooctanoic acid 335-67-1

Ammonium pentadecafluorooctanoate 3825-26-1

Sodium pentadecafluorooctanoate 335-95-5

Potassium perfluorooctanoate 2395-00-8

Silver(1+) perfluorooctanoate 335-93-3

Pentadecafluorooctyl fluoride 335-66-0

Methyl perfluorooctanoate 376-27-2

Ethyl perfluorooctanoate 3108-24-5

Prohibited applications and content standards: Use shall be prohibited in the following cases

・ A concentration in chemical products exceeding 10ppm.

・ A concentration in textiles, carpets and other coated consumer products exceeding 1µg/m2

・ A concentration in the product’s individual parts exceeding 1000ppm

Major reference laws and regulations:

Regulations relating to restrictions on the use of chemicals and other products hazardous to

health and the environment (Norway), EU regulation No.1907/2006 (REACH) Candidate list of

SVHC for Authorisation, etc.

Substance group: Polycyclic-aromatic hydrocarbons (PAHs)

Substance details: Target substances are listed below

Substance name CAS No.

Benzo[a]pyrene (BaP) 50-32-8

Benzo[e]pyrene (BeP) 192-97-2

Benzo[a]anthracene (BaA) 56-55-3

Chrysene (CHR) 218-01-9

Benzo[b]fluoranthene (BbFA) 205-99-2

Benzo[j]fluoranthene (BjFA) 205-82-3

Benzo[k]fluoranthene (BkFA) 207-08-9

Dibenzo[a,h]anthracene (DBAhA) 53-70-3

Prohibited applications and content standards: Use shall be prohibited in the following cases

・ A concentration in the rubber or plastic components used in the following products

exceeding 1ppm

Parts of products intended for use on body parts, and which directly contact with the

skin (e.g. headphones, earphones and straps)

Parts of products intended for placing into mouth or touching mouth, and which

contact with the oral cavity (e.g. mouthpieces, breath controllers)

Parts of products which short-term repetitive contact with the skin (e.g. keyboards,

key of wind instrument)

Major reference laws and regulations:

EU regulation No.1907/2006 (REACH) Annex XVII

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Substance group:Fluorinated greenhouse gases

Substance details: Fluorinated greenhouse gases mean HFCs, PFCs and SF6. Target substances

are listed below.

Group Substance name Alias name Formula

HFCs Trifluoromethane HFC-23 CHF3

Difluoromethane HFC-32 CH2F2

Fluoromethane HFC-41 CH3F

1,1,1,2,2-Pentafluoroethane HFC-125 CHF2CF3

1,1,2,2-Tetrafluoroethane HFC-134 CHF2CHF2

1,1,1,2- Tetrafluoroethane HFC-134a CH2FCF3

1,1,2-Trifluoroethane HFC-143 CH2FCHF2

1,1,1-Trifluoroethane HFC-143a CH3CF3

1,2-Difluoroethane HFC-152 CH2FCH2F

1,1-Difluoroethane HFC-152a CH3CHF2

Fluoroethane HFC-161 CH3CH2F

1,1,1,2,3,3,3-Heptafluoropropane HFC-227ea CF3CHFCF3

1,1,1,2,2,3-Hexafluoropropane HFC-236cb CH2FCF2CF3

1,1,1,2,3,3-Hexafluoropropane HFC-236ea CHF2CHFCF3

1,1,1,3,3,3-Hexafluoropropane HFC-236fa CF3CH2CF3

1,1,2,2,3-Pentafluoropropane HFC-245ca CH2FCF2CHF2

1,1,1,3,3-Pentafluoropropane HFC-245fa CHF2CH2CF3

1,1,1,3,3-Pentafluorobutane HFC-365mfc CF3CH2CF2CH3

1,1,1,2,2,3,4,5,5,5-Decafluoropentane HFC-43-10-mee CF3CHFCHFCF2CF3

PFCs Tetrafluoromethane PFC-14 CF4

Hexafluoroethane PFC-116 C2F6

Octafluoropropane PFC-218 C3F8

Decafluorobutane PFC-3-1-10 C4F10

Dodecafluoropentane PFC-4-1-12 C5F12

Tetradecafluorohexane PFC-5-1-14 C6F14

Octafluorocyclobutane PFC-c-318 c-C4F8

SF6 Sulphur hexafluoride SF6

Prohibited applications and content standards: Use shall be prohibited in the following cases.

・ Intentional addition to one-component foams, except when required to meet EU member

state safety standards

Major reference laws and regulations:

EU regulation No 517/2014 (F-gas regulation)

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Substance group: Bis(2-ethylhexyl) phthalate (DEHP)

Target substance: Bis(2-ethylhexyl) phthalate (DEHP) CAS No. 117-81-7

Prohibited applications and content standards: Use shall be prohibited in the following cases.

・ Articles used for benches with vinyl and/or polyvinyl chloride (PVC) seats, headphones with

vinyl/PVC components (e.g. cable, terminal, molded parts), bags with vinyl/PVC shoulder

strap pads, and vinyl/PVC musical instrument cases.

A concentration in the article which directly contact with the skin exceeding 1000ppm

・ Materials used for electrical and electronic equipments (From January 2019)

A concentration in the homogeneous material exceeding 1000ppm.

・ Articles used for applications other than above products, and which direct contact with the

skin during normal use for consumer. (From January 2019. Starting date will be reviewed

as necessary.)

Intentional addition where a concentration in the article exceeding 1000ppm.

Major reference laws and regulations:

EU regulation No.1907/2006 (REACH) Annex XVII, California Proposition 65 (US, California

state), CPSIA (US), EU commission delegated directive (EU) 2015/863 (amendment of RoHS

directive)

Notes:

Yamaha set as a voluntarily restriction for products other than electrical and electronic

equipment.

Substance group: Dibutyl phthalate (DBP), Benzyl butyl phthalate (BBP), Diisobutyl

phthalate (DIBP)

Substance details: Target substances are listed below

・ Dibutyl phthalate (DBP) CAS No. 84-74-2

・ Benzyl butyl phthalate (BBP) CAS No. 85-68-7

・ Diisobutyl phthalate (DIBP) CAS No. 84-69-5

Prohibited applications and content standards: Use shall be prohibited in the following cases.

・ Materials used for electrical and electronic equipments (From January 2019)

A concentration in the homogeneous material exceeding 1000ppm

・ Articles used for applications other than electrical and electronic equipments, and which

direct contact with the skin during normal use for consumer. (From January 2019. Starting

date will be reviewed as necessary.)

Intentional addition where a concentration in the article exceeding 1000ppm.

Major reference laws and regulations:

EU regulation No.1907/2006 (REACH) Annex XVII, California Proposition 65 (US, California

state), CPSIA (US), EU commission delegated directive (EU) 2015/863 (amendment of RoHS

directive)

Notes:

Yamaha set as a voluntarily restriction for products other than electrical and electronic

equipment.

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Substance group : Tris(2-chloroethyl)phosphate ( TCEP ) , Tris(1-chloro-2-propyl)

phosphate (TCPP), Tris(1,3-dichloro-2-propyl)phosphate(TDCPP)

Substance details: Target substances are listed below

・ Tris(2-chloroethyl)phosphate (TCEP) CAS No. 115-96-8

・ Tris(1-chloro-2-propyl) phosphate (TCPP) CAS No. 13674-84-5

・ Tris(1,3-dichloro-2-propyl)phosphate (TDCPP) CAS No. 13674-87-8

Prohibited applications and content standards: Use shall be prohibited in the following cases.

・ Materials used for upholstered furnitures (e.g. benches, mattresses).

A concentration in the cushion material exceeding 1000ppm

・ Articles which direct contact with the skin during normal use for consumer. (From January

2019. Starting date will be reviewed as necessary.)

Intentional addition where a concentration in the article exceeding 1000ppm.

Major reference laws and regulations:

State law concerning furnitures and/or children’s products. (State law in US), California

Proposition 65 (California), etc.

Notes:

Yamaha set as a voluntarily restriction for expansion product scope.

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3-3.Controlled Substances

Substance group: Listed substances on the Candidate list of Substance of Very High

Concern for Authorisation under EU REACH regulation

Substance detail:

The substances of this group meet the criteria for classification as the "Substance of Very High

Concern (SVHC)" in Article 57 of EU regulation No. 1907/2006 (REACH regulation), and are

identified in accordance with Article 59 of REACH. These substances are published on the

European Chemical Agency’s (ECHA’s) website.

Table 4 shows the candidate substance list for Authorisation as of 20 June, 2016. Please refer to

the latest list on the following URL, since this list is updated frequently.

URL http://echa.europa.eu/web/guest/candidate-list-table

Control Standards:

・ A concentration in article exceeds 1000ppm.

Major laws and regulations:

EU regulation No.1907/2006 (REACH) Candidate list of SVHC for Authorisation

Substance group: EU CLP Regulation Table 3.1and Table 3.2 of Annex VI : List of

Carcinogenic, Reprotoxic and Mutagenic – Category 1 and 2 Substances

Substance detail:

The substances of this group are listed on table 3.1 and table 3.2 of EU Regulation No. 1272/2008

(CLP Regulation) Annex VI as category 1 or 2 of carcinogenic (C), mutagenic (M) and/or toxic to

reproduction (R) Substances.

Classification of substances can be checked in the C&L inventory database on the following URL

URL http://echa.europa.eu/information-on-chemicals/cl-inventory-database

Control Standards:

・ Intentional addition where concentration in homogeneous material exceeds 1000ppm.

Notes: If the products contain prohibited substances or restricted substances of this standards,

comply with the upper (stricter) standards.

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Substance group: REACH Annex XVII Restriction substances [excluding Entry 28, 29,

30 (CLP Regulation Annex VI CMR-Cat. 1,2) ]

Substance detail:

The substances of this group are listed on EU Regulation No. 1907/2006 (REACH Regulation) Annex

XVII (Restrictions on the manufacture, placing on the market and use of certain dangerous

substances, mixtures and articles). Since entry 28 (carcinogenic), entry 29 (mutagenic) and entry 30

(toxic to reproduction) of Annex XVII are overlapping with CLP Regulation Annex VI CMR-category 1

and 2, in JAMP’s declarable substance list, these substance are listed as EU CLP Regulation Annex

VI table3.1 and table3.2 CMR-Cat. 1,2.

Please refer to the latest list on the following URL

http://echa.europa.eu/addressing-chemicals-of-concern/restrictions/substances-restricted-under-reach

Control standard:

・ Exceeding content limit for each substance

・ Intentional additive

Notes: If the products contain prohibited substances or restricted substances of this standards,

comply with the upper (stricter) standards.

Substance group:Fulfilling criteria of ESIS PBT

Substance detail:

Persistent, bioaccumulative, and toxic (PBT) substances, very persistent and very

bioaccumulative (vPvB) substances, et al. are made public in the European chemical Substances

Information System (ESIS). JAMP listed as candidate substances for authorisation which fulfill

the conditions specified in Article 57 of the REACH Regulation. Table 5 shows these substances.

Control Standards:

・ Intentional addition where concentration in homogeneous material exceeds 1000ppm.

Notes: If the products contain prohibited substances or restricted substances of this standards,

comply with the upper (stricter) standards.

Substance group: IEC62474 declarable substances

Substance detail:

The substances of this group are defined by IEC62474 - Material Declaration for Products of and

for the Electrotechnical Industry.

IEC62474 declarable substances are updated by IEC 62474 Validation Team established by IEC

TC-111 periodically. Please refer to the latest list on the following URL.

http://std.iec.ch/iec62474

Control standard:

・ Exceeding content limit for each substance

Notes: If the products contain prohibited substances or restricted substances of this standards,

comply with the upper (stricter) standards.

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Table 2: Ozone depleting substances (Class I substances)

Annex Group Substance Alias Name Formula

A I Trichlorofluoromethane CFC-11 CFCl3

Dichlorodifluoromethane CFC-12 CF2Cl2

Trichlorotrifluoroethane CFC-113 C2F3Cl3

Dichlorotetrafluoroethane CFC-114 C2F4Cl2

Chloropentafluoroethane CFC-115 C2F5Cl

II Bromochlorodifluoromethane halon-1211 CF2BrCl

Bromotrifluoromethane halon-1301 CF3Br

Dibromotetrafluorometane halon-2402 C2F4Br2

B I Chlorotrifluorometane CFC-13 CF3Cl

Pentachlorofluoroethane CFC-111 C2FCl5

Tetrachlorodifluoroethane CFC-112 C2F2Cl4

Heptachlorofluoropropane CFC-211 C3FCl7

Hexachlorodifluoropropane CFC-212 C3F2Cl6

Pentachlorotrifluoropropane CFC-213 C3F3Cl5

Tetrachlorotetrafluoropropane CFC-214 C3F4Cl4

Trichloropentafluoropropane CFC-215 C3F5Cl3

Dichlorohexafluoropropane CFC-216 C3F6Cl2

Chloroheptafluoropropane CFC-217 C3F7Cl

II Carbon tetrachloride CCl4

III 1,1,1-Trichloroethane*1 Methyl chloroform C2H3Cl3

C II Dibromofluoromethane CHFBr2

Bromodifluoromethane HBFC-22B1 CHF2Br

Bromofluoromethane CH2FBr

Tetrabromofluoroethane C2HFBr4

Tribromodifluoroethane C2HF2Br3

Dibromotrifluoroethane C2HF3Br2

Bromotetrafluoroethane C2HF4Br

Tribromofluoroethane C2H2FBr3

Dibromodifluoroethane C2H2F2Br2

Bromotrifluoroethane C2H2F3Br

Dibromofluoroethane C2H3FBr2

Bromodifluoroethane C2H3F2Br

Bromofluoroethane C2H4FBr

Hexabromofluoropropane C3HFBr6

Pentabromodifluoropropane C3HF2Br5

Tetrabromotrifluoropropane C3HF3Br4

Tribromotetrafluoropropane C3HF4Br3

Dibromopentafluoropropane C3HF5Br2

Bromohexafluoropropane C3HF6Br

Pentabromofluoropropane C3H2FBr5

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Annex Group Substance Alias Name Formula

C II Tetrabromodifluoropropane C3H2F2Br4

Tribromotrifluoropropane C3H2F3Br3

Dibromotetrafluoropropane C3H2F4Br2

Bromopentafluoropropane C3H2F5Br

Tetrabromofluoropropane C3H3FBr4

Tribromodifluoropropane C3H3F2Br3

Dibromotrifluoropropane C3H3F3Br2

Bromotetrafluoropropane C3H3F4Br

Tribromofluoropropane C3H4FBr3

Dibromodifluoropropane C3H4F2Br2

Bromotrifluoropropane C3H4F3Br

Dibromofluoropropane C3H5FBr2

Bromodifluoropropane C3H5F2Br

Bromofluoropropane C3H6FBr

III Bromochloromethane CH2BrCl

E I Methyl bromide CH3Br

*1: This formula does not refer to 1,1,2-trichloroethane.

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Table 3: Ozone depleting substances (Class II substances)

Annex Group Substance Alias Name Formula

C I Dichlorofluoromethane* HCFC-21 CHFCl2

Chlorodifluoromethane* HCFC-22 CHF2Cl

Chlorofluoromethane HCFC-31 CH2FCl

Tetrachlorofluoroethane HCFC-121 C2HFCl4

Trichlorodifluoroethane HCFC-122 C2HF2Cl3

Dichlorotrifluoroethane* HCFC-123 C2HF3Cl2

Chlorotetrafluoroethane* HCFC-124 C2HF4Cl

Trichlorofluoroethane HCFC-131 C2H2FCl3

Dichlorodifluoroethane HCFC-132 C2H2F2Cl2

Chlorotrifluoroethane HCFC-133 C2H2F3Cl

Dichlorofluoroethane HCFC-141 C2H3FCl2

1,1-Dichloro-1-fluoroethane* HCFC-141b CH3CFCl2

Chlorodifluoroethane HCFC-142 C2H3F2Cl

1-Chloro-1,1-difluoroethane* HCFC-142b CH3CF2Cl

Chlorofluoroethane HCFC-151 C2H4FCl

Hexachlorofluoropropane HCFC-221 C3HFCl6

Pentachlorodifluoropropane HCFC-222 C3HF2Cl5

Tetrachlorotrifluoropropane HCFC-223 C3HF3Cl4

Trichlorotetrafluoropropane HCFC-224 C3HF4Cl3

Dichloropentafluoropropane HCFC-225 C3HF5Cl2

3,3-Dichloro-1,1,1,2,2-pentafluoropropane* HCFC-225ca CF3CF2CHCl2

1,3-Dichloro-1,1,2,2,3-pentafluoropropane* HCFC-225cb CF2ClCF2CHClF

Chlorohexafluoropropane HCFC-226 C3HF6Cl

Pentachlorofluoropropane HCFC-231 C3H2FCl5

Tetrachlorodifluoropropane HCFC-232 C3H2F2Cl4

Trichlorotrifluoropropane HCFC-233 C3H2F3Cl3

Dichlorotetrafluoropropane HCFC-234 C3H2F4Cl2

Chlorotetrafluoropropane HCFC-235 C3H2F5Cl

Tetrachlorofluoropropane HCFC-241 C3H3FCl4

Trichlorodifluoropropane HCFC-242 C3H3F2Cl3

Dichlorotrifluoropropane HCFC-243 C3H3F3Cl2

Chlorotetrafluoropropane HCFC-244 C3H3F4Cl

Trichlorofluoropropane HCFC-251 C3H4FCl3

Dichlorodifluoropropane HCFC-252 C3H4F2Cl2

Chlorotrifluoropropane HCFC-253 C3H4F3Cl

Dichlorofluoropropane HCFC-261 C3H5FCl2

Chlorodifluoropropane HCFC-262 C3H5F2Cl

Chlorofluoropropane HCFC-271 C3H6FCl

*: The substances with the largest possibility to be used in commerce was described.

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Table 4: The candidate list of the substance of very high concern (SVHC) for

authorisation based on EU REACH regulation (as of 20 June, 2016)

Substance name CAS No. EC No. Date of

inclusion

Anthracene 120-12-7 204-371-1 28/10/2008

4,4'- Diaminodiphenylmethane 101-77-9 202-974-4 28/10/2008

Dibutyl phthalate 84-74-2 201-557-4 28/10/2008

Cobalt dichloride 7646-79-9 231-589-4 28/10/2008

20/06/2011

Diarsenic pentaoxide 1303-28-2 215-116-9 28/10/2008

Diarsenic trioxide 1327-53-3 215-481-4 28/10/2008

Sodium dichromate 7789-12-0,

10588-01-9

234-190-3 28/10/2008

5-tert-butyl-2,4,6-trinitro-m-

xylene (musk xylene)

81-15-2 201-329-4 28/10/2008

Bis (2-ethyl(hexyl) phthalate) (DEHP) 117-81-7 204-211-0 28/10/2008

Hexabromocyclododecane (HBCDD) and all

major diastereoisomers identified (α

-HBCDD, β-HBCDD,

γ-HBCDD)

134237-50-6,

134237-51-7,

134237-52-8

247-148-4 and

221-695-9

28/10/2008

Alkanes, C10-13, chloro

(Short Chain Chlorinated Paraffins)

85535-84-8 287-476-5 28/10/2008

Bis(tributyltin)oxide 56-35-9 200-268-0 28/10/2008

Lead hydrogen arsenate 7784-40-9 232-064-2 28/10/2008

Benzyl butyl phthalate 85-68-7 201-622-7 28/10/2008

Triethyl arsenate 15606-95-8 427-700-2 28/10/2008

Anthracene oil 90640-80-5 292-602-7 13/01/2010

Anthracene oil, anthracene paste, distn.

Lights

91995-17-4 295-278-5 13/01/2010

Anthracene oil, anthracene paste,

anthracene fraction

91995-15-2 295-275-9 13/01/2010

Anthracene oil, anthracene-low 90640-82-7 292-604-8 13/01/2010

Anthracene oil, anthracene paste 90640-81-6 292-603-2 13/01/2010

Pitch, coal tar, high temp. 65996-93-2 266-028-2 13/01/2010

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Substance name CAS No. EC No. Date of

inclusion

Aluminosilicate Refractory Ceramic Fibres*1 13/01/2010

Zirconia Aluminosilicate, Refractory

Ceramic Fibres*2

13/01/2010

2,4-Dinitrotoluene 121-14-2 204-450-0 13/01/2010

Diisobutyl phthalate 84-69-5 201-553-2 13/01/2010

Lead chromate 7758-97-6 231-846-0 13/01/2010

Lead chromate molybdate sulfate red (C.I.

Pigment Red 104)

12656-85-8 235-759-9 13/01/2010

Lead sulfochromate yellow (C.I. Pigment

Yellow 34)

1344-37-2 215-693-7 13/01/2010

tris(2-chloroethyl)phosphate 115-96-8 204-118-5 13/01/2010

Acrylamide 79-06-1 201-173-7 30/03/2010

Trichloroethylene 79-01-6 201-167-4 18/06/2010

Boric acid 10043-35-3 /

11113-50-1

233-139-2 /

234-343-4

18/06/2010

Disodium tetraborate, anhydrous 1330-43-4

12179-04-3

1303-96-4

215-540-4 18/06/2010

Tetraboron disodium heptaoxide, hydrate 12267-73-1 235-541-3 18/06/2010

Sodium chromate 7775-11-3 231-889-5 18/06/2010

Potassium chromate 7789-00-6 232-140-5 18/06/2010

Ammonium dichromate 7789-09-5 232-143-1 18/06/2010

Potassium dichromate 7778-50-9 231-906-6 18/06/2010

*1: Aluminosilicate Refractory Ceramic Fibres are fibres covered by index number 650-017-00-8 in

Annex VI, part 3, table 3.2 of Regulation (EC) No 1272/2008 of the European Parliament and of the

Council of 16 December 2008 on classification, labelling and packaging of substances and mixtures,

and fulfil the two following conditions:

a) Al2O3 and SiO2 are present within the following concentration ranges:

・ Al2O3: 43.5 – 47 % w/w, and SiO2: 49.5 – 53.5 % w/w,

or

・Al2O3: 45.5 – 50.5 % w/w, and SiO2: 48.5 – 54 % w/w,

b) fibres have a length weighted geometric mean diameter less two standard geometric errors of 6

or less micrometres (µm).

*2: Zirconia Aluminosilicate Refractory Ceramic Fibres are fibres covered by index number

650-017-00-8 in Annex VI, part 3, table 3.2 of Regulation (EC) No 1272/2008 of the European

Parliament and of the Council of 16 December 2008 on classification, labelling and packaging of

substances and mixtures, and fulfil the two following conditions:

a) Al2O3, SiO2 and ZrO2 are present within the following concentration ranges:

Al2O3: 35 – 36 % w/w, and SiO2: 47.5 – 50 % w/w, and ZrO2: 15 - 17 % w/w,

b) fibres have a length weighted geometric mean diameter less two standard geometric errors of 6

or less micrometres (µm).

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Substance name CAS No. EC No. Date of

inclusion

2-Ethoxyethanol 110-80-5 203-804-1 15/12/2010

Cobalt(II) sulphate 10124-43-3 233-334-2 15/12/2010

2-Methoxyethanol 109-86-4 203-713-7 15/12/2010

Acids generated from chromium trioxide and

their oligomers. Group containing: Chromic

acid, Dichromic acid, Dichromic acid,

Oligomers of chromic acid and dichromic

acid

7738-94-5,

13530-68-2

231-801-5,

236-881-5

15/12/2010

Cobalt(II) diacetate 71-48-7 200-755-8 15/12/2010

Cobalt(II) carbonate 513-79-1 208-169-4 15/12/2010

Chromium trioxide 1333-82-0 215-607-8 15/12/2010

Cobalt(II) dinitrate 10141-05-4 233-402-1 15/12/2010

Strontium chromate 7789-06-2 232-142-6 20/06/2011

1,2-Benzenedicarboxylic acid,

di-C7-11-branched and linear alkyl esters

(DHNUP)

68515-42-4 271-084-6 20/06/2011

1,2,3-Trichloropropane 96-18-4 202-486-1 20/06/2011

2-Ethoxyethyl acetate 111-15-9 203-839-2 20/06/2011

1-Methyl-2-pyrrolidone 872-50-4 212-828-1 20/06/2011

1,2-Benzenedicarboxylic acid,

di-C6-8-branched alkyl esters, C7-rich

71888-89-6 276-158-1 20/06/2011

Hydrazine 302-01-2,

7803-57-8

206-114-9 20/06/2011

4-(1,1,3,3-tetramethylbutyl)phenol 140-66-9 205-426-2 19/12/2011

Dichromium tris(chromate) 24613-89-6 246-356-2 19/12/2011

2-Methoxyaniline; o-Anisidine 90-04-0 201-963-1 19/12/2011

Lead styphnate 15245-44-0 239-290-0 19/12/2011

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Substance name CAS No. EC No. Date of

inclusion

Aluminosilicate Refractory Ceramic Fibres*3 19/12/2011

Zirconia Aluminosilicate Refractory Ceramic

Fibres*4

19/12/2011

Pentazinc chromate octahydroxide 49663-84-5 256-418-0 19/12/2011

N,N-dimethylacetamide 127-19-5 204-826-4 19/12/2011

Bis(2-methoxyethyl) phthalate 117-82-8 204-212-6 19/12/2011

1,2-dichloroethane 107-06-2 203-458-1 19/12/2011

Phenolphthalein 77-09-8 201-004-7 19/12/2011

Arsenic acid 7778-39-4 231-901-9 19/12/2011

Lead diazide, Lead azide 13424-46-9 236-542-1 19/12/2011

Potassium

hydroxyoctaoxodizincatedichromate

11103-86-9 234-329-8 19/12/2011

Formaldehyde, oligomeric reaction products

with aniline

25214-70-4 500-036-1 19/12/2011

Lead dipicrate 6477-64-1 229-335-2 19/12/2011

Trilead diarsenate 3687-31-8 222-979-5 19/12/2011

Bis(2-methoxyethyl) ether 111-96-6 203-924-4 19/12/2011

Calcium arsenate 7778-44-1 231-904-5 19/12/2011

2,2'-dichloro-4,4'-methylenedianiline 101-14-4 202-918-9 19/12/2011

*3: Aluminosilicate Refractory Ceramic Fibres are fibres covered by index number 650-017-00-8 in

Annex VI, part 3, table 3.1 of Regulation (EC) No 1272/2008 of the European Parliament and of the

Council of 16 December 2008 on classification, labelling and packaging of substances and mixtures,

and fulfil the three following conditions:

a) oxides of aluminium and silicon are the main components present (in the fibres) within variable

concentration ranges

b) fibres have a length weighted geometric mean diameter less two standard geometric errors of 6

or less micrometres (µm)

c) alkaline oxide and alkali earth oxide (Na2O+K2O+CaO+MgO+BaO) content less or equal to 18%

by weight

*4: Zirconia Aluminosilicate Refractory Ceramic Fibres are fibres covered by index number

650-017-00-8 in Annex VI, part 3, table 3.1 of Regulation (EC) No 1272/2008 of the European

Parliament and of the Council of 16 December 2008 on classification, labelling and packaging of

substances and mixtures, and fulfil the three following conditions:

a) oxides of aluminium, silicon and zirconium are the main components present (in the fibres)

within variable concentration ranges

b) fibres have a length weighted geometric mean diameter less two standard geometric errors of 6

or less micrometres (µm).

c) alkaline oxide and alkali earth oxide (Na2O+K2O+CaO+MgO+BaO) content less or equal to 18%

by weight.

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Substance name CAS No. EC No. Date of

inclusion

α , α -Bis[4-(dimethylamino) phenyl]-4

(phenylamino) naphthalene-1-methanol (C.I.

Solvent Blue 4) [with ≥ 0.1% of Michler's

ketone (EC No. 202-027-5) or Michler's base

(EC No. 202-959-2)]

6786-83-0 229-851-8 18/06/2012

N,N,N',N'-tetramethyl-4,4'-methylenedianili

ne (Michler's base)

101-61-1 202-959-2 18/06/2012

1,3,5-tris[(2S and

2R)-2,3-epoxypropyl]-1,3,5-triazine-2,4,6-(1H

,3H,5H)-trione (β-TGIC)

59653-74-6 423-400-0 18/06/2012

Diboron trioxide 1303-86-2 215-125-8 18/06/2012

1,2-bis(2-methoxyethoxy)ethane (TEGDME;

triglyme)

112-49-2 203-977-3 18/06/2012

4,4'-bis(dimethylamino)-4''-(methylamino)trit

yl alcohol [with ≥ 0.1% of Michler's ketone

(EC No. 202-027-5) or Michler's base (EC No.

202-959-2)]

561-41-1 209-218-2 18/06/2012

Lead(II) bis(methanesulfonate) 17570-76-2 401-750-5 18/06/2012

Formamide 75-12-7 200-842-0 18/06/2012

[4-[4,4'-bis(dimethylamino)

benzhydrylidene]cyclohexa-2,5-dien-1-yliden

e]dimethylammonium chloride (C.I. Basic

Violet 3) [with ≥ 0.1% of Michler's ketone

(EC No. 202-027-5) or Michler's base (EC No.

202-959-2)]

548-62-9 208-953-6 18/06/2012

1,2-dimethoxyethane; ethylene glycol

dimethyl ether (EGDME)

110-71-4 203-794-9 18/06/2012

[4-[[4-anilino-1-naphthyl][4-(dimethylamino)

phenyl]methylene]cyclohexa-2,5-dien-1-ylide

ne] dimethylammonium chloride (C.I. Basic

Blue 26) [with ≥ 0.1% of Michler's ketone

(EC No. 202-027-5) or Michler's base (EC No.

202-959-2)]

2580-56-5 219-943-6 18/06/2012

1,3,5-Tris(oxiran-2-ylmethyl)-1,3,5-triazinan

e-2,4,6-trione (TGIC)

2451-62-9 219-514-3 18/06/2012

4,4'-bis(dimethylamino)benzophenone

(Michler's ketone)

90-94-8 202-027-5 18/06/2012

Pyrochlore, antimony lead yellow 8012-00-8 232-382-1 19/12/2012

6-methoxy-m-toluidine (p-cresidine) 120-71-8 204-419-1 19/12/2012

Henicosafluoroundecanoic acid 2058-94-8 218-165-4 19/12/2012

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Substance name CAS No. EC No. Date of

inclusion

Hexahydromethylphthalic anhydride [1],

Hexahydro-4 -methylphthalic anhydride [2],

Hexahydro-1-methylphthalic anhydride [3],

Hexahydro-3-methylphthalic anhydride [4]

[The individual isomers [2], [3] and [4]

(including their cis- and trans- stereo

isomeric forms) and all possible combinations

of the isomers [1] are covered by this entry]

25550-51-0,

19438-60-9,

48122-14-1,

57110-29-9

247-094-1,

243-072-0,

256-356-4,

260-566-1

19/12/2012

Cyclohexane-1,2-dicarboxylic anhydride [1],

cis-cyclohexane-1,2-dicarboxylic anhydride

[2],

trans-cyclohexane-1,2-dicarboxylic

anhydride [3]

[The individual cis- [2] and trans- [3] isomer

substances and all possible combinations of

the cis- and trans-isomers [1] are covered by

this entry]

85-42-7,

13149-00-3,

14166-21-3

201-604-9,

236-086-3,

238-009-9

19/12/2012

Dibutyltin dichloride (DBTC) 683-18-1 211-670-0 19/12/2012

Lead bis(tetrafluoroborate) 13814-96-5 237-486-0 19/12/2012

Lead dinitrate 10099-74-8 233-245-9 19/12/2012

Silicic acid, lead salt 11120-22-2 234-363-3 19/12/2012

4-Aminoazobenzene 60-09-3 200-453-6 19/12/2012

Lead titanium zirconium oxide 12626-81-2 235-727-4 19/12/2012

Lead monoxide (lead oxide) 1317-36-8 215-267-0 19/12/2012

o-Toluidine 95-53-4 202-429-0 19/12/2012

3-ethyl-2-methyl-2-(3-methylbutyl)-1,3-oxazo

lidine

143860-04-2 421-150-7 19/12/2012

Silicic acid (H2Si2O5), barium salt (1:1),

lead-doped [with lead (Pb) content above the

applicable generic concentration limit

for ’toxicity for reproduction’ Repr. 1A (CLP)

or category 1 (DSD); the substance is a

member of the group entry of lead

compounds, with index number 082-001-00-6

in Regulation (EC) No 1272/2008]

68784-75-8 272-271-5 19/12/2012

Trilead bis(carbonate)dihydroxide 1319-46-6 215-290-6 19/12/2012

Furan 110-00-9 203-727-3 19/12/2012

N,N-dimethylformamide 68-12-2 200-679-5 19/12/2012

4-(1,1,3,3-tetramethylbutyl)phenol,

ethoxylated [covering well-defined

substances and UVCB substances, polymers

and homologues]

- - 19/12/2012

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Substance name CAS No. EC No. Date of

inclusion

4-Nonylphenol, branched and linear

[substances with a linear and/or branched

alkyl chain with a carbon number of 9

covalently bound in position 4 to phenol,

covering also UVCB- and well-defined

substances which include any of the

individual isomers or a combination thereof]

19/12/2012

4,4'-methylenedi-o-toluidine 838-88-0 212-658-8 19/12/2012

Diethyl sulphate 64-67-5 200-589-6 19/12/2012

Dimethyl sulphate 77-78-1 201-058-1 19/12/2012

Lead oxide sulfate 12036-76-9 234-853-7 19/12/2012

Lead titanium trioxide 12060-00-3 235-038-9 19/12/2012

Acetic acid, lead salt, basic 51404-69-4 257-175-3 19/12/2012

[Phthalato(2-)]dioxotrilead 69011-06-9 273-688-5 19/12/2012

Bis(pentabromophenyl) ether

(decabromodiphenyl ether; DecaBDE)

1163-19-5 214-604-9 19/12/2012

N-methylacetamide 79-16-3 201-182-6 19/12/2012

Dinoseb (6-sec-butyl-2,4- dinitrophenol) 88-85-7 201-861-7 19/12/2012

1,2-Diethoxyethane 629-14-1 211-076-1 19/12/2012

Tetralead trioxide sulphate 12202-17-4 235-380-9 19/12/2012

N-pentyl-isopentylphthalate 776297-69-9 - 19/12/2012

Dioxobis(stearato)trilead 12578-12-0 235-702-8 19/12/2012

Tetraethyllead 78-00-2 201-075-4 19/12/2012

Pentalead tetraoxide sulphate 12065-90-6 235-067-7 19/12/2012

Pentacosafluorotridecanoic acid 72629-94-8 276-745-2 19/12/2012

Tricosafluorododecanoic acid 307-55-1 206-203-2 19/12/2012

Heptacosafluorotetradecanoic acid 376-06-7 206-803-4 19/12/2012

1-bromopropane (n-propyl bromide) 106-94-5 203-445-0 19/12/2012

Methoxyacetic acid 625-45-6 210-894-6 19/12/2012

4-methyl-m-phenylenediamine

(toluene-2,4-diamine)

95-80-7 202-453-1 19/12/2012

Methyloxirane (Propylene oxide) 75-56-9 200-879-2 19/12/2012

Trilead dioxide phosphonate 12141-20-7 235-252-2 19/12/2012

o-aminoazotoluene 97-56-3 202-591-2 19/12/2012

1,2-Benzenedicarboxylic acid, dipentylester,

branched and linear

84777-06-0 284-032-2 19/12/2012

4,4'-oxydianiline and its salts 101-80-4 202-977-0 19/12/2012

Orange lead (lead tetroxide) 1314-41-6 215-235-6 19/12/2012

Biphenyl-4-ylamine 92-67-1 202-177-1 19/12/2012

Diisopentylphthalate 605-50-5 210-088-4 19/12/2012

Fatty acids, C16-18, lead salts 91031-62-8 292-966-7 19/12/2012

Diazene-1,2-dicarboxamide

(C,C'-azodi(formamide))

123-77-3 204-650-8 19/12/2012

Sulfurous acid, lead salt, dibasic 62229-08-7 263-467-1 19/12/2012

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Substance name CAS No. EC No. Date of

inclusion

Lead cyanamidate 20837-86-9 244-073-9 19/12/2012

Cadmium 7440-43-9 231-152-8 20/06/2013

Ammonium pentadecafluorooctanoate

(APFO)

3825-26-1 223-320-4 20/06/2013

Pentadecafluorooctanoic acid (PFOA) 335-67-1 206-397-9 20/06/2013

Dipentyl phthalate (DPP) 131-18-0 205-017-9 20/06/2013

Cadmium oxide 1306-19-0 215-146-2 20/06/2013

4-Nonylphenol, branched and linear,

ethoxylated

[substances with a linear and/or branched

alkyl chain with a carbon number of 9

covalently bound in position 4 to phenol,

ethoxylated covering UVCB- and

well-defined substances, polymers and

homologues, which include any of the

individual isomers and/or combinations

thereof]

20/06/2013

Cadmium sulphide 1306-23-6 215-147-8 16/12/2013

Disodium 4-amino-3-

[[4'-[(2,4-diaminophenyl)azo]

[1,1'-biphenyl]-4-yl]azo]

-5-hydroxy-6-(phenylazo)

naphthalene-2,7-disulphonate (C.I. Direct

Black 38)

1937-37-7 217-710-3 16/12/2013

Dihexyl phthalate 84-75-3 201-559-5 16/12/2013

Imidazolidine-2-thione;

(2-imidazoline-2-thiol)

96-45-7 202-506-9 16/12/2013

Trixylyl phosphate 25155-23-1 246-677-8 16/12/2013

Disodium

3,3'-[[1,1'-biphenyl]-4,4'-diylbis(azo)]bis(4-a

minonaphthalene-1-sulphonate) (C.I. Direct

Red 28)

573-58-0 209-358-4 16/12/2013

Lead di(acetate) 301-04-2 206-104-4 16/12/2013

1,2-Benzenedicarboxylic acid, dihexyl ester,

branched and linear

68515-50-4 271-093-5 16/06/2014

Cadmium chloride 10108-64-2 233-296-7 16/06/2014

Sodium peroxometaborate 7632-04-4 231-556-4 16/06/2014

Sodium perborate; perboric acid, sodium salt - 239-172-9;

234-390-0

16/06/2014

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Substance name CAS No. EC No. Date of

inclusion

2-(2H-benzotriazol-2-yl)-4,6-ditertpentylphen

ol (UV-328)

25973-55-1 247-384-8 17/12/2014

2-benzotriazol-2-yl-4,6-di-tert-butylphenol

(UV-320)

3846-71-7 223-346-6 17/12/2014

reaction mass of 2-ethylhexyl

10-ethyl-4,4-dioctyl-7-oxo-8-oxa-3,5-dithia-4-

stannatetradecanoate and 2-ethylhexyl

10-ethyl-4-[[2-[(2-ethylhexyl)oxy]-2-oxoethyl]

thio]-4-octyl-7-oxo-8-oxa-3,5-dithia-4-stannat

etradecanoate (reaction mass of DOTE and

MOTE)

- - 17/12/2014

Cadmium fluoride 7790-79-6 232-222-0 17/12/2014

Cadmium sulphate 10124-36-4,

31119-53-6

233-331-6 17/12/2014

2-ethylhexyl

10-ethyl-4,4-dioctyl-7-oxo-8-oxa-3,5-dithia-4-

stannatetradecanoate (DOTE)

15571-58-1 239-622-4 17/12/2014

1,2-benzenedicarboxylic acid, di-C6-10-alkyl

esters;

1,2-benzenedicarboxylic acid, mixed decyl

and hexyl and octyl diesters with ≥ 0.3% of

dihexyl phthalate (EC No. 201-559-5)

68515-51-5;

68648-93-1

271-094-0;

272-013-1

15/06/2015

5-sec-butyl-2-(2,4-dimethylcyclohex-3-en-1-yl

)-5-methyl-1,3-dioxane [1],

5-sec-butyl-2-(4,6-dimethylcyclohex-3-en-1-yl

)-5-methyl-1,3-dioxane [2] [covering any of

the individual stereoisomers of [1] and [2] or

any combination thereof]

15/06/2015

Nitrobenzene 98-95-3 202-716-0 17/12/2015

2,4-di-tert-butyl-6-(5-chlorobenzotriazol-2-yl)

phenol (UV-327)

3864-99-1 223-383-8 17/12/2015

2-(2H-benzotriazol-2-yl)-4-(tert-butyl)-6-(sec-

butyl)phenol (UV-350)

36437-37-3 253-037-1 17/12/2015

1,3-propanesultone 1120-71-4 214-317-9 17/12/2015

Perfluorononan-1-oic-acid and its sodium

and ammonium salts

375-95-1

21049-39-8

4149-60-4

206-801-3 17/12/2015

Benzo[def]chrysene

(Benzo[a]pyrene)

50-32-8 200-028-5 20/06/2016

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Table 5:ESIS PBT (Fulfilled) list

Substance Name CAS No

Anthracene oil, anthracene paste, anthracene fraction 91995-15-2

Anthracene oil, anthracene paste, distn. Lights 91995-17-4

Pentachlorobenzenethiol 133-49-3

Anthracene oil, anthracenelow 90640-82-7

Anthracene oil 90640-80-5

Anthracene oil, anthracene paste 90640-81-6

Anthracene, pure 120-12-7

Hexachlorobuta1,3-diene 87-68-3

Cyclododecane 294-62-2

Tetramethyllead 75-74-1

Distillates (coal tar), heavy oils 90640-86-1

Residues (coal tar), pitch distn. 92061-94-4

Alkanes, C10-13, chloro 85535-84-8

Hexabromocyclododecane 25637-99-4

Distillates (coal tar), heavy oils, pyrene fraction 91995-42-5

Nitrofen 1836-75-5

Distillates (coal tar), pitch, pyrene fraction 91995-52-7

Diphenyl ether, octabromo derivative 32536-52-0

Bis(tributyltin)oxide (TBTO) 56-35-9

1,2,3trichlorobenzene 87-61-6

1,2,4trichlorobenzene 120-82-1

Pitch, coal tar, hightemp. 65996-93-2

Endosulfan 115-29-7

Clofenotane (= p,pDDT) 50-29-3

Lindane 58-89-9

Dicofol 115-32-2

Hexachlorobenzene 118-74-1

5-tert-butyl-2,4,6-trinitro-m-xylene 81-15-2

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Table 6: List of exempted applications under EU RoHS directive (2011/65/EU)

Exemption Scope and dates of applicability

1 Mercury in single capped (compact) fluorescent

lamps not exceeding (per burner):

1(a) For general lighting purposes < 30 W: 5 mg Expires on 31 December 2011; 3,5 mg

may be used per burner after 31

December 2011 until 31 December

2012; 2,5 mg shall be used per burner

after 31 December 2012

1(b) For general lighting purposes ≧30 W and < 50 W:

5 mg

Expires on 31 December 2011; 3,5 mg

may be used per burner after 31

December 2011

1(c) For general lighting purposes ≧50 W and <150

W: 5 mg

1(d) For general lighting purposes ≧150 W: 15 mg

1(e) For general lighting purposes with circular or

square structural shape and tube diameter ≦17

mm

No limitation of use until 31 December

2011; 7 mg may be used per burner

after 31 December 2011

1(f) For special purposes: 5 mg

1(g) For general lighting purposes < 30 W with a

lifetime equal or above 20000 h: 3,5 mg

Expires on 31 December 2017

2(a) Mercury in double-capped linear fluorescent

lamps for general lighting purposes not exceeding

(per lamp):

2(a)(1) Tri-band phosphor with normal lifetime and a

tube diameter > 9 mm (e.g. T2): 5 mg

Expires on 31 December 2011; 4 mg

may be used per lamp after 31

December 2011

2(a)(2) Tri-band phosphor with normal lifetime and a

tube diameter ≧9 mm and ≦17 mm (e.g. T5): 5

mg

Expires on 31 December 2011; 3 mg

may be used per lamp after 31

December 2011

2(a)(3) Tri-band phosphor with normal lifetime and a

tube diameter >17 mm and ≦28 mm (e.g. T8): 5

mg

Expires on 31 December 2011; 3,5 mg

may be used per lamp after 31

December 2011

2(a)(4) Tri-band phosphor with normal lifetime and a

tube diameter > 28 mm (e.g. T12): 5 mg

Expires on 31 December 2012; 3,5 mg

may be used per lamp after 31

December 2012

2(a)(5) Tri-band phosphor with long lifetime (≧25 000 h):

8 mg

Expires on 31 December 2011; 5 mg

may be used per lamp after 31

December 2011

2(b) Mercury in other fluorescent lamps not exceeding

(per lamp):

2(b)(1) Linear halophosphate lamps with tube > 28 mm

(e.g. T10 and T12): 10 mg

Expires on 13 April 2012

2(b)(2) Non-linear halophosphate lamps (all diameters):

15 mg

Expires on 13 April 2016

(Continue)

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48

Exemption Scope and dates of applicability

2(b)(3) Non-linear tri-band phosphor lamps with tube

diameter > 17 mm (e.g. T9)

No limitation of use until 31 December

2011; 15 mg may be used per lamp

after 31 December 2011

2(b)(4)

Lamps for other general lighting and special

purposes (e.g. induction lamps)

No limitation of use until 31 December

2011; 15 mg may be used per lamp

after 31 December 2011

3 Mercury in cold cathode fluorescent lamps and

external electrode fluorescent lamps (CCFL and

EEFL) for special purposes not exceeding (per

lamp):

3(a) Short length (≦500 mm) No limitation of use until 31 December

2011; 3,5 mg may be used per lamp

after 31 December 2011

3(b) Medium length (> 500 mm and ≦ 1 500 mm) No limitation of use until 31 December

2011; 5 mg may be used per lamp after

31 December 2011

3(c) Long length (> 1 500 mm) No limitation of use until 31 December

2011; 13 mg may be used per lamp

after 31 December 2011

4(a) Mercury in other low pressure discharge lamps

(per lamp)

No limitation of use until 31 December

2011; 15 mg may be used per lamp

after 31 December 2011

4(b) Mercury in High Pressure Sodium (vapour) lamps

for general lighting purposes not exceeding (per

burner) in lamps with improved colour rendering

index Ra > 60:

4(b)-I P ≦ 155 W No limitation of use until 31 December

2011; 30 mg may be used per burner

after 31 December 2011

4(b)-II 155 W < P ≦ 405 W No limitation of use until 31 December

2011; 40 mg may be used per burner

after 31 December 2011

4(b)-III P > 405 W No limitation of use until 31 December

2011; 40 mg may be used per burner

after 31 December 2011

4(c) Mercury in other High Pressure Sodium (vapour)

lamps for general lighting purposes not exceeding

(per burner):

4(c)-I P ≦ 155 W No limitation of use until 31 December

2011; 25 mg may be used per burner

after 31 December 2011

4(c)-II 155 W < P ≦ 405 W No limitation of use until 31 December

2011; 30 mg may be used per burner

after 31 December 2011

(Continue)

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Exemption Scope and dates of applicability

4(c)-III P > 405 W No limitation of use until 31 December

2011; 40 mg may be used per burner

after 31 December 2011

4(d) Mercury in High Pressure Mercury (vapour)

lamps (HPMV)

Expires on 13 April 2015

4(e) Mercury in metal halide lamps (MH)

4(f) Mercury in other discharge lamps for special

purposes not specifically mentioned in 2011/65/EU

Annex 3.

4(g) Mercury in hand crafted luminous discharge

tubes used for signs, decorative or architectural

and specialist lighting and light-artwork, where

the mercury content shall be limited as follows:

(a) 20 mg per electrode pair + 0,3 mg per tube

length in cm, but not more than 80 mg, for outdoor

applications and indoor applications exposed to

temperatures below 20 °C;

(b) 15 mg per electrode pair + 0,24 mg per tube

length in cm, but not more than 80 mg, for all

other indoor applications.

Expires on 31 December 2018

5(a) Lead in glass of cathode ray tubes

5(b) Lead in glass of fluorescent tubes not exceeding

0,2 % by weight

6(a) Lead as an alloying element in steel for machining

purposes and in galvanized steel containing up to

0,35 % lead by weight

6(b) Lead as an alloying element in aluminium

containing up to 0,4 % lead by weight

6(c) Copper alloy containing up to 4 % lead by weight

7(a) Lead in high melting temperature type solders

(i.e. lead- based alloys containing 85 % by weight

or more lead)

7(b) Lead in solders for servers, storage and storage

array systems, network infrastructure equipment

for switching, signalling, transmission, and

network management for telecommunications

7(c)-I Electrical and electronic components containing

lead in a glass or ceramic other than dielectric

ceramic in capacitors, e.g. piezoelectronic devices,

or in a glass or ceramic matrix compound

7(c)-II Lead in dielectric ceramic in capacitors for a rated

voltage of 125 V AC or 250 V DC or higher

7(c)-III Lead in dielectric ceramic in capacitors for a rated

voltage of less than 125 V AC or 250 V DC

Expires on 1 January 2013 and after

that date may be used in spare parts

for EEE placed on the market before 1

January 2013

(Continue)

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Exemption Scope and dates of applicability

7(d)-IV Lead in PZT based dielectric ceramic materials

for capacitors being part of integrated circuits or

discrete semiconductors’

Expires on 21 July 2016

8(a) Cadmium and its compounds in one shot pellet

type thermal cut-offs

Expires on 1 January 2012 and after

that date may be used in spare parts

for EEE placed on the market before 1

January 2012

8(b) Cadmium and its compounds in electrical contacts

9 Hexavalent chromium as an anticorrosion agent

of the carbon steel cooling system in absorption

refrigerators up to 0,75 % by weight in the cooling

solution

9(b) Lead in bearing shells and bushes for

refrigerant-containing compressors for heating,

ventilation, air conditioning and refrigeration

(HVACR) applications

11(a) Lead used in C-press compliant pin connector

systems

May be used in spare parts for EEE

placed on the market before 24

September 2010

11(b) Lead used in other than C-press compliant pin

connector systems

Expires on 1 January 2013 and after

that date may be used in spare parts

for EEE placed on the market before 1

January 2013

12

Lead as a coating material for the thermal

conduction module C-ring

May be used in spare parts for EEE

placed on the market before 24

September 2010

13(a) Lead in white glasses used for optical applications

13(b) Cadmium and lead in filter glasses and glasses

used for reflectance standards

14 Lead in solders consisting of more than two

elements for the connection between the pins and

the package of microprocessors with a lead

content of more than 80 % and less than 85 % by

weight

Expires on 1 January 2011 and after

that date may be used in spare parts

for EEE placed on the market before 1

January 2011

15 Lead in solders to complete a viable electrical

connection between semiconductor die and carrier

within integrated circuit flip chip packages

16 Lead in linear incandescent lamps with silicate

coated tubes

Expires on 1 September 2013

17 Lead halide as radiant agent in high intensity

discharge (HID) lamps used for professional

reprography applications

(Continue)

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Exemption Scope and dates of applicability

18(a) Lead as activator in the fluorescent powder (1 %

lead by weight or less) of discharge lamps when

used as speciality lamps for diazoprinting

reprography, lithography, insect traps,

photochemical and curing processes containing

phosphors such as SMS ((Sr,Ba)2 MgSi2O7 :Pb)

Expires on 1 January 2011

18(b) Lead as activator in the fluorescent powder (1 %

lead by weight or less) of discharge lamps when

used as sun tanning lamps containing phosphors

such as BSP (BaSi2 O5 :Pb)

19 Lead with PbBiSn-Hg and PbInSn-Hg in specific

compositions as main amalgam and with PbSn-Hg

as auxiliary amalgam in very compact energy

saving lamps (ESL)

Expires on 1 June 2011

20 Lead oxide in glass used for bonding front and

rear substrates of flat fluorescent lamps used for

Liquid Crystal Displays (LCDs)

Expires on 1 June 2011

21 Lead and cadmium in printing inks for the

application of enamels on glasses, such as

borosilicate and soda lime glasses

23 Lead in finishes of fine pitch components other

than connectors with a pitch of 0,65 mm and less

May be used in spare parts for EEE

placed on the market before 24

September 2010

24 Lead in solders for the soldering to machined

through hole discoidal and planar array ceramic

multilayer capacitors

25 Lead oxide in surface conduction electron emitter

displays (SED) used in structural elements,

notably in the seal frit and frit ring

26 Lead oxide in the glass envelope of black light

blue lamps

Expires on 1 June 2011

27

Lead alloys as solder for transducers used in

high-powered (designated to operate for several

hours at acoustic power levels of 125 dB SPL and

above) loudspeakers

Expired on 24 September 2010

29 Lead bound in crystal glass as defined in Annex I

(Categories 1, 2, 3 and 4) of Council Directive

69/493/EEC

30 Cadmium alloys as electrical/mechanical solder

joints to electrical conductors located directly on

the voice coil in transducers used in high-powered

loudspeakers with sound pressure levels of 100 dB

(A) and more

31 Lead in soldering materials in mercury free flat

fluorescent lamps (which e.g. are used for liquid

crystal displays, design or industrial lighting)

32 Lead oxide in seal frit used for making window

assemblies for Argon and Krypton laser tubes

33 Lead in solders for the soldering of thin copper

wires of 100 μm diameter and less in power

transformers

(Continue)

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Exemption Scope and dates of applicability

34 Lead in cermet-based trimmer potentiometer

elements

36

Mercury used as a cathode sputtering inhibitor in

DC plasma displays with a content up to 30 mg

per display

Expired on 1 July 2010

37

Lead in the plating layer of high voltage diodes on

the basis of a zinc borate glass body

38 Cadmium and cadmium oxide in thick film pastes

used on aluminium bonded beryllium oxide

39 Cadmium in colour converting II-VI LEDs (< 10

μg Cd per mm 2 of light-emitting area) for use in

solid state illumination or display systems

Expires on 1 July 2014

40 Cadmium in photoresistors for analogue

optocouplers applied in professional audio

equipment

Expires on 31 December 2013’

41 Lead in solders and termination finishes of

electrical and electronic components and finishes

of printed circuit boards used in ignition modules

and other electrical and electronic engine control

systems, which for technical reasons must be

mounted directly on or in the crankcase or

cylinder of hand-held combustion engines (classes

SH:1, SH:2, SH:3 of Directive 97/68/EC of the

European Parliament and of the Council.

Expires on 31 December 2018

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53

Table 7: Relation of Main Regulations and Green Procurement Target Substances

Region Law / Regulation Application scope  B

is (

tri-b

uty

l tin

) o

xid

e (

TB

TO

)

 P

oly

bro

min

ate

d b

iphe

nyls

(P

BB

s)

 P

oly

bro

min

ate

d d

iphe

nyle

the

rs (

PB

DE

s)

 P

oly

ch

lorina

ted

bip

he

nyls

(P

CB

s)

and

 P

oly

ch

lorina

ted

te

rph

enyls

(P

CT

s)

 P

oly

ch

loro

na

pth

ale

ne

s (

mo

re t

han

3 c

hlo

rine

ato

ms)

 S

hort

ch

ain

ch

lorina

ted

para

ffin

s (

C1

0~

13)

 A

sb

esto

s

 O

zo

ne

de

ple

ting

su

bsta

nce

s (

Cla

ss I

su

bsta

nce

s)

 R

adio

active

su

bsta

nce

s

 P

enta

chlo

rop

hen

ol a

nd

its

sa

lts a

nd

este

rs

 H

exach

loro

be

nze

ne

 T

ri-s

ub

stitu

ted o

rga

nosta

nn

ic c

om

po

und

s (

exclu

din

g T

BT

O)

 P

erf

luoro

octa

ne

su

lfo

na

tes (

PF

OS

s)

 2

-(2

H-1

,2,3

-Ben

zotr

iazol-2

-yl)-4

,6-d

i-te

rt-b

uty

lphe

no

l

 D

ime

thyl fu

ma

rate

 H

exab

rom

ocyc

lodo

deca

ne (

HB

CD

D) an

d al

l m

ajor

dia

ster

eois

omer

s

 H

exava

lent

ch

rom

ium

co

mp

ou

nd

s

 L

ea

d a

nd

its

co

mp

ou

nd

s

 N

icke

l a

nd

its

co

mp

ou

nd

s

 A

zo

co

lora

nts

 C

reoso

tes

 V

inyl C

hlo

ride

Po

lym

er

(PV

C)

 V

ola

tile

Org

an

ic C

om

po

und

s (

VO

C)

 A

rse

nic

and

its

co

mp

ou

nd

s

 C

adm

ium

and

its

co

mp

ou

nd

s

 M

ercu

ry a

nd its

com

poun

ds

 D

ibut

yltin

com

poun

ds (

DB

Ts)

 D

iocty

ltin

co

mp

ou

nd

s (

DO

Ts)

Per

fluor

ooct

anoi

c ac

ids

(PFO

As)

 Pol

ycyc

lic-a

rom

atic

hyd

roca

rbon

s (P

AH

s)

 Flu

orin

ated

gre

enho

use

gase

s

 B

is(2

-eth

ylhe

xyl) p

htha

late

(D

EH

P)

 D

ibut

yl p

htha

late

(D

BP),

Ben

zyl bu

tyl ph

thal

ate

(BB

P),

Diis

obut

ylph

thal

ate

 (D

IBP)

 T

ris(

2-ch

loro

ethy

l)ph

osph

ate (T

CEP),

Tris(

1-ch

loro

-2-p

ropy

l) p

hosp

hate

 (T

CPP),

Tris(

1,3-

dich

loro

-2-p

ropy

l)ph

osph

ate(

TD

CPP)

Japan

Law concerning the Examination and

Regulation of Manufacture etc. of Chemical

Substances (Class 1 Specified Chemical

Substances)

All × × × × × × × ×

Law concerning the Examination and

Regulation of Manufacture etc. of Chemical

Substances (Class 2 Specified Chemical

Substances)

All ×

Industrial Safety and Health Act

(Manufacturing prohibited substances)All ×

Law Concerning the Protection of the Ozone

LayerAll ×

Standards for School Environmental

SanitationAll ×

Regulations for Nuclear Furnaces, Etc. ×

U.S.A Toxic Substances Control Act (TSCA) All × ×

Flame Retardant Substance Laws (State

Law)All ×

Clean Air Act (CAA) All ×

Consumer Product Safety Improvement

Ac(CPSIA) (Ban of lead containing paint

16CFR1303)

Furniture paint,

surface coating

material

×

Heavy Metal Packaging Law (State Law) Packaging material × × × ×

Mercury Product Law (State Law) All ×

Proposition 65 (State Law)Indication of Exposure

Risk△ △ △ △ △ △ △ △ △ △ △ △ △ △ △ △

EU All × × × × × ×

Resin, paint, plating ×

Paint (lead carbonate,

lead sulfate)×

Wood × × ×

Antifoulant (water

use)× ×

Textiles × × ×

Contact on skin × × × ×

Leather treatment × × ×

Toys × × ×

REACH regulation (Regulation (EC) No

1907/2006) Candidate list of SVHC for

Authorisation

All (△) (△) (△) (△) (△) (△) (△) (△) (△) (△) (△)

POPs regulation (EU regulation No

850/2004)All × × × × × × × ×

ODS regulation (REGULATION (EC) No

2037/2000)All ×

F-gas regulation (EU regulation No

517/2014)All ×

Battery Directive (2006/66/EC) Batteries △ × ×

Packaging Directive (94/62/EC) Packaging material × × × ×

RoHS Directive (2002/95/EC)Electrical and

electronic equipments× × × × × ×

WEEE Directive (2002/96/EC)Electrical and

electronic equipments△ △ △ △

Safety of Toy (88/378/EEC)Toys (contact

sections)× × × × ×

Individual country regulations (Only sections added to EC Directives)

Chemikalienverbotsverordnung (Chemical

Product Restrictions, Germany)(Various targets) × ×

Lead Regulations (Denmark) Resin, etc. △

Law Prohibiting Mercury (Denmark) Resin, etc. ×

Tax on PVC and Phthalates (Denmark) △

Law on Restriction of Chemicals and Other

products Harmful to Health and Environment

(Norway)

(Various targets) × × × × × × × × × × × × × × × ×

Other regions

Management Methods for the Restriction of

the Use of Hazardous Substances in

Electrical and Electronic Products (China)

Electrical and

electronic equipments△ △ △ △ △ △

GB24427: Limitation of mercury, cadmium andlead for alkaline and non-alkaline zincmanganese dioxide batteries,GB24428: Limitation of mercury content forzinc silver oxide, zinc oygen and zincmanganese dioide button batteries

Batteries × × ×

The Act for Resource Recycling of

Electrical/Electronic Products and

Automobiles (Korea)

Electrical and

electronic equipments× × × × × ×

×: Substance of which use is restricted by law

△: Substance requiring declaration and/or indication by law

REACH regulation (Regulation (EC) No

1907/2006) Annex XVII

Prohibited Substances Restricted Substances

Note that not all regulations are indicated in this table.

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54

Form 1: The Investigation Sheet for Environmental Aspects

Number Company code, Manufacturer code

Answers Explanatory Note

I  Status of building management system

1. Environmental management system

(1) Status of certification on environmental management system

"YES"=1、"NO"=0

( If "YES", please answer to I-1-(1) A~D.

  If "NO", please answer to I-1-(2) A~B.

A) Certified standard e.g.: ISO14001、Ecoaction21、KES、EMAS

B) Certified datePlease fill in the certified date in the form

of "yyyy/mm/dd".

C) Certification body Name of the certification body

D) Certification number Certification No.

(2) Plan to acquire the standards about Environmental Management System

"YES"=1,"NO"=0

A) Name of the standard to acquire.Please fill in the name of the standard if

there is a plan to acquire one.

B) Scheduled date to acquirePlease fill in the scheduled date to acquire

the standard in the form of "yyyy/mm/dd".

2.Quality Management System

(1) Status of Quality Management System

"YES"=1、"NO"=0

( If "YES", please answer to (1) A~D.

  If "NO", please answer to (2) Quality

Management System.

A) Certified standard e.g.: ISO9001、QS9000、ISO/TS 16949

B) Certified datePlease fill in the certified date in the form

of "yyyy/mm/dd".

C) Certification body Name of the certification body

D) Certification number Certification No.

(2) Plan to acquire the standards about Quality Management System

"YES"=1,"NO"=0

A) Name of the standard to acquire.Please fill in the name of the standard if

there is a plan to acquire any.

B) Scheduled date to acquirePlease fill in the scheduled date to acquire

the standard in the form of "yyyy/mm/dd".

II  Use of certain chemical substances in manufacturing process

1.Use of ozone depleting substances

"YES"=1,"NO"=0

* If "YES", please fill in the standard for

contained quantity for product.

E-mail address

Company name

Manufacturer

name

Company code

Manufacturer

code

Factory

RespondentRespondent

division

Main products

Fax

A) Name of the ozone depleting substances used in manufacturing process.

Questions

(1) Are any ozone depleting substances (Appendix1) used in your manufacturing

process for producing our parts?

Answered date

Telephone

Are you certified for any standards about environmental management system

by the qualified certification body?

Are you certified for any standards about quality management system by the

qualified certification body?

Is there a plan to acquire any certification about environmental management

system?

Is there a plan to acquire any certification about quality management system?

( to be continued )

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55

III  Control of the certain chemical substances contained in the parts to be delivered to Yamaha.

1.Policy

(1) Policy and principle

"YES"=1,"NO"=0

2. Plan making

(1) Specifying the needs, requirements and concretization of scope to control.

"YES"=1,"NO"=0

B) Is the scope of the contained substances in products defined? "YES"=1,"NO"=0

C) Are the scope of the " product " and the " manufacturing process " defined? "YES"=1,"NO"=0

"YES"=1,"NO"=0

E) Are there criteria open to public about the substances contained in products?

*If "YES", please submit the criteria

about the substances contained in

products.(2) Setting the objectives and the targets

"YES"=1,"NO"=0

(3) In-house organization, function, responsibility and authority

"YES"=1,"NO"=0

3. Implementation / Operation

(1) Operation Control

"YES"=1,"NO"=0

"YES"=1,"NO"=0

"YES"=1,"NO"=0

"YES"=1,"NO"=0

"YES"=1,"NO"=0

"YES"=1,"NO"=0

(2) Education and Training

"YES"=1,"NO"=0

(3) Document control

"YES"=1,"NO"=0

4. Evaluation and improvement of performance

(1) Internal Audit

"YES"=1,"NO"=0

5. Others

(1) Transactions with others

Please fill in the name of the company that

approves your company. (Please fill in all

that apply)

*If there are more than one manufacturer / factory, please copy this sheet.

Yamaha shall not disclose to a third party any investigation result unless otherwise required under the provision of applicable laws

A) Is the structure (organization, function and responsibility ) to promote the

control of the substances in products defined?

A) Is the policy to engage in the contained substances in products defined and

announced to public?

A) If you are approved by any other company, please fill in the name of the one

that approves your company.

A) Is there a operational procedure for the in house audit and is the audit

implemented more than one time a year?

A) Are the in-house organization chart and the standards documented? Are

the records well controlled and stored?

A) Are the education and the training required for the control of the

substances in products specified and implemented?

F) Is the framework to cope with trouble established and implemented?

B) Does your company request the adequate control of certain substances to

your vendors ?

C) Are the rules required for the incoming inspection defined and

implemented?

A) Are the objectives and the targets defined in order to control the contained

substances in products?

D) Are the criteria and the method to verify the operation and the control of

the scope and the substances?

D) Is the change control including chemical reaction / change in concentration

implemented?

E) Are the rules including the notifying metod about the change control of the

contained substances in products defined?

A) Does your company obtain information about the certain substances

contained in your parts / materials?

A) Are the rules including the requirements of relevant regulations/customers

about the contained substances in products defined?

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56

Form 2: Declaration of Environmental Aspects

DATE:

TO: YAMAHA CORPORATION

Signature:

Responsible person:

Position:

Department:

Company:

Address:

Telephone:

 We declare the truth of our answer to your “The Investigation Sheets forEnvironmental Aspects ” dated _____________________and will inform youwithout any delay when any of our answered contents is to be changed.

Declaration of Environmental Aspects