Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2018 (Page 1)

SUNDARAM DIVERSIFIED EQUITY (Open-ended fund)

(formerly known as Sundaram Tax Saver)

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 550000 10373.55 4.12 2 INE467B01029 Tata Consultancy Services Ltd Software 304085 8663.84 3.44 3 INE296A01024 Bajaj Finance Ltd Finance 414144 7320.20 2.90 4 INE331A01037 The Ramco Cements Ltd Cement 1010287 7311.95 2.90 5 INE615P01015 Quess Corp Ltd Commercial Services 694000 7134.32 2.83 6 INE101A01026 Mahindra & Mahindra Ltd Auto 789380 5832.73 2.31 7 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 372932 5409.19 2.15 8 INE528G01027 Yes Bank Ltd Banks 1644920 5014.54 1.99 9 INE860A01027 HCL Technologies Ltd Software 512946 4968.39 1.97 10 INE003A01024 Siemens Ltd Industrial Capital Goods 452910 4859.04 1.93 11 INE090A01021 ICICI Bank Ltd Banks 1699570 4730.75 1.88 12 INE158A01026 Hero MotoCorp Ltd Auto 124076 4395.76 1.74 13 INE034A01011 Arvind Ltd Textile Products 1052846 4031.87 1.60 14 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 23000 3896.68 1.55 15 INE486A01013 CESC Ltd Power 400000 3864.80 1.53 16 INE795G01014 HDFC Standard Life Insurance Company Ltd Finance 793500 3606.06 1.43 17 INE123W01016 SBI Life Insurance Company Ltd Finance 530772 3599.96 1.43 18 INE765G01017 ICICI Lombard General Insurance Company Ltd Finance 447036 3548.80 1.41 19 INE460H01021 Star Cement Ltd Cement 3010398 3495.07 1.39 20 INE868B01028 NCC Ltd Construction Project 2957897 3477.01 1.38 21 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 1579139 3459.89 1.37 22 INE285J01010 Security and Intelligence Services (India) Ltd Commercial Services 301155 3378.51 1.34 23 INE628A01036 UPL Ltd Pesticides 449793 3284.61 1.30 24 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 979560 3199.24 1.27 25 INE299U01018 Crompton Greaves Consumer Electricals Ltd Consumer Durables 1340580 3173.82 1.26 26 INE062A01020 State Bank of India Banks 1259767 3148.16 1.25 27 INE117A01022 ABB India Ltd Industrial Capital Goods 241657 3128.61 1.24 28 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 1080000 3122.82 1.24 29 INE191H01014 PVR Ltd Media & Entertainment 256685 3119.36 1.24 30 INE462A01022 Bayer Cropscience Ltd Pesticides 73553 3110.67 1.23 31 INE536A01023 Grindwell Norton Ltd Industrial Products 612503 3091.61 1.23 32 INE036D01028 Karur Vysya Bank Ltd Banks 3057733 3071.49 1.22 33 INE797F01012 Jubilant Foodworks Ltd Consumer Non Durables 129185 3004.65 1.19 34 INE470Y01017 The New India Assurance Company Ltd Finance 416730 2970.66 1.18 35 INE203G01027 Indraprastha Gas Ltd Gas 1050035 2934.32 1.16 36 INE169A01031 Coromandel International Ltd Fertilisers 556492 2922.42 1.16 37 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 1354358 2908.48 1.15 38 INE152A01029 Thermax Ltd Industrial Capital Goods 255617 2900.23 1.15 39 INE384A01010 Rane Holdings Ltd Finance 117000 2853.57 1.13 40 INE647A01010 SRF Ltd Textile Products 144146 2818.27 1.12 41 INE513A01014 Schaeffler India Ltd Industrial Products 53299 2772.16 1.10 42 INE129A01019 GAIL (India) Ltd Gas 832387 2734.81 1.08 43 INE451A01017 Force Motors Ltd Auto 96856 2647.07 1.05 44 INE180A01020 Max Financial Services Ltd Finance 575749 2610.73 1.04 45 INE302A01020 Exide Industries Ltd Auto Ancillaries 1169041 2605.21 1.03 46 INE397D01024 Bharti Airtel Ltd Telecom - Services 628356 2505.26 0.99 47 INE205A01025 Vedanta Ltd Non - Ferrous Metals 898161 2495.54 0.99 48 INE009A01021 Infosys Ltd Software 219525 2484.58 0.99 49 INE200M01013 Varun Beverages Ltd Consumer Non Durables 393175 2474.64 0.98 50 INE437A01024 Apollo Hospitals Enterprise Ltd Healthcare Services 230574 2454.81 0.97 51 INE055A01016 Century Textiles & Industries Ltd Cement 211195 2413.11 0.96 52 INE530B01024 IIFL Holdings Ltd Finance 338458 2388.50 0.95 53 INE780C01023 JM Financial Ltd Finance 1796033 2313.29 0.92 54 INE028A01039 Bank of Baroda Banks 1609945 2290.95 0.91 55 INE066F01012 Hindustan Aeronautics Ltd Aerospace & Defense 201600 2283.83 0.91 56 INE531A01024 Kansai Nerolac Paints Ltd Consumer Non Durables 442865 2240.01 0.89 57 INE002A01018 Reliance Industries Ltd Petroleum Products 253645 2238.92 0.89 58 INE089A01023 Dr. Reddy's Laboratories Ltd Pharmaceuticals 106623 2218.34 0.88 59 INE424H01027 SUN TV Network Ltd Media & Entertainment 259162 2199.25 0.87 60 INE179A01014 Procter & Gamble Hygiene and Health Care Ltd Consumer Non Durables 23000 2197.82 0.87 61 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 706332 2196.34 0.87 62 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd Consumer Non Durables 35350 2156.39 0.86 63 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 499724 2136.07 0.85 64 INE264T01014 Capacit'e Infraprojects Ltd Construction 701519 2122.45 0.84 65 INE939A01011 Strides Shasun Ltd Pharmaceuticals 315156 2108.87 0.84 66 INE114A01011 Steel Authority of India Ltd Ferrous Metals 2814790 1975.98 0.78 67 INE562A01011 Indian Bank Banks 653179 1958.23 0.78 68 INE548C01032 Emami Ltd Consumer Non Durables 175000 1870.49 0.74 69 INE733E01010 NTPC Ltd Power 1084813 1840.93 0.73 70 INE237A01028 Kotak Mahindra Bank Ltd Banks 172933 1811.99 0.72 71 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 297852 1661.57 0.66 72 INE852F01015 Gateway Distriparks Ltd Transportation 731727 1278.69 0.51 73 INE001A01036 Housing Development Finance Corporation Ltd Finance 58700 1071.63 0.43 74 INE201M01011 CL Educate Ltd Diversified Consumer Services 520419 986.19 0.39 75 INE018A01030 Larsen & Toubro Ltd Construction Project 30000 393.27 0.16 76 IN9081A01010 Tata Steel Ltd - Partly Paid Shares Ferrous Metals 39635 55.71 0.02 Total for Equity & Equity Related 241329.57 95.73 (B) Money Market Instruments 1 CBLO 1228.19 0.49 Total for Money Market Instruments 1228.19 0.49 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 24598901.25 9011.88 3.57 Total for Mutual Fund Units 9011.88 3.57 Cash and Other Net Current Assets 517.33 0.21 Grand Total 252086.98 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 100.0736 101.2827 98.3778 99.2238 Dividend 14.2677 13.4682 13.9501 13.0991d) Dividend declared during the period (` per unit) 1.00e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 36.14%h) Repo in corporate debt Nil

SUNDARAM LONG TERM TAX ADVANTAGE FUND SERIES I

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 9000 169.75 5.73 2 INE009A01021 Infosys Ltd Software 14814 167.66 5.66 3 INE002A01018 Reliance Industries Ltd Petroleum Products 16000 141.23 4.76 4 INE018A01030 Larsen & Toubro Ltd Construction Project 10000 131.09 4.42 5 INE090A01021 ICICI Bank Ltd Banks 38500 107.16 3.62 6 INE669C01036 Tech Mahindra Ltd Software 16000 102.19 3.45 7 INE101A01026 Mahindra & Mahindra Ltd Auto 13758 101.66 3.43 8 INE154A01025 ITC Ltd Consumer Non Durables 37000 94.54 3.19 9 INE280A01028 Titan Company Ltd Consumer Durables 9023 85.02 2.87 10 INE237A01028 Kotak Mahindra Bank Ltd Banks 8000 83.82 2.83 11 INE062A01020 State Bank of India Banks 31500 78.72 2.66 12 INE463A01038 Berger Paints (I) Ltd Consumer Non Durables 29372 75.40 2.54 13 INE200M01013 Varun Beverages Ltd Consumer Non Durables 11720 73.77 2.49 14 INE030A01027 Hindustan Unilever Ltd Consumer Non Durables 5500 73.33 2.47 15 INE585B01010 Maruti Suzuki India Ltd Auto 773 68.50 2.31 16 INE615P01015 Quess Corp Ltd Commercial Services 6500 66.82 2.25 17 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 22500 65.06 2.19 18 INE462A01022 Bayer Cropscience Ltd Pesticides 1337 56.54 1.91 19 INE860A01027 HCL Technologies Ltd Software 5000 48.43 1.63 20 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 3923 47.95 1.62 21 INE048G01026 Navin Fluorine International Ltd Chemicals 6000 46.37 1.56 22 INE349A01021 NRB Bearing Ltd Industrial Products 30000 46.14 1.56 23 INE868B01028 NCC Ltd Construction Project 38500 45.26 1.53 24 INE863B01011 Premier Explosives Ltd Chemicals 13000 43.50 1.47 25 INE001A01036 Housing Development Finance Corporation Ltd Finance 2250 41.08 1.39 26 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 7600 40.71 1.37

27 INE100A01010 Atul Ltd Chemicals 1550 40.51 1.37 28 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 22000 38.85 1.31 29 INE467B01029 Tata Consultancy Services Ltd Software 1350 38.46 1.30 30 INE999A01015 KSB Pumps Ltd Industrial Products 4600 36.69 1.24 31 INE180A01020 Max Financial Services Ltd Finance 7750 35.14 1.19 32 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 6000 34.53 1.16 33 INE238A01034 Axis Bank Ltd Banks 6500 33.18 1.12 34 INE267A01025 Hindustan Zinc Ltd Non - Ferrous Metals 11000 33.06 1.12 35 INE668F01031 Jyothy Laboratories Ltd Consumer Non Durables 8200 32.46 1.10 36 INE158A01026 Hero MotoCorp Ltd Auto 900 31.89 1.08 37 INE189B01011 INEOS Styrolution India Ltd Industrial Products 3700 31.71 1.07 38 INE917I01010 Bajaj Auto Ltd Auto 1150 31.56 1.06 39 INE047A01021 Grasim Industries Ltd Cement 3000 31.53 1.06 40 INE628A01036 UPL Ltd Pesticides 4250 31.04 1.05 41 INE151A01013 Tata Communications Ltd Telecom - Services 5000 31.01 1.05 42 INE129A01019 GAIL (India) Ltd Gas 9333 30.66 1.03 43 INE669E01016 Idea Cellular Ltd Telecom - Services 40000 30.36 1.02 44 INE079A01024 Ambuja Cements Ltd Cement 13000 30.28 1.02 45 INE647O01011 Aditya Birla Fashion and Retail Ltd Retailing 20000 30.17 1.02 46 INE688A01022 Transport Corporation of India Ltd Transportation 11000 29.74 1.00 47 INE028A01039 Bank of Baroda Banks 20000 28.46 0.96 48 INE003A01024 Siemens Ltd Industrial Capital Goods 2450 26.28 0.89 49 INE260B01028 Godfrey Phillips India Ltd Consumer Non Durables 3200 26.28 0.89 50 INE139A01034 National Aluminium Company Ltd Non - Ferrous Metals 38500 25.58 0.86 51 INE026A01025 Gujarat State Fertilizers & Chemicals Ltd Fertilisers 22000 25.10 0.85 52 INE131A01031 Gujarat Mineral Development Corporation Ltd Minerals/Mining 20000 24.61 0.83 53 INE298A01020 Cummins India Ltd Industrial Products 3500 24.51 0.83 54 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 4400 21.78 0.73 55 INE119A01028 Balrampur Chini Mills Ltd Consumer Non Durables 28543 21.59 0.73 56 INE180K01011 Bharat Financial Inclusion Ltd Finance 1661 18.22 0.61 57 INE284A01012 ESAB India Ltd Industrial Products 2500 17.69 0.60 58 INE743M01012 Orient Refractories Ltd Industrial Products 10000 15.93 0.54 59 INE201M01011 CL Educate Ltd Diversified Consumer Services 7499 14.21 0.48 Total for Equity & Equity Related 3054.79 103.06 (B) Money Market Instruments 1 CBLO 58.96 1.99 Total for Money Market Instruments 58.96 1.99 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 273321.125 100.13 3.38 Total for Mutual Fund Units 100.13 3.38 Cash and Other Net Current Assets (249.76) (8.43) Grand Total 2964.12 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nilb) Total value and percentage of illiquid equity shares - Nilc) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 12.6436 13.0385 12.4981 12.8660 Dividend 12.1486 12.0262 12.0037 11.8552d) Dividend declared during the period (` per unit) 0.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 20.79%h) Repo in corporate debt Nil

SUNDARAM LONG TERM TAX ADVANTAGE FUND SERIES II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE009A01021 Infosys Ltd Software 10988 124.36 5.07 2 INE002A01018 Reliance Industries Ltd Petroleum Products 12000 105.92 4.32 3 INE018A01030 Larsen & Toubro Ltd Construction Project 7500 98.32 4.01 4 INE669C01036 Tech Mahindra Ltd Software 13000 83.03 3.38 5 INE090A01021 ICICI Bank Ltd Banks 29000 80.72 3.29 6 INE101A01026 Mahindra & Mahindra Ltd Auto 10402 76.86 3.13 7 INE442H01029 Ashoka Buildcon Ltd Construction Project 30000 74.54 3.04 8 INE154A01025 ITC Ltd Consumer Non Durables 28000 71.54 2.92 9 INE040A01026 HDFC Bank Ltd Banks 3410 64.32 2.62 10 INE280A01028 Titan Company Ltd Consumer Durables 6801 64.09 2.61 11 INE237A01028 Kotak Mahindra Bank Ltd Banks 6000 62.87 2.56 12 INE062A01020 State Bank of India Banks 24000 59.98 2.45 13 INE868B01028 NCC Ltd Construction Project 49375 58.04 2.37 14 INE463A01038 Berger Paints (I) Ltd Consumer Non Durables 22140 56.83 2.32 15 INE030A01027 Hindustan Unilever Ltd Consumer Non Durables 4000 53.33 2.17 16 INE585B01010 Maruti Suzuki India Ltd Auto 583 51.66 2.11 17 INE615P01015 Quess Corp Ltd Commercial Services 5000 51.40 2.10 18 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 17000 49.16 2.00 19 INE462A01022 Bayer Cropscience Ltd Pesticides 996 42.12 1.72 20 INE113A01013 Gujarat Narmada Valley Fertilizers and Chemicals Ltd Chemicals 11500 41.85 1.71 21 INE860A01027 HCL Technologies Ltd Software 4000 38.74 1.58 22 INE349A01021 NRB Bearing Ltd Industrial Products 23000 35.37 1.44 23 INE048G01026 Navin Fluorine International Ltd Chemicals 4350 33.62 1.37 24 INE001A01036 Housing Development Finance Corporation Ltd Finance 1700 31.04 1.27 25 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 5700 30.53 1.24 26 INE100A01010 Atul Ltd Chemicals 1160 30.32 1.24 27 INE467B01029 Tata Consultancy Services Ltd Software 1000 28.49 1.16 28 INE522F01014 Coal India Ltd Minerals/Mining 10000 28.33 1.15 29 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 16000 28.26 1.15 30 INE999A01015 KSB Pumps Ltd Industrial Products 3400 27.12 1.11 31 INE180A01020 Max Financial Services Ltd Finance 5750 26.07 1.06 32 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 4500 25.90 1.06 33 INE238A01034 Axis Bank Ltd Banks 5000 25.53 1.04 34 INE158A01026 Hero MotoCorp Ltd Auto 700 24.80 1.01 35 INE668F01031 Jyothy Laboratories Ltd Consumer Non Durables 6200 24.54 1.00 36 INE267A01025 Hindustan Zinc Ltd Non - Ferrous Metals 8000 24.04 0.98 37 INE189B01011 INEOS Styrolution India Ltd Industrial Products 2800 24.00 0.98 38 INE917I01010 Bajaj Auto Ltd Auto 850 23.33 0.95 39 INE079A01024 Ambuja Cements Ltd Cement 10000 23.30 0.95 40 INE047A01021 Grasim Industries Ltd Cement 2200 23.12 0.94 41 INE129A01019 GAIL (India) Ltd Gas 7000 23.00 0.94 42 INE688A01022 Transport Corporation of India Ltd Transportation 8500 22.98 0.94 43 INE151A01013 Tata Communications Ltd Telecom - Services 3700 22.95 0.94 44 INE669E01016 Idea Cellular Ltd Telecom - Services 30000 22.77 0.93 45 INE647O01011 Aditya Birla Fashion and Retail Ltd Retailing 15000 22.63 0.92 46 INE628A01036 UPL Ltd Pesticides 3000 21.91 0.89 47 INE028A01039 Bank of Baroda Banks 15000 21.35 0.87 48 INE260B01028 Godfrey Phillips India Ltd Consumer Non Durables 2400 19.71 0.80 49 INE003A01024 Siemens Ltd Industrial Capital Goods 1825 19.58 0.80 50 INE139A01034 National Aluminium Company Ltd Non - Ferrous Metals 28500 18.94 0.77 51 INE131A01031 Gujarat Mineral Development Corporation Ltd Minerals/Mining 15000 18.46 0.75 52 INE026A01025 Gujarat State Fertilizers & Chemicals Ltd Fertilisers 16000 18.26 0.74 53 INE298A01020 Cummins India Ltd Industrial Products 2600 18.21 0.74 54 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 1392 17.01 0.69 55 INE119A01028 Balrampur Chini Mills Ltd Consumer Non Durables 21883 16.55 0.67 56 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 3300 16.34 0.67 57 INE284A01012 ESAB India Ltd Industrial Products 1850 13.09 0.53 58 INE180K01011 Bharat Financial Inclusion Ltd Finance 1163 12.76 0.52 59 INE743M01012 Orient Refractories Ltd Industrial Products 8000 12.74 0.52 60 INE201M01011 CL Educate Ltd Diversified Consumer Services 5569 10.55 0.43 Total for Equity & Equity Related 2297.15 93.65 (B) Money Market Instruments 1 CBLO 45.97 1.87 Total for Money Market Instruments 45.97 1.87 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 273321.125 100.13 4.08 Total for Mutual Fund Units 100.13 4.08 Cash and Other Net Current Assets 9.73 0.40 Grand Total 2452.98 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 13.3593 14.0250 13.2807 13.8884 Dividend 12.8637 13.0032 12.7857 12.8695

d) Dividend declared during the period (` per unit) 0.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 19.78%h) Repo in corporate debt Nil

SUNDARAM LONG TERM TAX ADVANTAGE FUND SERIES III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Money Market Instruments 1 CBLO 4591.98 86.51 Total for Money Market Instruments 4591.98 86.51 Cash and Other Net Current Assets 715.98 13.49 Grand Total 5307.96 100.00 Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 28/03/2018 31/03/2018 28/03/2018 31/03/2018Growth 10.0000 10.0073 10.0000 10.0054 Dividend 10.0000 10.0073 10.0000 10.0054d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 0.00%h) Repo in corporate debt Nil

SUNDARAM LONG TERM MICRO CAP TAX ADVANTAGE FUND SERIES III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE442H01029 Ashoka Buildcon Ltd Construction Project 241145 599.12 4.32 2 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 182613 528.03 3.81 3 INE048G01026 Navin Fluorine International Ltd Chemicals 68083 526.18 3.79 4 INE049A01027 Himatsingka Seide Ltd Textile Products 131178 458.40 3.30 5 INE227C01017 MM Forgings Ltd Industrial Products 42176 438.86 3.16 6 INE536A01023 Grindwell Norton Ltd Industrial Products 78316 395.30 2.85 7 INE022I01019 Asian Granito India Ltd Construction 87000 393.37 2.83 8 INE384A01010 Rane Holdings Ltd Finance 15871 387.09 2.79 9 INE868B01028 NCC Ltd Construction Project 322473 379.07 2.73 10 INE613A01020 Rallis India Ltd Pesticides 150000 357.38 2.58 11 INE220B01022 Kalpataru Power Transmission Ltd Power 72653 351.82 2.54 12 INE956G01038 VA Tech Wabag Ltd Engineering Services 70000 343.32 2.47 13 INE891D01026 Redington (India) Ltd Transportation 232114 340.74 2.46 14 INE383A01012 The India Cements Ltd Cement 225000 318.94 2.30 15 INE976A01021 West Coast Paper Mills Ltd Paper 127008 303.23 2.19 16 INE152M01016 Triveni Turbine Ltd Industrial Capital Goods 300998 302.50 2.18 17 INE334L01012 Ujjivan Financial Services Ltd Finance 85995 297.07 2.14 18 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 4539 295.32 2.13 19 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 11745 294.83 2.12 20 INE930H01023 K.P.R. Mill Ltd Textile Products 41542 262.77 1.89 21 INE136B01020 Cyient Ltd Software 37442 260.17 1.87 22 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 325408 249.59 1.80 23 INE934S01014 GNA Axles Ltd Auto Ancillaries 57023 249.48 1.80 24 INE612J01015 Repco Home Finance Ltd Finance 43975 247.29 1.78 25 INE877F01012 PTC India Ltd Power 279679 244.44 1.76 26 INE074A01025 Praj Industries Ltd Industrial Capital Goods 293032 235.30 1.70 27 INE415A01038 HSIL Ltd Consumer Durables 60000 222.72 1.61 28 INE578A01017 HeidelbergCEMENT India Ltd Cement 150969 214.98 1.55 29 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels, Resorts and Other Recreational Activities 72200 211.73 1.53 30 INE834I01025 Khadim India Ltd Consumer Durables 28807 210.49 1.52 31 INE791I01019 Brigade Enterprises Ltd Construction 81983 201.39 1.45 32 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 30278 198.31 1.43 33 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 35914 192.36 1.39 34 INE325A01013 Timken India Ltd Industrial Products 27000 190.47 1.37 35 INE312H01016 INOX Leisure Ltd Media & Entertainment 64047 169.76 1.22 36 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 48452 158.24 1.14 37 INE060A01024 Navneet Education Ltd Media & Entertainment 110348 157.58 1.14 38 INE460H01021 Star Cement Ltd Cement 132970 154.38 1.11 39 INE586B01026 Taj GVK Hotels & Resorts Ltd Hotels, Resorts and Other Recreational Activities 91923 151.35 1.09 40 INE325C01035 Dollar Industries Ltd Textile Products 37995 147.86 1.07 41 INE939A01011 Strides Shasun Ltd Pharmaceuticals 21117 141.30 1.02 42 INE573A01042 JK Tyre & Industries Ltd Auto Ancillaries 85441 139.23 1.00 43 INE131A01031 Gujarat Mineral Development Corporation Ltd Minerals/Mining 110867 136.42 0.98 44 INE863B01011 Premier Explosives Ltd Chemicals 39495 132.15 0.95 45 INE264T01014 Capacit'e Infraprojects Ltd Construction 43175 130.63 0.94 46 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 20000 119.37 0.86 47 INE611L01021 Indian Terrain Fashions Ltd Textile Products 67579 118.06 0.85 48 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 81375 117.02 0.84 49 INE189B01011 INEOS Styrolution India Ltd Industrial Products 12589 107.89 0.78 50 INE324L01013 R.P.P. Infra Projects Ltd Construction 39001 104.89 0.76 51 INE246B01019 Ramco Systems Ltd Software 28000 99.46 0.72 52 INE807K01035 S Chand and Company Ltd Media & Entertainment 22595 92.76 0.67 53 INE872A01014 SREI Infrastructure Finance Ltd Finance 125507 92.25 0.66 54 INE852F01015 Gateway Distriparks Ltd Transportation 50820 88.81 0.64 55 INE201M01011 CL Educate Ltd Diversified Consumer Services 42507 80.55 0.58 56 INE296E01026 Rajapalayam Mills Ltd Textiles - Cotton 7246 79.21 0.57 57 INE503A01015 DCB Bank Ltd Banks 44625 72.09 0.52 58 INE141A01014 Oriental Bank of Commerce Banks 47987 43.96 0.32 Total for Equity & Equity Related 13537.25 97.56 (B) Money Market Instruments 1 CBLO 44.97 0.33 Total for Money Market Instruments 44.97 0.33 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 819963.375 300.40 2.16 Total for Mutual Fund Units 300.40 2.16 Cash and Other Net Current Assets (6.46) (0.05) Grand Total 13876.16 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 12.4374 12.8964 12.2949 12.7232 Dividend 11.9396 11.8786 11.7975 11.7069d) Dividend declared during the period (` per unit) 0.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 17.72%h) Repo in corporate debt Nil

SUNDARAM LONG TERM MICRO CAP TAX ADVANTAGE FUND SERIES IV

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE442H01029 Ashoka Buildcon Ltd Construction Project 94344 234.40 4.04 2 INE049A01027 Himatsingka Seide Ltd Textile Products 61568 215.15 3.71 3 INE048G01026 Navin Fluorine International Ltd Chemicals 27574 213.11 3.67 4 INE613A01020 Rallis India Ltd Pesticides 78849 187.86 3.24 5 INE227C01017 MM Forgings Ltd Industrial Products 17373 180.77 3.11 6 INE536A01023 Grindwell Norton Ltd Industrial Products 31152 157.24 2.71 7 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 6223 156.21 2.69 8 INE022I01019 Asian Granito India Ltd Construction 34131 154.32 2.66 9 INE384A01010 Rane Holdings Ltd Finance 6320 154.14 2.66 10 INE220B01022 Kalpataru Power Transmission Ltd Power 29675 143.70 2.48 11 INE956G01038 VA Tech Wabag Ltd Engineering Services 28994 142.20 2.45 12 INE891D01026 Redington (India) Ltd Transportation 94330 138.48 2.39 13 INE868B01028 NCC Ltd Construction Project 115625 135.92 2.34 14 INE296E01026 Rajapalayam Mills Ltd Textiles - Cotton 11787 128.85 2.22 15 INE383A01012 The India Cements Ltd Cement 89778 127.26 2.19

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2018 (Page 2)

16 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 1872 121.80 2.10 17 INE334L01012 Ujjivan Financial Services Ltd Finance 34710 119.91 2.07 18 INE302M01033 Prabhat Dairy Ltd Consumer Non Durables 78161 117.40 2.02 19 INE074A01025 Praj Industries Ltd Industrial Capital Goods 135523 108.82 1.87 20 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels, Resorts and Other Recreational Activities 36912 108.24 1.86 21 INE136B01020 Cyient Ltd Software 15363 106.75 1.84 22 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 136511 104.70 1.80 23 INE614A01028 Ramco Industries Ltd Cement 44231 101.71 1.75 24 INE934S01014 GNA Axles Ltd Auto Ancillaries 23171 101.37 1.75 25 INE460H01021 Star Cement Ltd Cement 84304 97.88 1.69 26 INE611L01021 Indian Terrain Fashions Ltd Textile Products 54056 94.44 1.63 27 INE877F01012 PTC India Ltd Power 107902 94.31 1.62 28 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 31955 92.40 1.59 29 INE337A01034 LG Balakrishnan & Bros Ltd Auto Ancillaries 8454 89.53 1.54 30 INE670A01012 Tata Elxsi Ltd Software 8722 85.94 1.48 31 INE834I01025 Khadim India Ltd Consumer Durables 11760 85.93 1.48 32 INE791I01019 Brigade Enterprises Ltd Construction 33804 83.04 1.43 33 INE612J01015 Repco Home Finance Ltd Finance 14536 81.74 1.41 34 INE976A01021 West Coast Paper Mills Ltd Paper 34144 81.52 1.40 35 INE325A01013 Timken India Ltd Industrial Products 11000 77.60 1.34 36 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 12945 77.26 1.33 37 INE312H01016 INOX Leisure Ltd Media & Entertainment 28776 76.27 1.31 38 INE152M01016 Triveni Turbine Ltd Industrial Capital Goods 73575 73.94 1.27 39 INE060A01024 Navneet Education Ltd Media & Entertainment 49363 70.49 1.21 40 INE189B01011 INEOS Styrolution India Ltd Industrial Products 8207 70.34 1.21 41 INE743M01012 Orient Refractories Ltd Industrial Products 41444 66.02 1.14 42 INE349A01021 NRB Bearing Ltd Industrial Products 42117 64.78 1.12 43 INE325C01035 Dollar Industries Ltd Textile Products 16540 64.37 1.11 44 INE586B01026 Taj GVK Hotels & Resorts Ltd Hotels, Resorts and Other Recreational Activities 38990 64.20 1.11 45 INE324L01013 R.P.P. Infra Projects Ltd Construction 23034 61.95 1.07 46 INE131A01031 Gujarat Mineral Development Corporation Ltd Minerals/Mining 48157 59.26 1.02 47 INE807K01035 S Chand and Company Ltd Media & Entertainment 13694 56.22 0.97 48 INE573A01042 JK Tyre & Industries Ltd Auto Ancillaries 34015 55.43 0.95 49 INE863B01011 Premier Explosives Ltd Chemicals 16080 53.80 0.93 50 INE264T01014 Capacit'e Infraprojects Ltd Construction 17708 53.58 0.92 51 INE930H01023 K.P.R. Mill Ltd Textile Products 8371 52.95 0.91 52 INE415A01038 HSIL Ltd Consumer Durables 14000 51.97 0.90 53 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 32999 47.45 0.82 54 INE872A01014 SREI Infrastructure Finance Ltd Finance 50394 37.04 0.64 55 INE201M01011 CL Educate Ltd Diversified Consumer Services 19499 36.95 0.64 56 INE503A01015 DCB Bank Ltd Banks 18205 29.41 0.51 57 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 3769 24.69 0.43 58 INE451A01017 Force Motors Ltd Auto 838 22.90 0.39 59 INE570D01018 Arrow Greentech Ltd Industrial Products 5944 19.17 0.33 60 INE141A01014 Oriental Bank of Commerce Banks 19890 18.22 0.31 61 INE301A01014 Raymond Ltd Textile Products 1761 15.81 0.27 Total for Equity & Equity Related 5749.08 99.05 (B) Money Market Instruments 1 CBLO 52.97 0.91 Total for Money Market Instruments 52.97 0.91 Cash and Other Net Current Assets 2.45 0.04 Grand Total 5804.50 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 10.5307 10.8807 10.4934 10.8008 Dividend 10.5307 10.8807 10.4934 10.8008d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 11.24%h) Repo in corporate debt Nil

SUNDARAM LONG TERM MICRO CAP TAX ADVANTAGE FUND SERIES V

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE048G01026 Navin Fluorine International Ltd Chemicals 24906 192.49 3.40 2 INE442H01029 Ashoka Buildcon Ltd Construction Project 75259 186.98 3.30 3 INE022I01019 Asian Granito India Ltd Construction 41124 185.94 3.28 4 INE227C01017 MM Forgings Ltd Industrial Products 16645 173.20 3.06 5 INE384A01010 Rane Holdings Ltd Finance 6703 163.48 2.88 6 INE805D01034 Sunteck Realty Ltd Construction 35510 151.02 2.67 7 INE136B01020 Cyient Ltd Software 21296 147.98 2.61 8 INE049A01027 Himatsingka Seide Ltd Textile Products 40248 140.65 2.48 9 INE220B01022 Kalpataru Power Transmission Ltd Power 28281 136.95 2.42 10 INE868B01028 NCC Ltd Construction Project 116379 136.80 2.41 11 INE386A01015 Vesuvius India Ltd Industrial Products 10300 134.73 2.38 12 INE834I01025 Khadim India Ltd Consumer Durables 18315 133.83 2.36 13 INE956G01038 VA Tech Wabag Ltd Engineering Services 27204 133.42 2.35 14 INE978A01027 Heritage Foods Ltd Consumer Non Durables 17398 121.44 2.14 15 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 1834 119.32 2.11 16 INE334L01012 Ujjivan Financial Services Ltd Finance 33452 115.56 2.04 17 INE296E01026 Rajapalayam Mills Ltd Textiles - Cotton 10405 113.74 2.01 18 INE302M01033 Prabhat Dairy Ltd Consumer Non Durables 74712 112.22 1.98 19 INE536A01023 Grindwell Norton Ltd Industrial Products 22133 111.72 1.97 20 INE884B01025 Kirloskar Ferrous Industries Ltd Ferrous Metals 130672 110.48 1.95 21 INE074A01025 Praj Industries Ltd Industrial Capital Goods 137450 110.37 1.95 22 INE976A01021 West Coast Paper Mills Ltd Paper 43743 104.44 1.84 23 INE287B01021 Subros Ltd Auto Ancillaries 35220 102.58 1.81 24 INE123W01016 SBI Life Insurance Company Ltd Finance 14649 99.36 1.75 25 INE934S01014 GNA Axles Ltd Auto Ancillaries 22088 96.64 1.71 26 INE614A01028 Ramco Industries Ltd Cement 41761 96.03 1.69 27 INE460H01021 Star Cement Ltd Cement 77859 90.39 1.60 28 INE296G01013 Muthoot Capital Services Ltd Finance 12020 89.78 1.58 29 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 13381 87.64 1.55 30 INE337A01034 LG Balakrishnan & Bros Ltd Auto Ancillaries 7657 81.09 1.43 31 INE670A01012 Tata Elxsi Ltd Software 8220 81.00 1.43 32 INE878B01027 KEI Industries Ltd Industrial Products 21032 80.97 1.43 33 INE705A01016 Vijaya Bank Banks 151904 79.07 1.40 34 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels, Resorts and Other Recreational Activities 25940 76.07 1.34 35 INE383A01012 The India Cements Ltd Cement 52696 74.70 1.32 36 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 12372 73.84 1.30 37 INE312H01016 INOX Leisure Ltd Media & Entertainment 26541 70.35 1.24 38 INE189B01011 INEOS Styrolution India Ltd Industrial Products 7905 67.75 1.20 39 INE612J01015 Repco Home Finance Ltd Finance 12030 67.65 1.19 40 INE451A01017 Force Motors Ltd Auto 2354 64.33 1.14 41 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 18961 61.93 1.09 42 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 42928 61.73 1.09 43 INE415A01038 HSIL Ltd Consumer Durables 16556 61.46 1.08 44 INE349A01021 NRB Bearing Ltd Industrial Products 39896 61.36 1.08 45 INE586B01026 Taj GVK Hotels & Resorts Ltd Hotels, Resorts and Other Recreational Activities 36855 60.68 1.07 46 INE578A01017 HeidelbergCEMENT India Ltd Cement 41098 58.52 1.03 47 INE611L01021 Indian Terrain Fashions Ltd Textile Products 32984 57.62 1.02 48 INE791I01019 Brigade Enterprises Ltd Construction 23383 57.44 1.01 49 INE498B01024 Shoppers Stop Ltd Retailing 10889 57.34 1.01 50 INE324L01013 R.P.P. Infra Projects Ltd Construction 19930 53.60 0.95 51 INE807K01035 S Chand and Company Ltd Media & Entertainment 12909 53.00 0.94 52 INE863B01011 Premier Explosives Ltd Chemicals 15555 52.05 0.92 53 INE743M01012 Orient Refractories Ltd Industrial Products 32373 51.57 0.91 54 INE264T01014 Capacit'e Infraprojects Ltd Construction 16933 51.23 0.90 55 INE301A01014 Raymond Ltd Textile Products 5619 50.44 0.89 56 INE613A01020 Rallis India Ltd Pesticides 21170 50.44 0.89 57 INE325C01035 Dollar Industries Ltd Textile Products 11778 45.83 0.81 58 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 59259 45.45 0.80 59 INE872A01014 SREI Infrastructure Finance Ltd Finance 42566 31.29 0.55 60 INE570D01018 Arrow Greentech Ltd Industrial Products 9050 29.18 0.51 61 INE503A01015 DCB Bank Ltd Banks 17764 28.70 0.51 62 INE573A01042 JK Tyre & Industries Ltd Auto Ancillaries 15104 24.61 0.43

63 INE141A01014 Oriental Bank of Commerce Banks 18849 17.27 0.30 64 INE201M01011 CL Educate Ltd Diversified Consumer Services 8235 15.61 0.28 65 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 2190 6.33 0.11 Total for Equity & Equity Related 5660.67 99.89 (B) Money Market Instruments 1 CBLO 11.99 0.21 Total for Money Market Instruments 11.99 0.21 Cash and Other Net Current Assets (5.91) (0.10) Grand Total 5666.75 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 10.0605 10.3460 10.0416 10.2826 Dividend 10.0605 10.3460 10.0416 10.2826d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 13.92%h) Repo in corporate debt Nil

SUNDARAM LONG TERM MICRO CAP TAX ADVANTAGE FUND SERIES VI

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE189B01011 INEOS Styrolution India Ltd Industrial Products 25568 219.13 4.30 2 INE048G01026 Navin Fluorine International Ltd Chemicals 22952 177.38 3.48 3 INE442H01029 Ashoka Buildcon Ltd Construction Project 71206 176.91 3.47 4 INE022I01019 Asian Granito India Ltd Construction 37163 168.03 3.30 5 INE227C01017 MM Forgings Ltd Industrial Products 15000 156.08 3.06 6 INE384A01010 Rane Holdings Ltd Finance 6229 151.92 2.98 7 INE220B01022 Kalpataru Power Transmission Ltd Power 29129 141.06 2.77 8 INE805D01034 Sunteck Realty Ltd Construction 32810 139.54 2.74 9 INE136B01020 Cyient Ltd Software 19268 133.88 2.63 10 INE049A01027 Himatsingka Seide Ltd Textile Products 37187 129.95 2.55 11 INE868B01028 NCC Ltd Construction Project 104864 123.27 2.42 12 INE834I01025 Khadim India Ltd Consumer Durables 16672 121.82 2.39 13 INE386A01015 Vesuvius India Ltd Industrial Products 9300 121.65 2.39 14 INE302M01033 Prabhat Dairy Ltd Consumer Non Durables 76170 114.41 2.25 15 INE956G01038 VA Tech Wabag Ltd Engineering Services 23000 112.80 2.21 16 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 1670 108.65 2.13 17 INE334L01012 Ujjivan Financial Services Ltd Finance 30344 104.82 2.06 18 INE884B01025 Kirloskar Ferrous Industries Ltd Ferrous Metals 119561 101.09 1.98 19 INE074A01025 Praj Industries Ltd Industrial Capital Goods 124211 99.74 1.96 20 INE978A01027 Heritage Foods Ltd Consumer Non Durables 14229 99.32 1.95 21 INE976A01021 West Coast Paper Mills Ltd Paper 39807 95.04 1.86 22 INE045A01017 Ador Welding Ltd Industrial Products 25078 93.72 1.84 23 INE287B01021 Subros Ltd Auto Ancillaries 31940 93.03 1.83 24 INE107A01015 Tamil Nadu Newsprint & Papers Ltd Paper 26445 91.99 1.81 25 INE614A01028 Ramco Industries Ltd Cement 38196 87.83 1.72 26 INE934S01014 GNA Axles Ltd Auto Ancillaries 20058 87.75 1.72 27 INE878B01027 KEI Industries Ltd Industrial Products 22423 86.33 1.69 28 INE296G01013 Muthoot Capital Services Ltd Finance 10980 82.01 1.61 29 INE460H01021 Star Cement Ltd Cement 69927 81.19 1.59 30 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 12267 80.34 1.58 31 INE337A01034 LG Balakrishnan & Bros Ltd Auto Ancillaries 7124 75.44 1.48 32 INE670A01012 Tata Elxsi Ltd Software 7612 75.00 1.47 33 INE705A01016 Vijaya Bank Banks 139124 72.41 1.42 34 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 11572 69.07 1.36 35 INE312H01016 INOX Leisure Ltd Media & Entertainment 24335 64.50 1.27 36 INE325C01035 Dollar Industries Ltd Textile Products 15030 58.49 1.15 37 INE415A01038 HSIL Ltd Consumer Durables 15303 56.80 1.11 38 INE349A01021 NRB Bearing Ltd Industrial Products 36417 56.01 1.10 39 INE451A01017 Force Motors Ltd Auto 2037 55.67 1.09 40 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 17026 55.61 1.09 41 INE498B01024 Shoppers Stop Ltd Retailing 10130 53.34 1.05 42 INE791I01019 Brigade Enterprises Ltd Construction 21686 53.27 1.05 43 INE612J01015 Repco Home Finance Ltd Finance 9431 53.04 1.04 44 INE586B01026 Taj GVK Hotels & Resorts Ltd Hotels, Resorts and Other Recreational Activities 32152 52.94 1.04 45 INE611L01021 Indian Terrain Fashions Ltd Textile Products 30096 52.58 1.03 46 INE503A01015 DCB Bank Ltd Banks 32083 51.83 1.02 47 INE863B01011 Premier Explosives Ltd Chemicals 15046 50.34 0.99 48 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels, Resorts and Other Recreational Activities 17135 50.25 0.99 49 INE578A01017 HeidelbergCEMENT India Ltd Cement 34727 49.45 0.97 50 INE325A01013 Timken India Ltd Industrial Products 6946 49.00 0.96 51 INE324L01013 R.P.P. Infra Projects Ltd Construction 17996 48.40 0.95 52 INE264T01014 Capacit'e Infraprojects Ltd Construction 15702 47.51 0.93 53 INE405A01021 Ultramarine & Pigments Ltd Chemicals 16648 45.77 0.90 54 INE807K01035 S Chand and Company Ltd Media & Entertainment 10966 45.02 0.88 55 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 52000 39.88 0.78 56 INE872A01014 SREI Infrastructure Finance Ltd Finance 37652 27.67 0.54 57 INE573A01042 JK Tyre & Industries Ltd Auto Ancillaries 14927 24.32 0.48 58 INE570D01018 Arrow Greentech Ltd Industrial Products 5718 18.44 0.36 59 INE141A01014 Oriental Bank of Commerce Banks 17444 15.98 0.31 60 INE201M01011 CL Educate Ltd Diversified Consumer Services 7639 14.48 0.28 61 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 1960 5.67 0.11 Total for Equity & Equity Related 5068.89 99.47 (B) Money Market Instruments 1 CBLO 27.98 0.55 Total for Money Market Instruments 27.98 0.55 Cash and Other Net Current Assets (0.85) (0.02) Grand Total 5096.02 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 10.0550 9.9320 10.0550 9.8174 Dividend 10.0550 9.9320 10.0550 9.8174d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 9.09%h) Repo in corporate debt Nil

SUNDARAM BALANCED FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 264371 4986.30 5.48 2 INE009A01021 Infosys Ltd Software 410050 4640.95 5.10 3 INE001A01036 Housing Development Finance Corporation Ltd Finance 196621 3589.51 3.95 4 INE090A01021 ICICI Bank Ltd Banks 1266831 3526.22 3.88 5 INE002A01018 Reliance Industries Ltd Petroleum Products 314179 2773.26 3.05 6 INE860A01027 HCL Technologies Ltd Software 251113 2432.28 2.67 7 INE018A01030 Larsen & Toubro Ltd Construction Project 171714 2251.00 2.48 8 INE585B01010 Maruti Suzuki India Ltd Auto 22534 1996.76 2.20 9 INE237A01028 Kotak Mahindra Bank Ltd Banks 173089 1813.63 1.99 10 INE123W01016 SBI Life Insurance Company Ltd Finance 259090 1757.28 1.93 11 INE180K01011 Bharat Financial Inclusion Ltd Finance 155081 1701.01 1.87 12 INE397D01024 Bharti Airtel Ltd Telecom - Services 408190 1627.45 1.79 13 INE733E01010 NTPC Ltd Power 900000 1527.30 1.68 14 INE030A01027 Hindustan Unilever Ltd Consumer Non Durables 111993 1493.26 1.64 15 INE615P01015 Quess Corp Ltd Commercial Services 144206 1482.44 1.63 16 INE296A01024 Bajaj Finance Ltd Finance 81955 1448.60 1.59 17 INE154A01025 ITC Ltd Consumer Non Durables 556048 1420.70 1.56 18 INE481G01011 Ultratech Cement Ltd Cement 35716 1410.78 1.55 19 INE101A01026 Mahindra & Mahindra Ltd Auto 160000 1182.24 1.30 20 INE467B01029 Tata Consultancy Services Ltd Software 38377 1093.42 1.20 21 INE226A01021 Voltas Ltd Construction Project 162807 1010.87 1.11 22 INE669C01036 Tech Mahindra Ltd Software 155000 989.99 1.09

23 INE647O01011 Aditya Birla Fashion and Retail Ltd Retailing 655809 989.29 1.09 24 INE795G01014 HDFC Standard Life Insurance Company Ltd Finance 204395 928.87 1.02 25 INE298A01020 Cummins India Ltd Industrial Products 130000 910.33 1.00 26 INE668F01031 Jyothy Laboratories Ltd Consumer Non Durables 226332 895.94 0.99 27 INE503A01015 DCB Bank Ltd Banks 554493 895.78 0.99 28 INE158A01026 Hero MotoCorp Ltd Auto 25000 885.70 0.97 29 INE155A01022 Tata Motors Ltd Auto 270000 882.50 0.97 30 INE021A01026 Asian Paints Ltd Consumer Non Durables 78268 876.91 0.96 31 INE850D01014 Godrej Agrovet Ltd Consumer Non Durables 134730 859.31 0.94 32 INE102D01028 Godrej Consumer Products Ltd Consumer Non Durables 75000 820.24 0.90 33 INE769A01020 Aarti Industries Ltd Chemicals 70135 804.31 0.88 34 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 454864 803.29 0.88 35 INE007A01025 CRISIL Ltd Finance 42500 800.89 0.88 36 INE192R01011 Avenue Supermarts Ltd Retailing 58972 781.26 0.86 37 INE545U01014 Bandhan Bank Ltd Banks 160000 750.48 0.83 38 INE062A01020 State Bank of India Banks 300000 749.70 0.82 39 INE285J01010 Security and Intelligence Services (India) Ltd Commercial Services 64800 726.96 0.80 40 INE347G01014 Petronet LNG Ltd Gas 310000 715.95 0.79 41 INE205A01025 Vedanta Ltd Non - Ferrous Metals 252190 700.71 0.77 42 INE513A01014 Schaeffler India Ltd Industrial Products 13262 689.78 0.76 43 INE917I01010 Bajaj Auto Ltd Auto 25000 686.18 0.75 44 INE200M01013 Varun Beverages Ltd Consumer Non Durables 102000 641.99 0.71 45 INE628A01036 UPL Ltd Pesticides 66500 485.62 0.53 46 INE152A01029 Thermax Ltd Industrial Capital Goods 38117 432.48 0.48 Sub Total 64869.67 71.33 (b) Derivative 1 ITC Ltd Apr 2018 Stock Futures 636000 1633.88 1.80 2 State Bank of India Apr 2018 Stock Futures 180000 452.16 0.50 3 ICICI Bank Ltd Apr 2018 Stock Futures (178750) (500.05) (0.55)4 UltraTech Cement Ltd Apr 2018 Stock Futures (14000) (554.43) (0.61) Sub Total 1031.56 1.14 Total for Equity & Equity Related 65901.23 72.47 (B) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE062A08140 State Bank of India - 8.39% - 25/10/2021 CRISIL AA+ 200 1986.83 2.18 2 INE062A08157 State Bank of India - 8.15% - 02/08/2022** CRISIL AA+ 200 1968.16 2.16 3 INE040A08377 HDFC Bank Ltd - 8.85% - 12/05/2022 CRISIL AA+ 150 1511.82 1.66 4 INE514E08FL5 Export Import Bank of India - 8.6% - 31/03/2022 CRISIL AA+ 150 1495.10 1.64 5 INE238A08443 Axis Bank Ltd - 8.75% - 28/06/2022** CRISIL AA+ 150 1486.20 1.63 6 INE020B08872 Rural Electrification Corporation Ltd - 8.44% - 04/12/2021** CRISIL AAA 100 1025.09 1.13 7 INE090A08TW2 ICICI Bank Ltd - 9.2% - 17/03/2022** ICRA AA+ 100 1007.72 1.11 8 INE115A07DZ6 LIC Housing Finance Ltd - 8.34% - 28/05/2018** CRISIL AAA 100 1001.43 1.10 9 INE084A08102 Bank of India - 9.95% - 15/03/2022** CRISIL A+ 100 997.60 1.10 10 INE160A08118 Punjab National Bank - 9.21% - 29/03/2022** BWR AA 100 990.10 1.09 11 INE028A08117 Bank of Baroda - 8.65% - 11/08/2022** CRISIL AA+ 100 986.68 1.09 12 INE528G08394 Yes Bank Ltd - 9% - 18/10/2022** ICRA AA 100 978.84 1.08 13 INE115A07CY1 LIC Housing Finance Ltd - 9.3% - 14/09/2022** CRISIL AAA 50 521.27 0.57 14 INE134E08IM4 Power Finance Corporation Ltd - 7.4% - 30/09/2021** CRISIL AAA 50 494.73 0.54 15 INE134E07513 Power Finance Corporation Ltd - 9.69% - 02/03/2019** CRISIL AAA 38 387.36 0.43 16 INE774D07JG1 Mahindra & Mahindra Financial Services Ltd - 9.25% - 20/04/2018** CRISIL AA+ 26 260.10 0.29 17 INE528G08246 Yes Bank Ltd - 9.9% - 31/10/2022** ICRA AA+ 20 211.77 0.23 18 INE476M07131 L&T Housing Finance Ltd - 9.79% - 28/06/2019** ICRA AA+ 8 203.85 0.22 19 INE020B07HY0 Rural Electrification Corporation Ltd - 9.38% - 06/11/2018 CRISIL AAA 15 151.55 0.17 Sub Total 17666.20 19.43 (b) Privately Placed / Unlisted 1 INE909H08253 TMF Holdings Ltd - 24/01/2020** CRISIL AA 220 2425.01 2.67 2 INE721A07NR7 Shriram Transport Finance Company Ltd - 8.45% - 27/03/2020** IND AA+ 50 500.83 0.55 3 INE094O08037 Daimler Financial Services India P Ltd - 8.05% - 13/12/2018** IND AAA 50 499.87 0.55 4 INE895D07479 Tata Sons Ltd - 9.25% - 19/06/2019** CRISIL AAA 33 334.56 0.37 Sub Total 3760.26 4.13 (c) Govt Security 1 IN0020020171 6.35% Central Government Securities 02/01/2020 Sovereign 26100 25.93 0.03 Sub Total 25.93 0.03 Total for Debt Instruments 21452.38 23.59 (C) Money Market Instruments 1 CBLO 704.54 0.77 Total for Money Market Instruments 704.54 0.77 (D) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 5466422.5 2002.64 2.20 Total for Mutual Fund Units 2002.64 2.20 Margin Money For Derivatives 936.48 1.03 Cash and Other Net Current Assets (58.77) (0.06) Grand Total 90938.50 100.00**Thinly traded / Non Traded SecuritiesNotesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 81.1250 85.4385 79.0777 82.5537 Dividend 15.6350 15.6145 15.1505 14.9676d) Dividend declared during the period (` per unit) 0.855e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 61.01%h) Repo in corporate debt Nil

SUNDARAM SELECT MID CAP

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE331A01037 The Ramco Cements Ltd Cement 3275208 23704.32 3.95 2 INE105A01035 Sundaram Clayton Ltd Auto Ancillaries 432488 20831.87 3.47 3 INE849A01020 Trent Ltd Retailing 5147541 17761.59 2.96 4 INE615P01015 Quess Corp Ltd Commercial Services 1535381 15783.72 2.63 5 INE513A01014 Schaeffler India Ltd Industrial Products 290000 15083.34 2.51 6 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 87149 14764.87 2.46 7 INE034A01011 Arvind Ltd Textile Products 3642377 13948.48 2.32 8 INE342J01019 Wabco India Ltd Auto Ancillaries 168102 13331.83 2.22 9 INE647A01010 SRF Ltd Textile Products 675000 13197.26 2.20 10 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 872346 12652.94 2.11 11 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 5873143 12612.57 2.10 12 INE868B01028 NCC Ltd Construction Project 10623492 12487.91 2.08 13 INE302A01020 Exide Industries Ltd Auto Ancillaries 5580266 12435.62 2.07 14 INE203G01027 Indraprastha Gas Ltd Gas 4385765 12256.02 2.04 15 INE334L01012 Ujjivan Financial Services Ltd Finance 3203859 11067.73 1.84 16 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 4888373 10710.43 1.78 17 INE171A01029 The Federal Bank Ltd Banks 11780768 10508.45 1.75 18 INE325A01013 Timken India Ltd Industrial Products 1450012 10229.11 1.70 19 INE716A01013 Whirlpool of India Ltd Consumer Durables 664844 10040.81 1.67 20 INE007A01025 CRISIL Ltd Finance 524983 9893.04 1.65 21 INE192A01025 Tata Global Beverages Ltd Consumer Non Durables 3790000 9806.63 1.63 22 INE503A01015 DCB Bank Ltd Banks 5985602 9669.74 1.61 23 INE562A01011 Indian Bank Banks 3128740 9379.96 1.56 24 INE472A01039 Blue Star Ltd Consumer Durables 1230000 9292.04 1.55 25 INE530B01024 IIFL Holdings Ltd Finance 1299824 9172.86 1.53 26 INE152A01029 Thermax Ltd Industrial Capital Goods 777911 8826.18 1.47 27 INE092A01019 Tata Chemicals Ltd Chemicals 1268688 8590.92 1.43 28 INE169A01031 Coromandel International Ltd Fertilisers 1627029 8544.34 1.42 29 INE285J01010 Security and Intelligence Services (India) Ltd Commercial Services 740000 8301.69 1.38 30 INE548C01032 Emami Ltd Consumer Non Durables 761875 8143.30 1.36 31 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 1757346 8140.91 1.36 32 INE536A01023 Grindwell Norton Ltd Industrial Products 1598210 8066.96 1.34 33 INE180A01020 Max Financial Services Ltd Finance 1733424 7860.21 1.31

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2018 (Page 3)

34 INE437A01024 Apollo Hospitals Enterprise Ltd Healthcare Services 725242 7721.29 1.29 35 INE415A01038 HSIL Ltd Consumer Durables 2080000 7720.96 1.29 36 INE179A01014 Procter & Gamble Hygiene and Health Care Ltd Consumer Non Durables 80000 7644.60 1.27 37 INE117A01022 ABB India Ltd Industrial Capital Goods 578411 7488.40 1.25 38 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 3353000 7450.37 1.24 39 INE055A01016 Century Textiles & Industries Ltd Cement 646836 7390.75 1.23 40 INE668F01031 Jyothy Laboratories Ltd Consumer Non Durables 1846500 7309.37 1.22 41 INE722A01011 Shriram City Union Finance Ltd Finance 337602 7196.16 1.20 42 INE246F01010 Gujarat State Petronet Ltd Gas 3719326 7048.12 1.17 43 INE356A01018 MphasiS Ltd Software 810000 6785.78 1.13 44 INE491A01021 City Union Bank Ltd Banks 3850000 6639.33 1.11 45 INE200M01013 Varun Beverages Ltd Consumer Non Durables 1012510 6372.74 1.06 46 INE462A01022 Bayer Cropscience Ltd Pesticides 150035 6345.21 1.06 47 INE036D01028 Karur Vysya Bank Ltd Banks 6200000 6227.90 1.04 48 INE010V01017 L&T Technology Services Ltd Software 500000 6178.00 1.03 49 INE424H01027 SUN TV Network Ltd Media & Entertainment 725180 6153.88 1.03 50 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 2040069 5898.86 0.98 51 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd Consumer Non Durables 95500 5825.60 0.97 52 INE914M01019 Aster DM Healthcare Ltd Healthcare Services 3425058 5815.75 0.97 53 INE199G01027 Jagran Prakashan Ltd Media & Entertainment 3351670 5793.36 0.97 54 INE451A01017 Force Motors Ltd Auto 207766 5678.24 0.95 55 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels, Resorts and Other Recreational Activities 1929425 5658.04 0.94 56 INE389H01022 KEC International Ltd Construction Project 1378051 5370.95 0.89 57 INE191H01014 PVR Ltd Media & Entertainment 441081 5360.24 0.89 58 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 417873 5107.24 0.85 59 INE780C01023 JM Financial Ltd Finance 3920000 5048.96 0.84 60 INE647O01011 Aditya Birla Fashion and Retail Ltd Retailing 3268763 4930.93 0.82 61 INE763G01038 ICICI Securities Ltd Finance 903868 4700.11 0.78 62 INE298A01020 Cummins India Ltd Industrial Products 666997 4670.65 0.78 63 INE987B01026 Natco Pharma Ltd Pharmaceuticals 551400 4155.63 0.69 64 INE230A01023 EIH Ltd Hotels, Resorts and Other Recreational Activities 2583673 4110.62 0.68 65 INE939A01011 Strides Shasun Ltd Pharmaceuticals 513149 3433.74 0.57 66 INE769A01020 Aarti Industries Ltd Chemicals 205748 2359.52 0.39 Total for Equity & Equity Related 582688.91 97.08 (B) Money Market Instruments 1 CBLO 2143.59 0.36 Total for Money Market Instruments 2143.59 0.36 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 35531746.25 13017.16 2.17 Total for Mutual Fund Units 13017.16 2.17 Cash and Other Net Current Assets 2351.95 0.39 Grand Total 600201.61 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Institutional Plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 494.9562 510.6532 505.2045 521.2259 483.2741 496.7138 Dividend 42.0267 39.3702 37.4433 34.6403 40.8553 38.0040d) Dividend declared during the period (` per unit) 4.00e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 20.53%h) Repo in corporate debt Nil

SUNDARAM S.M.I.L.E. FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE384A01010 Rane Holdings Ltd Finance 242780 5921.28 4.63 2 INE048G01026 Navin Fluorine International Ltd Chemicals 700101 5410.73 4.23 3 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 2086413 4636.01 3.63 4 INE823G01014 JK Cement Ltd Cement 454856 4617.02 3.61 5 INE978A01027 Heritage Foods Ltd Consumer Non Durables 600000 4188.00 3.28 6 INE442H01029 Ashoka Buildcon Ltd Construction Project 1643858 4084.17 3.20 7 INE049A01027 Himatsingka Seide Ltd Textile Products 1130967 3952.16 3.09 8 INE349A01021 NRB Bearing Ltd Industrial Products 2533486 3896.50 3.05 9 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 1189902 3886.22 3.04 10 INE195J01029 PNC Infratech Ltd Construction 2088847 3663.84 2.87 11 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 52619 3423.50 2.68 12 INE503A01015 DCB Bank Ltd Banks 2103000 3397.40 2.66 13 INE220B01022 Kalpataru Power Transmission Ltd Power 697866 3379.42 2.65 14 INE415A01038 HSIL Ltd Consumer Durables 900000 3340.80 2.61 15 INE337A01034 LG Balakrishnan & Bros Ltd Auto Ancillaries 306970 3250.81 2.54 16 INE686A01026 ITD Cementation India Ltd Construction 2064037 3245.70 2.54 17 INE325A01013 Timken India Ltd Industrial Products 445673 3144.00 2.46 18 INE383A01012 The India Cements Ltd Cement 2131404 3021.27 2.36 19 INE074A01025 Praj Industries Ltd Industrial Capital Goods 3674639 2950.74 2.31 20 INE578A01017 HeidelbergCEMENT India Ltd Cement 2067096 2943.54 2.30 21 INE614A01028 Ramco Industries Ltd Cement 1250500 2875.52 2.25 22 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 469220 2800.54 2.19 23 INE142I01023 Take Solutions Ltd Software 1467441 2401.47 1.88 24 INE791I01019 Brigade Enterprises Ltd Construction 942882 2316.19 1.81 25 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 1106726 2102.23 1.65 26 INE312H01016 INOX Leisure Ltd Media & Entertainment 785072 2080.83 1.63 27 INE939A01011 Strides Shasun Ltd Pharmaceuticals 295000 1973.99 1.55 28 INE264T01014 Capacit'e Infraprojects Ltd Construction 629306 1903.97 1.49 29 INE098F01023 Amrutanjan Health Care Ltd Pharmaceuticals 347253 1877.60 1.47 30 INE834I01025 Khadim India Ltd Consumer Durables 256780 1876.29 1.47 31 INE999A01015 KSB Pumps Ltd Industrial Products 231367 1845.50 1.44 32 INE036D01028 Karur Vysya Bank Ltd Banks 1807480 1815.61 1.42 33 INE613A01020 Rallis India Ltd Pesticides 757166 1803.95 1.41 34 INE852F01015 Gateway Distriparks Ltd Transportation 1017483 1778.05 1.39 35 INE295F01017 Butterfly Gandhimathi Appliances Ltd Consumer Durables 340000 1762.73 1.38 36 INE022I01019 Asian Granito India Ltd Construction 367557 1661.91 1.30 37 INE586B01026 Taj GVK Hotels & Resorts Ltd Hotels, Resorts and Other Recreational Activities 995522 1639.13 1.28 38 INE460H01021 Star Cement Ltd Cement 1332778 1547.36 1.21 39 INE891D01026 Redington (India) Ltd Transportation 1042076 1529.77 1.20 40 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 504450 1458.62 1.14 41 INE301A01014 Raymond Ltd Textile Products 159153 1428.80 1.12 42 INE246B01019 Ramco Systems Ltd Software 370000 1314.24 1.03 43 INE278H01035 Sandhar Technologies Ltd Auto Ancillaries 342941 1138.56 0.89 44 INE956G01038 VA Tech Wabag Ltd Engineering Services 231172 1133.78 0.89 45 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 1349184 1034.82 0.81 46 INE872A01014 SREI Infrastructure Finance Ltd Finance 1341241 985.81 0.77 47 INE713T01010 Apollo Micro Systems Ltd Industrial Capital Goods 364000 892.16 0.70 48 INE705A01016 Vijaya Bank Banks 1711428 890.80 0.70 49 INE551A01022 Hindustan Dorr-Oliver Ltd Engineering Services 899774 39.14 0.03 Total for Equity & Equity Related 124262.46 97.26 (B) Money Market Instruments 1 CBLO 758.50 0.59 Total for Money Market Instruments 758.50 0.59 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 7926312.625 2903.83 2.27 Total for Mutual Fund Units 2903.83 2.27 Cash and Other Net Current Assets (160.72) (0.12) Grand Total 127764.07 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Institutional Plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 97.2812 101.1436 99.3264 103.2691 95.0939 98.4872 Dividend 24.7558 23.2841 25.4299 23.9851 24.0499 22.4553d) Dividend declared during the period (` per unit) 2.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 11.84%h) Repo in corporate debt Nil

SUNDARAM SELECT FOCUS

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 309327 5834.22 8.52 2 INE009A01021 Infosys Ltd Software 442721 5010.72 7.32 3 INE090A01021 ICICI Bank Ltd Banks 1781220 4958.03 7.24 4 INE001A01036 Housing Development Finance Corporation Ltd Finance 268769 4906.65 7.16 5 INE002A01018 Reliance Industries Ltd Petroleum Products 405010 3575.02 5.22 6 INE154A01025 ITC Ltd Consumer Non Durables 1274791 3257.09 4.76 7 INE860A01027 HCL Technologies Ltd Software 305710 2961.11 4.32 8 INE095A01012 IndusInd Bank Ltd Banks 158051 2839.78 4.15 9 INE018A01030 Larsen & Toubro Ltd Construction Project 190399 2495.94 3.64 10 INE585B01010 Maruti Suzuki India Ltd Auto 25960 2300.34 3.36 11 INE237A01028 Kotak Mahindra Bank Ltd Banks 214590 2248.47 3.28 12 INE615P01015 Quess Corp Ltd Commercial Services 203876 2095.85 3.06 13 INE397D01024 Bharti Airtel Ltd Telecom - Services 507488 2023.35 2.95 14 INE070A01015 Shree Cement Ltd Cement 9782 1584.34 2.31 15 INE733E01010 NTPC Ltd Power 912602 1548.69 2.26 16 INE030A01027 Hindustan Unilever Ltd Consumer Non Durables 112362 1498.18 2.19 17 INE123W01016 SBI Life Insurance Company Ltd Finance 219708 1490.17 2.18 18 INE467B01029 Tata Consultancy Services Ltd Software 50805 1447.51 2.11 19 INE101A01026 Mahindra & Mahindra Ltd Auto 184949 1366.59 2.00 20 INE296A01024 Bajaj Finance Ltd Finance 75184 1328.91 1.94 21 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 302963 1295.02 1.89 22 INE205A01025 Vedanta Ltd Non - Ferrous Metals 440364 1223.55 1.79 23 INE716A01013 Whirlpool of India Ltd Consumer Durables 75602 1141.78 1.67 24 IN9155A01020 Tata Motors Ltd - DVR Auto 574594 1053.23 1.54 25 INE226A01021 Voltas Ltd Construction Project 161374 1001.97 1.46 26 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 517852 914.53 1.34 27 INE021A01026 Asian Paints Ltd Consumer Non Durables 78235 876.54 1.28 28 INE158A01026 Hero MotoCorp Ltd Auto 23893 846.48 1.24 29 INE298A01020 Cummins India Ltd Industrial Products 113088 791.90 1.16 30 INE545U01014 Bandhan Bank Ltd Banks 160000 750.48 1.10 31 INE795G01014 HDFC Standard Life Insurance Company Ltd Finance 157450 715.53 1.04 Sub Total 65381.96 95.46 (b) Derivative 1 State Bank of India Apr 2018 Stock Futures 390000 979.68 1.43 2 ITC Ltd Apr 2018 Stock Futures 240000 616.56 0.90 3 ICICI Bank Ltd Apr 2018 Stock Futures (220000) (615.45) (0.90) Sub Total 980.79 1.43 Total for Equity & Equity Related 66362.75 96.89 (B) Money Market Instruments 1 CBLO 485.68 0.71 Total for Money Market Instruments 485.68 0.71 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 3553174.625 1301.72 1.90 Total for Mutual Fund Units 1301.72 1.90 Margin Money For Derivatives 918.11 1.34 Cash and Other Net Current Assets (574.49) (0.84) Grand Total 68493.77 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Institutional Plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 157.8136 165.1664 161.3048 168.8180 154.5342 160.3504 Dividend 13.8584 13.2607 14.0669 13.4834 13.5370 12.8051d) Dividend declared during the period (` per unit) 1.25e) Total outstanding exposure in derivative instruments at the end of the period As Per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 24.99%h) Repo in corporate debt Nil

SUNDARAM RURAL INDIA FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE101A01026 Mahindra & Mahindra Ltd Auto 1508124 11143.53 4.73 2 INE030A01027 Hindustan Unilever Ltd Consumer Non Durables 809353 10791.51 4.58 3 INE154A01025 ITC Ltd Consumer Non Durables 3253058 8311.56 3.53 4 INE628A01036 UPL Ltd Pesticides 1121881 8192.54 3.48 5 INE868B01028 NCC Ltd Construction Project 5100000 5995.05 2.55 6 INE978A01027 Heritage Foods Ltd Consumer Non Durables 825144 5759.51 2.45 7 INE062A01020 State Bank of India Banks 2114265 5283.55 2.24 8 INE216A01022 Britannia Industries Ltd Consumer Non Durables 102990 5119.22 2.17 9 INE334L01012 Ujjivan Financial Services Ltd Finance 1433346 4951.49 2.10 10 INE585B01010 Maruti Suzuki India Ltd Auto 55000 4873.61 2.07 11 INE331A01037 The Ramco Cements Ltd Cement 629527 4556.20 1.93 12 INE021A01026 Asian Paints Ltd Consumer Non Durables 402672 4511.54 1.92 13 INE092A01019 Tata Chemicals Ltd Chemicals 665000 4503.05 1.91 14 INE192A01025 Tata Global Beverages Ltd Consumer Non Durables 1722449 4456.84 1.89 15 INE047A01021 Grasim Industries Ltd Cement 421643 4431.05 1.88 16 INE544R01013 Greenlam Industries Ltd Consumer Durables 369523 4426.15 1.88 17 INE491A01021 City Union Bank Ltd Banks 2500000 4311.25 1.83 18 INE012A01025 ACC Ltd Cement 280000 4221.00 1.79 19 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 1872000 4159.58 1.77 20 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 700000 4028.50 1.71 21 INE158A01026 Hero MotoCorp Ltd Auto 113355 4015.94 1.71 22 INE102D01028 Godrej Consumer Products Ltd Consumer Non Durables 363623 3976.76 1.69 23 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 817681 3787.91 1.61 24 INE259A01022 Colgate Palmolive (India) Ltd Consumer Non Durables 344703 3643.17 1.55 25 INE179A01014 Procter & Gamble Hygiene and Health Care Ltd Consumer Non Durables 36874 3523.59 1.50 26 INE613A01020 Rallis India Ltd Pesticides 1408216 3355.07 1.42 27 INE239A01016 Nestle India Ltd Consumer Non Durables 40000 3281.42 1.39 28 INE498L01015 L&T Finance Holdings Ltd Finance 2080119 3267.87 1.39 29 INE016A01026 Dabur India Ltd Consumer Non Durables 950000 3119.80 1.32 30 INE133A01011 Akzo Nobel India Ltd Consumer Non Durables 172000 3078.03 1.31 31 INE383A01012 The India Cements Ltd Cement 2150099 3047.77 1.29 32 INE123W01016 SBI Life Insurance Company Ltd Finance 447492 3035.11 1.29 33 INE545U01014 Bandhan Bank Ltd Banks 613360 2876.97 1.22 34 INE085A01013 Chambal Fertilizers & Chemicals Ltd Fertilisers 1700000 2799.05 1.19 35 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 1924376 2767.25 1.18 36 INE318A01026 Pidilite Industries Ltd Chemicals 296571 2721.93 1.16 37 INE169A01031 Coromandel International Ltd Fertilisers 500000 2625.75 1.12 38 INE765G01017 ICICI Lombard General Insurance Company Ltd Finance 328956 2611.42 1.11 39 INE026A01025 Gujarat State Fertilizers & Chemicals Ltd Fertilisers 2256388 2574.54 1.09 40 INE472A01039 Blue Star Ltd Consumer Durables 335596 2535.26 1.08 41 INE612J01015 Repco Home Finance Ltd Finance 430000 2418.11 1.03 42 INE260B01028 Godfrey Phillips India Ltd Consumer Non Durables 292000 2398.05 1.02 43 INE049A01027 Himatsingka Seide Ltd Textile Products 664675 2322.71 0.99 44 INE563J01010 Astec LifeSciences Ltd Pesticides 399922 2321.55 0.99 45 INE048G01026 Navin Fluorine International Ltd Chemicals 300000 2318.55 0.98 46 INE462A01022 Bayer Cropscience Ltd Pesticides 53963 2282.18 0.97 47 INE196A01026 Marico Ltd Consumer Non Durables 684980 2233.38 0.95 48 INE200M01013 Varun Beverages Ltd Consumer Non Durables 354045 2228.36 0.95 49 INE850D01014 Godrej Agrovet Ltd Consumer Non Durables 348118 2220.30 0.94 50 INE113A01013 Gujarat Narmada Valley Fertilizers and Chemicals Ltd Chemicals 608698 2215.36 0.94 51 INE274B01011 Monsanto India Ltd Pesticides 80000 2207.32 0.94 52 INE348L01012 MAS Financial Services Ltd Finance 342010 2028.29 0.86 53 INE031A01017 Housing & Urban Development Corporation Ltd Finance 3000000 1989.00 0.84 54 INE175A01038 Jain Irrigation Systems Ltd Industrial Products 1820994 1938.45 0.82 55 INE722A01011 Shriram City Union Finance Ltd Finance 90500 1929.05 0.82 56 INE690A01010 TTK Prestige Ltd Consumer Durables 31000 1917.06 0.81 57 INE499A01024 DCM Shriram Ltd Consumer Non Durables 450000 1909.13 0.81 58 INE764D01017 V.S.T Tillers Tractors Ltd Auto 75152 1889.10 0.80 59 INE460H01021 Star Cement Ltd Cement 1620558 1881.47 0.80 60 INE107A01015 Tamil Nadu Newsprint & Papers Ltd Paper 510442 1775.57 0.75 61 INE716A01013 Whirlpool of India Ltd Consumer Durables 117328 1771.95 0.75 62 INE176A01028 Bata India Ltd Consumer Durables 198651 1450.05 0.62 63 INE070I01018 Insecticides (India) Ltd Pesticides 210000 1443.54 0.61 64 INE119A01028 Balrampur Chini Mills Ltd Consumer Non Durables 1835001 1388.18 0.59 65 INE323C01030 Indian Hume Pipe Company Ltd Construction Project 80637 252.03 0.11 Total for Equity & Equity Related 225400.00 95.72

(B) Money Market Instruments 1 CBLO 2247.52 0.95 Total for Money Market Instruments 2247.52 0.95 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 20499084.37 7509.90 3.19 Total for Mutual Fund Units 7509.90 3.19 Cash and Other Net Current Assets 320.35 0.14 Grand Total 235477.77 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Institutional Plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 41.3621 42.3336 - - 40.2803 41.0554Dividend 22.9094 20.9662 35.6400 33.9987 22.2330 20.1824d) Dividend declared during the period (` per unit) 2.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 7.93%h) Repo in corporate debt Nil

SUNDARAM EQUITY MULTIPLIER

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE002A01018 Reliance Industries Ltd Petroleum Products 175000 1544.73 4.58 2 INE040A01026 HDFC Bank Ltd Banks 80000 1508.88 4.47 3 INE062A01020 State Bank of India Banks 496341 1240.36 3.68 4 INE001A01036 Housing Development Finance Corporation Ltd Finance 65000 1186.64 3.52 5 INE018A01030 Larsen & Toubro Ltd Construction Project 90000 1179.81 3.50 6 INE009A01021 Infosys Ltd Software 90453 1023.75 3.03 7 INE868B01028 NCC Ltd Construction Project 851067 1000.43 2.97 8 INE280A01028 Titan Company Ltd Consumer Durables 103540 975.66 2.89 9 INE615P01015 Quess Corp Ltd Commercial Services 94850 975.06 2.89 10 INE467B01029 Tata Consultancy Services Ltd Software 31173 888.17 2.63 11 INE101A01026 Mahindra & Mahindra Ltd Auto 115519 853.57 2.53 12 INE296A01024 Bajaj Finance Ltd Finance 45926 811.77 2.41 13 INE498L01015 L&T Finance Holdings Ltd Finance 505000 793.36 2.35 14 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 350000 766.85 2.27 15 INE090A01021 ICICI Bank Ltd Banks 253000 704.23 2.09 16 INE585B01010 Maruti Suzuki India Ltd Auto 7770 688.51 2.04 17 INE237A01028 Kotak Mahindra Bank Ltd Banks 65000 681.07 2.02 18 INE226A01021 Voltas Ltd Construction Project 109013 676.86 2.01 19 INE230A01023 EIH Ltd Hotels, Resorts and Other Recreational Activities 409213 651.06 1.93 20 INE530B01024 IIFL Holdings Ltd Finance 90951 641.84 1.90 21 INE200M01013 Varun Beverages Ltd Consumer Non Durables 98216 618.17 1.83 22 INE030A01027 Hindustan Unilever Ltd Consumer Non Durables 45000 600.01 1.78 23 INE726G01019 ICICI Prudential Life Insurance Company Ltd Finance 148286 576.24 1.71 24 INE267A01025 Hindustan Zinc Ltd Non - Ferrous Metals 159486 479.34 1.42 25 INE179A01014 Procter & Gamble Hygiene and Health Care Ltd Consumer Non Durables 5000 477.79 1.42 26 INE331A01037 The Ramco Cements Ltd Cement 64929 469.92 1.39 27 INE481G01011 Ultratech Cement Ltd Cement 11658 460.49 1.37 28 INE669C01036 Tech Mahindra Ltd Software 70000 447.09 1.33 29 INE070A01015 Shree Cement Ltd Cement 2721 440.71 1.31 30 INE769A01020 Aarti Industries Ltd Chemicals 36957 423.82 1.26 31 INE503A01015 DCB Bank Ltd Banks 250000 403.88 1.20 32 INE285J01010 Security and Intelligence Services (India) Ltd Commercial Services 33000 370.21 1.10 33 INE463A01038 Berger Paints (I) Ltd Consumer Non Durables 143845 369.25 1.09 34 INE180K01011 Bharat Financial Inclusion Ltd Finance 33100 363.06 1.08 35 INE180A01020 Max Financial Services Ltd Finance 75000 340.09 1.01 36 INE647A01010 SRF Ltd Textile Products 17051 333.37 0.99 37 INE192R01011 Avenue Supermarts Ltd Retailing 25000 331.20 0.98 38 INE765G01017 ICICI Lombard General Insurance Company Ltd Finance 41675 330.84 0.98 39 INE513A01014 Schaeffler India Ltd Industrial Products 6000 312.07 0.93 40 INE123W01016 SBI Life Insurance Company Ltd Finance 46000 312.00 0.92 41 INE092A01019 Tata Chemicals Ltd Chemicals 46000 311.49 0.92 42 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 57100 305.83 0.91 43 INE914M01019 Aster DM Healthcare Ltd Healthcare Services 180088 305.79 0.91 44 INE647O01011 Aditya Birla Fashion and Retail Ltd Retailing 200000 301.70 0.89 45 INE203G01027 Indraprastha Gas Ltd Gas 100000 279.45 0.83 46 INE628A01036 UPL Ltd Pesticides 35000 255.59 0.76 47 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 140000 247.24 0.73 48 INE238A01034 Axis Bank Ltd Banks 40000 204.20 0.61 49 IN9081A01010 Tata Steel Ltd - Partly Paid Shares Ferrous Metals 8400 11.81 0.03 Total for Equity & Equity Related 29475.19 87.38 (B) Money Market Instruments 1 CBLO 259.83 0.77 Total for Money Market Instruments 259.83 0.77 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 10932845 4005.28 11.87 Total for Mutual Fund Units 4005.28 11.87 Cash and Other Net Current Assets (6.50) (0.02) Grand Total 33733.80 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 30.6744 32.8625 29.8705 31.7203 Dividend 20.7459 19.2433 20.1019 18.3721d) Dividend declared during the period (` per unit) 3.00e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 47.78%h) Repo in corporate debt Nil

SUNDARAM EQUITY PLUS

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 12000 226.33 5.80 2 INE001A01036 Housing Development Finance Corporation Ltd Finance 11000 200.82 5.15 3 INE009A01021 Infosys Ltd Software 17200 194.67 4.99 4 INE002A01018 Reliance Industries Ltd Petroleum Products 22000 194.19 4.98 5 INE090A01021 ICICI Bank Ltd Banks 66875 186.15 4.77 6 INE018A01030 Larsen & Toubro Ltd Construction Project 13500 176.97 4.54 7 INE154A01025 ITC Ltd Consumer Non Durables 46465 118.72 3.04 8 INE467B01029 Tata Consultancy Services Ltd Software 3568 101.66 2.61 9 INE860A01027 HCL Technologies Ltd Software 10000 96.86 2.48 10 INE733E01010 NTPC Ltd Power 55000 93.34 2.39 11 INE585B01010 Maruti Suzuki India Ltd Auto 1000 88.61 2.27 12 INE062A01020 State Bank of India Banks 34325 85.78 2.20 13 INE030A01027 Hindustan Unilever Ltd Consumer Non Durables 6000 80.00 2.05 14 INE101A01026 Mahindra & Mahindra Ltd Auto 9000 66.50 1.70 15 INE397D01024 Bharti Airtel Ltd Telecom - Services 16000 63.79 1.64 16 IN9155A01020 Tata Motors Ltd - DVR Auto 32000 58.66 1.50 17 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 30000 52.98 1.36 18 INE237A01028 Kotak Mahindra Bank Ltd Banks 5000 52.39 1.34 19 INE238A01034 Axis Bank Ltd Banks 9000 45.95 1.18 20 INE021A01026 Asian Paints Ltd Consumer Non Durables 4000 44.82 1.15 21 INE129A01019 GAIL (India) Ltd Gas 13333 43.81 1.12 22 INE095A01012 IndusInd Bank Ltd Banks 2400 43.12 1.11 23 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 10000 42.75 1.10 24 INE481G01011 Ultratech Cement Ltd Cement 1077 42.54 1.09 25 INE917I01010 Bajaj Auto Ltd Auto 1400 38.43 0.98 26 INE075A01022 Wipro Ltd Software 13050 36.69 0.94 27 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 7101 35.16 0.90 28 INE522F01014 Coal India Ltd Minerals/Mining 8825 25.00 0.64 29 INE267A01025 Hindustan Zinc Ltd Non - Ferrous Metals 8000 24.04 0.62 30 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 4153 23.90 0.61 31 INE158A01026 Hero MotoCorp Ltd Auto 500 17.71 0.45 Total for Equity & Equity Related 2602.32 66.70 (B) Money Market Instruments 1 CBLO 23.98 0.61 Total for Money Market Instruments 23.98 0.61

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2018 (Page 4)

(C) Mutual Fund Units 1 INF732E01102 Reliance ETF Gold BeES Mutual Fund Units 32000 878.66 22.52 2 INF373I01049 Kotak Gold ETF Mutual Fund Units 80000 215.60 5.53 3 INF789F01059 UTI Gold ETF Mutual Fund Units 7000 191.79 4.92 Total for Mutual Fund Units 1286.05 32.97 Cash and Other Net Current Assets (11.03) (0.28) Grand Total 3901.32 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 15.2931 16.0118 14.7985 15.3762 Dividend 11.9314 11.9929 11.5046 11.4559d) Dividend declared during the period (` per unit) 0.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 6.40%h) Repo in corporate debt Nil

SUNDARAM FINANCIAL SERVICES OPPORTUNITIES FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 226795 4277.58 28.57 2 INE090A01021 ICICI Bank Ltd Banks 838583 2334.20 15.59 3 INE237A01028 Kotak Mahindra Bank Ltd Banks 143801 1506.75 10.06 4 INE062A01020 State Bank of India Banks 510685 1276.20 8.52 5 INE238A01034 Axis Bank Ltd Banks 187500 957.19 6.39 6 INE180K01011 Bharat Financial Inclusion Ltd Finance 70000 767.80 5.13 7 INE528G01027 Yes Bank Ltd Banks 150000 457.28 3.05 8 INE123W01016 SBI Life Insurance Company Ltd Finance 46983 318.66 2.13 9 INE530B01024 IIFL Holdings Ltd Finance 43490 306.91 2.05 10 INE028A01039 Bank of Baroda Banks 215000 305.95 2.04 11 INE763G01038 ICICI Securities Ltd Finance 57680 299.94 2.00 12 INE795G01014 HDFC Standard Life Insurance Company Ltd Finance 61452 279.27 1.87 13 INE503A01015 DCB Bank Ltd Banks 163473 264.09 1.76 14 INE180A01020 Max Financial Services Ltd Finance 50000 226.73 1.51 15 INE780C01023 JM Financial Ltd Finance 155000 199.64 1.33 16 INE705A01016 Vijaya Bank Banks 365000 189.98 1.27 17 INE765G01017 ICICI Lombard General Insurance Company Ltd Finance 21450 170.28 1.14 18 INE612J01015 Repco Home Finance Ltd Finance 28145 158.27 1.06 19 INE007A01025 CRISIL Ltd Finance 8000 150.76 1.01 20 INE976G01028 RBL Bank Ltd Banks 28000 134.36 0.90 21 INE872A01014 SREI Infrastructure Finance Ltd Finance 150000 110.25 0.74 22 INE722A01011 Shriram City Union Finance Ltd Finance 5000 106.58 0.71 23 INE470Y01017 The New India Assurance Company Ltd Finance 13287 94.72 0.63 Total for Equity & Equity Related 14893.36 99.49 (B) Money Market Instruments 1 CBLO 58.96 0.39 Total for Money Market Instruments 58.96 0.39 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 273321.125 100.13 0.67 Total for Mutual Fund Units 100.13 0.67 Cash and Other Net Current Assets (82.00) (0.55) Grand Total 14970.45 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Institutional Plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 38.5200 38.3424 39.6070 39.4243 37.5585 37.0632 Dividend 20.3632 18.2955 20.6498 18.5741 19.7517 17.5184d) Dividend declared during the period (` per unit) 2.00e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 20.84%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES I

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE536A01023 Grindwell Norton Ltd Industrial Products 128841 650.32 5.45 2 INE999A01015 KSB Pumps Ltd Industrial Products 75886 605.30 5.07 3 INE578A01017 HeidelbergCEMENT India Ltd Cement 382162 544.20 4.56 4 INE325A01013 Timken India Ltd Industrial Products 75798 534.72 4.48 5 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 20790 521.88 4.37 6 INE373A01013 BASF India Ltd Chemicals 22497 432.70 3.62 7 INE384A01010 Rane Holdings Ltd Finance 16811 410.01 3.43 8 INE287B01021 Subros Ltd Auto Ancillaries 133014 387.40 3.24 9 INE349A01021 NRB Bearing Ltd Industrial Products 246037 378.40 3.17 10 INE386A01015 Vesuvius India Ltd Industrial Products 28777 376.43 3.15 11 INE472A01039 Blue Star Ltd Consumer Durables 44180 333.76 2.80 12 INE823G01014 JK Cement Ltd Cement 32357 328.44 2.75 13 INE503A01015 DCB Bank Ltd Banks 202862 327.72 2.74 14 INE280B01018 Elantas Beck India Ltd Chemicals 15883 324.29 2.72 15 INE227C01017 MM Forgings Ltd Industrial Products 30577 318.17 2.66 16 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 48403 317.02 2.66 17 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 144342 309.97 2.60 18 INE334L01012 Ujjivan Financial Services Ltd Finance 78793 272.19 2.28 19 INE868B01028 NCC Ltd Construction Project 215328 253.12 2.12 20 INE045A01017 Ador Welding Ltd Industrial Products 58633 219.11 1.84 21 INE209A01019 Agro Tech Foods Ltd Consumer Non Durables 33930 215.81 1.81 22 INE142I01023 Take Solutions Ltd Software 128877 210.91 1.77 23 INE415A01038 HSIL Ltd Consumer Durables 56084 208.18 1.74 24 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 100037 200.62 1.68 25 INE686A01026 ITD Cementation India Ltd Construction 121225 190.63 1.60 26 INE834I01025 Khadim India Ltd Consumer Durables 25461 186.04 1.56 27 INE312H01016 INOX Leisure Ltd Media & Entertainment 67716 179.48 1.50 28 INE189B01011 INEOS Styrolution India Ltd Industrial Products 20397 174.81 1.46 29 INE199A01012 Merck Ltd Pharmaceuticals 10756 161.66 1.35 30 INE296G01013 Muthoot Capital Services Ltd Finance 21400 159.84 1.34 31 INE717A01029 Kennametal India Ltd Industrial Capital Goods 20015 141.97 1.19 32 INE878B01027 KEI Industries Ltd Industrial Products 36778 141.60 1.19 33 INE284A01012 ESAB India Ltd Industrial Products 18741 132.60 1.11 34 INE612J01015 Repco Home Finance Ltd Finance 23371 131.43 1.10 35 INE488V01015 PSP Projects Ltd Construction 26784 120.53 1.01 36 INE863B01011 Premier Explosives Ltd Chemicals 35673 119.36 1.00 37 INE807K01035 S Chand and Company Ltd Media & Entertainment 29061 119.31 1.00 38 INE470A01017 3M India Ltd Commercial Services 600 116.48 0.98 39 INE264T01014 Capacit'e Infraprojects Ltd Construction 38089 115.24 0.97 40 INE260B01028 Godfrey Phillips India Ltd Consumer Non Durables 13678 112.33 0.94 41 INE705A01016 Vijaya Bank Banks 204115 106.24 0.89 42 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 71981 103.51 0.87 43 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 18479 98.97 0.83 44 INE750A01020 Oriental Hotels Ltd Hotels, Resorts and Other Recreational Activities 196386 81.99 0.69 45 INE570D01018 Arrow Greentech Ltd Industrial Products 23805 76.76 0.64 46 INE274B01011 Monsanto India Ltd Pesticides 2653 73.20 0.61 47 INE324L01013 R.P.P. Infra Projects Ltd Construction 22790 61.29 0.51 Total for Equity & Equity Related 11585.96 97.04 (B) Money Market Instruments 1 CBLO 46.97 0.39 Total for Money Market Instruments 46.97 0.39 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 819963.375 300.40 2.52 Total for Mutual Fund Units 300.40 2.52 Cash and Other Net Current Assets 5.62 0.05 Grand Total 11938.95 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil

c) NAV per unit (` per unit) Direct plan Regular plan

Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 32.5643 34.5273 31.4870 33.3268 Dividend 16.1771 14.6440 15.3767 13.7681d) Dividend declared during the period (` per unit) 2.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 30.00%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE536A01023 Grindwell Norton Ltd Industrial Products 86558 436.90 5.42 2 INE999A01015 KSB Pumps Ltd Industrial Products 50170 400.18 4.97 3 INE578A01017 HeidelbergCEMENT India Ltd Cement 252243 359.19 4.46 4 INE325A01013 Timken India Ltd Industrial Products 50847 358.70 4.45 5 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 13921 349.45 4.34 6 INE373A01013 BASF India Ltd Chemicals 15048 289.43 3.59 7 INE384A01010 Rane Holdings Ltd Finance 11257 274.55 3.41 8 INE287B01021 Subros Ltd Auto Ancillaries 88971 259.13 3.22 9 INE349A01021 NRB Bearing Ltd Industrial Products 164743 253.37 3.14 10 INE386A01015 Vesuvius India Ltd Industrial Products 19200 251.16 3.12 11 INE472A01039 Blue Star Ltd Consumer Durables 29833 225.37 2.80 12 INE823G01014 JK Cement Ltd Cement 21664 219.90 2.73 13 INE503A01015 DCB Bank Ltd Banks 134916 217.96 2.71 14 INE280B01018 Elantas Beck India Ltd Chemicals 10635 217.14 2.70 15 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 32690 214.10 2.66 16 INE227C01017 MM Forgings Ltd Industrial Products 20465 212.95 2.64 17 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 95204 204.45 2.54 18 INE334L01012 Ujjivan Financial Services Ltd Finance 52837 182.53 2.27 19 INE868B01028 NCC Ltd Construction Project 143794 169.03 2.10 20 INE045A01017 Ador Welding Ltd Industrial Products 39419 147.31 1.83 21 INE142I01023 Take Solutions Ltd Software 86751 141.97 1.76 22 INE209A01019 Agro Tech Foods Ltd Consumer Non Durables 21103 134.23 1.67 23 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 65785 131.93 1.64 24 INE415A01038 HSIL Ltd Consumer Durables 34942 129.70 1.61 25 INE686A01026 ITD Cementation India Ltd Construction 80073 125.91 1.56 26 INE834I01025 Khadim India Ltd Consumer Durables 16957 123.90 1.54 27 INE312H01016 INOX Leisure Ltd Media & Entertainment 44962 119.17 1.48 28 INE189B01011 INEOS Styrolution India Ltd Industrial Products 13542 116.06 1.44 29 INE199A01012 Merck Ltd Pharmaceuticals 7194 108.13 1.34 30 INE296G01013 Muthoot Capital Services Ltd Finance 14320 106.96 1.33 31 INE878B01027 KEI Industries Ltd Industrial Products 24610 94.75 1.18 32 INE717A01029 Kennametal India Ltd Industrial Capital Goods 13013 92.30 1.15 33 INE284A01012 ESAB India Ltd Industrial Products 12489 88.37 1.10 34 INE612J01015 Repco Home Finance Ltd Finance 15528 87.32 1.08 35 INE488V01015 PSP Projects Ltd Construction 17891 80.51 1.00 36 INE807K01035 S Chand and Company Ltd Media & Entertainment 19413 79.70 0.99 37 INE863B01011 Premier Explosives Ltd Chemicals 23806 79.65 0.99 38 INE264T01014 Capacit'e Infraprojects Ltd Construction 25671 77.67 0.96 39 INE470A01017 3M India Ltd Commercial Services 400 77.65 0.96 40 INE260B01028 Godfrey Phillips India Ltd Consumer Non Durables 8939 73.41 0.91 41 INE705A01016 Vijaya Bank Banks 136511 71.05 0.88 42 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 48092 69.16 0.86 43 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 12340 66.09 0.82 44 INE274B01011 Monsanto India Ltd Pesticides 2077 57.31 0.71 45 INE750A01020 Oriental Hotels Ltd Hotels, Resorts and Other Recreational Activities 131406 54.86 0.68 46 INE570D01018 Arrow Greentech Ltd Industrial Products 15916 51.32 0.64 47 INE324L01013 R.P.P. Infra Projects Ltd Construction 15166 40.79 0.51 Total for Equity & Equity Related 7722.68 95.86 (B) Money Market Instruments 1 CBLO 29.98 0.37 Total for Money Market Instruments 29.98 0.37 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 819963.375 300.40 3.73 Total for Mutual Fund Units 300.40 3.73 Cash and Other Net Current Assets 3.40 0.04 Grand Total 8056.46 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 32.3696 34.3219 31.3706 33.2047 Dividend 16.0372 14.4957 15.2809 13.6667d) Dividend declared during the period (` per unit) 2.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 31.28%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE536A01023 Grindwell Norton Ltd Industrial Products 71637 361.59 5.45 2 INE999A01015 KSB Pumps Ltd Industrial Products 41959 334.69 5.04 3 INE578A01017 HeidelbergCEMENT India Ltd Cement 211095 300.60 4.53 4 INE325A01013 Timken India Ltd Industrial Products 42311 298.48 4.50 5 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 11535 289.56 4.36 6 INE373A01013 BASF India Ltd Chemicals 12472 239.88 3.61 7 INE384A01010 Rane Holdings Ltd Finance 9341 227.82 3.43 8 INE287B01021 Subros Ltd Auto Ancillaries 73871 215.15 3.24 9 INE349A01021 NRB Bearing Ltd Industrial Products 136513 209.96 3.16 10 INE386A01015 Vesuvius India Ltd Industrial Products 15951 208.66 3.14 11 INE472A01039 Blue Star Ltd Consumer Durables 24889 188.02 2.83 12 INE823G01014 JK Cement Ltd Cement 18029 183.00 2.76 13 INE503A01015 DCB Bank Ltd Banks 112270 181.37 2.73 14 INE280B01018 Elantas Beck India Ltd Chemicals 8813 179.94 2.71 15 INE227C01017 MM Forgings Ltd Industrial Products 16950 176.37 2.66 16 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 26545 173.86 2.62 17 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 79715 171.19 2.58 18 INE334L01012 Ujjivan Financial Services Ltd Finance 43784 151.25 2.28 19 INE868B01028 NCC Ltd Construction Project 121144 142.40 2.14 20 INE045A01017 Ador Welding Ltd Industrial Products 32888 122.90 1.85 21 INE142I01023 Take Solutions Ltd Software 71641 117.24 1.77 22 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 55216 110.74 1.67 23 INE415A01038 HSIL Ltd Consumer Durables 29375 109.04 1.64 24 INE209A01019 Agro Tech Foods Ltd Consumer Non Durables 16376 104.16 1.57 25 INE686A01026 ITD Cementation India Ltd Construction 66181 104.07 1.57 26 INE834I01025 Khadim India Ltd Consumer Durables 14040 102.59 1.55 27 INE312H01016 INOX Leisure Ltd Media & Entertainment 37427 99.20 1.49 28 INE189B01011 INEOS Styrolution India Ltd Industrial Products 11327 97.08 1.46 29 INE199A01012 Merck Ltd Pharmaceuticals 5961 89.59 1.35 30 INE296G01013 Muthoot Capital Services Ltd Finance 11860 88.58 1.33 31 INE878B01027 KEI Industries Ltd Industrial Products 20395 78.52 1.18 32 INE717A01029 Kennametal India Ltd Industrial Capital Goods 10873 77.12 1.16 33 INE284A01012 ESAB India Ltd Industrial Products 10370 73.37 1.11 34 INE612J01015 Repco Home Finance Ltd Finance 12936 72.75 1.10 35 INE488V01015 PSP Projects Ltd Construction 14782 66.52 1.00 36 INE470A01017 3M India Ltd Commercial Services 340 66.00 0.99 37 INE807K01035 S Chand and Company Ltd Media & Entertainment 16074 65.99 0.99 38 INE863B01011 Premier Explosives Ltd Chemicals 19693 65.89 0.99 39 INE264T01014 Capacit'e Infraprojects Ltd Construction 21114 63.88 0.96 40 INE260B01028 Godfrey Phillips India Ltd Consumer Non Durables 7525 61.80 0.93 41 INE705A01016 Vijaya Bank Banks 113110 58.87 0.89 42 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 39877 57.34 0.86 43 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 10696 57.29 0.86 44 INE274B01011 Monsanto India Ltd Pesticides 1651 45.55 0.69 45 INE570D01018 Arrow Greentech Ltd Industrial Products 13190 42.53 0.64

46 INE750A01020 Oriental Hotels Ltd Hotels, Resorts and Other Recreational Activities 95274 39.78 0.60 47 INE324L01013 R.P.P. Infra Projects Ltd Construction 12604 33.90 0.51 Total for Equity & Equity Related 6406.10 96.48 (B) Money Market Instruments 1 CBLO 28.98 0.44 Total for Money Market Instruments 28.98 0.44 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 546642.25 200.26 3.02 Total for Mutual Fund Units 200.26 3.02 Cash and Other Net Current Assets 4.12 0.06 Grand Total 6639.46 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 31.7087 33.6563 30.7707 32.6038 Dividend 15.6048 14.0542 14.8909 13.2700d) Dividend declared during the period (` per unit) 2.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 30.38%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES IV

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE536A01023 Grindwell Norton Ltd Industrial Products 53163 268.34 5.50 2 INE999A01015 KSB Pumps Ltd Industrial Products 31513 251.36 5.15 3 INE578A01017 HeidelbergCEMENT India Ltd Cement 158000 224.99 4.61 4 INE325A01013 Timken India Ltd Industrial Products 31496 222.19 4.55 5 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 8547 214.55 4.39 6 INE373A01013 BASF India Ltd Chemicals 9252 177.95 3.64 7 INE384A01010 Rane Holdings Ltd Finance 6947 169.43 3.47 8 INE287B01021 Subros Ltd Auto Ancillaries 55011 160.22 3.28 9 INE349A01021 NRB Bearing Ltd Industrial Products 101153 155.57 3.19 10 INE386A01015 Vesuvius India Ltd Industrial Products 11794 154.28 3.16 11 INE472A01039 Blue Star Ltd Consumer Durables 18552 140.15 2.87 12 INE503A01015 DCB Bank Ltd Banks 85179 137.61 2.82 13 INE823G01014 JK Cement Ltd Cement 13399 136.01 2.79 14 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 20679 135.44 2.77 15 INE280B01018 Elantas Beck India Ltd Chemicals 6530 133.33 2.73 16 INE227C01017 MM Forgings Ltd Industrial Products 12556 130.65 2.68 17 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 59821 128.47 2.63 18 INE334L01012 Ujjivan Financial Services Ltd Finance 32402 111.93 2.29 19 INE868B01028 NCC Ltd Construction Project 90316 106.17 2.17 20 INE045A01017 Ador Welding Ltd Industrial Products 24362 91.04 1.86 21 INE142I01023 Take Solutions Ltd Software 52823 86.44 1.77 22 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 41634 83.50 1.71 23 INE415A01038 HSIL Ltd Consumer Durables 22160 82.26 1.68 24 INE834I01025 Khadim India Ltd Consumer Durables 10402 76.01 1.56 25 INE209A01019 Agro Tech Foods Ltd Consumer Non Durables 11682 74.30 1.52 26 INE312H01016 INOX Leisure Ltd Media & Entertainment 27752 73.56 1.51 27 INE189B01011 INEOS Styrolution India Ltd Industrial Products 8447 72.40 1.48 28 INE199A01012 Merck Ltd Pharmaceuticals 4419 66.42 1.36 29 INE686A01026 ITD Cementation India Ltd Construction 41401 65.10 1.33 30 INE296G01013 Muthoot Capital Services Ltd Finance 8620 64.38 1.32 31 INE878B01027 KEI Industries Ltd Industrial Products 15140 58.29 1.19 32 INE717A01029 Kennametal India Ltd Industrial Capital Goods 8081 57.32 1.17 33 INE612J01015 Repco Home Finance Ltd Finance 9767 54.92 1.13 34 INE284A01012 ESAB India Ltd Industrial Products 7711 54.56 1.12 35 INE807K01035 S Chand and Company Ltd Media & Entertainment 12075 49.57 1.02 36 INE488V01015 PSP Projects Ltd Construction 10901 49.05 1.00 37 INE863B01011 Premier Explosives Ltd Chemicals 14607 48.88 1.00 38 INE470A01017 3M India Ltd Commercial Services 250 48.53 0.99 39 INE264T01014 Capacit'e Infraprojects Ltd Construction 15569 47.10 0.96 40 INE705A01016 Vijaya Bank Banks 83843 43.64 0.89 41 INE260B01028 Godfrey Phillips India Ltd Consumer Non Durables 5170 42.46 0.87 42 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 29347 42.20 0.86 43 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 7585 40.63 0.83 44 INE750A01020 Oriental Hotels Ltd Hotels, Resorts and Other Recreational Activities 80694 33.69 0.69 45 INE570D01018 Arrow Greentech Ltd Industrial Products 9783 31.55 0.65 46 INE274B01011 Monsanto India Ltd Pesticides 1086 29.96 0.61 47 INE324L01013 R.P.P. Infra Projects Ltd Construction 9385 25.24 0.52 Total for Equity & Equity Related 4751.64 97.33 (B) Money Market Instruments 1 CBLO 31.98 0.65 Total for Money Market Instruments 31.98 0.65 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 273321.125 100.13 2.05 Total for Mutual Fund Units 100.13 2.05 Cash and Other Net Current Assets (1.60) (0.03) Grand Total 4882.15 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 30.0419 31.8726 29.1868 30.9114 Dividend 13.9805 12.3239 13.3466 11.6278d) Dividend declared during the period (` per unit) 2.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 34.17%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES VI

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE442H01029 Ashoka Buildcon Ltd Construction Project 450000 1118.03 3.84 2 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 446603 992.35 3.41 3 INE472A01039 Blue Star Ltd Consumer Durables 125000 944.31 3.25 4 INE384A01010 Rane Holdings Ltd Finance 38376 935.97 3.22 5 INE383A01012 The India Cements Ltd Cement 646172 915.95 3.15 6 INE823G01014 JK Cement Ltd Cement 85633 869.22 2.99 7 INE227C01017 MM Forgings Ltd Industrial Products 82192 855.25 2.94 8 INE049A01027 Himatsingka Seide Ltd Textile Products 242412 847.11 2.91 9 INE048G01026 Navin Fluorine International Ltd Chemicals 105000 811.49 2.79 10 INE220B01022 Kalpataru Power Transmission Ltd Power 166888 808.16 2.78 11 INE191H01014 PVR Ltd Media & Entertainment 64102 779.00 2.68 12 INE325A01013 Timken India Ltd Industrial Products 110000 776.00 2.67 13 INE074A01025 Praj Industries Ltd Industrial Capital Goods 832099 668.18 2.30 14 INE415A01038 HSIL Ltd Consumer Durables 160708 596.55 2.05 15 INE334L01012 Ujjivan Financial Services Ltd Finance 168134 580.82 2.00 16 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 170000 555.22 1.91 17 INE834I01025 Khadim India Ltd Consumer Durables 66923 489.01 1.68 18 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 336588 484.01 1.66 19 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 221263 443.74 1.53 20 INE999A01015 KSB Pumps Ltd Industrial Products 53749 428.73 1.47 21 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 71397 426.13 1.47 22 INE717A01029 Kennametal India Ltd Industrial Capital Goods 52022 368.99 1.27 23 INE578A01017 HeidelbergCEMENT India Ltd Cement 248650 354.08 1.22 24 INE045A01017 Ador Welding Ltd Industrial Products 88428 330.46 1.14 25 INE765D01014 WPIL Ltd Industrial Products 60380 307.67 1.06 26 INE956G01038 VA Tech Wabag Ltd Engineering Services 58460 286.72 0.99 27 INE807K01035 S Chand and Company Ltd Media & Entertainment 57973 238.01 0.82 28 INE570D01018 Arrow Greentech Ltd Industrial Products 62093 200.22 0.69 29 INE325C01035 Dollar Industries Ltd Textile Products 12924 50.29 0.17 Total for Equity & Equity Related 17461.64 60.05

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2018 (Page 5)

(B) Money Market Instruments 1 CBLO 381.75 1.31 Total for Money Market Instruments 381.75 1.31 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 30611966 11214.79 38.57 Total for Mutual Fund Units 11214.79 38.57 Cash and Other Net Current Assets 21.80 0.07 Grand Total 29079.98 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 17.9609 19.5000 17.5603 19.0318 Dividend 14.5849 11.2939 14.1954 10.8456d) Dividend declared during the period (` per unit) 4.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 58.81%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES VII

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE384A01010 Rane Holdings Ltd Finance 31252 762.22 4.56 2 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 224802 734.20 4.39 3 INE472A01039 Blue Star Ltd Consumer Durables 92637 699.83 4.18 4 INE048G01026 Navin Fluorine International Ltd Chemicals 82029 633.96 3.79 5 INE442H01029 Ashoka Buildcon Ltd Construction Project 254783 633.01 3.78 6 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 270144 600.26 3.59 7 INE325A01013 Timken India Ltd Industrial Products 80788 569.92 3.41 8 INE978A01027 Heritage Foods Ltd Consumer Non Durables 78534 548.17 3.28 9 INE049A01027 Himatsingka Seide Ltd Textile Products 154824 541.03 3.23 10 INE536A01023 Grindwell Norton Ltd Industrial Products 102623 517.99 3.10 11 INE383A01012 The India Cements Ltd Cement 346515 491.19 2.94 12 INE823G01014 JK Cement Ltd Cement 45724 464.12 2.77 13 INE503A01015 DCB Bank Ltd Banks 284942 460.32 2.75 14 INE220B01022 Kalpataru Power Transmission Ltd Power 89923 435.45 2.60 15 INE868B01028 NCC Ltd Construction Project 367527 432.03 2.58 16 INE191H01014 PVR Ltd Media & Entertainment 34349 417.43 2.49 17 INE287B01021 Subros Ltd Auto Ancillaries 134871 392.81 2.35 18 INE074A01025 Praj Industries Ltd Industrial Capital Goods 440764 353.93 2.12 19 INE415A01038 HSIL Ltd Consumer Durables 94000 348.93 2.09 20 INE227C01017 MM Forgings Ltd Industrial Products 33383 347.37 2.08 21 INE045A01017 Ador Welding Ltd Industrial Products 85171 318.28 1.90 22 INE334L01012 Ujjivan Financial Services Ltd Finance 90397 312.28 1.87 23 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 11282 283.21 1.69 24 INE834I01025 Khadim India Ltd Consumer Durables 36010 263.13 1.57 25 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 181199 260.56 1.56 26 INE999A01015 KSB Pumps Ltd Industrial Products 30000 239.30 1.43 27 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 118106 236.86 1.42 28 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 38296 228.57 1.37 29 INE878B01027 KEI Industries Ltd Industrial Products 52304 201.37 1.20 30 INE717A01029 Kennametal India Ltd Industrial Capital Goods 27683 196.36 1.17 31 INE060A01024 Navneet Education Ltd Media & Entertainment 135267 193.16 1.15 32 INE612J01015 Repco Home Finance Ltd Finance 34240 192.55 1.15 33 INE578A01017 HeidelbergCEMENT India Ltd Cement 133290 189.80 1.13 34 INE349A01021 NRB Bearing Ltd Industrial Products 118000 181.48 1.08 35 INE807K01035 S Chand and Company Ltd Media & Entertainment 41659 171.03 1.02 36 INE863B01011 Premier Explosives Ltd Chemicals 50862 170.18 1.02 37 INE765D01014 WPIL Ltd Industrial Products 32481 165.51 0.99 38 INE325C01035 Dollar Industries Ltd Textile Products 40810 158.81 0.95 39 INE956G01038 VA Tech Wabag Ltd Engineering Services 31365 153.83 0.92 40 INE324L01013 R.P.P. Infra Projects Ltd Construction 49179 132.27 0.79 41 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 21872 117.15 0.70 42 INE570D01018 Arrow Greentech Ltd Industrial Products 33419 107.76 0.64 43 INE852F01015 Gateway Distriparks Ltd Transportation 60166 105.14 0.63 44 INE022I01019 Asian Granito India Ltd Construction 19034 86.06 0.51 45 INE141A01014 Oriental Bank of Commerce Banks 58973 54.02 0.32 46 INE264T01014 Capacit'e Infraprojects Ltd Construction 1429 4.32 0.03 Total for Equity & Equity Related 15107.15 90.28 (B) Money Market Instruments 1 CBLO 113.93 0.68 Total for Money Market Instruments 113.93 0.68 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 4099816.875 1501.98 8.98 Total for Mutual Fund Units 1501.98 8.98 Cash and Other Net Current Assets 10.40 0.06 Grand Total 16733.46 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 17.6369 18.8589 17.2881 18.4538 Dividend 14.2744 12.7398 13.9282 12.3447d) Dividend declared during the period (` per unit) 2.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 28.65%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES VIII

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE220B01022 Kalpataru Power Transmission Ltd Power 120534 583.69 4.57 2 INE472A01039 Blue Star Ltd Consumer Durables 70821 535.02 4.19 3 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 170000 491.56 3.85 4 INE048G01026 Navin Fluorine International Ltd Chemicals 60503 467.60 3.66 5 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 208045 462.28 3.62 6 INE878B01027 KEI Industries Ltd Industrial Products 115087 443.08 3.47 7 INE442H01029 Ashoka Buildcon Ltd Construction Project 170559 423.75 3.32 8 INE384A01010 Rane Holdings Ltd Finance 17000 414.62 3.24 9 INE227C01017 MM Forgings Ltd Industrial Products 39590 411.95 3.22 10 INE536A01023 Grindwell Norton Ltd Industrial Products 78053 393.97 3.08 11 INE049A01027 Himatsingka Seide Ltd Textile Products 108935 380.67 2.98 12 INE383A01012 The India Cements Ltd Cement 250620 355.25 2.78 13 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 100000 326.60 2.56 14 INE868B01028 NCC Ltd Construction Project 260808 306.58 2.40 15 INE334L01012 Ujjivan Financial Services Ltd Finance 83121 287.14 2.25 16 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 343952 263.81 2.06 17 INE978A01027 Heritage Foods Ltd Consumer Non Durables 37400 261.05 2.04 18 INE074A01025 Praj Industries Ltd Industrial Capital Goods 324921 260.91 2.04 19 INE195J01029 PNC Infratech Ltd Construction 146809 257.50 2.01 20 INE045A01017 Ador Welding Ltd Industrial Products 63752 238.24 1.86 21 INE823G01014 JK Cement Ltd Cement 23297 236.48 1.85 22 INE287B01021 Subros Ltd Auto Ancillaries 80000 233.00 1.82 23 INE686A01026 ITD Cementation India Ltd Construction 144921 227.89 1.78 24 INE191H01014 PVR Ltd Media & Entertainment 18008 218.84 1.71 25 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 8402 210.91 1.65 26 INE349A01021 NRB Bearing Ltd Industrial Products 130000 199.94 1.56 27 INE834I01025 Khadim India Ltd Consumer Durables 26887 196.46 1.54 28 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 135256 194.50 1.52 29 INE877F01012 PTC India Ltd Power 216688 189.39 1.48 30 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 29061 173.45 1.36 31 INE325A01013 Timken India Ltd Industrial Products 23487 165.69 1.30 32 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 81070 162.59 1.27 33 INE136B01020 Cyient Ltd Software 21360 148.42 1.16 34 INE717A01029 Kennametal India Ltd Industrial Capital Goods 20577 145.95 1.14 35 INE060A01024 Navneet Education Ltd Media & Entertainment 100657 143.74 1.12

36 INE612J01015 Repco Home Finance Ltd Finance 25440 143.06 1.12 37 INE578A01017 HeidelbergCEMENT India Ltd Cement 100000 142.40 1.11 38 INE312H01016 INOX Leisure Ltd Media & Entertainment 53407 141.56 1.11 39 INE999A01015 KSB Pumps Ltd Industrial Products 17560 140.07 1.10 40 INE022I01019 Asian Granito India Ltd Construction 28446 128.62 1.01 41 INE807K01035 S Chand and Company Ltd Media & Entertainment 30681 125.96 0.99 42 INE863B01011 Premier Explosives Ltd Chemicals 37583 125.75 0.98 43 INE488V01015 PSP Projects Ltd Construction 27733 124.80 0.98 44 INE765D01014 WPIL Ltd Industrial Products 23813 121.34 0.95 45 INE852F01015 Gateway Distriparks Ltd Transportation 68030 118.88 0.93 46 INE325C01035 Dollar Industries Ltd Textile Products 29755 115.79 0.91 47 INE956G01038 VA Tech Wabag Ltd Engineering Services 23343 114.49 0.90 48 INE264T01014 Capacit'e Infraprojects Ltd Construction 36852 111.50 0.87 49 INE324L01013 R.P.P. Infra Projects Ltd Construction 35943 96.67 0.76 50 INE503A01015 DCB Bank Ltd Banks 58715 94.85 0.74 51 INE142I01023 Take Solutions Ltd Software 55375 90.62 0.71 52 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 16504 88.40 0.69 53 INE570D01018 Arrow Greentech Ltd Industrial Products 25064 80.82 0.63 54 INE141A01014 Oriental Bank of Commerce Banks 43894 40.21 0.31 Total for Equity & Equity Related 12558.30 98.27 (B) Money Market Instruments 1 CBLO 29.98 0.23 Total for Money Market Instruments 29.98 0.23 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 546642.25 200.27 1.57 Total for Mutual Fund Units 200.27 1.57 Cash and Other Net Current Assets (9.16) (0.07) Grand Total 12779.39 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 14.9296 15.9609 14.7637 15.6743 Dividend 13.3040 12.6964 13.1451 12.4333d) Dividend declared during the period (` per unit) 1.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 19.83%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES IX

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE220B01022 Kalpataru Power Transmission Ltd Power 69145 334.83 4.42 2 INE472A01039 Blue Star Ltd Consumer Durables 39788 300.58 3.97 3 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 101000 292.04 3.86 4 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 126003 279.98 3.70 5 INE048G01026 Navin Fluorine International Ltd Chemicals 35021 270.66 3.58 6 INE878B01027 KEI Industries Ltd Industrial Products 68182 262.50 3.47 7 INE442H01029 Ashoka Buildcon Ltd Construction Project 101525 252.24 3.33 8 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 74800 244.30 3.23 9 INE384A01010 Rane Holdings Ltd Finance 10000 243.90 3.22 10 INE227C01017 MM Forgings Ltd Industrial Products 23369 243.17 3.21 11 INE536A01023 Grindwell Norton Ltd Industrial Products 46201 233.20 3.08 12 INE049A01027 Himatsingka Seide Ltd Textile Products 64490 225.36 2.98 13 INE383A01012 The India Cements Ltd Cement 148446 210.42 2.78 14 INE868B01028 NCC Ltd Construction Project 154683 181.83 2.40 15 INE578A01017 HeidelbergCEMENT India Ltd Cement 124200 176.86 2.34 16 INE287B01021 Subros Ltd Auto Ancillaries 59916 174.51 2.31 17 INE334L01012 Ujjivan Financial Services Ltd Finance 49250 170.13 2.25 18 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 204184 156.61 2.07 19 INE978A01027 Heritage Foods Ltd Consumer Non Durables 22308 155.71 2.06 20 INE074A01025 Praj Industries Ltd Industrial Capital Goods 192777 154.80 2.05 21 INE195J01029 PNC Infratech Ltd Construction 86192 151.18 2.00 22 INE045A01017 Ador Welding Ltd Industrial Products 37713 140.93 1.86 23 INE823G01014 JK Cement Ltd Cement 13813 140.21 1.85 24 INE686A01026 ITD Cementation India Ltd Construction 86565 136.12 1.80 25 INE191H01014 PVR Ltd Media & Entertainment 10681 129.80 1.72 26 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 4988 125.21 1.65 27 INE834I01025 Khadim India Ltd Consumer Durables 15883 116.06 1.53 28 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 80235 115.38 1.52 29 INE877F01012 PTC India Ltd Power 128748 112.53 1.49 30 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 17213 102.74 1.36 31 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 49040 98.35 1.30 32 INE325A01013 Timken India Ltd Industrial Products 13926 98.24 1.30 33 INE136B01020 Cyient Ltd Software 13728 95.39 1.26 34 INE503A01015 DCB Bank Ltd Banks 54696 88.36 1.17 35 INE717A01029 Kennametal India Ltd Industrial Capital Goods 12209 86.60 1.14 36 INE060A01024 Navneet Education Ltd Media & Entertainment 59710 85.27 1.13 37 INE612J01015 Repco Home Finance Ltd Finance 15092 84.87 1.12 38 INE999A01015 KSB Pumps Ltd Industrial Products 10531 84.00 1.11 39 INE312H01016 INOX Leisure Ltd Media & Entertainment 31620 83.81 1.11 40 INE022I01019 Asian Granito India Ltd Construction 16842 76.15 1.01 41 INE863B01011 Premier Explosives Ltd Chemicals 22278 74.54 0.98 42 INE488V01015 PSP Projects Ltd Construction 16495 74.23 0.98 43 INE807K01035 S Chand and Company Ltd Media & Entertainment 18003 73.91 0.98 44 INE264T01014 Capacit'e Infraprojects Ltd Construction 24202 73.22 0.97 45 INE765D01014 WPIL Ltd Industrial Products 14101 71.85 0.95 46 INE852F01015 Gateway Distriparks Ltd Transportation 40109 70.09 0.93 47 INE325C01035 Dollar Industries Ltd Textile Products 17620 68.57 0.91 48 INE956G01038 VA Tech Wabag Ltd Engineering Services 13884 68.09 0.90 49 INE324L01013 R.P.P. Infra Projects Ltd Construction 21300 57.29 0.76 50 INE142I01023 Take Solutions Ltd Software 32131 52.58 0.69 51 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 9794 52.46 0.69 52 INE570D01018 Arrow Greentech Ltd Industrial Products 14845 47.87 0.63 53 INE141A01014 Oriental Bank of Commerce Banks 25984 23.80 0.31 Total for Equity & Equity Related 7523.31 99.41 (B) Money Market Instruments 1 CBLO 47.97 0.63 Total for Money Market Instruments 47.97 0.63 Cash and Other Net Current Assets (2.80) (0.04) Grand Total 7568.48 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 14.8722 15.9187 14.7108 15.6373 Dividend 13.2467 12.6517 13.0924 12.3938d) Dividend declared during the period (` per unit) 1.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 15.38%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES X

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE472A01039 Blue Star Ltd Consumer Durables 27114 204.83 4.18 2 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 87956 195.44 3.98 3 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 65000 187.95 3.83 4 INE220B01022 Kalpataru Power Transmission Ltd Power 37858 183.33 3.74 5 INE048G01026 Navin Fluorine International Ltd Chemicals 22921 177.14 3.61 6 INE878B01027 KEI Industries Ltd Industrial Products 44076 169.69 3.46 7 INE442H01029 Ashoka Buildcon Ltd Construction Project 66126 164.29 3.35 8 INE384A01010 Rane Holdings Ltd Finance 6500 158.53 3.23 9 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 48531 158.50 3.23 10 INE227C01017 MM Forgings Ltd Industrial Products 15104 157.16 3.20 11 INE536A01023 Grindwell Norton Ltd Industrial Products 29931 151.08 3.08 12 INE049A01027 Himatsingka Seide Ltd Textile Products 41707 145.75 2.97

13 INE383A01012 The India Cements Ltd Cement 96298 136.50 2.78 14 INE868B01028 NCC Ltd Construction Project 100549 118.20 2.41 15 INE578A01017 HeidelbergCEMENT India Ltd Cement 80314 114.37 2.33 16 INE287B01021 Subros Ltd Auto Ancillaries 38805 113.02 2.30 17 INE334L01012 Ujjivan Financial Services Ltd Finance 31940 110.34 2.25 18 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 132299 101.47 2.07 19 INE978A01027 Heritage Foods Ltd Consumer Non Durables 14478 101.06 2.06 20 INE074A01025 Praj Industries Ltd Industrial Capital Goods 124478 99.96 2.04 21 INE195J01029 PNC Infratech Ltd Construction 55831 97.93 2.00 22 INE045A01017 Ador Welding Ltd Industrial Products 24453 91.38 1.86 23 INE686A01026 ITD Cementation India Ltd Construction 57965 91.15 1.86 24 INE191H01014 PVR Ltd Media & Entertainment 6914 84.02 1.71 25 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 3218 80.78 1.65 26 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 54670 78.62 1.60 27 INE834I01025 Khadim India Ltd Consumer Durables 10263 74.99 1.53 28 INE877F01012 PTC India Ltd Power 83066 72.60 1.48 29 INE503A01015 DCB Bank Ltd Banks 42180 68.14 1.39 30 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 11121 66.38 1.35 31 INE325A01013 Timken India Ltd Industrial Products 9014 63.59 1.30 32 INE136B01020 Cyient Ltd Software 8891 61.78 1.26 33 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 29411 58.98 1.20 34 INE717A01029 Kennametal India Ltd Industrial Capital Goods 7899 56.03 1.14 35 INE349A01021 NRB Bearing Ltd Industrial Products 36000 55.37 1.13 36 INE612J01015 Repco Home Finance Ltd Finance 9759 54.88 1.12 37 INE999A01015 KSB Pumps Ltd Industrial Products 6799 54.23 1.11 38 INE060A01024 Navneet Education Ltd Media & Entertainment 37747 53.90 1.10 39 INE022I01019 Asian Granito India Ltd Construction 10900 49.28 1.00 40 INE488V01015 PSP Projects Ltd Construction 10751 48.38 0.99 41 INE863B01011 Premier Explosives Ltd Chemicals 14391 48.15 0.98 42 INE807K01035 S Chand and Company Ltd Media & Entertainment 11561 47.46 0.97 43 INE264T01014 Capacit'e Infraprojects Ltd Construction 15528 46.98 0.96 44 INE765D01014 WPIL Ltd Industrial Products 9119 46.47 0.95 45 INE852F01015 Gateway Distriparks Ltd Transportation 25615 44.76 0.91 46 INE325C01035 Dollar Industries Ltd Textile Products 11480 44.67 0.91 47 INE956G01038 VA Tech Wabag Ltd Engineering Services 9068 44.47 0.91 48 INE324L01013 R.P.P. Infra Projects Ltd Construction 13763 37.02 0.75 49 INE570D01018 Arrow Greentech Ltd Industrial Products 10958 35.33 0.72 50 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 6326 33.88 0.69 51 INE142I01023 Take Solutions Ltd Software 20540 33.61 0.69 52 INE312H01016 INOX Leisure Ltd Media & Entertainment 9070 24.04 0.49 53 INE141A01014 Oriental Bank of Commerce Banks 16815 15.40 0.31 Total for Equity & Equity Related 4813.27 98.13 (B) Money Market Instruments 1 CBLO 80.95 1.65 Total for Money Market Instruments 80.95 1.65 Cash and Other Net Current Assets 10.76 0.22 Grand Total 4904.98 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 14.7242 15.7642 14.5780 15.5114 Dividend 13.1018 12.5005 12.9625 12.2694d) Dividend declared during the period (` per unit) 1.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 14.39%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES XI

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 143787 415.76 3.63 2 INE048G01026 Navin Fluorine International Ltd Chemicals 53370 412.47 3.60 3 INE442H01029 Ashoka Buildcon Ltd Construction Project 156251 388.21 3.38 4 INE227C01017 MM Forgings Ltd Industrial Products 32780 341.09 2.97 5 INE220B01022 Kalpataru Power Transmission Ltd Power 68617 332.28 2.90 6 INE536A01023 Grindwell Norton Ltd Industrial Products 62599 315.97 2.75 7 INE022I01019 Asian Granito India Ltd Construction 68000 307.46 2.68 8 INE074A01025 Praj Industries Ltd Industrial Capital Goods 380515 305.55 2.66 9 INE384A01010 Rane Holdings Ltd Finance 12389 302.16 2.63 10 INE049A01027 Himatsingka Seide Ltd Textile Products 81743 285.65 2.49 11 INE956G01038 VA Tech Wabag Ltd Engineering Services 55900 274.16 2.39 12 INE805D01034 Sunteck Realty Ltd Construction 62820 267.17 2.33 13 INE891D01026 Redington (India) Ltd Transportation 181938 267.08 2.33 14 INE868B01028 NCC Ltd Construction Project 218984 257.42 2.24 15 INE383A01012 The India Cements Ltd Cement 177089 251.02 2.19 16 INE612J01015 Repco Home Finance Ltd Finance 43756 246.06 2.15 17 INE976A01021 West Coast Paper Mills Ltd Paper 101436 242.18 2.11 18 INE578A01017 HeidelbergCEMENT India Ltd Cement 168666 240.18 2.09 19 INE334L01012 Ujjivan Financial Services Ltd Finance 66756 230.61 2.01 20 INE405E01023 Minda Industries Ltd Auto Ancillaries 21274 226.91 1.98 21 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 8701 218.42 1.90 22 INE978A01027 Heritage Foods Ltd Consumer Non Durables 30455 212.58 1.85 23 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels, Resorts and Other Recreational Activities 71211 208.83 1.82 24 INE287B01021 Subros Ltd Auto Ancillaries 71650 208.68 1.82 25 INE613A01020 Rallis India Ltd Pesticides 87506 208.48 1.82 26 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 263281 201.94 1.76 27 INE934S01014 GNA Axles Ltd Auto Ancillaries 45309 198.23 1.73 28 INE877F01012 PTC India Ltd Power 217259 189.88 1.66 29 INE060A01024 Navneet Education Ltd Media & Entertainment 125105 178.65 1.56 30 INE930H01023 K.P.R. Mill Ltd Textile Products 27362 173.08 1.51 31 INE834I01025 Khadim India Ltd Consumer Durables 23172 169.32 1.48 32 INE670A01012 Tata Elxsi Ltd Software 16960 167.12 1.46 33 INE460H01021 Star Cement Ltd Cement 143909 167.08 1.46 34 INE791I01019 Brigade Enterprises Ltd Construction 65517 160.94 1.40 35 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 25117 149.91 1.31 36 INE325A01013 Timken India Ltd Industrial Products 20502 144.63 1.26 37 INE136B01020 Cyient Ltd Software 20192 140.30 1.22 38 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 2134 138.84 1.21 39 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 92478 132.98 1.16 40 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 38834 126.83 1.11 41 INE349A01021 NRB Bearing Ltd Industrial Products 82298 126.57 1.10 42 INE586B01026 Taj GVK Hotels & Resorts Ltd Hotels, Resorts and Other Recreational Activities 75170 123.77 1.08 43 INE878B01027 KEI Industries Ltd Industrial Products 32012 123.25 1.07 44 INE611L01021 Indian Terrain Fashions Ltd Textile Products 69172 120.84 1.05 45 INE503A01015 DCB Bank Ltd Banks 72068 116.43 1.02 46 INE415A01038 HSIL Ltd Consumer Durables 30749 114.14 1.00 47 INE131A01031 Gujarat Mineral Development Corporation Ltd Minerals/Mining 90000 110.75 0.97 48 INE807K01035 S Chand and Company Ltd Media & Entertainment 26621 109.29 0.95 49 INE863B01011 Premier Explosives Ltd Chemicals 32254 107.92 0.94 50 INE573A01042 JK Tyre & Industries Ltd Auto Ancillaries 66202 107.88 0.94 51 INE264T01014 Capacit'e Infraprojects Ltd Construction 35027 105.97 0.92 52 INE325C01035 Dollar Industries Ltd Textile Products 25925 100.89 0.88 53 INE572A01028 JB Chemicals & Pharmaceuticals Ltd Pharmaceuticals 28224 87.52 0.76 54 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 45515 86.46 0.75 55 INE324L01013 R.P.P. Infra Projects Ltd Construction 30589 82.27 0.72 56 INE152M01016 Triveni Turbine Ltd Industrial Capital Goods 80913 81.32 0.71 57 INE570D01018 Arrow Greentech Ltd Industrial Products 24214 78.08 0.68 58 INE852F01015 Gateway Distriparks Ltd Transportation 39533 69.08 0.60 59 INE201M01011 CL Educate Ltd Diversified Consumer Services 33737 63.93 0.56 60 INE312H01016 INOX Leisure Ltd Media & Entertainment 20860 55.29 0.48 61 INE141A01014 Oriental Bank of Commerce Banks 38152 34.95 0.30 Total for Equity & Equity Related 11412.71 99.51 (B) Money Market Instruments 1 CBLO 53.96 0.47 Total for Money Market Instruments 53.96 0.47 Cash and Other Net Current Assets 2.36 0.02 Grand Total 11469.03 100.00

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2018 (Page 6)

Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.7150 12.2142 11.6577 12.1043 Dividend 11.7150 12.2142 11.6577 12.1043d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 15.12%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES XII

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE048G01026 Navin Fluorine International Ltd Chemicals 38000 293.68 3.52 2 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 100000 289.15 3.47 3 INE442H01029 Ashoka Buildcon Ltd Construction Project 114000 283.23 3.40 4 INE227C01017 MM Forgings Ltd Industrial Products 24006 249.79 3.00 5 INE220B01022 Kalpataru Power Transmission Ltd Power 51426 249.03 2.99 6 INE536A01023 Grindwell Norton Ltd Industrial Products 46133 232.86 2.79 7 INE074A01025 Praj Industries Ltd Industrial Capital Goods 279148 224.16 2.69 8 INE384A01010 Rane Holdings Ltd Finance 9085 221.58 2.66 9 INE022I01019 Asian Granito India Ltd Construction 48000 217.03 2.60 10 INE868B01028 NCC Ltd Construction Project 180279 211.92 2.54 11 INE049A01027 Himatsingka Seide Ltd Textile Products 59674 208.53 2.50 12 INE956G01038 VA Tech Wabag Ltd Engineering Services 40891 200.55 2.41 13 INE891D01026 Redington (India) Ltd Transportation 134586 197.57 2.37 14 INE383A01012 The India Cements Ltd Cement 138867 196.84 2.36 15 INE805D01034 Sunteck Realty Ltd Construction 45990 195.60 2.35 16 INE612J01015 Repco Home Finance Ltd Finance 32199 181.07 2.17 17 INE578A01017 HeidelbergCEMENT India Ltd Cement 123534 175.91 2.11 18 INE334L01012 Ujjivan Financial Services Ltd Finance 48741 168.38 2.02 19 INE405E01023 Minda Industries Ltd Auto Ancillaries 15483 165.14 1.98 20 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels, Resorts and Other Recreational Activities 55299 162.16 1.94 21 INE976A01021 West Coast Paper Mills Ltd Paper 65055 155.32 1.86 22 INE613A01020 Rallis India Ltd Pesticides 64192 152.94 1.83 23 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 6059 152.10 1.82 24 INE287B01021 Subros Ltd Auto Ancillaries 51995 151.44 1.82 25 INE060A01024 Navneet Education Ltd Media & Entertainment 105679 150.91 1.81 26 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 191867 147.16 1.77 27 INE930H01023 K.P.R. Mill Ltd Textile Products 22910 144.92 1.74 28 INE934S01014 GNA Axles Ltd Auto Ancillaries 33069 144.68 1.74 29 INE877F01012 PTC India Ltd Power 150000 131.10 1.57 30 INE460H01021 Star Cement Ltd Cement 105670 122.68 1.47 31 INE670A01012 Tata Elxsi Ltd Software 12428 122.46 1.47 32 INE834I01025 Khadim India Ltd Consumer Durables 16740 122.32 1.47 33 INE791I01019 Brigade Enterprises Ltd Construction 48192 118.38 1.42 34 INE978A01027 Heritage Foods Ltd Consumer Non Durables 16000 111.68 1.34 35 INE415A01038 HSIL Ltd Consumer Durables 30000 111.36 1.34 36 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 18376 109.68 1.32 37 INE325A01013 Timken India Ltd Industrial Products 15007 105.87 1.27 38 INE136B01020 Cyient Ltd Software 14681 102.01 1.22 39 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 67267 96.73 1.16 40 INE572A01028 JB Chemicals & Pharmaceuticals Ltd Pharmaceuticals 30858 95.69 1.15 41 INE349A01021 NRB Bearing Ltd Industrial Products 60448 92.97 1.12 42 INE586B01026 Taj GVK Hotels & Resorts Ltd Hotels, Resorts and Other Recreational Activities 54834 90.28 1.08 43 INE878B01027 KEI Industries Ltd Industrial Products 23277 89.62 1.07 44 INE611L01021 Indian Terrain Fashions Ltd Textile Products 50605 88.41 1.06 45 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 1318 85.75 1.03 46 INE131A01031 Gujarat Mineral Development Corporation Ltd Minerals/Mining 69055 84.97 1.02 47 INE503A01015 DCB Bank Ltd Banks 52406 84.66 1.02 48 INE312H01016 INOX Leisure Ltd Media & Entertainment 31013 82.20 0.99 49 INE807K01035 S Chand and Company Ltd Media & Entertainment 19647 80.66 0.97 50 INE573A01042 JK Tyre & Industries Ltd Auto Ancillaries 48339 78.77 0.94 51 INE863B01011 Premier Explosives Ltd Chemicals 23525 78.71 0.94 52 INE264T01014 Capacit'e Infraprojects Ltd Construction 25479 77.09 0.92 53 INE325C01035 Dollar Industries Ltd Textile Products 19140 74.48 0.89 54 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 33263 63.18 0.76 55 INE324L01013 R.P.P. Infra Projects Ltd Construction 22460 60.41 0.72 56 INE152M01016 Triveni Turbine Ltd Industrial Capital Goods 58277 58.57 0.70 57 INE570D01018 Arrow Greentech Ltd Industrial Products 17693 57.05 0.68 58 INE852F01015 Gateway Distriparks Ltd Transportation 29009 50.69 0.61 59 INE201M01011 CL Educate Ltd Diversified Consumer Services 24737 46.88 0.56 Total for Equity & Equity Related 8298.95 99.54 (B) Money Market Instruments 1 CBLO 36.98 0.44 Total for Money Market Instruments 36.98 0.44 Cash and Other Net Current Assets 1.69 0.02 Grand Total 8337.62 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.3641 11.7665 11.2916 11.6367 Dividend 11.3641 11.7665 11.2916 11.6367d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 13.59%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES XIV

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE048G01026 Navin Fluorine International Ltd Chemicals 64459 498.17 3.48 2 INE442H01029 Ashoka Buildcon Ltd Construction Project 189153 469.95 3.28 3 INE227C01017 MM Forgings Ltd Industrial Products 40558 422.03 2.95 4 INE384A01010 Rane Holdings Ltd Finance 16100 392.67 2.74 5 INE536A01023 Grindwell Norton Ltd Industrial Products 75956 383.39 2.68 6 INE022I01019 Asian Granito India Ltd Construction 84224 380.82 2.66 7 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 15026 377.19 2.63 8 INE868B01028 NCC Ltd Construction Project 310459 364.94 2.55 9 INE049A01027 Himatsingka Seide Ltd Textile Products 103185 360.58 2.52 10 INE220B01022 Kalpataru Power Transmission Ltd Power 73119 354.08 2.47 11 INE805D01034 Sunteck Realty Ltd Construction 79340 337.43 2.36 12 INE956G01038 VA Tech Wabag Ltd Engineering Services 65349 320.50 2.24 13 INE296E01026 Rajapalayam Mills Ltd Textiles - Cotton 28006 306.15 2.14 14 INE613A01020 Rallis India Ltd Pesticides 125543 299.11 2.09 15 INE383A01012 The India Cements Ltd Cement 209020 296.29 2.07 16 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 4552 296.16 2.07 17 INE334L01012 Ujjivan Financial Services Ltd Finance 84901 293.29 2.05 18 INE074A01025 Praj Industries Ltd Industrial Capital Goods 347593 279.12 1.95 19 INE976A01021 West Coast Paper Mills Ltd Paper 116616 278.42 1.94 20 INE614A01028 Ramco Industries Ltd Cement 116255 267.33 1.87 21 INE978A01027 Heritage Foods Ltd Consumer Non Durables 37918 264.67 1.85 22 INE287B01021 Subros Ltd Auto Ancillaries 89890 261.80 1.83 23 INE285A01027 Elgi Equipments Ltd Industrial Products 102737 259.36 1.81 24 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels, Resorts and Other Recreational Activities 84532 247.89 1.73 25 INE573A01042 JK Tyre & Industries Ltd Auto Ancillaries 151039 246.12 1.72 26 INE934S01014 GNA Axles Ltd Auto Ancillaries 55966 244.85 1.71 27 INE060A01024 Navneet Education Ltd Media & Entertainment 165138 235.82 1.65 28 INE337A01034 LG Balakrishnan & Bros Ltd Auto Ancillaries 20372 215.74 1.51 29 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 278377 213.52 1.49

30 INE834I01025 Khadim India Ltd Consumer Durables 28882 211.04 1.47 31 INE611L01021 Indian Terrain Fashions Ltd Textile Products 120496 210.51 1.47 32 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 146377 210.49 1.47 33 INE460H01021 Star Cement Ltd Cement 178780 207.56 1.45 34 INE670A01012 Tata Elxsi Ltd Software 20778 204.74 1.43 35 INE791I01019 Brigade Enterprises Ltd Construction 81977 201.38 1.41 36 INE612J01015 Repco Home Finance Ltd Finance 35026 196.97 1.38 37 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 31452 187.72 1.31 38 INE325A01013 Timken India Ltd Industrial Products 25051 176.72 1.23 39 INE136B01020 Cyient Ltd Software 25266 175.56 1.23 40 INE415A01038 HSIL Ltd Consumer Durables 44000 163.33 1.14 41 INE743M01012 Orient Refractories Ltd Industrial Products 100505 160.10 1.12 42 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 48547 158.55 1.11 43 INE349A01021 NRB Bearing Ltd Industrial Products 102505 157.65 1.10 44 INE586B01026 Taj GVK Hotels & Resorts Ltd Hotels, Resorts and Other Recreational Activities 95184 156.72 1.09 45 INE325C01035 Dollar Industries Ltd Textile Products 40090 156.01 1.09 46 INE312H01016 INOX Leisure Ltd Media & Entertainment 58439 154.89 1.08 47 INE878B01027 KEI Industries Ltd Industrial Products 39999 154.00 1.08 48 INE324L01013 R.P.P. Infra Projects Ltd Construction 56005 150.63 1.05 49 INE189B01011 INEOS Styrolution India Ltd Industrial Products 16127 138.22 0.96 50 INE807K01035 S Chand and Company Ltd Media & Entertainment 32894 135.05 0.94 51 INE488V01015 PSP Projects Ltd Construction 29826 134.22 0.94 52 INE863B01011 Premier Explosives Ltd Chemicals 39950 133.67 0.93 53 INE264T01014 Capacit'e Infraprojects Ltd Construction 43148 130.54 0.91 54 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 18931 123.99 0.87 55 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 63135 119.92 0.84 56 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 21572 115.54 0.81 57 INE451A01017 Force Motors Ltd Auto 4207 114.98 0.80 58 INE570D01018 Arrow Greentech Ltd Industrial Products 32151 103.67 0.72 59 INE872A01014 SREI Infrastructure Finance Ltd Finance 126138 92.71 0.65 60 INE201M01011 CL Educate Ltd Diversified Consumer Services 47986 90.93 0.63 61 INE152M01016 Triveni Turbine Ltd Industrial Capital Goods 90289 90.74 0.63 62 INE302M01033 Prabhat Dairy Ltd Consumer Non Durables 48982 73.57 0.51 63 INE503A01015 DCB Bank Ltd Banks 45093 72.85 0.51 64 INE141A01014 Oriental Bank of Commerce Banks 48174 44.13 0.31 65 INE301A01014 Raymond Ltd Textile Products 4270 38.33 0.27 Total for Equity & Equity Related 14315.01 99.94 (B) Money Market Instruments 1 CBLO 14.99 0.10 Total for Money Market Instruments 14.99 0.10 Cash and Other Net Current Assets (6.41) (0.04) Grand Total 14323.59 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 10.2755 10.8615 10.2448 10.7872 Dividend 10.2755 10.8615 10.2448 10.7872d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 15.36%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES XV

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE048G01026 Navin Fluorine International Ltd Chemicals 63720 492.46 3.51 2 INE136B01020 Cyient Ltd Software 69263 481.27 3.43 3 INE442H01029 Ashoka Buildcon Ltd Construction Project 183926 456.96 3.25 4 INE049A01027 Himatsingka Seide Ltd Textile Products 125377 438.13 3.12 5 INE384A01010 Rane Holdings Ltd Finance 16577 404.30 2.88 6 INE227C01017 MM Forgings Ltd Industrial Products 38702 402.71 2.87 7 INE536A01023 Grindwell Norton Ltd Industrial Products 76170 384.47 2.74 8 INE978A01027 Heritage Foods Ltd Consumer Non Durables 51856 361.95 2.58 9 INE022I01019 Asian Granito India Ltd Construction 79310 358.60 2.55 10 INE220B01022 Kalpataru Power Transmission Ltd Power 70480 341.30 2.43 11 INE868B01028 NCC Ltd Construction Project 286703 337.02 2.40 12 INE834I01025 Khadim India Ltd Consumer Durables 45318 331.14 2.36 13 INE956G01038 VA Tech Wabag Ltd Engineering Services 67035 328.77 2.34 14 INE805D01034 Sunteck Realty Ltd Construction 76930 327.18 2.33 15 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 45305 296.73 2.11 16 INE296E01026 Rajapalayam Mills Ltd Textiles - Cotton 27041 295.60 2.11 17 INE460H01021 Star Cement Ltd Cement 253785 294.64 2.10 18 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 4478 291.35 2.07 19 INE302M01033 Prabhat Dairy Ltd Consumer Non Durables 185609 278.78 1.99 20 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 11000 276.13 1.97 21 INE383A01012 The India Cements Ltd Cement 189159 268.13 1.91 22 INE976A01021 West Coast Paper Mills Ltd Paper 112234 267.96 1.91 23 INE285A01027 Elgi Equipments Ltd Industrial Products 105354 265.97 1.89 24 INE287B01021 Subros Ltd Auto Ancillaries 87547 254.98 1.82 25 INE074A01025 Praj Industries Ltd Industrial Capital Goods 311371 250.03 1.78 26 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 317233 243.32 1.73 27 INE934S01014 GNA Axles Ltd Auto Ancillaries 54541 238.62 1.70 28 INE613A01020 Rallis India Ltd Pesticides 99856 237.91 1.69 29 INE614A01028 Ramco Industries Ltd Cement 100000 229.95 1.64 30 INE060A01024 Navneet Education Ltd Media & Entertainment 152790 218.18 1.55 31 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 149092 214.39 1.53 32 INE670A01012 Tata Elxsi Ltd Software 20642 203.40 1.45 33 INE878B01027 KEI Industries Ltd Industrial Products 52017 200.27 1.43 34 INE337A01034 LG Balakrishnan & Bros Ltd Auto Ancillaries 18652 197.52 1.41 35 INE612J01015 Repco Home Finance Ltd Finance 33900 190.64 1.36 36 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 30804 183.85 1.31 37 INE296G01013 Muthoot Capital Services Ltd Finance 23820 177.91 1.27 38 INE334L01012 Ujjivan Financial Services Ltd Finance 48672 168.14 1.20 39 INE189B01011 INEOS Styrolution India Ltd Industrial Products 19538 167.45 1.19 40 INE743M01012 Orient Refractories Ltd Industrial Products 98368 156.70 1.12 41 INE611L01021 Indian Terrain Fashions Ltd Textile Products 87696 153.20 1.09 42 INE349A01021 NRB Bearing Ltd Industrial Products 99555 153.12 1.09 43 INE586B01026 Taj GVK Hotels & Resorts Ltd Hotels, Resorts and Other Recreational Activities 90821 149.54 1.07 44 INE578A01017 HeidelbergCEMENT India Ltd Cement 101307 144.26 1.03 45 INE503A01015 DCB Bank Ltd Banks 88481 142.94 1.02 46 INE791I01019 Brigade Enterprises Ltd Construction 57550 141.37 1.01 47 INE312H01016 INOX Leisure Ltd Media & Entertainment 53138 140.84 1.00 48 INE324L01013 R.P.P. Infra Projects Ltd Construction 52124 140.19 1.00 49 INE807K01035 S Chand and Company Ltd Media & Entertainment 32356 132.84 0.95 50 INE863B01011 Premier Explosives Ltd Chemicals 38943 130.30 0.93 51 INE264T01014 Capacit'e Infraprojects Ltd Construction 41775 126.39 0.90 52 INE415A01038 HSIL Ltd Consumer Durables 33620 124.80 0.89 53 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 58939 111.95 0.80 54 INE325C01035 Dollar Industries Ltd Textile Products 28650 111.49 0.79 55 INE152M01016 Triveni Turbine Ltd Industrial Capital Goods 92948 93.41 0.67 56 INE451A01017 Force Motors Ltd Auto 3408 93.14 0.66 57 INE872A01014 SREI Infrastructure Finance Ltd Finance 120000 88.20 0.63 58 INE570D01018 Arrow Greentech Ltd Industrial Products 26736 86.21 0.61 59 INE301A01014 Raymond Ltd Textile Products 7979 71.63 0.51 60 INE201M01011 CL Educate Ltd Diversified Consumer Services 37037 70.19 0.50 61 INE573A01042 JK Tyre & Industries Ltd Auto Ancillaries 36844 60.04 0.43 62 INE141A01014 Oriental Bank of Commerce Banks 46613 42.70 0.30 63 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels, Resorts and Other Recreational Activities 4300 12.61 0.09 Total for Equity & Equity Related 14036.19 99.97 (B) Money Market Instruments 1 CBLO 13.99 0.10 Total for Money Market Instruments 13.99 0.10 Cash and Other Net Current Assets (9.18) (0.07) Grand Total 14041.00 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil

c) NAV per unit (` per unit) Direct plan Regular plan

Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 10.1476 10.6337 10.1113 10.5319 Dividend 10.1476 10.6337 10.1113 10.5319d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 13.83%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES XVI

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE442H01029 Ashoka Buildcon Ltd Construction Project 139138 345.69 3.80 2 INE048G01026 Navin Fluorine International Ltd Chemicals 43934 339.54 3.73 3 INE022I01019 Asian Granito India Ltd Construction 66950 302.71 3.33 4 INE227C01017 MM Forgings Ltd Industrial Products 26220 272.83 3.00 5 INE384A01010 Rane Holdings Ltd Finance 10939 266.80 2.93 6 INE868B01028 NCC Ltd Construction Project 212579 249.89 2.75 7 INE536A01023 Grindwell Norton Ltd Industrial Products 49500 249.85 2.75 8 INE220B01022 Kalpataru Power Transmission Ltd Power 51485 249.32 2.74 9 INE978A01027 Heritage Foods Ltd Consumer Non Durables 35071 244.80 2.69 10 INE049A01027 Himatsingka Seide Ltd Textile Products 67193 234.81 2.58 11 INE834I01025 Khadim India Ltd Consumer Durables 29938 218.76 2.40 12 INE386A01015 Vesuvius India Ltd Industrial Products 16700 218.45 2.40 13 INE805D01034 Sunteck Realty Ltd Construction 51050 217.12 2.39 14 INE136B01020 Cyient Ltd Software 30013 208.55 2.29 15 INE334L01012 Ujjivan Financial Services Ltd Finance 57781 199.60 2.19 16 INE383A01012 The India Cements Ltd Cement 138968 196.99 2.16 17 INE460H01021 Star Cement Ltd Cement 165773 192.46 2.11 18 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 2957 192.39 2.11 19 INE302M01033 Prabhat Dairy Ltd Consumer Non Durables 123232 185.09 2.03 20 INE976A01021 West Coast Paper Mills Ltd Paper 77085 184.04 2.02 21 INE074A01025 Praj Industries Ltd Industrial Capital Goods 225222 180.85 1.99 22 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 7000 175.72 1.93 23 INE884B01025 Kirloskar Ferrous Industries Ltd Ferrous Metals 205869 174.06 1.91 24 INE107A01015 Tamil Nadu Newsprint & Papers Ltd Paper 48240 167.80 1.84 25 INE614A01028 Ramco Industries Ltd Cement 72429 166.55 1.83 26 INE287B01021 Subros Ltd Auto Ancillaries 56654 165.00 1.81 27 INE934S01014 GNA Axles Ltd Auto Ancillaries 35978 157.40 1.73 28 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 98636 141.84 1.56 29 INE060A01024 Navneet Education Ltd Media & Entertainment 98613 140.82 1.55 30 INE670A01012 Tata Elxsi Ltd Software 13929 137.25 1.51 31 INE349A01021 NRB Bearing Ltd Industrial Products 88228 135.69 1.49 32 INE337A01034 LG Balakrishnan & Bros Ltd Auto Ancillaries 12631 133.76 1.47 33 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 22163 132.28 1.45 34 INE878B01027 KEI Industries Ltd Industrial Products 34266 131.92 1.45 35 INE956G01038 VA Tech Wabag Ltd Engineering Services 25000 122.61 1.35 36 INE612J01015 Repco Home Finance Ltd Finance 21759 122.36 1.34 37 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 18596 121.79 1.34 38 INE296G01013 Muthoot Capital Services Ltd Finance 15959 119.20 1.31 39 INE573A01042 JK Tyre & Industries Ltd Auto Ancillaries 67620 110.19 1.21 40 INE312H01016 INOX Leisure Ltd Media & Entertainment 40958 108.56 1.19 41 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 30952 101.09 1.11 42 INE611L01021 Indian Terrain Fashions Ltd Textile Products 53931 94.22 1.04 43 INE791I01019 Brigade Enterprises Ltd Construction 38344 94.19 1.04 44 INE503A01015 DCB Bank Ltd Banks 57156 92.34 1.01 45 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels, Resorts and Other Recreational Activities 31151 91.35 1.00 46 INE189B01011 INEOS Styrolution India Ltd Industrial Products 10582 90.69 1.00 47 INE451A01017 Force Motors Ltd Auto 3295 90.05 0.99 48 INE807K01035 S Chand and Company Ltd Media & Entertainment 21434 88.00 0.97 49 INE863B01011 Premier Explosives Ltd Chemicals 25137 84.11 0.92 50 INE264T01014 Capacit'e Infraprojects Ltd Construction 27635 83.61 0.92 51 INE405A01021 Ultramarine & Pigments Ltd Chemicals 30303 83.32 0.92 52 INE415A01038 HSIL Ltd Consumer Durables 22340 82.93 0.91 53 INE141A01014 Oriental Bank of Commerce Banks 90349 82.76 0.91 54 INE325C01035 Dollar Industries Ltd Textile Products 19307 75.13 0.83 55 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 92000 70.56 0.78 56 INE872A01014 SREI Infrastructure Finance Ltd Finance 89415 65.72 0.72 57 INE570D01018 Arrow Greentech Ltd Industrial Products 19710 63.55 0.70 Total for Equity & Equity Related 9048.97 99.44 (B) Money Market Instruments 1 CBLO 1.00 0.01 Total for Money Market Instruments 1.00 0.01 Cash and Other Net Current Assets 50.25 0.55 Grand Total 9100.22 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 10.0589 10.0573 10.0525 10.0143 Dividend 10.0589 10.0573 10.0525 10.0143d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 14.40%h) Repo in corporate debt Nil

SUNDARAM SELECT MICRO CAP - SERIES XVII

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE442H01029 Ashoka Buildcon Ltd Construction Project 107535 267.17 3.48 2 INE048G01026 Navin Fluorine International Ltd Chemicals 34359 265.54 3.46 3 INE022I01019 Asian Granito India Ltd Construction 57337 259.25 3.38 4 INE227C01017 MM Forgings Ltd Industrial Products 23014 239.47 3.12 5 INE384A01010 Rane Holdings Ltd Finance 9515 232.07 3.03 6 INE978A01027 Heritage Foods Ltd Consumer Non Durables 30747 214.61 2.80 7 INE868B01028 NCC Ltd Construction Project 177949 209.18 2.73 8 INE049A01027 Himatsingka Seide Ltd Textile Products 56943 198.99 2.59 9 INE220B01022 Kalpataru Power Transmission Ltd Power 40089 194.13 2.53 10 INE074A01025 Praj Industries Ltd Industrial Capital Goods 237699 190.87 2.49 11 INE386A01015 Vesuvius India Ltd Industrial Products 14300 187.06 2.44 12 INE834I01025 Khadim India Ltd Consumer Durables 25594 187.02 2.44 13 INE805D01034 Sunteck Realty Ltd Construction 43970 187.00 2.44 14 INE136B01020 Cyient Ltd Software 25572 177.69 2.32 15 INE302M01033 Prabhat Dairy Ltd Consumer Non Durables 113148 169.95 2.22 16 INE334L01012 Ujjivan Financial Services Ltd Finance 48350 167.03 2.18 17 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 2563 166.75 2.17 18 INE460H01021 Star Cement Ltd Cement 142798 165.79 2.16 19 INE976A01021 West Coast Paper Mills Ltd Paper 66618 159.05 2.07 20 INE884B01025 Kirloskar Ferrous Industries Ltd Ferrous Metals 184259 155.79 2.03 21 INE536A01023 Grindwell Norton Ltd Industrial Products 28959 146.17 1.91 22 INE045A01017 Ador Welding Ltd Industrial Products 37873 141.53 1.85 23 INE107A01015 Tamil Nadu Newsprint & Papers Ltd Paper 40620 141.30 1.84 24 INE287B01021 Subros Ltd Auto Ancillaries 48259 140.55 1.83 25 INE383A01012 The India Cements Ltd Cement 98000 138.92 1.81 26 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 23217 138.57 1.81 27 INE614A01028 Ramco Industries Ltd Cement 58791 135.19 1.76 28 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 92347 132.79 1.73 29 INE670A01012 Tata Elxsi Ltd Software 12020 118.44 1.54 30 INE750A01020 Oriental Hotels Ltd Hotels, Resorts and Other Recreational Activities 270455 112.91 1.47 31 INE337A01034 LG Balakrishnan & Bros Ltd Auto Ancillaries 9545 101.08 1.32 32 INE296G01013 Muthoot Capital Services Ltd Finance 13520 100.98 1.32 33 INE177A01018 Ingersoll Rand (India) Ltd Industrial Products 15265 99.98 1.30 34 INE349A01021 NRB Bearing Ltd Industrial Products 64550 99.28 1.29 35 INE312H01016 INOX Leisure Ltd Media & Entertainment 36963 97.97 1.28 36 INE998I01010 Mahindra Holidays & Resorts India Ltd Hotels, Resorts and Other Recreational Activities 29874 87.61 1.14

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2018 (Page 7)

37 INE348B01021 Century Plyboards (India) Ltd Consumer Durables 26143 85.38 1.11 38 INE612J01015 Repco Home Finance Ltd Finance 14420 81.09 1.06 39 INE611L01021 Indian Terrain Fashions Ltd Textile Products 46393 81.05 1.06 40 INE791I01019 Brigade Enterprises Ltd Construction 32900 80.82 1.05 41 INE451A01017 Force Motors Ltd Auto 2863 78.25 1.02 42 INE878B01027 KEI Industries Ltd Industrial Products 20323 78.24 1.02 43 INE807K01035 S Chand and Company Ltd Media & Entertainment 18997 77.99 1.02 44 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 38605 77.42 1.01 45 INE863B01011 Premier Explosives Ltd Chemicals 22567 75.51 0.98 46 INE578A01017 HeidelbergCEMENT India Ltd Cement 52698 75.04 0.98 47 INE325A01013 Timken India Ltd Industrial Products 10490 74.00 0.96 48 INE956G01038 VA Tech Wabag Ltd Engineering Services 15000 73.57 0.96 49 INE324L01013 R.P.P. Infra Projects Ltd Construction 27261 73.32 0.96 50 INE264T01014 Capacit'e Infraprojects Ltd Construction 24117 72.97 0.95 51 INE415A01038 HSIL Ltd Consumer Durables 19208 71.30 0.93 52 INE405A01021 Ultramarine & Pigments Ltd Chemicals 25632 70.48 0.92 53 INE189B01011 INEOS Styrolution India Ltd Industrial Products 7809 66.93 0.87 54 INE872A01014 SREI Infrastructure Finance Ltd Finance 85110 62.56 0.82 55 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 79000 60.59 0.79 56 INE570D01018 Arrow Greentech Ltd Industrial Products 14424 46.51 0.61 57 INE686A01026 ITD Cementation India Ltd Construction 25000 39.31 0.51 58 INE503A01015 DCB Bank Ltd Banks 24161 39.03 0.51 59 INE141A01014 Oriental Bank of Commerce Banks 26677 24.44 0.32 Total for Equity & Equity Related 7493.47 97.71 (B) Money Market Instruments 1 CBLO 38.97 0.51 Total for Money Market Instruments 38.97 0.51 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 163992.675 60.08 0.78 Total for Mutual Fund Units 60.08 0.78 Cash and Other Net Current Assets 76.75 1.00 Grand Total 7669.27 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 13/10/2017 31/03/2018 13/10/2017 31/03/2018Growth 10.0000 9.5664 10.0000 9.4857 Dividend 10.0000 9.5664 10.0000 9.4857d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 8.59%h) Repo in corporate debt Nil

SUNDARAM EMERGING SMALL CAP SERIES I

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE384A01010 Rane Holdings Ltd Finance 26290 641.20 3.50 2 INE536A01023 Grindwell Norton Ltd Industrial Products 109414 552.27 3.02 3 INE782A01015 Johnson Controls – Hitachi Air Conditioning India Ltd Consumer Durables 20924 525.24 2.87 4 INE503A01015 DCB Bank Ltd Banks 271808 439.11 2.40 5 INE325A01013 Timken India Ltd Industrial Products 61125 431.21 2.36 6 INE868B01028 NCC Ltd Construction Project 350000 411.43 2.25 7 INE045A01017 Ador Welding Ltd Industrial Products 109488 409.16 2.24 8 INE823G01014 JK Cement Ltd Cement 38686 392.68 2.15 9 INE325C01035 Dollar Industries Ltd Textile Products 100362 390.56 2.13 10 INE227C01017 MM Forgings Ltd Industrial Products 35243 366.72 2.00 11 INE048G01026 Navin Fluorine International Ltd Chemicals 46949 362.85 1.98 12 INE349A01021 NRB Bearing Ltd Industrial Products 220000 338.36 1.85 13 INE220B01022 Kalpataru Power Transmission Ltd Power 69706 337.55 1.85 14 INE060A01024 Navneet Education Ltd Media & Entertainment 233182 332.98 1.82 15 INE442H01029 Ashoka Buildcon Ltd Construction Project 116320 289.00 1.58 16 INE472A01039 Blue Star Ltd Consumer Durables 34957 264.08 1.44 17 INE191H01014 PVR Ltd Media & Entertainment 20400 247.91 1.36 18 INE999A01015 KSB Pumps Ltd Industrial Products 30000 239.30 1.31 19 INE074A01025 Praj Industries Ltd Industrial Capital Goods 297060 238.54 1.30 20 INE717A01029 Kennametal India Ltd Industrial Capital Goods 33000 234.07 1.28 21 INE794B01026 Balaji Telefilms Ltd Media & Entertainment 144874 188.77 1.03 22 INE457F01013 Salzer Electronics Ltd Industrial Capital Goods 90910 182.32 1.00 23 INE765D01014 WPIL Ltd Industrial Products 35402 180.39 0.99 24 INE594H01019 Thyrocare Technologies Ltd Healthcare Services 27526 164.29 0.90 25 INE807K01035 S Chand and Company Ltd Media & Entertainment 38547 158.25 0.87 26 INE415A01038 HSIL Ltd Consumer Durables 20746 77.01 0.42 27 INE686A01026 ITD Cementation India Ltd Construction 28000 44.03 0.24 28 INE278H01035 Sandhar Technologies Ltd Auto Ancillaries 9321 30.95 0.17 29 INE332A01027 Thomas Cook (India) Ltd Services 10000 28.27 0.15 Total for Equity & Equity Related 8498.48 46.45 (B) Money Market Instruments 1 CBLO 531.65 2.91 Total for Money Market Instruments 531.65 2.91 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 25145543.5 9212.15 50.35 Total for Mutual Fund Units 9212.15 50.35 Cash and Other Net Current Assets 52.91 0.29 Grand Total 18295.19 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 09/03/2018 31/03/2018 09/03/2018 31/03/2018Growth 10.0000 9.8784 10.0000 9.8689 Dividend 10.0000 9.8784 10.0000 9.8689d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 0.00%h) Repo in corporate debt Nil

SUNDARAM INFRASTRUCTURE ADVANTAGE FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE671A01010 Honeywell Automation India Ltd Industrial Capital Goods 19507 3304.90 4.49 2 INE018A01030 Larsen & Toubro Ltd Construction Project 225663 2958.22 4.02 3 INE331A01037 The Ramco Cements Ltd Cement 397683 2878.23 3.91 4 INE220B01022 Kalpataru Power Transmission Ltd Power 565000 2736.01 3.72 5 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 1000000 2191.00 2.98 6 INE868B01028 NCC Ltd Construction Project 1845912 2169.87 2.95 7 INE858B01011 ISGEC Heavy Engineering Ltd Industrial Capital Goods 33026 2148.74 2.92 8 INE531A01024 Kansai Nerolac Paints Ltd Consumer Non Durables 415682 2102.52 2.86 9 INE442H01029 Ashoka Buildcon Ltd Construction Project 810164 2012.85 2.74 10 INE517F01014 Gujarat Pipavav Port Ltd Transportation 1329967 1933.11 2.63 11 INE040A01026 HDFC Bank Ltd Banks 99339 1873.63 2.55 12 INE152A01029 Thermax Ltd Industrial Capital Goods 159129 1805.48 2.45 13 INE999A01015 KSB Pumps Ltd Industrial Products 221787 1769.08 2.41 14 INE195J01029 PNC Infratech Ltd Construction 957700 1679.81 2.28 15 INE074A01025 Praj Industries Ltd Industrial Capital Goods 2083034 1672.68 2.27 16 INE324L01013 R.P.P. Infra Projects Ltd Construction 615000 1654.04 2.25 17 INE070A01015 Shree Cement Ltd Cement 10209 1653.50 2.25 18 INE257A01026 Bharat Heavy Electricals Ltd Industrial Capital Goods 1998293 1625.61 2.21 19 INE956G01038 VA Tech Wabag Ltd Engineering Services 330371 1620.30 2.20 20 INE397D01024 Bharti Airtel Ltd Telecom - Services 402350 1604.17 2.18 21 INE935N01012 Dixon Technologies (India) Ltd Consumer Durables 45000 1480.97 2.01 22 INE002A01018 Reliance Industries Ltd Petroleum Products 167305 1476.80 2.01 23 INE472A01039 Blue Star Ltd Consumer Durables 194107 1466.38 1.99 24 INE415A01038 HSIL Ltd Consumer Durables 389000 1443.97 1.96 25 INE460H01021 Star Cement Ltd Cement 1235000 1433.84 1.95 26 INE805D01034 Sunteck Realty Ltd Construction 331880 1411.49 1.92 27 INE823G01014 JK Cement Ltd Cement 135000 1370.32 1.86 28 INE713T01010 Apollo Micro Systems Ltd Industrial Capital Goods 534000 1308.83 1.78 29 INE470A01017 3M India Ltd Commercial Services 6550 1271.54 1.73

30 INE264T01014 Capacit'e Infraprojects Ltd Construction 397695 1203.23 1.64 31 INE791I01019 Brigade Enterprises Ltd Construction 483000 1186.49 1.61 32 INE325A01013 Timken India Ltd Industrial Products 167509 1181.69 1.61 33 INE349A01021 NRB Bearing Ltd Industrial Products 765771 1177.76 1.60 34 INE686A01026 ITD Cementation India Ltd Construction 740000 1163.65 1.58 35 INE779A01011 ABC Bearings Ltd Industrial Products 277570 1137.20 1.55 36 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 579516 1100.79 1.50 37 INE536A01023 Grindwell Norton Ltd Industrial Products 200000 1009.50 1.37 38 INE766P01016 Mahindra Logistics Ltd Transportation 195281 946.72 1.29 39 INE386C01029 Astra Microwave Products Ltd Telecom - Equipment & Accessories 964843 740.03 1.01 40 INE066F01012 Hindustan Aeronautics Ltd Aerospace & Defense 64500 730.69 0.99 41 INE386A01015 Vesuvius India Ltd Industrial Products 55653 728.00 0.99 42 INE284A01012 ESAB India Ltd Industrial Products 88984 629.61 0.86 43 INE062A01020 State Bank of India Banks 190914 477.09 0.65 44 INE488V01015 PSP Projects Ltd Construction 105000 472.50 0.64 45 INE551A01022 Hindustan Dorr-Oliver Ltd Engineering Services 1338728 58.23 0.08 46 IN9081A01010 Tata Steel Ltd - Partly Paid Shares Ferrous Metals 11015 15.48 0.02 Total for Equity & Equity Related 68016.55 92.48 (B) Money Market Instruments 1 CBLO 466.69 0.63 Total for Money Market Instruments 466.69 0.63 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 13666056.25 5006.60 6.81 Total for Mutual Fund Units 5006.60 6.81 Cash and Other Net Current Assets 60.66 0.08 Grand Total 73550.50 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 33.9585 35.4927 33.2780 34.5125 Dividend 31.2984 32.7124 30.6442 31.7810d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 50.06%h) Repo in corporate debt Nil

SUNDARAM TOP 100 - SERIES VI

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE585B01010 Maruti Suzuki India Ltd Auto 1690 149.75 5.43 2 INE040A01026 HDFC Bank Ltd Banks 7639 144.08 5.22 3 INE001A01036 Housing Development Finance Corporation Ltd Finance 7853 143.36 5.20 4 INE009A01021 Infosys Ltd Software 12238 138.51 5.02 5 INE216A01022 Britannia Industries Ltd Consumer Non Durables 2771 137.74 4.99 6 INE237A01028 Kotak Mahindra Bank Ltd Banks 13121 137.48 4.98 7 INE148I01020 Indiabulls Housing Finance Ltd Finance 11001 136.11 4.93 8 INE095A01012 IndusInd Bank Ltd Banks 7562 135.87 4.92 9 INE002A01018 Reliance Industries Ltd Petroleum Products 15309 135.13 4.90 10 INE208A01029 Ashok Leyland Ltd Auto 84676 123.16 4.46 11 INE296A01024 Bajaj Finance Ltd Finance 5994 105.95 3.84 12 INE721A01013 Shriram Transport Finance Company Ltd Finance 6758 97.29 3.53 13 INE095N01023 NBCC (India) Ltd Construction 48331 92.02 3.34 14 INE239A01016 Nestle India Ltd Consumer Non Durables 1079 88.52 3.21 15 INE302A01020 Exide Industries Ltd Auto Ancillaries 36843 82.10 2.98 16 INE918I01018 Bajaj Finserv Ltd Finance 1449 74.94 2.72 17 INE263A01024 Bharat Electronics Ltd Industrial Capital Goods 49857 70.52 2.56 18 INE669C01036 Tech Mahindra Ltd Software 10316 65.89 2.39 19 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 11100 63.88 2.32 20 INE115A01026 LIC Housing Finance Ltd Finance 11472 61.31 2.22 21 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 18757 58.32 2.11 22 INE860A01027 HCL Technologies Ltd Software 5469 52.97 1.92 23 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 10308 51.03 1.85 24 INE528G01027 Yes Bank Ltd Banks 15390 46.92 1.70 25 INE070A01015 Shree Cement Ltd Cement 261 42.27 1.53 26 INE467B01029 Tata Consultancy Services Ltd Software 1462 41.65 1.51 27 INE548C01032 Emami Ltd Consumer Non Durables 3469 37.08 1.34 28 INE628A01036 UPL Ltd Pesticides 4944 36.10 1.31 29 INE059A01026 Cipla Ltd Pharmaceuticals 5941 32.41 1.17 30 INE685A01028 Torrent Pharmaceuticals Ltd Pharmaceuticals 2567 32.08 1.16 31 INE205A01025 Vedanta Ltd Non - Ferrous Metals 10320 28.67 1.04 32 INE066A01013 Eicher Motors Ltd Auto 92 26.10 0.95 33 INE646L01027 Interglobe Aviation Ltd Transportation 1969 25.41 0.92 34 INE326A01037 Lupin Ltd Pharmaceuticals 3233 23.79 0.86 35 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 3448 19.23 0.70 Total for Equity & Equity Related 2737.66 99.22 (B) Money Market Instruments 1 CBLO 20.99 0.76 Total for Money Market Instruments 20.99 0.76 Cash and Other Net Current Assets 0.60 0.02 Grand Total 2759.25 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.3939 11.9477 11.3118 11.7820 Dividend 11.3939 11.9477 11.3118 11.7820d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 1.50%h) Repo in corporate debt Nil

SUNDARAM TOP 100 - SERIES VII

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE585B01010 Maruti Suzuki India Ltd Auto 1167 103.41 5.43 2 INE001A01036 Housing Development Finance Corporation Ltd Finance 5465 99.77 5.24 3 INE040A01026 HDFC Bank Ltd Banks 5277 99.53 5.23 4 INE216A01022 Britannia Industries Ltd Consumer Non Durables 1960 97.42 5.12 5 INE009A01021 Infosys Ltd Software 8522 96.45 5.07 6 INE095A01012 IndusInd Bank Ltd Banks 5302 95.26 5.00 7 INE237A01028 Kotak Mahindra Bank Ltd Banks 8920 93.46 4.91 8 INE148I01020 Indiabulls Housing Finance Ltd Finance 7521 93.05 4.89 9 INE002A01018 Reliance Industries Ltd Petroleum Products 10487 92.57 4.86 10 INE208A01029 Ashok Leyland Ltd Auto 58247 84.72 4.45 11 INE296A01024 Bajaj Finance Ltd Finance 4232 74.80 3.93 12 INE721A01013 Shriram Transport Finance Company Ltd Finance 4458 64.18 3.37 13 INE095N01023 NBCC (India) Ltd Construction 33465 63.72 3.35 14 INE239A01016 Nestle India Ltd Consumer Non Durables 749 61.44 3.23 15 INE302A01020 Exide Industries Ltd Auto Ancillaries 25436 56.68 2.98 16 INE918I01018 Bajaj Finserv Ltd Finance 998 51.61 2.71 17 INE263A01024 Bharat Electronics Ltd Industrial Capital Goods 33828 47.85 2.51 18 INE669C01036 Tech Mahindra Ltd Software 7333 46.84 2.46 19 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 7636 43.95 2.31 20 INE115A01026 LIC Housing Finance Ltd Finance 7955 42.51 2.23 21 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 13158 40.91 2.15 22 INE860A01027 HCL Technologies Ltd Software 3846 37.25 1.96 23 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 7181 35.55 1.87 24 INE528G01027 Yes Bank Ltd Banks 10645 32.45 1.70 25 INE467B01029 Tata Consultancy Services Ltd Software 1031 29.37 1.54 26 INE070A01015 Shree Cement Ltd Cement 179 28.99 1.52 27 INE548C01032 Emami Ltd Consumer Non Durables 2374 25.37 1.33 28 INE628A01036 UPL Ltd Pesticides 3390 24.76 1.30 29 INE059A01026 Cipla Ltd Pharmaceuticals 4163 22.71 1.19 30 INE685A01028 Torrent Pharmaceuticals Ltd Pharmaceuticals 1666 20.82 1.09 31 INE205A01025 Vedanta Ltd Non - Ferrous Metals 7129 19.81 1.04 32 INE066A01013 Eicher Motors Ltd Auto 63 17.87 0.94 33 INE646L01027 Interglobe Aviation Ltd Transportation 1360 17.55 0.92

34 INE326A01037 Lupin Ltd Pharmaceuticals 2275 16.74 0.88 35 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 2411 13.45 0.71 Total for Equity & Equity Related 1892.85 99.41 (B) Money Market Instruments 1 CBLO 9.99 0.53 Total for Money Market Instruments 9.99 0.53 Cash and Other Net Current Assets 1.17 0.06 Grand Total 1904.01 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.2062 11.7262 11.1405 11.5932 Dividend 11.2062 11.7262 11.1405 11.5932d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 1.11%h) Repo in corporate debt Nil

SUNDARAM VALUE FUND - SERIES II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE009A01021 Infosys Ltd Software 15287 173.02 5.41 2 INE002A01018 Reliance Industries Ltd Petroleum Products 16000 141.23 4.41 3 INE018A01030 Larsen & Toubro Ltd Construction Project 10000 131.09 4.10 4 INE090A01021 ICICI Bank Ltd Banks 41000 114.12 3.57 5 INE040A01026 HDFC Bank Ltd Banks 6000 113.17 3.54 6 INE669C01036 Tech Mahindra Ltd Software 17500 111.77 3.49 7 INE101A01026 Mahindra & Mahindra Ltd Auto 14668 108.38 3.39 8 INE092A01019 Tata Chemicals Ltd Chemicals 15000 101.57 3.18 9 INE472A01039 Blue Star Ltd Consumer Durables 13000 98.21 3.07 10 INE154A01025 ITC Ltd Consumer Non Durables 36000 91.98 2.88 11 INE280A01028 Titan Company Ltd Consumer Durables 9444 88.99 2.78 12 INE048G01026 Navin Fluorine International Ltd Chemicals 10500 81.15 2.54 13 INE463A01038 Berger Paints (I) Ltd Consumer Non Durables 30744 78.92 2.47 14 INE615P01015 Quess Corp Ltd Commercial Services 7000 71.96 2.25 15 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 23000 66.50 2.08 16 INE733E01010 NTPC Ltd Power 35000 59.40 1.86 17 INE860A01027 HCL Technologies Ltd Software 5500 53.27 1.67 18 INE868B01028 NCC Ltd Construction Project 45000 52.90 1.65 19 INE062A01020 State Bank of India Banks 20000 49.98 1.56 20 INE349A01021 NRB Bearing Ltd Industrial Products 32000 49.22 1.54 21 INE030A01027 Hindustan Unilever Ltd Consumer Non Durables 3500 46.67 1.46 22 INE001A01036 Housing Development Finance Corporation Ltd Finance 2350 42.90 1.34 23 INE332A01027 Thomas Cook (India) Ltd Services 15000 42.41 1.33 24 INE100A01010 Atul Ltd Chemicals 1600 41.81 1.31 25 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 7800 41.78 1.31 26 INE467B01029 Tata Consultancy Services Ltd Software 1400 39.89 1.25 27 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 22000 38.85 1.21 28 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 3112 38.03 1.19 29 INE237A01028 Kotak Mahindra Bank Ltd Banks 3500 36.67 1.15 30 INE585B01010 Maruti Suzuki India Ltd Auto 406 35.98 1.12 31 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 6000 34.53 1.08 32 INE668F01031 Jyothy Laboratories Ltd Consumer Non Durables 8600 34.04 1.06 33 INE486A01013 CESC Ltd Power 3500 33.82 1.06 34 INE158A01026 Hero MotoCorp Ltd Auto 950 33.66 1.05 35 INE238A01034 Axis Bank Ltd Banks 6500 33.18 1.04 36 INE267A01025 Hindustan Zinc Ltd Non - Ferrous Metals 11000 33.06 1.03 37 INE189B01011 INEOS Styrolution India Ltd Industrial Products 3850 33.00 1.03 38 INE917I01010 Bajaj Auto Ltd Auto 1200 32.94 1.03 39 INE628A01036 UPL Ltd Pesticides 4500 32.86 1.03 40 INE129A01019 GAIL (India) Ltd Gas 10000 32.86 1.03 41 INE151A01013 Tata Communications Ltd Telecom - Services 5150 31.94 1.00 42 INE688A01022 Transport Corporation of India Ltd Transportation 11700 31.64 0.99 43 INE047A01021 Grasim Industries Ltd Cement 3000 31.53 0.99 44 INE669E01016 Idea Cellular Ltd Telecom - Services 41000 31.12 0.97 45 INE079A01024 Ambuja Cements Ltd Cement 13000 30.28 0.95 46 INE647O01011 Aditya Birla Fashion and Retail Ltd Retailing 20000 30.17 0.94 47 INE028A01039 Bank of Baroda Banks 20000 28.46 0.89 48 INE260B01028 Godfrey Phillips India Ltd Consumer Non Durables 3300 27.10 0.85 49 INE139A01034 National Aluminium Company Ltd Non - Ferrous Metals 40000 26.58 0.83 50 INE131A01031 Gujarat Mineral Development Corporation Ltd Minerals/Mining 21000 25.84 0.81 51 INE298A01020 Cummins India Ltd Industrial Products 3600 25.21 0.79 52 INE119A01028 Balrampur Chini Mills Ltd Consumer Non Durables 31397 23.75 0.74 53 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 4500 22.28 0.70 54 INE031A01017 Housing & Urban Development Corporation Ltd Finance 33500 22.21 0.69 55 INE180K01011 Bharat Financial Inclusion Ltd Finance 1661 18.22 0.57 56 INE743M01012 Orient Refractories Ltd Industrial Products 11000 17.52 0.55 Total for Equity & Equity Related 2999.61 93.77 (B) Money Market Instruments 1 CBLO 83.94 2.62 Total for Money Market Instruments 83.94 2.62 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 273321.125 100.13 3.13 Total for Mutual Fund Units 100.13 3.13 Cash and Other Net Current Assets 15.43 0.48 Grand Total 3199.11 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 14.8864 15.4843 14.6947 15.2583 Dividend 13.7558 12.2991 13.5673 12.0786d) Dividend declared during the period (` per unit) 2.00e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 20.62%h) Repo in corporate debt Nil

SUNDARAM VALUE FUND - SERIES III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE009A01021 Infosys Ltd Software 16721 189.25 5.53 2 INE002A01018 Reliance Industries Ltd Petroleum Products 17000 150.06 4.39 3 INE018A01030 Larsen & Toubro Ltd Construction Project 11000 144.20 4.22 4 INE090A01021 ICICI Bank Ltd Banks 44500 123.87 3.62 5 INE101A01026 Mahindra & Mahindra Ltd Auto 15752 116.39 3.40 6 INE669C01036 Tech Mahindra Ltd Software 18000 114.97 3.36 7 INE040A01026 HDFC Bank Ltd Banks 6000 113.17 3.31 8 INE154A01025 ITC Ltd Consumer Non Durables 40000 102.20 2.99 9 INE200M01013 Varun Beverages Ltd Consumer Non Durables 16091 101.28 2.96 10 INE442H01029 Ashoka Buildcon Ltd Construction Project 40000 99.38 2.91 11 INE280A01028 Titan Company Ltd Consumer Durables 10247 96.56 2.82 12 INE062A01020 State Bank of India Banks 35000 87.47 2.56 13 INE463A01038 Berger Paints (I) Ltd Consumer Non Durables 33358 85.63 2.50 14 INE048G01026 Navin Fluorine International Ltd Chemicals 11000 85.01 2.49 15 INE868B01028 NCC Ltd Construction Project 69951 82.23 2.40 16 INE615P01015 Quess Corp Ltd Commercial Services 7500 77.10 2.25 17 INE860A01027 HCL Technologies Ltd Software 7000 67.80 1.98 18 INE733E01010 NTPC Ltd Power 38000 64.49 1.89 19 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 22000 63.61 1.86 20 INE349A01021 NRB Bearing Ltd Industrial Products 34500 53.06 1.55 21 INE030A01027 Hindustan Unilever Ltd Consumer Non Durables 3750 50.00 1.46 22 INE001A01036 Housing Development Finance Corporation Ltd Finance 2500 45.64 1.33 23 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 8500 45.53 1.33 24 INE332A01027 Thomas Cook (India) Ltd Services 16000 45.23 1.32 25 INE100A01010 Atul Ltd Chemicals 1725 45.08 1.32 26 INE237A01028 Kotak Mahindra Bank Ltd Banks 4300 45.06 1.32 27 INE467B01029 Tata Consultancy Services Ltd Software 1500 42.74 1.25 28 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 24000 42.38 1.24

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2018 (Page 8)

29 IN9155A01020 Tata Motors Ltd - DVR Auto 23000 42.16 1.23 30 INE585B01010 Maruti Suzuki India Ltd Auto 440 38.99 1.14 31 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 6600 37.98 1.11 32 INE668F01031 Jyothy Laboratories Ltd Consumer Non Durables 9200 36.42 1.07 33 INE267A01025 Hindustan Zinc Ltd Non - Ferrous Metals 12000 36.07 1.05 34 INE486A01013 CESC Ltd Power 3700 35.75 1.05 35 INE238A01034 Axis Bank Ltd Banks 7000 35.74 1.05 36 INE765D01014 WPIL Ltd Industrial Products 7000 35.67 1.04 37 INE158A01026 Hero MotoCorp Ltd Auto 1000 35.43 1.04 38 INE189B01011 INEOS Styrolution India Ltd Industrial Products 4100 35.14 1.03 39 INE688A01022 Transport Corporation of India Ltd Transportation 12700 34.34 1.00 40 INE917I01010 Bajaj Auto Ltd Auto 1250 34.31 1.00 41 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 8000 34.20 1.00 42 INE129A01019 GAIL (India) Ltd Gas 10400 34.17 1.00 43 INE151A01013 Tata Communications Ltd Telecom - Services 5500 34.11 1.00 44 INE047A01021 Grasim Industries Ltd Cement 3200 33.63 0.98 45 INE669E01016 Idea Cellular Ltd Telecom - Services 44000 33.40 0.98 46 INE079A01024 Ambuja Cements Ltd Cement 14000 32.61 0.95 47 INE647O01011 Aditya Birla Fashion and Retail Ltd Retailing 21000 31.68 0.93 48 INE028A01039 Bank of Baroda Banks 22000 31.31 0.92 49 INE260B01028 Godfrey Phillips India Ltd Consumer Non Durables 3500 28.74 0.84 50 INE139A01034 National Aluminium Company Ltd Non - Ferrous Metals 42500 28.24 0.83 51 INE298A01020 Cummins India Ltd Industrial Products 4000 28.01 0.82 52 INE131A01031 Gujarat Mineral Development Corporation Ltd Minerals/Mining 22500 27.69 0.81 53 INE119A01028 Balrampur Chini Mills Ltd Consumer Non Durables 33299 25.19 0.74 54 INE031A01017 Housing & Urban Development Corporation Ltd Finance 36000 23.87 0.70 55 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 4800 23.76 0.70 56 INE743M01012 Orient Refractories Ltd Industrial Products 12000 19.12 0.56 57 INE180K01011 Bharat Financial Inclusion Ltd Finance 1661 18.22 0.53 58 INE628A01036 UPL Ltd Pesticides 2200 16.07 0.47 Total for Equity & Equity Related 3321.35 97.13 (B) Money Market Instruments 1 CBLO 81.95 2.40 Total for Money Market Instruments 81.95 2.40 Cash and Other Net Current Assets 16.04 0.47 Grand Total 3419.34 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 15.0327 16.0315 14.9192 15.8356 Dividend 13.9103 12.8225 13.8021 12.6384d) Dividend declared during the period (` per unit) 2.00e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 17.67%h) Repo in corporate debt Nil

SUNDARAM VALUE FUND - SERIES VII

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE779A01011 ABC Bearings Ltd Industrial Products 38124 156.19 5.44 2 INE805C01028 KCP Ltd Cement 108409 141.15 4.92 3 INE419M01019 TD Power Systems Ltd Industrial Capital Goods 70468 133.85 4.66 4 INE056C01010 Tata Metaliks Ltd Ferrous Metals 18000 133.77 4.66 5 INE295F01017 Butterfly Gandhimathi Appliances Ltd Consumer Durables 25420 131.79 4.59 6 INE647A01010 SRF Ltd Textile Products 6400 125.13 4.36 7 INE074A01025 Praj Industries Ltd Industrial Capital Goods 151496 121.65 4.24 8 INE296E01026 Rajapalayam Mills Ltd Textiles - Cotton 10705 117.02 4.08 9 INE722A01011 Shriram City Union Finance Ltd Finance 5242 111.74 3.89 10 INE791I01019 Brigade Enterprises Ltd Construction 45000 110.54 3.85 11 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 22909 106.13 3.70 12 INE451D01011 Rajratan Global Wire Ltd Auto Ancillaries 20000 104.24 3.63 13 INE397D01024 Bharti Airtel Ltd Telecom - Services 24985 99.62 3.47 14 INE172N01012 Adlabs Entertainment Ltd Hotels, Resorts and Other Recreational Activities 202972 94.48 3.29 15 INE383A01012 The India Cements Ltd Cement 66333 94.03 3.28 16 INE460H01021 Star Cement Ltd Cement 80317 93.25 3.25 17 INE732C01016 NCL Industries Ltd Cement 42109 92.39 3.22 18 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 62135 89.35 3.11 19 INE765D01014 WPIL Ltd Industrial Products 15992 81.49 2.84 20 INE036D01028 Karur Vysya Bank Ltd Banks 79602 79.96 2.79 21 INE052I01032 Camlin Fine Sciences Ltd Chemicals 77952 78.93 2.75 22 INE062A01020 State Bank of India Banks 30000 74.97 2.61 23 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 31311 68.60 2.39 24 INE142Z01019 Orient Electric Ltd Consumer Durables 69330 62.16 2.17 25 INE257A01026 Bharat Heavy Electricals Ltd Industrial Capital Goods 74817 60.86 2.12 26 INE415A01038 HSIL Ltd Consumer Durables 15000 55.68 1.94 27 INE884B01025 Kirloskar Ferrous Industries Ltd Ferrous Metals 59639 50.42 1.76 Total for Equity & Equity Related 2669.39 92.99 (B) Money Market Instruments 1 CBLO 47.97 1.67 Total for Money Market Instruments 47.97 1.67 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 409981.687 150.20 5.23 Total for Mutual Fund Units 150.20 5.23 Cash and Other Net Current Assets 3.00 0.10 Grand Total 2870.55 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 10.7359 9.7997 10.7151 9.7356 Dividend 10.7359 9.7997 10.7151 9.7356d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 70.41%h) Repo in corporate debt Nil

SUNDARAM VALUE FUND - SERIES VIII

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE018A01030 Larsen & Toubro Ltd Construction Project 37697 494.17 6.39 2 INE009A01021 Infosys Ltd Software 29388 332.61 4.30 3 INE090A01021 ICICI Bank Ltd Banks 114989 320.07 4.14 4 INE898S01029 Majesco Ltd Software 64407 316.33 4.09 5 INE467B01029 Tata Consultancy Services Ltd Software 11071 315.43 4.08 6 INE238A01034 Axis Bank Ltd Banks 57184 291.92 3.78 7 INE669C01036 Tech Mahindra Ltd Software 44397 283.56 3.67 8 INE670A01012 Tata Elxsi Ltd Software 27563 271.59 3.51 9 INE136B01020 Cyient Ltd Software 37858 263.06 3.40 10 INE356A01018 MphasiS Ltd Software 30850 258.45 3.34 11 INE860A01027 HCL Technologies Ltd Software 25787 249.77 3.23 12 INE868B01028 NCC Ltd Construction Project 210478 247.42 3.20 13 INE010B01027 Cadila Healthcare Ltd Pharmaceuticals 62906 237.69 3.08 14 INE733E01010 NTPC Ltd Power 128932 218.80 2.83 15 INE089A01023 Dr. Reddy's Laboratories Ltd Pharmaceuticals 10495 218.35 2.83 16 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 43849 217.10 2.81 17 INE121E01018 JSW Energy Ltd Power 292475 212.92 2.76 18 INE062A01020 State Bank of India Banks 82472 206.10 2.67 19 INE003A01024 Siemens Ltd Industrial Capital Goods 18583 199.37 2.58 20 INE028A01039 Bank of Baroda Banks 138655 197.31 2.55 21 INE397D01024 Bharti Airtel Ltd Telecom - Services 48980 195.28 2.53 22 INE018I01017 MindTree Ltd Software 23443 180.97 2.34 23 INE486A01013 CESC Ltd Power 18473 178.49 2.31 24 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 31416 175.25 2.27 25 INE776C01039 GMR Infrastructure Ltd Construction Project 943991 159.06 2.06 26 INE075A01022 Wipro Ltd Software 55741 156.72 2.03 27 INE114A01011 Steel Authority of India Ltd Ferrous Metals 220886 155.06 2.01 28 INE257A01026 Bharat Heavy Electricals Ltd Industrial Capital Goods 176390 143.49 1.86

29 INE058A01010 Sanofi India Ltd Pharmaceuticals 1685 87.45 1.13 30 INE571A01020 IPCA Laboratories Ltd Pharmaceuticals 13319 87.33 1.13 31 INE752E01010 Power Grid Corporation of India Ltd Power 44815 86.60 1.12 32 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 38011 83.28 1.08 33 INE262H01013 Persistent Systems Ltd Software 11998 83.27 1.08 34 INE117A01022 ABB India Ltd Industrial Capital Goods 6374 82.52 1.07 35 INE939A01011 Strides Shasun Ltd Pharmaceuticals 11931 79.84 1.03 36 INE245A01021 Tata Power Company Ltd Power 95298 75.29 0.97 37 INE987B01026 Natco Pharma Ltd Pharmaceuticals 9930 74.84 0.97 38 INE264T01014 Capacit'e Infraprojects Ltd Construction 23447 70.94 0.92 Total for Equity & Equity Related 7507.70 97.14 (B) Money Market Instruments 1 CBLO 29.98 0.39 Total for Money Market Instruments 29.98 0.39 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 546642.25 200.26 2.59 Total for Mutual Fund Units 200.26 2.59 Cash and Other Net Current Assets (9.43) (0.12) Grand Total 7728.51 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 9.9705 10.4362 9.9215 10.3079 Dividend 9.9705 10.4362 9.9215 10.3079d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 20.88%h) Repo in corporate debt Nil

SUNDARAM VALUE FUND - SERIES IX

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE018A01030 Larsen & Toubro Ltd Construction Project 63000 825.87 8.24 2 INE467B01029 Tata Consultancy Services Ltd Software 17915 510.43 5.09 3 INE028A01039 Bank of Baroda Banks 331719 472.04 4.71 4 INE062A01020 State Bank of India Banks 173115 432.61 4.31 5 INE898S01029 Majesco Ltd Software 82005 402.77 4.02 6 INE860A01027 HCL Technologies Ltd Software 37033 358.70 3.58 7 INE009A01021 Infosys Ltd Software 31332 354.62 3.54 8 INE136B01020 Cyient Ltd Software 47737 331.70 3.31 9 INE090A01021 ICICI Bank Ltd Banks 101791 283.34 2.83 10 INE868B01028 NCC Ltd Construction Project 240875 283.15 2.82 11 INE383A01012 The India Cements Ltd Cement 190655 270.25 2.70 12 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 115476 253.01 2.52 13 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 49905 247.08 2.46 14 INE528G01027 Yes Bank Ltd Banks 79527 242.44 2.42 15 INE397D01024 Bharti Airtel Ltd Telecom - Services 53060 211.55 2.11 16 INE089A01023 Dr. Reddy's Laboratories Ltd Pharmaceuticals 10163 211.45 2.11 17 INE356A01018 MphasiS Ltd Software 24878 208.42 2.08 18 INE114A01011 Steel Authority of India Ltd Ferrous Metals 292499 205.33 2.05 19 INE075A01022 Wipro Ltd Software 72191 202.96 2.02 20 INE257A01026 Bharat Heavy Electricals Ltd Industrial Capital Goods 231366 188.22 1.88 21 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 123842 178.08 1.78 22 INE107A01015 Tamil Nadu Newsprint & Papers Ltd Paper 50842 176.85 1.76 23 INE750A01020 Oriental Hotels Ltd Hotels, Resorts and Other Recreational Activities 405195 169.17 1.69 24 INE705A01016 Vijaya Bank Banks 308242 160.44 1.60 25 INE245A01021 Tata Power Company Ltd Power 187947 148.48 1.48 26 INE614A01028 Ramco Industries Ltd Cement 63000 144.87 1.44 27 INE776C01039 GMR Infrastructure Ltd Construction Project 853633 143.84 1.43 28 INE571A01020 IPCA Laboratories Ltd Pharmaceuticals 17264 113.19 1.13 29 INE058A01010 Sanofi India Ltd Pharmaceuticals 2166 112.41 1.12 30 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 17552 97.91 0.98 31 INE987B01026 Natco Pharma Ltd Pharmaceuticals 12763 96.19 0.96 32 INE010B01027 Cadila Healthcare Ltd Pharmaceuticals 24976 94.37 0.94 33 INE074A01025 Praj Industries Ltd Industrial Capital Goods 115251 92.55 0.92 Sub Total 8224.27 82.02 (b) Derivative 1 Nifty Option Dec 2020 10500 Index Option 50250 396.98 3.96 2 Nifty Option Dec 2020 11000 Index Option 18750 87.44 0.87 Sub Total 484.42 4.83 Total for Equity & Equity Related 8708.69 86.85 (B) Money Market Instruments 1 CBLO 76.95 0.77 Total for Money Market Instruments 76.95 0.77 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 3006532.375 1101.45 10.98 Total for Mutual Fund Units 1101.45 10.98 Cash and Other Net Current Assets 139.99 1.40 Grand Total 10027.08 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 10/11/2017 31/03/2018 10/11/2017 31/03/2018Growth 10.0000 9.4251 10.0000 9.3524 Dividend 10.0000 9.4251 10.0000 9.3524d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period As per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 4.75%h) Repo in corporate debt Nil

SUNDARAM VALUE FUND - SERIES X

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE018A01030 Larsen & Toubro Ltd Construction Project 34162 447.83 7.85 2 INE467B01029 Tata Consultancy Services Ltd Software 10188 290.27 5.09 3 INE028A01039 Bank of Baroda Banks 188009 267.54 4.69 4 INE062A01020 State Bank of India Banks 99397 248.39 4.36 5 INE898S01029 Majesco Ltd Software 46637 229.06 4.02 6 INE136B01020 Cyient Ltd Software 27474 190.90 3.35 7 INE090A01021 ICICI Bank Ltd Banks 65540 182.43 3.20 8 INE009A01021 Infosys Ltd Software 14782 167.30 2.93 9 INE383A01012 The India Cements Ltd Cement 108332 153.56 2.69 10 INE868B01028 NCC Ltd Construction Project 129853 152.64 2.68 11 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 65400 143.29 2.51 12 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 27915 138.21 2.42 13 INE528G01027 Yes Bank Ltd Banks 45228 137.88 2.42 14 INE860A01027 HCL Technologies Ltd Software 13997 135.57 2.38 15 INE089A01023 Dr. Reddy's Laboratories Ltd Pharmaceuticals 6058 126.04 2.21 16 INE356A01018 MphasiS Ltd Software 14146 118.51 2.08 17 INE114A01011 Steel Authority of India Ltd Ferrous Metals 165943 116.49 2.04 18 INE397D01024 Bharti Airtel Ltd Telecom - Services 29192 116.39 2.04 19 INE257A01026 Bharat Heavy Electricals Ltd Industrial Capital Goods 131075 106.63 1.87 20 INE942G01012 Mcleod Russel India Ltd Consumer Non Durables 70432 101.28 1.78 21 INE107A01015 Tamil Nadu Newsprint & Papers Ltd Paper 28915 100.58 1.76 22 INE750A01020 Oriental Hotels Ltd Hotels, Resorts and Other Recreational Activities 230444 96.21 1.69 23 INE670A01012 Tata Elxsi Ltd Software 9641 95.00 1.67 24 INE705A01016 Vijaya Bank Banks 174709 90.94 1.59 25 INE245A01021 Tata Power Company Ltd Power 106890 84.44 1.48 26 INE614A01028 Ramco Industries Ltd Cement 35630 81.93 1.44 27 INE776C01039 GMR Infrastructure Ltd Construction Project 469820 79.16 1.39 28 INE571A01020 IPCA Laboratories Ltd Pharmaceuticals 9818 64.37 1.13 29 INE058A01010 Sanofi India Ltd Pharmaceuticals 1232 63.94 1.12 30 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 9987 55.71 0.98 31 INE987B01026 Natco Pharma Ltd Pharmaceuticals 7262 54.73 0.96 32 INE010B01027 Cadila Healthcare Ltd Pharmaceuticals 14211 53.70 0.94 33 INE074A01025 Praj Industries Ltd Industrial Capital Goods 65557 52.64 0.92 Sub Total 4543.57 79.67

(b) Derivative 1 Nifty Option Dec 2020 10500 Index Option 27750 219.22 3.84 2 Nifty Option Dec 2020 11000 Index Option 10500 48.97 0.86 Sub Total 268.19 4.70 Total for Equity & Equity Related 4811.76 84.37 (B) Money Market Instruments 1 CBLO 50.97 0.89 Total for Money Market Instruments 50.97 0.89 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 2186569 801.06 14.05 Total for Mutual Fund Units 801.06 14.05 Cash and Other Net Current Assets 39.56 0.69 Grand Total 5703.35 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 23/11/2017 31/03/2018 23/11/2017 31/03/2018Growth 10.0000 9.3857 10.0000 9.3243 Dividend 10.0000 9.3857 10.0000 9.3243d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period As per Annexure-Af) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 4.78%h) Repo in corporate debt Nil

SUNDARAM SELECT SMALL CAP SERIES - II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE331A01037 The Ramco Cements Ltd Cement 46873 339.24 4.19 2 INE486A01013 CESC Ltd Power 31015 299.67 3.70 3 INE169A01031 Coromandel International Ltd Fertilisers 49054 257.61 3.18 4 INE152A01029 Thermax Ltd Industrial Capital Goods 22286 252.86 3.12 5 INE891D01026 Redington (India) Ltd Transportation 163752 240.39 2.97 6 INE034A01011 Arvind Ltd Textile Products 61856 236.88 2.93 7 INE302A01020 Exide Industries Ltd Auto Ancillaries 98575 219.67 2.71 8 INE171A01029 The Federal Bank Ltd Banks 240273 214.32 2.65 9 INE716A01013 Whirlpool of India Ltd Consumer Durables 14000 211.44 2.61 10 INE055A01016 Century Textiles & Industries Ltd Cement 18147 207.35 2.56 11 INE010V01017 L&T Technology Services Ltd Software 16478 203.60 2.51 12 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 13870 201.18 2.48 13 INE462A01022 Bayer Cropscience Ltd Pesticides 4731 200.08 2.47 14 INE615P01015 Quess Corp Ltd Commercial Services 18986 195.18 2.41 15 INE356A01018 MphasiS Ltd Software 22609 189.41 2.34 16 INE028A01039 Bank of Baroda Banks 133027 189.30 2.34 17 INE918I01018 Bajaj Finserv Ltd Finance 3579 185.09 2.29 18 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 79827 177.38 2.19 19 INE513A01014 Schaeffler India Ltd Industrial Products 3373 175.43 2.17 20 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 37604 174.20 2.15 21 INE172A01027 Castrol India Ltd Petroleum Products 84564 173.27 2.14 22 INE647A01010 SRF Ltd Textile Products 8762 171.31 2.12 23 INE003A01024 Siemens Ltd Industrial Capital Goods 15440 165.65 2.05 24 INE562A01011 Indian Bank Banks 54754 164.15 2.03 25 INE203G01027 Indraprastha Gas Ltd Gas 58035 162.18 2.00 26 INE296A01024 Bajaj Finance Ltd Finance 9093 160.72 1.99 27 INE007A01025 CRISIL Ltd Finance 8309 156.58 1.93 28 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 70209 153.83 1.90 29 INE765G01017 ICICI Lombard General Insurance Company Ltd Finance 19269 152.97 1.89 30 INE180A01020 Max Financial Services Ltd Finance 33254 150.79 1.86 31 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 12111 148.02 1.83 32 INE105A01035 Sundaram Clayton Ltd Auto Ancillaries 3017 145.32 1.80 33 INE776C01039 GMR Infrastructure Ltd Construction Project 850709 143.34 1.77 34 INE117A01022 ABB India Ltd Industrial Capital Goods 10874 140.78 1.74 35 INE628A01036 UPL Ltd Pesticides 19222 140.37 1.73 36 INE342J01019 Wabco India Ltd Auto Ancillaries 1687 133.79 1.65 37 INE823G01014 JK Cement Ltd Cement 13169 133.67 1.65 38 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 22253 124.14 1.53 39 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd Consumer Non Durables 2000 122.00 1.51 40 INE548C01032 Emami Ltd Consumer Non Durables 10560 112.87 1.39 41 INE176A01028 Bata India Ltd Consumer Durables 12877 94.00 1.16 42 INE036D01028 Karur Vysya Bank Ltd Banks 86590 86.98 1.07 43 INE424H01027 SUN TV Network Ltd Media & Entertainment 10185 86.43 1.07 44 INE780C01023 JM Financial Ltd Finance 66122 85.17 1.05 45 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 25468 79.19 0.98 46 INE437A01024 Apollo Hospitals Enterprise Ltd Healthcare Services 7370 78.46 0.97 47 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 34617 74.34 0.92 48 INE123W01016 SBI Life Insurance Company Ltd Finance 2663 18.06 0.22 Total for Equity & Equity Related 7928.65 97.93 (B) Money Market Instruments 1 CBLO 54.96 0.68 Total for Money Market Instruments 54.96 0.68 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 273321.125 100.13 1.24 Total for Mutual Fund Units 100.13 1.24 Cash and Other Net Current Assets 12.15 0.15 Grand Total 8095.89 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 14.2372 14.6808 13.9770 14.3874 Dividend 13.2068 12.6070 12.9480 12.3169d) Dividend declared during the period (` per unit) 1.00e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 17.25%h) Repo in corporate debt Nil

SUNDARAM SELECT SMALL CAP SERIES - III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE331A01037 The Ramco Cements Ltd Cement 29606 214.27 4.18 2 INE486A01013 CESC Ltd Power 19202 185.53 3.62 3 INE169A01031 Coromandel International Ltd Fertilisers 31141 163.54 3.19 4 INE152A01029 Thermax Ltd Industrial Capital Goods 14026 159.14 3.11 5 INE891D01026 Redington (India) Ltd Transportation 103431 151.84 2.96 6 INE034A01011 Arvind Ltd Textile Products 38903 148.98 2.91 7 INE302A01020 Exide Industries Ltd Auto Ancillaries 62807 139.97 2.73 8 INE171A01029 The Federal Bank Ltd Banks 151752 135.36 2.64 9 INE716A01013 Whirlpool of India Ltd Consumer Durables 8734 131.91 2.57 10 INE055A01016 Century Textiles & Industries Ltd Cement 11482 131.19 2.56 11 INE010V01017 L&T Technology Services Ltd Software 10410 128.63 2.51 12 INE462A01022 Bayer Cropscience Ltd Pesticides 3005 127.09 2.48 13 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 8754 126.97 2.48 14 INE615P01015 Quess Corp Ltd Commercial Services 11986 123.22 2.40 15 INE028A01039 Bank of Baroda Banks 83642 119.02 2.32 16 INE356A01018 MphasiS Ltd Software 14181 118.80 2.32 17 INE918I01018 Bajaj Finserv Ltd Finance 2261 116.93 2.28 18 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 50401 111.99 2.19 19 INE513A01014 Schaeffler India Ltd Industrial Products 2143 111.46 2.18 20 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 23874 110.60 2.16 21 INE172A01027 Castrol India Ltd Petroleum Products 52944 108.48 2.12 22 INE647A01010 SRF Ltd Textile Products 5543 108.37 2.11 23 INE003A01024 Siemens Ltd Industrial Capital Goods 9810 105.25 2.05 24 INE562A01011 Indian Bank Banks 34463 103.32 2.02 25 INE203G01027 Indraprastha Gas Ltd Gas 36531 102.09 1.99 26 INE296A01024 Bajaj Finance Ltd Finance 5713 100.98 1.97 27 INE007A01025 CRISIL Ltd Finance 5247 98.88 1.93 28 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 44409 97.30 1.90 29 INE765G01017 ICICI Lombard General Insurance Company Ltd Finance 12166 96.58 1.88

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2018 (Page 9)

30 INE180A01020 Max Financial Services Ltd Finance 21095 95.66 1.87 31 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 7602 92.91 1.81 32 INE105A01035 Sundaram Clayton Ltd Auto Ancillaries 1905 91.76 1.79 33 INE776C01039 GMR Infrastructure Ltd Construction Project 537345 90.54 1.77 34 INE117A01022 ABB India Ltd Industrial Capital Goods 6845 88.62 1.73 35 INE628A01036 UPL Ltd Pesticides 12124 88.54 1.73 36 INE342J01019 Wabco India Ltd Auto Ancillaries 1067 84.62 1.65 37 INE823G01014 JK Cement Ltd Cement 8058 81.79 1.60 38 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 14034 78.29 1.53 39 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd Consumer Non Durables 1200 73.20 1.43 40 INE548C01032 Emami Ltd Consumer Non Durables 6660 71.19 1.39 41 INE176A01028 Bata India Ltd Consumer Durables 8142 59.43 1.16 42 INE849A01020 Trent Ltd Retailing 16120 55.62 1.09 43 INE424H01027 SUN TV Network Ltd Media & Entertainment 6428 54.55 1.06 44 INE780C01023 JM Financial Ltd Finance 41705 53.72 1.05 45 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 16095 50.05 0.98 46 INE437A01024 Apollo Hospitals Enterprise Ltd Healthcare Services 4646 49.46 0.97 47 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 21850 46.92 0.92 48 INE036D01028 Karur Vysya Bank Ltd Banks 46679 46.89 0.92 49 INE123W01016 SBI Life Insurance Company Ltd Finance 1681 11.40 0.22 Total for Equity & Equity Related 5042.82 98.42 (B) Money Market Instruments 1 CBLO 72.95 1.42 Total for Money Market Instruments 72.95 1.42 Cash and Other Net Current Assets 8.33 0.16 Grand Total 5124.10 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 13.9988 14.4519 13.8407 14.2638 Dividend 12.9879 12.3968 12.8099 12.1901d) Dividend declared during the period (` per unit) 1.00e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 17.03%h) Repo in corporate debt Nil

SUNDARAM SELECT SMALL CAP SERIES - IV

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE331A01037 The Ramco Cements Ltd Cement 31050 224.72 4.19 2 INE486A01013 CESC Ltd Power 20158 194.77 3.63 3 INE169A01031 Coromandel International Ltd Fertilisers 32553 170.95 3.19 4 INE152A01029 Thermax Ltd Industrial Capital Goods 14772 167.60 3.12 5 INE356A01018 MphasiS Ltd Software 19287 161.58 3.01 6 INE891D01026 Redington (India) Ltd Transportation 108038 158.60 2.96 7 INE034A01011 Arvind Ltd Textile Products 40594 155.45 2.90 8 INE302A01020 Exide Industries Ltd Auto Ancillaries 65404 145.75 2.72 9 INE171A01029 The Federal Bank Ltd Banks 158892 141.73 2.64 10 INE716A01013 Whirlpool of India Ltd Consumer Durables 9300 140.45 2.62 11 INE055A01016 Century Textiles & Industries Ltd Cement 12049 137.67 2.57 12 INE010V01017 L&T Technology Services Ltd Software 10926 135.00 2.52 13 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 9229 133.86 2.50 14 INE462A01022 Bayer Cropscience Ltd Pesticides 3149 133.18 2.48 15 INE615P01015 Quess Corp Ltd Commercial Services 12600 129.53 2.41 16 INE028A01039 Bank of Baroda Banks 88181 125.48 2.34 17 INE918I01018 Bajaj Finserv Ltd Finance 2370 122.57 2.28 18 INE513A01014 Schaeffler India Ltd Industrial Products 2261 117.60 2.19 19 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 51328 114.05 2.13 20 INE647A01010 SRF Ltd Textile Products 5810 113.59 2.12 21 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 24353 112.82 2.10 22 INE003A01024 Siemens Ltd Industrial Capital Goods 10180 109.22 2.04 23 INE562A01011 Indian Bank Banks 36114 108.27 2.02 24 INE172A01027 Castrol India Ltd Petroleum Products 52822 108.23 2.02 25 INE007A01025 CRISIL Ltd Finance 5505 103.74 1.93 26 INE203G01027 Indraprastha Gas Ltd Gas 37105 103.69 1.93 27 INE296A01024 Bajaj Finance Ltd Finance 5828 103.01 1.92 28 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 46233 101.30 1.89 29 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 8060 98.51 1.84 30 INE765G01017 ICICI Lombard General Insurance Company Ltd Finance 12130 96.29 1.80 31 INE105A01035 Sundaram Clayton Ltd Auto Ancillaries 1998 96.24 1.79 32 INE180A01020 Max Financial Services Ltd Finance 21089 95.63 1.78 33 INE776C01039 GMR Infrastructure Ltd Construction Project 561462 94.61 1.76 34 INE117A01022 ABB India Ltd Industrial Capital Goods 7178 92.93 1.73 35 INE628A01036 UPL Ltd Pesticides 12717 92.87 1.73 36 INE342J01019 Wabco India Ltd Auto Ancillaries 1119 88.75 1.65 37 INE823G01014 JK Cement Ltd Cement 8495 86.23 1.61 38 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 14714 82.08 1.53 39 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd Consumer Non Durables 1300 79.30 1.48 40 INE548C01032 Emami Ltd Consumer Non Durables 6982 74.63 1.39 41 INE176A01028 Bata India Ltd Consumer Durables 8532 62.28 1.16 42 INE424H01027 SUN TV Network Ltd Media & Entertainment 6738 57.18 1.07 43 INE780C01023 JM Financial Ltd Finance 43704 56.29 1.05 44 INE437A01024 Apollo Hospitals Enterprise Ltd Healthcare Services 4917 52.35 0.98 45 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 16610 51.65 0.96 46 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 22917 49.21 0.92 47 INE849A01020 Trent Ltd Retailing 12685 43.77 0.82 48 INE123W01016 SBI Life Insurance Company Ltd Finance 1764 11.96 0.22 Total for Equity & Equity Related 5237.17 97.63 (B) Money Market Instruments 1 CBLO 29.98 0.56 Total for Money Market Instruments 29.98 0.56 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 273321.125 100.13 1.87 Total for Mutual Fund Units 100.13 1.87 Cash and Other Net Current Assets (3.14) (0.06) Grand Total 5364.14 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 13.9234 14.4259 13.7786 14.2509 Dividend 12.8919 12.3460 12.7486 12.1745d) Dividend declared during the period (` per unit) 1.00e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 18.52%h) Repo in corporate debt Nil

SUNDARAM SELECT SMALL CAP SERIES - V

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE331A01037 The Ramco Cements Ltd Cement 50180 363.18 4.39 2 INE437A01024 Apollo Hospitals Enterprise Ltd Healthcare Services 31881 339.42 4.10 3 INE486A01013 CESC Ltd Power 30507 294.76 3.56 4 INE849A01020 Trent Ltd Retailing 76741 264.79 3.20 5 INE615P01015 Quess Corp Ltd Commercial Services 25523 262.38 3.17 6 INE007A01025 CRISIL Ltd Finance 13564 255.61 3.09 7 INE010V01017 L&T Technology Services Ltd Software 20365 251.63 3.04 8 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 17048 247.27 2.99 9 INE034A01011 Arvind Ltd Textile Products 63151 241.84 2.92 10 INE891D01026 Redington (India) Ltd Transportation 163796 240.45 2.90 11 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd Consumer Non Durables 3730 227.53 2.75 12 INE302A01020 Exide Industries Ltd Auto Ancillaries 97844 218.05 2.63 13 INE462A01022 Bayer Cropscience Ltd Pesticides 4704 198.94 2.40 14 INE172A01027 Castrol India Ltd Petroleum Products 90354 185.14 2.24 15 INE028A01039 Bank of Baroda Banks 129381 184.11 2.22 16 INE180A01020 Max Financial Services Ltd Finance 39394 178.63 2.16

17 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 79641 176.96 2.14 18 INE780C01023 JM Financial Ltd Finance 137000 176.46 2.13 19 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 37895 175.55 2.12 20 INE647A01010 SRF Ltd Textile Products 8647 169.06 2.04 21 INE003A01024 Siemens Ltd Industrial Capital Goods 15630 167.69 2.03 22 INE203G01027 Indraprastha Gas Ltd Gas 59802 167.12 2.02 23 INE296A01024 Bajaj Finance Ltd Finance 9203 162.67 1.97 24 INE176A01028 Bata India Ltd Consumer Durables 21837 159.40 1.93 25 INE562A01011 Indian Bank Banks 50994 152.88 1.85 26 INE123W01016 SBI Life Insurance Company Ltd Finance 22487 152.52 1.84 27 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 68989 151.15 1.83 28 INE105A01035 Sundaram Clayton Ltd Auto Ancillaries 3125 150.52 1.82 29 INE765G01017 ICICI Lombard General Insurance Company Ltd Finance 18883 149.90 1.81 30 INE548C01032 Emami Ltd Consumer Non Durables 13997 149.61 1.81 31 INE776C01039 GMR Infrastructure Ltd Construction Project 865199 145.79 1.76 32 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 11307 138.19 1.67 33 INE117A01022 ABB India Ltd Industrial Capital Goods 10621 137.50 1.66 34 INE342J01019 Wabco India Ltd Auto Ancillaries 1689 133.95 1.62 35 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 23004 128.33 1.55 36 INE192A01025 Tata Global Beverages Ltd Consumer Non Durables 45929 118.84 1.44 37 INE705A01016 Vijaya Bank Banks 227174 118.24 1.43 38 INE171A01029 The Federal Bank Ltd Banks 129075 115.13 1.39 39 INE797F01012 Jubilant Foodworks Ltd Consumer Non Durables 4436 103.17 1.25 40 INE415A01038 HSIL Ltd Consumer Durables 27076 100.51 1.21 41 INE424H01027 SUN TV Network Ltd Media & Entertainment 10130 85.96 1.04 42 INE647O01011 Aditya Birla Fashion and Retail Ltd Retailing 56450 85.15 1.03 43 INE716A01013 Whirlpool of India Ltd Consumer Durables 5314 80.25 0.97 44 INE055A01016 Century Textiles & Industries Ltd Cement 6700 76.55 0.92 45 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 34274 73.60 0.89 46 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 23165 72.03 0.87 Total for Equity & Equity Related 7928.43 95.78 (B) Money Market Instruments 1 CBLO 47.97 0.58 Total for Money Market Instruments 47.97 0.58 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 819963.375 300.40 3.63 Total for Mutual Fund Units 300.40 3.63 Cash and Other Net Current Assets 0.91 0.01 Grand Total 8277.71 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 9.9906 9.9743 9.9685 9.8963 Dividend 9.9906 9.9743 9.9686 9.8963d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 16.13%h) Repo in corporate debt Nil

SUNDARAM SELECT SMALL CAP SERIES - VI

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE331A01037 The Ramco Cements Ltd Cement 21928 158.70 4.37 2 INE437A01024 Apollo Hospitals Enterprise Ltd Healthcare Services 14072 149.82 4.12 3 INE486A01013 CESC Ltd Power 13441 129.87 3.57 4 INE891D01026 Redington (India) Ltd Transportation 80000 117.44 3.23 5 INE849A01020 Trent Ltd Retailing 33579 115.86 3.19 6 INE007A01025 CRISIL Ltd Finance 6010 113.26 3.12 7 INE615P01015 Quess Corp Ltd Commercial Services 11002 113.10 3.11 8 INE121A01016 Cholamandalam Investment and Finance Company Ltd Finance 7492 108.67 2.99 9 INE034A01011 Arvind Ltd Textile Products 28173 107.89 2.97 10 INE302A01020 Exide Industries Ltd Auto Ancillaries 43585 97.13 2.67 11 INE797F01012 Jubilant Foodworks Ltd Consumer Non Durables 3892 90.52 2.49 12 INE123W01016 SBI Life Insurance Company Ltd Finance 11912 80.79 2.22 13 INE172A01027 Castrol India Ltd Petroleum Products 39424 80.78 2.22 14 INE028A01039 Bank of Baroda Banks 56630 80.58 2.22 15 INE951I01027 V-Guard Industries Ltd Industrial Capital Goods 35320 78.48 2.16 16 INE296A01024 Bajaj Finance Ltd Finance 4382 77.45 2.13 17 INE780C01023 JM Financial Ltd Finance 60000 77.28 2.13 18 INE774D01024 Mahindra & Mahindra Financial Services Ltd Finance 16647 77.12 2.12 19 INE003A01024 Siemens Ltd Industrial Capital Goods 7020 75.31 2.07 20 INE647A01010 SRF Ltd Textile Products 3789 74.08 2.04 21 INE203G01027 Indraprastha Gas Ltd Gas 26254 73.37 2.02 22 INE530B01024 IIFL Holdings Ltd Finance 10141 71.57 1.97 23 INE176A01028 Bata India Ltd Consumer Durables 9691 70.74 1.95 24 INE180A01020 Max Financial Services Ltd Finance 15600 70.74 1.95 25 INE105A01035 Sundaram Clayton Ltd Auto Ancillaries 1415 68.16 1.88 26 INE562A01011 Indian Bank Banks 22614 67.80 1.87 27 INE765G01017 ICICI Lombard General Insurance Company Ltd Finance 8378 66.51 1.83 28 INE749A01030 Jindal Steel & Power Ltd Ferrous Metals 30245 66.27 1.82 29 INE548C01032 Emami Ltd Consumer Non Durables 5894 63.00 1.73 30 INE776C01039 GMR Infrastructure Ltd Construction Project 372197 62.72 1.73 31 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 10947 61.07 1.68 32 INE825A01012 Vardhman Textiles Ltd Textiles - Cotton 4983 60.90 1.68 33 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd Consumer Non Durables 976 59.54 1.64 34 INE342J01019 Wabco India Ltd Auto Ancillaries 740 58.69 1.61 35 INE117A01022 ABB India Ltd Industrial Capital Goods 4478 57.97 1.60 36 INE705A01016 Vijaya Bank Banks 106225 55.29 1.52 37 INE192A01025 Tata Global Beverages Ltd Consumer Non Durables 20284 52.48 1.44 38 INE424H01027 SUN TV Network Ltd Media & Entertainment 4389 37.25 1.02 39 INE647O01011 Aditya Birla Fashion and Retail Ltd Retailing 24616 37.13 1.02 40 INE716A01013 Whirlpool of India Ltd Consumer Durables 2329 35.17 0.97 41 INE055A01016 Century Textiles & Industries Ltd Cement 3000 34.28 0.94 42 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 10494 32.63 0.90 43 INE536H01010 Mahindra CIE Automotive Ltd Industrial Products 15151 32.54 0.90 Total for Equity & Equity Related 3299.93 90.80 (B) Money Market Instruments 1 CBLO 31.98 0.88 Total for Money Market Instruments 31.98 0.88 (C) Mutual Fund Units 1 INF903J01QF2 Sundaram Money Fund - Direct Growth Mutual Fund Units 819963.375 300.40 8.27 Total for Mutual Fund Units 300.40 8.27 Cash and Other Net Current Assets 1.66 0.05 Grand Total 3633.97 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 9.9968 9.7468 9.9746 9.6711 Dividend 9.9968 9.7468 9.9746 9.6711d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 13.61%h) Repo in corporate debt Nil

SUNDARAM SMART NIFTY 100 EQUAL WEIGHT FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE522F01014 Coal India Ltd Minerals/Mining 7780 22.04 1.02 2 INE883A01011 MRF Ltd Auto Ancillaries 30 21.75 1.00 3 INE528G01027 Yes Bank Ltd Banks 7118 21.70 1.00 4 INE179A01014 Procter & Gamble Hygiene and Health Care Ltd Consumer Non Durables 227 21.69 1.00 5 INE102D01028 Godrej Consumer Products Ltd Consumer Non Durables 1974 21.59 1.00 6 INE208A01029 Ashok Leyland Ltd Auto 14830 21.57 1.00 7 INE669C01036 Tech Mahindra Ltd Software 3377 21.57 1.00 8 INE066A01013 Eicher Motors Ltd Auto 76 21.56 1.00 9 INE001A01036 Housing Development Finance Corporation Ltd Finance 1181 21.56 1.00

10 INE196A01026 Marico Ltd Consumer Non Durables 6610 21.55 1.00 11 INE018A01030 Larsen & Toubro Ltd Construction Project 1643 21.54 0.99 12 INE095A01012 IndusInd Bank Ltd Banks 1198 21.53 0.99 13 INE267A01025 Hindustan Zinc Ltd Non - Ferrous Metals 7160 21.52 0.99 14 INE860A01027 HCL Technologies Ltd Software 2220 21.50 0.99 15 INE021A01026 Asian Paints Ltd Consumer Non Durables 1919 21.50 0.99 16 INE628A01036 UPL Ltd Pesticides 2944 21.50 0.99 17 INE259A01022 Colgate Palmolive (India) Ltd Consumer Non Durables 2033 21.49 0.99 18 INE040A01026 HDFC Bank Ltd Banks 1139 21.48 0.99 19 INE216A01022 Britannia Industries Ltd Consumer Non Durables 432 21.47 0.99 20 INE030A01027 Hindustan Unilever Ltd Consumer Non Durables 1609 21.45 0.99 21 INE721A01013 Shriram Transport Finance Company Ltd Finance 1490 21.45 0.99 22 INE192R01011 Avenue Supermarts Ltd Retailing 1618 21.44 0.99 23 INE237A01028 Kotak Mahindra Bank Ltd Banks 2045 21.43 0.99 24 INE848E01016 NHPC Ltd Power 77283 21.41 0.99 25 INE002A01018 Reliance Industries Ltd Petroleum Products 2421 21.37 0.99 26 INE467B01029 Tata Consultancy Services Ltd Software 749 21.34 0.99 27 INE646L01027 Interglobe Aviation Ltd Transportation 1653 21.33 0.99 28 INE752E01010 Power Grid Corporation of India Ltd Power 11035 21.33 0.98 29 INE075A01022 Wipro Ltd Software 7571 21.29 0.98 30 INE117A01022 ABB India Ltd Industrial Capital Goods 1644 21.28 0.98 31 INE148I01020 Indiabulls Housing Finance Ltd Finance 1720 21.28 0.98 32 INE016A01026 Dabur India Ltd Consumer Non Durables 6478 21.27 0.98 33 INE318A01026 Pidilite Industries Ltd Chemicals 2315 21.25 0.98 34 INE296A01024 Bajaj Finance Ltd Finance 1202 21.25 0.98 35 INE154A01025 ITC Ltd Consumer Non Durables 8315 21.24 0.98 36 INE726G01019 ICICI Prudential Life Insurance Company Ltd Finance 5463 21.23 0.98 37 INE280A01028 Titan Company Ltd Consumer Durables 2251 21.21 0.98 38 INE009A01021 Infosys Ltd Software 1873 21.20 0.98 39 INE238A01034 Axis Bank Ltd Banks 4146 21.17 0.98 40 INE347G01014 Petronet LNG Ltd Gas 9154 21.14 0.98 41 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 4270 21.14 0.98 42 INE264A01014 GlaxoSmithKline Consumer Healthcare Ltd Consumer Non Durables 346 21.11 0.97 43 INE733E01010 NTPC Ltd Power 12435 21.10 0.97 44 INE918I01018 Bajaj Finserv Ltd Finance 408 21.10 0.97 45 INE158A01026 Hero MotoCorp Ltd Auto 595 21.08 0.97 46 INE019A01038 JSW Steel Ltd Ferrous Metals 7314 21.08 0.97 47 INE081A01012 Tata Steel Ltd Ferrous Metals 3690 21.07 0.97 48 INE213A01029 Oil & Natural Gas Corporation Ltd Oil 11847 21.06 0.97 49 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 3660 21.06 0.97 50 INE115A01026 LIC Housing Finance Ltd Finance 3941 21.06 0.97 51 INE881D01027 Oracle Financial Services Software Ltd Software 562 21.05 0.97 52 INE111A01017 Container Corporation of India Ltd Transportation 1685 20.98 0.97 53 INE935A01035 GlenMark Pharmaceuticals Ltd Pharmaceuticals 3986 20.98 0.97 54 INE685A01028 Torrent Pharmaceuticals Ltd Pharmaceuticals 1676 20.95 0.97 55 INE070A01015 Shree Cement Ltd Cement 129 20.89 0.96 56 INE121J01017 Bharti Infratel Ltd Telecom - Equipment & Accessories 6212 20.88 0.96 57 INE059A01026 Cipla Ltd Pharmaceuticals 3817 20.82 0.96 58 INE274J01014 Oil India Ltd Oil 9620 20.81 0.96 59 INE481G01011 Ultratech Cement Ltd Cement 526 20.78 0.96 60 INE585B01010 Maruti Suzuki India Ltd Auto 234 20.73 0.96 61 INE323A01026 Bosch Ltd Auto Ancillaries 115 20.72 0.96 62 INE010B01027 Cadila Healthcare Ltd Pharmaceuticals 5474 20.68 0.96 63 INE176B01034 Havells India Ltd Consumer Durables 4212 20.55 0.95 64 INE129A01019 GAIL (India) Ltd Gas 6232 20.48 0.95 65 INE854D01016 United Spirits Ltd Consumer Non Durables 653 20.44 0.94 66 INE742F01042 Adani Ports and Special Economic Zone Ltd Transportation 5770 20.43 0.94 67 INE090A01021 ICICI Bank Ltd Banks 7328 20.40 0.94 68 INE257A01026 Bharat Heavy Electricals Ltd Industrial Capital Goods 25073 20.40 0.94 69 INE242A01010 Indian Oil Corporation Ltd Petroleum Products 11538 20.38 0.94 70 INE089A01023 Dr. Reddy's Laboratories Ltd Pharmaceuticals 979 20.37 0.94 71 INE424H01027 SUN TV Network Ltd Media & Entertainment 2393 20.31 0.94 72 INE584A01023 NMDC Ltd Minerals/Mining 17098 20.27 0.94 73 INE079A01024 Ambuja Cements Ltd Cement 8701 20.27 0.94 74 INE205A01025 Vedanta Ltd Non - Ferrous Metals 7286 20.24 0.93 75 INE012A01025 ACC Ltd Cement 1338 20.17 0.93 76 INE245A01021 Tata Power Company Ltd Power 25511 20.15 0.93 77 INE003A01024 Siemens Ltd Industrial Capital Goods 1877 20.14 0.93 78 INE028A01039 Bank of Baroda Banks 14094 20.06 0.93 79 INE140A01024 Piramal Enterprises Ltd Pharmaceuticals 817 19.88 0.92 80 INE159A01016 GlaxoSmithKline Pharmaceuticals Ltd Pharmaceuticals 952 19.88 0.92 81 INE326A01037 Lupin Ltd Pharmaceuticals 2697 19.85 0.92 82 INE271C01023 DLF Ltd Construction 9778 19.68 0.91 83 INE406A01037 Aurobindo Pharma Ltd Pharmaceuticals 3523 19.65 0.91 84 INE775A01035 Motherson Sumi Systems Ltd Auto Ancillaries 6317 19.64 0.91 85 INE917I01010 Bajaj Auto Ltd Auto 715 19.62 0.91 86 INE094A01015 Hindustan Petroleum Corporation Ltd Petroleum Products 5689 19.62 0.91 87 INE548C01032 Emami Ltd Consumer Non Durables 1834 19.60 0.91 88 INE038A01020 Hindalco Industries Ltd Non - Ferrous Metals 9115 19.56 0.90 89 INE298A01020 Cummins India Ltd Industrial Products 2778 19.45 0.90 90 INE114A01011 Steel Authority of India Ltd Ferrous Metals 27686 19.44 0.90 91 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 4539 19.40 0.90 92 INE020B01018 Rural Electrification Corporation Ltd Finance 15438 19.25 0.89 93 INE062A01020 State Bank of India Banks 7695 19.23 0.89 94 INE263A01024 Bharat Electronics Ltd Industrial Capital Goods 13285 18.79 0.87 95 INE397D01024 Bharti Airtel Ltd Telecom - Services 4706 18.76 0.87 96 INE669E01016 Idea Cellular Ltd Telecom - Services 24671 18.73 0.86 97 INE134E01011 Power Finance Corporation Ltd Finance 20996 17.98 0.83 98 INE155A01022 Tata Motors Ltd - DVR Auto 5076 16.59 0.77 99 INE160A01022 Punjab National Bank Banks 16682 15.90 0.73 100 INE101A01026 Mahindra & Mahindra Ltd Auto 2009 14.84 0.69 101 IN9155A01020 Tata Motors Ltd Auto 1258 2.31 0.11 102 IN9081A01010 Tata Steel Ltd - Partly Paid Shares Ferrous Metals 31 0.04 # Total for Equity & Equity Related 2061.33 95.20 (B) Money Market Instruments 1 CBLO 79.95 3.69 Total for Money Market Instruments 79.95 3.69 Cash and Other Net Current Assets 24.06 1.11 Grand Total 2165.34 100.00# less than 0.01%Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.6116 11.8098 11.5608 11.7046 Dividend 11.6126 11.3043 11.5604 11.1994d) Dividend declared during the period (` per unit) 0.50e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Portfolio Turnover Ratio 26.71%h) Repo in corporate debt Nil

SUNDARAM WORLD BRAND FUND SERIES II

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Foreign Securities (a) American Depository Receipt 1 US8923313071 Toyota Motor Corp - Spon ADR Automotive 2163 182.01 3.532 US03524A1088 Anheuser-Busch Inbev-Spon ADR Beverages 2288 163.15 3.163 US4381283088 Honda Motor Co Ltd-Spon ADR Automotive 5684 127.25 2.464 US4258831050 Hennes & Mauritz AB-Unspon ADR Consumer Discretionary 36712 69.01 1.345 US4557931098 Inditex-Unspon ADR Consumer Discretionary 6545 66.84 1.296 US5024413065 LVMH Moet Hennessy-Unspon ADR Consumer Discretionary 387 15.19 0.29 Sub Total 623.46 12.08 (b) Overseas Equity Shares 1 US0231351067 Amazon.Com Inc Product Distribution 361 336.11 6.512 US5949181045 Microsoft Corporation Computers - Software 5427 315.54 6.113 US0378331005 Apple Inc Manufacturing 2653 287.28 5.564 US30303M1027 Facebook Inc Internet / Intranet 2885 287.16 5.565 US02079K3059 Alphabet Inc. Class A Internet / Intranet 387 253.02 4.906 US5801351017 McDonald’s Corporation Restaurant 1972 203.19 3.947 US1912161007 Coca-Cola Company Beverages 6873 193.66 3.758 FR0000121014 LVMH Moet Hennessy Louis Vuitton SA Consumer Discretionary 970 190.74 3.699 DE0005190003 Bayerische Motoren Werke AG Automobile Industry 2705 186.59 3.6110 US4581401001 Intel Corporation Electronic Components/ Instruments 5719 184.51 3.5711 US46625H1005 JP Morgan Chase & Co Financials 2573 180.75 3.50

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2018 (Page 10)

12 US4592001014 International Business Machines Corporation Computer Services 1725 171.13 3.3113 US3696041033 General Electric Company Diversified Manufacturing 17661 157.15 3.0414 US17275R1023 Cisco Systems Inc Networking 5623 152.37 2.9515 US7427181091 Procter & Gamble Co. Consumer Staples 2955 151.53 2.9416 US2546871060 The Walt Disney Company Media & Broadcasting 2201 141.07 2.7317 FR0000052292 Hermes International Consumer Discretionary 340 131.05 2.5418 US9113121068 United Parcel Service Inc Courier 1928 128.77 2.4919 DE0007100000 Daimler AG-Registered Shares Consumer Discretionary 2392 127.62 2.4720 US68389X1054 Oracle Corporation Software & Services 4059 118.75 2.3021 US6541061031 Nike Inc Footware 2596 110.50 2.1422 US0258161092 American Express Company Financials 1650 98.96 1.9223 DE0007164600 SAP SE Information Technology 1446 98.42 1.9124 US7134481081 Pepsico Inc Beverages 1177 83.58 1.6225 US2786421030 Ebay Inc Commerce 1702 44.40 0.86 Sub Total 4333.88 83.95 Total for Foreign Securities 4957.34 96.03 (B) Money market instruments CBLO 175.89 3.41 Total for Money Market instruments 175.89 3.41 Cash and Other Net Current Assets 29.30 0.58 Grand Total 5162.53 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Dividend 12.6538 12.9973 12.4436 12.7600Growth 12.6538 12.9973 12.4436 12.7600d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period ` 4,957.34 Lakhsg) Portfolio Turnover Ratio 7.22%h) Investment in repo in corporate debt Nil

SUNDARAM WORLD BRAND FUND SERIES III

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Foreign Securities (a) American Depository Receipt1 US8923313071 Toyota Motor Corp - Spon ADR Automotive 1563 131.52 3.532 US03524A1088 Anheuser-Busch Inbev-Spon ADR Beverages 1652 117.80 3.163 US4381283088 Honda Motor Co Ltd-Spon ADR Automotive 4079 91.32 2.454 US4258831050 Hennes & Mauritz AB-Unspon ADR Consumer Discretionary 26500 49.81 1.345 US4557931098 Inditex-Unspon ADR Consumer Discretionary 4724 48.24 1.296 US5024413065 LVMH Moet Hennessy-Unspon ADR Consumer Discretionary 280 10.99 0.29 Sub Total 449.69 12.07 (b) Overseas Equity Shares 1 US0231351067 Amazon.Com Inc Product Distribution 260 242.07 6.502 US30303M1027 Facebook Inc Internet / Intranet 2083 207.34 5.563 US5949181045 Microsoft Corporation Computers - Software 3920 227.92 6.124 US0378331005 Apple Inc Manufacturing 1915 207.37 5.565 US02079K3059 Alphabet Inc. Class A Internet / Intranet 280 183.07 4.916 US5801351017 McDonald’s Corporation Restaurant 1410 145.28 3.907 US46625H1005 JP Morgan Chase & Co Financials 1857 130.45 3.508 DE0005190003 Bayerische Motoren Werke AG Automobile Industry 2015 139.00 3.739 US1912161007 Coca-Cola Company Beverages 4928 138.86 3.7310 FR0000121014 LVMH Moet Hennessy Louis Vuitton SA Consumer Discretionary 701 137.84 3.7011 US4581401001 Intel Corporation Electronic Components/ Instruments 4102 132.34 3.5512 US4592001014 International Business Machines Corporation Computer Services 1247 123.71 3.3213 US17275R1023 Cisco Systems Inc Networking 4029 109.18 2.9314 US3696041033 General Electric Company Diversified Manufacturing 12748 113.43 3.0415 US7427181091 Procter & Gamble Co Consumer Staples 2133 109.38 2.9416 US2546871060 The Walt Disney Company Media & Broadcasting 1588 101.78 2.7317 DE0007100000 Daimler AG-Registered Shares Consumer Discretionary 1728 92.37 2.4818 US68389X1054 Oracle Corporation Software & Services 2911 85.17 2.2919 US9113121068 United Parcel Service Inc Courier 1392 92.97 2.4920 FR0000052292 Hermes International Consumer Discretionary 250 96.36 2.5921 US6541061031 Nike Inc Footware 1862 79.26 2.1322 US0258161092 American Express Company Financials 1185 71.07 1.9123 DE0007164600 SAP SE Information Technology 1044 71.06 1.9124 US7134481081 Pepsico Inc Beverages 843 59.87 1.6125 US2786421030 Ebay Inc Commerce 1219 31.80 0.85 Sub Total 3128.92 83.97 Total for Foreign Securities 3578.61 96.04 (B) Money market instruments CBLO 125.92 3.38 Total for Money Market instruments 125.92 3.38 Cash and Other Net Current Assets 21.74 0.58 Grand Total 3726.27 100.00Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular plan Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Dividend 12.7987 13.1478 12.5941 12.9160Growth 12.7987 13.1478 12.5941 12.9160d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period ` 3,578.61 Lakhsg) Portfolio Turnover Ratio 7.23%h) Investment in repo in corporate debt Nil

SUNDARAM BOND SAVER

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE062A08157 State Bank of India - 8.15% - 02/08/2022** CRISIL AA+ 100 984.08 8.75 2 INE038A07266 Hindalco Industries Ltd - 9.55% - 27/06/2022** CRISIL AA 50 523.92 4.66 3 INE110L07070 Reliance Jio Infocomm Ltd - 8.32% - 08/07/2021 CRISIL AAA 50 506.90 4.51 4 INE105N07084 Oriental Nagpur Betul Highway ltd - 8.28% - 30/09/2020** CRISIL AAA (SO) 500 505.16 4.49 5 INE540P07194 Uttar Pradesh Power Corporation Ltd - 9.75% - 20/10/2020** CRISIL A+ (SO) 50 503.19 4.47 6 INE115A07JY6 LIC Housing Finance Ltd - 8.3% - 15/07/2021** CRISIL AAA 50 503.16 4.47 7 INE514E08FL5 Export Import Bank of India - 8.6% - 31/03/2022 CRISIL AA+ 50 498.37 4.43 8 INE238A08443 Axis Bank Ltd - 8.75% - 28/06/2022** CRISIL AA+ 50 495.40 4.40 9 INE121A08OC8 Cholamandalam Investment and Finance Company Ltd - 8.8% - 15/06/2027 ICRA AA 50 493.50 4.39 10 INE028A08117 Bank of Baroda - 8.65% - 11/08/2022** CRISIL AA+ 50 493.34 4.39 11 INE528G08394 Yes Bank Ltd - 9% - 18/10/2022** ICRA AA 50 489.42 4.35 12 INE657N07449 Edelweiss Commodities Services Ltd - 9.3% - 30/04/2021** ICRA AA 16 163.35 1.45 Sub Total 6159.78 54.76 (b) Privately Placed / Unlisted 1 INE347N08064 Grand View Estates Pvt Ltd - 9.57% - 27/03/2019** ICRA AA (SO) 5 501.90 4.46 2 INE323Y07023 Igarashi Motors Sales Pvt Ltd - 8.08652% - 28/02/2020** ICRA AAA (SO) 50 496.70 4.42 3 INE603G07017 Haldiram Snacks Pvt Ltd - 7.7% - 04/12/2020** ICRA AA 50 457.07 4.06 4 INE195S08025 Sunny View Estates Pvt Ltd - 10.5% - 12/04/2021** ICRA AA (SO) 16 163.21 1.45 Sub Total 1618.87 14.39 (c) Govt Security 1 IN0020170174 7.17 % Central Government Securities 08/01/2028 Sovereign 1000000 984.20 8.75 2 IN2920160081 8.27% Rajasthan State Development Loan 23/06/2022 Sovereign 274000 279.30 2.48 3 IN2920160073 8.15% Rajasthan State Development Loan 23/06/2021 Sovereign 274000 278.76 2.48 Sub Total 1542.26 13.71 (d) Securitized Debt Instruments 1 INE326Y15011 IIERT-August 2017 - 8.6395% - 16/02/2022** CRISIL AAA (SO) 100 715.33 6.36 2 INE969X15010 Elbe SBL IFMR Capital 2017 - 9.34% - 17/05/2022** ICRA AA+ (SO) 50000000 260.53 2.32 Sub Total 975.86 8.67 Total for Debt Instruments 10296.77 91.53 (B) Money Market Instruments (a) Certificate of Deposits 1 INE428Q16019 Suryoday Small Finance Bank Ltd - 20/06/2018** CARE A1 500 491.52 4.37 Sub Total 491.52 4.37 (b) Reverse Repo / CBLO 1 CBLO 25.98 0.23 Sub Total 25.98 0.23

Total for Money Market Instruments 517.50 4.60 Cash and Other Net Current Assets 435.17 3.87 Grand Total 11249.44 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct Plan Institutional Plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 49.9469 51.0351 54.3349 55.2120 48.0715 48.8490 Bonus - - - - 16.4185 16.6840 Quarterly Dividend 20.4910 20.6351 - - 12.1517 12.0463 Halfyearly Dividend - - - - 12.2280 12.1257 Annual Dividend 12.6727 12.3485 - - 12.1930 11.7899d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Quarterly Dividend 0.216680 - 0.216680 0.200750 Halfyearly Dividend - - 0.216680 - Annual Dividend 0.433359 - 0.433359 - e) Bonus declared during the period (` per unit) Nilf) Total outstanding exposure in derivative instruments at the end of the period Nilg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilh) Average Maturity (years) 3.98i) Average Duration (years) 2.77 j) Repo in corporate debt Nil

SUNDARAM MONEY FUND (Liquid Fund)

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE268A07145 Vedanta Ltd - 9.10% - 05/04/2023** CRISIL AA 1000 10000.79 2.30 2 INE001A07QC9 Housing Development Finance Corporation Ltd - 7.45% - 14/06/2018** CRISIL AAA 50 5000.98 1.15 Total for Debt Instruments 15001.77 3.46 (B) Money Market Instruments (a) Certificate of Deposits 1 INE562A16IK1 Indian Bank - 25/06/2018** IND A1+ 22500 22172.13 5.11 2 INE095A16WS6 IndusInd Bank Ltd - 14/05/2018** CRISIL A1+ 11500 11397.90 2.63 3 INE503A16EX7 DCB Bank Ltd - 29/05/2018** CRISIL A1+ 10000 9894.78 2.28 4 INE608A16NX5 Punjab and Sind Bank - 12/06/2018** ICRA A1+ 10000 9875.71 2.28 5 INE237A162D9 Kotak Mahindra Bank Ltd - 18/06/2018** CRISIL A1+ 10000 9864.04 2.27 6 INE551W16222 Ujjivan Small Finance Bank Ltd - 03/05/2018** CRISIL A1+ 9000 8938.07 2.06 7 INE545U16053 Bandhan Bank Ltd - 16/05/2018** CRISIL A1+ 9000 8916.42 2.05 8 INE608A16OE3 Punjab and Sind Bank - 20/06/2018** ICRA A1+ 7500 7396.57 1.70 9 INE503A16EZ2 DCB Bank Ltd - 18/06/2018** CRISIL A1+ 7500 7394.21 1.70 10 INE238A16Y25 Axis Bank Ltd - 24/05/2018** CRISIL A1+ 5500 5443.92 1.25 11 INE238A16W27 Axis Bank Ltd - 07/06/2018** CRISIL A1+ 5000 4941.81 1.14 12 INE503A16EY5 DCB Bank Ltd - 12/06/2018** CRISIL A1+ 2500 2467.42 0.57 13 INE238A16U78 Axis Bank Ltd - 20/06/2018** CRISIL A1+ 2500 2465.34 0.57 14 INE092T16DF0 IDFC Bank Ltd - 15/05/2018** CRISIL A1+ 2000 1983.87 0.46 15 INE705A16QD4 Vijaya Bank - 18/06/2018** CARE A1+ 1500 1479.87 0.34 16 INE090A162M6 ICICI Bank Ltd - 18/06/2018** ICRA A1+ 1060 1045.68 0.24 17 INE092T16DA1 IDFC Bank Ltd - 02/05/2018** CRISIL A1+ 500 497.22 0.11 18 INE090A165O5 ICICI Bank Ltd - 04/05/2018 ICRA A1+ 500 496.71 0.11 19 INE095A16XE4 IndusInd Bank Ltd - 10/05/2018 CRISIL A1+ 500 496.23 0.11 20 INE705A16PZ9 Vijaya Bank - 21/05/2018 CARE A1+ 500 495.12 0.11 21 INE976G16HH8 RBL Bank Ltd - 25/05/2018 ICRA A1+ 500 494.57 0.11 Sub Total 118157.57 27.23 (b) Commercial Papers 1 INE612J14372 Repco Home Finance Ltd - 01/06/2018** ICRA A1+ 4000 19771.52 4.56 2 INE607M14186 TATA Power Renewable Energy Ltd - 12/06/2018** CRISIL A1+ (SO) 4000 19736.44 4.55 3 INE244L14AN9 Indiabulls Commercial Credit Ltd - 11/06/2018** CRISIL A1+ 4000 19730.02 4.55 4 INE261F14CP6 National Bank for Agricultural & Rural Development - 05/06/2018** CRISIL A1+ 3000 14829.66 3.42 5 INE957N14AE1 Hero Fincorp Ltd - 02/05/2018** CRISIL A1+ 2700 13409.98 3.09 6 INE261F14CJ9 National Bank for Agricultural & Rural Development - 11/05/2018** CRISIL A1+ 2100 10409.83 2.40 7 INE248U14CV0 IIFL Wealth Finance Ltd - 03/04/2018** CRISIL A1+ 2000 9995.67 2.30 8 INE031A14317 Housing and Urban Development Corp. Ltd - 31/05/2018** IND A1+ 2000 9893.46 2.28 9 INE688I14EK1 Capital First Ltd - 29/05/2018** ICRA A1+ 2000 9889.49 2.28 10 INE866I14XH9 India Infoline Finance Ltd - 01/06/2018** CRISIL A1+ 2000 9882.98 2.28 11 INE432R14055 Shriram Housing Finance Ltd - 07/06/2018** CARE A1+ 2000 9874.48 2.28 12 INE722A14CB8 Shriram City Union Finance Ltd - 07/06/2018** ICRA A1+ 2000 9872.60 2.28 13 INE245A14784 Tata Power Company Ltd - 13/06/2018** CRISIL A1+ 2000 9870.21 2.27 14 INE445L14845 Nabha Power Ltd - 18/06/2018** CRISIL A1+ 2000 9862.38 2.27 15 INE657N14PF2 Edelweiss Commodities Services Ltd - 19/06/2018** ICRA A1+ 2000 9848.13 2.27 16 INE729N14BR4 TVS Credit Services Ltd - 19/06/2018** CRISIL A1+ 2000 9846.56 2.27 17 INE607M14178 TATA Power Renewable Energy Ltd - 27/04/2018** CRISIL A1+ (SO) 1900 9453.64 2.18 18 INE612J14356 Repco Home Finance Ltd - 17/05/2018** CRISIL A1+ 1900 9422.28 2.17 19 INE657N14OO7 Edelweiss Commodities Services Ltd - 11/05/2018** CRISIL A1+ 1800 8921.75 2.06 20 INE866I14XA4 India Infoline Finance Ltd - 17/05/2018** CRISIL A1+ 1800 8911.24 2.05 21 INE403D14080 Bharti Telecom Ltd - 22/05/2018** CRISIL A1+ 1800 8902.32 2.05 22 INE148I14UV9 Indiabulls Housing Finance Ltd - 24/05/2018** CRISIL A1+ 1400 6932.12 1.60 23 INE261F14CI1 National Bank for Agricultural & Rural Development - 07/05/2018** CRISIL A1+ 1200 5955.92 1.37 24 INE261F14CL5 National Bank for Agricultural & Rural Development - 21/05/2018** CRISIL A1+ 1000 4953.07 1.14 25 INE975F14OX0 Kotak Mahindra Investments Ltd - 22/06/2018** CRISIL A1+ 1000 4923.52 1.13 26 INE732U14565 Ford Credit India Pvt Ltd - 20/06/2018** CRISIL A1+ 1000 4923.39 1.13 27 INE248U14AG5 IIFL Wealth Finance Ltd - 26/06/2018** CRISIL A1+ 1000 4915.46 1.13 28 INE148I14UH8 Indiabulls Housing Finance Ltd - 04/05/2018** CRISIL A1+ 800 3974.52 0.92 29 INE472A14IC5 Blue Star Ltd - 18/05/2018** CRISIL A1+ 500 2477.25 0.57 30 INE205A14MF4 Vedanta Ltd - 28/05/2018 CRISIL A1+ 500 2473.91 0.57 31 INE261F14CN1 National Bank for Agricultural & Rural Development - 18/06/2018** CRISIL A1+ 500 2466.01 0.57 32 INE245A14743 Tata Power Company Ltd - 23/04/2018** CRISIL A1+ 200 995.16 0.23 33 INE148I14UI6 Indiabulls Housing Finance Ltd - 03/05/2018** CRISIL A1+ 200 994.12 0.23 34 INE027E14FA9 L & T Finance Ltd - 02/05/2018** CRISIL A1+ 200 993.85 0.23 35 INE237W14066 Blue Star Engineering & Electronics Ltd - 02/05/2018** CARE A1+ (SO) 200 993.58 0.23 36 INE733E14088 NTPC Ltd - 25/04/2018** CRISIL A1+ 100 497.49 0.11 37 INE514E14NA0 Export Import Bank of India - 04/05/2018** CRISIL A1+ 100 496.97 0.11 38 INE140A14RW7 Piramal Enterprises Ltd - 04/05/2018** CRISIL A1+ 100 496.70 0.11 39 INE601U14430 Tata Motors Finance Ltd - 02/05/2018** CRISIL A1+ 100 496.50 0.11 40 INE445L14795 Nabha Power Ltd - 07/05/2018** CRISIL A1+ 100 496.22 0.11 41 INE481G14766 Ultratech Cement Ltd - 11/05/2018** CRISIL A1+ 100 496.17 0.11 42 INE140A14SA1 Piramal Enterprises Ltd - 11/05/2018** CRISIL A1+ 100 495.72 0.11 43 INE001A14RS9 Housing Development Finance Corporation Ltd - 17/05/2018** CRISIL A1+ 100 495.63 0.11 44 INE248U14DN5 IIFL Wealth Finance Ltd - 18/05/2018** CRISIL A1+ 100 495.60 0.11 45 INE110L14GH1 Reliance Jio Infocomm Ltd - 14/05/2018** CRISIL A1+ 100 495.55 0.11 46 INE110L14GV2 Reliance Jio Infocomm Ltd - 18/05/2018 CRISIL A1+ 100 495.31 0.11 47 INE721A14BD8 Shriram Transport Finance Company Ltd - 25/05/2018** CRISIL A1+ 100 494.88 0.11 Sub Total 296259.23 68.27 (c) Reverse Repo / CBLO 1 CBLO 1769.84 0.41 Sub Total 1769.84 0.41 Total for Money Market Instruments 416186.64 95.91 (C) Others (a) Deposits with Commercial Banks 1 Equitas Small Finance Bank Ltd - 7% - 27/06/2018 500.00 0.11 Total for Others 500.00 0.11 Cash and Other Net Current Assets 2244.60 0.52 Grand Total 433933.01 100.00 ** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Retail Plan Institutional Plan Regular Plan Unclaimed PlanOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018 30/09/2017 31/03/2018 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 35.4330 36.6353 32.9984 34.1022 34.4337 35.5855 35.3093 36.4905 - - Bonus 12.6804 13.1106 - - - - 12.6216 13.0438 - - Daily Dividend 10.1025 10.1025 10.0953 10.0953 10.0953 10.0953 10.0953 10.0953 - - Weekly Dividend 11.6565 11.7248 11.5953 11.6624 - - 11.6378 11.7052 - - Fortnightly Dividend 25.8904 25.9769 10.9216 10.9582 - - 10.9540 10.9902 - - Monthly Dividend 10.6604 10.6847 10.5313 10.5550 - - 10.5181 10.5418 - - Quarterly Dividend 34.2843 35.1445 12.0729 12.1738 - - 34.2053 35.0465 - - Dividend greater than three years - - - - - - - - 10.0000 10.0000 Dividend less than three years - - - - - - - - 10.6361 10.9735 Redemption greater than three years - - - - - - - - 10.0000 10.0000 Redemption less than three years - - - - - - - - 10.6449 10.9826

d) Dividend declared during the period (` per unit)Direct plan Retail Plan Institutional Plan Regular Plan

Options Individual & HUF Others Individual & HUF Others Individual & HUF Others Individual & HUF OthersDaily Dividend 0.243486 0.225591 0.239933 0.222284 0.242095 0.224297 0.239938 0.222291 Weekly Dividend 0.232412 0.215322 0.227854 0.211101 - - 0.228702 0.211891Fortnightly Dividend 0.563000 - 0.234506 0.217266 - - 0.234762 0.217502 Monthly Dividend 0.240259 - 0.233938 0.216741 - - 0.233642 0.216465 Quarterly Dividend 0.216680 - 0.216680 - - - 0.216680 - e) Aggregate Investments by Other schemes of Sundaram Mutual Fund ` 71,604.40 Lakhsf) Bonus declared during the period (` per unit) Nilg) Total outstanding exposure in derivative instruments at the end of the period Nilh) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nili) Average Maturity (years) 0.28j) Average Duration (years) 0.16 k) Repo in corporate debt Nil

SUNDARAM ULTRA SHORT TERM FUND

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE657N07266 Edelweiss Commodities Services Ltd - 8.7% - 15/04/2020** CRISIL AA 1150 11519.53 6.62 2 INE001A07OB6 Housing Development Finance Corporation Ltd - 8.6% - 28/09/2018** CRISIL AAA 78 7831.79 4.50 3 INE523H07650 JM Financial Products Ltd - 8.4% - 11/09/2018** CRISIL AA 500 5029.83 2.89 4 INE523H07817 JM Financial Products Ltd - 8.5374% - 21/12/2018** CRISIL AA 500 4993.74 2.87 5 INE306N08243 Tata Capital Financial Services Ltd - 7.9% - 27/06/2019** CRISIL AA+ 500 4982.99 2.86 6 INE721A07MJ6 Shriram Transport Finance Company Ltd - 7.95% - 13/06/2019** CRISIL AA+ 500 4980.14 2.86 7 INE031A08541 Housing and Urban Development Corp. Ltd - 7.14% - 22/12/2020** ICRA AAA 500 4943.17 2.84 8 INE202B07IJ3 Dewan Housing Finance Corporation Ltd - 9.05% - 09/09/2019** BWR AAA 488225 4911.31 2.82 9 INE957N07203 Hero Fincorp Ltd - 8.8% - 12/07/2019** ICRA AA+ 400 4027.42 2.31 10 INE202B07HQ0 Dewan Housing Finance Corporation Ltd - 9.1% - 16/08/2019** BWR AAA 251722 2532.37 1.46 11 INE148I07FQ4 Indiabulls Housing Finance Ltd - 8.8% - 10/08/2018** BWR AAA 250 2505.76 1.44 12 INE148I07FL5 Indiabulls Housing Finance Ltd - 8.8% - 09/08/2018** BWR AAA 250 2505.69 1.44 13 INE121A07MU6 Cholamandalam Investment and Finance Company Ltd - 8.0659% - 27/09/2019** ICRA AA 250 2491.93 1.43 14 INE121A07NW0 Cholamandalam Investment and Finance Company Ltd - 7.8% - 26/07/2019** ICRA AA 250 2484.67 1.43 15 INE202B07IK1 Dewan Housing Finance Corporation Ltd - 9.1% - 09/09/2019** BWR AAA 200000 2012.80 1.16 16 INE148I07DC9 Indiabulls Housing Finance Ltd - 9.1% - 27/08/2018** CARE AAA 200 2007.69 1.15 17 INE020B08997 Rural Electrification Corporation Ltd - 7.24% - 21/10/2021** CRISIL AAA 150 1481.02 0.85 18 INE121A07HX0 Cholamandalam Investment and Finance Company Ltd - 9.9022% - 28/06/2019** ICRA AA 50 509.15 0.29 19 INE134E08CK1 Power Finance Corporation Ltd - 8.12% - 20/11/2019** CRISIL AAA 50 505.00 0.29 20 INE572E09379 PNB Housing Finance Ltd - 8.65% - 28/06/2019** IND AAA 30 302.62 0.17 Sub Total 72558.59 41.69 (b) Privately Placed / Unlisted 1 INE909H08253 TMF Holdings Ltd - 24/01/2020** CRISIL AA 250 2755.69 1.58 2 INE094O08037 Daimler Financial Services India P Ltd - 8.05% - 13/12/2018** IND AAA 250 2499.34 1.44 3 INE721A07NR7 Shriram Transport Finance Company Ltd - 8.45% - 27/03/2020** IND AA+ 200 2003.30 1.15 4 INE323Y07023 Igarashi Motors Sales Pvt Ltd - 8.08652% - 28/02/2020** ICRA AAA (SO) 180 1788.13 1.03 Sub Total 9046.46 5.20 (c) Securitized Debt Instruments 1 INE326Y15011 IIERT-August 2017 - 8.6395% - 16/02/2022** CRISIL AAA (SO) 500 3576.64 2.06 2 INE833V15020 Sansar Trust Sept 2016 - 8.4175% - 18/12/2020** CRISIL AAA (SO) 20 1013.91 0.58 Sub Total 4590.55 2.64 Total for Debt Instruments 86195.60 49.53 (B) Money Market Instruments (a) Certificate of Deposits 1 INE608A16OE3 Punjab and Sind Bank - 20/06/2018** ICRA A1+ 10000 9862.09 5.67 2 INE090A164P5 ICICI Bank Ltd - 15/03/2019** ICRA A1+ 7500 7023.86 4.04 3 INE095A16WX6 IndusInd Bank Ltd - 14/09/2018** CRISIL A1+ 5000 4847.55 2.79 4 INE238A16Y82 Axis Bank Ltd - 26/02/2019** CRISIL A1+ 5000 4696.95 2.70 5 INE095A16XL9 IndusInd Bank Ltd - 19/03/2019** CRISIL A1+ 5000 4677.47 2.69 6 INE095A16XM7 IndusInd Bank Ltd - 20/03/2019** CRISIL A1+ 5000 4676.62 2.69 7 INE238A16U86 Axis Bank Ltd - 28/06/2018** CRISIL A1+ 2500 2461.76 1.41 8 INE514E16AZ9 Export Import Bank of India - 01/08/2018** CRISIL A1+ 2500 2444.04 1.40 9 INE040A16CC8 HDFC Bank Ltd - 08/03/2019** IND A1+ 2500 2344.49 1.35 Sub Total 43034.83 24.73 (b) Commercial Papers 1 INE261F14CM3 National Bank for Agricultural & Rural Development - 31/07/2018** CRISIL A1+ 3000 14655.06 8.42 2 INE020B14516 Rural Electrification Corporation Ltd - 04/09/2018** CRISIL A1+ 2000 9712.74 5.58 3 INE514E14NH5 Export Import Bank of India - 19/09/2018** CRISIL A1+ 2000 9683.35 5.56 4 INE110L14GS8 Reliance Jio Infocomm Ltd - 12/09/2018** CRISIL A1+ 1000 4848.28 2.79 5 INE373S14026 Joyville Shapoorji Housing Pvt Ltd - 13/07/2018** CARE A1+ (SO) 400 1956.44 1.12 6 INE607M14178 TATA Power Renewable Energy Ltd - 27/04/2018** CRISIL A1+ (SO) 100 497.56 0.29 Sub Total 41353.43 23.76 (c) Reverse Repo / CBLO 1 CBLO 383.75 0.22 Sub Total 383.75 0.22 Total for Money Market Instruments 84772.00 48.71 Cash and Other Net Current Assets 3074.98 1.77 Grand Total 174042.58 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct Plan Retail Plan Institutional Plan Regular PlanOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 23.5497 24.3613 20.8522 21.5001 21.9933 22.6187 23.0040 23.7188 Bonus 13.4530 13.9173 - - - - 13.1690 13.5781 Daily Dividend 10.0457 10.0497 10.0386 10.0422 10.0386 10.0422 10.0386 10.0422 Weekly Dividend 12.0496 12.1249 11.8062 11.8855 - - 11.9683 12.0370 Fortnightly Dividend 11.5985 11.6401 11.0876 11.1249 - - 11.1946 11.2316 Monthly Dividend 11.1755 11.2006 10.8361 10.8615 10.9149 10.9378 11.0170 11.0402 Quarterly Dividend 11.8267 11.9311 11.3060 11.3544 - - 11.6464 11.7053 d) Dividend declared during the period (` per unit)

Direct plan Retail Plan Institutional Plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Individual & HUF Others Individual & HUF Others Daily Dividend 0.243011 0.225146 0.219272 0.203147 - 0.204500 0.219278 0.203154 Weekly Dividend 0.241532 - 0.212774 0.197131 - - 0.215656 0.199804 Fortnightly Dividend 0.255362 - 0.226014 - - - 0.221349 - Monthly Dividend 0.256309 0.237465 0.223807 0.207352 0.225432 0.208858 0.227546 0.210818 Quarterly Dividend 0.216680 - 0.216680 0.200750 - - 0.216680 0.200750e) Bonus declared during the period (` per unit) Nilf) Total outstanding exposure in derivative instruments at the end of the period Nilg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilh) Average Maturity (years) 0.98i) Average Duration (years) 0.72j) Repo in corporate debt Nil

SUNDARAM INCOME PLUS

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE657N07266 Edelweiss Commodities Services Ltd - 8.7% - 15/04/2020** CRISIL AA 350 3505.94 7.28 2 INE523H07650 JM Financial Products Ltd - 8.4% - 11/09/2018** CRISIL AA 250 2514.91 5.22 3 INE140A07369 Piramal Enterprises Ltd - 8.13% - 27/06/2019** ICRA AA 250 2496.98 5.19 4 INE001A07RA1 Housing Development Finance Corporation Ltd - 7%-06/09/2019** CRISIL AAA 25 2469.46 5.13 5 INE540P07186 Uttar Pradesh Power Corporation Ltd - 9.75% - 18/10/2019** CRISIL A+ (SO) 235 2361.79 4.91 6 INE105N07084 Oriental Nagpur Betul Highway ltd - 8.28% - 30/09/2020** CRISIL AAA (SO) 2000 2020.62 4.20 7 INE202B07HQ0 Dewan Housing Finance Corporation Ltd - 9.1% - 16/08/2019** BWR AAA 188278 1894.11 3.93 8 INE115A07KR8 LIC Housing Finance Ltd - 7.66% - 21/10/2021** CRISIL AAA 100 999.69 2.08 9 INE105N07076 Oriental Nagpur Betul Highway ltd - 8.28% - 30/03/2020** CRISIL AAA (SO) 500 504.42 1.05 10 INE540P07194 Uttar Pradesh Power Corporation Ltd - 9.75% - 20/10/2020** CRISIL A+ (SO) 50 503.19 1.05 11 INE134E08BE6 Power Finance Corporation Ltd - 11% - 15/09/2018** CRISIL AAA 28 284.28 0.59 12 INE134E08CX4 Power Finance Corporation Ltd - 8.7% - 14/05/2020** CRISIL AAA 20 204.13 0.42 Sub Total 19759.52 41.05 (b) Privately Placed / Unlisted 1 INE270O08025 RKN Retail Pvt Ltd - 30/04/2020** IND A- 25 2751.64 5.72 2 INE347N08064 Grand View Estates Pvt Ltd - 9.57% - 27/03/2019** ICRA AA (SO) 25 2509.49 5.21 3 INE859C07030 IKF Finance Ltd - 10.6% - 28/03/2021 CARE A- 250 2500.00 5.19 4 INE323Y07023 Igarashi Motors Sales Pvt Ltd - 8.08652% - 28/02/2020** ICRA AAA (SO) 250 2483.52 5.16 5 INE202B07654 Dewan Housing Finance Corporation Ltd - 11.55% - 12/09/2019** CARE AAA 200 2080.82 4.32 6 INE603G07017 Haldiram Snacks Pvt Ltd - 7.7% - 04/12/2020** ICRA AA 200 1828.26 3.80 7 INE124N07085 Ess Kay Fincorp Ltd - 10.345602% - 27/12/2019** IND A (SO) 150 1376.94 2.86 8 INE347N08056 Grand View Estates Pvt Ltd - 9.57% - 28/03/2019** ICRA AA (SO) 5 501.90 1.04 Sub Total 16032.57 33.31

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2018 (Page 11)

(c) Securitized Debt Instruments 1 INE326Y15011 IIERT-August 2017 - 8.6395% - 16/02/2022** CRISIL AAA (SO) 350 2503.65 5.20 2 INE969X15010 Elbe SBL IFMR Capital 2017 - 9.34% - 17/05/2022** ICRA AA+ (SO) 186546035 972.02 2.02 3 INE819X15017 Drava CV IFMR Capital 2017 - 9.5697% - 18/04/2019** ICRA A (SO) 173907417 896.27 1.86 Sub Total 4371.94 9.08 Total for Debt Instruments 40164.03 83.44 (B) Money Market Instruments (a) Certificate of Deposits 1 INE503A16EY5 DCB Bank Ltd - 12/06/2018** CRISIL A1+ 2500 2467.42 5.13 2 INE428Q16019 Suryoday Small Finance Bank Ltd - 20/06/2018** CARE A1 2500 2457.58 5.11 3 INE095A16XN5 IndusInd Bank Ltd - 26/03/2019** CRISIL A1+ 2500 2335.74 4.85 Sub Total 7260.74 15.08 (b) Reverse Repo / CBLO 1 CBLO 57.96 0.12 Sub Total 57.96 0.12 Total for Money Market Instruments 7318.70 15.20 Cash and Other Net Current Assets 653.45 1.36 Grand Total 48136.18 100.00** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 25.3166 26.2180 24.6057 25.3641 Dividend 12.0362 11.8640 11.6771 11.4369Weekly Dividend 10.8895 10.9722 11.1038 11.1805Fortnightly Dividend - - - 11.9081Monthly Dividend 11.9676 11.9877 11.7929 11.8120 Quarterly Dividend - - 11.9073 11.9703d) Dividend declared during the period (` per unit)

Direct plan Regular planOptions Individual & HUF Others Individual & HUF OthersDividend 0.433359 0.401499 0.433359 0.401499 Weekly Dividend 0.216351 - 0.189003 0.175110 Fortnightly Dividend - - 0.080781 - Monthly Dividend 0.288721 0.267495 0.245463 0.227417 Quarterly Dividend - - 0.216680 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 1.70h) Average Duration (years) 0.94 i) Repo in corporate debt Nil

SUNDARAM BANKING & PSU DEBT FUND

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE906B07FE6 National Highway Authority of India - 7.17% - 23/12/2021 CRISIL AAA 1100 10831.01 8.97 2 INE134E08IJ0 Power Finance Corporation Ltd - 7.47% - 16/09/2021** CRISIL AAA 750 7435.73 6.16 3 INE756I07BH2 HDB Financial Services Ltd - 7.8% - 29/06/2020** CRISIL AAA 740 7358.13 6.10 4 INE053F07AK6 Indian Railway Finance Corporation Ltd - 7.65% - 15/03/2021 CRISIL AAA 550 5527.67 4.58 5 INE514E08FD2 Export Import Bank of India - 8% - 27/05/2021** CRISIL AAA 500 5055.79 4.19 6 INE134E08IN2 Power Finance Corporation Ltd - 7.27% - 22/12/2021** CRISIL AAA 500 4921.64 4.08 7 INE020B08AB1 Rural Electrification Corporation Ltd - 7.14% - 09/12/2021** CRISIL AAA 500 4920.34 4.08 8 INE001A07QI6 Housing Development Finance Corporation Ltd - 1.5% - 18/06/2020** CRISIL AAA 45 4746.05 3.93 9 INE020B08997 Rural Electrification Corporation Ltd - 7.24% - 21/10/2021** CRISIL AAA 450 4443.07 3.68 10 INE756I07BC3 HDB Financial Services Ltd - 7.76% - 26/05/2020** CRISIL AAA 400 3975.93 3.29 11 INE848E07AG0 NHPC Ltd - 6.91% - 15/09/2021** ICRA AAA 300 2935.87 2.43 12 INE752E07HJ3 Power Grid Corporation of India Ltd - 8.64% - 08/07/2021** CRISIL AAA 200 2573.07 2.13 13 INE020B08872 Rural Electrification Corporation Ltd - 8.44% - 04/12/2021** CRISIL AAA 250 2562.72 2.12 14 INE556F08IV6 Small Industrial Development Bank of India - 7.25% - 30/04/2020** CARE AAA 250 2489.75 2.06 15 INE031A08541 Housing and Urban Development Corp. Ltd - 7.14% - 22/12/2020** ICRA AAA 250 2471.58 2.05 16 INE053F07991 Indian Railway Finance Corporation Ltd - 7.2% - 31/05/2020** CRISIL AAA 200 1989.05 1.65 17 INE115A07KK3 LIC Housing Finance Ltd - 7.81% - 19/10/2021** CRISIL AAA 200 1983.89 1.64 18 INE572E09379 PNB Housing Finance Ltd - 8.65% - 28/06/2019** IND AAA 160 1613.95 1.34 19 INE115A07JB4 LIC Housing Finance Ltd - 8.75% - 12/02/2021 CRISIL AAA 100 1017.63 0.84 20 INE572E09361 PNB Housing Finance Ltd - 8.47% - 01/07/2021** IND AAA 100 1013.04 0.84 21 INE752E07OD2 Power Grid Corporation of India Ltd - 7.2% - 21/12/2021** CRISIL AAA 100 987.07 0.82 22 INE020B08641 Rural Electrification Corporation Ltd - 9.75% - 11/11/2021** CRISIL AAA 50 531.83 0.44 23 INE020B08468 Rural Electrification Corporation Ltd - 8.8% - 29/11/2020** CRISIL AAA 50 514.36 0.43 24 INE556F09619 Small Industrial Development Bank of India - 8.28% - 26/02/2019** CARE AAA 50 504.10 0.42 25 INE115A07KR8 LIC Housing Finance Ltd - 7.66% - 21/10/2021** CRISIL AAA 50 499.84 0.41 26 INE134E08IM4 Power Finance Corporation Ltd - 7.4% - 30/09/2021** CRISIL AAA 50 494.73 0.41 27 INE134E08GN6 Power Finance Corporation Ltd - 8.96% - 21/10/2019** CRISIL AAA 27 275.18 0.23 28 INE261F08527 National Bank for Agricultural & Rural Development - 8.37% - 22/06/2020 CRISIL AAA 27 274.39 0.23 29 INE556F08JA8 Small Industrial Development Bank of India - 7.52% - 10/02/2021 CARE AAA 22 219.97 0.18 30 INE020B08799 Rural Electrification Corporation Ltd - 9.02% - 19/11/2019** CRISIL AAA 20 204.42 0.17 31 INE020B07IV4 Rural Electrification Corporation Ltd - 9.02% - 18/06/2019** CRISIL AAA 15 152.52 0.13 32 INE134E08GJ4 Power Finance Corporation Ltd - 9.32% - 17/09/2019** CRISIL AAA 13 132.99 0.11 33 INE134E08HV7 Power Finance Corporation Ltd - 8.36% - 04/09/2020** CRISIL AAA 12 121.86 0.10 34 INE115A07IY8 LIC Housing Finance Ltd - 8.75% - 08/03/2021** CRISIL AAA 10 101.79 0.08 35 INE115A07FN7 LIC Housing Finance Ltd - 9.3532% - 19/08/2019** CRISIL AAA 7 71.23 0.06 Sub Total 84952.18 70.37 (b) Govt Security 1 IN2920160073 8.15% Rajasthan State Development Loan 23/06/2021 Sovereign 19500000 19839.03 16.43 2 IN2020100045 8.51% Kerala State Development Loan 17/02/2021 Sovereign 2500000 2569.24 2.13 3 IN2020100037 8.50% Kerala State Development Loan 02/02/2021 Sovereign 1158500 1189.84 0.99 Sub Total 23598.11 19.55 Total for Debt Instruments 108550.29 89.92 (B) Money Market Instruments (a) Certificate of Deposits 1 INE608A16OE3 Punjab and Sind Bank - 20/06/2018** ICRA A1+ 7500 7396.57 6.13 2 INE705A16QD4 Vijaya Bank - 18/06/2018** CARE A1+ 1000 986.58 0.82 Sub Total 8383.15 6.94 (b) Reverse Repo / CBLO 1 CBLO 205.86 0.17 Sub Total 205.86 0.17 Total for Money Market Instruments 8589.01 7.11 Cash and Other Net Current Assets 3584.05 2.97 Grand Total 120723.35 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Retail Plan Regular PlanOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 26.7896 27.3616 24.0693 24.5737 26.6998 27.2594Bonus 13.4062 13.6924 - - 13.4641 13.7462Daily Dividend 10.0640 10.0573 - - 10.0640 10.0572Weekly Dividend - - - - 11.1315 11.0607Monthly Dividend 10.9949 10.9778 10.8923 10.8733 10.9908 10.9713d) Dividend declared during the period (` per unit)

Direct plan Retail Plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Individual & HUF Others Daily Dividend 0.158282 - - - 0.155907 0.064108 Weekly Dividend - - - - 0.217429 0.109790 Monthly Dividend 0.182014 0.168632 0.177594 0.164538 0.179201 0.166028 e) Bonus declared during the period (` per unit) Nilf) Total outstanding exposure in derivative instruments at the end of the period Nilg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilh) Average Maturity (years) 2.7i) Average Duration (years) 2.32 j) Repo in corporate debt Nil

SUNDARAM FLEXIBLE FUND FLEXIBLE INCOME PLAN

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE115A07JO7 LIC Housing Finance Ltd - 8.48% - 09/06/2023** CRISIL AAA 330 3349.12 9.06 2 INE936D07067 Reliance Utilities and Power Pvt Ltd - 8.95% - 26/04/2023** CRISIL AAA 300 3080.03 8.33 3 INE941D07133 Sikka Ports and Terminals Ltd - 8.45% - 12/06/2023** CRISIL AAA 300 3028.21 8.19 4 INE053F07603 Indian Railway Finance Corporation Ltd - 8.83% - 25/03/2023 CRISIL AAA 250 2605.12 7.04

5 INE020B08831 Rural Electrification Corporation Ltd - 8.82% - 12/04/2023** CRISIL AAA 250 2595.91 7.02 6 INE134E08FJ6 Power Finance Corporation Ltd - 8.84% - 04/03/2023** CRISIL AAA 250 2595.85 7.02 7 INE752E07KU4 Power Grid Corporation of India Ltd - 7.93% - 20/05/2023** CRISIL AAA 150 1505.78 4.07 8 INE514E08CT5 Export Import Bank of India - 9.4% - 14/08/2023** CRISIL AAA 100 1066.27 2.88 9 INE752E07KN9 Power Grid Corporation of India Ltd - 8.8% - 13/03/2023** CRISIL AAA 100 1041.57 2.82 10 INE134E08FN8 Power Finance Corporation Ltd - 8.9% - 18/03/2023** CRISIL AAA 100 1041.09 2.82 11 INE514E08CE7 Export Import Bank of India - 8.76% - 14/02/2023** CRISIL AAA 100 1039.25 2.81 12 INE206D08147 Nuclear Power Corporation of India Ltd - 8.54% - 15/03/2023** CRISIL AAA 100 1037.98 2.81 13 INE001A07KU4 Housing Development Finance Corporation Ltd - 8.95% - 21/03/2023** CRISIL AAA 100 1034.19 2.80 14 INE514E08CQ1 Export Import Bank of India - 8.5% - 08/07/2023** CRISIL AAA 100 1027.75 2.78 15 INE848E07831 NHPC Ltd - 8.5% - 14/07/2023** IND AAA 1000 1027.25 2.78 16 INE020B08849 Rural Electrification Corporation Ltd - 8.06% - 31/05/2023** CRISIL AAA 100 1006.78 2.72 17 INE514E08CK4 Export Import Bank of India - 8.5% - 26/04/2023** CRISIL AAA 50 513.65 1.39 Sub Total 28595.80 77.32 (b) Govt Security 1 IN1620160029 8.18% Haryana State Development Loan 15/06/2023 Sovereign 2500000 2532.37 6.85 2 IN2220120116 8.62% Maharashtra State Development Loan 06/03/2023 Sovereign 1000000 1034.59 2.80 3 IN2220130024 7.95% Maharashtra State Development Loan 03/07/2023 Sovereign 1000000 1007.52 2.72 4 IN2220130057 9.60% Maharashtra State Development Loan 14/08/2023 Sovereign 500000 538.14 1.46 5 IN2920160099 8.27% Rajasthan State Development Loan 23/06/2023 Sovereign 132000 134.21 0.36 Sub Total 5246.83 14.19 Total for Debt Instruments 33842.63 91.51 (B) Money Market Instruments (a) Certificate of Deposits 1 INE238A16U86 Axis Bank Ltd - 28/06/2018** CRISIL A1+ 1000 984.71 2.66 Sub Total 984.71 2.66 (b) Reverse Repo / CBLO 1 CBLO 468.69 1.27 Sub Total 468.69 1.27 Total for Money Market Instruments 1453.40 3.93 Cash and Other Net Current Assets 1685.14 4.56 Grand Total 36981.17 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular PlanOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 24.4567 24.7641 24.1664 24.3991 Monthly Dividend 12.1279 12.1594 11.7566 11.7487 Quarterly Dividend 14.6036 14.4852 14.5113 14.3493 Halfyearly Dividend - - 13.5628 13.3927 Annual Dividend 13.6065 13.1770 13.5241 13.0541 d) Dividend declared during the period (` per unit)

Direct Plan Regular plan Options Individual & HUF Others Individual & HUF Others Monthly Dividend 0.086670 - 0.086670 0.080298 Quarterly Dividend 0.216680 - 0.216680 0.100375 Halfyearly Dividend - - 0.216680 - Annual Dividend 0.433359 - 0.433359 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 4.68h) Average Duration (years) 3.54 i) Repo in corporate debt Nil

SUNDARAM GILT FUND

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Govt Security 1 IN0020170174 7.17 % Central Government Securities 08/01/2028 Sovereign 1000000 984.20 92.36 Total for Debt Instruments 984.20 92.36 (B) Money Market Instruments 1 CBLO 58.96 5.53 Total for Money Market Instruments 58.96 5.53 Cash and Other Net Current Assets 22.40 2.11 Grand Total 1065.56 100.00 Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 28.5041 28.1118 27.9438 27.4905 Dividend 12.6846 11.9101 12.3741 11.5733 d) Dividend declared during the period (` per unit)

Direct Plan Regular plan Options Individual & HUF Others Individual & HUF Others Dividend 0.433359 - 0.433359 0.401499 e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 9.03h) Average Duration (years) 6.28 i) Repo in corporate debt Nil

SUNDARAM SELECT DEBT SHORT TERM ASSET PLAN

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE297G08016 Powerlinks Transmission Ltd - 7.6% - 08/02/2019** CRISIL AAA 350 3501.87 2.99 2 INE148I07HT4 Indiabulls Housing Finance Ltd - 7.45% - 25/07/2019** ICRA AAA 350 3493.28 2.99 3 INE202B07IJ3 Dewan Housing Finance Corporation Ltd - 9.05% - 09/09/2019** BWR AAA 300000 3017.86 2.58 4 INE601U07038 Tata Motors Finance Ltd - 10/07/2020** CARE AA+ 250 2658.97 2.27 5 INE020B08872 Rural Electrification Corporation Ltd - 8.44% - 04/12/2021** CRISIL AAA 250 2562.72 2.19 6 INE110L07054 Reliance Jio Infocomm Ltd - 8.1% - 29/04/2019** CRISIL AAA 250 2513.33 2.15 7 INE134E08HU9 Power Finance Corporation Ltd - 8.28% - 04/09/2018** CRISIL AAA 250 2508.48 2.14 8 INE001A07RF0 Housing Development Finance Corporation Ltd - 7.85% - 21/06/2019 CRISIL AAA 25 2501.50 2.14 9 INE121A07MU6 Cholamandalam Investment and Finance Company Ltd - 8.0659% - 27/09/2019** ICRA AA 250 2491.93 2.13 10 INE001A07PR9 Housing Development Finance Corporation Ltd - 7.69% - 04/12/2019** CRISIL AAA 25 2491.68 2.13 11 INE134E08IS1 Power Finance Corporation Ltd - 7.05% - 15/05/2020** CRISIL AAA 250 2474.76 2.12 12 INE001A07RA1 Housing Development Finance Corporation Ltd - 7% - 06/09/2019** CRISIL AAA 25 2469.46 2.11 13 INE001A07QY3 Housing Development Finance Corporation Ltd - 7.2% - 01/09/2020** CRISIL AAA 25 2459.23 2.10 14 INE105N07076 Oriental Nagpur Betul Highway ltd - 8.28% - 30/03/2020** CRISIL AAA (SO) 2177 2196.23 1.88 15 INE957N07203 Hero Fincorp Ltd - 8.8% - 12/07/2019** ICRA AA+ 200 2013.71 1.72 16 INE020B08AS5 Rural Electrification Corporation Ltd - 7.7% - 15/03/2021 CRISIL AAA 200 2004.74 1.71 17 INE514E08CI8 Export Import Bank of India - 8.8% - 15/03/2023** CRISIL AAA 150 1562.39 1.34 18 INE053F07AK6 Indian Railway Finance Corporation Ltd - 7.65% - 15/03/2021 CRISIL AAA 150 1507.55 1.29 19 INE020B08971 Rural Electrification Corporation Ltd - 8.05% - 07/12/2018** CRISIL AAA 150 1505.92 1.29 20 INE134E08JJ8 Power Finance Corporation Ltd - 7.73% - 12/03/2021 CRISIL AAA 150 1502.70 1.28 21 INE261F08AD8 National Bank for Agricultural & Rural Development - 8.2% - 09/03/2028 CRISIL AAA 100 1028.70 0.88 22 INE115A07JO7 LIC Housing Finance Ltd - 8.48% - 09/06/2023** CRISIL AAA 100 1014.89 0.87 23 INE110L07070 Reliance Jio Infocomm Ltd - 8.32% - 08/07/2021 CRISIL AAA 100 1013.81 0.87 24 INE134E08HB9 Power Finance Corporation Ltd - 8.4% - 19/06/2018 CRISIL AAA 101 1013.32 0.87 25 INE134E07406 Power Finance Corporation Ltd - 9.81% - 07/10/2018** CRISIL AAA 100 1010.80 0.86 26 INE134E08IC5 Power Finance Corporation Ltd - 7.85% - 15/04/2019 CRISIL AAA 100 1002.82 0.86 27 INE134E08IY9 Power Finance Corporation Ltd - 7.42% - 26/06/2020 CRISIL AAA 100 997.02 0.85 28 INE020B07HY0 Rural Electrification Corporation Ltd - 9.38% - 06/11/2018 CRISIL AAA 71 717.34 0.61 29 INE115A07JY6 LIC Housing Finance Ltd - 8.3% - 15/07/2021** CRISIL AAA 50 503.16 0.43 30 INE020B08AE5 Rural Electrification Corporation Ltd - 7.13% - 21/09/2020** CRISIL AAA 50 495.85 0.42 31 INE202B07IK1 Dewan Housing Finance Corporation Ltd - 9.1% - 09/09/2019** BWR AAA 47000 473.01 0.40 32 INE020B07HZ7 Rural Electrification Corporation Ltd - 9.61% - 03/01/2019** CRISIL AAA 41 416.28 0.36 33 INE105N07092 Oriental Nagpur Betul Highway ltd - 8.28% - 30/03/2021** CRISIL AAA (SO) 390 394.54 0.34 34 INE860H07466 Aditya Birla Finance Ltd - 9.75% - 04/04/2019** IND AAA 26 263.92 0.23 35 INE752E07GK3 Power Grid Corporation of India Ltd - 8.9% - 25/02/2020** CRISIL AAA 20 256.15 0.22 Sub Total 58039.89 49.61 (b) Privately Placed / Unlisted 1 INE094O08037 Daimler Financial Services India P Ltd - 8.05% - 13/12/2018** IND AAA 450 4498.81 3.85 2 INE976I08219 Tata Capital Ltd - 8.75% - 17/08/2018** CRISIL AA+ 250 2505.18 2.14 3 INE020B08AX5 Rural Electrification Corporation Ltd - 8.09% - 21/03/2028 CRISIL AAA 150 1529.66 1.31 4 INE261F08AA4 National Bank for Agricultural & Rural Development - 8.22% - 25/02/2028 CRISIL AAA 100 1028.51 0.88 5 INE556F08JD2 Small Industrial Development Bank of India - 7.65% - 15/04/2021** CARE AAA 100 1003.19 0.86 6 INE031A08590 Housing Development Finance Corporation Ltd - 7.68% - 05/04/2021** ICRA AAA 100 1001.09 0.86

7 INE053T07026 ONGC Mangalore Petrochemicals Ltd - 8.12% - 10/06/2019** IND AAA 70 704.41 0.60 8 INE851M07101 Volkswagen Finance Pvt Ltd - 8.63% - 28/06/2018** IND AAA 50 501.30 0.43 Sub Total 12772.14 10.92 (c) Govt Security 1 IN0020170042 6.68% Central Government Securities 17/09/2031 Sovereign 2500000 2308.97 1.97 2 IN2820160264 6.99% Punjab State Development Loan 13/10/2020 Sovereign 1570000 1557.36 1.33 3 IN2920160065 8.01% Rajasthan State Development Loan 23/06/2020 Sovereign 822000 830.85 0.71 4 IN2920160073 8.15% Rajasthan State Development Loan 23/06/2021 Sovereign 548000 557.53 0.48 5 IN0020170174 7.17 % Central Government Securities 08/01/2028 Sovereign 500000 492.10 0.42 6 IN1020090149 8.39% Andhra Pradesh State Development Loan 25/03/2020 Sovereign 440000 449.19 0.38 7 IN1620100017 8.57% Haryana State Development Loan 13/04/2020 Sovereign 435000 444.90 0.38 8 IN3420100023 8.51% West Bengal State Development Loan 28/04/2020 Sovereign 433800 443.36 0.38 9 IN1920090058 8.52% Karnataka State Development Loan 10/03/2020 Sovereign 348000 356.03 0.30 10 IN2920160081 8.27% Rajasthan State Development Loan 23/06/2022 Sovereign 348000 354.73 0.30 11 IN3120161044 7.78% Tamil Nadu State Development Loan 22/02/2023 Sovereign 201500 201.00 0.17 Sub Total 7996.01 6.84 (d) Securitized Debt Instruments 1 INE833V15020 Sansar Trust Sept 2016 - 8.4175% - 18/12/2020** CRISIL AAA (SO) 28 1419.47 1.21 Sub Total 1419.47 1.21 Total for Debt Instruments 80227.51 68.58 (B) Money Market Instruments (a) Certificate of Deposits 1 INE090A164P5 ICICI Bank Ltd - 15/03/2019** ICRA A1+ 10000 9365.15 8.01 2 INE040A16CC8 HDFC Bank Ltd - 08/03/2019** IND A1+ 5000 4688.98 4.01 3 INE238A16U78 Axis Bank Ltd - 20/06/2018** CRISIL A1+ 2500 2465.34 2.11 4 INE503A16EZ2 DCB Bank Ltd - 18/06/2018** CRISIL A1+ 2500 2464.74 2.11 5 INE238A16Y66 Axis Bank Ltd - 22/02/2019** CRISIL A1+ 2500 2350.19 2.01 6 INE095A16XL9 IndusInd Bank Ltd - 19/03/2019** CRISIL A1+ 2500 2338.74 2.00 7 INE095A16XM7 IndusInd Bank Ltd - 20/03/2019** CRISIL A1+ 2500 2338.31 2.00 8 INE095A16XN5 IndusInd Bank Ltd - 26/03/2019** CRISIL A1+ 2500 2335.74 2.00 9 INE238A16U86 Axis Bank Ltd - 28/06/2018** CRISIL A1+ 1500 1477.06 1.26 Sub Total 29824.23 25.49 (b) Commercial Papers 1 INE261F14CN1 National Bank for Agricultural & Rural Development - 18/06/2018** CRISIL A1+ 500 2466.01 2.11 2 INE020B14516 Rural Electrification Corporation Ltd - 04/09/2018** CRISIL A1+ 500 2428.19 2.08 Sub Total 4894.20 4.19 (c) Reverse Repo / CBLO 1 CBLO 443.71 0.38 Sub Total 443.71 0.38 Total for Money Market Instruments 35162.14 30.06 Cash and Other Net Current Assets 1594.09 1.36 Grand Total 116983.74 100.00** Thinly traded/Non Traded Securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 30.2680 31.1726 29.0752 29.7987 Bonus 15.0654 15.5156 14.5190 14.8803 Weekly Dividend 14.2770 14.3363 14.0674 14.1058 Fortnightly Dividend 13.0922 13.1211 13.0094 13.0333 Monthly Dividend 12.7647 12.7986 12.6035 12.6342 Quarterly Dividend - - 11.7701 11.7605 Halfyearly Dividend 12.5393 12.6138 12.0813 12.0818 Annual Dividend - - 12.0087 11.7073d) Dividend declared during the period (` per unit)

Direct plan Regular planOptions Individual & HUF Others Individual & HUF Others Weekly Dividend 0.261462 - 0.222303 - Fortnightly Dividend 0.258340 - 0.214124 - Monthly Dividend 0.248230 0.229979 0.202396 0.187516 Quarterly Dividend - - 0.216680 - Halfyearly Dividend 0.216680 - 0.216680 - Annual Dividend - - 0.433359 - e) Bonus declared during the period (` per unit) Nilf) Total outstanding exposure in derivative instruments at the end of the period Nilg) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilh) Average Maturity (years) 1.98i) Average Duration (years) 1.57 j) Repo in corporate debt Nil

SUNDARAM MONTHLY INCOME PLAN - AGGRESSIVE

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE850D01014 Godrej Agrovet Ltd Consumer Non Durables 34000 216.85 1.58 2 INE668F01031 Jyothy Laboratories Ltd Consumer Non Durables 53000 209.80 1.53 3 INE092A01019 Tata Chemicals Ltd Chemicals 25000 169.29 1.24 4 INE285J01010 Security and Intelligence Services (India) Ltd Commercial Services 14000 157.06 1.15 5 INE976A01021 West Coast Paper Mills Ltd Paper 64000 152.80 1.12 6 INE200M01013 Varun Beverages Ltd Consumer Non Durables 23900 150.43 1.10 7 INE898S01029 Majesco Ltd Software 29742 146.08 1.07 8 INE615P01015 Quess Corp Ltd Commercial Services 14200 145.98 1.07 9 INE060A01024 Navneet Education Ltd Media & Entertainment 97239 138.86 1.01 10 INE647O01011 Aditya Birla Fashion and Retail Ltd Retailing 85000 128.22 0.94 11 INE999A01015 KSB Pumps Ltd Industrial Products 16000 127.62 0.93 12 INE075I01017 Healthcare Global Enterprises Ltd Healthcare Services 44000 127.23 0.93 13 INE203G01027 Indraprastha Gas Ltd Gas 45000 125.75 0.92 14 INE503A01015 DCB Bank Ltd Banks 75000 121.16 0.89 15 INE807K01035 S Chand and Company Ltd Media & Entertainment 29000 119.06 0.87 16 INE492A01029 Clariant Chemicals (India) Ltd Chemicals 21986 117.76 0.86 17 INE103A01014 Mangalore Refinery and Petrochemicals Ltd Petroleum Products 105000 115.34 0.84 18 INE628A01036 UPL Ltd Pesticides 15500 113.19 0.83 19 INE139A01034 National Aluminium Company Ltd Non - Ferrous Metals 160000 106.32 0.78 20 INE233B01017 Blue Dart Express Ltd Transportation 2400 90.45 0.66 21 INE201M01011 CL Educate Ltd Diversified Consumer Services 33101 62.73 0.46 Total for Equity & Equity Related 2841.97 20.76 (B) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE040A08377 HDFC Bank Ltd - 8.85% - 12/05/2022 CRISIL AA+ 100 1007.88 7.36 2 INE053F07850 Indian Railway Finance Corporation Ltd - 8.33% - 26/03/2019 CRISIL AAA 75 756.67 5.53 3 INE020B08641 Rural Electrification Corporation Ltd - 9.75% - 11/11/2021** CRISIL AAA 50 531.83 3.89 4 INE752E07LQ0 Power Grid Corporation of India Ltd - 9.3% - 04/09/2024** CRISIL AAA 50 531.25 3.88 5 INE514E08CE7 Export Import Bank of India - 8.76% - 14/02/2023** CRISIL AAA 50 519.63 3.80 6 INE084A08078 Bank of India - 11.5% - 22/06/2021** CRISIL A+ 50 514.09 3.76 7 INE020B08872 Rural Electrification Corporation Ltd - 8.44% - 04/12/2021** CRISIL AAA 50 512.54 3.74 8 INE115A07DX1 LIC Housing Finance Ltd - 8.37% - 21/05/2023** CRISIL AAA 50 505.20 3.69 9 INE115A07JY6 LIC Housing Finance Ltd - 8.3% - 15/07/2021** CRISIL AAA 50 503.16 3.68 10 INE053F07AK6 Indian Railway Finance Corporation Ltd - 7.65% - 15/03/2021 CRISIL AAA 50 502.52 3.67 11 INE238A08443 Axis Bank Ltd - 8.75% - 28/06/2022** CRISIL AA+ 50 495.40 3.62 12 INE121A08OC8 Cholamandalam Investment and Finance Company Ltd - 8.8% - 15/06/2027 ICRA AA 50 493.50 3.61 13 INE134E07406 Power Finance Corporation Ltd - 9.81% - 07/10/2018** CRISIL AAA 32 323.46 2.36 14 INE310L07514 IOT Utkal Energy Services Ltd - 9.843% - 20/05/2019** CRISIL AAA (SO) 210 217.73 1.59 15 INE115A07JB4 LIC Housing Finance Ltd - 8.75% - 12/02/2021 CRISIL AAA 21 213.70 1.56 16 INE261F08642 National Bank for Agricultural & Rural Development - 7.85% - 31/05/2019** CRISIL AAA 21 210.65 1.54 Sub Total 7839.22 57.27 (b) Privately Placed / Unlisted 1 INE895D07487 Tata Sons Ltd - 9.3% - 19/06/2024** CRISIL AAA 50 522.04 3.81 2 INE202B07654 Dewan Housing Finance Corporation Ltd - 11.55% - 12/09/2019** CARE AAA 50 520.20 3.80 3 INE909H08253 TMF Holdings Ltd - 24/01/2020** CRISIL AA 30 330.68 2.42 Sub Total 1372.93 10.03 (c) Securitized Debt Instruments 1 INE326Y15011 IIERT-August 2017 - 8.6395% - 16/02/2022** CRISIL AAA (SO) 50 357.66 2.61 Sub Total 357.66 2.61 Total for Debt Instruments 9569.81 69.91 (C) Money Market Instruments 1 CBLO 601.60 4.39 Total for Money Market Instruments 601.60 4.39

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2018 (Page 12)

Cash and Other Net Current Assets 675.67 4.94 Grand Total 13689.05 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 19.0095 19.5124 18.6142 18.9672 Monthly Dividend 14.5085 14.2539 14.3877 14.1268 Quarterly Dividend 14.8399 14.9341 14.5743 14.5524 Halfyearly Dividend 14.6845 14.7729 14.3706 14.3431d) Dividend declared during the period (˜` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Monthly Dividend 0.460137 0.426309 0.385883 0.192668Quarterly Dividend 0.216680 - 0.216680 0.200750 Halfyearly Dividend 0.216680 - 0.216680 0.200749e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 2.63h) Average Duration - only for Debt portion (years) 1.84 i) Repo in corporate debt Nil

SUNDARAM REGULAR SAVINGS FUND

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE237A01028 Kotak Mahindra Bank Ltd Banks 2000 20.96 0.44 2 INE030A01027 Hindustan Unilever Ltd Consumer Non Durables 1400 18.67 0.39 3 INE101A01026 Mahindra & Mahindra Ltd Auto 1600 11.82 0.25 4 INE018A01030 Larsen & Toubro Ltd Construction Project 750 9.83 0.21 5 INE075A01022 Wipro Ltd Software 3177 8.93 0.19 Total for Equity & Equity Related 70.21 1.48 (B) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE860H07466 Aditya Birla Finance Ltd - 9.75% - 04/04/2019** IND AAA 52 527.84 11.10 2 INE134E07513 Power Finance Corporation Ltd - 9.69% - 02/03/2019** CRISIL AAA 50 509.68 10.71 3 INE476M07131 L&T Housing Finance Ltd - 9.79% - 28/06/2019** ICRA AA+ 20 509.62 10.71 4 INE121A07HX0 Cholamandalam Investment and Finance Company Ltd - 9.9022% - 28/06/2019** ICRA AA 50 509.15 10.70 5 INE752E07ML9 Power Grid Corporation of India Ltd - 8.4% - 27/05/2019** CRISIL AAA 50 505.06 10.62 6 INE261F08642 National Bank for Agricultural & Rural Development - 7.85% - 31/05/2019** CRISIL AAA 50 501.55 10.54 7 INE310L07522 IOT Utkal Energy Services Ltd - 9.843% - 20/06/2019** CRISIL AAA (SO) 400 415.83 8.74 8 INE020B07IA8 Rural Electrification Corporation Ltd - 9.63% - 05/02/2019** CRISIL AAA 34 346.02 7.27 9 INE556F09601 Small Industrial Development Bank of India - 8.04% - 15/03/2019** CARE AAA 14 140.83 2.96 10 INE053F09FY2 Indian Railway Finance Corporation Ltd - 8.19%-27/04/2019** CRISIL AAA 7 70.65 1.49 11 INE296A07BB9 Bajaj Finance Ltd - 10% - 25/04/2019** CRISIL AAA 2 20.39 0.43 Sub Total 4056.64 85.28 (b) Privately Placed / Unlisted 1 INE895D07479 Tata Sons Ltd - 9.25% - 19/06/2019** CRISIL AAA 6 60.83 1.28 Sub Total 60.83 1.28 Total for Debt Instruments 4117.47 86.56 (C) Money Market Instruments 1 CBLO 150.90 3.17 Total for Money Market Instruments 150.90 3.17 Cash and Other Net Current Assets 418.30 8.79 Grand Total 4756.88 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 16.6030 17.0960 16.2239 16.6721 Monthly Dividend - - 12.3426 12.3867 Quarterly Dividend 12.0311 12.0854 11.9199 11.9466 Halfyearly Dividend - - 12.1399 12.1751d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Monthly Dividend - - 0.211551 0.121728 Quarterly Dividend 0.216680 - 0.216680 - Halfyearly Dividend - - 0.216680 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 0.96h) Average Duration - only for Debt portion (years) 0.84 i) Repo in corporate debt Nil

SUNDARAM CAPITAL PROTECTION ORIENTED FUND 5 YEARS (SERIES 7)

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 15672 295.59 3.32 2 INE001A01036 Housing Development Finance Corporation Ltd Finance 12073 220.40 2.48 3 INE090A01021 ICICI Bank Ltd Banks 59383 165.29 1.86 4 INE154A01025 ITC Ltd Consumer Non Durables 56978 145.58 1.64 5 INE237A01028 Kotak Mahindra Bank Ltd Banks 13552 142.00 1.60 6 INE585B01010 Maruti Suzuki India Ltd Auto 1602 141.95 1.60 7 INE018A01030 Larsen & Toubro Ltd Construction Project 9868 129.36 1.45 8 INE002A01018 Reliance Industries Ltd Petroleum Products 13000 114.75 1.29 9 INE009A01021 Infosys Ltd Software 9195 104.07 1.17 10 INE021A01026 Asian Paints Ltd Consumer Non Durables 7176 80.40 0.90 11 INE062A01020 State Bank of India Banks 32019 80.02 0.90 12 INE238A01034 Axis Bank Ltd Banks 12563 64.13 0.72 13 INE158A01026 Hero MotoCorp Ltd Auto 1426 50.52 0.57 14 INE101A01026 Mahindra & Mahindra Ltd Auto 5788 42.77 0.48 15 INE860A01027 HCL Technologies Ltd Software 4212 40.80 0.46 16 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 8115 40.18 0.45 17 INE481G01011 Ultratech Cement Ltd Cement 929 36.70 0.41 18 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 5355 22.89 0.26 19 INE326A01037 Lupin Ltd Pharmaceuticals 2146 15.79 0.18 Total for Equity & Equity Related 1933.18 21.73 (B) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE752E07NJ1 Power Grid Corporation of India Ltd - 8.32% - 23/12/2020** CRISIL AAA 90 917.34 10.31 2 INE001A07OO9 Housing Development Finance Corporation Ltd - 8.75% - 04/03/2021** CRISIL AAA 9 916.46 10.30 3 INE115A07IY8 LIC Housing Finance Ltd - 8.75% - 08/03/2021** CRISIL AAA 90 916.11 10.30 4 INE134E08HV7 Power Finance Corporation Ltd - 8.36% - 04/09/2020** CRISIL AAA 88 893.68 10.05 5 INE020B08468 Rural Electrification Corporation Ltd - 8.8% - 29/11/2020** CRISIL AAA 50 514.36 5.78 6 INE848E07690 NHPC Ltd - 8.54% - 26/11/2020** IND AAA 230 235.36 2.65 7 INE020B08955 Rural Electrification Corporation Ltd - 8.36% - 22/09/2020** CRISIL AAA 22 223.98 2.52 8 INE733E07JZ5 NTPC Ltd - 8.33% - 24/02/2021** CRISIL AAA 20 204.34 2.30 9 INE261F08527 National Bank for Agricultural & Rural Development - 8.37% - 22/06/2020 CRISIL AAA 17 172.77 1.94 10 INE134E08HP9 Power Finance Corporation Ltd - 8.53% - 24/07/2020** CRISIL AAA 13 132.39 1.49 11 INE020B08484 Rural Electrification Corporation Ltd - 03/02/2021** CRISIL AAA 300 73.13 0.82 12 INE115A07JB4 LIC Housing Finance Ltd - 8.75% - 12/02/2021 CRISIL AAA 7 71.23 0.80 13 INE752E07HI5 Power Grid Corporation of India Ltd - 8.64% - 08/07/2020** CRISIL AAA 4 51.14 0.57 Sub Total 5322.28 59.82 (b) Privately Placed / Unlisted 1 INE895D08253 Tata Sons Ltd - 8.97% - 15/07/2020** CRISIL AAA 30 304.92 3.43 Sub Total 304.92 3.43 (c) Govt Security 1 IN2820160264 6.99% Punjab State Development Loan 13/10/2020 Sovereign 1060000 1051.46 11.82 Sub Total 1051.46 11.82 Total for Debt Instruments 6678.66 75.07 (C) Money Market Instruments 1 CBLO 143.91 1.62 Total for Money Market Instruments 143.91 1.62 Cash and Other Net Current Assets 140.53 1.58 Grand Total 8896.28 100.00** Thinly traded / Non Traded securities

Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.6106 11.8441 11.5359 11.7432 Dividend 11.1933 11.0183 11.1194 10.9192d) Dividend declared during the period (` per unit)

Direct Plan Regular plan Options Individual & HUF Others Individual & HUF Others Dividend 0.288906 - 0.288906 0.267666 e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 2.00h) Average Duration - only for Debt portion (years) 1.71 i) Repo in corporate debt Nil

SUNDARAM CAPITAL PROTECTION ORIENTED FUND 5 YEARS (SERIES 8)

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 14433 272.22 3.43 2 INE001A01036 Housing Development Finance Corporation Ltd Finance 10587 193.28 2.43 3 INE090A01021 ICICI Bank Ltd Banks 55240 153.76 1.94 4 INE237A01028 Kotak Mahindra Bank Ltd Banks 13019 136.41 1.72 5 INE154A01025 ITC Ltd Consumer Non Durables 53104 135.68 1.71 6 INE585B01010 Maruti Suzuki India Ltd Auto 1423 126.09 1.59 7 INE018A01030 Larsen & Toubro Ltd Construction Project 8911 116.81 1.47 8 INE002A01018 Reliance Industries Ltd Petroleum Products 11626 102.62 1.29 9 INE009A01021 Infosys Ltd Software 8222 93.06 1.17 10 INE021A01026 Asian Paints Ltd Consumer Non Durables 6427 72.01 0.91 11 INE062A01020 State Bank of India Banks 28423 71.03 0.89 12 INE238A01034 Axis Bank Ltd Banks 11444 58.42 0.74 13 INE158A01026 Hero MotoCorp Ltd Auto 1285 45.52 0.57 14 INE101A01026 Mahindra & Mahindra Ltd Auto 5208 38.48 0.48 15 INE860A01027 HCL Technologies Ltd Software 3758 36.40 0.46 16 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 7316 36.22 0.46 17 INE481G01011 Ultratech Cement Ltd Cement 821 32.43 0.41 18 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 4731 20.22 0.25 19 INE326A01037 Lupin Ltd Pharmaceuticals 1931 14.21 0.18 Total for Equity & Equity Related 1754.89 22.09 (B) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE115A07JB4 LIC Housing Finance Ltd - 8.75% - 12/02/2021 CRISIL AAA 87 885.34 11.15 2 INE733E07JZ5 NTPC Ltd - 8.33% - 24/02/2021** CRISIL AAA 80 817.37 10.29 3 INE001A07OO9 Housing Development Finance Corporation Ltd - 8.75% - 04/03/2021** CRISIL AAA 8 814.63 10.26 4 INE020B08484 Rural Electrification Corporation Ltd - 03/02/2021** CRISIL AAA 2620 638.70 8.04 5 INE134E08HV7 Power Finance Corporation Ltd-8.36%-04/09/2020** CRISIL AAA 50 507.77 6.39 6 INE134E08HP9 Power Finance Corporation Ltd-8.53%-24/07/2020** CRISIL AAA 37 376.81 4.74 7 INE020B08955 Rural Electrification Corporation Ltd - 8.36% - 22/09/2020** CRISIL AAA 28 285.06 3.59 8 INE848E07690 NHPC Ltd - 8.54% - 26/11/2020** IND AAA 270 276.29 3.48 9 INE752E07NJ1 Power Grid Corporation of India Ltd - 8.32% - 23/12/2020** CRISIL AAA 10 101.93 1.28 10 INE752E07HI5 Power Grid Corporation of India Ltd - 8.64% - 08/07/2020** CRISIL AAA 6 76.72 0.97 11 INE261F08527 National Bank for Agricultural & Rural Development - 8.37% - 22/06/2020 CRISIL AAA 6 60.98 0.77 Sub Total 4841.58 60.96 (b) Privately Placed / Unlisted 1 INE895D08253 Tata Sons Ltd - 8.97% - 15/07/2020** CRISIL AAA 20 203.28 2.56 Sub Total 203.28 2.56 (c) Govt Security 1 IN2820160264 6.99% Punjab State Development Loan 13/10/2020 Sovereign 870000 862.99 10.86 Sub Total 862.99 10.86 Total for Debt Instruments 5907.85 74.38 (C) Money Market Instruments 1 CBLO 181.88 2.29 Total for Money Market Instruments 181.88 2.29 Cash and Other Net Current Assets 98.44 1.24 Grand Total 7943.06 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.4026 11.6236 11.3550 11.5589 Dividend 11.0374 10.8512 10.9906 10.7879d) Dividend declared during the period (` per unit)

Direct Plan Regular plan Options Individual & HUF Others Individual & HUF Others Dividend 0.288906 - 0.288906 0.267666e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 2.00h) Average Duration - only for Debt portion (years) 1.73i) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-F

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 7560 142.59 3.86 2 INE001A01036 Housing Development Finance Corporation Ltd Finance 6157 112.40 3.04 3 INE154A01025 ITC Ltd Consumer Non Durables 32470 82.96 2.24 4 INE237A01028 Kotak Mahindra Bank Ltd Banks 7669 80.36 2.17 5 INE090A01021 ICICI Bank Ltd Banks 28627 79.68 2.16 6 INE002A01018 Reliance Industries Ltd Petroleum Products 8604 75.95 2.05 7 INE018A01030 Larsen & Toubro Ltd Construction Project 5496 72.05 1.95 8 INE585B01010 Maruti Suzuki India Ltd Auto 770 68.23 1.85 9 INE009A01021 Infosys Ltd Software 5452 61.71 1.67 10 INE062A01020 State Bank of India Banks 18949 47.35 1.28 11 INE030A01027 Hindustan Unilever Ltd Consumer Non Durables 3345 44.60 1.21 12 INE238A01034 Axis Bank Ltd Banks 6320 32.26 0.87 13 INE860A01027 HCL Technologies Ltd Software 3025 29.30 0.79 14 INE101A01026 Mahindra & Mahindra Ltd Auto 3912 28.91 0.78 15 INE733E01010 NTPC Ltd Power 16718 28.37 0.77 16 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 6531 27.92 0.76 17 INE059A01026 Cipla Ltd Pharmaceuticals 4534 24.73 0.67 18 INE158A01026 Hero MotoCorp Ltd Auto 638 22.60 0.61 19 INE669C01036 Tech Mahindra Ltd Software 3416 21.82 0.59 20 INE481G01011 Ultratech Cement Ltd Cement 532 21.01 0.57 21 INE205A01025 Vedanta Ltd Non - Ferrous Metals 6832 18.98 0.51 22 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 3288 16.28 0.44 23 INE021A01026 Asian Paints Ltd Consumer Non Durables 1342 15.04 0.41 24 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 1857 10.69 0.29 25 INE038A01020 Hindalco Industries Ltd Non - Ferrous Metals 4565 9.79 0.26 26 INE079A01024 Ambuja Cements Ltd Cement 3225 7.51 0.20 27 INE028A01039 Bank of Baroda Banks 4097 5.83 0.16 28 INE155A01022 Tata Motors Ltd Auto 1585 5.18 0.14 29 INE326A01037 Lupin Ltd Pharmaceuticals 620 4.56 0.12 Sub Total 1198.66 32.43 (b) Preference / Right Shares 1 INE205A04011 7.50% Vedanta Ltd - RPS Non - Ferrous Metals 14196 1.41 0.04 Sub Total 1.41 0.04 Total for Equity & Equity Related 1200.07 32.47 (B) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE860H07466 Aditya Birla Finance Ltd - 9.75% - 04/04/2019** IND AAA 51 517.69 14.01 2 INE134E07513 Power Finance Corporation Ltd - 9.69% - 02/03/2019** CRISIL AAA 50 509.68 13.79 3 INE020B07IA8 Rural Electrification Corporation Ltd - 9.63% - 05/02/2019** CRISIL AAA 38 386.73 10.46 4 INE556F09601 Small Industrial Development Bank of India - 8.04% - 15/03/2019** CARE AAA 36 362.14 9.80 5 INE053F07850 Indian Railway Finance Corporation Ltd-8.33%-26/03/2019 CRISIL AAA 27 272.40 7.37 Sub Total 2048.65 55.43

(b) Privately Placed / Unlisted 1 INE296A07KG9 Bajaj Finance Ltd - 8.8479% - 04/04/2019** IND AAA 20 201.63 5.46 Sub Total 201.63 5.46 Total for Debt Instruments 2250.28 60.89 (C) Money Market Instruments 1 CBLO 167.89 4.54 Total for Money Market Instruments 167.89 4.54 Cash and Other Net Current Assets 77.80 2.10 Grand Total 3696.04 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 13.7314 14.1139 13.3545 13.7026 Halfyearly Dividend 12.2725 12.2143 12.0062 11.9191 Annual Dividend 12.0228 11.8577 11.9192 11.7299d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.288906 - 0.288906 0.267666 Annual Dividend 0.361133 - 0.361133 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 0.58 h) Average Duration - only for Debt portion (years) 0.52 i) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-H

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 6382 120.37 3.86 2 INE001A01036 Housing Development Finance Corporation Ltd Finance 4176 76.24 2.44 3 INE090A01021 ICICI Bank Ltd Banks 26251 73.07 2.34 4 INE154A01025 ITC Ltd Consumer Non Durables 27324 69.81 2.24 5 INE237A01028 Kotak Mahindra Bank Ltd Banks 6470 67.79 2.17 6 INE018A01030 Larsen & Toubro Ltd Construction Project 4559 59.76 1.92 7 INE002A01018 Reliance Industries Ltd Petroleum Products 6761 59.68 1.91 8 INE585B01010 Maruti Suzuki India Ltd Auto 650 57.60 1.85 9 INE009A01021 Infosys Ltd Software 4436 50.21 1.61 10 INE062A01020 State Bank of India Banks 15907 39.75 1.27 11 INE030A01027 Hindustan Unilever Ltd Consumer Non Durables 2890 38.53 1.24 12 INE733E01010 NTPC Ltd Power 15390 26.12 0.84 13 INE148I01020 Indiabulls Housing Finance Ltd Finance 2021 25.00 0.80 14 INE860A01027 HCL Technologies Ltd Software 2563 24.83 0.80 15 INE101A01026 Mahindra & Mahindra Ltd Auto 3286 24.28 0.78 16 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 5343 22.84 0.73 17 INE095A01012 IndusInd Bank Ltd Banks 1235 22.19 0.71 18 INE238A01034 Axis Bank Ltd Banks 4330 22.10 0.71 19 INE481G01011 Ultratech Cement Ltd Cement 450 17.78 0.57 20 INE669C01036 Tech Mahindra Ltd Software 2776 17.73 0.57 21 INE158A01026 Hero MotoCorp Ltd Auto 487 17.25 0.55 22 INE021A01026 Asian Paints Ltd Consumer Non Durables 1232 13.80 0.44 23 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 2758 13.65 0.44 24 INE059A01026 Cipla Ltd Pharmaceuticals 2080 11.35 0.36 25 INE205A01025 Vedanta Ltd Non - Ferrous Metals 3834 10.65 0.34 26 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 1567 9.02 0.29 27 INE917I01010 Bajaj Auto Ltd Auto 230 6.31 0.20 28 INE038A01020 Hindalco Industries Ltd Non - Ferrous Metals 2931 6.29 0.20 29 INE079A01024 Ambuja Cements Ltd Cement 2180 5.08 0.16 30 INE155A01022 Tata Motors Ltd Auto 1356 4.43 0.14 31 INE326A01037 Lupin Ltd Pharmaceuticals 523 3.85 0.12 32 INE028A01039 Bank of Baroda Banks 2600 3.70 0.12 Sub Total 1021.06 32.74 (b) Preference / Right Shares 1 INE205A04011 7.50% Vedanta Ltd - RPS Non - Ferrous Metals 9704 0.97 0.03 Sub Total 0.97 0.03 Total for Equity & Equity Related 1022.03 32.77 (B) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE296A07BB9 Bajaj Finance Ltd - 10% - 25/04/2019** CRISIL AAA 46 469.06 15.04 2 INE092T08857 IDFC Bank Ltd - 9.5% - 29/04/2019** ICRA AAA 45 456.82 14.65 3 INE556F09601 Small Industrial Development Bank of India - 8.04% - 15/03/2019** CARE AAA 33 331.96 10.64 4 INE134E07513 Power Finance Corporation Ltd - 9.69% - 02/03/2019** CRISIL AAA 27 275.23 8.83 5 INE860H07466 Aditya Birla Finance Ltd - 9.75% - 04/04/2019** IND AAA 21 213.17 6.84 6 INE053F07850 Indian Railway Finance Corporation Ltd-8.33%-26/03/2019 CRISIL AAA 3 30.27 0.97 Total for Debt Instruments 1776.51 56.97 (C) Money Market Instruments 1 CBLO 193.87 6.22 Total for Money Market Instruments 193.87 6.22 Cash and Other Net Current Assets 126.17 4.04 Grand Total 3118.58 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 13.5448 13.9259 13.1869 13.5342 Halfyearly Dividend 12.1929 12.1358 11.8384 11.7502 Annual Dividend - - 11.8584 11.6707d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.288906 - 0.288906 - Annual Dividend - - 0.361133 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 0.58h) Average Duration - only for Debt portion (years) 0.51 i) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-K

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 5445 102.70 3.67 2 INE001A01036 Housing Development Finance Corporation Ltd Finance 4013 73.26 2.62 3 INE009A01021 Infosys Ltd Software 6228 70.49 2.52 4 INE090A01021 ICICI Bank Ltd Banks 24062 66.98 2.40 5 INE237A01028 Kotak Mahindra Bank Ltd Banks 5663 59.34 2.12 6 INE002A01018 Reliance Industries Ltd Petroleum Products 5822 51.39 1.84 7 INE585B01010 Maruti Suzuki India Ltd Auto 577 51.13 1.83 8 INE018A01030 Larsen & Toubro Ltd Construction Project 3006 39.41 1.41 9 INE154A01025 ITC Ltd Consumer Non Durables 14370 36.72 1.31 10 INE095A01012 IndusInd Bank Ltd Banks 1858 33.38 1.19 11 INE148I01020 Indiabulls Housing Finance Ltd Finance 2606 32.24 1.15 12 INE030A01027 Hindustan Unilever Ltd Consumer Non Durables 2330 31.07 1.11 13 INE733E01010 NTPC Ltd Power 17494 29.69 1.06 14 INE238A01034 Axis Bank Ltd Banks 5075 25.91 0.93 15 INE062A01020 State Bank of India Banks 9860 24.64 0.88 16 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 5685 24.30 0.87 17 INE669C01036 Tech Mahindra Ltd Software 3532 22.56 0.81 18 INE860A01027 HCL Technologies Ltd Software 2026 19.62 0.70 19 INE481G01011 Ultratech Cement Ltd Cement 425 16.79 0.60 20 INE101A01026 Mahindra & Mahindra Ltd Auto 2094 15.47 0.55 21 INE205A01025 Vedanta Ltd Non - Ferrous Metals 4534 12.60 0.45 22 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 2489 12.32 0.44 23 INE917I01010 Bajaj Auto Ltd Auto 312 8.56 0.31 24 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 1435 8.26 0.30 25 INE021A01026 Asian Paints Ltd Consumer Non Durables 723 8.10 0.29

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2018 (Page 13)

26 INE158A01026 Hero MotoCorp Ltd Auto 215 7.62 0.27 27 INE089A01023 Dr. Reddy's Laboratories Ltd Pharmaceuticals 345 7.18 0.26 28 INE038A01020 Hindalco Industries Ltd Non - Ferrous Metals 2750 5.90 0.21 29 INE079A01024 Ambuja Cements Ltd Cement 2119 4.94 0.18 30 INE155A01022 Tata Motors Ltd Auto 1123 3.67 0.13 31 INE028A01039 Bank of Baroda Banks 2505 3.56 0.13 32 INE326A01037 Lupin Ltd Pharmaceuticals 463 3.41 0.12 Sub Total 913.19 32.67 (b) Preference / Right Shares 1 INE205A04011 7.50% Vedanta Ltd - RPS Non - Ferrous Metals 9140 0.91 0.03 Sub Total 0.91 0.03 Total for Equity & Equity Related 914.10 32.70 (B) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE916DA7OA5 Kotak Mahindra Prime Ltd - 7.7612% - 29/05/2019** CRISIL AAA 32 319.24 11.42 2 INE476M07131 L&T Housing Finance Ltd - 9.79% - 28/06/2019** ICRA AA+ 12 305.77 10.94 3 INE310L07514 IOT Utkal Energy Services Ltd - 9.843% - 20/05/2019** CRISIL AAA (SO) 220 228.10 8.16 4 INE001A07QN6 Housing Development Finance Corporation Ltd - 7.55% - 05/06/2019** CRISIL AAA 1 99.61 3.56 5 INE092T08857 IDFC Bank Ltd - 9.5% - 29/04/2019** ICRA AAA 5 50.76 1.82 6 INE020B07IV4 Rural Electrification Corporation Ltd-9.02%-18/06/2019** CRISIL AAA 3 30.50 1.09 Sub Total 1033.99 36.99 (b) Privately Placed / Unlisted 1 INE053T07026 ONGC Mangalore Petrochemicals Ltd-8.12%-10/06/2019** IND AAA 30 301.89 10.80 2 INE895D07479 Tata Sons Ltd - 9.25% - 19/06/2019** CRISIL AAA 27 273.73 9.79 Sub Total 575.62 20.59 Total for Debt Instruments 1609.61 57.58 (C) Money Market Instruments 1 CBLO 78.95 2.83 Total for Money Market Instruments 78.95 2.83 Cash and Other Net Current Assets 192.65 6.89 Grand Total 2795.31 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 12.7778 13.1585 12.4799 12.8293 Halfyearly Dividend 11.7293 11.7784 11.4359 11.4560 Annual Dividend 11.6064 11.5531 11.4688 11.3898d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.216680 - 0.216680 - Annual Dividend 0.288906 - 0.288906 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 0.69 h) Average Duration - only for Debt portion (years) 0.61 i) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-M

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 32958 621.62 3.12 2 INE001A01036 Housing Development Finance Corporation Ltd Finance 23457 428.23 2.15 3 INE009A01021 Infosys Ltd Software 35239 398.84 2.00 4 INE018A01030 Larsen & Toubro Ltd Construction Project 24181 316.99 1.59 5 INE090A01021 ICICI Bank Ltd Banks 112182 312.26 1.57 6 INE585B01010 Maruti Suzuki India Ltd Auto 3121 276.55 1.39 7 INE002A01018 Reliance Industries Ltd Petroleum Products 28858 254.73 1.28 8 INE021A01026 Asian Paints Ltd Consumer Non Durables 15411 172.66 0.87 9 INE062A01020 State Bank of India Banks 66154 165.32 0.83 10 INE154A01025 ITC Ltd Consumer Non Durables 63199 161.47 0.81 11 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 28453 121.62 0.61 12 INE158A01026 Hero MotoCorp Ltd Auto 3107 110.07 0.55 13 INE237A01028 Kotak Mahindra Bank Ltd Banks 10000 104.78 0.53 14 INE101A01026 Mahindra & Mahindra Ltd Auto 13662 100.95 0.51 15 INE733E01010 NTPC Ltd Power 47434 80.50 0.40 16 INE155A01022 Tata Motors Ltd Auto 21099 68.96 0.35 17 INE860A01027 HCL Technologies Ltd Software 6985 67.66 0.34 18 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 11187 55.39 0.28 19 INE481G01011 Ultratech Cement Ltd Cement 1300 51.35 0.26 Total for Equity & Equity Related 3869.95 19.43 (B) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE020B07HY0 Rural Electrification Corporation Ltd - 9.38% - 06/11/2018 CRISIL AAA 296 2990.60 15.02 2 INE202B07EY1 Dewan Housing Finance Corporation Ltd - 9.25% - 24/12/2018** CARE AAA 250 2521.18 12.66 3 INE523E07CE0 L & T Finance Ltd - 8.8501% - 24/12/2018** CARE AAA 80 2017.03 10.13 4 INE134E07406 Power Finance Corporation Ltd - 9.81% - 07/10/2018** CRISIL AAA 174 1758.79 8.83 5 INE261F08568 National Bank for Agricultural & Rural Development - 7.86% - 07/12/2018** CRISIL AAA 150 1503.96 7.55 6 INE476M07610 L&T Housing Finance Ltd - 8.8798% - 24/12/2018** ICRA AA+ 40 1008.99 5.07 7 INE860H07BH4 Aditya Birla Finance Ltd - 8.8699% - 24/12/2018** ICRA AA+ 100 1008.46 5.06 8 INE261F08550 National Bank for Agricultural & Rural Development - 7.9% - 27/11/2018** CRISIL AAA 60 601.61 3.02 9 INE134E08BH9 Power Finance Corporation Ltd - 11.25% - 28/11/2018** CRISIL AAA 50 511.48 2.57 10 INE053F09FO3 Indian Railway Finance Corporation Ltd - 10.6% - 11/09/2018** CRISIL AAA 5 50.80 0.26 11 INE514E08DA3 Export Import Bank of India - 9.28% - 15/10/2018** CRISIL AAA 5 50.44 0.25 12 INE556F09478 Small Industrial Development Bank of India - 8.2% - 07/06/2018** CARE AAA 3 30.07 0.15 Sub Total 14053.42 70.57 (b) Privately Placed / Unlisted 1 INE071G08700 ICICI Home Finance Company Ltd - 07/12/2018** ICRA AAA 32 193.72 0.97 Sub Total 193.72 0.97 Total for Debt Instruments 14247.14 71.55 (C) Money Market Instruments (a) Certificate of Deposits 1 INE556F16291 Small Industrial Development Bank of India - 11/12/2018** CRISIL A1+ 320 305.08 1.53 Sub Total 305.08 1.53 (b) Reverse Repo / CBLO 1 CBLO 2.00 0.01 Sub Total 2.00 0.01 Total for Money Market Instruments 307.08 1.54 Cash and Other Net Current Assets 1489.13 7.48 Grand Total 19913.31 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.6340 11.9793 11.5252 11.8407 Halfyearly Dividend 10.8601 10.8823 10.7525 10.7467 Annual Dividend 10.8406 10.7622 10.7355 10.6293d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.216680 - 0.216680 0.200749 Annual Dividend 0.288906 - 0.288906 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 0.49h) Average Duration - only for Debt portion (years) 0.44 i) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-N

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 16037 302.47 2.80 2 INE001A01036 Housing Development Finance Corporation Ltd Finance 12611 230.23 2.13 3 INE237A01028 Kotak Mahindra Bank Ltd Banks 18877 197.79 1.83 4 INE009A01021 Infosys Ltd Software 17244 195.17 1.81 5 INE090A01021 ICICI Bank Ltd Banks 65907 183.45 1.70 6 INE585B01010 Maruti Suzuki India Ltd Auto 1694 150.11 1.39 7 INE018A01030 Larsen & Toubro Ltd Construction Project 10912 143.05 1.33 8 INE002A01018 Reliance Industries Ltd Petroleum Products 15668 138.30 1.28 9 INE154A01025 ITC Ltd Consumer Non Durables 46733 119.40 1.11 10 INE021A01026 Asian Paints Ltd Consumer Non Durables 7246 81.18 0.75 11 INE062A01020 State Bank of India Banks 31810 79.49 0.74 12 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 15441 66.00 0.61 13 INE158A01026 Hero MotoCorp Ltd Auto 1545 54.74 0.51 14 INE101A01026 Mahindra & Mahindra Ltd Auto 6166 45.56 0.42 15 INE155A01022 Tata Motors Ltd Auto 11450 37.42 0.35 16 INE860A01027 HCL Technologies Ltd Software 3156 30.57 0.28 17 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 5057 25.04 0.23 18 INE481G01011 Ultratech Cement Ltd Cement 586 23.15 0.21 19 INE733E01010 NTPC Ltd Power 5993 10.17 0.09 Total for Equity & Equity Related 2113.29 19.58 (B) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE020B07HY0 Rural Electrification Corporation Ltd - 9.38% - 06/11/2018 CRISIL AAA 166 1677.16 15.54 2 INE202B07FB6 Dewan Housing Finance Corporation Ltd - 9.34% - 28/12/2018** CARE AAA 150 1513.65 14.03 3 INE134E07406 Power Finance Corporation Ltd - 9.81% - 07/10/2018** CRISIL AAA 144 1455.55 13.49 4 INE261F09EW8 National Bank for Agricultural & Rural Development - 01/01/2019** CRISIL AAA 4850 919.66 8.52 5 INE759E07681 L & T Fin Corp Ltd - 8.95% - 07/01/2019** CARE AAA 20 504.32 4.67 6 INE033L07CZ0 Tata Capital Housing Finance Ltd-8.89%-07/01/2019** CRISIL AA+ 50 503.71 4.67 7 INE752E07HG9 Power Grid Corporation of India Ltd-8.64%-08/07/2018** CRISIL AAA 18 225.67 2.09 8 INE001A07OB6 Housing Development Finance Corporation Ltd - 8.6% - 28/09/2018** CRISIL AAA 2 200.82 1.86 Sub Total 7000.55 64.87 (b) Privately Placed / Unlisted 1 INE296A07HC4 Bajaj Finance Ltd - 07/01/2019** ICRA AAA 100 1276.19 11.83 Sub Total 1276.19 11.83 Total for Debt Instruments 8276.74 76.70 (C) Money Market Instruments 1 CBLO 4.00 0.04 Total for Money Market Instruments 4.00 0.04 Cash and Other Net Current Assets 397.62 3.68 Grand Total 10791.65 100.00 ** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.7086 12.0067 11.6004 11.8661 Halfyearly Dividend 10.9329 10.9111 10.8265 10.7744 Annual Dividend 10.8625 10.7390 10.7565 10.6029d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.216680 - 0.216680 - Annual Dividend 0.288906 - 0.288906 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 0.51 h) Average Duration - only for Debt portion (years) 0.47 i) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-O

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 13779 259.89 3.08 2 INE001A01036 Housing Development Finance Corporation Ltd Finance 9993 182.43 2.16 3 INE009A01021 Infosys Ltd Software 15267 172.79 2.05 4 INE090A01021 ICICI Bank Ltd Banks 48247 134.30 1.59 5 INE585B01010 Maruti Suzuki India Ltd Auto 1320 116.97 1.39 6 INE018A01030 Larsen & Toubro Ltd Construction Project 8677 113.75 1.35 7 INE237A01028 Kotak Mahindra Bank Ltd Banks 10487 109.88 1.30 8 INE002A01018 Reliance Industries Ltd Petroleum Products 12198 107.67 1.28 9 INE154A01025 ITC Ltd Consumer Non Durables 36679 93.71 1.11 10 INE158A01026 Hero MotoCorp Ltd Auto 1877 66.50 0.79 11 INE021A01026 Asian Paints Ltd Consumer Non Durables 4972 55.71 0.66 12 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 12112 51.77 0.61 13 INE062A01020 State Bank of India Banks 18425 46.04 0.55 14 INE101A01026 Mahindra & Mahindra Ltd Auto 5508 40.70 0.48 15 INE733E01010 NTPC Ltd Power 23911 40.58 0.48 16 INE860A01027 HCL Technologies Ltd Software 4004 38.78 0.46 17 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 7351 36.39 0.43 18 INE155A01022 Tata Motors Ltd Auto 9012 29.46 0.35 19 INE481G01011 Ultratech Cement Ltd Cement 614 24.25 0.29 Total for Equity & Equity Related 1721.57 20.42 (B) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE053F09FY2 Indian Railway Finance Corporation Ltd - 8.19% - 27/04/2019** CRISIL AAA 93 938.58 11.13 2 INE134E08GJ4 Power Finance Corporation Ltd - 9.32% - 17/09/2019** CRISIL AAA 87 889.98 10.56 3 INE020B07IV4 Rural Electrification Corporation Ltd-9.02%-18/06/2019** CRISIL AAA 60 610.10 7.24 4 INE001A07PM0 Housing Development Finance Corporation Ltd - 7.95% - 23/09/2019** CRISIL AAA 6 600.22 7.12 5 INE752E07LP2 Power Grid Corporation of India Ltd-9.3%-04/09/2019** CRISIL AAA 50 511.80 6.07 6 INE721A07MJ6 Shriram Transport Finance Company Ltd - 7.95% - 13/06/2019** CRISIL AA+ 50 498.01 5.91 7 INE001A07QN6 Housing Development Finance Corporation Ltd - 7.55% - 05/06/2019** CRISIL AAA 3 298.84 3.55 8 INE115A07FN7 LIC Housing Finance Ltd - 9.3532% - 19/08/2019** CRISIL AAA 20 203.52 2.41 9 INE572E09379 PNB Housing Finance Ltd - 8.65% - 28/06/2019** IND AAA 19 191.66 2.27 10 INE916DA7OA5 Kotak Mahindra Prime Ltd - 7.7612% - 29/05/2019** CRISIL AAA 18 179.57 2.13 11 INE261F09EW8 National Bank for Agricultural & Rural Development - 01/01/2019** CRISIL AAA 438 83.05 0.99 12 INE020B07ER1 Rural Electrification Corporation Ltd-8.72%-04/09/2019** CRISIL AAA 7 71.08 0.84 13 INE752E07FY6 Power Grid Corporation of India Ltd-8.8%-29/09/2019** CRISIL AAA 4 50.89 0.60 Sub Total 5127.30 60.83 (b) Privately Placed / Unlisted 1 INE296A07JR8 Bajaj Finance Ltd - 30/09/2019** IND AAA 80 964.34 11.44 2 INE895D07479 Tata Sons Ltd - 9.25% - 19/06/2019** CRISIL AAA 34 344.70 4.09 Sub Total 1309.04 15.53 Total for Debt Instruments 6436.34 76.36 (C) Money Market Instruments 1 CBLO 30.98 0.37 Total for Money Market Instruments 30.98 0.37 Cash and Other Net Current Assets 240.58 2.85 Grand Total 8429.47 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil

c) NAV per unit (` per unit) Direct plan Regular plan

Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.4042 11.6702 11.3663 11.6073 Halfyearly Dividend 10.7953 10.7488 10.7520 10.6799 Annual Dividend 10.9310 10.7859 10.8940 10.7249d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.216680 - 0.216680 0.200749 Annual Dividend 0.288906 - 0.288906 0.267666e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 1.01h) Average Duration - only for Debt portion (years) 0.89 i) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-P

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 9276 174.95 3.05 2 INE001A01036 Housing Development Finance Corporation Ltd Finance 6764 123.48 2.15 3 INE009A01021 Infosys Ltd Software 10276 116.30 2.03 4 INE090A01021 ICICI Bank Ltd Banks 33426 93.04 1.62 5 INE585B01010 Maruti Suzuki India Ltd Auto 900 79.75 1.39 6 INE018A01030 Larsen & Toubro Ltd Construction Project 5934 77.79 1.36 7 INE002A01018 Reliance Industries Ltd Petroleum Products 8276 73.05 1.27 8 INE237A01028 Kotak Mahindra Bank Ltd Banks 6549 68.62 1.20 9 INE154A01025 ITC Ltd Consumer Non Durables 21850 55.83 0.97 10 INE158A01026 Hero MotoCorp Ltd Auto 1263 44.75 0.78 11 INE021A01026 Asian Paints Ltd Consumer Non Durables 3973 44.51 0.78 12 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 8166 34.91 0.61 13 INE733E01010 NTPC Ltd Power 17281 29.33 0.51 14 INE860A01027 HCL Technologies Ltd Software 2732 26.46 0.46 15 INE101A01026 Mahindra & Mahindra Ltd Auto 3422 25.29 0.44 16 INE062A01020 State Bank of India Banks 9993 24.97 0.44 17 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 4777 23.65 0.41 18 INE155A01022 Tata Motors Ltd Auto 6084 19.89 0.35 19 INE481G01011 Ultratech Cement Ltd Cement 445 17.58 0.31 Total for Equity & Equity Related 1154.15 20.13 (B) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE134E08GN6 Power Finance Corporation Ltd - 8.96% - 21/10/2019** CRISIL AAA 59 601.31 10.49 2 INE020B07IV4 Rural Electrification Corporation Ltd-9.02%-18/06/2019** CRISIL AAA 52 528.75 9.22 3 INE752E07HT2 Power Grid Corporation of India Ltd-8.84%-21/10/2019** CRISIL AAA 40 509.59 8.89 4 INE848E07799 NHPC Ltd - 8.5% - 14/07/2019** IND AAA 500 505.98 8.83 5 INE916DA7OA5 Kotak Mahindra Prime Ltd - 7.7612% - 29/05/2019** CRISIL AAA 41 409.03 7.14 6 INE523E07DJ7 L & T Finance Ltd - 8.6772% - 30/09/2019** ICRA AA+ 16 403.31 7.04 7 INE001A07PM0 Housing Development Finance Corporation Ltd - 7.95% - 23/09/2019** CRISIL AAA 4 400.14 6.98 8 INE572E09379 PNB Housing Finance Ltd - 8.65% - 28/06/2019** IND AAA 21 211.83 3.70 9 INE115A07FN7 LIC Housing Finance Ltd - 9.3532% - 19/08/2019** CRISIL AAA 16 162.81 2.84 10 INE020B07ER1 Rural Electrification Corporation Ltd-8.72%-04/09/2019** CRISIL AAA 3 30.46 0.53 Sub Total 3763.21 65.65 (b) Privately Placed / Unlisted 1 INE296A07KS4 Bajaj Finance Ltd - 22/10/2019** IND AAA 50 597.13 10.42 Sub Total 597.13 10.42 Total for Debt Instruments 4360.34 76.07 (C) Money Market Instruments 1 CBLO 23.98 0.42 Total for Money Market Instruments 23.98 0.42 Cash and Other Net Current Assets 193.90 3.38 Grand Total 5732.37 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.3666 11.6397 11.3124 11.5504 Halfyearly Dividend 10.8007 10.7601 10.7473 10.6734 Annual Dividend 10.8934 10.7546 10.8392 10.6672d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.216680 - 0.216680 - Annual Dividend 0.288906 - 0.288906 0.267666 e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 1.08h) Average Duration - only for Debt portion (years) 0.95 i) Repo in corporate debt Nil

SUNDARAM HYBRID FUND SERIES-U

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Equity & Equity Related (a) Listed / awaiting listing on Stock Exchange 1 INE040A01026 HDFC Bank Ltd Banks 7476 141.00 3.01 2 INE001A01036 Housing Development Finance Corporation Ltd Finance 5778 105.48 2.25 3 INE090A01021 ICICI Bank Ltd Banks 36358 101.20 2.16 4 INE009A01021 Infosys Ltd Software 8543 96.69 2.06 5 INE237A01028 Kotak Mahindra Bank Ltd Banks 7408 77.62 1.66 6 INE585B01010 Maruti Suzuki India Ltd Auto 660 58.48 1.25 7 INE002A01018 Reliance Industries Ltd Petroleum Products 6572 58.01 1.24 8 INE018A01030 Larsen & Toubro Ltd Construction Project 3537 46.37 0.99 9 INE154A01025 ITC Ltd Consumer Non Durables 15927 40.69 0.87 10 INE030A01027 Hindustan Unilever Ltd Consumer Non Durables 2838 37.84 0.81 11 INE095A01012 IndusInd Bank Ltd Banks 1290 23.18 0.49 12 INE148I01020 Indiabulls Housing Finance Ltd Finance 1633 20.20 0.43 13 INE733E01010 NTPC Ltd Power 11028 18.71 0.40 14 INE062A01020 State Bank of India Banks 7076 17.68 0.38 15 INE155A01022 Tata Motors Ltd Auto 5357 17.51 0.37 16 INE669C01036 Tech Mahindra Ltd Software 2569 16.41 0.35 17 INE860A01027 HCL Technologies Ltd Software 1430 13.85 0.30 18 INE481G01011 Ultratech Cement Ltd Cement 302 11.93 0.25 19 INE029A01011 Bharat Petroleum Corporation Ltd Petroleum Products 2712 11.59 0.25 20 INE101A01026 Mahindra & Mahindra Ltd Auto 1510 11.16 0.24 21 INE044A01036 Sun Pharmaceutical Industries Ltd Pharmaceuticals 2010 9.95 0.21 22 INE205A01025 Vedanta Ltd Non - Ferrous Metals 3480 9.67 0.21 23 INE917I01010 Bajaj Auto Ltd Auto 324 8.89 0.19 24 INE028A01039 Bank of Baroda Banks 5533 7.87 0.17 25 INE256A01028 Zee Entertainment Enterprises Ltd Media & Entertainment 1330 7.65 0.16 26 INE021A01026 Asian Paints Ltd Consumer Non Durables 598 6.70 0.14 27 INE089A01023 Dr. Reddy's Laboratories Ltd Pharmaceuticals 252 5.24 0.11 28 INE158A01026 Hero MotoCorp Ltd Auto 145 5.14 0.11 29 INE038A01020 Hindalco Industries Ltd Non - Ferrous Metals 2029 4.35 0.09 30 INE079A01024 Ambuja Cements Ltd Cement 1733 4.04 0.09 31 INE012A01025 ACC Ltd Cement 212 3.20 0.07 32 INE326A01037 Lupin Ltd Pharmaceuticals 317 2.33 0.05 Total for Equity & Equity Related 1000.66 21.36 (B) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE121A07NS8 Cholamandalam Investment and Finance Company Ltd - 25/05/2020** ICRA AA 50 531.80 11.35 2 INE601U07038 Tata Motors Finance Ltd - 10/07/2020** CARE AA+ 50 531.79 11.35 3 INE001A07QI6 Housing Development Finance Corporation Ltd - 1.5% - 18/06/2020** CRISIL AAA 5 527.34 11.26 4 INE134E08HV7 Power Finance Corporation Ltd - 8.36% - 04/09/2020** CRISIL AAA 50 507.77 10.84

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2018 (Page 14)

5 INE020B08AE5 Rural Electrification Corporation Ltd-7.13%-21/09/2020** CRISIL AAA 50 495.85 10.58 6 INE752E07HI5 Power Grid Corporation of India Ltd-8.64%-08/07/2020** CRISIL AAA 30 383.59 8.19 7 INE756I07BH2 HDB Financial Services Ltd - 7.8% - 29/06/2020** CRISIL AAA 10 99.43 2.12 Sub Total 3077.58 65.69 (b) Privately Placed / Unlisted 1 INE636F07217 North Eastern Electric Power Corporation Ltd - 7.8% - 27/05/2020** ICRA AA 50 500.41 10.68 Sub Total 500.41 10.68 Total for Debt Instruments 3577.99 76.37 (C) Money Market Instruments 1 CBLO 26.98 0.58 Total for Money Market Instruments 26.98 0.58 Cash and Other Net Current Assets 79.57 1.69 Grand Total 4685.21 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 10.3081 10.6077 10.3018 10.5670 Halfyearly Dividend 10.2584 10.3568 10.2520 10.3159 Annual Dividend - - 10.3018 10.3669d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Halfyearly Dividend 0.144453 0.144453 - Annual Dividend - 0.144453 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity - only for Debt portion (years) 1.74h) Average Duration - only for Debt portion (years) 1.53 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - FD

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE296A07GC6 Bajaj Finance Ltd - 10/04/2018** ICRA AAA 17 219.17 19.47 2 INE033L07BP3 Tata Capital Housing Finance Ltd - 8.9% - 10/04/2018** CRISIL AA+ 17 170.02 15.11 3 INE557F08EW1 National Housing Bank - 8% - 10/04/2018** CRISIL AAA 17 170.01 15.11 4 INE134E08HH6 Power Finance Corporation Ltd - 8.03% - 09/04/2018** CRISIL AAA 10 100.00 8.89 5 INE445L08185 Nabha Power Ltd - 8.95% - 09/04/2018** CRISIL AAA (SO) 9 90.02 8.00 Total for Debt Instruments 749.23 66.57 (B) Money Market Instruments 1 CBLO 275.82 24.51 Total for Money Market Instruments 275.82 24.51 Cash and Other Net Current Assets 100.40 8.92 Grand Total 1125.45 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 13.5419 13.9896 13.4509 13.8887 Quarterly Dividend - - 10.7371 10.6794d) Dividend declared during the period (` per unit)

Direct Plan Regular PlanOption Individual & HUF Others Individual & HUF Others Quarterly Dividend - - 0.288906 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.02h) Average Duration (years) 0.02i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - GW

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE033L07CC9 Tata Capital Housing Finance Ltd - 8.78% - 27/04/2018** CRISIL AA+ 210 2100.45 15.80 2 INE445L08185 Nabha Power Ltd - 8.95% - 09/04/2018** CRISIL AAA (SO) 200 2000.54 15.05 3 INE114A07893 Steel Authority of India Ltd - 7.95% - 09/04/2018** CARE AA- 200 1999.70 15.04 4 INE774D07JG1 Mahindra & Mahindra Financial Services Ltd-9.25%-20/04/2018** CRISIL AA+ 174 1740.68 13.09 5 INE660A07JG8 Sundaram Finance Ltd - 9.3% - 27/04/2018** CRISIL AAA 100 1000.60 7.53 6 INE557F08EW1 National Housing Bank - 8% - 10/04/2018** CRISIL AAA 13 130.01 0.98 Total for Debt Instruments 8971.98 67.47 (B) Money Market Instruments (a) Certificate of Deposits 1 INE238A16X34 Axis Bank Ltd - 26/04/2018** CRISIL A1+ 1500 1492.34 11.22 Sub Total 1492.34 11.22 (b) Reverse Repo / CBLO 1 CBLO 981.46 7.38 Sub Total 981.46 7.38 Total for Money Market Instruments 2473.80 18.60 (C) Others (a) Deposits with Commercial Banks 1 HDFC Bank Ltd - 4.25% - 04/04/2018 1200.00 9.03 Total for Others 1200.00 9.03 Cash and Other Net Current Assets 651.17 4.90 Grand Total 13296.95 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 12.1179 12.5196 12.1079 12.5083 Quarterly Dividend 10.2603 10.4469 10.2453 10.4299 d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOption Individual & HUF Others Individual & HUF Others Quarterly Dividend 0.108340 - 0.108340 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.04h) Average Duration (years) 0.04 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - GY

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE134E08HB9 Power Finance Corporation Ltd - 8.4% - 19/06/2018 CRISIL AAA 849 8517.93 15.54 2 INE752E07LA4 Power Grid Corporation of India Ltd - 8.7% - 15/07/2018** CRISIL AAA 600 6020.35 10.98 3 INE860H07BN2 Aditya Birla Finance Ltd - 26/07/2018** ICRA AA+ 440 5563.39 10.15 4 INE261F08493 National Bank for Agricultural & Rural Development - 8.25% - 24/05/2018** CRISIL AAA 550 5510.58 10.05 5 INE033L07DJ2 Tata Capital Housing Finance Ltd - 8.92% - 26/07/2018** CRISIL AA+ 440 4414.66 8.05 6 INE261F08469 National Bank for Agricultural & Rural Development - 8.19% - 08/06/2018** CRISIL AAA 200 2004.71 3.66 7 INE556F09478 Small Industrial Development Bank of India - 8.2% - 07/06/2018** CARE AAA 147 1473.60 2.69 8 INE261F08519 National Bank for Agricultural & Rural Development - 8.3% - 12/06/2018** CRISIL AAA 100 1001.91 1.83 9 INE514E08CL2 Export Import Bank of India - 8.27% - 07/05/2018** CRISIL AAA 100 1000.58 1.82

10 INE752E07JR2 Power Grid Corporation of India Ltd - 9.3% - 28/06/2018** CRISIL AAA 40 502.33 0.92 11 INE556F09536 Small Industrial Development Bank of India-8.25%-20/06/2018** CRISIL AAA 50 501.55 0.91 12 INE115A07DZ6 LIC Housing Finance Ltd - 8.34% - 28/05/2018** CRISIL AAA 50 500.72 0.91 13 INE752E07HG9 Power Grid Corporation of India Ltd - 8.64% - 08/07/2018** CRISIL AAA 7 87.76 0.16 14 INE053F09FN5 Indian Railway Finance Corporation Ltd - 9.43% - 23/05/2018** CRISIL AAA 7 70.24 0.13 15 INE445L08185 Nabha Power Ltd - 8.95% - 09/04/2018** CRISIL AAA (SO) 7 70.02 0.13 Sub Total 37240.32 67.92 (b) Privately Placed / Unlisted 1 INE774D07MY8 Mahindra & Mahindra Financial Services Ltd - 8.8248% - 26/07/2018** IND AAA 660 6619.28 12.07 2 INE916DA7IP5 Kotak Mahindra Prime Ltd - 26/07/2018** CRISIL AAA 284 2772.89 5.06 Sub Total 9392.17 17.13 (c) Govt Security 1 IN1620140039 8.81% Haryana State Development Loan 09/07/2018 Sovereign 2500000 2514.71 4.59 Sub Total 2514.71 4.59 Total for Debt Instruments 49147.20 89.64 (B) Money Market Instruments (a) Certificate of Deposits 1 INE090A162M6 ICICI Bank Ltd - 18/06/2018** ICRA A1+ 1440 1420.54 2.59 Sub Total 1420.54 2.59 (b) Reverse Repo / CBLO 1 CBLO 77.95 0.14 Sub Total 77.95 0.14 Total for Money Market Instruments 1498.49 2.73 Cash and Other Net Current Assets 4184.73 7.63 Grand Total 54830.42 100.00** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 12.0570 12.4528 11.9863 12.3612 Quarterly Dividend - - 10.5609 10.3902 Halfyearly Dividend - - 10.6599 10.4958d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Quarterly Dividend - - 0.361132 - Halfyearly Dividend - - 0.361133 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.24h) Average Duration (years) 0.22 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - HA

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE261F08550 National Bank for Agricultural & Rural Development - 7.9% - 27/11/2018** CRISIL AAA 240 2406.45 16.65 2 INE020B07HY0 Rural Electrification Corporation Ltd - 9.38% - 06/11/2018 CRISIL AAA 230 2323.78 16.08 3 INE134E08BH9 Power Finance Corporation Ltd - 11.25% - 28/11/2018** CRISIL AAA 222 2270.96 15.71 4 INE001A07OG5 Housing Development Finance Corporation Ltd - 8.35% - 30/11/2018** CRISIL AAA 15 1504.77 10.41 5 INE756I07AO0 HDB Financial Services Ltd - 7.58% - 22/11/2018** CRISIL AAA 100 997.39 6.90 6 INE514E08DD7 Export Import Bank of India - 9.7% - 21/11/2018** CRISIL AAA 50 506.65 3.51 7 INE514E08DF2 Export Import Bank of India - 9.6% - 02/12/2018** CRISIL AAA 50 506.63 3.51 8 INE514E08DA3 Export Import Bank of India - 9.28% - 15/10/2018** CRISIL AAA 45 453.96 3.14 9 INE752E07HG9 Power Grid Corporation of India Ltd - 8.64% - 08/07/2018** CRISIL AAA 18 225.67 1.56 Sub Total 11196.27 77.47 (b) Privately Placed / Unlisted 1 INE071G08700 ICICI Home Finance Company Ltd - 07/12/2018** ICRA AAA 388 2348.89 16.25 2 INE756I07654 HDB Financial Services Ltd - 8.71% - 20/10/2018** CRISIL AAA 50 502.55 3.48 Sub Total 2851.44 19.73 Total for Debt Instruments 14047.71 97.20 (B) Money Market Instruments 1 CBLO 4.00 0.03 Total for Money Market Instruments 4.00 0.03 Cash and Other Net Current Assets 400.83 2.77 Grand Total 14452.54 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.6348 11.9922 11.6220 11.9755 Quarterly Dividend - - 10.2356 10.2442 Halfyearly Dividend - - 10.3856 10.3015d) Dividend declared during the period (` per unit)

Direct plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Quarterly Dividend - - 0.216680 - Halfyearly Dividend - - 0.288906 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.63h) Average Duration (years) 0.58 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - HB

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE261F08568 National Bank for Agricultural & Rural Development - 7.86% - 07/12/2018** CRISIL AAA 720 7219.02 16.67 2 INE020B07HY0 Rural Electrification Corporation Ltd - 9.38% - 06/11/2018 CRISIL AAA 672 6789.46 15.68 3 INE134E08BH9 Power Finance Corporation Ltd - 11.25% - 28/11/2018** CRISIL AAA 428 4378.26 10.11 4 INE752E07LS6 Power Grid Corporation of India Ltd - 8.93% - 20/10/2018** CRISIL AAA 150 1511.23 3.49 5 INE134E08HZ8 Power Finance Corporation Ltd - 8% - 22/10/2018** CRISIL AAA 150 1503.55 3.47 6 INE752E07HG9 Power Grid Corporation of India Ltd - 8.64% - 08/07/2018** CRISIL AAA 44 551.64 1.27 7 INE752E07FA6 Power Grid Corporation of India Ltd - 9.33% - 15/12/2018** CRISIL AAA 40 506.38 1.17 8 INE752E07LA4 Power Grid Corporation of India Ltd - 8.7% - 15/07/2018** CRISIL AAA 50 501.70 1.16 Sub Total 22961.24 53.02 (b) Privately Placed / Unlisted 1 INE296A07IL3 Bajaj Finance Ltd - 17/12/2018** IND AAA 580 7049.48 16.28 2 INE756I07746 HDB Financial Services Ltd - 17/12/2018** CRISIL AAA 500 6070.08 14.02 3 INE071G08734 ICICI Home Finance Company Ltd - 17/12/2018** ICRA AAA 720 4349.02 10.04 Sub Total 17468.59 40.33 Total for Debt Instruments 40429.83 93.35 (B) Money Market Instruments (a) Certificate of Deposits 1 INE556F16291 Small Industrial Development Bank of India - 11/12/2018** CRISIL A1+ 2180 2078.39 4.80 Sub Total 2078.39 4.80 (b) Reverse Repo / CBLO 1 CBLO 12.99 0.03 Sub Total 12.99 0.03 Total for Money Market Instruments 2091.38 4.83 Cash and Other Net Current Assets 788.19 1.82 Grand Total 43309.40 100.00** Thinly traded / Non Traded securitiesNotesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil

c) NAV per unit (` per unit) Direct plan Regular plan

Options 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.6513 12.0085 11.6385 11.9916d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.65h) Average Duration (years) 0.61 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - HC

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE134E07513 Power Finance Corporation Ltd - 9.69% - 02/03/2019** CRISIL AAA 178 1814.48 15.00 2 INE556F09601 Small Industrial Development Bank of India - 8.04% - 15/03/2019** CARE AAA 134 1347.97 11.14 3 INE020B07IA8 Rural Electrification Corporation Ltd - 9.63% - 05/02/2019** CRISIL AAA 120 1221.25 10.10 4 INE115A07IK7 LIC Housing Finance Ltd - 8.38% - 27/02/2019** CRISIL AAA 100 1005.18 8.31 5 INE261F08592 National Bank for Agricultural & Rural Development - 7.98% - 13/03/2019** CRISIL AAA 99 995.85 8.23 6 INE053F09FU0 Indian Railway Finance Corporation Ltd - 8.55% - 15/01/2019** CRISIL AAA 95 960.42 7.94 7 INE053F07850 Indian Railway Finance Corporation Ltd - 8.33% - 26/03/2019 CRISIL AAA 42 423.74 3.50 8 INE020B07HZ7 Rural Electrification Corporation Ltd - 9.61% - 03/01/2019** CRISIL AAA 9 91.38 0.76 Sub Total 7860.26 64.99 (b) Privately Placed / Unlisted 1 INE916DA7JS7 Kotak Mahindra Prime Ltd - 22/04/2019** CRISIL AAA 263 2425.72 20.06 2 INE296A07IS8 Bajaj Finance Ltd - 22/04/2019** IND AAA 100 1211.20 10.01 3 INE261F09EX6 National Bank for Agricultural & Rural Development - 01/02/2019** CRISIL AAA 1500 282.72 2.34 Sub Total 3919.64 32.41 (c) Govt Security 1 IN2920150389 8.21% Rajasthan State Development Loan 31/03/2019 Sovereign 130000 131.17 1.08 Sub Total 131.17 1.08 Total for Debt Instruments 11911.07 98.48 (B) Money Market Instruments 1 CBLO 33.98 0.28 Total for Money Market Instruments 33.98 0.28 Cash and Other Net Current Assets 149.94 1.24 Grand Total 12094.99 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.6428 11.9985 11.6316 11.9837 Quarterly Dividend - - 10.2931 10.3016 Halfyearly Dividend - - 10.3935 10.3080d) Dividend declared during the period (` per unit)

Direct Plan Regular PlanOptions Individual & HUF Others Individual & HUF Others Quarterly Dividend - - 0.216680 - Halfyearly Dividend - - 0.288906 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.94h) Average Duration (years) 0.87 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - HI

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE115A07JH1 LIC Housing Finance Ltd - 09/04/2019** CRISIL AAA 50 593.95 11.39 2 INE020B07IA8 Rural Electrification Corporation Ltd - 9.63% - 05/02/2019** CRISIL AAA 58 590.27 11.32 3 INE134E07513 Power Finance Corporation Ltd - 9.69% - 02/03/2019** CRISIL AAA 57 581.04 11.14 4 INE053F07850 Indian Railway Finance Corporation Ltd - 8.33% - 26/03/2019 CRISIL AAA 53 534.72 10.25 5 INE261F08592 National Bank for Agricultural & Rural Development - 7.98% - 13/03/2019** CRISIL AAA 51 513.02 9.84 6 INE556F09593 Small Industrial Development Bank of India - 8.06% - 28/03/2019** CARE AAA 50 503.27 9.65 7 INE752E07GJ5 Power Grid Corporation of India Ltd - 8.9% - 25/02/2019** CRISIL AAA 20 253.38 4.86 8 INE752E07HG9 Power Grid Corporation of India Ltd - 8.64% - 08/07/2018** CRISIL AAA 15 188.06 3.61 9 INE053F09FU0 Indian Railway Finance Corporation Ltd - 8.55% - 15/01/2019** CRISIL AAA 5 50.55 0.97 10 INE556F09601 Small Industrial Development Bank of India - 8.04% - 15/03/2019** CARE AAA 5 50.30 0.96 11 INE296A07BB9 Bajaj Finance Ltd - 10% - 25/04/2019** CRISIL AAA 2 20.39 0.39 12 INE261F09EW8 National Bank for Agricultural & Rural Development - 01/01/2019** CRISIL AAA 65 12.33 0.24 Sub Total 3891.26 74.62 (b) Privately Placed / Unlisted 1 INE891K07259 Axis Finance Ltd - 06/05/2019** IND AAA 50 601.55 11.54 2 INE296A07JO5 Bajaj Finance Ltd - 06/05/2019** IND AAA 50 600.88 11.52 Sub Total 1202.43 23.06 Total for Debt Instruments 5093.69 97.68 (B) Money Market Instruments 1 CBLO 49.97 0.96 Total for Money Market Instruments 49.97 0.96 Cash and Other Net Current Assets 70.84 1.36 Grand Total 5214.50 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOption 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.5220 11.8657 11.5024 11.8390d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 0.94h) Average Duration (years) 0.86 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - HM

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE296A07LH5 Bajaj Finance Ltd - 02/07/2019** IND AAA 50 581.26 11.93 2 INE115A07IU6 LIC Housing Finance Ltd - 8.69% - 17/05/2019** CRISIL AAA 50 504.36 10.35 3 INE020B07IV4 Rural Electrification Corporation Ltd - 9.02% - 18/06/2019** CRISIL AAA 49 498.25 10.22 4 INE261F08642 National Bank for Agricultural & Rural Development - 7.85% - 31/05/2019** CRISIL AAA 49 491.52 10.09 5 INE752E07JS0 Power Grid Corporation of India Ltd - 9.3% - 28/06/2019** CRISIL AAA 15 191.41 3.93 6 INE001A07QN6 Housing Development Finance Corporation Ltd-7.55%-05/06/2019** CRISIL AAA 1 99.61 2.04 7 INE916DA7OA5 Kotak Mahindra Prime Ltd - 7.7612% - 29/05/2019** CRISIL AAA 9 89.79 1.84 Sub Total 2456.19 50.40 (b) Privately Placed / Unlisted 1 INE756I07894 HDB Financial Services Ltd - 8.54% - 12/06/2019** CRISIL AAA 50 502.94 10.32 Sub Total 502.94 10.32 (c) Govt Security 1 IN2920160057 7.86% Rajasthan State Development Loan 23/06/2019 Sovereign 1683000 1692.55 34.73 Sub Total 1692.55 34.73 Total for Debt Instruments 4651.68 95.45 (B) Money Market Instruments 1 CBLO 39.97 0.82 Total for Money Market Instruments 39.97 0.82 Cash and Other Net Current Assets 181.58 3.73 Grand Total 4873.23 100.00** Thinly traded / Non Traded securities

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Half-yearly Portfolio Statement of the Schemes of Sundaram Mutual Fund for the period ended March 31, 2018 (Page 15)

Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 11.1803 11.4955 11.1161 11.4036 Dividend - - 10.7008 10.4774d) Dividend declared during the period (` per unit)

Direct Plan Regular PlanOption Individual & HUF Others Individual & HUF Others Dividend - - 0.361133 -e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 1.15h) Average Duration (years) 1.03 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - HS

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE115A07FN7 LIC Housing Finance Ltd - 9.3532% - 19/08/2019** CRISIL AAA 107 1088.82 11.27 2 INE001A07OR2 Housing Development Finance Corporation Ltd - 8.26% - 12/08/2019** CRISIL AAA 10 1003.96 10.39 3 INE020B07IV4 Rural Electrification Corporation Ltd - 9.02% - 18/06/2019** CRISIL AAA 71 721.95 7.47 4 INE134E08BO5 Power Finance Corporation Ltd - 8.6% - 07/08/2019** CRISIL AAA 50 506.21 5.24 5 INE756I07985 HDB Financial Services Ltd - 8.4% - 29/07/2019** CRISIL AAA 50 502.00 5.19 6 INE752E07JS0 Power Grid Corporation of India Ltd - 9.3% - 28/06/2019** CRISIL AAA 25 319.02 3.30 7 INE261F08642 National Bank for Agricultural & Rural Development - 7.85% - 31/05/2019** CRISIL AAA 30 300.93 3.11 8 INE310L07522 IOT Utkal Energy Services Ltd - 9.843% - 20/06/2019** CRISIL AAA (SO) 30 31.19 0.32 Sub Total 4474.08 46.29 (b) Privately Placed / Unlisted 1 INE296A07LZ7 Bajaj Finance Ltd - 19/08/2019** IND AAA 100 1130.95 11.70 Sub Total 1130.95 11.70 (c) Govt Security 1 IN2920160057 7.86% Rajasthan State Development Loan 23/06/2019 Sovereign 3670000 3690.82 38.19 Sub Total 3690.82 38.19 Total for Debt Instruments 9295.85 96.18 (B) Money Market Instruments 1 CBLO 10.99 0.11 Total for Money Market Instruments 10.99 0.11 Cash and Other Net Current Assets 358.28 3.71 Grand Total 9665.12 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 10.9350 11.2402 10.8791 11.1576 Dividend 10.6748 10.4724 10.6194 10.3920d) Dividend declared during the period (` per unit)

Direct Plan Regular PlanOption Individual & HUF Others Individual & HUF Others Dividend 0.361133 - 0.361133 - e) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 1.24h) Average Duration (years) 1.11 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - IC

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE556F08JA8 Small Industrial Development Bank of India - 7.52% - 10/02/2021 CARE AAA 128 1279.85 11.69 2 INE916DA7PI5 Kotak Mahindra Prime Ltd - 26/04/2021 CRISIL AAA 155 1220.74 11.15 3 INE377Y07029 Bajaj Housing Finance Ltd - 06/04/2021** CRISIL AAA 100 1013.99 9.26 4 INE261F08956 National Bank for Agricultural & Rural Development - 7.4% - 01/02/2021** CRISIL AAA 70 697.73 6.37 5 INE001A07OS0 Housing Development Finance Corporation Ltd - 8.35% - 26/04/2021** CRISIL AAA 5 504.43 4.61 6 INE134E08DM5 Power Finance Corporation Ltd - 9.18% - 15/04/2021** CRISIL AAA 30 312.02 2.85 7 INE001A07OO9 Housing Development Finance Corporation Ltd - 8.75% - 04/03/2021** CRISIL AAA 3 305.49 2.79 8 INE115A07JB4 LIC Housing Finance Ltd - 8.75% - 12/02/2021 CRISIL AAA 5 50.88 0.46 Sub Total 5385.13 49.18 (b) Privately Placed / Unlisted 1 INE756I07BU5 HDB Financial Services Ltd - 7.9407% - 15/04/2021** CRISIL AAA 120 1194.96 10.91 Sub Total 1194.96 10.91 (c) Govt Security 1 IN2920150405 8.21% Rajasthan State Development Loan 31/03/2021 Sovereign 2500000 2552.61 23.31 2 IN2920150306 8.39% Rajasthan State Development Loan 15/03/2021 Sovereign 1500000 1537.54 14.04 Sub Total 4090.15 37.36 Total for Debt Instruments 10670.24 97.45 (B) Money Market Instruments 1 CBLO 36.98 0.34 Total for Money Market Instruments 36.98 0.34 Cash and Other Net Current Assets 241.55 2.21 Grand Total 10948.77 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 09/01/2018 31/03/2018 09/01/2018 31/03/2018Growth 10.0000 10.1519 10.0000 10.1517 Dividend 10.0000 10.1519 10.0000 10.1517d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 2.91h) Average Duration (years) 2.53 i) Repo in corporate debt Nil

SUNDARAM FIXED TERM PLAN - IE

Sl No ISIN Code Name of the instrument Industry/ Quantity Mkt Value % of Rating ` in Lakhs NAV (A) Debt Instruments (a) Listed / awaiting listing on Stock Exchange 1 INE105N07092 Oriental Nagpur Betul Highway ltd - 8.28% - 30/03/2021** CRISIL AAA (SO) 880 890.24 11.83 2 INE657N07449 Edelweiss Commodities Services Ltd - 9.3% - 30/04/2021** ICRA AA 84 857.60 11.40 3 INE530L07319 Edelweiss Housing Finance Ltd - 15/04/2021** ICRA AA 70 707.60 9.40 4 INE297G08016 Powerlinks Transmission Ltd - 7.6% - 08/02/2019** CRISIL AAA 50 500.27 6.65 5 INE202B07IK1 Dewan Housing Finance Corporation Ltd - 9.1% - 09/09/2019** BWR AAA 3000 30.19 0.40 Sub Total 2985.90 39.69 (b) Privately Placed / Unlisted 1 INE523H07882 JM Financial Products Ltd - 30/04/2021** ICRA AA 84 859.37 11.42 2 INE195S08025 Sunny View Estates Pvt Ltd - 10.5% - 12/04/2021** ICRA - AA (SO) 84 856.85 11.39 3 INE896L07447 Indostar Capital Finance Ltd - 9.1899% - 15/04/2021** CARE AA- 8 799.51 10.63

4 INE603G07017 Haldiram Snacks Pvt Ltd - 7.7% - 04/12/2020** ICRA AA 80 731.30 9.72 5 INE323Y07023 Igarashi Motors Sales Pvt Ltd - 8.08652% - 28/02/2020** ICRA AAA (SO) 70 695.38 9.24 6 INE538L07460 Aadhar Housing Finance Ltd - 8.9% - 26/03/2021 CRISIL AA+ (SO) 50 500.00 6.65 Sub Total 4442.42 59.04 Total for Debt Instruments 7428.32 98.73 (b) Money Market Instruments 1 CBLO 31.98 0.43 Total for Money Market Instruments 31.98 0.43 Cash and Other Net Current Assets 63.43 0.84 Grand Total 7523.73 100.00** Thinly traded / Non Traded securities Notesa) Total NPA's provided for and its percentage to NAV - Nil b) Total value and percentage of illiquid equity shares - Nil c) NAV per unit (` per unit)

Direct plan Regular planOptions 15/02/2018 31/03/2018 15/02/2018 31/03/2018Growth 10.0000 10.1466 10.0000 10.1419 Dividend 10.0000 10.1466 10.0000 10.1419d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period Nilg) Average Maturity (years) 2.72h) Average Duration (years) 2.07 i) Repo in corporate debt Nil

SUNDARAM GLOBAL ADVANTAGE FUND

Sl No ISIN Code Name of the instrument Industry/Rating Quantity Mkt Value % of ` in Lakhs NAV (A) Investment in Foreign Securities - Units of Mutual Funds : 1 LU0048597586 FIL Investment Management Luxembourg SA - Fidelity-Asia Focus -A USD Mutual Fund Units 94334.650 591.20 24.422 LU0292107991 D B Tracker EM Asia Mutual Fund Units 15880.000 554.36 22.903 LU0029875118 Templeton Asia GR FD PR SH CL A(YDIS)USD Mutual Fund Units 14574.452 334.26 13.814 LU0266114668 Morgan Stanley Inv Mgt - Morgan Stanley SICAV- Global Property Fund Class I Mutual Fund Units 9090.650 191.11 7.895 LU0292108619 D B Tracker LATAM Mutual Fund Units 5884.000 188.22 7.776 IE0009751193 Nevsky Eastern European Mutual Fund Units 3160.048 149.35 6.177 GB0033737874 First State Global Resources FD CL A GBP Mutual Fund Units 60072.409 147.50 6.098 LU0102008223 Parvest Equity Latin America Mutual Fund Units 0.004 - # Total for Investments in Foreign Securities - Units of Mutual Funds 2155.99 89.06 (B) Money Market Investments 1 CBLO 229.85 9.49 Total for Money Market Instruments 229.85 9.49 Cash and Other Net Curent Assets 35.02 1.45 Grand Total 2420.86 100.00# less than 0.01%Notes : a) Total NPAs provided for and its percentage to NAV - Nil b) Total Value and percentage of Illiquid Equity Shares - Nil c) NAV per unit (` per unit)

Direct Plan Regular PlanOptions 30/09/2017 31/03/2018 30/09/2017 31/03/2018Growth 16.7338 17.4040 16.3022 16.8913 Dividend 15.0111 15.5737 13.9759 14.4814d) Dividend declared during the period (` per unit) Nile) Total outstanding exposure in derivative instruments at the end of the period Nilf) Total investments in foreign securities /ADR'S/GDR'S at the end of the period ` 2,155.99 Lakhsg) Repo in Corporate Debt Nil

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Mutual Fund Investments are subject to market risks, read all scheme related documents carefully.

A) Hedging Positions through Futures as on March 31, 2018

Scheme Name Underlying Long/Short Futures Price Current Price of Margin maintainedWhen Purchased (`) the contract (`) in (` in Lakhs)*

Sundaram Balanced Fund Ultra Tech Cement Ltd-APR 2018 Short 3,943.87 3,960.20 69.03

Sundaram Balanced Fund ICICI Bank Ltd-APR 2018 Short 289.80 279.75 62.22

Sundaram Select Focus ICICI Bank Ltd-APR 2018 Short 289.39 279.75 76.58

Total percentage of existing assets hedged through Futures as a Percentage of net assets

Scheme Name PercentageSundaram Balanced Fund (1.16)

Sundaram Select Focus (0.90)

For the period ended March 31, 2018 following were the hedging transactions through Futures which have been squared off/ expired

Total Number of contracts Total Number of contracts Gross Notional value of contracts Gross Notional value of contracts Net Profit / (Loss) value onScheme Name where Futures were Bought where Futures were Sold where Futures were bought where Futures were sold all contracts combined

(` in Lakhs) (` in Lakhs) (` in Lakhs)Sundaram Infrastructure Advantage Fund — 110 — 829.10 21.40

Sundaram Select Mid Cap Fund — 1,275 — 8,224.60 225.83

Sundaram Equity Multiplier Fund — 167 — 961.84 4.62

Sundaram Select Focus — 675 — 5,418.97 75.00

Sundaram Rural India Fund — 1,415 — 10,414.33 149.56

Sundaram Equity Plus Fund — 28 — 156.13 0.95

Sundaram Balanced Fund — 415 — 2,672.32 40.49

Sundaram Value Fund Series VII — 8 — 82.66 1.18

B) Other than hedging positions through Futures on March 31, 2018

Scheme Name Underlying Long/Short Futures Price Current Price of Margin maintainedWhen Purchased the contract in (` in Lakhs)

Sundaram Select Focus ITC Ltd-APR 2018 Long 259.00 256.90 76.73

Sundaram Select Focus State Bank Of India Ltd-APR 2018 Long 248.90 251.20 127.10

Sundaram Balanced Fund ITC Ltd-APR 2018 Long 258.99 256.90 203.33

Sundaram Balanced Fund State Bank Of India Ltd-APR 2018 Long 250.47 251.20 58.66

Total percentage of existing assets due to (non-hedging positions) as a % of net assets

Scheme Name PercentageSundaram Select Focus 2.33

Sundaram Balanced Fund 2.30

For the period ended March 31, 2018 following were the non-hedging transactions through Futures which have been squared off / expired

Total Number of contracts Total Number of contracts Gross Notional value of contracts Gross Notional value of contracts Net Profit / (Loss) value onScheme Name where Futures were Bought where Futures were Sold where Futures were bought where Futures were sold all contracts combined

(` in Lakhs) (` in Lakhs) (` in Lakhs)Sundaram Infrastructure Advantage Fund 170 — 1,368.41 — 31.68

Sundaram Select Mid Cap Fund 2494 — 21,820.79 — 138.78

Sundaram Equity Multiplier Fund 153 — 1,061.66 — (11.18)

Sundaram Select Focus 1799 — 11,351.59 — (114.10)

Sundaram SMILE Fund 154 — 1,283.58 — 7.31

Sundaram Balanced Fund 530 — 3,425.98 — (90.56)

Sundaram Financial Services Opportunities Fund 35 — 290.04 — 17.76

Sundaram Value Fund Series I 148 — 1,011.63 — (82.93)

C) Hedging Positions through Put Options as on March 31, 2018 - Nil

Scheme Name Underlying Call/Put Number of Option Price Current

Contracts when purchased (`) Option Price (`)

Sundaram Value Fund Series IX Nifty Option Dec 2020 10500 Put 670 555.4058 790.0000

Sundaram Value Fund Series IX Nifty Option Dec 2020 11000 Put 250 575.2375 466.3538

Sundaram Value Fund Series X Nifty Option Dec 2020 10500 Put 370 555.7823 790.0000

Sundaram Value Fund Series X Nifty Option Dec 2020 11000 Put 140 575.1424 466.3538

Total percentage of existing assets hedged through put Options a Percentage of net assets

Scheme Name Percentage

Sundaram Value Fund Series IX 4.83

Sundaram Value Fund Series X 4.70

For the period ended March 31, 2018, the following hedging transactions through Options which have been already exercised/expired

Scheme Name Total Number of contracts entered into Gross Notional Value of contracts (` in Lakhs) Net Profit/(Loss) on all contracts (` in Lakhs)

— — — —

D) Other than Hedging Positions through Options as on March 31, 2018

Scheme Name Underlying Call/Put Number of Option Price Current

Contracts when purchased (`) Option Price (`)

— — — — — —

Total Exposure through Option (Other than hedging) as a percentage of net assets

Scheme Name Percentage

— —

For the period ended March 31, 2018, the following non hedging transactions through Options have been already exercised/expired

Scheme Name Total Number of contracts entered into Gross Notional Value of contracts (` in Lakhs) Net Profit/Loss on all contracts (` in Lakhs)

Sundaram Select Focus 0.99 0.83 (0.83)

Sundaram Value Fund Series I 1273.33 1611.06 291.20

Sundaram Select Mid Cap Fund 30 1.08 (0.89)

Sundaram Value Fund Series VII 19 0.89 (0.90)

E) Hedging Positions through Swaps as on March 31, 2018 - Nil

F) Hedging Positions through Interest Rate Futures as on March 31, 2018

Scheme Name Underlying Long/Short Futures Price Current Price of Margin maintained

When Purchased (`) the contract (`) in (` in Lakhs)

— — — — — —

Total percentage of existing assets hedged through put Options a Percentage of net assets

Scheme Name Percentage

— —

For the period ended March 31, 2018 following were the hedging transactions through Futures which have been squared off/ expired

Total Number of contracts Total Number of contracts Gross Notional value of contracts Gross Notional value of contracts Net Profit / (Loss) value on

Scheme Name where Future were Bought where Future were Sold where Futures were bought where Futures were sold all contracts combined

(` in Lakhs) (` in Lakhs) (` in Lakhs)

— — — — — —

* Note: Margin maintained denotes security specific margin.

Annexure-A - Portfolio disclosure for derivative positions

For more information please contact:Sundaram Asset Management Company Limited

(Investment Manager to Sundaram Mutual Fund)CIN: U93090TN1996PLC034615

Corporate Office: 1st & 2nd Floor, Sundaram Towers, 46, Whites Road, Royapettah, Chennai 600 014. Contact No: 1860 425 7237 (India) 44 2831 0301 (NRI) Fax: +91 44 2841 8108.

www.sundarammutual.comRegd. Office: No. 21, Patullos Road, Chennai 600 002

Statutory Details: Sundaram Mutual Fund has been set up as a Trust under Indian Trust Act, 1882. Sponsor: Sundaram Finance Ltd. Trustee: Sundaram Trustee Company Ltd. Investment Manager: Sundaram Asset ManagementCompany Ltd. The Sponsor is not responsible for any loss resulting from the operations of the Schemes beyond the contribution of ` 1 lakh made towards setting up the Mutual Fund. Risk Factors: Mutual funds, like securitiesinvestments, are subject to market and other risks and there can be no assurance that the Scheme’s objectives will be achieved. As with any investment in securities, the NAV of Units issued under the Scheme can go up ordown depending on the factors and forces affecting capital markets. Past performance of the sponsor/AMC/mutual fund does not indicate the future performance of the Schemes. Investors in the Schemes are not offered a guaranteedor assured rate of return. The names of the Schemes do not in any manner indicate the quality of the Schemes, their future prospects or returns. For investment objective, asset allocation, exit load structure, scheme specific riskfactors and other details, please refer the relevant Scheme Information Document (SID) and Key Information Memorandum cum Application Forms which are available on the website, www.sundarammutual.com and at the ISCs/Distributors. The Half-yearly Portfolio Statements (unaudited) of the Schemes of Sundaram Mutual fund have been taken on record by the Board of Directors of Sundaram Asset Management Company Limited on 27th April 2018 and bythe Board of Directors of Sundaram Trustee Company Limited at their meeting held on 27th April 2018.